COBIZ WEALTH, LLC

HTTP://WWW.COBIZWEALTH.COM DENVER, CO Investment Advisor How do I update this listing?

Also known as:

  • COBIZ INVESTMENT MANAGEMENT LLC
  • ALEXANDER CAPITAL MANAGEMENT GROUP LLC

Cobiz Wealth is based out of Denver. Cobiz Wealth is a large advisory firm with 1095 clients and discretionary assets under management (AUM) of $959,289,616 (Form ADV from 2019-03-27). Their last reported 13F filing for Q2 2019 included $505,511,000 in managed 13F securities and a top 10 holdings concentration of 35.01%. Cobiz Wealth's largest holding is Invesco S&P 500 Equal Weight ETF with shares held of 291,574. Cobiz Wealth has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 64 13F filings

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62

S&P 500
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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $505.511 Million
  • Prior Market Value $518.957 Million
  • New Purchases5 stocks
  • Additional Purchases15 stocks
  • Sold out of8 stocks
  • Reduced holdings in83 stocks
  • Top 10 Holdings % 35.01 %
  • Turnover % [1]:11.50%
  • Turnover Alt % [2]: 10.00 %
  • Time Held Top20:10.65 quarters
  • Time Held Top10:10.80 quarters
  • Time Held All:25.59 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 4.78%
Performance Last 4 Quarters: 9.69%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR/A (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR/A (Subscription required)
  • 2011-12-31 - 13F-HR/A (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR/A (Subscription required)
  • 2007-06-30 - 13F-HR/A (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR/A (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

COBIZ WEALTH
1401 LAWRENCE STREET SUITE 1200
DENVER CO    80202-2521
Country: United States

Business Phone: 303-291-4700
Fax: 303-298-4336
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: CO
Number of employees: 21
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 78,220,000
Total Number of Clients: 1095
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.C (2),11.C (5)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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COBIZ WEALTH, LLC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
FREIMUTH, CHRISTOPHER, CLINE MANAGING DIRECTOR 10/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALEXANDER CAPITAL MANAGEMENT GROUP, LLC SENIOR VICE PRESIDENT, DIRECTOR direct 2003-05-01
COBIZ WEALTH, LLC CHIEF INVESTMENT OFFICER direct 2015-01-01
MARRONE, MARK, STEPHEN CHIEF COMPLIANCE OFFICER 10/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOK FINANCIAL ASSET MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-08-01
CAVANAL HILL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-08-01
ORBITEX-SARATOGA CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2003-10-01
SARATOGA CAPITAL MANAGEMENT,LLC CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER direct 2003-10-01
EULAV ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2009-11-01
EULAV ASSET MANAGEMENT CHIEF COMPLIANCE OFFICER direct 2010-12-01
ES CAPITAL ADVISORS LLC CCO direct 2014-05-01
ADVISORS PREFERRED LLC CHIEF COMPLIANCE OFFICER direct 2011-05-01
GRAUER, SCOTT, BRADLEY CHAIRMAN OF THE BOARD 10/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAVANAL HILL INVESTMENT MANAGEMENT, INC. DIRECTOR/CHAIRMAN direct 2008-12-01
BOSC, INC. CEO, CHAIRMAN direct 2012-04-01
THE MILESTONE GROUP, INC. CHAIRMAN direct 2012-08-01
MBM ADVISORS INC CHAIRMAN direct 2014-05-01
BOSC INC. PRESIDENT & CEO direct 1999-11-01 2011-08-03
BOSC, INC. PRESIDENT & CEO, VICE CHAIRMAN direct 2012-03-01 2012-10-05
BOSC, INC. CEO, VICE CHAIRMAN direct 2012-04-01 2014-10-31
WHEELER, GREGORY, AYRES CHIEF EXECUTIVE OFFICER 10/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOK FINANCIAL SECURITIES, INC. SVP, BOK FINANCIAL ADVISORS; CEO PRIVATE BANK MANAGEMENT direct 2012-11-01
BOSC, INC. SVP, BOK FINANCIAL ADVISORS direct 2012-11-01
THE MILESTONE GROUP, INC. PRESIDENT & DIRECTOR direct 2012-08-01
THE MILESTONE GROUP, INC. CHIEF EXECUTIVE OFFICER direct 2015-08-01
MAHANEY, MINDY, MARGARET CHIEF OPERATING OFFICER 10/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE MILESTONE GROUP, INC. DIRECTOR direct 2015-08-01
BOKF, N.A. OWNER 10/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
BOSC INC. DIRECT BENEFICIAL OWNER direct 2000-12-01
CAVANAL HILL INVESTMENT MANAGEMENT, INC. OWNER indirect 2001-03-01
MBM ADVISORS, INC. OWNER indirect 2001-03-01
THE MILESTONE GROUP, INC. DIRECT BENEFICIAL OWNER direct 2012-08-01
MBM ADVISORS INC DIRECT BENEFICIAL OWNER direct 2014-04-01
BOSC INC. INDIRECT BENEFICIAL OWNER indirect 1991-11-01 2000-12-18
INVESTMENT CONCEPTS, INC. OWNER indirect 2001-03-01 2010-12-21
KAISER, GEORGE, BRUCE INDIRECT BENEFICIAL OWNER BOK FINANCIAL CORPORATION 10/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
BOSC INC. INDIRECT BENEFICIAL OWNER indirect 1991-11-01
INVESTMENT CONCEPTS, INC. OWNER indirect 2001-03-01
LEUCADIA CAPITAL PARTNERS, LLC SOLE MEMBER indirect 2007-04-01
THE MILESTONE GROUP, INC. INDIRECT BENEFICIAL OWNER indirect 2012-08-01
MBM ADVISORS, INC. OWNER indirect 2012-08-01
MBM ADVISORS INC INDIRECT BENEFICIAL OWNER indirect 2012-08-01 2015-03-23
BOK FINANCIAL CORPORATION OWNER BOKF, N.A. 10/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BOSC INC. DIRECT BENEFICIAL OWNER direct 2000-12-01
CAVANAL HILL INVESTMENT MANAGEMENT, INC. OWNER indirect 2001-03-01
MBM ADVISORS, INC. OWNER indirect 2001-03-01
THE MILESTONE GROUP, INC. DIRECT BENEFICIAL OWNER direct 2012-08-01
MBM ADVISORS INC DIRECT BENEFICIAL OWNER direct 2014-04-01
BOSC INC. INDIRECT BENEFICIAL OWNER indirect 1991-11-01 2000-12-18
INVESTMENT CONCEPTS, INC. OWNER indirect 2001-03-01 2010-12-21

