ADIRONDACK RESEARCH & MANAGEMENT INC.

HTTP://WWW.ADIRONDACKFUNDS.COM GUILDERLAND, NY Investment Advisor How do I update this listing?

Adirondack Research & Management is based out of Guilderland. Adirondack Research & Management is a large advisory firm with 56 clients and discretionary assets under management (AUM) of $215,000,000 (Form ADV from 2019-03-01). Their last reported 13F filing for Q1 2019 included $160,521,000 in managed 13F securities and a top 10 holdings concentration of 28.0%. Adirondack Research & Management's largest holding is Owens-Illinois, Inc. with shares held of 267,279. Whalewisdom has at least 26 13F filings, and 3 13G filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $160.521 Million
  • Prior Market Value $159.937 Million
  • New Purchases8 stocks
  • Additional Purchases13 stocks
  • Sold out of6 stocks
  • Reduced holdings in65 stocks
  • Top 10 Holdings % 28.00 %
  • Turnover % [1]:14.00%
  • Turnover Alt % [2]: 17.65 %
  • Time Held Top20:5.50 quarters
  • Time Held Top10:2.60 quarters
  • Time Held All:11.68 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 5.08%
Performance Last 4 Quarters: 9.83%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ADIRONDACK RESEARCH & MANAGEMENT INC.
2390 WESTERN AVENUE
GUILDERLAND NY    12084
Country: United States

Business Phone: 518 690-0470
Fax: 518 861-7040
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Corporation
Organized in: NY
Number of employees: 5
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 56
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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ADIRONDACK RESEARCH & MANAGEMENT INC.

ownership team - last updated 2019-03-01
Name Title Start Date Direct/Indirect % Ownership
ROEDER, GREGORY, ALEXANDER PRESIDENT 03/01/2004 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ADIRONDACK RESEARCH & MANAGEMENT INC. PRESIDENT direct 2004-03-01
ADIRONDACK RESEARCH & MANAGEMENT INC. PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2004-03-01
ADIRONDACK RESEARCH & MANAGEMENT INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
ADIRONDACK RESEARCH & MANAGEMENT INC. CHIEF COMPLIANCE OFFICER direct 2010-05-01
REINER, MATTHEW, PATRICK CHIEF FINANCIAL OFFICER 02/01/2005 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ADIRONDACK RESEARCH & MANAGEMENT INC. CHIEF FINANCIAL OFFICER direct 2005-02-01
BECKER, JARROD, HALL CHIEF COMPLIANCE OFFICER 07/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
ADIRONDACK RESEARCH & MANAGEMENT INC. CHIEF COMPLIANCE OFFICER direct 2013-07-01

ADIRONDACK RESEARCH & MANAGEMENT INC.

ownership team - last updated 2017-03-31
Name Title Start Date Direct/Indirect % Ownership
ROEDER, GREGORY, ALEXANDER PRESIDENT 03/01/2004 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ADIRONDACK RESEARCH & MANAGEMENT INC. PRESIDENT direct 2004-03-01
ADIRONDACK RESEARCH & MANAGEMENT INC. PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2004-03-01
ADIRONDACK RESEARCH & MANAGEMENT INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
ADIRONDACK RESEARCH & MANAGEMENT INC. CHIEF COMPLIANCE OFFICER direct 2010-05-01
REINER, MATTHEW, PATRICK CHIEF FINANCIAL OFFICER 02/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ADIRONDACK RESEARCH & MANAGEMENT INC. CHIEF FINANCIAL OFFICER direct 2005-02-01
MORIZIO, LOUIS, (NMN) SHAREHOLDER 02/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CENTER FOR FINANCIAL PLANNING PRINCIPAL AND PRESIDENT direct 1994-11-01
CENTER FOR FINANCIAL PLANNING CHIEF COMPLIANCE OFFICER direct 2004-10-01
ADIRONDACK RESEARCH & MANAGEMENT INC. SHAREHOLDER direct 2005-02-01
ADIRONDACK RESEARCH & MANAGEMENT INC. CHIEF OPERATIONS OFFICER direct 2005-02-01 2006-06-14
GONICK, STEPHEN, KENIN SHAREHOLDER 07/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ADIRONDACK RESEARCH & MANAGEMENT INC. MARKETING DIRECTOR direct 2009-07-01
ADIRONDACK RESEARCH & MANAGEMENT INC. SHAREHOLDER direct 2009-07-01
BECKER, JARROD, HALL CHIEF COMPLIANCE OFFICER 07/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
ADIRONDACK RESEARCH & MANAGEMENT INC. CHIEF COMPLIANCE OFFICER direct 2013-07-01

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