ACADIAN ASSET MANAGEMENT LLC

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Acadian Asset Management is based out of Boston. Acadian Asset Management is a hedge fund with 305 clients and discretionary assets under management (AUM) of $100,980,521,050 (Form ADV from 2020-03-27). Their last reported 13F filing for Q1 2020 included $17,471,849,000 in managed 13F securities and a top 10 holdings concentration of 21.78%. Acadian Asset Management's largest holding is Microsoft Corp. with shares held of 4,878,817. Whalewisdom has at least 89 13F filings

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03/31/2020

13F Sector Allocation Over Time

03/31/2020

13F Activity

  • Market Value $17.472 Billion
  • Prior Market Value $22.008 Billion
  • New Purchases221 stocks
  • Additional Purchases778 stocks
  • Sold out of253 stocks
  • Reduced holdings in575 stocks
  • Top 10 Holdings % 21.78 %
  • Turnover % [1]:26.51%
  • Turnover Alt % [2]: 15.66 %
  • Time Held Top20:4.65 quarters
  • Time Held Top10:4.20 quarters
  • Time Held All:9.58 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: -4.01%
Performance Last 4 Quarters: 4.48%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required
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*Shares are split adjusted
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
American Beacon Advisors, Inc.
BrightSphere Inc.
RUSSELL FRANK CO/

View Last Form Adv Compilation Report on Record

ACADIAN ASSET MANAGEMENT
Classified as Hedge Fund
260 FRANKLIN STREET
BOSTON MA    02110
Country: United States
Business Phone: 617-850-3500
Fax: 617-850-3501
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 370
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 9,317,830,000
Total Number of Clients: 305
Amount of client funds and securities by related persons: 5,549,280,000
Total Number of clients from related persons: 9
Disclosures:
Data above was derived from SEC filings.

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ACADIAN ASSET MANAGEMENT LLC

ownership team - last updated 2020-03-27
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ACADIAN HEDGED ALPHA EQUITY MASTER FUND Cayman Islands 805-7889984359 Hedge Fund 36,825,137 1,000,000 Master Fund
ACADIAN ALL COUNTRY WORLD EX-US SMALL CAP FUND LLC United States 805-7563797221 Other Private Fund LONG ONLY COMMINGLED FUND 112,826,255 1,000,000
ACADIAN NON-US MICROCAP EQUITY FUND, LLC United States 805-5819115747 Other Private Fund LONG ONLY COMMINGLED FUND 263,818,030 1,000,000
ACADIAN NON-US SMALL CAP EQUITY LONG-SHORT FUND LLC United States 805-5773635952 Hedge Fund 380,125,885 1,000,000
ACADIAN U.S. MANAGED VOLATILITY EQUITY FUND LLC United States 805-9334067805 Other Private Fund LONG ONLY COMMINGLED FUND 65,112,265 1,000,000
ACADIAN MULTI-ASSET ABSOLUTE RETURN MASTER FUND Cayman Islands 805-1427536451 Hedge Fund 11,858,494 1,000,000 Master Fund
ACADIAN LEVERAGED DIVERSIFIED ALPHA EQUITY FUND Cayman Islands 805-3412313061 Hedge Fund 49,836,267 1,000,000
ACADIAN FRONTIER MARKETS EQUITY FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-7790580524 Other Private Fund LONG ONLY COMMINGLED FUND 490,714,249 1,000,000 Master Fund
ACADIAN MULTI-ASSET PORTFOLIO LLC United States 805-6797791927 Other Private Fund ASSET ALLOCATION FUND INVESTING IN OTHER ACADIAN MANAGED FUNDS 13,790,459 500,000 Fund of Funds
ACADIAN ACWI EX-US FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-1284171286 Other Private Fund LONG ONLY COMMINGLED FUND 587,042,625 1,000,000
ACADIAN GLOBAL EQUITY FUND SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-7737475979 Other Private Fund LONG ONLY COMMINGLED FUND 60,852,449 1,000,000
ACADIAN ACWI EX-US LONG SHORT FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-9033101654 Hedge Fund 131,384,706 1,000,000
ACADIAN INTERNATIONAL EXTENSION PLUS EQUITY FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-2318889342 Hedge Fund 30,746,405 1,000,000
ACADIAN US MICROCAP EQUITY FUND, LLC United States 805-5508183828 Other Private Fund LONG ONLY COMMINGLED FUND 231,564,115 1,000,000
ACADIAN EMERGING MARKETS EQUITY II FUND LLC United States 805-4515366523 Other Private Fund LONG ONLY COMMINGLED FUND 2,343,555,230 1,000,000
ACADIAN SUSTAINABLE EMERGING MARKETS EQUITY EX-FOSSIL FUEL FUND United States 805-9360948373 Other Private Fund LONG ONLY COMMINGLED FUND 64,266,473 1,000,000
ACADIAN ALL COUNTRY WORLD MANAGED VOLATILITY EQUITY FUND United States 805-5711063560 Other Private Fund LONG ONLY COMMINGLED FUND 152,741,877 1,000,000
ACADIAN EMERGING MARKETS SMALL-CAP LONG SHORT EQUITY II FUND Cayman Islands 805-5135932046 Hedge Fund 46,902,973 1,000,000
ACADIAN INTERNATIONAL SMALL CAP FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-9540092139 Other Private Fund LONG ONLY COMMINGLED FUND 1,650,264,565 1,000,000
ACADIAN CHINA A SHARES EQUITY MASTER FUND Cayman Islands 805-1418926798 Other Private Fund LONG ONLY COMMINGLED FUND 122,566,577 1,000,000 Master Fund
ACADIAN EMERGING MARKETS SMALL CAP EQUITY FUND LLC United States 805-7041048621 Other Private Fund LONG ONLY COMMINGLED FUND 1,594,756,744 1,000,000
ACADIAN EMERGING MARKETS EQUITY FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-7814657745 Other Private Fund LONG ONLY COMMINGLED FUND 2,069,116,387 1,000,000
ACADIAN DIVERSIFIED ALPHA EQUITY MASTER FUND Cayman Islands 805-8097897849 Hedge Fund 14,313,940 1,000,000 Master Fund
ACADIAN NON-US FOCUSED ALPHA EQUITY FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-3291313332 Other Private Fund LONG ONLY COMMINGLED FUND 22,348,407 1,000,000
ACADIAN INTERNATIONAL ALL CAP FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-4144329380 Other Private Fund LONG ONLY COMMINGLED FUND 506,809,928 1,000,000
ACADIAN DIVERSIFIED ALPHA UNCONSTRAINED EQUITY MASTER FUND Cayman Islands 805-9152682727 Hedge Fund 1,094,132 1,000,000 Master Fund
ACADIAN EMERGING MARKETS SMALL-CAP LONG-SHORT FUND, LLC United States 805-5733135223 Hedge Fund 97,234,390 1,000,000 Master Fund
ACADIAN NON-US ALL CAP EQUITY FUND,USD HEDGED,LLC United States 805-6670053000 Other Private Fund LONG ONLY COMMINGLED FUND 643,335,044 1,000,000
ACADIAN GLOBAL MARKET NEUTRAL FUND United States 805-2051333471 Hedge Fund 17,067,549 500,000
ACADIAN INTERNATIONAL EQUITY FUND United States 805-6027409852 Other Private Fund LONG ONLY COMMINGLED FUND 200,747,558 500,000
ACADIAN GLOBAL MANAGED VOLATILITY FUND United States 805-9220436351 Other Private Fund LONG ONLY COMMINGLED FUND 2,335,238,288 1,000,000
ACADIAN ADR FUND LLC United States 805-9277218510 Other Private Fund LONG ONLY COMMINGLED FUND 3,702,837 1,000,000
ACADIAN EMERGING MARKETS MANAGED VOLATILITY EQUITY FUND, LLC United States 805-3696325303 Other Private Fund LONG ONLY COMMINGLED FUND 514,553,640 1,000,000

