40 NORTH MANAGEMENT LLC

HTTP://WWW.40NORTH.COM NEW YORK, NY Investment Advisor How do I update this listing?

Also known as:

  • 40 NORTH INDUSTRIES LLC
  • GRACE SPECIALTY CHEMICALS INC

40 North Management is based out of New York. 40 North Management is a large advisory firm with 9 clients and discretionary assets under management (AUM) of $2,514,508,084 (Form ADV from 2019-03-15). Their last reported 13F filing for Q1 2019 included $1,033,634,000 in managed 13F securities and a top 10 holdings concentration of 100.0%. 40 North Management's largest holding is Grace (W.R.) & Co. (DE) with shares held of 9,344,510. Whalewisdom has at least 31 13F filings, 27 13D filings, and 4 13G filings

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03/31/2019

Top Buys

  • Name% Change

03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $1.034 Billion
  • Prior Market Value $890.76 Million
  • New Purchases0 stocks
  • Additional Purchases0 stocks
  • Sold out of1 stock
  • Reduced holdings in0 stocks
  • Top 10 Holdings % 100.00 %
  • Turnover % [1]:25.00%
  • Turnover Alt % [2]: 2.55 %
  • Time Held Top20:8.25 quarters
  • Time Held Top10:7.75 quarters
  • Time Held All:9.50 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 4.14%
Performance Last 4 Quarters: 5.13%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR/A (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

40 NORTH MANAGEMENT LLC
Classified as Hedge Fund
9 WEST 57TH STREET 30TH FLOOR
NEW YORK NY    10019
Country: United States

Business Phone: 212-821-1600
Fax: 212-821-1638
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 43
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,PERFORMANCE BASED ALLOCATION
Amount of client funds and securities: 62,813,900
Total Number of Clients: 9
Amount of client funds and securities by related persons: 2,514,510,000
Total Number of clients from related persons: 5
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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40 NORTH MANAGEMENT LLC

ownership team - last updated 2019-03-15
Name Title Start Date Direct/Indirect % Ownership
WINTER, DAVID, SCOTT MEMBER 02/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
40 NORTH INDUSTRIES LLC MEMBER direct 2009-02-01
40 NORTH INDUSTRIES LLC MEMBER indirect 2009-02-01
40 NORTH INDUSTRIES LLC MEMBER - 40 NORTH PROPERTIES LLC (RELYING ADVISER) direct 2013-06-01
MILLSTONE, DAVID, JAMES MEMBER 02/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
40 NORTH INDUSTRIES LLC MEMBER direct 2009-02-01
40 NORTH INDUSTRIES LLC MEMBER indirect 2009-02-01
40 NORTH INDUSTRIES LLC MEMBER - 40 NORTH PROPERTIES LLC (RELYING ADVISER) direct 2013-06-01
ZAUDERER, HOWARD, JUDAH CCO/GC 02/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
LONGACRE FUND MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL direct 2004-12-01
40 NORTH MANAGEMENT LLC CCO/GC direct 2012-02-01
LEIDINGER, ETHAN, HOWE CHIEF OPERATING OFFICER 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
40 NORTH MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2013-05-01
REDDY, TUNDE, JAIN CHIEF FINANCIAL OFFICER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
40 NORTH MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2016-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
40 NORTH INVESTMENTS LP United States 805-4035334214 Hedge Fund 87,247,891 1,000,000 Master Fund
ALETTAR LLC United States 805-1823430671 Other Private Fund FUND-OF-FUNDS 748,722,913 0 Fund of Funds
RONSAM MANAGEMENT LLC United States 805-8488541606 Other Private Fund FUND-OF-FUNDS 188,476,676 0 Fund of Funds
40 NORTH LATITUDE MASTER FUND LTD. Cayman Islands 805-4209933726 Hedge Fund 2,413,249,866 0 Master Fund
237 BEIGE LLC United States 805-6013767059 Hedge Fund 715,753 0
THE RONNIE F. HEYMAN FOUNDATION LLC United States 805-6162377608 Other Private Fund FUND-OF-FUNDS 85,014,167 0 Fund of Funds
40 NORTH QOZ FUND LP United States 805-5521349021 Real Estate Fund 13,294,573 0

40 NORTH MANAGEMENT LLC

ownership team - last updated 2017-03-30
Name Title Start Date Direct/Indirect % Ownership
WINTER, DAVID, SCOTT MEMBER 02/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
40 NORTH INDUSTRIES LLC MEMBER direct 2009-02-01
40 NORTH INDUSTRIES LLC MEMBER indirect 2009-02-01
40 NORTH INDUSTRIES LLC MEMBER - 40 NORTH PROPERTIES LLC (RELYING ADVISER) direct 2013-06-01
MILLSTONE, DAVID, JAMES MEMBER 02/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
40 NORTH INDUSTRIES LLC MEMBER direct 2009-02-01
40 NORTH INDUSTRIES LLC MEMBER indirect 2009-02-01
40 NORTH INDUSTRIES LLC MEMBER - 40 NORTH PROPERTIES LLC (RELYING ADVISER) direct 2013-06-01
ZAUDERER, HOWARD, JUDAH CCO/GC 02/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
LONGACRE FUND MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL direct 2004-12-01
40 NORTH MANAGEMENT LLC CCO/GC direct 2012-02-01
LEIDINGER, ETHAN, HOWE CHIEF OPERATING OFFICER 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
40 NORTH MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2013-05-01
REDDY, TUNDE, JAIN CHIEF FINANCIAL OFFICER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
40 NORTH MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2016-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
40 NORTH INVESTMENTS LP United States 805-4035334214 Hedge Fund 118,644,103 1,000,000 Master Fund
40 NORTH ADVISERS LP United States 805-5455999850 Hedge Fund 304,273,872 1,000,000 Fund of Funds
ALETTAR LLC United States 805-1823430671 Hedge Fund 636,312,833 0 Fund of Funds
RONSAM MANAGEMENT LLC United States 805-8488541606 Hedge Fund 194,727,656 0 Fund of Funds
40 NORTH LATITUDE MASTER FUND LTD. Cayman Islands 805-4209933726 Hedge Fund 1,548,597,141 0 Master Fund

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