ADVANTAGE INVESTMENT MANAGEMENT, LLC

HTTP://WWW.OFFICIALAIM.COM CEDAR RAPIDS, IA Investment Advisor How do I update this listing?

Advantage Investment Management is based out of Cedar Rapids. Advantage Investment Management is a large advisory firm with 2524 clients and discretionary assets under management (AUM) of $321,121,332 (Form ADV from 2019-03-29). Their last reported 13F filing for Q3 2019 included $128,296,000 in managed 13F securities and a top 10 holdings concentration of 29.64%. Advantage Investment Management's largest holding is iShares Edge MSCI Min Vol USA ETF with shares held of 116,596. Whalewisdom has at least 20 13F filings

Download 13F Summary to Excel Create Email Alert

09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $128.296 Million
  • Prior Market Value $130.923 Million
  • New Purchases52 stocks
  • Additional Purchases141 stocks
  • Sold out of64 stocks
  • Reduced holdings in283 stocks
  • Top 10 Holdings % 29.64 %
  • Turnover % [1]:12.47%
  • Turnover Alt % [2]: 10.62 %
  • Time Held Top20:4.10 quarters
  • Time Held Top10:3.90 quarters
  • Time Held All:11.77 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -1.44%
Performance Last 4 Quarters: -4.07%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ADVANTAGE INVESTMENT MANAGEMENT, LLC
230 2ND STREET SE SUITE 200
CEDAR RAPIDS IA    52401
Country: United States

Business Phone: 319-366-7300
Fax: 319-862-0754
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: IA
Number of employees: 30
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 2524
Amount of client funds and securities by related persons: 0
Total Number of clients from related persons: 0
Disclosures: 11.C (2),11.C (4),11.C (5),11.E (2)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

ADVANTAGE INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
ADVANTAGE FINANCIAL GROUP, INC. MEMBER 01/01/2001 Direct 75% or more
Fund Name Position direct/indirect start date end date
ADVANTAGE INVESTMENT MANAGEMENT, LLC MEMBER direct 2001-01-01
ADVANTAGE FINANCIAL GROUP OWNER direct 2001-01-01
HOLTZ, LOUISE, DOROTHY DIRECTOR 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
ENERIC FINANCIAL SERVICES, INC. VICE PRESIDENT/DIR OF TRADING-OPERATIONS/SROP/ROP/CROP direct 2000-08-01
ADVANTAGE INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER/DIRECTOR direct 2008-07-01
CAMBRIDGE INVESTMENT RESEARCH, INC. VICE PRESIDENT/DIR OF TRADING-OPERATIONS/SROP/ROP/CROP direct 2000-08-01 2001-03-30
CAMBRIDGE INVESTMENT RESEARCH, INC. VICE PRESIDENT/DIR OF TRADING-OPERATIONS/SROP/ROP/CROP/ASS'T DIR COMPLIANCE direct 2001-10-01 2003-01-24
RUSSO, JOSEPH, ROY CHAIRMAN 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
ADVANTAGE FINANCIAL GROUP CEO indirect 2001-01-01
ADVANTAGE INVESTMENT MANAGEMENT, LLC CHAIRMAN direct 2008-07-01
DARDEN, MELISSA, ANN BOARD SECRETARY/DIRECTOR/EVP 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
ADVANTAGE FINANCIAL GROUP BOARD SECRETARY/DIRECTOR direct 2008-07-01
ADVANTAGE INVESTMENT MANAGEMENT, LLC BOARD SECRETARY/DIRECTOR/EVP direct 2008-07-01
AUERBACH, CHARLES, NMN DIRECTOR 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
WEALTH STRATEGIES ADVISOY GROUP PRESIDENT direct 2001-06-01
ADVANTAGE INVESTMENT MANAGEMENT, LLC DIRECTOR direct 2008-07-01
HOLDER, DOUGLAS, BRYAN DIRECTOR/PRESIDENT 03/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
ADVANTAGE INVESTMENT MANAGEMENT, LLC DIRECTOR direct 2013-03-01
ADVANTAGE INVESTMENT MANAGEMENT, LLC DIRECTOR/PRESIDENT direct 2013-03-01
SCHERRMAN, MICHAEL, EMMETT CHIEF COMPLIANCE OFFICER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
PMG SECURITIES CORPORATION PRESIDENT AND DIRECTOR direct 2000-04-01
PMG ASSET MANAGEMENT INC PRESIDENT/DIRECTOR direct 2000-04-01 2005-05-03
INTERSECURITIES, INC. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2006-08-01 2007-08-16
INTERSECURITIES, INC. VICE PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER direct 2006-08-01 2009-09-08
TRANSAMERICA FINANCIAL ADVISORS, INC. VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2009-09-01 2010-03-31
TRANSAMERICA FINANCIAL ADVISORS, INC. VICE PRESIDENT, CHIEF OPERATING OFFICER AND INTERIM CHIEF COMPLIANCE OFFICER direct 2009-09-01 2010-07-07
TRANSAMERICA FINANCIAL ADVISORS, INC. VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2010-09-01 2016-03-29
RUSSO, JOSEPH, ROY CEO ADVANTAGE FINANCIAL GROUP 01/01/2001 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ADVANTAGE FINANCIAL GROUP CEO indirect 2001-01-01
ADVANTAGE INVESTMENT MANAGEMENT, LLC CHAIRMAN direct 2008-07-01