ACADIAN ASSET MANAGEMENT LLC

ownership team - last updated 2019-11-06
Name Title Start Date Direct/Indirect % Ownership
CHISHOLM, JOHN, ROBERT CO-CEO, MANAGER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER direct 2007-12-01
ACADIAN ASSET MANAGEMENT INC EXECUTIVE VICE PRESIDENT direct 1999-03-01 2001-06-06
ACADIAN ASSET MANAGEMENT INC EXECUTIVE VICE PRESIDENT, DIRECTOR direct 1999-03-01 2007-03-29
ACADIAN ASSET MANAGEMENT LLC EXECUTIVE VICE PRESIDENT, MANAGER direct 2007-12-01 2010-01-08
BRIGHTSPHERE AFFILIATE HOLDINGS LLC SOLE HOLDER OF CLASS A INTERESTS OF THE REGISTRANT 12/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
CLAY FINLAY LLC MEMBER OF CLAY FINLAY LLC AND CLAY FINLAY INVESTMENT GP LLC direct 2001-04-01
ACADIAN ASSET MANAGEMENT LLC HOLDER OF CLASS B INTERESTS OF THE REGISTRANT direct 2007-12-01
ACADIAN ASSET MANAGEMENT LLC SOLE HOLDER OF CLASS A INTERESTS OF THE REGISTRANT direct 2007-12-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC 100% SHAREHOLDER OF OLD MUTUAL INTERMEDIARY (BHMS), LLC indirect 2010-01-01
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF REGISTRANT direct 2000-11-01 2003-03-27
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF REGISTRANT direct 2001-04-01 2007-03-29
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF ANALYTIC INVESTORS, INC. direct 2001-04-01 2007-03-30
ACADIAN ASSET MANAGEMENT INC SOLE MEMBER OF REGISTRANT direct 2007-12-01 2008-01-03
DWIGHT ASSET MANAGEMENT COMPANY 100% SHAREHOLDER OF DWIGHT ASSET MANAGEMENT COMPANY direct 2001-04-01 2008-03-26
PROVIDENT INVESTMENT COUNSEL, INC. 100% SHAREHOLDER OF PROVIDENT INVESTMENT COUNSEL, INC. direct 2001-04-01 2008-03-27
CLAY FINLAY INC 100% SHAREHOLDER OF CLAY FINLAY INC. direct 2001-04-01 2008-04-30
CLAY FINLAY INC 100% MEMBER OF CLAY FINLAY LLC direct 2001-04-01 2008-05-29
PROVIDENT INVESTMENT COUNSEL, INC. MEMBER indirect 2008-06-01 2008-10-14
BARROW HANLEY MEWHINNEY & STRAUSS INC SHAREHOLDER direct 2000-11-01 2009-03-30
300 NORTH CAPITAL, LLC 100% SHAREHOLDER OF 300 NORTH CAPITAL, LLC direct 2001-04-01 2009-03-31
300 NORTH CAPITAL, LLC MEMBER indirect 2008-06-01 2009-03-31
300 NORTH CAPITAL, LLC MEMBER indirect 2008-06-01 2009-06-01
2100 XENON GROUP LLC MEMBER indirect 2009-05-01 2011-03-29
2100 XENON GROUP LLC MEMBER indirect 2009-05-01 2012-03-26
DWIGHT ASSET MANAGEMENT COMPANY LLC MEMBER OF OLD MUTUAL INTERMEDIARY (DWIGHT), LLC indirect 2008-05-01 2012-03-29
ANALYTIC INVESTORS INC SOLE MEMBER OF OLD MUTUAL INTERMEDIARY, LLC indirect 2007-08-01 2012-03-30
300 NORTH CAPITAL, LLC SOLE MEMBER OF OLD MUTUAL INTERMEDIARY (300), LLC indirect 2009-05-01 2012-09-26
ANALYTIC INVESTORS, LLC SOLE MEMBER OF OLD MUTUAL INTERMEDIARY, LLC indirect 2012-12-01 2014-03-31
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER indirect 2001-11-01 2014-05-01
ANALYTIC INVESTORS, LLC SOLE MEMBER OF OMAM INTERMEDIARY (ANALYTIC), LLC indirect 2012-12-01 2016-03-30
DIAS, SCOTT, PETER SVP, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL 12/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2004-10-01
ACADIAN ASSET MANAGEMENT LLC SVP, CHIEF COMPLIANCE OFFICER, COUNSEL direct 2007-12-01
ACADIAN ASSET MANAGEMENT LLC SVP, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL direct 2007-12-01
ACADIAN ASSET MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2007-12-01
MINICHIELLO, MARK, JOSEPH EVP, CHIEF OPERATING OFFICER, TREASURER, SECRETARY, MANAGER 01/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT INC CHIEF FINANCIAL OFFICER, TREASURER, SECRETARY, NON-VOTING MANAGER direct 2007-12-01
ACADIAN ASSET MANAGEMENT LLC EVP, CHIEF OPERATING OFFICER, TREASURER, SECRETARY, NON-VOTING MANAGER direct 2013-01-01
ACADIAN ASSET MANAGEMENT INC CHIEF FINANCIAL OFFICER direct 2000-11-01
ACADIAN ASSET MANAGEMENT LLC SVP, CHIEF FINANCIAL OFFICER, TREASURER, SECRETARY, NON-VOTING MANAGER direct 2007-12-01
ACADIAN KELP LP SOLE HOLDER OF CLASS B INTERESTS OF THE REGISTRANT 07/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC HOLDER OF CLASS B INTERESTS OF THE REGISTRANT direct 2007-12-01
DOWD, ROSS, ALLEN CO-CEO, MANAGER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC SENIOR VICE PRESIDENT, MANAGER direct 2010-01-01
ACADIAN ASSET MANAGEMENT LLC EXECUTIVE VICE PRESIDENT, MANAGER direct 2013-01-01
BRADLEY, BRENDAN, O'BRIEN CIO, MANAGER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC SVP, NON-VOTING MANAGER direct 2012-01-01
YANG, GUANG MANAGER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
TEMPLETON INVESTMENT COUNSEL, LLC SR. VP/PORTFOLIO MGR.-RESEARCH ANALYST direct 2001-01-01
RANA, SURENDER, S MANAGER 02/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC MANAGER direct 2019-02-01
COPPER ROCK CAPITAL PARTNERS LLC MANAGER direct 2019-02-01
THOMPSON SIEGEL & WALMSLEY LLC MANAGER direct 2019-02-01
CAMPBELL GLOBAL, LLC MANAGER, BOARD OF MANAGERS direct 2019-02-01
LANDMARK PARTNERS LLC MANAGER direct 2019-03-01
DRISCOLL, MEGHAN, KELLY MANAGER 02/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
LANDMARK PARTNERS LLC MANAGER direct 2018-01-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC MEMBER BOARD OF MANAGERS direct 2018-01-01
Young, Kelly-Ann, Louise CHIEF MARKETING OFFICER, MANAGER 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC MANAGER direct 2019-03-01
BRIGHTSPHERE INC. SOLE MEMBER OF BRIGHTSPHERE AFFILIATE HOLDINGS LLC BRIGHTSPHERE AFFILIATE HOLDINGS LLC 09/01/2000 Indirect 75% or more
Fund Name Position direct/indirect start date end date
COOKE & BIELER INC 100% SHAREHOLDER OF COOKE & BIELER, INC. direct 1986-02-01
FIDUCIARY MANAGEMENT ASSOCIATES INC. 100% SHAREHOLDER OF FMA direct 1986-06-01
INVESTMENT COUNSELORS OF MARYLAND INC 100% SHAREHOLDER OF INVESTMENT COUNSELORS OF MARYLAND direct 1986-12-01
RICE HALL JAMES & ASSOCIATES 100% SHAREHOLDER OF RICE HALL JAMES & ASSOCIATES direct 1987-05-01
MCKEE C S & CO INC SHAREHOLDER direct 1987-08-01
SIRACH CAPITAL MANAGEMENT INC. 100% SHAREHOLDER OF SIRACH CAPITAL MANAGEMENT, INC. direct 1989-01-01
CAMBIAR INVESTORS INC 100% SHAREHOLDER OF CAMBIAR INVESTORS,INC. direct 1990-08-01
PELL RUDMAN TRUST COMPANY, N.A. 100% SHAREHOLDER OF PELL RUDMAN & CO, INC. direct 1993-08-01
HEITMAN ENDOWMENT ADVISORS, L.P. 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01
HEITMAN INSTITUTIONAL REALTY ADVISORS, L.P. 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01
HEITMAN INSTITUTIONAL ADVISORS 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM (HFL) INC indirect 1993-08-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM (HFL) INC indirect 1993-08-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM (HFL) INC indirect 1993-08-01
PILGRIM BAXTER VALUE INVESTORS INC 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. direct 1995-04-01
LIBERTY RIDGE CAPITAL, INC. 100% SHAREHOLDER OF LIBERTY RIDGE CAPITAL, INC. direct 1995-04-01
PACIFIC FINANCIAL RESEARCH INC 100% SHAREHOLDER OF PACIFIC FINANCIAL RESEARCH direct 1997-05-01
LINCLUDEN MANAGEMENT LTD 49% SHAREHOLDER OF LINCLUDEN MANAGEMENT direct 1997-09-01
PILGRIM BAXTER PRIVATE EQUITY ADVISORS INC. 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. direct 2000-04-01
FIRST PACIFIC ADVISORS, INC 100% SHAREHOLDER OF FIRST PACIFIC ADVISORS, INC. direct 2000-09-01
L&B REALTY ADVISORS, INC. 100% SHAREHOLDER OF L&B REALTY ADVISORS, INC. direct 2000-09-01
CLAY FINLAY INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC. indirect 2000-09-01
ACADIAN ASSET MANAGEMENT LLC SOLE MEMBER OF OMAM AFFILIATE HOLDINGS LLC indirect 2000-09-01
NWQ INVESTMENT MANAGEMENT CO INC 100% SHAREHOLDER indirect 2000-11-01
CAMPBELL GLOBAL, LLC SHAREHOLDER OF THE CAMPBELL GROUP, INC. indirect 2002-01-01
OLD MUTUAL CAPITAL, INC. 100% SHAREHOLDER OF OLD MUTUAL CAPITAL, INC. direct 2004-04-01
OSV CURRENCY ADVISORS, INC. 100 % SHAREHOLDER direct 2004-04-01
2100 CAPITAL GROUP LLC GENERAL PARTNER indirect 2005-03-01
2100 CAPITAL GROUP LLC MEMBER indirect 2005-07-01
COPPER ROCK CAPITAL PARTNERS LLC MEMBER direct 2006-02-01
THOMPSON SIEGEL & WALMSLEY LLC SOLE MEMBER OF TS&W INVESTMENT GP LLC indirect 2007-04-01
THOMPSON SIEGEL & WALMSLEY LLC MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC direct 2007-05-01
CLAY FINLAY LLC GENERAL PARTNER indirect 2008-08-01
ECHO POINT INVESTMENT MANAGEMENT, LLC MAJORITY SHAREHOLDER direct 2010-11-01
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER OF OLD ICM, INC. indirect 2012-12-01
ASHFIELD CAPITAL PARTNERS, LLC 100% CLASS B INTERESTS IN ASHFIELD CAPITAL PARTNERS, LLC/SOLE MEMBER OF OMAM AFFILIATE HOLDINGS LLC direct 2012-12-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC 100% SHAREHOLDER OF OMAM AFFILIATE HOLDINGS LLC indirect 2014-09-01
LANDMARK PARTNERS LLC MEMBER indirect 2016-08-01
LANDMARK EQUITY ADVISORS LLC MEMBER indirect 2016-08-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2016-08-01
LANDMARK REALTY ADVISORS LLC MEMBER indirect 2016-09-01
BARROW HANLEY MEWHINNEY & STRAUSS INC 100% SHAREHOLDER OF AFFILIATE direct 1988-01-01 2001-01-30
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF REGISTRANT direct 1992-02-01 2001-01-30
CLAY FINLAY INC 100% SHAREHOLDER OF CLAY FINLAY INC. direct 1996-08-01 2001-01-31
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF ANALYTIC INVESTORS, INC. direct 1999-01-01 2001-01-31
JOHN K DWIGHT ASSET MANAGEMENT COMPANY, INC. 100% SHAREHOLDER OF JOHN K. DWIGHT ASSET MANAGEMENT COMPANY, INC. direct 1994-01-01 2001-02-26
FIRST PACIFIC ADVISORS, INC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT HOLDINGS, INC. direct 1991-06-01 2001-02-27
NWQ INVESTMENT MANAGEMENT CO INC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT HOLDINGS INC. direct 1992-07-01 2001-02-28
PROVIDENT INVESTMENT COUNSEL, INC. SHAREHOLDER indirect 1994-11-01 2001-02-28
SUFFOLK CAPITAL MANAGEMENT, INC 100% SHAREHOLDER OF SUFFOLK CAPITAL MANAGEMENT direct 1994-05-01 2001-03-01
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT HOLDINGS, INC. direct 1992-02-01 2001-03-13
SOVEREIGN FINANCIAL SERVICES, INC. 100% OWNER OF UNITED ASSET MANAGEMENT HOLDINGS, INC. indirect 1988-12-01 2001-03-26
L&B REALTY ADVISORS, INC. PARENT direct 1992-06-01 2001-04-02
SPECTRUM ASSET MANAGEMENT, INC. PARENT COMPANY/OWNER direct 1991-11-01 2001-04-11
CLAY FINLAY INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC. direct 1996-08-01 2001-05-16
NORTHERN CAPITAL MANAGEMENT LLC 80% SHAREHOLDER OF NORTHERN CAPITAL MANAGEMENT LLC direct 1986-01-01 2001-05-17
JOHN K DWIGHT ASSET MANAGEMENT COMPANY, INC. 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC direct 2001-04-01 2001-05-18
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC direct 2000-09-01 2001-05-31
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC direct 2001-04-01 2001-05-31
SPECTRUM ASSET MANAGEMENT, INC. PARENT COMPANY/OWNER direct 2000-09-01 2001-06-06
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2001-04-01 2001-06-06
PACIFIC FINANCIAL RESEARCH INC 100% S/H UNITED ASSET MANAGEMENT indirect 2000-10-01 2001-07-13
NWQ INVESTMENT MANAGEMENT CO INC 100% SHAREHOLDER indirect 2001-04-01 2001-10-09
PACIFIC FINANCIAL RESEARCH INC 100% OWNER direct 1997-05-01 2001-11-27
GSB INVESTMENT MANAGEMENT OWNER direct 1993-12-01 2001-12-03
NORTHERN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF NCM, INC. direct 2000-06-01 2002-03-18
THOMPSON SIEGEL & WALMSLEY INC 100% SHAREHOLDER OF THOMPSON, SIEGEL,& WALMSLEY, INC. direct 1984-12-01 2002-03-22
BARROW HANLEY MEWHINNEY & STRAUSS INC SHAREHOLDER indirect 2000-11-01 2002-03-25
CAMPBELL GROUP LLC 100% SHAREHOLDER OF THE CAMPBELL GROUP, INC. direct 2000-09-01 2002-11-14
TOM JOHNSON INVESTMENT MANAGEMENT, INC. 100% SHAREHOLDER OF APPLICANT direct 1992-10-01 2003-03-14
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-11-01 2003-03-27
DWIGHT ASSET MANAGEMENT COMPANY 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2001-04-01 2003-03-27
HEITMAN PRA SECURITIES ADVISORS LLC 100% SHAREHOLDER OF HEITMAN FINANCIAL LTD. indirect 1993-08-01 2003-05-27
CAMBIAR INVESTORS, LLC 100% SHAREHOLDER indirect 1990-08-01 2003-07-11
HEITMAN JMB ENDOWMENT ADVISORS LP 100% SHAREHOLDER indirect 1993-08-01 2003-09-12
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF HEITMAN FINANCIAL LTD. indirect 1993-08-01 2003-09-12
HEITMAN/JMB INSTITUTIONAL REALTY ADVISORS, L.P. 100% SHAREHOLDER indirect 1993-08-01 2003-09-12
HEITMAN JMB INSTITUTIONAL ADVISORS 100% SHAREHOLDER indirect 1993-08-01 2003-09-12
PROVIDENT INVESTMENT COUNSEL, INC. SHAREHOLDER indirect 2000-11-01 2003-09-18
OSV CURRENCY PARTNERS INC. 100% SHAREHOLDER OF OSV CURRENCY ADVISORS, INC. direct 1996-04-01 2004-06-10
PILGRIM BAXTER & ASSOCIATES LTD 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. direct 1995-04-01 2004-11-22
ASHFIELD CAPITAL PARTNERS, LLC SHAREHOLDER direct 2006-12-01 2006-12-08
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2007-03-29
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2007-03-30
THOMPSON SIEGEL & WALMSLEY INC 100% SHAREHOLDER OF THOMPSON, SIEGEL,& WALMSLEY, INC. direct 2000-09-01 2007-03-31
THOMPSON SIEGEL & WALMSLEY INC SHAREHOLDER OF THOMPSON, SIEGEL & WALMSLEY LLC direct 2007-05-01 2007-05-23
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF EPSLP INC. indirect 2007-04-01 2007-11-23
DWIGHT ASSET MANAGEMENT COMPANY 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2008-03-26
PROVIDENT INVESTMENT COUNSEL, INC. SHAREHOLDER indirect 2000-09-01 2008-03-27
BARROW HANLEY MEWHINNEY & STRAUSS INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2009-03-30
PROVIDENT INVESTMENT COUNSEL, INC. MEMBER indirect 2000-09-01 2009-06-01
THOMSON HORSTMANN & BRYANT INC 100% SHAREHOLDER direct 1997-06-01 2010-03-22
THOMPSON SIEGEL & WALMSLEY LLC GENERAL PARTNER OF TS&W INVESTMENT HOLDINGS LP indirect 2007-04-01 2010-03-31
OLD MUTUAL (NEWCO 2010), LLC 100% SHAREHOLDER direct 2010-05-01 2010-10-18
2100 XENON GROUP LLC 100% SHAREHOLDER indirect 2000-09-01 2012-03-26
DWIGHT ASSET MANAGEMENT COMPANY MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2012-03-29
ANALYTIC INVESTORS INC SOLE MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2012-03-30
2100 LARCH LANE LLC 100% MEMBER OF 2100 CAPITAL HOLDINGS LLC indirect 2005-07-01 2012-04-17
ASHFIELD CAPITAL PARTNERS, LLC MEMBER direct 2007-02-01 2012-05-09
ASHFIELD CAPITAL PARTNERS, LLC SOLE MEMBER AND MANAGER indirect 2007-02-01 2012-05-09
ROGGE GLOBAL PARTNERS PLC 100% SHAREHOLDER indirect 2000-11-01 2012-06-15
300 NORTH CAPITAL, LLC SOLE MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2012-09-26
ASHFIELD CAPITAL PARTNERS, LLC 100% CLASS B INTERESTS direct 2012-12-01 2013-01-28
ROGGE GLOBAL PARTNERS INC. OWNER indirect 1996-07-01 2014-03-13
ROGGE GLOBAL PARTNERS PLC 100% SHAREHOLDER indirect 1996-07-01 2014-03-13
CAMPBELL GROUP LLC 100% SHAREHOLDER OF THE CAMPBELL GROUP, INC. indirect 2000-11-01 2014-03-25
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01 2014-03-31
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 2006-08-01 2014-03-31
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 2010-07-01 2014-03-31
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 2012-02-01 2014-03-31
ANALYTIC INVESTORS, LLC SOLE MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2012-12-01 2014-03-31
ASHFIELD CAPITAL PARTNERS, LLC 100% CLASS B INTERESTS IN ASHFIELD CAPITAL PARTNERS, LLC indirect 2012-12-01 2014-10-31
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01 2014-11-05
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC indirect 1993-08-01 2014-12-16
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC indirect 1993-08-01 2014-12-16
ACADIAN ASSET MANAGEMENT INC SOLE MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2015-02-27
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01 2016-01-04
ANALYTIC INVESTORS, LLC SOLE MEMBER OF OMAM AFFILIATE HOLDINGS LLC indirect 2012-12-01 2016-03-30
ACADIAN KELP GP LLC GENERAL PARTNER OF ACADIAN KELP LP ACADIAN KELP LP 12/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC GENERAL PARTNER OF ACADIAN KELP LP indirect 2007-12-01
BRIGHTSPHERE INVESTMENT GROUP INC. SOLE SHAREHOLDER OF BRIGHTSPHERE INC BRIGHTSPHERE INC. 09/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC 100% SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC SOLE SHAREHOLDER OF OMAM UK LIMITED indirect 2014-09-01
THOMPSON SIEGEL & WALMSLEY LLC SHAREHOLDER OF OMAM UK, LTD. indirect 2014-09-01
ACADIAN ASSET MANAGEMENT LLC SOLE SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2014-09-01
LANDMARK EQUITY ADVISORS LLC SHAREHOLDER indirect 2014-09-01
CAMPBELL GLOBAL, LLC SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
COPPER ROCK CAPITAL PARTNERS LLC SOLE SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
ASHFIELD CAPITAL PARTNERS, LLC SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2014-09-01
CLEARLAKE CAPITAL GROUP, L.P. SHAREHOLDER indirect 2014-09-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
BRIGHTSPHERE INVESTMENT GROUP PLC SOLE SHAREHOLDER OF BRIGHTSPHERE US, INC. BRIGHTSPHERE INVESTMENT GROUP INC. 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC SOLE SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2014-10-01
LANDMARK EQUITY ADVISORS LLC SHAREHOLEDER indirect 2014-10-01
CAMPBELL GLOBAL, LLC SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
COPPER ROCK CAPITAL PARTNERS LLC SOLE SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
ASHFIELD CAPITAL PARTNERS, LLC SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2014-10-01
CLEARLAKE CAPITAL GROUP, L.P. SHAREHOLDER indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM US, INC indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM US, INC indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM US, INC indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
ANALYTIC INVESTORS, LLC 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM US, INC indirect 2014-10-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC SOLE SHAREHOLDER OF OMAM US INC indirect 2014-10-01
THOMPSON SIEGEL & WALMSLEY LLC SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ACADIAN HEDGED ALPHA EQUITY MASTER FUND Cayman Islands 805-7889984359 Hedge Fund 21,424,506 1,000,000 Master Fund
ACADIAN ALL COUNTRY WORLD EX-US SMALL CAP FUND LLC United States 805-7563797221 Other Private Fund LONG ONLY COMMINGLED FUND 58,771,052 1,000,000
ACADIAN NON-US MICROCAP EQUITY FUND, LLC United States 805-5819115747 Other Private Fund LONG ONLY COMMINGLED FUND 209,022,301 1,000,000
ACADIAN NON-US SMALL CAP EQUITY LONG-SHORT FUND LLC United States 805-5773635952 Hedge Fund 229,916,290 1,000,000
ACADIAN U.S. MANAGED VOLATILITY EQUITY FUND LLC United States 805-9334067805 Other Private Fund LONG ONLY COMMINGLED FUND 45,264,296 1,000,000
ACADIAN MULTI-ASSET ABSOLUTE RETURN MASTER FUND Cayman Islands 805-1427536451 Hedge Fund 10,313,320 1,000,000 Master Fund
ACADIAN LIQUID MULTI-ALPHA EQUITY FUND, LLC United States 805-8895771689 Other Private Fund LONG ONLY COMMINGLED FUND 3,735,971 500,000
ACADIAN LEVERAGED DIVERSIFIED ALPHA EQUITY FUND Cayman Islands 805-3412313061 Hedge Fund 99,874,609 1,000,000
ACADIAN MULTI-ASSET PORTFOLIO LLC United States 805-6797791927 Other Private Fund ASSET ALLOCATION FUND INVESTING IN OTHER ACADIAN MANAGED FUNDS 15,328,782 500,000 Fund of Funds
ACADIAN ACWI EX-US FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-1284171286 Other Private Fund LONG ONLY COMMINGLED FUND 267,780,179 1,000,000
ACADIAN JAPAN INTEGRATED ALPHA EQUITY FUND TRUST Cayman Islands 805-9577493135 Hedge Fund 2,937,856 1,000,000
ACADIAN GLOBAL EQUITY FUND SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-7737475979 Other Private Fund LONG ONLY COMMINGLED FUND 50,014,291 1,000,000
ACADIAN ACWI EX-US LONG SHORT FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-9033101654 Hedge Fund 203,700,444 1,000,000
ACADIAN INTERNATIONAL EXTENSION PLUS EQUITY FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-2318889342 Hedge Fund 5,087,577 1,000,000
ACADIAN US MICROCAP EQUITY FUND, LLC United States 805-5508183828 Other Private Fund LONG ONLY COMMINGLED FUND 64,416,929 1,000,000
ACADIAN FRONTIER MARKETS EQUITY FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-7790580524 Other Private Fund LONG ONLY COMMINGLED FUND 557,009,883 1,000,000 Master Fund
ACADIAN GLOBAL LEVERAGED MARKET NEUTRAL MASTER FUND Cayman Islands 805-1059907097 Hedge Fund 189,145,780 500,000 Master Fund
ACADIAN NON-US CONCENTRATED FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-3291313332 Other Private Fund LONG ONLY COMMINGLED FUND 21,872,482 1,000,000
ACADIAN SUSTAINABLE EMERGING MARKETS EQUITY EX-FOSSIL FUEL FUND United States 805-9360948373 Other Private Fund LONG ONLY COMMINGLED FUND 44,360,057 1,000,000
ACADIAN ALL COUNTRY WORLD MANAGED VOLATILITY EQUITY FUND United States 805-5711063560 Other Private Fund LONG ONLY COMMINGLED FUND 126,068,677 1,000,000
ACADIAN EMERGING MARKETS SMALL-CAP LONG SHORT EQUITY II FUND Cayman Islands 805-5135932046 Hedge Fund 40,328,861 1,000,000
ACADIAN INTERNATIONAL SMALL CAP FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-9540092139 Other Private Fund LONG ONLY COMMINGLED FUND 1,104,491,003 1,000,000
ACADIAN CHINA A SHARES EQUITY MASTER FUND Cayman Islands 805-1418926798 Other Private Fund LONG ONLY COMMINGLED FUND 37,903,490 1,000,000 Master Fund
ACADIAN EMERGING MARKETS SMALL CAP EQUITY FUND LLC United States 805-7041048621 Other Private Fund LONG ONLY COMMINGLED FUND 1,327,816,553 1,000,000
ACADIAN EMERGING MARKETS EQUITY FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-7814657745 Other Private Fund LONG ONLY COMMINGLED FUND 1,830,449,408 1,000,000
ACADIAN DIVERSIFIED ALPHA EQUITY MASTER FUND Cayman Islands 805-8097897849 Hedge Fund 124,108,975 1,000,000 Master Fund
ACADIAN INTERNATIONAL ALL CAP FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-4144329380 Other Private Fund LONG ONLY COMMINGLED FUND 436,830,878 1,000,000
ACADIAN DIVERSIFIED ALPHA UNCONSTRAINED EQUITY MASTER FUND Cayman Islands 805-9152682727 Hedge Fund 2,108,629 1,000,000 Master Fund
ACADIAN EMERGING MARKETS SMALL-CAP LONG-SHORT FUND, LLC United States 805-5733135223 Hedge Fund 82,840,455 1,000,000 Master Fund
ACADIAN NON-US ALL CAP EQUITY FUND,USD HEDGED,LLC United States 805-6670053000 Other Private Fund LONG ONLY COMMINGLED FUND 577,359,459 1,000,000
ACADIAN GLOBAL MARKET NEUTRAL FUND United States 805-2051333471 Hedge Fund 22,596,084 500,000
ACADIAN INTERNATIONAL EQUITY FUND United States 805-6027409852 Other Private Fund LONG ONLY COMMINGLED FUND 196,584,902 500,000
ACADIAN GLOBAL MANAGED VOLATILITY FUND United States 805-9220436351 Other Private Fund LONG ONLY COMMINGLED FUND 1,823,255,730 1,000,000
ACADIAN ADR FUND LLC United States 805-9277218510 Other Private Fund LONG ONLY COMMINGLED FUND 3,147,880 1,000,000
ACADIAN EMERGING MARKETS MANAGED VOLATILITY EQUITY FUND, LLC United States 805-3696325303 Other Private Fund LONG ONLY COMMINGLED FUND 641,204,422 1,000,000
ACADIAN EMERGING MARKETS EQUITY II FUND LLC United States 805-4515366523 Other Private Fund LONG ONLY COMMINGLED FUND 2,813,666,774 1,000,000

