ALLIANCEBERNSTEIN L.P.

HTTP://WWW.BERNSTEIN.COM NEW YORK, NY Investment Advisor Hedge Fund How do I update this listing?

Also known as:

  • ALLIANCE CAPITAL MANAGEMENT L P
  • AXA AMERICA HOLDINGS INC

Alliancebernstein is based out of New York. Alliancebernstein is a large advisory firm with 24854 clients and discretionary assets under management (AUM) of $500,052,621,750 (Form ADV from 2017-10-01). Their last reported 13F filing for Q2 2019 included $160,966,460,000 in managed 13F securities and a top 10 holdings concentration of 17.9%. Alliancebernstein's largest holding is Microsoft Corp. with shares held of 43,808,032. Whalewisdom has at least 40 13F filings, 515 13G filings, and 22 Form 4 filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $160.966 Billion
  • Prior Market Value $153.645 Billion
  • New Purchases165 stocks
  • Additional Purchases1817 stocks
  • Sold out of135 stocks
  • Reduced holdings in1043 stocks
  • Top 10 Holdings % 17.90 %
  • Turnover % [1]:9.55%
  • Turnover Alt % [2]: 7.57 %
  • Time Held Top20:13.05 quarters
  • Time Held Top10:12.80 quarters
  • Time Held All:22.87 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: 1.59%
Performance Last 4 Quarters: 1.75%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR/A (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR/A (Subscription required)
  • 2013-03-31 - 13F-HR/A (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR/A (Subscription required)
  • 2011-06-30 - 13F-HR/A (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
AXA
AXA ASSURANCES I A R D MUTUELLE ET AL
AXA ASSURANCES VIE MUTUELLE ET AL
AXA Equitable Holdings, Inc.
STEWART W P CO LTD

View Last Form Adv Compilation Report on Record

ALLIANCEBERNSTEIN L.P.
Classified as Hedge Fund
1345 AVE OF THE AMERICAS
NEW YORK NY    10105
Country: United States

Business Phone: 212-969-1000
Fax: 212-969-2293
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Partnership
Organized in: DE
Number of employees: 3364
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Subscription fees,Fixed fees,Commissions,Performance-based fees
Amount of client funds and securities: 18,596,300,000
Total Number of Clients: 24854
Amount of client funds and securities by related persons: 92,300,000,000
Total Number of clients from related persons: 74673
Disclosures: 11.C (1),11.C (2),11.C (4),11.C (5),11.D (2),11.D (4),11.D (5),11.E (2)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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ALLIANCEBERNSTEIN L.P.

ownership team - last updated 2019-06-07
Name Title Start Date Direct/Indirect % Ownership
ALLIANCEBERNSTEIN CORPORATION GENERAL PARTNER 10/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. GENERAL PARTNER OF REGISTRANT direct 1999-04-01
ALLIANCEBERNSTEIN L.P. GENERAL PARTNER direct 1999-10-01
CURSITOR ALLIANCE LLC GENERAL PARTNER indirect 1999-04-01 2001-05-23
ALBION ALLIANCE LLC GENERAL PARTNER indirect 1999-04-01 2004-10-13
ALLIANCEBERNSTEIN HOLDING L.P. LIMITED PARTNER 10/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. LIMITED PARTNER direct 1999-10-01
ALBION ALLIANCE LLC LIMITED PARTNER indirect 1999-10-01 2004-10-13
GINGRICH, JAMES, ANDREW CHIEF OPERATING OFFICER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
SANFORD C. BERNSTEIN & CO., LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER & DIRECTOR direct 2007-02-01
ALLIANCEBERNSTEIN HOLDING L.P. CHAIRMAN & CEO OF SANFORD C. BERNSTEIN & CO., LLC direct 2007-02-01
ALLIANCEBERNSTEIN HOLDING L.P. EXECUTIVE VICE PRESIDENT direct 2007-02-01
ALLIANCEBERNSTEIN HOLDING L.P. CHIEF OPERATING OFFICER direct 2012-01-01
ALLIANCEBERNSTEIN CORPORATION EXECUTIVE VICE PRESIDENT direct 2007-02-01
ALLIANCEBERNSTEIN CORPORATION CHAIRMAN & CEO OF SANFORD C. BERNSTEIN & CO., LLC direct 2007-02-01
ALLIANCEBERNSTEIN CORPORATION CHIEF OPERATING OFFICER OF AB direct 2012-01-01
ALLIANCEBERNSTEIN L.P. EXECUTIVE VICE PRESIDENT direct 2007-02-01
ALLIANCEBERNSTEIN L.P. CHAIRMAN & CEO OF SANFORD C. BERNSTEIN & CO., LLC direct 2007-02-01
ALLIANCEBERNSTEIN L.P. CHIEF OPERATING OFFICER direct 2012-01-01
MANLEY, MARK, RANDALL SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST. SECRETARY OF ABC AND CHIEF COMPLIANCE OFFICER 05/01/1984 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN CORPORATION SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER direct 1984-05-01
ALLIANCEBERNSTEIN HOLDING L.P. SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER direct 1984-05-01
ALLIANCEBERNSTEIN L.P. SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST. SECRETARY OF ABC AND CHIEF COMPLIANCE OFFICER direct 1984-05-01
ALLIANCE CAPITAL GLOBAL DERIVATIVES CORP DIRECTOR, SECRETARY AND CHIEF COMPLIANCE OFFICER direct 1991-08-01
ALLIANCE CORPORATE FINANCE GROUP INC VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND ASST SECRETARY direct 1993-03-01
ALLIANCE ASSET ALLOCATION LTD COMPANY SECRETARY direct 1997-11-01
CURSITOR EATON ASSET MANAGEMENT CO COMPANY SECRETARY direct 1997-11-01
CURSITOR ALLIANCE LLC SR. VICE PRESIDENT, ASST. GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 1997-11-01
MEIJI ALLIANCE CAPITAL CORP DIRECTOR & CHIEF COMPLIANCE OFFICER direct 2004-03-01
W.P. STEWART & CO., LTD. DIRECTOR, SVP AND CHIEF COMPLIANCE OFFICER direct 2013-12-01
W.P. STEWART ASSET MANAGEMENT LTD. CHIEF COMPLIANCE OFFICER direct 2013-12-01
ALLIANCEBERNSTEIN PRIVATE CREDIT INVESTORS LLC MANAGER AND CCO direct 2014-06-01
RAMIUS ALTERNATIVE SOLUTIONS LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
ALLIANCE CORPORATE FINANCE GROUP INC VICE PRES. AND ASSIST. SECRETARY direct 1993-03-01 2002-03-27
ALBION ALLIANCE LLC OFFICER direct 1996-08-01 2002-03-27
ALLIANCE CAPITAL MANAGEMENT HOLDING L P SR. VICE PRES., ASST. SEC. & COMP. OFFICER OF ACMC direct 1984-05-01 2002-03-28
ALLIANCE CAPITAL MANAGEMENT CORP SVP., ASST. SEC. & COMP. OFF. OF ACMC direct 1984-05-01 2002-03-28
ALLIANCE CAPITAL MANAGEMENT L P SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, & COMPLIANCE OFFICER OF GENERAL PARTNER direct 1984-05-01 2002-04-02
ALLIANCE CAPITAL MANAGEMENT L P SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, AND COMPLIANCE OFFICER OF ACMC direct 1984-05-01 2004-01-05
ALLIANCE CAPITAL MANAGEMENT CORP SENIOR VICE PRESIDENT, ASSISTANT SECRETARY AND COMPLIANCE OFFICER direct 1984-05-01 2004-01-12
ALLIANCE CAPITAL MANAGEMENT HOLDING L P SENIOR VICE PRESIDENT, ASSISTANT SECRETARY AND COMPLIANCE OFFICER OF ACMC direct 1984-05-01 2004-01-12
ALLIANCE CAPITAL GLOBAL DERIVATIVES CORP SECRETARY AND COMPLIANCE OFFICER direct 1991-08-01 2004-01-12
MEIJI ALLIANCE CAPITAL CORP COMPLIANCE OFFICER direct 1993-06-01 2004-01-12
ALLIANCE CAPITAL MANAGEMENT L P SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, AND CHIEF COMPLIANCE OFFICER OF ACMC direct 1984-05-01 2004-03-30
ALLIANCE CAPITAL MANAGEMENT HOLDING L P SENIOR VICE PRESIDENT, ASSISTANT SECRETARY AND CHIEF COMPLIANCE OFFICER OF ACMC direct 1984-05-01 2004-03-30
ALLIANCE CAPITAL MANAGEMENT L P SVP, COUNSEL AND ASSIST. SECRETARY OF ACMC AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2004-05-27
ALLIANCE CAPITAL MANAGEMENT CORP SENIOR VICE PRESIDENT, ASSISTANT SECRETARY AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2004-10-05
ALLIANCE CAPITAL MANAGEMENT L P SVP, ASST. GENERAL COUNSEL AND ASSIST. SECRETARY OF ACMC AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2004-10-05
ALLIANCE CAPITAL GLOBAL DERIVATIVES CORP SECRETARY AND CHIEF COMPLIANCE OFFICER direct 1991-08-01 2004-10-05
ALLIANCE CORPORATE FINANCE GROUP INC VICE PRESIDENT AND ASSISTANT SECRETARY direct 1993-03-01 2004-10-05
CURSITOR ALLIANCE LLC ASSISTANT SECRETARY direct 1997-11-01 2004-10-06
MEIJI ALLIANCE CAPITAL CORP DIRECTOR & COMPLIANCE OFFICER direct 2004-03-01 2004-10-06
ALLIANCE CAPITAL MANAGEMENT HOLDING L P SENIOR VICE PRESIDENT, ASSISTANT GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER OF ACMC direct 1984-05-01 2004-10-11
