ADVOCACY WEALTH MANAGEMENT SERVICES, LLC

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Advocacy Wealth Management Services is based out of Atlanta. Advocacy Wealth Management Services is a large advisory firm with 750 clients and discretionary assets under management (AUM) of $660,677,456 (Form ADV from 2018-09-01). Their last reported 13F filing for Q2 2019 included $138,228,000 in managed 13F securities and a top 10 holdings concentration of 77.28%. Advocacy Wealth Management Services's largest holding is First Trust High Yield Long/Short ETF with shares held of 605,005. Whalewisdom has at least 20 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $138.228 Million
  • Prior Market Value $91.804 Million
  • New Purchases49 stocks
  • Additional Purchases26 stocks
  • Sold out of5 stocks
  • Reduced holdings in7 stocks
  • Top 10 Holdings % 77.28 %
  • Turnover % [1]:30.34%
  • Turnover Alt % [2]: 34.80 %
  • Time Held Top20:5.90 quarters
  • Time Held Top10:4.10 quarters
  • Time Held All:7.17 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 1.97%
Performance Last 4 Quarters: 2.12%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR/A (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ADVOCACY WEALTH MANAGEMENT, LLC
3350 RIVERWOOD PARKWAY SUITE GL-28
ATLANTA GA    30339-6401
Country: United States

Business Phone: 800-633-2967
Fax: 866-631-0607
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 18
Other Business Activities: insurance broker or agent,trust company
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 316,086,000
Total Number of Clients: 750
Amount of client funds and securities by related persons: 340,164,000
Total Number of clients from related persons: 360
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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ADVOCACY WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
FORGE CONSULTING LLC MEMBER 08/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC MEMBER direct 2006-08-01
GREY INVESTMENT ADVISORS OWNER direct 2006-08-01
JOHNSON, THOMAS, MARION CEO/CCO 02/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC CCO direct 2011-06-01
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2011-06-01
ADVOCACY WEALTH MANAGEMENT, LLC PRESIDENT/COO/CCO/EXECUTIVE OFFICER direct 2014-02-01
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC COO/CCO direct 2014-02-01
ADVOCACY WEALTH MANAGEMENT, LLC CEO/CCO direct 2014-02-01
SAGE SOUTHEASTERN SECURITIES, INC. CHAIRMAN direct 2010-03-01
SAGE CAPITAL HOLDINGS, LLC CHAIRMAN, MANAGING MEMBER direct 2010-03-01
SAGE CAPITAL HOLDINGS, LLC CHAIRMAN, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 2010-03-01
SAGE CAPITAL HOLDINGS, LLC CHAIRMAN direct 2010-03-01
CERTUS INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER/MANAGING MEMBER direct 2011-09-01
CERTUS INVESTMENT ADVISORS, LLC CCO/COO/MANAGING MEMBER direct 2011-09-01
CERTUS INVESTMENT ADVISORS, LLC CCO/COO direct 2011-09-01
PHILLIPS, HENRY, HUNGERFORD SPOONER MANAGING MEMBER FORGE CONSULTING LLC 08/01/2006 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
GREY INVESTMENT ADVISORS OWNER indirect 2003-01-01
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC SHAREHOLDER indirect 2003-01-01
ADVOCACY WEALTH MANAGEMENT, LLC MANAGING MEMBER indirect 2006-08-01
PHILLIPS, COURTLAND, GREENE MANAGING MEMBER FORGE CONSULTING LLC 08/01/2006 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC MANAGING MEMBER indirect 2006-08-01

