ALLEN INVESTMENT MANAGEMENT LLC

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Allen Investment Management is based out of New York. Allen Investment Management is a registered investment advisory firm with discretionary assets under management (AUM) of $7,800,000 (Form ADV from 2014-06-11). Their last reported 13F filing for Q3 2019 included $3,791,598,000 in managed 13F securities and a top 10 holdings concentration of 49.18%. Allen Investment Management's largest holding is Comcast Corp. Class A with shares held of 4,689,088. Allen Investment Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 70 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $3.792 Billion
  • Prior Market Value $3.504 Billion
  • New Purchases9 stocks
  • Additional Purchases50 stocks
  • Sold out of15 stocks
  • Reduced holdings in42 stocks
  • Top 10 Holdings % 49.18 %
  • Turnover % [1]:12.50%
  • Turnover Alt % [2]: 9.12 %
  • Time Held Top20:9.20 quarters
  • Time Held Top10:7.50 quarters
  • Time Held All:10.71 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 5.7%
Performance Last 4 Quarters: 18.72%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR/A (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR/A (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR/A (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR/A (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR/A (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR/A (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR/A (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR/A (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR/A (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR/A (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR/A (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
ALLEN OPERATIONS LLC

View Last Form Adv Compilation Report on Record

ALLEN INVESTMENT MANAGEMENT

  

Business Phone: 703-945-3641
Fax:
Professional Investment Advisor Data
SEC Registration as :
Form of Organization: Corporation
Organized in: VA
Number of employees: 1
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 0
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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ALLEN INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
WIELAND, KIM, MARIE CHIEF FINANCIAL OFFICER 11/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLEN INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2002-11-01
SOUTH OCEAN MANAGEMENT LTD. PRESIDENT indirect 1994-07-01 2012-03-30
ALLEN OPERATIONS LLC MEMBER 11/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
ALLEN INVESTMENT MANAGEMENT, LLC MEMBER direct 2002-11-01
ALLEN, HERBERT, III, ANTHONY PRESIDENT 11/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLEN INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2002-11-01
ALLEN INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01
DIIORIO, PETER GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 03/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLEN INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL direct 2007-03-01
ALLEN INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2007-03-01
ALLEN INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2007-03-01
ALLEN INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2009-06-01
CHACHRA, ASHOK, BHUSHAN MANAGING DIRECTOR 04/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLEN INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR direct 2010-04-01
STERLING STAMOS CAPITAL MANAGEMENT, L.P. SENIOR PORTFOLIO MANAGER direct 2002-06-01
STERLING STAMOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2002-06-01
STERLING STAMOS CAPITAL MANAGEMENT, L.P. CHIEF INVESTMENT STRATEGIST direct 2002-06-01
ALLEN, HERBERT, III, ANTHONY SHAREHOLDER ALLEN OPERATIONS LLC 12/01/2008 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ALLEN INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2002-11-01
ALLEN INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ACIA EQUITY FUND LP United States 805-9926403030 Hedge Fund 284,812 1,000,000 Fund of Funds
ACIA ASSET ALLOCATION FUND LP United States 805-4616208274 Hedge Fund 111,278,529 1,000,000 Fund of Funds

ALLEN INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2017-03-16
Name Title Start Date Direct/Indirect % Ownership
WIELAND, KIM, MARIE CHIEF FINANCIAL OFFICER 11/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLEN INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2002-11-01
SOUTH OCEAN MANAGEMENT LTD. PRESIDENT indirect 1994-07-01 2012-03-30
ALLEN OPERATIONS LLC MEMBER 11/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
ALLEN INVESTMENT MANAGEMENT, LLC MEMBER direct 2002-11-01
ALLEN, HERBERT, III, ANTHONY PRESIDENT 11/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLEN INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2002-11-01
ALLEN INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01
DIIORIO, PETER GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 03/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLEN INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL direct 2007-03-01
ALLEN INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2007-03-01
ALLEN INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2007-03-01
ALLEN INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2009-06-01
CHACHRA, ASHOK, BHUSHAN MANAGING DIRECTOR 04/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLEN INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR direct 2010-04-01
STERLING STAMOS CAPITAL MANAGEMENT, L.P. SENIOR PORTFOLIO MANAGER direct 2002-06-01
STERLING STAMOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2002-06-01
STERLING STAMOS CAPITAL MANAGEMENT, L.P. CHIEF INVESTMENT STRATEGIST direct 2002-06-01
ALLEN, HERBERT, III, ANTHONY SHAREHOLDER ALLEN OPERATIONS LLC 12/01/2008 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ALLEN INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2002-11-01
ALLEN INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ACIA EQUITY FUND LP United States 805-9926403030 Hedge Fund 2,997,640 1,000,000 Fund of Funds
ACIA ASSET ALLOCATION FUND LP United States 805-4616208274 Hedge Fund 126,176,840 1,000,000 Fund of Funds

WhaleScore history for ALLEN INVESTMENT MANAGEMENT LLC

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