ALLIANCE CORPORATE FINANCE GROUP INC SR. VICE PRESIDENT, ASST. GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 1993-03-01 2004-10-11
CURSITOR ALLIANCE LLC SR. VICE PRESIDENT, ASST. GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER OF ACMC direct 1997-11-01 2004-10-11
ALBION ALLIANCE LLC VICE PRESIDENT AND ASSISTANT SECRETARY direct 1996-08-01 2004-10-13
ALLIANCE CAPITAL MANAGEMENT HOLDING L P SENIOR VICE PRESIDENT, ASSISTANT GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2006-02-27
ALLIANCE CAPITAL MANAGEMENT L P SVP, DEPUTY GENERAL COUNSEL AND ASSIST. SECRETARY OF ACMC AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2006-02-27
ALLIANCE CAPITAL MANAGEMENT CORP SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2006-03-30
ALLIANCEBERNSTEIN HOLDING L.P. SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2006-03-30
ALLIANCE CORPORATE FINANCE GROUP INC SR. VICE PRESIDENT, DEPUTY GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 1993-03-01 2006-03-31
ALLIANCEBERNSTEIN L.P. SVP, DEPUTY GENERAL COUNSEL AND ASSIST. SECRETARY OF ABC AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2007-03-26
CRANCH, LAURENCE, EDWARD GENERAL COUNSEL 07/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
W.P. STEWART & CO., LLC SVP AND GENERAL COUNSEL direct 2013-12-01
ALLIANCEBERNSTEIN HOLDING L.P. GENERAL COUNSEL OF ABC direct 2004-07-01
ALLIANCE CAPITAL MANAGEMENT HOLDING L P EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2004-07-01
ALLIANCE CORPORATE FINANCE GROUP INC DIRECTOR direct 2004-11-01
ALLIANCEBERNSTEIN GLOBAL DERIVATIVES CORPORATION SENIOR VICE PRESIDENT direct 2006-11-01
ALLIANCEBERNSTEIN CORPORATION EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2004-07-01
ALLIANCEBERNSTEIN CORPORATION GENERAL COUNSEL direct 2004-07-01
ALLIANCEBERNSTEIN L.P. GENERAL COUNSEL direct 2004-07-01
ALLIANCE CAPITAL MANAGEMENT L P EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2004-07-01
AB CUSTOM ALTERNATIVE SOLUTIONS LLC GENERAL COUNSEL direct 2016-09-01
PEARSON, MARK, NMN DIRECTOR OF AB 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
AXA EQUITABLE LIFE INSURANCE COMPANY CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER direct 2011-02-01
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF AB direct 2011-01-01
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2011-01-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF AB direct 2011-01-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF AB direct 2011-01-01
WEISENSEEL, JOHN, CHARLES CHIEF FINANCIAL OFFICER 05/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
W.P. STEWART & CO., LTD. SVP AND CHIEF FINANCIAL OFFICER direct 2013-12-01
ALLIANCEBERNSTEIN HOLDING L.P. CHIEF FINANCIAL OFFICER direct 2012-05-01
ALLIANCEBERNSTEIN CORPORATION SVP/CHIEF FINANCIAL OFFICER direct 2012-05-01
ALLIANCEBERNSTEIN L.P. CHIEF FINANCIAL OFFICER direct 2012-05-01
STANDARD & POORS DIVISION OF THE MCGRAW HILL COS. INC. SENIOR VICE PRESIENT & TREASURER direct 2004-09-01
STANDARD & POORS DIVISION OF THE MCGRAW HILL COS. INC. SENIOR VICE PRESIDENT & TREASURER direct 2004-09-01
STANDARD & POOR'S SECURITIES EVALUATIONS, INC. TREASURER direct 2004-11-01
MONY LIFE INSURANCE CO OF AMERICA LIMITED PARTNER 10/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. LIMITED PARTNER direct 2004-10-01
AXA IM HOLDING U.S. LIMITED PARTNER 01/01/2016 Direct 10 - 25%
LESSER, DAVID, MICHAEL CORPORATE SECRETARY 05/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN CORPORATION CORPORATE SECRETARY direct 2016-09-01
ALLIANCEBERNSTEIN L.P. CORPORATE SECRETARY direct 2016-09-01
AB CUSTOM ALTERNATIVE SOLUTIONS LLC ASSISTANT SECRETARY direct 2016-09-01
AB CUSTOM ALTERNATIVE SOLUTIONS LLC CORPORATE SECRETARY direct 2016-09-01
W.P. STEWART ASSET MANAGEMENT LTD. CORPORATE SECRETARY direct 2016-09-01
AB PRIVATE CREDIT INVESTORS LLC MANAGER direct 2014-06-01
AB PRIVATE CREDIT INVESTORS LLC CORPORATE SECRETARY direct 2014-06-01
W.P. STEWART & CO., LTD. VP AND ASSISTANT SECRETARY direct 2013-12-01
W.P. STEWART & CO., LLC CORPORATE SECRETARY direct 2013-12-01
ALLIANCEBERNSTEIN HOLDING L.P. CORPORATE SECRETARY direct 2016-09-01
ALLIANCEBERNSTEIN GLOBAL DERIVATIVES CORPORATION CORPORATE SECRETARY direct 2016-09-01
BERNSTEIN, SETH, PERRY CEO 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROBERT FLEMING INC. GLOBAL HEAD OF FIXED INCOME/MANAGING DIRECTOR direct 2002-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED GLOBAL HEAD OF FIXED INCOME/MANAGING DIRECTOR direct 2002-10-01
ALLIANCEBERNSTEIN HOLDING L.P. CEO OF ABC direct 2017-05-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. GLOBAL HEAD OF FIXED INCOME/MANAGING DIRECTOR direct 2002-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. GLOBAL HEAD OF FIXED INCOME/MANAGING DIRECTOR direct 2002-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF FIXED INCOME/MANAGING DIRECTOR direct 2006-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR/GLOBAL HEAD OF FIXED INCOME direct 2006-03-01
JPMORGAN INVESTMENT ADVISORS INC. DIRECTOR/MANAGING DIRECTOR direct 2006-03-01
ALLIANCEBERNSTEIN GLOBAL DERIVATIVES CORPORATION CHIEF EXECUTIVE OFFICER OF ABLP direct 2017-05-01
ALLIANCEBERNSTEIN CORPORATION CEO OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN L.P. CEO direct 2017-05-01
J.P. MORGAN PRIVATE INVESTMENTS INC. DIRECTOR direct 2016-04-01
FALLON-WALSH, BARBARA, ANNE DIRECTOR OF ABC 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF ABC direct 2017-05-01
AXA ROSENBERG INVESTMENT MANAGEMENT LLC DIRECTOR direct 2014-05-01
AXA INVESTMENT MANAGERS INC DIRECTOR direct 2016-08-01
KAYE, DANIEL, GEORGE DIRECTOR OF ABC 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF ABC direct 2017-05-01
DEOLIVEIRA, RAMON, EUGENE CHAIRMAN AND DIRECTOR OF ABC 04/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF ABC direct 2017-05-01
SIXTY WALL STREET SBIC CORP CHAIRMAN direct 2001-01-01 2002-09-10
SIXTY WALL STREET MANAGEMENT COMPANY, LLC CHAIRMAN direct 2001-01-01 2002-09-10
AUDET, PAUL, LOUIS DIRECTOR OF ABC 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK ADVISORS, INC DIRECTOR direct 1999-04-01 2005-07-22
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 1999-04-01 2005-07-22
BLACKROCK (JAPAN) INC. CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 1999-04-01 2005-07-22
BLACKROCK INTERNATIONAL, LTD. CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 1999-04-01 2005-07-22
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2000-02-01 2005-07-22
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 2005-01-01 2005-07-22
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION DIRECTOR direct 1999-04-01 2007-03-29
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION DIRECTOR & CHIEF FINANCIAL OFFICER direct 1999-04-01 2007-10-31
BLACKROCK INTERNATIONAL, LTD. CHIEF FINANCIAL OFFICER direct 2007-04-01 2007-10-31
BLACKROCK INVESTMENT MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2007-04-01 2007-10-31
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2007-04-01 2007-10-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2007-04-01 2007-10-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2007-04-01 2007-10-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF FINANCIAL OFFICER direct 2007-04-01 2008-03-07
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 1999-04-01 2008-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 2007-04-01 2008-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 2007-04-01 2008-03-31
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 2007-04-01 2008-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 2007-04-01 2008-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 2007-04-01 2008-04-10
BLACKROCK REALTY ADVISORS INC VICE CHAIRMAN direct 2008-06-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2008-08-01 2009-04-07
BLACKROCK CAPITAL MANAGEMENT, INC. MANAGING DIRECTOR & DIRECTOR direct 2008-06-01 2010-03-31
BLACKROCK ADVISORS, LLC DIRECTOR direct 2008-06-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION DIRECTOR direct 2008-06-01 2010-03-31
