ALKEN ASSET MANAGEMENT LTD.

WWW.ALKEN-AM.COM LONDON, X0 Investment Advisor How do I update this listing?

Alken Asset Management Ltd. is based out of London. Alken Asset Management Ltd. is a large advisory firm with discretionary assets under management (AUM) of $5,061,000,192 (Form ADV from 2013-07-02). Their last reported 13F filing for Q3 2019 included $51,093,000 in managed 13F securities and a top 10 holdings concentration of 88.07%. Alken Asset Management Ltd.'s largest holding is Arch Coal Inc with shares held of 418,717. Whalewisdom has at least 49 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $51.093 Million
  • Prior Market Value $56.421 Million
  • New Purchases11 stocks
  • Additional Purchases2 stocks
  • Sold out of3 stocks
  • Reduced holdings in5 stocks
  • Top 10 Holdings % 88.07 %
  • Turnover % [1]:60.87%
  • Turnover Alt % [2]: 23.95 %
  • Time Held Top20:1.40 quarters
  • Time Held Top10:1.10 quarters
  • Time Held All:1.30 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 2.27%
Performance Last 4 Quarters: 12.23%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR/A (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR/A (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR/A (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR/A (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR/A (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ALKEN ASSET MANAGEMENT, LLP
3RD FLOOR, 61 CONDUIT STREET
LONDON    W1S 2GB
Country: UNITED KINGDOM

Business Phone: 44 0 20 7440 1900
Fax: 44 0 20 7440 1901
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Principal Office Outside the US
Form of Organization: Limited Liability Partnership
Organized in:
Number of employees: 22
Other Business Activities: broker-dealer
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 0
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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ALKEN ASSET MANAGEMENT, LLP

ownership team - last updated 2013-07-02
Name Title Start Date Direct/Indirect % Ownership
ALKEN FINANCE LLP LIMITED PARTNER 12/01/2011 Direct less than 5%
ANCM SERVICES LIMITED LIMITED PARTNER 03/01/2010 Direct less than 5%
WALEWSKI LIMITED LIMITED PARTNER 08/01/2006 Direct 75% or more
WALEWSKI, NICOLAS, RENE GENERAL PARTNER AND CHIEF EXECUTIVE OFFICER 01/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALKEN ASSET MANAGEMENT, LLP PARTNER direct 2006-01-01
ALKEN ASSET MANAGEMENT, LLP GENERAL PARTNER AND CHIEF EXECUTIVE OFFICER direct 2006-01-01
FESTA, MARC, FRANCOIS GERMAIN LIMITED PARTNER 04/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALKEN ASSET MANAGEMENT, LLP PARTNER direct 2011-04-01
ALKEN ASSET MANAGEMENT, LLP LIMITED PARTNER direct 2011-04-01
BADEL, ANTOINE, JEAN HUBERT LIMITED PARTNER 11/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALKEN ASSET MANAGEMENT, LLP PARTNER direct 2009-11-01
ALKEN ASSET MANAGEMENT, LLP LIMITED PARTNER direct 2009-11-01
ORTEGA, ISABEL LIMITED PARTNER 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALKEN ASSET MANAGEMENT, LLP PARTNER direct 2011-07-01
ALKEN ASSET MANAGEMENT, LLP LIMITED PARTNER direct 2011-07-01
DELAUNE, ARNAUD, GEORGES CHIEF COMPLIANCE OFFICER 06/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALKEN ASSET MANAGEMENT, LLP CHIEF COMPLIANCE OFFICER direct 2010-06-01
TSATSARIS, ALEXIS, GEORGES CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER AND CHIEF LEGAL OFFICER 04/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALKEN ASSET MANAGEMENT, LLP CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER AND CHIEF LEGAL OFFICER direct 2010-04-01
MOLINOS CAPITAL LIMITED SHAREHOLDER WALEWSKI LIMITED 06/01/2006 Indirect 75% or more
CONCORDE BANK LIMITED SHAREHOLDER MOLINOS CAPITAL LIMITED 11/01/2005 Indirect 75% or more
WALEWSKI LIMITED LIMITED PARTNER ALKEN FINANCE LLP 07/01/2011 Indirect 75% or more
CONCORDE HOLDING LIMITED SHAREHOLDER CONCORDE BANK LIMITED 01/01/2003 Indirect 50 - 75%
SOFI LIMITED SHAREHOLDER CONCORDE HOLDING LIMITED 06/01/2002 Indirect 50 - 75%
KEPRON LIMITED SHAREHOLDER SOFI LIMITED 01/01/1999 Indirect 75% or more
LUSSAN, GERARD, PHILIPPE EMILE CLAUD SHAREHOLDER KEPRON LIMITED 04/01/1993 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ALKEN ASSET MANAGEMENT, LLP SHAREHOLDER indirect 1993-04-01