ACADIAN ASSET MANAGEMENT LLC

ownership team - last updated 2019-03-22
Name Title Start Date Direct/Indirect % Ownership
CHISHOLM, JOHN, ROBERT CO-CEO, MANAGER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER direct 2007-12-01
ACADIAN ASSET MANAGEMENT INC EXECUTIVE VICE PRESIDENT direct 1999-03-01 2001-06-06
ACADIAN ASSET MANAGEMENT INC EXECUTIVE VICE PRESIDENT, DIRECTOR direct 1999-03-01 2007-03-29
ACADIAN ASSET MANAGEMENT LLC EXECUTIVE VICE PRESIDENT, MANAGER direct 2007-12-01 2010-01-08
BRIGHTSPHERE AFFILIATE HOLDINGS LLC SOLE HOLDER OF CLASS A INTERESTS OF THE REGISTRANT 12/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
CLAY FINLAY LLC MEMBER OF CLAY FINLAY LLC AND CLAY FINLAY INVESTMENT GP LLC direct 2001-04-01
ACADIAN ASSET MANAGEMENT LLC HOLDER OF CLASS B INTERESTS OF THE REGISTRANT direct 2007-12-01
ACADIAN ASSET MANAGEMENT LLC SOLE HOLDER OF CLASS A INTERESTS OF THE REGISTRANT direct 2007-12-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC 100% SHAREHOLDER OF OLD MUTUAL INTERMEDIARY (BHMS), LLC indirect 2010-01-01
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF REGISTRANT direct 2000-11-01 2003-03-27
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF REGISTRANT direct 2001-04-01 2007-03-29
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF ANALYTIC INVESTORS, INC. direct 2001-04-01 2007-03-30
ACADIAN ASSET MANAGEMENT INC SOLE MEMBER OF REGISTRANT direct 2007-12-01 2008-01-03
DWIGHT ASSET MANAGEMENT COMPANY 100% SHAREHOLDER OF DWIGHT ASSET MANAGEMENT COMPANY direct 2001-04-01 2008-03-26
PROVIDENT INVESTMENT COUNSEL, INC. 100% SHAREHOLDER OF PROVIDENT INVESTMENT COUNSEL, INC. direct 2001-04-01 2008-03-27
CLAY FINLAY INC 100% SHAREHOLDER OF CLAY FINLAY INC. direct 2001-04-01 2008-04-30
CLAY FINLAY INC 100% MEMBER OF CLAY FINLAY LLC direct 2001-04-01 2008-05-29
PROVIDENT INVESTMENT COUNSEL, INC. MEMBER indirect 2008-06-01 2008-10-14
BARROW HANLEY MEWHINNEY & STRAUSS INC SHAREHOLDER direct 2000-11-01 2009-03-30
300 NORTH CAPITAL, LLC 100% SHAREHOLDER OF 300 NORTH CAPITAL, LLC direct 2001-04-01 2009-03-31
300 NORTH CAPITAL, LLC MEMBER indirect 2008-06-01 2009-03-31
300 NORTH CAPITAL, LLC MEMBER indirect 2008-06-01 2009-06-01
2100 XENON GROUP LLC MEMBER indirect 2009-05-01 2011-03-29
2100 XENON GROUP LLC MEMBER indirect 2009-05-01 2012-03-26
DWIGHT ASSET MANAGEMENT COMPANY LLC MEMBER OF OLD MUTUAL INTERMEDIARY (DWIGHT), LLC indirect 2008-05-01 2012-03-29
ANALYTIC INVESTORS INC SOLE MEMBER OF OLD MUTUAL INTERMEDIARY, LLC indirect 2007-08-01 2012-03-30
300 NORTH CAPITAL, LLC SOLE MEMBER OF OLD MUTUAL INTERMEDIARY (300), LLC indirect 2009-05-01 2012-09-26
ANALYTIC INVESTORS, LLC SOLE MEMBER OF OLD MUTUAL INTERMEDIARY, LLC indirect 2012-12-01 2014-03-31
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER indirect 2001-11-01 2014-05-01
ANALYTIC INVESTORS, LLC SOLE MEMBER OF OMAM INTERMEDIARY (ANALYTIC), LLC indirect 2012-12-01 2016-03-30
DIAS, SCOTT, PETER SVP, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL 12/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2004-10-01
ACADIAN ASSET MANAGEMENT LLC SVP, CHIEF COMPLIANCE OFFICER, COUNSEL direct 2007-12-01
ACADIAN ASSET MANAGEMENT LLC SVP, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL direct 2007-12-01
ACADIAN ASSET MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2007-12-01
MINICHIELLO, MARK, JOSEPH EVP, CHIEF OPERATING OFFICER, TREASURER, SECRETARY, MANAGER 01/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT INC CHIEF FINANCIAL OFFICER, TREASURER, SECRETARY, NON-VOTING MANAGER direct 2007-12-01
ACADIAN ASSET MANAGEMENT LLC EVP, CHIEF OPERATING OFFICER, TREASURER, SECRETARY, NON-VOTING MANAGER direct 2013-01-01
ACADIAN ASSET MANAGEMENT INC CHIEF FINANCIAL OFFICER direct 2000-11-01
ACADIAN ASSET MANAGEMENT LLC SVP, CHIEF FINANCIAL OFFICER, TREASURER, SECRETARY, NON-VOTING MANAGER direct 2007-12-01
ACADIAN KELP LP SOLE HOLDER OF CLASS B INTERESTS OF THE REGISTRANT 07/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC HOLDER OF CLASS B INTERESTS OF THE REGISTRANT direct 2007-12-01
DOWD, ROSS, ALLEN CO-CEO, MANAGER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC SENIOR VICE PRESIDENT, MANAGER direct 2010-01-01
ACADIAN ASSET MANAGEMENT LLC EXECUTIVE VICE PRESIDENT, MANAGER direct 2013-01-01
BRADLEY, BRENDAN, O'BRIEN CIO, MANAGER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC SVP, NON-VOTING MANAGER direct 2012-01-01
YANG, GUANG MANAGER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
TEMPLETON INVESTMENT COUNSEL, LLC SR. VP/PORTFOLIO MGR.-RESEARCH ANALYST direct 2001-01-01
RANA, SURENDER, S MANAGER 02/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC MANAGER direct 2019-02-01
COPPER ROCK CAPITAL PARTNERS LLC MANAGER direct 2019-02-01
THOMPSON SIEGEL & WALMSLEY LLC MANAGER direct 2019-02-01
CAMPBELL GLOBAL, LLC MANAGER, BOARD OF MANAGERS direct 2019-02-01
LANDMARK PARTNERS LLC MANAGER direct 2019-03-01
DRISCOLL, MEGHAN, KELLY MANAGER 02/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
LANDMARK PARTNERS LLC MANAGER direct 2018-01-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC MEMBER BOARD OF MANAGERS direct 2018-01-01
Young, Kelly-Ann, Louise MANAGER 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC MANAGER direct 2019-03-01
BRIGHTSPHERE INC. SOLE MEMBER OF BRIGHTSPHERE AFFILIATE HOLDINGS LLC BRIGHTSPHERE AFFILIATE HOLDINGS LLC 09/01/2000 Indirect 75% or more
Fund Name Position direct/indirect start date end date
COOKE & BIELER INC 100% SHAREHOLDER OF COOKE & BIELER, INC. direct 1986-02-01
FIDUCIARY MANAGEMENT ASSOCIATES INC. 100% SHAREHOLDER OF FMA direct 1986-06-01
INVESTMENT COUNSELORS OF MARYLAND INC 100% SHAREHOLDER OF INVESTMENT COUNSELORS OF MARYLAND direct 1986-12-01
RICE HALL JAMES & ASSOCIATES 100% SHAREHOLDER OF RICE HALL JAMES & ASSOCIATES direct 1987-05-01
MCKEE C S & CO INC SHAREHOLDER direct 1987-08-01
SIRACH CAPITAL MANAGEMENT INC. 100% SHAREHOLDER OF SIRACH CAPITAL MANAGEMENT, INC. direct 1989-01-01
CAMBIAR INVESTORS INC 100% SHAREHOLDER OF CAMBIAR INVESTORS,INC. direct 1990-08-01
PELL RUDMAN TRUST COMPANY, N.A. 100% SHAREHOLDER OF PELL RUDMAN & CO, INC. direct 1993-08-01
HEITMAN ENDOWMENT ADVISORS, L.P. 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01
HEITMAN INSTITUTIONAL REALTY ADVISORS, L.P. 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01
HEITMAN INSTITUTIONAL ADVISORS 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM (HFL) INC indirect 1993-08-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM (HFL) INC indirect 1993-08-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM (HFL) INC indirect 1993-08-01
PILGRIM BAXTER VALUE INVESTORS INC 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. direct 1995-04-01
LIBERTY RIDGE CAPITAL, INC. 100% SHAREHOLDER OF LIBERTY RIDGE CAPITAL, INC. direct 1995-04-01
PACIFIC FINANCIAL RESEARCH INC 100% SHAREHOLDER OF PACIFIC FINANCIAL RESEARCH direct 1997-05-01
LINCLUDEN MANAGEMENT LTD 49% SHAREHOLDER OF LINCLUDEN MANAGEMENT direct 1997-09-01
PILGRIM BAXTER PRIVATE EQUITY ADVISORS INC. 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. direct 2000-04-01
FIRST PACIFIC ADVISORS, INC 100% SHAREHOLDER OF FIRST PACIFIC ADVISORS, INC. direct 2000-09-01
L&B REALTY ADVISORS, INC. 100% SHAREHOLDER OF L&B REALTY ADVISORS, INC. direct 2000-09-01
CLAY FINLAY INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC. indirect 2000-09-01
ACADIAN ASSET MANAGEMENT LLC SOLE MEMBER OF OMAM AFFILIATE HOLDINGS LLC indirect 2000-09-01
NWQ INVESTMENT MANAGEMENT CO INC 100% SHAREHOLDER indirect 2000-11-01
CAMPBELL GLOBAL, LLC SHAREHOLDER OF THE CAMPBELL GROUP, INC. indirect 2002-01-01
OLD MUTUAL CAPITAL, INC. 100% SHAREHOLDER OF OLD MUTUAL CAPITAL, INC. direct 2004-04-01
OSV CURRENCY ADVISORS, INC. 100 % SHAREHOLDER direct 2004-04-01
2100 CAPITAL GROUP LLC GENERAL PARTNER indirect 2005-03-01
2100 CAPITAL GROUP LLC MEMBER indirect 2005-07-01
COPPER ROCK CAPITAL PARTNERS LLC MEMBER direct 2006-02-01
THOMPSON SIEGEL & WALMSLEY LLC SOLE MEMBER OF TS&W INVESTMENT GP LLC indirect 2007-04-01
THOMPSON SIEGEL & WALMSLEY LLC MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC direct 2007-05-01
CLAY FINLAY LLC GENERAL PARTNER indirect 2008-08-01
ECHO POINT INVESTMENT MANAGEMENT, LLC MAJORITY SHAREHOLDER direct 2010-11-01
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER OF OLD ICM, INC. indirect 2012-12-01
ASHFIELD CAPITAL PARTNERS, LLC 100% CLASS B INTERESTS IN ASHFIELD CAPITAL PARTNERS, LLC/SOLE MEMBER OF OMAM AFFILIATE HOLDINGS LLC direct 2012-12-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC 100% SHAREHOLDER OF OMAM AFFILIATE HOLDINGS LLC indirect 2014-09-01
LANDMARK PARTNERS LLC MEMBER indirect 2016-08-01
LANDMARK EQUITY ADVISORS LLC MEMBER indirect 2016-08-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2016-08-01
LANDMARK REALTY ADVISORS LLC MEMBER indirect 2016-09-01
BARROW HANLEY MEWHINNEY & STRAUSS INC 100% SHAREHOLDER OF AFFILIATE direct 1988-01-01 2001-01-30
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF REGISTRANT direct 1992-02-01 2001-01-30
CLAY FINLAY INC 100% SHAREHOLDER OF CLAY FINLAY INC. direct 1996-08-01 2001-01-31
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF ANALYTIC INVESTORS, INC. direct 1999-01-01 2001-01-31
JOHN K DWIGHT ASSET MANAGEMENT COMPANY, INC. 100% SHAREHOLDER OF JOHN K. DWIGHT ASSET MANAGEMENT COMPANY, INC. direct 1994-01-01 2001-02-26
FIRST PACIFIC ADVISORS, INC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT HOLDINGS, INC. direct 1991-06-01 2001-02-27
NWQ INVESTMENT MANAGEMENT CO INC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT HOLDINGS INC. direct 1992-07-01 2001-02-28
PROVIDENT INVESTMENT COUNSEL, INC. SHAREHOLDER indirect 1994-11-01 2001-02-28
SUFFOLK CAPITAL MANAGEMENT, INC 100% SHAREHOLDER OF SUFFOLK CAPITAL MANAGEMENT direct 1994-05-01 2001-03-01
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT HOLDINGS, INC. direct 1992-02-01 2001-03-13
SOVEREIGN FINANCIAL SERVICES, INC. 100% OWNER OF UNITED ASSET MANAGEMENT HOLDINGS, INC. indirect 1988-12-01 2001-03-26
L&B REALTY ADVISORS, INC. PARENT direct 1992-06-01 2001-04-02
SPECTRUM ASSET MANAGEMENT, INC. PARENT COMPANY/OWNER direct 1991-11-01 2001-04-11
CLAY FINLAY INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC. direct 1996-08-01 2001-05-16
NORTHERN CAPITAL MANAGEMENT LLC 80% SHAREHOLDER OF NORTHERN CAPITAL MANAGEMENT LLC direct 1986-01-01 2001-05-17
JOHN K DWIGHT ASSET MANAGEMENT COMPANY, INC. 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC direct 2001-04-01 2001-05-18
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC direct 2000-09-01 2001-05-31
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC direct 2001-04-01 2001-05-31
SPECTRUM ASSET MANAGEMENT, INC. PARENT COMPANY/OWNER direct 2000-09-01 2001-06-06
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2001-04-01 2001-06-06
PACIFIC FINANCIAL RESEARCH INC 100% S/H UNITED ASSET MANAGEMENT indirect 2000-10-01 2001-07-13
NWQ INVESTMENT MANAGEMENT CO INC 100% SHAREHOLDER indirect 2001-04-01 2001-10-09
PACIFIC FINANCIAL RESEARCH INC 100% OWNER direct 1997-05-01 2001-11-27
GSB INVESTMENT MANAGEMENT OWNER direct 1993-12-01 2001-12-03
NORTHERN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF NCM, INC. direct 2000-06-01 2002-03-18
THOMPSON SIEGEL & WALMSLEY INC 100% SHAREHOLDER OF THOMPSON, SIEGEL,& WALMSLEY, INC. direct 1984-12-01 2002-03-22
BARROW HANLEY MEWHINNEY & STRAUSS INC SHAREHOLDER indirect 2000-11-01 2002-03-25
CAMPBELL GROUP LLC 100% SHAREHOLDER OF THE CAMPBELL GROUP, INC. direct 2000-09-01 2002-11-14
TOM JOHNSON INVESTMENT MANAGEMENT, INC. 100% SHAREHOLDER OF APPLICANT direct 1992-10-01 2003-03-14
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-11-01 2003-03-27
DWIGHT ASSET MANAGEMENT COMPANY 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2001-04-01 2003-03-27
HEITMAN PRA SECURITIES ADVISORS LLC 100% SHAREHOLDER OF HEITMAN FINANCIAL LTD. indirect 1993-08-01 2003-05-27
CAMBIAR INVESTORS, LLC 100% SHAREHOLDER indirect 1990-08-01 2003-07-11
HEITMAN JMB ENDOWMENT ADVISORS LP 100% SHAREHOLDER indirect 1993-08-01 2003-09-12
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF HEITMAN FINANCIAL LTD. indirect 1993-08-01 2003-09-12
HEITMAN/JMB INSTITUTIONAL REALTY ADVISORS, L.P. 100% SHAREHOLDER indirect 1993-08-01 2003-09-12
HEITMAN JMB INSTITUTIONAL ADVISORS 100% SHAREHOLDER indirect 1993-08-01 2003-09-12
PROVIDENT INVESTMENT COUNSEL, INC. SHAREHOLDER indirect 2000-11-01 2003-09-18
OSV CURRENCY PARTNERS INC. 100% SHAREHOLDER OF OSV CURRENCY ADVISORS, INC. direct 1996-04-01 2004-06-10
PILGRIM BAXTER & ASSOCIATES LTD 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. direct 1995-04-01 2004-11-22
ASHFIELD CAPITAL PARTNERS, LLC SHAREHOLDER direct 2006-12-01 2006-12-08
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2007-03-29
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2007-03-30
THOMPSON SIEGEL & WALMSLEY INC 100% SHAREHOLDER OF THOMPSON, SIEGEL,& WALMSLEY, INC. direct 2000-09-01 2007-03-31
THOMPSON SIEGEL & WALMSLEY INC SHAREHOLDER OF THOMPSON, SIEGEL & WALMSLEY LLC direct 2007-05-01 2007-05-23
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF EPSLP INC. indirect 2007-04-01 2007-11-23
DWIGHT ASSET MANAGEMENT COMPANY 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2008-03-26
PROVIDENT INVESTMENT COUNSEL, INC. SHAREHOLDER indirect 2000-09-01 2008-03-27
BARROW HANLEY MEWHINNEY & STRAUSS INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2009-03-30
PROVIDENT INVESTMENT COUNSEL, INC. MEMBER indirect 2000-09-01 2009-06-01
THOMSON HORSTMANN & BRYANT INC 100% SHAREHOLDER direct 1997-06-01 2010-03-22
THOMPSON SIEGEL & WALMSLEY LLC GENERAL PARTNER OF TS&W INVESTMENT HOLDINGS LP indirect 2007-04-01 2010-03-31
OLD MUTUAL (NEWCO 2010), LLC 100% SHAREHOLDER direct 2010-05-01 2010-10-18
2100 XENON GROUP LLC 100% SHAREHOLDER indirect 2000-09-01 2012-03-26
DWIGHT ASSET MANAGEMENT COMPANY MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2012-03-29
ANALYTIC INVESTORS INC SOLE MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2012-03-30
2100 LARCH LANE LLC 100% MEMBER OF 2100 CAPITAL HOLDINGS LLC indirect 2005-07-01 2012-04-17
ASHFIELD CAPITAL PARTNERS, LLC MEMBER direct 2007-02-01 2012-05-09
ASHFIELD CAPITAL PARTNERS, LLC SOLE MEMBER AND MANAGER indirect 2007-02-01 2012-05-09
ROGGE GLOBAL PARTNERS PLC 100% SHAREHOLDER indirect 2000-11-01 2012-06-15
300 NORTH CAPITAL, LLC SOLE MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2012-09-26
ASHFIELD CAPITAL PARTNERS, LLC 100% CLASS B INTERESTS direct 2012-12-01 2013-01-28
ROGGE GLOBAL PARTNERS INC. OWNER indirect 1996-07-01 2014-03-13
ROGGE GLOBAL PARTNERS PLC 100% SHAREHOLDER indirect 1996-07-01 2014-03-13
CAMPBELL GROUP LLC 100% SHAREHOLDER OF THE CAMPBELL GROUP, INC. indirect 2000-11-01 2014-03-25
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01 2014-03-31
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 2006-08-01 2014-03-31
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 2010-07-01 2014-03-31
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 2012-02-01 2014-03-31
ANALYTIC INVESTORS, LLC SOLE MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2012-12-01 2014-03-31
ASHFIELD CAPITAL PARTNERS, LLC 100% CLASS B INTERESTS IN ASHFIELD CAPITAL PARTNERS, LLC indirect 2012-12-01 2014-10-31
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01 2014-11-05
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC indirect 1993-08-01 2014-12-16
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC indirect 1993-08-01 2014-12-16
ACADIAN ASSET MANAGEMENT INC SOLE MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2015-02-27
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01 2016-01-04
ANALYTIC INVESTORS, LLC SOLE MEMBER OF OMAM AFFILIATE HOLDINGS LLC indirect 2012-12-01 2016-03-30
ACADIAN KELP GP LLC GENERAL PARTNER OF ACADIAN KELP LP ACADIAN KELP LP 12/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC GENERAL PARTNER OF ACADIAN KELP LP indirect 2007-12-01
BRIGHTSPHERE INVESTMENT GROUP INC. SOLE SHAREHOLDER OF BRIGHTSPHERE INC BRIGHTSPHERE INC. 09/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC 100% SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC SOLE SHAREHOLDER OF OMAM UK LIMITED indirect 2014-09-01
THOMPSON SIEGEL & WALMSLEY LLC SHAREHOLDER OF OMAM UK, LTD. indirect 2014-09-01
ACADIAN ASSET MANAGEMENT LLC SOLE SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2014-09-01
LANDMARK EQUITY ADVISORS LLC SHAREHOLDER indirect 2014-09-01
CAMPBELL GLOBAL, LLC SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
COPPER ROCK CAPITAL PARTNERS LLC SOLE SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
ASHFIELD CAPITAL PARTNERS, LLC SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2014-09-01
CLEARLAKE CAPITAL GROUP, L.P. SHAREHOLDER indirect 2014-09-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
BRIGHTSPHERE INVESTMENT GROUP PLC SOLE SHAREHOLDER OF BRIGHTSPHERE US, INC. BRIGHTSPHERE INVESTMENT GROUP INC. 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC SOLE SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2014-10-01
LANDMARK EQUITY ADVISORS LLC SHAREHOLEDER indirect 2014-10-01
CAMPBELL GLOBAL, LLC SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
COPPER ROCK CAPITAL PARTNERS LLC SOLE SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
ASHFIELD CAPITAL PARTNERS, LLC SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2014-10-01
CLEARLAKE CAPITAL GROUP, L.P. SHAREHOLDER indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM US, INC indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM US, INC indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM US, INC indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
ANALYTIC INVESTORS, LLC 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM US, INC indirect 2014-10-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC SOLE SHAREHOLDER OF OMAM US INC indirect 2014-10-01
THOMPSON SIEGEL & WALMSLEY LLC SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ACADIAN ALL COUNTRY WORLD EX-US SMALL CAP FUND LLC United States 805-7563797221 Other Private Fund LONG ONLY COMMINGLED FUND 58,771,052 1,000,000
ACADIAN NON-US MICROCAP EQUITY FUND, LLC United States 805-5819115747 Other Private Fund LONG ONLY COMMINGLED FUND 209,022,301 1,000,000
ACADIAN NON-US SMALL CAP EQUITY LONG-SHORT FUND LLC United States 805-5773635952 Hedge Fund 229,916,290 1,000,000
ACADIAN U.S. MANAGED VOLATILITY EQUITY FUND LLC United States 805-9334067805 Other Private Fund LONG ONLY COMMINGLED FUND 45,264,296 1,000,000
ACADIAN MULTI-ASSET ABSOLUTE RETURN MASTER FUND Cayman Islands 805-1427536451 Hedge Fund 10,313,320 1,000,000 Master Fund
ACADIAN LIQUID MULTI-ALPHA EQUITY FUND, LLC United States 805-8895771689 Other Private Fund LONG ONLY COMMINGLED FUND 3,735,971 500,000
ACADIAN LEVERAGED DIVERSIFIED ALPHA EQUITY FUND Cayman Islands 805-3412313061 Hedge Fund 99,874,609 1,000,000
ACADIAN MULTI-ASSET PORTFOLIO LLC United States 805-6797791927 Other Private Fund ASSET ALLOCATION FUND INVESTING IN OTHER ACADIAN MANAGED FUNDS 15,328,782 500,000 Fund of Funds
ACADIAN ACWI EX-US FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-1284171286 Other Private Fund LONG ONLY COMMINGLED FUND 267,780,179 1,000,000
ACADIAN GLOBAL EQUITY FUND SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-7737475979 Other Private Fund LONG ONLY COMMINGLED FUND 50,014,291 1,000,000
ACADIAN ACWI EX-US LONG SHORT FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-9033101654 Hedge Fund 203,700,444 1,000,000
ACADIAN INTERNATIONAL EXTENSION PLUS EQUITY FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-2318889342 Hedge Fund 5,087,577 1,000,000
ACADIAN JAPAN INTEGRATED ALPHA EQUITY FUND TRUST Cayman Islands 805-9577493135 Hedge Fund 2,937,856 1,000,000
ACADIAN US MICROCAP EQUITY FUND, LLC United States 805-5508183828 Other Private Fund LONG ONLY COMMINGLED FUND 64,416,929 1,000,000
ACADIAN FRONTIER MARKETS EQUITY FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-7790580524 Other Private Fund LONG ONLY COMMINGLED FUND 557,009,883 1,000,000 Master Fund
ACADIAN GLOBAL LEVERAGED MARKET NEUTRAL MASTER FUND Cayman Islands 805-1059907097 Hedge Fund 189,145,780 500,000 Master Fund
ACADIAN NON-US CONCENTRATED FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-3291313332 Other Private Fund LONG ONLY COMMINGLED FUND 21,872,482 1,000,000
ACADIAN SUSTAINABLE EMERGING MARKETS EQUITY EX-FOSSIL FUEL FUND United States 805-9360948373 Other Private Fund LONG ONLY COMMINGLED FUND 44,360,057 1,000,000
ACADIAN ALL COUNTRY WORLD MANAGED VOLATILITY EQUITY FUND United States 805-5711063560 Other Private Fund LONG ONLY COMMINGLED FUND 126,068,677 1,000,000
ACADIAN EMERGING MARKETS SMALL-CAP LONG SHORT EQUITY II FUND Cayman Islands 805-5135932046 Hedge Fund 40,328,861 1,000,000
ACADIAN INTERNATIONAL SMALL CAP FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-9540092139 Other Private Fund LONG ONLY COMMINGLED FUND 1,104,491,003 1,000,000
ACADIAN CHINA A SHARES EQUITY MASTER FUND Cayman Islands 805-1418926798 Other Private Fund LONG ONLY COMMINGLED FUND 37,903,490 1,000,000 Master Fund
ACADIAN EMERGING MARKETS SMALL CAP EQUITY FUND LLC United States 805-7041048621 Other Private Fund LONG ONLY COMMINGLED FUND 1,327,816,553 1,000,000
ACADIAN EMERGING MARKETS EQUITY FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-7814657745 Other Private Fund LONG ONLY COMMINGLED FUND 1,830,449,408 1,000,000
ACADIAN DIVERSIFIED ALPHA EQUITY MASTER FUND Cayman Islands 805-8097897849 Hedge Fund 124,108,975 1,000,000 Master Fund
ACADIAN INTERNATIONAL ALL CAP FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-4144329380 Other Private Fund LONG ONLY COMMINGLED FUND 436,830,878 1,000,000
ACADIAN DIVERSIFIED ALPHA UNCONSTRAINED EQUITY MASTER FUND Cayman Islands 805-9152682727 Hedge Fund 2,108,629 1,000,000 Master Fund
ACADIAN EMERGING MARKETS SMALL-CAP LONG-SHORT FUND, LLC United States 805-5733135223 Hedge Fund 82,840,455 1,000,000 Master Fund
ACADIAN NON-US ALL CAP EQUITY FUND,USD HEDGED,LLC United States 805-6670053000 Other Private Fund LONG ONLY COMMINGLED FUND 577,359,459 1,000,000
ACADIAN GLOBAL MARKET NEUTRAL FUND United States 805-2051333471 Hedge Fund 22,596,084 500,000
ACADIAN INTERNATIONAL EQUITY FUND United States 805-6027409852 Other Private Fund LONG ONLY COMMINGLED FUND 196,584,902 500,000
ACADIAN GLOBAL MANAGED VOLATILITY FUND United States 805-9220436351 Other Private Fund LONG ONLY COMMINGLED FUND 1,823,255,730 1,000,000
ACADIAN ADR FUND LLC United States 805-9277218510 Other Private Fund LONG ONLY COMMINGLED FUND 3,147,880 1,000,000
ACADIAN EMERGING MARKETS MANAGED VOLATILITY EQUITY FUND, LLC United States 805-3696325303 Other Private Fund LONG ONLY COMMINGLED FUND 641,204,422 1,000,000
ACADIAN EMERGING MARKETS EQUITY II FUND LLC United States 805-4515366523 Other Private Fund LONG ONLY COMMINGLED FUND 2,813,666,774 1,000,000

