ADVISOR GROUP, INC.

• PHOENIX, AZ How do I update this listing?

Advisor Group is based out of Phoenix. Their last reported 13F filing for Q1 2020 included $24,426,313,000 in managed 13F securities and a top 10 holdings concentration of 16.86%. Advisor Group's largest holding is iShares Core S&P 500 ETF-iShares Core S&P 500 ETF with shares held of 5,101,310. Whalewisdom has at least 20 13F filings, and 2 13D filings The firm last filed a Form D notice of exempt offering of securities on 2017-01-11. The notice included securities offered of Equity

Download 13F Summary to Excel Create Email Alert

03/31/2020

13F Sector Allocation Over Time

03/31/2020

13F Activity

  • Market Value $24.426 Billion
  • Prior Market Value $14.456 Billion
  • New Purchases1031 stocks
  • Additional Purchases4458 stocks
  • Sold out of187 stocks
  • Reduced holdings in581 stocks
  • Top 10 Holdings % 16.86 %
  • Turnover % [1]:19.22%
  • Turnover Alt % [2]: 70.49 %
  • Time Held Top20:9.00 quarters
  • Time Held Top10:8.20 quarters
  • Time Held All:10.04 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: -7.95%
Performance Last 4 Quarters: 1.88%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required
Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Click to See Additional Filters

Security Types:

Refresh
*Shares are split adjusted

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

Form D Filings

Form D is a form to be used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. Form D contains basic information about the offering and the company.

Form D Filings
Filing Date Form Type Industry Group Securities Offered Total Offering Amount Total Amount Sold Total Remaining
2017-01-11 D/A OTHER BANKING AND FINANCIAL SERVICES Equity INDEFINITE 9,150,000 INDEFINITE
2016-10-07 D OTHER BANKING AND FINANCIAL SERVICES Equity INDEFINITE 0 INDEFINITE
Other Issuers in Filings
Name Address
No Other Issuers
Related Parties included in filings
Name Address Relationship
ALLISON LEE PRATT subscription required
    EXECUTIVE OFFICER
ANDREA MICHELLE DIRCKS-LARSEN subscription required
    EXECUTIVE OFFICER
CYNTHIA ANN HAMEL subscription required
    EXECUTIVE OFFICER
DMITRY GOLDIN subscription required
    EXECUTIVE OFFICER
DONALD B. MARRON subscription required
    DIRECTOR
ERICA MAJA MCGINNIS subscription required
    EXECUTIVE OFFICER
JAMES WILLIAM CLABBY III subscription required
    EXECUTIVE OFFICER
JAMES MACNAUGHTON subscription required
    DIRECTOR
JAMES DALE PRICE subscription required
    EXECUTIVE OFFICER DIRECTOR
JEFFREY MICHAEL AULD subscription required
    EXECUTIVE OFFICER
JEROME JOHN MURPHY subscription required
    EXECUTIVE OFFICER
MARK F. VASSALLO subscription required
    DIRECTOR
MARY KATHRYN SIMONSON subscription required
    EXECUTIVE OFFICER
MATTHEW ADAM SCHLUETER subscription required
    EXECUTIVE OFFICER
NOAH DAVID SORKIN subscription required
    EXECUTIVE OFFICER
PATRICK DAIGNAULT subscription required
    DIRECTOR
RICHARD DAVID FERGESEN subscription required
    EXECUTIVE OFFICER
RICHARD J. STERNE subscription required
    DIRECTOR
STUART SZABO subscription required
    DIRECTOR
SUSAN SUSKIND THEDER subscription required
    EXECUTIVE OFFICER
VALERIE GAY BROWN subscription required
    EXECUTIVE OFFICER DIRECTOR

Elevate your investments