BLACKROCK REALTY ADVISORS INC DIRECTOR, CHIEF EXECUTIVE OFFICER, AND MANAGING DIRECTOR direct 2009-12-01 2011-06-15
LEIBOWITZ, SHELLEY, B DIRECTOR OF ABC 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2017-11-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF ABC direct 2017-11-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF ABC direct 2017-11-01
NARAYANDAS, DAS, NMN DIRECTOR OF ABC 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2017-11-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF ABC direct 2017-11-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF ABC direct 2017-11-01
AXA EQUITABLE HOLDINGS, INC. SHAREHOLDER 05/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AXA ADVISORS, LLC SHAREHOLDER indirect 2004-11-01
PLANMEMBER SECURITIES CORPORATION SHAREHOLDER indirect 2004-11-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 2004-05-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER indirect 2004-05-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 2004-05-01
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC SHAREHOLDER indirect 2004-11-01
PLANMEMBER ASSET MANAGEMENT CORPORATION SHAREHOLDER indirect 2004-11-01
AXA EQUITABLE LIFE INSURANCE COMPANY SHAREHOLDER 05/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. LIMITED PARTNER direct 1971-01-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1971-01-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER direct 1971-01-01
ALLIANCE CAPITAL MANAGEMENT HOLDING L P MEMBER indirect 1985-12-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 1999-09-01
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC MEMBER direct 2011-02-01
CURSITOR ALLIANCE LLC 100% OWNER indirect 1985-12-01 2001-05-23
SANFORD C. BERSTEIN & CO., LLC MEMBER indirect 1989-12-01 2004-03-30
SANFORD C. BERSTEIN & CO., LLC STOCKHOLDER indirect 1997-12-01 2004-03-30
SANFORD C. BERSTEIN & CO., LLC STOCKHOLDER indirect 1997-12-01 2004-03-30
ALLIANCE CAPITAL MANAGEMENT L P 100% SHAREHOLDER indirect 1985-12-01 2004-05-27
ALLIANCE CAPITAL MANAGEMENT L P 100% MEMBER indirect 1985-12-01 2004-05-27
ALBION ALLIANCE LLC 100% MEMBER indirect 1985-12-01 2004-10-13
ALLIANCE CAPITAL MANAGEMENT L P LIMITED PARTNER direct 1985-12-01 2015-02-25
ALLIANCE CAPITAL MANAGEMENT CORP 100% MEMBER indirect 1985-12-01 2016-10-10
ALPHA UNIT HOLDINGS, INC. SHAREHOLDER 05/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. SHARHOLDER direct 2018-05-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 2018-12-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER direct 2018-12-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 2018-12-01
STONEHILL, CHARLES, GERALD THOROTON DIRECTOR OF ABC 04/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
MERCHANT CAPITAL INC INVESTMENT COMMITTEE MEMBER direct 2000-03-01 2002-04-01
HURD, JEFFREY, (NMN) DIRECTOR OF ABC 04/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINEBRIDGE INVESTMENTS LLC SENIOR MANAGING DIRECTOR direct 2003-01-01
AIG GLOBAL INVESTMENT CORP GENERAL COUNSEL direct 2003-01-01
AIG ASSET MANAGEMENT (U.S.), LLC MANAGING MEMBER direct 2009-03-01
AIG ASSET MANAGEMENT (U.S.), LLC EXECUTIVE MANAGING DIRECTOR direct 2009-03-01
LANE, NICK, BURRITT DIRECTOR OF ABC 04/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
AXA ADVISORS, LLC DIRECTOR direct 2007-11-01
AXA ADVISORS, LLC VICE CHAIRMAN direct 2008-03-01
AXA ADVISORS, LLC DIRECTOR; CHIEF RETIREMENT SAVINGS OFFICER direct 2011-02-01
BURKE, CATHERINE, COONEY CHIEF ADMINISTRATIVE OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. CHIEF ADMINISTRATIVE OFFICER direct 2019-06-01
ALLIANCEBERNSTEIN HOLDING L.P. CHIEF ADMINISTRATIVE OFFICER direct 2019-06-01
ALLIANCEBERNSTEIN CORPORATION CHIEF ADMINISTRATIVE OFFICER direct 2019-06-01
AXA S.A. SHAREHOLDER AXA EQUITABLE HOLDINGS, INC. 03/01/1999 Indirect 25 - 50%
AXA EQUITABLE FINANCIAL SERVICES, LLC 100% SHAREHOLDER ALPHA UNIT HOLDINGS, INC. 12/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 1999-09-01
AXA ADVISORS, LLC SHAREHOLDER indirect 2002-06-01
PLANMEMBER SECURITIES CORPORATION SHAREHOLDER indirect 2002-06-01
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC SHAREHOLDER indirect 2002-06-01
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES SHAREHOLDER direct 2002-06-01
PLANMEMBER ASSET MANAGEMENT CORPORATION SHAREHOLDER indirect 2002-06-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 2004-10-01
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES MEMBER direct 2002-06-01 2003-03-28
SANFORD C. BERSTEIN & CO., LLC STOCKHOLDER indirect 1999-09-01 2004-03-30
AXA EQUITABLE HOLDINGS, INC. 100% SHAREHOLDER AXA EQUITABLE FINANCIAL SERVICES, LLC 05/01/2004 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AXA ADVISORS, LLC SHAREHOLDER indirect 2004-11-01
PLANMEMBER SECURITIES CORPORATION SHAREHOLDER indirect 2004-11-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 2004-05-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER indirect 2004-05-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 2004-05-01
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC SHAREHOLDER indirect 2004-11-01
PLANMEMBER ASSET MANAGEMENT CORPORATION SHAREHOLDER indirect 2004-11-01
ALLIANCEBERNSTEIN CORPORATION 0.1% GENERAL PARTNER INTEREST ALLIANCEBERNSTEIN HOLDING L.P. 04/01/1988 Indirect Other
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 1971-01-01
ALLIANCEBERNSTEIN L.P. 0.1% GENERAL PARTNER INTEREST indirect 1988-04-01
SANFORD C. BERSTEIN & CO., LLC GENERAL PARTNER indirect 1999-04-01 2004-03-30
ALLIANCE CAPITAL MANAGEMENT HOLDING L P GENERAL PARTNER OF REGISTRANT direct 1999-04-01 2006-03-30
AXA EQUITABLE FINANCIAL SERVICES, LLC 100% SHAREHOLDER MONY LIFE INSURANCE COMPANY OF AMERICA 10/01/2004 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 1999-09-01
AXA ADVISORS, LLC SHAREHOLDER indirect 2002-06-01
PLANMEMBER SECURITIES CORPORATION SHAREHOLDER indirect 2002-06-01
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC SHAREHOLDER indirect 2002-06-01
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES SHAREHOLDER direct 2002-06-01
PLANMEMBER ASSET MANAGEMENT CORPORATION SHAREHOLDER indirect 2002-06-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 2004-10-01
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES MEMBER direct 2002-06-01 2003-03-28
SANFORD C. BERSTEIN & CO., LLC STOCKHOLDER indirect 1999-09-01 2004-03-30
AXA INVESTMENT MANAGERS, S.A. 100% SHAREHOLDER AXA INVESTMENT MANAGERS HOLDING U.S., INC. 12/01/1998 Indirect 75% or more
ALPHA UNIT HOLDINGS, INC. 100% SHAREHOLDER ALLIANCEBERNSTEIN CORPORATION 12/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. SHARHOLDER direct 2018-05-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 2018-12-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER direct 2018-12-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 2018-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BERNSTEIN ALTERNATIVE INVESTMENT STRATEGIES, LLC - BERNSTEIN ALTERNATIVE INVESTMENT STRATEGIES United States 805-6053056176 Hedge Fund 137,117,869 500,000 Fund of Funds
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST-AB GLOBAL RESEARCH INSIGHTS SERIES United States 805-1828627958 Other Private Fund PRIVATE FUND 1,133,673,162 250,000
AB ARYA PARTNERS (LUXEMBOURG) FUND, SICAV-RAIF S.C.SP. Luxembourg 805-1904606750 Hedge Fund 1,859,107,000 5,000,000 Master Fund
ALLIANCEBERNSTEIN FINANCIAL SERVICES OPPORTUNITIES CAYMAN FUND, L.P Cayman Islands 805-5602716319 Hedge Fund 56,109,971 250,000 Feeder Fund
ALLIANCEBERNSTEIN U.S. REAL ESTATE PARTNERS (AIV 1) L.P. United States 805-8909465072 Real Estate Fund 289,845,000 250,000
ALLIANCEBERNSTEIN US REAL ESTATE PARTNERS (REIT AIV) L.P. United States 805-7577606797 Real Estate Fund 289,845,000 250,000
AB EOF WEATHERLY CO-INVEST, L.P. United States 805-6900838948 Hedge Fund 15,790,000 250,000
ALLIANCEBERNSTEIN FINANCIAL SERVICES OPPORTUNITIES MASTER FUND, L.P. United States 805-1120689111 Hedge Fund 10,150 250,000 Master Fund