ACADIAN ASSET MANAGEMENT LLC

ownership team - last updated 2018-11-13
Name Title Start Date Direct/Indirect % Ownership
CHISHOLM, JOHN, ROBERT CO-CEO, CO-CIO, MANAGER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER direct 2007-12-01
ACADIAN ASSET MANAGEMENT INC EXECUTIVE VICE PRESIDENT direct 1999-03-01 2001-06-06
ACADIAN ASSET MANAGEMENT INC EXECUTIVE VICE PRESIDENT, DIRECTOR direct 1999-03-01 2007-03-29
ACADIAN ASSET MANAGEMENT LLC EXECUTIVE VICE PRESIDENT, MANAGER direct 2007-12-01 2010-01-08
BRIGHTSPHERE AFFILIATE HOLDINGS LLC SOLE HOLDER OF CLASS A INTERESTS OF THE REGISTRANT 12/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
CLAY FINLAY LLC MEMBER OF CLAY FINLAY LLC AND CLAY FINLAY INVESTMENT GP LLC direct 2001-04-01
ACADIAN ASSET MANAGEMENT LLC HOLDER OF CLASS B INTERESTS OF THE REGISTRANT direct 2007-12-01
ACADIAN ASSET MANAGEMENT LLC SOLE HOLDER OF CLASS A INTERESTS OF THE REGISTRANT direct 2007-12-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC 100% SHAREHOLDER OF OLD MUTUAL INTERMEDIARY (BHMS), LLC indirect 2010-01-01
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF REGISTRANT direct 2000-11-01 2003-03-27
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF REGISTRANT direct 2001-04-01 2007-03-29
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF ANALYTIC INVESTORS, INC. direct 2001-04-01 2007-03-30
ACADIAN ASSET MANAGEMENT INC SOLE MEMBER OF REGISTRANT direct 2007-12-01 2008-01-03
DWIGHT ASSET MANAGEMENT COMPANY 100% SHAREHOLDER OF DWIGHT ASSET MANAGEMENT COMPANY direct 2001-04-01 2008-03-26
PROVIDENT INVESTMENT COUNSEL, INC. 100% SHAREHOLDER OF PROVIDENT INVESTMENT COUNSEL, INC. direct 2001-04-01 2008-03-27
CLAY FINLAY INC 100% SHAREHOLDER OF CLAY FINLAY INC. direct 2001-04-01 2008-04-30
CLAY FINLAY INC 100% MEMBER OF CLAY FINLAY LLC direct 2001-04-01 2008-05-29
PROVIDENT INVESTMENT COUNSEL, INC. MEMBER indirect 2008-06-01 2008-10-14
BARROW HANLEY MEWHINNEY & STRAUSS INC SHAREHOLDER direct 2000-11-01 2009-03-30
300 NORTH CAPITAL, LLC 100% SHAREHOLDER OF 300 NORTH CAPITAL, LLC direct 2001-04-01 2009-03-31
300 NORTH CAPITAL, LLC MEMBER indirect 2008-06-01 2009-03-31
300 NORTH CAPITAL, LLC MEMBER indirect 2008-06-01 2009-06-01
2100 XENON GROUP LLC MEMBER indirect 2009-05-01 2011-03-29
2100 XENON GROUP LLC MEMBER indirect 2009-05-01 2012-03-26
DWIGHT ASSET MANAGEMENT COMPANY LLC MEMBER OF OLD MUTUAL INTERMEDIARY (DWIGHT), LLC indirect 2008-05-01 2012-03-29
ANALYTIC INVESTORS INC SOLE MEMBER OF OLD MUTUAL INTERMEDIARY, LLC indirect 2007-08-01 2012-03-30
300 NORTH CAPITAL, LLC SOLE MEMBER OF OLD MUTUAL INTERMEDIARY (300), LLC indirect 2009-05-01 2012-09-26
ANALYTIC INVESTORS, LLC SOLE MEMBER OF OLD MUTUAL INTERMEDIARY, LLC indirect 2012-12-01 2014-03-31
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER indirect 2001-11-01 2014-05-01
ANALYTIC INVESTORS, LLC SOLE MEMBER OF OMAM INTERMEDIARY (ANALYTIC), LLC indirect 2012-12-01 2016-03-30
DIAS, SCOTT, PETER SVP, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL 12/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2004-10-01
ACADIAN ASSET MANAGEMENT LLC SVP, CHIEF COMPLIANCE OFFICER, COUNSEL direct 2007-12-01
ACADIAN ASSET MANAGEMENT LLC SVP, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL direct 2007-12-01
ACADIAN ASSET MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2007-12-01
MINICHIELLO, MARK, JOSEPH EVP, CHIEF OPERATING OFFICER, TREASURER, SECRETARY, MANAGER 01/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT INC CHIEF FINANCIAL OFFICER, TREASURER, SECRETARY, NON-VOTING MANAGER direct 2007-12-01
ACADIAN ASSET MANAGEMENT LLC EVP, CHIEF OPERATING OFFICER, TREASURER, SECRETARY, NON-VOTING MANAGER direct 2013-01-01
ACADIAN ASSET MANAGEMENT INC CHIEF FINANCIAL OFFICER direct 2000-11-01
ACADIAN ASSET MANAGEMENT LLC SVP, CHIEF FINANCIAL OFFICER, TREASURER, SECRETARY, NON-VOTING MANAGER direct 2007-12-01
ACADIAN KELP LP SOLE HOLDER OF CLASS B INTERESTS OF THE REGISTRANT 07/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC HOLDER OF CLASS B INTERESTS OF THE REGISTRANT direct 2007-12-01
DOWD, ROSS, ALLEN CO-CEO, MANAGER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC SENIOR VICE PRESIDENT, MANAGER direct 2010-01-01
ACADIAN ASSET MANAGEMENT LLC EXECUTIVE VICE PRESIDENT, MANAGER direct 2013-01-01
RIORDAN, AIDAN, JOHN MANAGER 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC MEMBER BOARD OF MANAGERS direct 2013-03-01
THOMPSON SIEGEL & WALMSLEY LLC MANAGER direct 2013-03-01
ACADIAN ASSET MANAGEMENT LLC MANAGER direct 2011-07-01
300 NORTH CAPITAL, LLC DIRECTOR direct 2011-07-01
THE CAMPBELL GROUP, LLC DIRECTOR OF THE CAMPBELL GROUP, INC. direct 2012-12-01
INVESTMENT COUNSELORS OF MARYLAND LLC MANAGER direct 2013-03-01
COPPER ROCK CAPITAL PARTNERS LLC MANAGER direct 2011-07-01
LARCH LANE ADVISORS LLC DIRECTOR direct 2011-06-01
ASHFIELD CAPITAL PARTNERS, LLC MANAGER direct 2011-07-01
2100 XENON GROUP LLC MEMBER BOARD OF MANAGERS direct 2011-07-01
ECHO POINT INVESTMENT MANAGEMENT, LLC MEMBER OF BOARD OF MANAGERS direct 2011-07-01
BELGRAD, STEPHEN, HAROLD MANAGER 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC MANAGER direct 2011-06-01
ACADIAN ASSET MANAGEMENT LLC MANAGER direct 2011-07-01
BAY ISLE FINANCIAL LLC SENIOR VICE PRESIDENT, TREASURER direct 2005-02-01
COPPER ROCK CAPITAL PARTNERS LLC MANAGER direct 2013-11-01
LARCH LANE ADVISORS LLC DIRECTOR direct 2011-06-01
HADLEY, CHRISTOPHER MANAGER 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC MANAGER direct 2011-07-01
BRADLEY, BRENDAN, O'BRIEN CO-CIO 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC SVP, NON-VOTING MANAGER direct 2012-01-01
SOUZA, JENNIFER, ELIZABETH DUVAL MANAGER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESTMENT COUNSELORS OF MARYLAND LLC MANAGER direct 2018-01-01
ACADIAN ASSET MANAGEMENT LLC MANAGER direct 2018-01-01
BRIGHTSPHERE INC. SOLE MEMBER OF BRIGHTSPHERE AFFILIATE HOLDINGS LLC BRIGHTSPHERE AFFILIATE HOLDINGS LLC 09/01/2000 Indirect 75% or more
Fund Name Position direct/indirect start date end date
COOKE & BIELER INC 100% SHAREHOLDER OF COOKE & BIELER, INC. direct 1986-02-01
FIDUCIARY MANAGEMENT ASSOCIATES INC. 100% SHAREHOLDER OF FMA direct 1986-06-01
INVESTMENT COUNSELORS OF MARYLAND INC 100% SHAREHOLDER OF INVESTMENT COUNSELORS OF MARYLAND direct 1986-12-01
RICE HALL JAMES & ASSOCIATES 100% SHAREHOLDER OF RICE HALL JAMES & ASSOCIATES direct 1987-05-01
MCKEE C S & CO INC SHAREHOLDER direct 1987-08-01
SIRACH CAPITAL MANAGEMENT INC. 100% SHAREHOLDER OF SIRACH CAPITAL MANAGEMENT, INC. direct 1989-01-01
CAMBIAR INVESTORS INC 100% SHAREHOLDER OF CAMBIAR INVESTORS,INC. direct 1990-08-01
PELL RUDMAN TRUST COMPANY, N.A. 100% SHAREHOLDER OF PELL RUDMAN & CO, INC. direct 1993-08-01
HEITMAN ENDOWMENT ADVISORS, L.P. 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01
HEITMAN INSTITUTIONAL REALTY ADVISORS, L.P. 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01
HEITMAN INSTITUTIONAL ADVISORS 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM (HFL) INC indirect 1993-08-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM (HFL) INC indirect 1993-08-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM (HFL) INC indirect 1993-08-01
PILGRIM BAXTER VALUE INVESTORS INC 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. direct 1995-04-01
LIBERTY RIDGE CAPITAL, INC. 100% SHAREHOLDER OF LIBERTY RIDGE CAPITAL, INC. direct 1995-04-01
PACIFIC FINANCIAL RESEARCH INC 100% SHAREHOLDER OF PACIFIC FINANCIAL RESEARCH direct 1997-05-01
LINCLUDEN MANAGEMENT LTD 49% SHAREHOLDER OF LINCLUDEN MANAGEMENT direct 1997-09-01
PILGRIM BAXTER PRIVATE EQUITY ADVISORS INC. 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. direct 2000-04-01
FIRST PACIFIC ADVISORS, INC 100% SHAREHOLDER OF FIRST PACIFIC ADVISORS, INC. direct 2000-09-01
L&B REALTY ADVISORS, INC. 100% SHAREHOLDER OF L&B REALTY ADVISORS, INC. direct 2000-09-01
CLAY FINLAY INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC. indirect 2000-09-01
ACADIAN ASSET MANAGEMENT LLC SOLE MEMBER OF OMAM AFFILIATE HOLDINGS LLC indirect 2000-09-01
NWQ INVESTMENT MANAGEMENT CO INC 100% SHAREHOLDER indirect 2000-11-01
CAMPBELL GLOBAL, LLC SHAREHOLDER OF THE CAMPBELL GROUP, INC. indirect 2002-01-01
OLD MUTUAL CAPITAL, INC. 100% SHAREHOLDER OF OLD MUTUAL CAPITAL, INC. direct 2004-04-01
OSV CURRENCY ADVISORS, INC. 100 % SHAREHOLDER direct 2004-04-01
2100 CAPITAL GROUP LLC GENERAL PARTNER indirect 2005-03-01
2100 CAPITAL GROUP LLC MEMBER indirect 2005-07-01
COPPER ROCK CAPITAL PARTNERS LLC MEMBER direct 2006-02-01
THOMPSON SIEGEL & WALMSLEY LLC SOLE MEMBER OF TS&W INVESTMENT GP LLC indirect 2007-04-01
THOMPSON SIEGEL & WALMSLEY LLC MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC direct 2007-05-01
CLAY FINLAY LLC GENERAL PARTNER indirect 2008-08-01
ECHO POINT INVESTMENT MANAGEMENT, LLC MAJORITY SHAREHOLDER direct 2010-11-01
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER OF OLD ICM, INC. indirect 2012-12-01
ASHFIELD CAPITAL PARTNERS, LLC 100% CLASS B INTERESTS IN ASHFIELD CAPITAL PARTNERS, LLC/SOLE MEMBER OF OMAM AFFILIATE HOLDINGS LLC direct 2012-12-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC 100% SHAREHOLDER OF OMAM AFFILIATE HOLDINGS LLC indirect 2014-09-01
LANDMARK PARTNERS LLC MEMBER indirect 2016-08-01
LANDMARK EQUITY ADVISORS LLC MEMBER indirect 2016-08-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2016-08-01
LANDMARK REALTY ADVISORS LLC MEMBER indirect 2016-09-01
BARROW HANLEY MEWHINNEY & STRAUSS INC 100% SHAREHOLDER OF AFFILIATE direct 1988-01-01 2001-01-30
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF REGISTRANT direct 1992-02-01 2001-01-30
CLAY FINLAY INC 100% SHAREHOLDER OF CLAY FINLAY INC. direct 1996-08-01 2001-01-31
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF ANALYTIC INVESTORS, INC. direct 1999-01-01 2001-01-31
JOHN K DWIGHT ASSET MANAGEMENT COMPANY, INC. 100% SHAREHOLDER OF JOHN K. DWIGHT ASSET MANAGEMENT COMPANY, INC. direct 1994-01-01 2001-02-26
FIRST PACIFIC ADVISORS, INC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT HOLDINGS, INC. direct 1991-06-01 2001-02-27
NWQ INVESTMENT MANAGEMENT CO INC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT HOLDINGS INC. direct 1992-07-01 2001-02-28
PROVIDENT INVESTMENT COUNSEL, INC. SHAREHOLDER indirect 1994-11-01 2001-02-28
SUFFOLK CAPITAL MANAGEMENT, INC 100% SHAREHOLDER OF SUFFOLK CAPITAL MANAGEMENT direct 1994-05-01 2001-03-01
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT HOLDINGS, INC. direct 1992-02-01 2001-03-13
SOVEREIGN FINANCIAL SERVICES, INC. 100% OWNER OF UNITED ASSET MANAGEMENT HOLDINGS, INC. indirect 1988-12-01 2001-03-26
L&B REALTY ADVISORS, INC. PARENT direct 1992-06-01 2001-04-02
SPECTRUM ASSET MANAGEMENT, INC. PARENT COMPANY/OWNER direct 1991-11-01 2001-04-11
CLAY FINLAY INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC. direct 1996-08-01 2001-05-16
NORTHERN CAPITAL MANAGEMENT LLC 80% SHAREHOLDER OF NORTHERN CAPITAL MANAGEMENT LLC direct 1986-01-01 2001-05-17
JOHN K DWIGHT ASSET MANAGEMENT COMPANY, INC. 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC direct 2001-04-01 2001-05-18
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC direct 2000-09-01 2001-05-31
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC direct 2001-04-01 2001-05-31
SPECTRUM ASSET MANAGEMENT, INC. PARENT COMPANY/OWNER direct 2000-09-01 2001-06-06
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2001-04-01 2001-06-06
PACIFIC FINANCIAL RESEARCH INC 100% S/H UNITED ASSET MANAGEMENT indirect 2000-10-01 2001-07-13
NWQ INVESTMENT MANAGEMENT CO INC 100% SHAREHOLDER indirect 2001-04-01 2001-10-09
PACIFIC FINANCIAL RESEARCH INC 100% OWNER direct 1997-05-01 2001-11-27
GSB INVESTMENT MANAGEMENT OWNER direct 1993-12-01 2001-12-03
NORTHERN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF NCM, INC. direct 2000-06-01 2002-03-18
THOMPSON SIEGEL & WALMSLEY INC 100% SHAREHOLDER OF THOMPSON, SIEGEL,& WALMSLEY, INC. direct 1984-12-01 2002-03-22
BARROW HANLEY MEWHINNEY & STRAUSS INC SHAREHOLDER indirect 2000-11-01 2002-03-25
CAMPBELL GROUP LLC 100% SHAREHOLDER OF THE CAMPBELL GROUP, INC. direct 2000-09-01 2002-11-14
TOM JOHNSON INVESTMENT MANAGEMENT, INC. 100% SHAREHOLDER OF APPLICANT direct 1992-10-01 2003-03-14
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-11-01 2003-03-27
DWIGHT ASSET MANAGEMENT COMPANY 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2001-04-01 2003-03-27
HEITMAN PRA SECURITIES ADVISORS LLC 100% SHAREHOLDER OF HEITMAN FINANCIAL LTD. indirect 1993-08-01 2003-05-27
CAMBIAR INVESTORS, LLC 100% SHAREHOLDER indirect 1990-08-01 2003-07-11
HEITMAN JMB ENDOWMENT ADVISORS LP 100% SHAREHOLDER indirect 1993-08-01 2003-09-12
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF HEITMAN FINANCIAL LTD. indirect 1993-08-01 2003-09-12
