ADVISORY SERVICES NETWORK, LLC

HTTPS://TWITTER.COM/ASNCOMPLIANCE ATLANTA, GA Investment Advisor How do I update this listing?

Advisory Services Network is based out of Atlanta. Advisory Services Network is a large advisory firm with 6817 clients and discretionary assets under management (AUM) of $2,413,839,468 (Form ADV from 2019-04-30). Their last reported 13F filing for Q1 2019 included $1,423,598,000 in managed 13F securities and a top 10 holdings concentration of 11.59%. Advisory Services Network's largest holding is iShares Core S&P 500 ETF with shares held of 98,168. Whalewisdom has at least 25 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $1.424 Billion
  • Prior Market Value $1.146 Billion
  • New Purchases219 stocks
  • Additional Purchases949 stocks
  • Sold out of250 stocks
  • Reduced holdings in768 stocks
  • Top 10 Holdings % 11.59 %
  • Turnover % [1]:18.02%
  • Turnover Alt % [2]: 18.82 %
  • Time Held Top20:3.70 quarters
  • Time Held Top10:4.10 quarters
  • Time Held All:6.21 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: Not ready yet
Performance Last 4 Quarters: 0.67%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ADVISORY SERVICES NETWORK
6600 PEACHTREE DUNWOODY RD. EMBASSY ROW 600, SUITE 575
ATLANTA GA    30328
Country: United States

Business Phone: 770-352-0449
Fax: 770.352.0038
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: GA
Number of employees: 132
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 6817
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.E (2),11.E (4)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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ADVISORY SERVICES NETWORK, LLC

ownership team - last updated 2019-03-19
Name Title Start Date Direct/Indirect % Ownership
PAULUKAITIS, DAVID, EDWARD MANAGING MEMBER 02/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ADVISORY SERVICES NETWORK, LLC OWNER indirect 2007-07-01
ADVISORY SERVICES NETWORK, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2007-12-01
ADVISORY SERVICES NETWORK, LLC MANAGING MEMBER direct 2010-02-01
ADVISORY SERVICES NETWORK, LLC MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER direct 2010-02-01
ADVISORY SERVICES NETWORK, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2010-02-01
PRESCOTT, THOMAS, CLEVELAND MANAGING MEMBER 02/01/2010 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ADVISORY SERVICES NETWORK, LLC OWNER indirect 2003-03-01
ADVISORY SERVICES NETWORK, LLC MANAGING MEMBER direct 2010-02-01
TEDBALL, LAURA, ANNE CHIEF COMPLIANCE OFFICER 12/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCE HORIZONS INVESTMENT ADVISORY, INC. CHIEF COMPLIANCE OFFICER direct 2008-01-01
ADVISORY SERVICES NETWORK, LLC CHIEF COMPLIANCE OFFICER direct 2014-12-01
WOLIN-HALPERN, CYNTHIA CHIEF OPERATING OFFICER 02/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
ADVISORY SERVICES NETWORK, LLC CHIEF OPERATING OFFICER direct 2010-02-01

ADVISORY SERVICES NETWORK, LLC

ownership team - last updated 2018-05-31
Name Title Start Date Direct/Indirect % Ownership
PAULUKAITIS, DAVID, EDWARD MANAGING MEMBER 02/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ADVISORY SERVICES NETWORK, LLC OWNER indirect 2007-07-01
ADVISORY SERVICES NETWORK, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2007-12-01
ADVISORY SERVICES NETWORK, LLC MANAGING MEMBER direct 2010-02-01
ADVISORY SERVICES NETWORK, LLC MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER direct 2010-02-01
ADVISORY SERVICES NETWORK, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2010-02-01
PRESCOTT, THOMAS, CLEVELAND MANAGING MEMBER 02/01/2010 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ADVISORY SERVICES NETWORK, LLC OWNER indirect 2003-03-01
ADVISORY SERVICES NETWORK, LLC MANAGING MEMBER direct 2010-02-01
TEDBALL, LAURA, ANNE CHIEF COMPLIANCE OFFICER 12/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCE HORIZONS INVESTMENT ADVISORY, INC. CHIEF COMPLIANCE OFFICER direct 2008-01-01
ADVISORY SERVICES NETWORK, LLC CHIEF COMPLIANCE OFFICER direct 2014-12-01
WOLIN-HALPERN, CYNTHIA CHIEF OPERATING OFFICER 02/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
ADVISORY SERVICES NETWORK, LLC CHIEF OPERATING OFFICER direct 2010-02-01

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