ALLIANCEBERNSTEIN INSTITUTIONAL FUND - US STYLE BLEND FUND United States 805-4068434644 Other Private Fund INSTITUTIONAL FUND 0 5,000,000
AB ARYA PARTNERS (DELAWARE) FUND, L.P. United States 805-3265800610 Hedge Fund 624,792,995 250,000
BERNSTEIN GLOBAL OPPORTUNITIES OFFSHORE (CAYMAN) LTD. Cayman Islands 805-4075338293 Hedge Fund 0 500,000
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN INTERNATIONAL VALUE - UNHEDGED CAP-WEIGHTED SERIES United States 805-9822611282 Other Private Fund DBT 0 5,000,000
ALLIANCEBERNSTEIN U.S. REAL ESTATE PARTNERS II L.P. United States 805-8509969961 Hedge Fund 597,026,000 250,000 Master Fund
ALLIANCEBERNSTEIN STRATEGIES DBT - ALLIANCEBERNSTEIN US STRATEGIC VALUE EXTENSION SERIES United States 805-3856778697 Hedge Fund 0 5,000,000
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN EMERGING MARKETS VALUE SERIES United States 805-3958255102 Other Private Fund DELAWARE BUSINESS TRUST 428,933,290 5,000,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - AB EMERGING MARKETS DEBT OPPORTUNITIES SERIES United States 805-5149856184 Other Private Fund INSTITUTIONAL FUND 358,862,523 5,000,000
SANFORD C. BERNSTEIN ADVANCED VALUE OFFSHORE MASTER FUND LTD. Cayman Islands 805-7216645690 Hedge Fund 0 500,000 Master Fund
ALLIANCEBERNSTEIN INSTITUTIONAL FUND - GLOBAL PLUS FIXED INCOME FUND United States 805-2076572093 Other Private Fund INSTITUTIONAL FUND 41,314,480 5,000,000
ABCLO 2007-1, LTD. Cayman Islands 805-9153937241 Hedge Fund 0 0
BERNSTEIN ADVANCED VALUE L.P. United States 805-1849171615 Hedge Fund 114,754,000 500,000
ALLIANCEBERNSTEIN SELECT US EQUITY HOLDINGS LP United States 805-4379556060 Other Private Fund PRIVATE FUND 246,316,937 5,000,000 Master Fund
BERNSTEIN GLOBAL OPPORTUNITIES L.P. United States 805-8930910816 Hedge Fund 0 500,000
AB ENERGY OPPORTUNITY DELAWARE FUND II LP United States 805-5750921427 Hedge Fund 133,000 250,000 Feeder Fund
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - ALLIANCEBERNSTEIN EUROPEAN OPPORTUNITIES SERIES United States 805-9479999398 Other Private Fund PRIVATE FUND 823,823,390 5,000,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - AB OPTIONS RETURN ADVANTAGE SERIES United States 805-2706857490 Other Private Fund PRIVATE FUND 0 5,000,000
AB COMMERCIAL REAL ESTATE DEBT FUND III, SICAV-SIF S.C.SP. Luxembourg 805-9685437027 Other Private Fund LUX FUND 513,781,157 25,000,000
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN TAX-MANAGED INTERNATIONAL BLEND SERIES United States 805-5935982495 Other Private Fund DBT 483,949,061 5,000,000
ALLIANCEBERNSTEIN INSTITUTIONAL FUND - INTERNATIONAL LARGE CAP GROWTH FUND United States 805-6334528824 Other Private Fund INSTITUTIONAL FUND 32 5,000,000
REVELSTOKE CDO I LIMITED Cayman Islands 805-5747237167 Other Private Fund CDO 264,290,835 0
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - AB EMERGING MARKETS STRATEGIC CORE EQUITY SERIES United States 805-8628880454 Other Private Fund INSTITUTIONAL FUND 15,246,644 5,000,000
ALLIANCEBERNSTEIN VENTURE FUND I, L.P. United States 805-7629349884 Private Equity Fund 0 0
AB NEXT 50 EMERGING MARKETS (LUXEMBOURG) FUND SICAV-SIF S.C.SP. Luxembourg 805-1852908946 Hedge Fund 92,117,211 10,000,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - AB GLOBAL RESEARCH INSIGHTS SERIES II United States 805-4715576314 Other Private Fund PRIVATE FUND 230,904,713 500,000
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN INTERNATIONAL VALUE SERIES United States 805-2128077400 Other Private Fund DBT 93,009,605 5,000,000
ALLIANCEBERNSTEIN SELECT US EQUITY LONG/SHORT HOLDINGS LP United States 805-6346375854 Hedge Fund 62,476,042 5,000,000 Master Fund
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - ALLIANCEBERNSTEIN INTERNATIONAL RESEARCH GROWTH SERIES United States 805-1203329060 Other Private Fund DELAWARE BUSINESS TRUST 0 5,000,000
AB EOF ELK PETROLEUM CO-INVEST, L.P. United States 805-7812013631 Hedge Fund 17,435,000 250,000
BERNSTEIN ALTERNATIVE INVESTMENT STRATEGIES, LLC - BERNSTEIN MULTI-MANAGER HEDGE FUND PORTFOLIO United States 805-6376864156 Hedge Fund 180,634,000 500,000 Fund of Funds
ALLIANCEBERNSTEIN U.S. REAL ESTATE PARTNERS L.P. United States 805-5553062873 Hedge Fund 289,845,000 250,000 Master Fund
AB ARYA PARTNERS (CAYMAN) FUND, L.P. Cayman Islands 805-1539377236 Hedge Fund 364,676,506 250,000
ALLIANCEBERNSTEIN NEXT 50 EMERGING MARKETS (DELAWARE) FUND, L.P. United States 805-1677473550 Hedge Fund 426,232,000 250,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - ALLIANCEBERNSTEIN INTERNATIONAL ALL-COUNTRY PASSIVE SERIES United States 805-2453565802 Other Private Fund INSTITUTIONAL FUND 72,064,652 5,000,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - ALLIANCEBERNSTEIN FUNDAMENTAL INTERNATIONAL SMALL CAP SERIES United States 805-8499294162 Other Private Fund INSTITUTIONAL FUND 96,943,521 5,000,000
AB EARLY STAGE MANAGER (DELAWARE) FUND L.P. United States 805-7580714133 Hedge Fund 54,403,000 250,000 Fund of Funds
AB FINANCIAL SERVICES OPPORTUNITIES MASTER FUND L.P. United States 805-3411574851 Hedge Fund 468,231,000 250,000 Master Fund
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - AB INTERNATIONAL RESEARCH INSIGHTS SERIES United States 805-3181401363 Other Private Fund PRIVATE FUND 183,539,843 250,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - ALLIANCEBERNSTEIN INTERNATIONAL STRATEGIC EQUITIES SERIES United States 805-8605771878 Other Private Fund INSTITUTIONAL FUND 151,123,048 1,000,000
AB ENERGY OPPORTUNITY FUND, L.P. United States 805-9515973195 Hedge Fund 335,550,000 250,000 Master Fund
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN TAX-MANAGED GLOBAL STYLE BLEND SERIES United States 805-1692104218 Other Private Fund DBT 577,395,235 5,000,000
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN GLOBAL STRATEGIC VALUE SERIES United States 805-2879415445 Other Private Fund DBT 0 5,000,000
ALLIANCEBERNSTEIN GROUP TRUST - EMERGING MARKETS FUND United States 805-5508514307 Other Private Fund GROUP TRUST 198,648,362 5,000,000
AB ENERGY OPPORTUNITY (CAYMAN) FEEDER FUND II, L.P. Cayman Islands 805-1558722459 Hedge Fund 0 250,000 Feeder Fund
ALLIANCEBERNSTEIN U.S. REAL ESTATE PARTNERS (AIV 2) L.P. United States 805-2241172872 Real Estate Fund 289,845,000 250,000
ALLIANCEBERNSTEIN US REAL ESTATE FUND II (AIV1) LP United States 805-8685302256 Real Estate Fund 597,026,000 250,000
AB ENERGY OPPORTUNITY (CAYMAN) AIV FUND II, L.P. Cayman Islands 805-2447953337 Hedge Fund 0 250,000 Master Fund
ALLIANCEBERNSTEIN FINANCIAL SERVICES OPPORTUNITIES DELAWARE FUND, L.P. United States 805-4004134439 Hedge Fund 0 250,000 Feeder Fund
AB ENERGY OPPORTUNITY (DELAWARE) AIV FUND II, L.P. United States 805-7133758826 Hedge Fund 5,246,000 250,000 Master Fund
AB COMMERCIAL REAL ESTATE DEBT FUND, SICAV-SIF S.C.SP. Luxembourg 805-8369005337 Other Private Fund LUX FUND 662,464,685 25,000,000
W.P. STEWART HOLDINGS FUND Luxembourg 805-1606722425 Hedge Fund 432,893,000 50,000
ALLIANCEBERNSTEIN MULTI-MANAGER HEDGE FUND PORTFOLIO, LTD. Cayman Islands 805-6375580002 Hedge Fund 53,895,000 5,000,000 Fund of Funds
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST AB INTERNATIONAL STRATEGIC EQUITIES HARVESTING SERIES T United States 805-9176700778 Other Private Fund PRIVATE FUND 71,908,196 1,000,000
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN GLOBAL STYLE BLEND SERIES United States 805-7037676776 Other Private Fund DBT 115,147,734 5,000,000
AB ARYA PARTNERS (CAYMAN) FUND, LTD. Cayman Islands 805-7545513419 Hedge Fund 67,956,504 5,000,000 Feeder Fund
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST-AB INTERNATIONAL RESEARCH INSIGHTS HARVESTING SERIES T United States 805-8801648979 Other Private Fund PRIVATE FUND 42,638,315 250,000
ALLIANCEBERNSTEIN SECURITIZED ASSETS MASTER FUND, L.P. Cayman Islands 805-8324349894 Hedge Fund 2,292,954,000 5,000,000 Master Fund

ALLIANCEBERNSTEIN L.P.