HEITMAN/JMB INSTITUTIONAL REALTY ADVISORS, L.P. 100% SHAREHOLDER indirect 1993-08-01 2003-09-12
HEITMAN JMB INSTITUTIONAL ADVISORS 100% SHAREHOLDER indirect 1993-08-01 2003-09-12
PROVIDENT INVESTMENT COUNSEL, INC. SHAREHOLDER indirect 2000-11-01 2003-09-18
OSV CURRENCY PARTNERS INC. 100% SHAREHOLDER OF OSV CURRENCY ADVISORS, INC. direct 1996-04-01 2004-06-10
PILGRIM BAXTER & ASSOCIATES LTD 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. direct 1995-04-01 2004-11-22
ASHFIELD CAPITAL PARTNERS, LLC SHAREHOLDER direct 2006-12-01 2006-12-08
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2007-03-29
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2007-03-30
THOMPSON SIEGEL & WALMSLEY INC 100% SHAREHOLDER OF THOMPSON, SIEGEL,& WALMSLEY, INC. direct 2000-09-01 2007-03-31
THOMPSON SIEGEL & WALMSLEY INC SHAREHOLDER OF THOMPSON, SIEGEL & WALMSLEY LLC direct 2007-05-01 2007-05-23
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF EPSLP INC. indirect 2007-04-01 2007-11-23
DWIGHT ASSET MANAGEMENT COMPANY 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2008-03-26
PROVIDENT INVESTMENT COUNSEL, INC. SHAREHOLDER indirect 2000-09-01 2008-03-27
BARROW HANLEY MEWHINNEY & STRAUSS INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2009-03-30
PROVIDENT INVESTMENT COUNSEL, INC. MEMBER indirect 2000-09-01 2009-06-01
THOMSON HORSTMANN & BRYANT INC 100% SHAREHOLDER direct 1997-06-01 2010-03-22
THOMPSON SIEGEL & WALMSLEY LLC GENERAL PARTNER OF TS&W INVESTMENT HOLDINGS LP indirect 2007-04-01 2010-03-31
OLD MUTUAL (NEWCO 2010), LLC 100% SHAREHOLDER direct 2010-05-01 2010-10-18
2100 XENON GROUP LLC 100% SHAREHOLDER indirect 2000-09-01 2012-03-26
DWIGHT ASSET MANAGEMENT COMPANY MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2012-03-29
ANALYTIC INVESTORS INC SOLE MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2012-03-30
2100 LARCH LANE LLC 100% MEMBER OF 2100 CAPITAL HOLDINGS LLC indirect 2005-07-01 2012-04-17
ASHFIELD CAPITAL PARTNERS, LLC MEMBER direct 2007-02-01 2012-05-09
ASHFIELD CAPITAL PARTNERS, LLC SOLE MEMBER AND MANAGER indirect 2007-02-01 2012-05-09
ROGGE GLOBAL PARTNERS PLC 100% SHAREHOLDER indirect 2000-11-01 2012-06-15
300 NORTH CAPITAL, LLC SOLE MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2012-09-26
ASHFIELD CAPITAL PARTNERS, LLC 100% CLASS B INTERESTS direct 2012-12-01 2013-01-28
ROGGE GLOBAL PARTNERS INC. OWNER indirect 1996-07-01 2014-03-13
ROGGE GLOBAL PARTNERS PLC 100% SHAREHOLDER indirect 1996-07-01 2014-03-13
CAMPBELL GROUP LLC 100% SHAREHOLDER OF THE CAMPBELL GROUP, INC. indirect 2000-11-01 2014-03-25
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01 2014-03-31
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 2006-08-01 2014-03-31
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 2010-07-01 2014-03-31
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 2012-02-01 2014-03-31
ANALYTIC INVESTORS, LLC SOLE MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2012-12-01 2014-03-31
ASHFIELD CAPITAL PARTNERS, LLC 100% CLASS B INTERESTS IN ASHFIELD CAPITAL PARTNERS, LLC indirect 2012-12-01 2014-10-31
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01 2014-11-05
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC indirect 1993-08-01 2014-12-16
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC indirect 1993-08-01 2014-12-16
ACADIAN ASSET MANAGEMENT INC SOLE MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2015-02-27
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01 2016-01-04
ANALYTIC INVESTORS, LLC SOLE MEMBER OF OMAM AFFILIATE HOLDINGS LLC indirect 2012-12-01 2016-03-30
ACADIAN KELP GP LLC GENERAL PARTNER OF ACADIAN KELP LP ACADIAN KELP LP 12/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC GENERAL PARTNER OF ACADIAN KELP LP indirect 2007-12-01
BRIGHTSPHERE UK, LIMITED SOLE SHAREHOLDER OF BRIGHTSPHERE INC. BRIGHTSPHERE INC. 09/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC 100% SHAREHOLDER OF OMAM INC indirect 2014-09-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM INC. indirect 2014-10-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC SOLE SHAREHOLDER OF OMAM INC indirect 2014-09-01
THOMPSON SIEGEL & WALMSLEY LLC SHAREHOLDER OF OMAM INC. indirect 2014-09-01
ACADIAN ASSET MANAGEMENT LLC SOLE SHAREHOLDER OF OMAM INC. indirect 2014-09-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM INC. indirect 2014-10-01
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2014-09-01
LANDMARK EQUITY ADVISORS LLC SHAREHOLEDER indirect 2014-09-01
CAMPBELL GLOBAL, LLC SHAREHOLDER OF OMAM INC. indirect 2014-09-01
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER OF OMAM INC. indirect 2014-09-01
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER OF OMAM, INC. indirect 2014-09-01
COPPER ROCK CAPITAL PARTNERS LLC SOLE SHAREHOLDER OF OMAM INC. indirect 2014-09-01
ASHFIELD CAPITAL PARTNERS, LLC SHAREHOLDER OF OMAM INC. indirect 2014-09-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM INC. indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM INC. indirect 2014-10-01
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2014-09-01
CLEARLAKE CAPITAL GROUP, L.P. SHAREHOLDER indirect 2014-09-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM INC. indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM INC indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OLD MUTUAL (US) HOLDINGS INC. indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM INC indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM INC. indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM INC indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OLD MUTUAL (US) HOLDINGS INC indirect 2014-10-01
BRIGHTSPHERE US, INC. SOLE SHAREHOLDER OF BRIGHTSPHERE UK, LIMITED BRIGHTSPHERE UK, LIMITED 09/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC 100% SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC SOLE SHAREHOLDER OF OMAM UK LIMITED indirect 2014-09-01
THOMPSON SIEGEL & WALMSLEY LLC SHAREHOLDER OF OMAM UK, LTD. indirect 2014-09-01
ACADIAN ASSET MANAGEMENT LLC SOLE SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2014-09-01
LANDMARK EQUITY ADVISORS LLC SHAREHOLDER indirect 2014-09-01
CAMPBELL GLOBAL, LLC SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
COPPER ROCK CAPITAL PARTNERS LLC SOLE SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
ASHFIELD CAPITAL PARTNERS, LLC SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2014-09-01
CLEARLAKE CAPITAL GROUP, L.P. SHAREHOLDER indirect 2014-09-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
BRIGHTSPHERE INVESTMENT GROUP PLC SOLE SHAREHOLDER OF BRIGHTSPHERE US, INC. BRIGHTSPHERE US, INC. 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC SOLE SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2014-10-01
LANDMARK EQUITY ADVISORS LLC SHAREHOLEDER indirect 2014-10-01
CAMPBELL GLOBAL, LLC SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
COPPER ROCK CAPITAL PARTNERS LLC SOLE SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
ASHFIELD CAPITAL PARTNERS, LLC SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2014-10-01
CLEARLAKE CAPITAL GROUP, L.P. SHAREHOLDER indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM US, INC indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM US, INC indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM US, INC indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
ANALYTIC INVESTORS, LLC 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM US, INC indirect 2014-10-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC SOLE SHAREHOLDER OF OMAM US INC indirect 2014-10-01
THOMPSON SIEGEL & WALMSLEY LLC SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ACADIAN ACWI EX-US LONG SHORT FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-9033101654 Hedge Fund 25,175,178 1,000,000
ACADIAN GLOBAL WITH OPPORTUNISTIC SHORTING FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-2318889342 Hedge Fund 118,676,051 1,000,000
ACADIAN JAPAN INTEGRATED ALPHA EQUITY FUND TRUST Cayman Islands 805-9577493135 Hedge Fund 2,500,000 1,000,000
ACADIAN US MICROCAP EQUITY FUND, LLC United States 805-5508183828 Other Private Fund LONG ONLY COMMINGLED FUND 40,359,060 1,000,000
ACADIAN FRONTIER MARKETS EQUITY FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-7790580524 Other Private Fund LONG ONLY COMMINGLED FUND 722,877,176 1,000,000 Master Fund
ACADIAN GLOBAL LEVERAGED MARKET NEUTRAL MASTER FUND Cayman Islands 805-1059907097 Hedge Fund 454,163,012 500,000 Master Fund
ACADIAN NON-US CONCENTRATED FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-3291313332 Other Private Fund LONG ONLY COMMINGLED FUND 23,990,615 1,000,000
ACADIAN SUSTAINABLE EMERGING MARKETS EQUITY EX-FOSSIL FUEL FUND United States 805-9360948373 Other Private Fund LONG ONLY COMMINGLED FUND 41,886,655 1,000,000
ACADIAN ALL COUNTRY WORLD MANAGED VOLATILITY EQUITY FUND United States 805-5711063560 Other Private Fund LONG ONLY COMMINGLED FUND 134,182,439 1,000,000
ACADIAN EMERGING MARKETS SMALL-CAP LONG SHORT EQUITY II FUND Cayman Islands 805-5135932046 Hedge Fund 46,857,037 1,000,000
ACADIAN INTERNATIONAL SMALL CAP FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-9540092139 Other Private Fund LONG ONLY COMMINGLED FUND 1,418,233,363 1,000,000
ACADIAN CHINA A SHARES EQUITY MASTER FUND Cayman Islands 805-1418926798 Other Private Fund LONG ONLY COMMINGLED FUND 15,809,048 1,000,000 Master Fund
ACADIAN INTERNATIONAL ALL CAP FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-4144329380 Other Private Fund LONG ONLY COMMINGLED FUND 524,386,746 1,000,000
ACADIAN DIVERSIFIED ALPHA UNCONSTRAINED EQUITY MASTER FUND Cayman Islands 805-9152682727 Hedge Fund 2,297,878 1,000,000 Master Fund
ACADIAN EMERGING MARKETS SMALL-CAP LONG-SHORT FUND, LLC United States 805-5733135223 Hedge Fund 100,294,295 1,000,000 Master Fund
ACADIAN NON-US ALL CAP EQUITY FUND,USD HEDGED,LLC United States 805-6670053000 Other Private Fund LONG ONLY COMMINGLED FUND 391,661,400 1,000,000
ACADIAN GLOBAL MARKET NEUTRAL FUND United States 805-2051333471 Hedge Fund 25,917,024 500,000
ACADIAN INTERNATIONAL EQUITY FUND United States 805-6027409852 Other Private Fund LONG ONLY COMMINGLED FUND 162,146,135 500,000
ACADIAN GLOBAL MANAGED VOLATILITY FUND United States 805-9220436351 Other Private Fund LONG ONLY COMMINGLED FUND 1,999,320,859 1,000,000
ACADIAN ADR FUND LLC United States 805-9277218510 Other Private Fund LONG ONLY COMMINGLED FUND 5,660,575 1,000,000
ACADIAN EMERGING MARKETS MANAGED VOLATILITY EQUITY FUND, LLC United States 805-3696325303 Other Private Fund LONG ONLY COMMINGLED FUND 766,737,358 1,000,000
ACADIAN EMERGING MARKETS EQUITY II FUND LLC United States 805-4515366523 Other Private Fund LONG ONLY COMMINGLED FUND 3,692,385,271 1,000,000
ACADIAN GLOBAL LEVERAGED MARKET NEUTRAL FUND LP United States 805-8958926589 Hedge Fund 68,412,684 1,000,000
ACADIAN ALL COUNTRY WORLD EX-US SMALL CAP FUND LLC United States 805-7563797221 Other Private Fund LONG ONLY COMMINGLED FUND 96,174,514 1,000,000
ACADIAN NON-US MICROCAP EQUITY FUND, LLC United States 805-5819115747 Other Private Fund LONG ONLY COMMINGLED FUND 221,826,655 1,000,000
ACADIAN NON-US SMALL CAP EQUITY LONG-SHORT FUND LLC United States 805-5773635952 Hedge Fund 23,212,465 1,000,000
ACADIAN U.S. MANAGED VOLATILITY EQUITY FUND LLC United States 805-9334067805 Other Private Fund LONG ONLY COMMINGLED FUND 27,509,307 1,000,000
ACADIAN MULTI-ASSET ABSOLUTE RETURN MASTER FUND Cayman Islands 805-1427536451 Hedge Fund 9,842,361 1,000,000 Master Fund
ACADIAN LIQUID MULTI-ALPHA EQUITY FUND, LLC United States 805-8895771689 Other Private Fund LONG ONLY COMMINGLED FUND 4,061,197 500,000
ACADIAN LEVERAGED DIVERSIFIED ALPHA EQUITY FUND Cayman Islands 805-3412313061 Hedge Fund 93,692,513 1,000,000
ACADIAN MULTI-ASSET PORTFOLIO LLC United States 805-6797791927 Other Private Fund ASSET ALLOCATION FUND INVESTING IN OTHER ACADIAN MANAGED FUNDS 17,650,996 500,000 Fund of Funds
ACADIAN EMERGING MARKETS SMALL CAP EQUITY FUND LLC United States 805-7041048621 Other Private Fund LONG ONLY COMMINGLED FUND 1,566,025,869 1,000,000
ACADIAN EMERGING MARKETS EQUITY FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-7814657745 Other Private Fund LONG ONLY COMMINGLED FUND 1,964,241,300 1,000,000
ACADIAN DIVERSIFIED ALPHA EQUITY MASTER FUND Cayman Islands 805-8097897849 Hedge Fund 135,930,917 1,000,000 Master Fund
ACADIAN ACWI EX-US FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-1284171286 Other Private Fund LONG ONLY COMMINGLED FUND 10,740,926 1,000,000
ACADIAN GLOBAL EQUITY FUND SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-7737475979 Other Private Fund LONG ONLY COMMINGLED FUND 60,190,215 1,000,000