COBIZ WEALTH, LLC

ownership team - last updated 2018-11-29
Name Title Start Date Direct/Indirect % Ownership
FREIMUTH, CHRISTOPHER, CLINE MANAGING DIRECTOR 10/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALEXANDER CAPITAL MANAGEMENT GROUP, LLC SENIOR VICE PRESIDENT, DIRECTOR direct 2003-05-01
COBIZ WEALTH, LLC CHIEF INVESTMENT OFFICER direct 2015-01-01
MARRONE, MARK, STEPHEN CHIEF COMPLIANCE OFFICER 10/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOK FINANCIAL ASSET MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-08-01
CAVANAL HILL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-08-01
ORBITEX-SARATOGA CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2003-10-01
SARATOGA CAPITAL MANAGEMENT,LLC CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER direct 2003-10-01
EULAV ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2009-11-01
EULAV ASSET MANAGEMENT CHIEF COMPLIANCE OFFICER direct 2010-12-01
ES CAPITAL ADVISORS LLC CCO direct 2014-05-01
ADVISORS PREFERRED LLC CHIEF COMPLIANCE OFFICER direct 2011-05-01
GRAUER, SCOTT, BRADLEY CHAIRMAN OF THE BOARD 10/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAVANAL HILL INVESTMENT MANAGEMENT, INC. DIRECTOR/CHAIRMAN direct 2008-12-01
BOSC, INC. CEO, CHAIRMAN direct 2012-04-01
THE MILESTONE GROUP, INC. CHAIRMAN direct 2012-08-01
MBM ADVISORS INC CHAIRMAN direct 2014-05-01
BOSC INC. PRESIDENT & CEO direct 1999-11-01 2011-08-03
BOSC, INC. PRESIDENT & CEO, VICE CHAIRMAN direct 2012-03-01 2012-10-05
BOSC, INC. CEO, VICE CHAIRMAN direct 2012-04-01 2014-10-31
WHEELER, GREGORY, AYRES CHIEF EXECUTIVE OFFICER 10/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOK FINANCIAL SECURITIES, INC. SVP, BOK FINANCIAL ADVISORS; CEO PRIVATE BANK MANAGEMENT direct 2012-11-01
BOSC, INC. SVP, BOK FINANCIAL ADVISORS direct 2012-11-01
THE MILESTONE GROUP, INC. PRESIDENT & DIRECTOR direct 2012-08-01
THE MILESTONE GROUP, INC. CHIEF EXECUTIVE OFFICER direct 2015-08-01
MAHANEY, MINDY, MARGARET CHIEF OPERATING OFFICER 10/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE MILESTONE GROUP, INC. DIRECTOR direct 2015-08-01
BOKF, N.A. OWNER 10/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
BOSC INC. DIRECT BENEFICIAL OWNER direct 2000-12-01
CAVANAL HILL INVESTMENT MANAGEMENT, INC. OWNER indirect 2001-03-01
MBM ADVISORS, INC. OWNER indirect 2001-03-01
THE MILESTONE GROUP, INC. DIRECT BENEFICIAL OWNER direct 2012-08-01
MBM ADVISORS INC DIRECT BENEFICIAL OWNER direct 2014-04-01
BOSC INC. INDIRECT BENEFICIAL OWNER indirect 1991-11-01 2000-12-18
INVESTMENT CONCEPTS, INC. OWNER indirect 2001-03-01 2010-12-21
KAISER, GEORGE, BRUCE INDIRECT BENEFICIAL OWNER BOK FINANCIAL CORPORATION 10/01/2018 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
BOSC INC. INDIRECT BENEFICIAL OWNER indirect 1991-11-01
INVESTMENT CONCEPTS, INC. OWNER indirect 2001-03-01
LEUCADIA CAPITAL PARTNERS, LLC SOLE MEMBER indirect 2007-04-01
THE MILESTONE GROUP, INC. INDIRECT BENEFICIAL OWNER indirect 2012-08-01
MBM ADVISORS, INC. OWNER indirect 2012-08-01
MBM ADVISORS INC INDIRECT BENEFICIAL OWNER indirect 2012-08-01 2015-03-23
BOK FINANCIAL CORPORATION OWNER BOKF, N.A. 10/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BOSC INC. DIRECT BENEFICIAL OWNER direct 2000-12-01
CAVANAL HILL INVESTMENT MANAGEMENT, INC. OWNER indirect 2001-03-01
MBM ADVISORS, INC. OWNER indirect 2001-03-01
THE MILESTONE GROUP, INC. DIRECT BENEFICIAL OWNER direct 2012-08-01
MBM ADVISORS INC DIRECT BENEFICIAL OWNER direct 2014-04-01
BOSC INC. INDIRECT BENEFICIAL OWNER indirect 1991-11-01 2000-12-18
INVESTMENT CONCEPTS, INC. OWNER indirect 2001-03-01 2010-12-21

