ABNER HERRMAN & BROCK LLC

HTTP://WWW.AHBI.COM JERSEY CITY, NJ Investment Advisor How do I update this listing?

Also known as:

  • ABNER HERRMAN & BROCK INC

Abner Herrman & Brock is based out of Jersey City. Abner Herrman & Brock is a large advisory firm with 1570 clients and discretionary assets under management (AUM) of $1,937,354,926 (Form ADV from 2018-03-13). Their last reported 13F filing for Q4 2018 included $547,717,000 in managed 13F securities and a top 10 holdings concentration of 39.53%. Abner Herrman & Brock's largest holding is Boeing Company with shares held of 88,475. Abner Herrman & Brock has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 73 13F filings

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12/31/2018

13F Sector Allocation Over Time

12/31/2018

13F Activity

  • Market Value $547.717 Million
  • Prior Market Value $699.727 Million
  • New Purchases11 stocks
  • Additional Purchases42 stocks
  • Sold out of18 stocks
  • Reduced holdings in44 stocks
  • Top 10 Holdings % 39.53 %
  • Turnover % [1]:23.20%
  • Turnover Alt % [2]: 18.68 %
  • Time Held Top20:12.00 quarters
  • Time Held Top10:10.90 quarters
  • Time Held All:20.62 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2018-11-14

Performance for Q3 2018: -5.23%
Performance Last 4 Quarters: 7.33%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)
  • 2001-12-31 - 13F-HR (Subscription required)
  • 2001-09-30 - 13F-HR (Subscription required)
  • 2001-06-30 - 13F-HR (Subscription required)
  • 2001-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ABNER HERRMAN & BROCK, LLC
HARBORSIDE 5 185 HUDSON STREET SUITE 1640
JERSEY CITY NJ    07311
Country: United States

Business Phone: 201-484-2000
Fax: 201-435-4603
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 12
Other Business Activities: broker-dealer
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Commissions
Amount of client funds and securities:
Total Number of Clients: 1570
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.E (2)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Non-derivative Insider Transactions Since 12/31/2018

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ABNER HERRMAN & BROCK, LLC

ownership team - last updated 2017-03-09
Name Title Start Date Direct/Indirect % Ownership
ABNER, HOWARD JEROME CHIEF COMPLIANCE OFFICER 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ABNER, HERRMAN & BROCK, INC. CHIEF COMPLIANCE OFFICER direct 2007-01-01
ABNER, HERRMAN & BROCK, INC. SHAREHOLDER indirect 2007-01-01
ABNER, HERRMAN & BROCK, INC. CHAIRMAN direct 1980-11-01 2005-01-28
ABNER, HERRMAN & BROCK, INC. CHAIRMAN/CHIEF COMPLIANCE OFFICER direct 1980-11-01 2006-02-23
ABNER, HERRMAN & BROCK, INC. SHAREHOLDER 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ABNER, HERRMAN & BROCK, INC. MANAGING MEMBER direct 2007-01-01
ABNER HERRMAN & BROCK, LLC SHAREHOLDER direct 2011-01-01
STRAUSS, KEVIN ERIC PRESIDENT 01/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ABNER HERRMAN & BROCK, LLC PRESIDENT direct 2011-01-01
ABNER TRUST SHAREHOLDER 01/01/2011 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ABNER HERRMAN & BROCK, LLC SHAREHOLDER direct 2011-01-01
ABNER, HOWARD JEROME SHAREHOLDER ABNER, HERRMAN & BROCK, INC. 01/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ABNER, HERRMAN & BROCK, INC. CHIEF COMPLIANCE OFFICER direct 2007-01-01
ABNER, HERRMAN & BROCK, INC. SHAREHOLDER indirect 2007-01-01
ABNER, HERRMAN & BROCK, INC. CHAIRMAN direct 1980-11-01 2005-01-28
ABNER, HERRMAN & BROCK, INC. CHAIRMAN/CHIEF COMPLIANCE OFFICER direct 1980-11-01 2006-02-23

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