ACADIAN ASSET MANAGEMENT LLC

ownership team - last updated 2018-05-16
Name Title Start Date Direct/Indirect % Ownership
CHISHOLM, JOHN, ROBERT CO-CEO, CO-CIO, MANAGER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER, MANAGER direct 2007-12-01
ACADIAN ASSET MANAGEMENT INC EXECUTIVE VICE PRESIDENT direct 1999-03-01 2001-06-06
ACADIAN ASSET MANAGEMENT INC EXECUTIVE VICE PRESIDENT, DIRECTOR direct 1999-03-01 2007-03-29
ACADIAN ASSET MANAGEMENT LLC EXECUTIVE VICE PRESIDENT, MANAGER direct 2007-12-01 2010-01-08
BRIGHTSPHERE AFFILIATE HOLDINGS LLC SOLE HOLDER OF CLASS A INTERESTS OF THE REGISTRANT 12/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
CLAY FINLAY LLC MEMBER OF CLAY FINLAY LLC AND CLAY FINLAY INVESTMENT GP LLC direct 2001-04-01
ACADIAN ASSET MANAGEMENT LLC HOLDER OF CLASS B INTERESTS OF THE REGISTRANT direct 2007-12-01
ACADIAN ASSET MANAGEMENT LLC SOLE HOLDER OF CLASS A INTERESTS OF THE REGISTRANT direct 2007-12-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC 100% SHAREHOLDER OF OLD MUTUAL INTERMEDIARY (BHMS), LLC indirect 2010-01-01
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF REGISTRANT direct 2000-11-01 2003-03-27
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF REGISTRANT direct 2001-04-01 2007-03-29
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF ANALYTIC INVESTORS, INC. direct 2001-04-01 2007-03-30
ACADIAN ASSET MANAGEMENT INC SOLE MEMBER OF REGISTRANT direct 2007-12-01 2008-01-03
DWIGHT ASSET MANAGEMENT COMPANY 100% SHAREHOLDER OF DWIGHT ASSET MANAGEMENT COMPANY direct 2001-04-01 2008-03-26
PROVIDENT INVESTMENT COUNSEL, INC. 100% SHAREHOLDER OF PROVIDENT INVESTMENT COUNSEL, INC. direct 2001-04-01 2008-03-27
CLAY FINLAY INC 100% SHAREHOLDER OF CLAY FINLAY INC. direct 2001-04-01 2008-04-30
CLAY FINLAY INC 100% MEMBER OF CLAY FINLAY LLC direct 2001-04-01 2008-05-29
PROVIDENT INVESTMENT COUNSEL, INC. MEMBER indirect 2008-06-01 2008-10-14
BARROW HANLEY MEWHINNEY & STRAUSS INC SHAREHOLDER direct 2000-11-01 2009-03-30
300 NORTH CAPITAL, LLC 100% SHAREHOLDER OF 300 NORTH CAPITAL, LLC direct 2001-04-01 2009-03-31
300 NORTH CAPITAL, LLC MEMBER indirect 2008-06-01 2009-03-31
300 NORTH CAPITAL, LLC MEMBER indirect 2008-06-01 2009-06-01
2100 XENON GROUP LLC MEMBER indirect 2009-05-01 2011-03-29
2100 XENON GROUP LLC MEMBER indirect 2009-05-01 2012-03-26
DWIGHT ASSET MANAGEMENT COMPANY LLC MEMBER OF OLD MUTUAL INTERMEDIARY (DWIGHT), LLC indirect 2008-05-01 2012-03-29
ANALYTIC INVESTORS INC SOLE MEMBER OF OLD MUTUAL INTERMEDIARY, LLC indirect 2007-08-01 2012-03-30
300 NORTH CAPITAL, LLC SOLE MEMBER OF OLD MUTUAL INTERMEDIARY (300), LLC indirect 2009-05-01 2012-09-26
ANALYTIC INVESTORS, LLC SOLE MEMBER OF OLD MUTUAL INTERMEDIARY, LLC indirect 2012-12-01 2014-03-31
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER indirect 2001-11-01 2014-05-01
ANALYTIC INVESTORS, LLC SOLE MEMBER OF OMAM INTERMEDIARY (ANALYTIC), LLC indirect 2012-12-01 2016-03-30
DIAS, SCOTT, PETER SVP, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL 12/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2004-10-01
ACADIAN ASSET MANAGEMENT LLC SVP, CHIEF COMPLIANCE OFFICER, COUNSEL direct 2007-12-01
ACADIAN ASSET MANAGEMENT LLC SVP, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL direct 2007-12-01
ACADIAN ASSET MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2007-12-01
MINICHIELLO, MARK, JOSEPH EVP, CHIEF OPERATING OFFICER, TREASURER, SECRETARY, MANAGER 01/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT INC CHIEF FINANCIAL OFFICER, TREASURER, SECRETARY, NON-VOTING MANAGER direct 2007-12-01
ACADIAN ASSET MANAGEMENT LLC EVP, CHIEF OPERATING OFFICER, TREASURER, SECRETARY, NON-VOTING MANAGER direct 2013-01-01
ACADIAN ASSET MANAGEMENT INC CHIEF FINANCIAL OFFICER direct 2000-11-01
ACADIAN ASSET MANAGEMENT LLC SVP, CHIEF FINANCIAL OFFICER, TREASURER, SECRETARY, NON-VOTING MANAGER direct 2007-12-01
ACADIAN KELP LP SOLE HOLDER OF CLASS B INTERESTS OF THE REGISTRANT 07/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC HOLDER OF CLASS B INTERESTS OF THE REGISTRANT direct 2007-12-01
DOWD, ROSS, ALLEN CO-CEO, MANAGER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC SENIOR VICE PRESIDENT, MANAGER direct 2010-01-01
ACADIAN ASSET MANAGEMENT LLC EXECUTIVE VICE PRESIDENT, MANAGER direct 2013-01-01
RIORDAN, AIDAN, JOHN MANAGER 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC MEMBER BOARD OF MANAGERS direct 2013-03-01
THOMPSON SIEGEL & WALMSLEY LLC MANAGER direct 2013-03-01
ACADIAN ASSET MANAGEMENT LLC MANAGER direct 2011-07-01
300 NORTH CAPITAL, LLC DIRECTOR direct 2011-07-01
THE CAMPBELL GROUP, LLC DIRECTOR OF THE CAMPBELL GROUP, INC. direct 2012-12-01
INVESTMENT COUNSELORS OF MARYLAND LLC MANAGER direct 2013-03-01
COPPER ROCK CAPITAL PARTNERS LLC MANAGER direct 2011-07-01
LARCH LANE ADVISORS LLC DIRECTOR direct 2011-06-01
ASHFIELD CAPITAL PARTNERS, LLC MANAGER direct 2011-07-01
2100 XENON GROUP LLC MEMBER BOARD OF MANAGERS direct 2011-07-01
ECHO POINT INVESTMENT MANAGEMENT, LLC MEMBER OF BOARD OF MANAGERS direct 2011-07-01
BELGRAD, STEPHEN, HAROLD MANAGER 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC MANAGER direct 2011-06-01
ACADIAN ASSET MANAGEMENT LLC MANAGER direct 2011-07-01
BAY ISLE FINANCIAL LLC SENIOR VICE PRESIDENT, TREASURER direct 2005-02-01
COPPER ROCK CAPITAL PARTNERS LLC MANAGER direct 2013-11-01
LARCH LANE ADVISORS LLC DIRECTOR direct 2011-06-01
HADLEY, CHRISTOPHER MANAGER 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC MANAGER direct 2011-07-01
BRADLEY, BRENDAN, O'BRIEN CO-CIO 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC SVP, NON-VOTING MANAGER direct 2012-01-01
SOUZA, JENNIFER, ELIZABETH DUVAL MANAGER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
INVESTMENT COUNSELORS OF MARYLAND LLC MANAGER direct 2018-01-01
ACADIAN ASSET MANAGEMENT LLC MANAGER direct 2018-01-01
BRIGHTSPHERE INC. SOLE MEMBER OF BRIGHTSPHERE AFFILIATE HOLDINGS LLC BRIGHTSPHERE AFFILIATE HOLDINGS LLC 09/01/2000 Indirect 75% or more
Fund Name Position direct/indirect start date end date
COOKE & BIELER INC 100% SHAREHOLDER OF COOKE & BIELER, INC. direct 1986-02-01
FIDUCIARY MANAGEMENT ASSOCIATES INC. 100% SHAREHOLDER OF FMA direct 1986-06-01
INVESTMENT COUNSELORS OF MARYLAND INC 100% SHAREHOLDER OF INVESTMENT COUNSELORS OF MARYLAND direct 1986-12-01
RICE HALL JAMES & ASSOCIATES 100% SHAREHOLDER OF RICE HALL JAMES & ASSOCIATES direct 1987-05-01
MCKEE C S & CO INC SHAREHOLDER direct 1987-08-01
SIRACH CAPITAL MANAGEMENT INC. 100% SHAREHOLDER OF SIRACH CAPITAL MANAGEMENT, INC. direct 1989-01-01
CAMBIAR INVESTORS INC 100% SHAREHOLDER OF CAMBIAR INVESTORS,INC. direct 1990-08-01
PELL RUDMAN TRUST COMPANY, N.A. 100% SHAREHOLDER OF PELL RUDMAN & CO, INC. direct 1993-08-01
HEITMAN ENDOWMENT ADVISORS, L.P. 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01
HEITMAN INSTITUTIONAL REALTY ADVISORS, L.P. 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01
HEITMAN INSTITUTIONAL ADVISORS 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM (HFL) INC indirect 1993-08-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM (HFL) INC indirect 1993-08-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM (HFL) INC indirect 1993-08-01
PILGRIM BAXTER VALUE INVESTORS INC 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. direct 1995-04-01
LIBERTY RIDGE CAPITAL, INC. 100% SHAREHOLDER OF LIBERTY RIDGE CAPITAL, INC. direct 1995-04-01
PACIFIC FINANCIAL RESEARCH INC 100% SHAREHOLDER OF PACIFIC FINANCIAL RESEARCH direct 1997-05-01
LINCLUDEN MANAGEMENT LTD 49% SHAREHOLDER OF LINCLUDEN MANAGEMENT direct 1997-09-01
PILGRIM BAXTER PRIVATE EQUITY ADVISORS INC. 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. direct 2000-04-01
FIRST PACIFIC ADVISORS, INC 100% SHAREHOLDER OF FIRST PACIFIC ADVISORS, INC. direct 2000-09-01
L&B REALTY ADVISORS, INC. 100% SHAREHOLDER OF L&B REALTY ADVISORS, INC. direct 2000-09-01
CLAY FINLAY INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC. indirect 2000-09-01
ACADIAN ASSET MANAGEMENT LLC SOLE MEMBER OF OMAM AFFILIATE HOLDINGS LLC indirect 2000-09-01
NWQ INVESTMENT MANAGEMENT CO INC 100% SHAREHOLDER indirect 2000-11-01
CAMPBELL GLOBAL, LLC SHAREHOLDER OF THE CAMPBELL GROUP, INC. indirect 2002-01-01
OLD MUTUAL CAPITAL, INC. 100% SHAREHOLDER OF OLD MUTUAL CAPITAL, INC. direct 2004-04-01
OSV CURRENCY ADVISORS, INC. 100 % SHAREHOLDER direct 2004-04-01
2100 CAPITAL GROUP LLC GENERAL PARTNER indirect 2005-03-01
2100 CAPITAL GROUP LLC MEMBER indirect 2005-07-01
COPPER ROCK CAPITAL PARTNERS LLC MEMBER direct 2006-02-01
THOMPSON SIEGEL & WALMSLEY LLC SOLE MEMBER OF TS&W INVESTMENT GP LLC indirect 2007-04-01
THOMPSON SIEGEL & WALMSLEY LLC MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC direct 2007-05-01
CLAY FINLAY LLC GENERAL PARTNER indirect 2008-08-01
ECHO POINT INVESTMENT MANAGEMENT, LLC MAJORITY SHAREHOLDER direct 2010-11-01
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER OF OLD ICM, INC. indirect 2012-12-01
ASHFIELD CAPITAL PARTNERS, LLC 100% CLASS B INTERESTS IN ASHFIELD CAPITAL PARTNERS, LLC/SOLE MEMBER OF OMAM AFFILIATE HOLDINGS LLC direct 2012-12-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC 100% SHAREHOLDER OF OMAM AFFILIATE HOLDINGS LLC indirect 2014-09-01
LANDMARK PARTNERS LLC MEMBER indirect 2016-08-01
LANDMARK EQUITY ADVISORS LLC MEMBER indirect 2016-08-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2016-08-01
LANDMARK REALTY ADVISORS LLC MEMBER indirect 2016-09-01
BARROW HANLEY MEWHINNEY & STRAUSS INC 100% SHAREHOLDER OF AFFILIATE direct 1988-01-01 2001-01-30
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF REGISTRANT direct 1992-02-01 2001-01-30
CLAY FINLAY INC 100% SHAREHOLDER OF CLAY FINLAY INC. direct 1996-08-01 2001-01-31
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF ANALYTIC INVESTORS, INC. direct 1999-01-01 2001-01-31
JOHN K DWIGHT ASSET MANAGEMENT COMPANY, INC. 100% SHAREHOLDER OF JOHN K. DWIGHT ASSET MANAGEMENT COMPANY, INC. direct 1994-01-01 2001-02-26
FIRST PACIFIC ADVISORS, INC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT HOLDINGS, INC. direct 1991-06-01 2001-02-27
NWQ INVESTMENT MANAGEMENT CO INC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT HOLDINGS INC. direct 1992-07-01 2001-02-28
PROVIDENT INVESTMENT COUNSEL, INC. SHAREHOLDER indirect 1994-11-01 2001-02-28
SUFFOLK CAPITAL MANAGEMENT, INC 100% SHAREHOLDER OF SUFFOLK CAPITAL MANAGEMENT direct 1994-05-01 2001-03-01
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT HOLDINGS, INC. direct 1992-02-01 2001-03-13
SOVEREIGN FINANCIAL SERVICES, INC. 100% OWNER OF UNITED ASSET MANAGEMENT HOLDINGS, INC. indirect 1988-12-01 2001-03-26
L&B REALTY ADVISORS, INC. PARENT direct 1992-06-01 2001-04-02
SPECTRUM ASSET MANAGEMENT, INC. PARENT COMPANY/OWNER direct 1991-11-01 2001-04-11
CLAY FINLAY INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC. direct 1996-08-01 2001-05-16
NORTHERN CAPITAL MANAGEMENT LLC 80% SHAREHOLDER OF NORTHERN CAPITAL MANAGEMENT LLC direct 1986-01-01 2001-05-17
JOHN K DWIGHT ASSET MANAGEMENT COMPANY, INC. 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC direct 2001-04-01 2001-05-18
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC direct 2000-09-01 2001-05-31
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC direct 2001-04-01 2001-05-31
SPECTRUM ASSET MANAGEMENT, INC. PARENT COMPANY/OWNER direct 2000-09-01 2001-06-06
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2001-04-01 2001-06-06
PACIFIC FINANCIAL RESEARCH INC 100% S/H UNITED ASSET MANAGEMENT indirect 2000-10-01 2001-07-13
NWQ INVESTMENT MANAGEMENT CO INC 100% SHAREHOLDER indirect 2001-04-01 2001-10-09
PACIFIC FINANCIAL RESEARCH INC 100% OWNER direct 1997-05-01 2001-11-27
GSB INVESTMENT MANAGEMENT OWNER direct 1993-12-01 2001-12-03
NORTHERN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF NCM, INC. direct 2000-06-01 2002-03-18
THOMPSON SIEGEL & WALMSLEY INC 100% SHAREHOLDER OF THOMPSON, SIEGEL,& WALMSLEY, INC. direct 1984-12-01 2002-03-22
BARROW HANLEY MEWHINNEY & STRAUSS INC SHAREHOLDER indirect 2000-11-01 2002-03-25
CAMPBELL GROUP LLC 100% SHAREHOLDER OF THE CAMPBELL GROUP, INC. direct 2000-09-01 2002-11-14
TOM JOHNSON INVESTMENT MANAGEMENT, INC. 100% SHAREHOLDER OF APPLICANT direct 1992-10-01 2003-03-14
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-11-01 2003-03-27
DWIGHT ASSET MANAGEMENT COMPANY 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2001-04-01 2003-03-27
HEITMAN PRA SECURITIES ADVISORS LLC 100% SHAREHOLDER OF HEITMAN FINANCIAL LTD. indirect 1993-08-01 2003-05-27
CAMBIAR INVESTORS, LLC 100% SHAREHOLDER indirect 1990-08-01 2003-07-11
HEITMAN JMB ENDOWMENT ADVISORS LP 100% SHAREHOLDER indirect 1993-08-01 2003-09-12
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF HEITMAN FINANCIAL LTD. indirect 1993-08-01 2003-09-12
HEITMAN/JMB INSTITUTIONAL REALTY ADVISORS, L.P. 100% SHAREHOLDER indirect 1993-08-01 2003-09-12
HEITMAN JMB INSTITUTIONAL ADVISORS 100% SHAREHOLDER indirect 1993-08-01 2003-09-12