COBIZ WEALTH, LLC

ownership team - last updated 2018-04-20
Name Title Start Date Direct/Indirect % Ownership
COBIZ IM, INC. MANAGER & MEMBER, COMMON UNITS 04/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
ALEXANDER CAPITAL MANAGEMENT GROUP, LLC MEMBER, COMMON UNITS direct 2003-04-01
COBIZ INVESTMENT MANAGEMENT, LLC. MANAGER & MEMBER, COMMON UNITS direct 2003-04-01
DAY, RITA, KOCH CHIEF COMPLIANCE OFFICER 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALEXANDER CAPITAL MANAGEMENT GROUP, INC. OWNER/DIRECTOR/SVP/SEC-TREAS direct 2001-03-01
COBIZ INVESTMENT MANAGEMENT, LLC. CHIEF COMPLIANCE OFFICER direct 2009-06-01
ALEXANDER CAPITAL MANAGEMENT GROUP, INC. OWNER/DIRECTOR/VP/SEC-TREAS direct 1978-05-01 2001-01-31
ALEXANDER CAPITAL MANAGEMENT GROUP, LLC SENIOR VP,SEC/TREAS direct 2003-04-01 2004-08-17
ALEXANDER CAPITAL MANAGEMENT GROUP, LLC SENIOR VP, SEC/TREAS, CHIEF COMPLIANCE OFFICER direct 2003-04-01 2005-03-31
ALEXANDER CAPITAL MANAGEMENT GROUP, LLC SENIOR VP, SECRETARY, TREASURER direct 2003-04-01 2007-12-21
ALEXANDER CAPITAL MANAGEMENT GROUP, LLC SENIOR VP direct 2003-04-01 2008-10-08
ALEXANDER CAPITAL MANAGEMENT GROUP, LLC SENIOR VICE PRESIDENT direct 2003-04-01 2009-03-30
ALEXANDER CAPITAL MANAGEMENT GROUP, LLC SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2003-04-01 2010-03-24
RYAN, AGNES, ELLEN CHIEF EXECUTIVE OFFICER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
COBIZ INVESTMENT MANAGEMENT, LLC. PRESIDENT direct 2014-11-01
COBIZ WEALTH, LLC CHIEF EXECUTIVE OFFICER direct 2014-11-01
COBIZ WEALTH, LLC PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2014-11-01
FREIMUTH, CHRISTOPHER, CLINE PRESIDENT AND CHIEF INVESTMENT OFFICER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALEXANDER CAPITAL MANAGEMENT GROUP, LLC SENIOR VICE PRESIDENT, DIRECTOR direct 2003-05-01
COBIZ WEALTH, LLC CHIEF INVESTMENT OFFICER direct 2015-01-01
COBIZ FINANCIAL, INC. SHAREHOLDER, COMMON STOCK COBIZ IM, INC. 04/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WAGNER INVESTMENT MANAGEMENT INC. OWNER direct 2007-12-01
COBIZ INVESTMENT MANAGEMENT, LLC. SHAREHOLDER, COMMON STOCK indirect 2003-04-01
ALEXANDER CAPITAL MANAGEMENT GROUP, LLC SHAREHOLDER, COMMON STOCK indirect 2003-04-01

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