ADVANTAGE INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2018-12-13
Name Title Start Date Direct/Indirect % Ownership
ADVANTAGE FINANCIAL GROUP, INC. MEMBER 01/01/2001 Direct 75% or more
Fund Name Position direct/indirect start date end date
ADVANTAGE INVESTMENT MANAGEMENT, LLC MEMBER direct 2001-01-01
ADVANTAGE FINANCIAL GROUP OWNER direct 2001-01-01
HOLTZ, LOUISE, DOROTHY DIRECTOR 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
ENERIC FINANCIAL SERVICES, INC. VICE PRESIDENT/DIR OF TRADING-OPERATIONS/SROP/ROP/CROP direct 2000-08-01
ADVANTAGE INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER/DIRECTOR direct 2008-07-01
CAMBRIDGE INVESTMENT RESEARCH, INC. VICE PRESIDENT/DIR OF TRADING-OPERATIONS/SROP/ROP/CROP direct 2000-08-01 2001-03-30
CAMBRIDGE INVESTMENT RESEARCH, INC. VICE PRESIDENT/DIR OF TRADING-OPERATIONS/SROP/ROP/CROP/ASS'T DIR COMPLIANCE direct 2001-10-01 2003-01-24
RUSSO, JOSEPH, ROY CHAIRMAN 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
ADVANTAGE FINANCIAL GROUP CEO indirect 2001-01-01
ADVANTAGE INVESTMENT MANAGEMENT, LLC CHAIRMAN direct 2008-07-01
DARDEN, MELISSA, ANN BOARD SECRETARY/DIRECTOR/EVP 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
ADVANTAGE FINANCIAL GROUP BOARD SECRETARY/DIRECTOR direct 2008-07-01
ADVANTAGE INVESTMENT MANAGEMENT, LLC BOARD SECRETARY/DIRECTOR/EVP direct 2008-07-01
AUERBACH, CHARLES, NMN DIRECTOR 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
WEALTH STRATEGIES ADVISOY GROUP PRESIDENT direct 2001-06-01
ADVANTAGE INVESTMENT MANAGEMENT, LLC DIRECTOR direct 2008-07-01
HOLDER, DOUGLAS, BRYAN DIRECTOR/PRESIDENT 03/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
ADVANTAGE INVESTMENT MANAGEMENT, LLC DIRECTOR direct 2013-03-01
ADVANTAGE INVESTMENT MANAGEMENT, LLC DIRECTOR/PRESIDENT direct 2013-03-01
SCHERRMAN, MICHAEL, EMMETT CHIEF COMPLIANCE OFFICER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
PMG SECURITIES CORPORATION PRESIDENT AND DIRECTOR direct 2000-04-01
PMG ASSET MANAGEMENT INC PRESIDENT/DIRECTOR direct 2000-04-01 2005-05-03
INTERSECURITIES, INC. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2006-08-01 2007-08-16
INTERSECURITIES, INC. VICE PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER direct 2006-08-01 2009-09-08
TRANSAMERICA FINANCIAL ADVISORS, INC. VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2009-09-01 2010-03-31
TRANSAMERICA FINANCIAL ADVISORS, INC. VICE PRESIDENT, CHIEF OPERATING OFFICER AND INTERIM CHIEF COMPLIANCE OFFICER direct 2009-09-01 2010-07-07
TRANSAMERICA FINANCIAL ADVISORS, INC. VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2010-09-01 2016-03-29
RUSSO, JOSEPH, ROY CEO ADVANTAGE FINANCIAL GROUP 01/01/2001 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ADVANTAGE FINANCIAL GROUP CEO indirect 2001-01-01
ADVANTAGE INVESTMENT MANAGEMENT, LLC CHAIRMAN direct 2008-07-01