PROVIDENT INVESTMENT COUNSEL, INC. SHAREHOLDER indirect 2000-11-01 2003-09-18
OSV CURRENCY PARTNERS INC. 100% SHAREHOLDER OF OSV CURRENCY ADVISORS, INC. direct 1996-04-01 2004-06-10
PILGRIM BAXTER & ASSOCIATES LTD 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. direct 1995-04-01 2004-11-22
ASHFIELD CAPITAL PARTNERS, LLC SHAREHOLDER direct 2006-12-01 2006-12-08
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2007-03-29
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2007-03-30
THOMPSON SIEGEL & WALMSLEY INC 100% SHAREHOLDER OF THOMPSON, SIEGEL,& WALMSLEY, INC. direct 2000-09-01 2007-03-31
THOMPSON SIEGEL & WALMSLEY INC SHAREHOLDER OF THOMPSON, SIEGEL & WALMSLEY LLC direct 2007-05-01 2007-05-23
ANALYTIC INVESTORS INC 100% SHAREHOLDER OF EPSLP INC. indirect 2007-04-01 2007-11-23
DWIGHT ASSET MANAGEMENT COMPANY 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2008-03-26
PROVIDENT INVESTMENT COUNSEL, INC. SHAREHOLDER indirect 2000-09-01 2008-03-27
BARROW HANLEY MEWHINNEY & STRAUSS INC 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2009-03-30
PROVIDENT INVESTMENT COUNSEL, INC. MEMBER indirect 2000-09-01 2009-06-01
THOMSON HORSTMANN & BRYANT INC 100% SHAREHOLDER direct 1997-06-01 2010-03-22
THOMPSON SIEGEL & WALMSLEY LLC GENERAL PARTNER OF TS&W INVESTMENT HOLDINGS LP indirect 2007-04-01 2010-03-31
OLD MUTUAL (NEWCO 2010), LLC 100% SHAREHOLDER direct 2010-05-01 2010-10-18
2100 XENON GROUP LLC 100% SHAREHOLDER indirect 2000-09-01 2012-03-26
DWIGHT ASSET MANAGEMENT COMPANY MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2012-03-29
ANALYTIC INVESTORS INC SOLE MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2012-03-30
2100 LARCH LANE LLC 100% MEMBER OF 2100 CAPITAL HOLDINGS LLC indirect 2005-07-01 2012-04-17
ASHFIELD CAPITAL PARTNERS, LLC MEMBER direct 2007-02-01 2012-05-09
ASHFIELD CAPITAL PARTNERS, LLC SOLE MEMBER AND MANAGER indirect 2007-02-01 2012-05-09
ROGGE GLOBAL PARTNERS PLC 100% SHAREHOLDER indirect 2000-11-01 2012-06-15
300 NORTH CAPITAL, LLC SOLE MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2012-09-26
ASHFIELD CAPITAL PARTNERS, LLC 100% CLASS B INTERESTS direct 2012-12-01 2013-01-28
ROGGE GLOBAL PARTNERS INC. OWNER indirect 1996-07-01 2014-03-13
ROGGE GLOBAL PARTNERS PLC 100% SHAREHOLDER indirect 1996-07-01 2014-03-13
CAMPBELL GROUP LLC 100% SHAREHOLDER OF THE CAMPBELL GROUP, INC. indirect 2000-11-01 2014-03-25
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01 2014-03-31
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 2006-08-01 2014-03-31
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 2010-07-01 2014-03-31
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 2012-02-01 2014-03-31
ANALYTIC INVESTORS, LLC SOLE MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2012-12-01 2014-03-31
ASHFIELD CAPITAL PARTNERS, LLC 100% CLASS B INTERESTS IN ASHFIELD CAPITAL PARTNERS, LLC indirect 2012-12-01 2014-10-31
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC. indirect 1993-08-01 2014-11-05
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC indirect 1993-08-01 2014-12-16
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OLD MUTUAL (HFL) INC indirect 1993-08-01 2014-12-16
ACADIAN ASSET MANAGEMENT INC SOLE MEMBER OF OLD MUTUAL ASSET MANAGERS (US) LLC indirect 2000-09-01 2015-02-27
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM (HFL) INC. indirect 1993-08-01 2016-01-04
ANALYTIC INVESTORS, LLC SOLE MEMBER OF OMAM AFFILIATE HOLDINGS LLC indirect 2012-12-01 2016-03-30
ACADIAN KELP GP LLC GENERAL PARTNER OF ACADIAN KELP LP ACADIAN KELP LP 12/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC GENERAL PARTNER OF ACADIAN KELP LP indirect 2007-12-01
BRIGHTSPHERE UK, LIMITED SOLE SHAREHOLDER OF BRIGHTSPHERE INC. BRIGHTSPHERE INC. 09/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC 100% SHAREHOLDER OF OMAM INC indirect 2014-09-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM INC. indirect 2014-10-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC SOLE SHAREHOLDER OF OMAM INC indirect 2014-09-01
THOMPSON SIEGEL & WALMSLEY LLC SHAREHOLDER OF OMAM INC. indirect 2014-09-01
ACADIAN ASSET MANAGEMENT LLC SOLE SHAREHOLDER OF OMAM INC. indirect 2014-09-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM INC. indirect 2014-10-01
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2014-09-01
LANDMARK EQUITY ADVISORS LLC SHAREHOLEDER indirect 2014-09-01
CAMPBELL GLOBAL, LLC SHAREHOLDER OF OMAM INC. indirect 2014-09-01
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER OF OMAM INC. indirect 2014-09-01
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER OF OMAM, INC. indirect 2014-09-01
COPPER ROCK CAPITAL PARTNERS LLC SOLE SHAREHOLDER OF OMAM INC. indirect 2014-09-01
ASHFIELD CAPITAL PARTNERS, LLC SHAREHOLDER OF OMAM INC. indirect 2014-09-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM INC. indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM INC. indirect 2014-10-01
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2014-09-01
CLEARLAKE CAPITAL GROUP, L.P. SHAREHOLDER indirect 2014-09-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM INC. indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM INC indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OLD MUTUAL (US) HOLDINGS INC. indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM INC indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM INC. indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM INC indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OLD MUTUAL (US) HOLDINGS INC indirect 2014-10-01
BRIGHTSPHERE US, INC. SOLE SHAREHOLDER OF BRIGHTSPHERE UK, LIMITED BRIGHTSPHERE UK, LIMITED 09/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC 100% SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC SOLE SHAREHOLDER OF OMAM UK LIMITED indirect 2014-09-01
THOMPSON SIEGEL & WALMSLEY LLC SHAREHOLDER OF OMAM UK, LTD. indirect 2014-09-01
ACADIAN ASSET MANAGEMENT LLC SOLE SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2014-09-01
LANDMARK EQUITY ADVISORS LLC SHAREHOLDER indirect 2014-09-01
CAMPBELL GLOBAL, LLC SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
COPPER ROCK CAPITAL PARTNERS LLC SOLE SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
ASHFIELD CAPITAL PARTNERS, LLC SHAREHOLDER OF OMAM UK, LIMITED indirect 2014-09-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2014-09-01
CLEARLAKE CAPITAL GROUP, L.P. SHAREHOLDER indirect 2014-09-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM UK LIMITED indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM UK LTD indirect 2014-10-01
BRIGHTSPHERE INVESTMENT GROUP PLC SOLE SHAREHOLDER OF BRIGHTSPHERE US, INC. BRIGHTSPHERE US, INC. 10/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ACADIAN ASSET MANAGEMENT LLC SOLE SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN REAL ESTATE SECURITIES LLC 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2014-10-01
LANDMARK EQUITY ADVISORS LLC SHAREHOLEDER indirect 2014-10-01
CAMPBELL GLOBAL, LLC SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
INVESTMENT COUNSELORS OF MARYLAND LLC SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
COPPER ROCK CAPITAL PARTNERS LLC SOLE SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
ASHFIELD CAPITAL PARTNERS, LLC SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2014-10-01
CLEARLAKE CAPITAL GROUP, L.P. SHAREHOLDER indirect 2014-10-01
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES HK LIMITED 100% SHAREHOLDER OF OMAM US, INC indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN INTERNATIONAL HK LIMITED 100% SHAREHOLDER OF OMAM US, INC indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM US, INC indirect 2014-10-01
HEITMAN INTERNATIONAL LLC 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
ANALYTIC INVESTORS, LLC 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM US, INC indirect 2014-10-01
HEITMAN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC SOLE SHAREHOLDER OF OMAM US INC indirect 2014-10-01
THOMPSON SIEGEL & WALMSLEY LLC SHAREHOLDER OF OMAM US, INC. indirect 2014-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ACADIAN CHINA A SHARES EQUITY MASTER FUND Cayman Islands 805-1418926798 Other Private Fund LONG ONLY COMMINGLED FUND 15,809,048 1,000,000 Master Fund
ACADIAN LIQUID MULTI-ALPHA EQUITY FUND, LLC United States 805-8895771689 Other Private Fund LONG ONLY COMMINGLED FUND 4,061,197 500,000
ACADIAN LEVERAGED DIVERSIFIED ALPHA EQUITY FUND Cayman Islands 805-3412313061 Hedge Fund 93,692,513 1,000,000
ACADIAN MULTI-ASSET PORTFOLIO LLC United States 805-6797791927 Other Private Fund ASSET ALLOCATION FUND INVESTING IN OTHER ACADIAN MANAGED FUNDS 17,650,996 500,000 Fund of Funds
ACADIAN EMERGING MARKETS SMALL CAP EQUITY FUND LLC United States 805-7041048621 Other Private Fund LONG ONLY COMMINGLED FUND 1,566,025,869 1,000,000
ACADIAN EMERGING MARKETS EQUITY FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-7814657745 Other Private Fund LONG ONLY COMMINGLED FUND 1,964,241,300 1,000,000
ACADIAN INTERNATIONAL SMALL CAP FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-9540092139 Other Private Fund LONG ONLY COMMINGLED FUND 1,418,233,363 1,000,000
ACADIAN INTERNATIONAL ALL CAP FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-4144329380 Other Private Fund LONG ONLY COMMINGLED FUND 524,386,746 1,000,000
ACADIAN DIVERSIFIED ALPHA UNCONSTRAINED EQUITY MASTER FUND Cayman Islands 805-9152682727 Hedge Fund 2,297,878 1,000,000 Master Fund
ACADIAN EMERGING MARKETS SMALL-CAP LONG-SHORT FUND, LLC United States 805-5733135223 Hedge Fund 100,294,295 1,000,000 Master Fund
ACADIAN NON-US ALL CAP EQUITY FUND,USD HEDGED,LLC United States 805-6670053000 Other Private Fund LONG ONLY COMMINGLED FUND 391,661,400 1,000,000
ACADIAN GLOBAL MARKET NEUTRAL FUND United States 805-2051333471 Hedge Fund 25,917,024 500,000
ACADIAN INTERNATIONAL EQUITY FUND United States 805-6027409852 Other Private Fund LONG ONLY COMMINGLED FUND 162,146,135 500,000
ACADIAN GLOBAL MANAGED VOLATILITY FUND United States 805-9220436351 Other Private Fund LONG ONLY COMMINGLED FUND 1,999,320,859 1,000,000
ACADIAN ADR FUND LLC United States 805-9277218510 Other Private Fund LONG ONLY COMMINGLED FUND 5,660,575 1,000,000
ACADIAN EMERGING MARKETS MANAGED VOLATILITY EQUITY FUND, LLC United States 805-3696325303 Other Private Fund LONG ONLY COMMINGLED FUND 766,737,358 1,000,000
ACADIAN EMERGING MARKETS EQUITY II FUND LLC United States 805-4515366523 Other Private Fund LONG ONLY COMMINGLED FUND 3,692,385,271 1,000,000
ACADIAN GLOBAL LEVERAGED MARKET NEUTRAL FUND LP United States 805-8958926589 Hedge Fund 68,412,684 1,000,000
ACADIAN ALL COUNTRY WORLD EX-US SMALL CAP FUND LLC United States 805-7563797221 Other Private Fund LONG ONLY COMMINGLED FUND 96,174,514 1,000,000
ACADIAN NON-US MICROCAP EQUITY FUND, LLC United States 805-5819115747 Other Private Fund LONG ONLY COMMINGLED FUND 221,826,655 1,000,000
ACADIAN NON-US SMALL CAP EQUITY LONG-SHORT FUND LLC United States 805-5773635952 Hedge Fund 23,212,465 1,000,000
ACADIAN U.S. MANAGED VOLATILITY EQUITY FUND LLC United States 805-9334067805 Other Private Fund LONG ONLY COMMINGLED FUND 27,509,307 1,000,000
ACADIAN MULTI-ASSET ABSOLUTE RETURN MASTER FUND Cayman Islands 805-1427536451 Hedge Fund 9,842,361 1,000,000 Master Fund
ACADIAN DIVERSIFIED ALPHA EQUITY MASTER FUND Cayman Islands 805-8097897849 Hedge Fund 135,930,917 1,000,000 Master Fund
ACADIAN ACWI EX-US FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-1284171286 Other Private Fund LONG ONLY COMMINGLED FUND 10,740,926 1,000,000
ACADIAN GLOBAL EQUITY FUND SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-7737475979 Other Private Fund LONG ONLY COMMINGLED FUND 60,190,215 1,000,000
ACADIAN ACWI EX-US LONG SHORT FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-9033101654 Hedge Fund 25,175,178 1,000,000
ACADIAN GLOBAL WITH OPPORTUNISTIC SHORTING FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-2318889342 Hedge Fund 118,676,051 1,000,000
ACADIAN FRONTIER MARKETS EQUITY FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-7790580524 Other Private Fund LONG ONLY COMMINGLED FUND 722,877,176 1,000,000 Master Fund
ACADIAN GLOBAL LEVERAGED MARKET NEUTRAL MASTER FUND Cayman Islands 805-1059907097 Hedge Fund 454,163,012 500,000 Master Fund
ACADIAN NON-US CONCENTRATED FUND A SEPARATE SERIES OF BRIGHTSPHERE INVESTMENT FUNDS LLC United States 805-3291313332 Other Private Fund LONG ONLY COMMINGLED FUND 23,990,615 1,000,000
ACADIAN US MICROCAP EQUITY FUND, LLC United States 805-5508183828 Other Private Fund LONG ONLY COMMINGLED FUND 40,359,060 1,000,000
ACADIAN SUSTAINABLE EMERGING MARKETS EQUITY EX-FOSSIL FUEL FUND United States 805-9360948373 Other Private Fund LONG ONLY COMMINGLED FUND 41,886,655 1,000,000
ACADIAN ALL COUNTRY WORLD MANAGED VOLATILITY EQUITY FUND United States 805-5711063560 Other Private Fund LONG ONLY COMMINGLED FUND 134,182,439 1,000,000