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
ALLIANCEBERNSTEIN CORPORATION GENERAL PARTNER 10/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. GENERAL PARTNER OF REGISTRANT direct 1999-04-01
ALLIANCEBERNSTEIN L.P. GENERAL PARTNER direct 1999-10-01
CURSITOR ALLIANCE LLC GENERAL PARTNER indirect 1999-04-01 2001-05-23
ALBION ALLIANCE LLC GENERAL PARTNER indirect 1999-04-01 2004-10-13
ALLIANCEBERNSTEIN HOLDING L.P. LIMITED PARTNER 10/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. LIMITED PARTNER direct 1999-10-01
ALBION ALLIANCE LLC LIMITED PARTNER indirect 1999-10-01 2004-10-13
DUVERNE, DENIS, PIERRE MARIE DIRECTOR OF ABC 02/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCE CAPITAL MANAGEMENT CORP DIRECTOR direct 1996-02-01
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 1996-02-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF ABC direct 1996-02-01
EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITE DIRECTOR direct 1998-02-01
MONY LIFE INSURANCE CO OF AMERICA DIRECTOR direct 2004-07-01
MONY LIFE INSURANCE CO DIRECTOR direct 2004-07-01
ALLIANCE CAPITAL MANAGEMENT CORP DIRECTOR OF ACMC direct 1996-02-01 2002-03-28
ALLIANCE CAPITAL MANAGEMENT L P DIRECTOR OF GENERAL PARTNER direct 1996-02-01 2002-04-02
ALLIANCE CAPITAL MANAGEMENT HOLDING L P DIRECTOR OF ACMC direct 1996-02-01 2006-02-27
ALLIANCE CAPITAL MANAGEMENT L P DIRECTOR OF ACMC direct 1996-02-01 2006-02-27
MANLEY, MARK, RANDALL SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST. SECRETARY OF ABC AND CHIEF COMPLIANCE OFFICER 05/01/1984 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN CORPORATION SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER direct 1984-05-01
ALLIANCEBERNSTEIN HOLDING L.P. SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER direct 1984-05-01
ALLIANCEBERNSTEIN L.P. SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST. SECRETARY OF ABC AND CHIEF COMPLIANCE OFFICER direct 1984-05-01
ALLIANCE CAPITAL GLOBAL DERIVATIVES CORP DIRECTOR, SECRETARY AND CHIEF COMPLIANCE OFFICER direct 1991-08-01
ALLIANCE CORPORATE FINANCE GROUP INC VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND ASST SECRETARY direct 1993-03-01
ALLIANCE ASSET ALLOCATION LTD COMPANY SECRETARY direct 1997-11-01
CURSITOR EATON ASSET MANAGEMENT CO COMPANY SECRETARY direct 1997-11-01
CURSITOR ALLIANCE LLC SR. VICE PRESIDENT, ASST. GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 1997-11-01
MEIJI ALLIANCE CAPITAL CORP DIRECTOR & CHIEF COMPLIANCE OFFICER direct 2004-03-01
W.P. STEWART & CO., LTD. DIRECTOR, SVP AND CHIEF COMPLIANCE OFFICER direct 2013-12-01
W.P. STEWART ASSET MANAGEMENT LTD. CHIEF COMPLIANCE OFFICER direct 2013-12-01
ALLIANCEBERNSTEIN PRIVATE CREDIT INVESTORS LLC MANAGER AND CCO direct 2014-06-01
RAMIUS ALTERNATIVE SOLUTIONS LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
ALLIANCE CORPORATE FINANCE GROUP INC VICE PRES. AND ASSIST. SECRETARY direct 1993-03-01 2002-03-27
ALBION ALLIANCE LLC OFFICER direct 1996-08-01 2002-03-27
ALLIANCE CAPITAL MANAGEMENT HOLDING L P SR. VICE PRES., ASST. SEC. & COMP. OFFICER OF ACMC direct 1984-05-01 2002-03-28
ALLIANCE CAPITAL MANAGEMENT CORP SVP., ASST. SEC. & COMP. OFF. OF ACMC direct 1984-05-01 2002-03-28
ALLIANCE CAPITAL MANAGEMENT L P SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, & COMPLIANCE OFFICER OF GENERAL PARTNER direct 1984-05-01 2002-04-02
ALLIANCE CAPITAL MANAGEMENT L P SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, AND COMPLIANCE OFFICER OF ACMC direct 1984-05-01 2004-01-05
ALLIANCE CAPITAL MANAGEMENT CORP SENIOR VICE PRESIDENT, ASSISTANT SECRETARY AND COMPLIANCE OFFICER direct 1984-05-01 2004-01-12
ALLIANCE CAPITAL MANAGEMENT HOLDING L P SENIOR VICE PRESIDENT, ASSISTANT SECRETARY AND COMPLIANCE OFFICER OF ACMC direct 1984-05-01 2004-01-12
ALLIANCE CAPITAL GLOBAL DERIVATIVES CORP SECRETARY AND COMPLIANCE OFFICER direct 1991-08-01 2004-01-12
MEIJI ALLIANCE CAPITAL CORP COMPLIANCE OFFICER direct 1993-06-01 2004-01-12
ALLIANCE CAPITAL MANAGEMENT L P SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, AND CHIEF COMPLIANCE OFFICER OF ACMC direct 1984-05-01 2004-03-30
ALLIANCE CAPITAL MANAGEMENT HOLDING L P SENIOR VICE PRESIDENT, ASSISTANT SECRETARY AND CHIEF COMPLIANCE OFFICER OF ACMC direct 1984-05-01 2004-03-30
ALLIANCE CAPITAL MANAGEMENT L P SVP, COUNSEL AND ASSIST. SECRETARY OF ACMC AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2004-05-27
ALLIANCE CAPITAL MANAGEMENT CORP SENIOR VICE PRESIDENT, ASSISTANT SECRETARY AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2004-10-05
ALLIANCE CAPITAL MANAGEMENT L P SVP, ASST. GENERAL COUNSEL AND ASSIST. SECRETARY OF ACMC AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2004-10-05
ALLIANCE CAPITAL GLOBAL DERIVATIVES CORP SECRETARY AND CHIEF COMPLIANCE OFFICER direct 1991-08-01 2004-10-05
ALLIANCE CORPORATE FINANCE GROUP INC VICE PRESIDENT AND ASSISTANT SECRETARY direct 1993-03-01 2004-10-05
CURSITOR ALLIANCE LLC ASSISTANT SECRETARY direct 1997-11-01 2004-10-06
MEIJI ALLIANCE CAPITAL CORP DIRECTOR & COMPLIANCE OFFICER direct 2004-03-01 2004-10-06
ALLIANCE CAPITAL MANAGEMENT HOLDING L P SENIOR VICE PRESIDENT, ASSISTANT GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER OF ACMC direct 1984-05-01 2004-10-11
ALLIANCE CORPORATE FINANCE GROUP INC SR. VICE PRESIDENT, ASST. GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 1993-03-01 2004-10-11
CURSITOR ALLIANCE LLC SR. VICE PRESIDENT, ASST. GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER OF ACMC direct 1997-11-01 2004-10-11
ALBION ALLIANCE LLC VICE PRESIDENT AND ASSISTANT SECRETARY direct 1996-08-01 2004-10-13
ALLIANCE CAPITAL MANAGEMENT HOLDING L P SENIOR VICE PRESIDENT, ASSISTANT GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2006-02-27
ALLIANCE CAPITAL MANAGEMENT L P SVP, DEPUTY GENERAL COUNSEL AND ASSIST. SECRETARY OF ACMC AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2006-02-27
ALLIANCE CAPITAL MANAGEMENT CORP SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2006-03-30
ALLIANCEBERNSTEIN HOLDING L.P. SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2006-03-30
ALLIANCE CORPORATE FINANCE GROUP INC SR. VICE PRESIDENT, DEPUTY GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 1993-03-01 2006-03-31
ALLIANCEBERNSTEIN L.P. SVP, DEPUTY GENERAL COUNSEL AND ASSIST. SECRETARY OF ABC AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2007-03-26
CRANCH, LAURENCE, EDWARD GENERAL COUNSEL 07/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
W.P. STEWART & CO., LLC SVP AND GENERAL COUNSEL direct 2013-12-01
ALLIANCEBERNSTEIN HOLDING L.P. GENERAL COUNSEL OF ABC direct 2004-07-01
ALLIANCE CAPITAL MANAGEMENT HOLDING L P EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2004-07-01
ALLIANCE CORPORATE FINANCE GROUP INC DIRECTOR direct 2004-11-01
ALLIANCEBERNSTEIN GLOBAL DERIVATIVES CORPORATION SENIOR VICE PRESIDENT direct 2006-11-01
ALLIANCEBERNSTEIN CORPORATION EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2004-07-01
ALLIANCEBERNSTEIN CORPORATION GENERAL COUNSEL direct 2004-07-01
ALLIANCEBERNSTEIN L.P. GENERAL COUNSEL direct 2004-07-01
ALLIANCE CAPITAL MANAGEMENT L P EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2004-07-01
AB CUSTOM ALTERNATIVE SOLUTIONS LLC GENERAL COUNSEL direct 2016-09-01
GINGRICH, JAMES, ANDREW CHIEF OPERATING OFFICER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
SANFORD C. BERNSTEIN & CO., LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER & DIRECTOR direct 2007-02-01