ADVANTAGE INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2018-04-02
Name Title Start Date Direct/Indirect % Ownership
ADVANTAGE FINANCIAL GROUP, INC. MEMBER 01/01/2001 Direct 75% or more
Fund Name Position direct/indirect start date end date
ADVANTAGE INVESTMENT MANAGEMENT, LLC MEMBER direct 2001-01-01
ADVANTAGE FINANCIAL GROUP OWNER direct 2001-01-01
HOLTZ, LOUISE, DOROTHY CHIEF COMPLIANCE OFFICER/DIRECTOR 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
ENERIC FINANCIAL SERVICES, INC. VICE PRESIDENT/DIR OF TRADING-OPERATIONS/SROP/ROP/CROP direct 2000-08-01
ADVANTAGE INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER/DIRECTOR direct 2008-07-01
CAMBRIDGE INVESTMENT RESEARCH, INC. VICE PRESIDENT/DIR OF TRADING-OPERATIONS/SROP/ROP/CROP direct 2000-08-01 2001-03-30
CAMBRIDGE INVESTMENT RESEARCH, INC. VICE PRESIDENT/DIR OF TRADING-OPERATIONS/SROP/ROP/CROP/ASS'T DIR COMPLIANCE direct 2001-10-01 2003-01-24
RUSSO, JOSEPH, ROY CHAIRMAN 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
ADVANTAGE FINANCIAL GROUP CEO indirect 2001-01-01
ADVANTAGE INVESTMENT MANAGEMENT, LLC CHAIRMAN direct 2008-07-01
DARDEN, MELISSA, ANN BOARD SECRETARY/DIRECTOR/EVP 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
ADVANTAGE FINANCIAL GROUP BOARD SECRETARY/DIRECTOR direct 2008-07-01
ADVANTAGE INVESTMENT MANAGEMENT, LLC BOARD SECRETARY/DIRECTOR/EVP direct 2008-07-01
SOUDERS, DANIEL, EDWARD DIRECTOR 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
ADVANTAGE INVESTMENT MANAGEMENT, LLC DIRECTOR direct 2008-07-01
ADVANTAGE INVESTMENT MANAGEMENT, LLC DIRECTOR/CEO direct 2008-07-01
AUERBACH, CHARLES, NMN DIRECTOR 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
WEALTH STRATEGIES ADVISOY GROUP PRESIDENT direct 2001-06-01
ADVANTAGE INVESTMENT MANAGEMENT, LLC DIRECTOR direct 2008-07-01
HOLDER, DOUGLAS, BRYAN DIRECTOR/PRESIDENT 03/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
ADVANTAGE INVESTMENT MANAGEMENT, LLC DIRECTOR direct 2013-03-01
ADVANTAGE INVESTMENT MANAGEMENT, LLC DIRECTOR/PRESIDENT direct 2013-03-01
GIESTING, BRIAN, PATRICK DIRECTOR 06/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ADVANTAGE INVESTMENT MANAGEMENT, LLC DIRECTOR direct 2011-06-01
RUSSO, JOSEPH, ROY CEO ADVANTAGE FINANCIAL GROUP 01/01/2001 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ADVANTAGE FINANCIAL GROUP CEO indirect 2001-01-01
ADVANTAGE INVESTMENT MANAGEMENT, LLC CHAIRMAN direct 2008-07-01

Elevate your investments