WhaleScore history for ACADIAN ASSET MANAGEMENT LLC

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**EXPERIMENTAL** Current International Short Positions

Get more info on our International short position coverage here

Holder Issuer Net Short Position Position Date Origin

Short Position History (last 100)

Holder Net Short Position Position Date Origin
BrightSphere Inc. Arrow Global Group plc 0.58% 2018-09-25 UK
BrightSphere Inc. Arrow Global Group plc 0.62% 2018-08-09 UK
BrightSphere Inc. Arrow Global Group plc 0.51% 2018-07-24 UK
Acadian Asset Management LLC CAIRN HOMES PLC 0.58% 2019-06-18 UK
BrightSphere Inc. CAIRN HOMES PLC 0.58% 2019-04-04 UK
BrightSphere Inc. CAIRN HOMES PLC 0.68% 2019-03-15 UK
BrightSphere Inc. CAIRN HOMES PLC 0.7% 2018-11-30 UK
BrightSphere Inc. CAIRN HOMES PLC 0.6% 2018-09-25 UK
BrightSphere Inc. CAIRN HOMES PLC 0.58% 2018-09-21 UK
BrightSphere Inc. CAIRN HOMES PLC 0.6% 2018-09-07 UK
BrightSphere Inc. CAIRN HOMES PLC 0.58% 2018-08-16 UK
BrightSphere Inc. CAIRN HOMES PLC 0.6% 2018-08-09 UK
BrightSphere Inc. CAIRN HOMES PLC 0.54% 2018-06-15 UK
BrightSphere Inc. CAIRN HOMES PLC 0.68% 2018-05-18 UK
BrightSphere Inc. CAIRN HOMES PLC 0.7% 2018-02-05 UK
OMAM Inc. CAIRN HOMES PLC 0.7% 2018-02-05 UK
OMAM Inc. CAIRN HOMES PLC 0.69% 2018-02-02 UK
OMAM Inc. CAIRN HOMES PLC 0.7% 2018-01-30 UK
OMAM Inc. CAIRN HOMES PLC 0.65% 2017-10-02 UK
OMAM Inc. DIGNITY PLC 0.73% 2018-03-07 UK
OMAM Inc. DIGNITY PLC 0.6% 2018-02-12 UK
OMAM Inc. DIGNITY PLC 0.51% 2018-02-02 UK
BrightSphere Inc. Interserve Plc 0.58% 2019-02-14 UK
BrightSphere Inc. Interserve Plc 0.65% 2019-02-12 UK
BrightSphere Inc. Interserve Plc 0.74% 2019-01-31 UK
BrightSphere Inc. Interserve Plc 0.89% 2019-01-25 UK
BrightSphere Inc. Interserve Plc 0.97% 2019-01-24 UK
BrightSphere Inc. Interserve Plc 1.05% 2019-01-17 UK
BrightSphere Inc. Interserve Plc 1.26% 2019-01-14 UK
BrightSphere Inc. Interserve Plc 1.37% 2019-01-10 UK
BrightSphere Inc. Interserve Plc 1.45% 2018-12-21 UK
BrightSphere Inc. Interserve Plc 1.92% 2018-12-20 UK
BrightSphere Inc. Interserve Plc 2.05% 2018-12-18 UK
BrightSphere Inc. Interserve Plc 2.28% 2018-12-13 UK
BrightSphere Inc. Interserve Plc 2.34% 2018-12-11 UK
BrightSphere Inc. Interserve Plc 2.45% 2018-12-06 UK
BrightSphere Inc. Interserve Plc 2.54% 2018-11-02 UK
BrightSphere Inc. Interserve Plc 2.27% 2018-10-17 UK
BrightSphere Inc. Interserve Plc 2.47% 2018-10-12 UK
BrightSphere Inc. Interserve Plc 2.85% 2018-09-25 UK
BrightSphere Inc. Interserve Plc 2.96% 2018-09-24 UK
BrightSphere Inc. Interserve Plc 3.0% 2018-09-21 UK
BrightSphere Inc. Interserve Plc 3.1% 2018-08-14 UK
BrightSphere Inc. Interserve Plc 3.01% 2018-08-07 UK
BrightSphere Inc. Interserve Plc 2.9% 2018-07-26 UK
BrightSphere Inc. Interserve Plc 2.83% 2018-07-24 UK
BrightSphere Inc. Interserve Plc 2.7% 2018-07-17 UK
BrightSphere Inc. Interserve Plc 2.6% 2018-07-09 UK
BrightSphere Inc. Interserve Plc 2.5% 2018-06-22 UK
BrightSphere Inc. Interserve Plc 2.41% 2018-06-14 UK
BrightSphere Inc. Interserve Plc 2.38% 2018-06-08 UK
BrightSphere Inc. Interserve Plc 2.24% 2018-05-30 UK
BrightSphere Inc. Interserve Plc 2.16% 2018-05-14 UK
BrightSphere Inc. Interserve Plc 1.9% 2018-05-10 UK
OMAM Inc. Interserve Plc 1.5% 2018-03-20 UK
OMAM Inc. Interserve Plc 1.44% 2018-03-07 UK
OMAM Inc. Interserve Plc 1.31% 2018-02-02 UK
OMAM Inc. Interserve Plc 1.24% 2018-01-29 UK
OMAM Inc. Interserve Plc 1.14% 2018-01-22 UK
OMAM Inc. Interserve Plc 1.02% 2018-01-09 UK
OMAM Inc. Interserve Plc 0.92% 2018-01-04 UK
OMAM Inc. Interserve Plc 0.72% 2017-11-28 UK
OMAM Inc. Interserve Plc 0.58% 2017-11-10 UK
OMAM INC MAUNA KEA TECHNOLOGIES 0.4% 2018-03-01 FRANCE
OMAM INC MAUNA KEA TECHNOLOGIES 0.53% 2018-02-26 FRANCE
OMAM INC MAUNA KEA TECHNOLOGIES 0.67% 2018-02-09 FRANCE
OMAM INC MAUNA KEA TECHNOLOGIES 0.79% 2018-02-05 FRANCE
OMAM INC MAUNA KEA TECHNOLOGIES 0.89% 2018-01-26 FRANCE
OMAM INC MAUNA KEA TECHNOLOGIES 0.97% 2018-01-22 FRANCE
OMAM INC MAUNA KEA TECHNOLOGIES 1.16% 2018-01-12 FRANCE
OMAM INC MAUNA KEA TECHNOLOGIES 1.25% 2017-12-15 FRANCE
OMAM INC MAUNA KEA TECHNOLOGIES 0.96% 2017-12-14 FRANCE
OMAM INC MAUNA KEA TECHNOLOGIES 0.87% 2017-12-13 FRANCE
OMAM INC MAUNA KEA TECHNOLOGIES 0.63% 2017-12-04 FRANCE
OMAM Inc. NCC Group PLC 0.56% 2017-10-02 UK
BrightSphere Inc. PETRA DIAMONDS 0.52% 2018-07-24 UK
BrightSphere Inc. PETRA DIAMONDS 0.52% 2018-06-05 UK
BrightSphere Inc. SANNE GROUP PLC 0.5% 2018-07-26 UK
Acadian Asset Management LLC SMART METERING SYSTEMS PLC 0.59% 2020-03-30 UK
Acadian Asset Management LLC SMART METERING SYSTEMS PLC 0.67% 2020-03-19 UK
Acadian Asset Management LLC SMART METERING SYSTEMS PLC 0.76% 2019-10-01 UK
Acadian Asset Management LLC SMART METERING SYSTEMS PLC 0.69% 2019-06-05 UK
BrightSphere Inc. SMART METERING SYSTEMS PLC 0.91% 2019-04-24 UK
BrightSphere Inc. SMART METERING SYSTEMS PLC 0.88% 2019-04-17 UK
BrightSphere Inc. SMART METERING SYSTEMS PLC 0.9% 2019-04-15 UK
BrightSphere Inc. SMART METERING SYSTEMS PLC 0.87% 2019-04-05 UK
BrightSphere Inc. SMART METERING SYSTEMS PLC 0.91% 2019-02-11 UK
BrightSphere Inc. SMART METERING SYSTEMS PLC 0.89% 2019-01-22 UK
BrightSphere Inc. SMART METERING SYSTEMS PLC 0.99% 2018-11-14 UK
BrightSphere Inc. SMART METERING SYSTEMS PLC 1.0% 2018-11-05 UK
BrightSphere Inc. SMART METERING SYSTEMS PLC 0.98% 2018-11-02 UK
BrightSphere Inc. SMART METERING SYSTEMS PLC 0.81% 2018-10-16 UK
BrightSphere Inc. SMART METERING SYSTEMS PLC 0.78% 2018-09-21 UK
BrightSphere Inc. SMART METERING SYSTEMS PLC 0.8% 2018-08-24 UK
BrightSphere Inc. SMART METERING SYSTEMS PLC 0.7% 2018-07-24 UK
BrightSphere Inc. SMART METERING SYSTEMS PLC 0.69% 2018-07-16 UK
BrightSphere Inc. SMART METERING SYSTEMS PLC 0.71% 2018-04-16 UK
OMAM Inc. SMART METERING SYSTEMS PLC 0.6% 2018-03-01 UK
OMAM Inc. SMART METERING SYSTEMS PLC 0.51% 2018-02-05 UK
Acadian Asset Management LLC STOBART GROUP LTD 0.52% 2020-05-19 UK

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