WhaleScore history for ALKEN ASSET MANAGEMENT LTD.

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**EXPERIMENTAL** Current International Short Positions

Get more info on our International short position coverage here

Holder Issuer Net Short Position Position Date Origin

Short Position History (last 100)

Holder Net Short Position Position Date Origin
Alken Luxembourg S.A. SAINSBURY (J) PLC 0.48% 2016-06-30 UK
Alken Luxembourg S.A. SAINSBURY (J) PLC 0.53% 2016-04-07 UK
Alken Luxembourg S.A. SAINSBURY (J) PLC 0.64% 2015-09-29 UK
Alken Luxembourg S.A. SAINSBURY (J) PLC 0.5% 2015-09-23 UK
ALKEN LUXEMBOURG S.A. TECHNIP 0.42% 2016-09-23 FRANCE
ALKEN LUXEMBOURG S.A. TECHNIP 0.59% 2016-08-19 FRANCE
ALKEN LUXEMBOURG S.A. TECHNIP 0.69% 2016-08-11 FRANCE
ALKEN LUXEMBOURG S.A. TECHNIP 0.75% 2016-07-21 FRANCE
ALKEN LUXEMBOURG S.A. TECHNIP 0.75% 2016-07-14 FRANCE
ALKEN LUXEMBOURG S.A. TECHNIP 0.98% 2016-07-13 FRANCE
ALKEN LUXEMBOURG S.A. TECHNIP 1.07% 2016-05-19 FRANCE
ALKEN LUXEMBOURG S.A. TECHNIP 0.91% 2016-04-19 FRANCE
ALKEN LUXEMBOURG S.A. TECHNIP 1.03% 2016-04-07 FRANCE
ALKEN LUXEMBOURG S.A. TECHNIP 1.27% 2016-03-17 FRANCE
ALKEN LUXEMBOURG S.A. TECHNIP 1.36% 2016-03-01 FRANCE
ALKEN LUXEMBOURG S.A. TECHNIP 1.46% 2015-09-15 FRANCE
ALKEN LUXEMBOURG S.A. TECHNIP 1.27% 2015-09-14 FRANCE
ALKEN LUXEMBOURG S.A. TECHNIP 1.02% 2015-09-11 FRANCE
ALKEN LUXEMBOURG S.A. TECHNIP 1.1% 2015-09-11 FRANCE
ALKEN LUXEMBOURG S.A. TECHNIP 0.74% 2015-09-09 FRANCE
ALKEN LUXEMBOURG S.A. TECHNIP 0.64% 2015-09-08 FRANCE
ALKEN LUXEMBOURG S.A. TECHNIP 0.59% 2015-09-07 FRANCE
ALKEN LUXEMBOURG S.A. TECHNIP 0.54% 2015-04-10 FRANCE
Alken Luxembourg S.A. WM MORRISON SUPERMARKETS 0.43% 2016-04-07 UK
Alken Luxembourg S.A. WM MORRISON SUPERMARKETS 0.52% 2016-01-12 UK

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