ALLIANCEBERNSTEIN HOLDING L.P. CHAIRMAN & CEO OF SANFORD C. BERNSTEIN & CO., LLC direct 2007-02-01
ALLIANCEBERNSTEIN HOLDING L.P. EXECUTIVE VICE PRESIDENT direct 2007-02-01
ALLIANCEBERNSTEIN HOLDING L.P. CHIEF OPERATING OFFICER direct 2012-01-01
ALLIANCEBERNSTEIN CORPORATION EXECUTIVE VICE PRESIDENT direct 2007-02-01
ALLIANCEBERNSTEIN CORPORATION CHAIRMAN & CEO OF SANFORD C. BERNSTEIN & CO., LLC direct 2007-02-01
ALLIANCEBERNSTEIN CORPORATION CHIEF OPERATING OFFICER OF AB direct 2012-01-01
ALLIANCEBERNSTEIN L.P. EXECUTIVE VICE PRESIDENT direct 2007-02-01
ALLIANCEBERNSTEIN L.P. CHAIRMAN & CEO OF SANFORD C. BERNSTEIN & CO., LLC direct 2007-02-01
ALLIANCEBERNSTEIN L.P. CHIEF OPERATING OFFICER direct 2012-01-01
PEARSON, MARK, NMN DIRECTOR OF AB 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
AXA EQUITABLE LIFE INSURANCE COMPANY CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER direct 2011-02-01
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF AB direct 2011-01-01
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2011-01-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF AB direct 2011-01-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF AB direct 2011-01-01
WEISENSEEL, JOHN, CHARLES CHIEF FINANCIAL OFFICER 05/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
W.P. STEWART & CO., LTD. SVP AND CHIEF FINANCIAL OFFICER direct 2013-12-01
ALLIANCEBERNSTEIN HOLDING L.P. CHIEF FINANCIAL OFFICER direct 2012-05-01
ALLIANCEBERNSTEIN CORPORATION SVP/CHIEF FINANCIAL OFFICER direct 2012-05-01
ALLIANCEBERNSTEIN L.P. CHIEF FINANCIAL OFFICER direct 2012-05-01
STANDARD & POORS DIVISION OF THE MCGRAW HILL COS. INC. SENIOR VICE PRESIENT & TREASURER direct 2004-09-01
STANDARD & POORS DIVISION OF THE MCGRAW HILL COS. INC. SENIOR VICE PRESIDENT & TREASURER direct 2004-09-01
STANDARD & POOR'S SECURITIES EVALUATIONS, INC. TREASURER direct 2004-11-01
MONY LIFE INSURANCE CO OF AMERICA LIMITED PARTNER 10/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. LIMITED PARTNER direct 2004-10-01
AXA IM HOLDING U.S. LIMITED PARTNER 01/01/2016 Direct 10 - 25%
LESSER, DAVID, MICHAEL CORPORATE SECRETARY 05/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN CORPORATION CORPORATE SECRETARY direct 2016-09-01
ALLIANCEBERNSTEIN L.P. CORPORATE SECRETARY direct 2016-09-01
AB CUSTOM ALTERNATIVE SOLUTIONS LLC ASSISTANT SECRETARY direct 2016-09-01
AB CUSTOM ALTERNATIVE SOLUTIONS LLC CORPORATE SECRETARY direct 2016-09-01
W.P. STEWART ASSET MANAGEMENT LTD. CORPORATE SECRETARY direct 2016-09-01
AB PRIVATE CREDIT INVESTORS LLC MANAGER direct 2014-06-01
AB PRIVATE CREDIT INVESTORS LLC CORPORATE SECRETARY direct 2014-06-01
W.P. STEWART & CO., LTD. VP AND ASSISTANT SECRETARY direct 2013-12-01
W.P. STEWART & CO., LLC CORPORATE SECRETARY direct 2013-12-01
ALLIANCEBERNSTEIN HOLDING L.P. CORPORATE SECRETARY direct 2016-09-01
ALLIANCEBERNSTEIN GLOBAL DERIVATIVES CORPORATION CORPORATE SECRETARY direct 2016-09-01
BERNSTEIN, SETH, PERRY CEO 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROBERT FLEMING INC. GLOBAL HEAD OF FIXED INCOME/MANAGING DIRECTOR direct 2002-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED GLOBAL HEAD OF FIXED INCOME/MANAGING DIRECTOR direct 2002-10-01
ALLIANCEBERNSTEIN HOLDING L.P. CEO OF ABC direct 2017-05-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. GLOBAL HEAD OF FIXED INCOME/MANAGING DIRECTOR direct 2002-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. GLOBAL HEAD OF FIXED INCOME/MANAGING DIRECTOR direct 2002-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF FIXED INCOME/MANAGING DIRECTOR direct 2006-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR/GLOBAL HEAD OF FIXED INCOME direct 2006-03-01
JPMORGAN INVESTMENT ADVISORS INC. DIRECTOR/MANAGING DIRECTOR direct 2006-03-01
ALLIANCEBERNSTEIN GLOBAL DERIVATIVES CORPORATION CHIEF EXECUTIVE OFFICER OF ABLP direct 2017-05-01
ALLIANCEBERNSTEIN CORPORATION CEO OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN L.P. CEO direct 2017-05-01
J.P. MORGAN PRIVATE INVESTMENTS INC. DIRECTOR direct 2016-04-01
ZOELLICK, ROBERT, BRUCE CHAIRMAN AND DIRECTOR OF ABC 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. CHAIRMAN AND DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN HOLDING L.P. CHAIRMAN AND DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN CORPORATION CHAIRMAN AND DIRECTOR OF ABC direct 2017-05-01
ALLIANCE CAPITAL MANAGEMENT HOLDING L P DIRECTOR OF ACMC direct 1997-02-01 2001-01-30
FALLON-WALSH, BARBARA, ANNE DIRECTOR OF ABC 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF ABC direct 2017-05-01
AXA ROSENBERG INVESTMENT MANAGEMENT LLC DIRECTOR direct 2014-05-01
AXA INVESTMENT MANAGERS INC DIRECTOR direct 2016-08-01
MALMSTROM, ANDERS, BJORN DIRECTOR OF ABC 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
AXA ADVISORS, LLC DIRECTOR direct 2012-07-01
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF ABC direct 2017-05-01
KAYE, DANIEL, GEORGE DIRECTOR OF ABC 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF ABC direct 2017-05-01
DEOLIVEIRA, RAMON, EUGENE DIRECTOR OF ABC 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF ABC direct 2017-05-01
SIXTY WALL STREET SBIC CORP CHAIRMAN direct 2001-01-01 2002-09-10
SIXTY WALL STREET MANAGEMENT COMPANY, LLC CHAIRMAN direct 2001-01-01 2002-09-10
AUDET, PAUL, LOUIS DIRECTOR OF ABC 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK ADVISORS, INC DIRECTOR direct 1999-04-01 2005-07-22
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 1999-04-01 2005-07-22
BLACKROCK (JAPAN) INC. CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 1999-04-01 2005-07-22
BLACKROCK INTERNATIONAL, LTD. CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 1999-04-01 2005-07-22
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2000-02-01 2005-07-22
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 2005-01-01 2005-07-22
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION DIRECTOR direct 1999-04-01 2007-03-29
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION DIRECTOR & CHIEF FINANCIAL OFFICER direct 1999-04-01 2007-10-31
BLACKROCK INTERNATIONAL, LTD. CHIEF FINANCIAL OFFICER direct 2007-04-01 2007-10-31
BLACKROCK INVESTMENT MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2007-04-01 2007-10-31
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2007-04-01 2007-10-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2007-04-01 2007-10-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2007-04-01 2007-10-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF FINANCIAL OFFICER direct 2007-04-01 2008-03-07
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 1999-04-01 2008-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 2007-04-01 2008-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 2007-04-01 2008-03-31
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 2007-04-01 2008-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 2007-04-01 2008-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 2007-04-01 2008-04-10
BLACKROCK REALTY ADVISORS INC VICE CHAIRMAN direct 2008-06-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2008-08-01 2009-04-07
BLACKROCK CAPITAL MANAGEMENT, INC. MANAGING DIRECTOR & DIRECTOR direct 2008-06-01 2010-03-31
BLACKROCK ADVISORS, LLC DIRECTOR direct 2008-06-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION DIRECTOR direct 2008-06-01 2010-03-31
BLACKROCK REALTY ADVISORS INC DIRECTOR, CHIEF EXECUTIVE OFFICER, AND MANAGING DIRECTOR direct 2009-12-01 2011-06-15