ADVOCACY WEALTH MANAGEMENT, LLC

ownership team - last updated 2018-12-11
Name Title Start Date Direct/Indirect % Ownership
FORGE CONSULTING LLC MEMBER 08/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC MEMBER direct 2006-08-01
GREY INVESTMENT ADVISORS OWNER direct 2006-08-01
JOHNSON, THOMAS, MARION CEO/CCO 02/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC CCO direct 2011-06-01
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2011-06-01
ADVOCACY WEALTH MANAGEMENT, LLC PRESIDENT/COO/CCO/EXECUTIVE OFFICER direct 2014-02-01
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC COO/CCO direct 2014-02-01
ADVOCACY WEALTH MANAGEMENT, LLC CEO/CCO direct 2014-02-01
SAGE SOUTHEASTERN SECURITIES, INC. CHAIRMAN direct 2010-03-01
SAGE CAPITAL HOLDINGS, LLC CHAIRMAN, MANAGING MEMBER direct 2010-03-01
SAGE CAPITAL HOLDINGS, LLC CHAIRMAN, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 2010-03-01
SAGE CAPITAL HOLDINGS, LLC CHAIRMAN direct 2010-03-01
CERTUS INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER/MANAGING MEMBER direct 2011-09-01
CERTUS INVESTMENT ADVISORS, LLC CCO/COO/MANAGING MEMBER direct 2011-09-01
CERTUS INVESTMENT ADVISORS, LLC CCO/COO direct 2011-09-01
PAVENTI, DAVID, MICHAEL COO 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ADVOCACY WEALTH MANAGEMENT, LLC COO direct 2017-01-01
CERTUS INVESTMENT ADVISORS, LLC CHIEF OPERATIONS OFFICER direct 2012-12-01
PHILLIPS, HENRY, HUNGERFORD SPOONER MANAGING MEMBER FORGE CONSULTING, LLC 08/01/2006 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
GREY INVESTMENT ADVISORS OWNER indirect 2003-01-01
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC SHAREHOLDER indirect 2003-01-01
ADVOCACY WEALTH MANAGEMENT, LLC MANAGING MEMBER indirect 2006-08-01
PHILLIPS, COURTLAND, GREENE MANAGING MEMBER FORGE CONSULTING, LLC 08/01/2006 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC MANAGING MEMBER indirect 2006-08-01

ADVOCACY WEALTH MANAGEMENT, LLC

ownership team - last updated 2018-06-15
Name Title Start Date Direct/Indirect % Ownership
FORGE CONSULTING LLC MEMBER 08/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC MEMBER direct 2006-08-01
GREY INVESTMENT ADVISORS OWNER direct 2006-08-01
WILKERSON, VICTOR, PATRICK PRESIDENT, FOUNDING PARTNER 02/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC CHIEF FINANCIAL OFFICER, MANAGING PARTNER direct 2011-06-01
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC CHIEF FINANCIAL OFFICER direct 2011-06-01
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC CHIEF FINANCIAL OFFICER, FOUNDING PARTNER direct 2014-02-01
ADVOCACY WEALTH MANAGEMENT, LLC PRESIDENT, FOUNDING PARTNER direct 2014-02-01
SAGE SOUTHEASTERN SECURITIES, INC. VICE PRESIDENT direct 2010-03-01
JOHNSON, THOMAS, MARION CEO/CCO 02/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC CCO direct 2011-06-01
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2011-06-01
ADVOCACY WEALTH MANAGEMENT, LLC PRESIDENT/COO/CCO/EXECUTIVE OFFICER direct 2014-02-01
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC COO/CCO direct 2014-02-01
ADVOCACY WEALTH MANAGEMENT, LLC CEO/CCO direct 2014-02-01
SAGE SOUTHEASTERN SECURITIES, INC. CHAIRMAN direct 2010-03-01
SAGE CAPITAL HOLDINGS, LLC CHAIRMAN, MANAGING MEMBER direct 2010-03-01
SAGE CAPITAL HOLDINGS, LLC CHAIRMAN, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 2010-03-01
SAGE CAPITAL HOLDINGS, LLC CHAIRMAN direct 2010-03-01
CERTUS INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER/MANAGING MEMBER direct 2011-09-01
CERTUS INVESTMENT ADVISORS, LLC CCO/COO/MANAGING MEMBER direct 2011-09-01
CERTUS INVESTMENT ADVISORS, LLC CCO/COO direct 2011-09-01
PAVENTI, DAVID, MICHAEL COO 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ADVOCACY WEALTH MANAGEMENT, LLC COO direct 2017-01-01
CERTUS INVESTMENT ADVISORS, LLC CHIEF OPERATIONS OFFICER direct 2012-12-01
SCHELL, CHARLES, THOMAS MANAGING MEMBER FORGE CONSULTING, LLC 08/01/2006 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
GREY INVESTMENT ADVISORS OWNER indirect 2003-01-01
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC SHAREHOLDER indirect 2003-01-01
ADVOCACY WEALTH MANAGEMENT, LLC MANAGING MEMBER indirect 2006-08-01
PHILLIPS, HENRY, HUNGERFORD SPOONER MANAGING MEMBER FORGE CONSULTING, LLC 08/01/2006 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
GREY INVESTMENT ADVISORS OWNER indirect 2003-01-01
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC SHAREHOLDER indirect 2003-01-01
ADVOCACY WEALTH MANAGEMENT, LLC MANAGING MEMBER indirect 2006-08-01
PHILLIPS, COURTLAND, GREENE MANAGING MEMBER FORGE CONSULTING, LLC 08/01/2006 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC MANAGING MEMBER indirect 2006-08-01

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