LEIBOWITZ, SHELLEY, B DIRECTOR OF ABC 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2017-11-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF ABC direct 2017-11-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF ABC direct 2017-11-01
NARAYANDAS, DAS, NMN DIRECTOR OF ABC 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2017-11-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF ABC direct 2017-11-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF ABC direct 2017-11-01
AXA EQUITABLE HOLDINGS, INC. SHAREHOLDER 05/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AXA ADVISORS, LLC SHAREHOLDER indirect 2004-11-01
PLANMEMBER SECURITIES CORPORATION SHAREHOLDER indirect 2004-11-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 2004-05-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER indirect 2004-05-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 2004-05-01
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC SHAREHOLDER indirect 2004-11-01
PLANMEMBER ASSET MANAGEMENT CORPORATION SHAREHOLDER indirect 2004-11-01
AXA EQUITABLE LIFE INSURANCE COMPANY SHAREHOLDER 05/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. LIMITED PARTNER direct 1971-01-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1971-01-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER direct 1971-01-01
ALLIANCE CAPITAL MANAGEMENT HOLDING L P MEMBER indirect 1985-12-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 1999-09-01
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC MEMBER direct 2011-02-01
CURSITOR ALLIANCE LLC 100% OWNER indirect 1985-12-01 2001-05-23
SANFORD C. BERSTEIN & CO., LLC MEMBER indirect 1989-12-01 2004-03-30
SANFORD C. BERSTEIN & CO., LLC STOCKHOLDER indirect 1997-12-01 2004-03-30
SANFORD C. BERSTEIN & CO., LLC STOCKHOLDER indirect 1997-12-01 2004-03-30
ALLIANCE CAPITAL MANAGEMENT L P 100% SHAREHOLDER indirect 1985-12-01 2004-05-27
ALLIANCE CAPITAL MANAGEMENT L P 100% MEMBER indirect 1985-12-01 2004-05-27
ALBION ALLIANCE LLC 100% MEMBER indirect 1985-12-01 2004-10-13
ALLIANCE CAPITAL MANAGEMENT L P LIMITED PARTNER direct 1985-12-01 2015-02-25
ALLIANCE CAPITAL MANAGEMENT CORP 100% MEMBER indirect 1985-12-01 2016-10-10
ALPHA UNIT HOLDINGS, INC. SHARHOLDER 05/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. SHARHOLDER direct 2018-05-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 2018-12-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER direct 2018-12-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 2018-12-01
AXA S.A. SHAREHOLDER AXA EQUITABLE HOLDINGS, INC. 03/01/1999 Indirect 25 - 50%
AXA EQUITABLE FINANCIAL SERVICES, LLC 100% SHAREHOLDER ALPHA UNIT HOLDINGS, INC. 12/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 1999-09-01
AXA ADVISORS, LLC SHAREHOLDER indirect 2002-06-01
PLANMEMBER SECURITIES CORPORATION SHAREHOLDER indirect 2002-06-01
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC SHAREHOLDER indirect 2002-06-01
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES SHAREHOLDER direct 2002-06-01
PLANMEMBER ASSET MANAGEMENT CORPORATION SHAREHOLDER indirect 2002-06-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 2004-10-01
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES MEMBER direct 2002-06-01 2003-03-28
SANFORD C. BERSTEIN & CO., LLC STOCKHOLDER indirect 1999-09-01 2004-03-30
AXA EQUITABLE HOLDINGS, INC. 100% SHAREHOLDER AXA EQUITABLE FINANCIAL SERVICES, LLC 05/01/2004 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AXA ADVISORS, LLC SHAREHOLDER indirect 2004-11-01
PLANMEMBER SECURITIES CORPORATION SHAREHOLDER indirect 2004-11-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 2004-05-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER indirect 2004-05-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 2004-05-01
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC SHAREHOLDER indirect 2004-11-01
PLANMEMBER ASSET MANAGEMENT CORPORATION SHAREHOLDER indirect 2004-11-01
ALLIANCEBERNSTEIN CORPORATION 0.1% GENERAL PARTNER INTEREST ALLIANCEBERNSTEIN HOLDING L.P. 04/01/1988 Indirect Other
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 1971-01-01
ALLIANCEBERNSTEIN L.P. 0.1% GENERAL PARTNER INTEREST indirect 1988-04-01
SANFORD C. BERSTEIN & CO., LLC GENERAL PARTNER indirect 1999-04-01 2004-03-30
ALLIANCE CAPITAL MANAGEMENT HOLDING L P GENERAL PARTNER OF REGISTRANT direct 1999-04-01 2006-03-30
AXA EQUITABLE FINANCIAL SERVICES, LLC 100% SHAREHOLDER MONY LIFE INSURANCE COMPANY OF AMERICA 10/01/2004 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 1999-09-01
AXA ADVISORS, LLC SHAREHOLDER indirect 2002-06-01
PLANMEMBER SECURITIES CORPORATION SHAREHOLDER indirect 2002-06-01
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC SHAREHOLDER indirect 2002-06-01
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES SHAREHOLDER direct 2002-06-01
PLANMEMBER ASSET MANAGEMENT CORPORATION SHAREHOLDER indirect 2002-06-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 2004-10-01
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES MEMBER direct 2002-06-01 2003-03-28
SANFORD C. BERSTEIN & CO., LLC STOCKHOLDER indirect 1999-09-01 2004-03-30
AXA INVESTMENT MANAGERS, S.A. 100% SHAREHOLDER AXA INVESTMENT MANAGERS HOLDING U.S., INC. 12/01/1998 Indirect 75% or more
ALPHA UNIT HOLDINGS, INC. 100% SHAREHOLDER ALLIANCEBERNSTEIN CORPORATION 12/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. SHARHOLDER direct 2018-05-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 2018-12-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER direct 2018-12-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 2018-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ALLIANCEBERNSTEIN SECURITIZED ASSETS MASTER FUND, L.P. Cayman Islands 805-8324349894 Hedge Fund 2,292,954,000 5,000,000 Master Fund
ALLIANCEBERNSTEIN U.S. REAL ESTATE PARTNERS L.P. United States 805-5553062873 Hedge Fund 289,845,000 250,000 Master Fund
AB ARYA PARTNERS (CAYMAN) FUND, L.P. Cayman Islands 805-1539377236 Hedge Fund 364,676,506 250,000
BERNSTEIN ALTERNATIVE INVESTMENT STRATEGIES, LLC - BERNSTEIN ALTERNATIVE INVESTMENT STRATEGIES United States 805-6053056176 Hedge Fund 137,117,869 500,000 Fund of Funds
BERNSTEIN ALTERNATIVE INVESTMENT STRATEGIES, LLC - BERNSTEIN MULTI-MANAGER HEDGE FUND PORTFOLIO United States 805-6376864156 Hedge Fund 180,634,000 500,000 Fund of Funds
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST-AB GLOBAL RESEARCH INSIGHTS SERIES United States 805-1828627958 Other Private Fund PRIVATE FUND 1,133,673,162 250,000
AB ARYA PARTNERS (LUXEMBOURG) FUND, SICAV-RAIF S.C.SP. Luxembourg 805-1904606750 Hedge Fund 1,859,107,000 5,000,000 Master Fund
AB COMMERCIAL REAL ESTATE DEBT FUND, SICAV-SIF S.C.SP. Luxembourg 805-8369005337 Other Private Fund LUX FUND 662,464,685 25,000,000
W.P. STEWART HOLDINGS FUND Luxembourg 805-1606722425 Hedge Fund 432,893,000 50,000
ALLIANCEBERNSTEIN FINANCIAL SERVICES OPPORTUNITIES MASTER FUND, L.P. United States 805-1120689111 Hedge Fund 10,150 250,000 Master Fund
AB EOF WEATHERLY CO-INVEST, L.P. United States 805-6900838948 Hedge Fund 15,790,000 250,000
ALLIANCEBERNSTEIN INSTITUTIONAL FUND - US STYLE BLEND FUND United States 805-4068434644 Other Private Fund INSTITUTIONAL FUND 0 5,000,000
AB ARYA PARTNERS (DELAWARE) FUND, L.P. United States 805-3265800610 Hedge Fund 624,792,995 250,000
BERNSTEIN GLOBAL OPPORTUNITIES OFFSHORE (CAYMAN) LTD. Cayman Islands 805-4075338293 Hedge Fund 0 500,000
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN INTERNATIONAL VALUE - UNHEDGED CAP-WEIGHTED SERIES United States 805-9822611282 Other Private Fund DBT 0 5,000,000
ALLIANCEBERNSTEIN U.S. REAL ESTATE PARTNERS II L.P. United States 805-8509969961 Hedge Fund 597,026,000 250,000 Master Fund
ALLIANCEBERNSTEIN STRATEGIES DBT - ALLIANCEBERNSTEIN US STRATEGIC VALUE EXTENSION SERIES United States 805-3856778697 Hedge Fund 0 5,000,000
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN EMERGING MARKETS VALUE SERIES United States 805-3958255102 Other Private Fund DELAWARE BUSINESS TRUST 428,933,290 5,000,000
SANFORD C. BERNSTEIN ADVANCED VALUE OFFSHORE MASTER FUND LTD. Cayman Islands 805-7216645690 Hedge Fund 0 500,000 Master Fund
ALLIANCEBERNSTEIN INSTITUTIONAL FUND - GLOBAL PLUS FIXED INCOME FUND United States 805-2076572093 Other Private Fund INSTITUTIONAL FUND 41,314,480 5,000,000
ABCLO 2007-1, LTD. Cayman Islands 805-9153937241 Hedge Fund 0 0
BERNSTEIN ADVANCED VALUE L.P. United States 805-1849171615 Hedge Fund 114,754,000 500,000
BERNSTEIN GLOBAL OPPORTUNITIES L.P. United States 805-8930910816 Hedge Fund 0 500,000
AB ENERGY OPPORTUNITY DELAWARE FUND II LP United States 805-5750921427 Hedge Fund 133,000 250,000 Feeder Fund
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - ALLIANCEBERNSTEIN EUROPEAN OPPORTUNITIES SERIES United States 805-9479999398 Other Private Fund PRIVATE FUND 823,823,390 5,000,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - AB OPTIONS RETURN ADVANTAGE SERIES United States 805-2706857490 Other Private Fund PRIVATE FUND 0 5,000,000
AB COMMERCIAL REAL ESTATE DEBT FUND III, SICAV-SIF S.C.SP. Luxembourg 805-9685437027 Other Private Fund LUX FUND 513,781,157 25,000,000
ALLIANCEBERNSTEIN SELECT US EQUITY HOLDINGS LP United States 805-4379556060 Other Private Fund PRIVATE FUND 246,316,937 5,000,000 Master Fund
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - AB EMERGING MARKETS DEBT OPPORTUNITIES SERIES United States 805-5149856184 Other Private Fund INSTITUTIONAL FUND 358,862,523 5,000,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - AB EMERGING MARKETS STRATEGIC CORE EQUITY SERIES United States 805-8628880454 Other Private Fund INSTITUTIONAL FUND 15,246,644 5,000,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - AB GLOBAL RESEARCH INSIGHTS SERIES II United States 805-4715576314 Other Private Fund PRIVATE FUND 230,904,713 500,000
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN INTERNATIONAL VALUE SERIES United States 805-2128077400 Other Private Fund DBT 93,009,605 5,000,000
ALLIANCEBERNSTEIN SELECT US EQUITY LONG/SHORT HOLDINGS LP United States 805-6346375854 Hedge Fund 62,476,042 5,000,000 Master Fund
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - ALLIANCEBERNSTEIN INTERNATIONAL RESEARCH GROWTH SERIES United States 805-1203329060 Other Private Fund DELAWARE BUSINESS TRUST 0 5,000,000
ALLIANCEBERNSTEIN NEXT 50 EMERGING MARKETS (DELAWARE) FUND, L.P. United States 805-1677473550 Hedge Fund 426,232,000 250,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - ALLIANCEBERNSTEIN INTERNATIONAL ALL-COUNTRY PASSIVE SERIES United States 805-2453565802 Other Private Fund INSTITUTIONAL FUND 72,064,652 5,000,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - ALLIANCEBERNSTEIN FUNDAMENTAL INTERNATIONAL SMALL CAP SERIES United States 805-8499294162 Other Private Fund INSTITUTIONAL FUND 96,943,521 5,000,000
AB EOF ELK PETROLEUM CO-INVEST, L.P. United States 805-7812013631 Hedge Fund 17,435,000 250,000
AB EARLY STAGE MANAGER (DELAWARE) FUND L.P. United States 805-7580714133 Hedge Fund 54,403,000 250,000 Fund of Funds
AB FINANCIAL SERVICES OPPORTUNITIES MASTER FUND L.P. United States 805-3411574851 Hedge Fund 468,231,000 250,000 Master Fund
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN TAX-MANAGED INTERNATIONAL BLEND SERIES United States 805-5935982495 Other Private Fund DBT 483,949,061 5,000,000
ALLIANCEBERNSTEIN INSTITUTIONAL FUND - INTERNATIONAL LARGE CAP GROWTH FUND United States 805-6334528824 Other Private Fund INSTITUTIONAL FUND 32 5,000,000
REVELSTOKE CDO I LIMITED Cayman Islands 805-5747237167 Other Private Fund CDO 264,290,835 0
ALLIANCEBERNSTEIN VENTURE FUND I, L.P. United States 805-7629349884 Private Equity Fund 0 0
AB NEXT 50 EMERGING MARKETS (LUXEMBOURG) FUND SICAV-SIF S.C.SP. Luxembourg 805-1852908946 Hedge Fund 92,117,211 10,000,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - ALLIANCEBERNSTEIN INTERNATIONAL STRATEGIC EQUITIES SERIES United States 805-8605771878 Other Private Fund INSTITUTIONAL FUND 151,123,048 1,000,000
AB ENERGY OPPORTUNITY FUND, L.P. United States 805-9515973195 Hedge Fund 335,550,000 250,000 Master Fund
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN TAX-MANAGED GLOBAL STYLE BLEND SERIES United States 805-1692104218 Other Private Fund DBT 577,395,235 5,000,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - AB INTERNATIONAL RESEARCH INSIGHTS SERIES United States 805-3181401363 Other Private Fund PRIVATE FUND 183,539,843 250,000
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN GLOBAL STRATEGIC VALUE SERIES United States 805-2879415445 Other Private Fund DBT 0 5,000,000
ALLIANCEBERNSTEIN GROUP TRUST - EMERGING MARKETS FUND United States 805-5508514307 Other Private Fund GROUP TRUST 198,648,362 5,000,000
AB ENERGY OPPORTUNITY (CAYMAN) FEEDER FUND II, L.P. Cayman Islands 805-1558722459 Hedge Fund 0 250,000 Feeder Fund
ALLIANCEBERNSTEIN U.S. REAL ESTATE PARTNERS (AIV 2) L.P. United States 805-2241172872 Real Estate Fund 289,845,000 250,000
ALLIANCEBERNSTEIN U.S. REAL ESTATE PARTNERS (AIV 1) L.P. United States 805-8909465072 Real Estate Fund 289,845,000 250,000
ALLIANCEBERNSTEIN US REAL ESTATE PARTNERS (REIT AIV) L.P. United States 805-7577606797 Real Estate Fund 289,845,000 250,000
ALLIANCEBERNSTEIN FINANCIAL SERVICES OPPORTUNITIES CAYMAN FUND, L.P Cayman Islands 805-5602716319 Hedge Fund 56,109,971 250,000 Feeder Fund
ALLIANCEBERNSTEIN FINANCIAL SERVICES OPPORTUNITIES DELAWARE FUND, L.P. United States 805-4004134439 Hedge Fund 0 250,000 Feeder Fund
AB ENERGY OPPORTUNITY (CAYMAN) AIV FUND II, L.P. Cayman Islands 805-2447953337 Hedge Fund 0 250,000 Master Fund
AB ENERGY OPPORTUNITY (DELAWARE) AIV FUND II, L.P. United States 805-7133758826 Hedge Fund 5,246,000 250,000 Master Fund
ALLIANCEBERNSTEIN US REAL ESTATE FUND II (AIV1) LP United States 805-8685302256 Real Estate Fund 597,026,000 250,000
ALLIANCEBERNSTEIN MULTI-MANAGER HEDGE FUND PORTFOLIO, LTD. Cayman Islands 805-6375580002 Hedge Fund 53,895,000 5,000,000 Fund of Funds
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN GLOBAL STYLE BLEND SERIES United States 805-7037676776 Other Private Fund DBT 115,147,734 5,000,000
AB ARYA PARTNERS (CAYMAN) FUND, LTD. Cayman Islands 805-7545513419 Hedge Fund 67,956,504 5,000,000 Feeder Fund
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST-AB INTERNATIONAL RESEARCH INSIGHTS HARVESTING SERIES T United States 805-8801648979 Other Private Fund PRIVATE FUND 42,638,315 250,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST AB INTERNATIONAL STRATEGIC EQUITIES HARVESTING SERIES T United States 805-9176700778 Other Private Fund PRIVATE FUND 71,908,196 1,000,000

ALLIANCEBERNSTEIN L.P.

ownership team - last updated 2018-11-20
Name Title Start Date Direct/Indirect % Ownership
ALLIANCEBERNSTEIN CORPORATION GENERAL PARTNER 10/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. GENERAL PARTNER OF REGISTRANT direct 1999-04-01
ALLIANCEBERNSTEIN L.P. GENERAL PARTNER direct 1999-10-01
CURSITOR ALLIANCE LLC GENERAL PARTNER indirect 1999-04-01 2001-05-23
ALBION ALLIANCE LLC GENERAL PARTNER indirect 1999-04-01 2004-10-13
ALLIANCEBERNSTEIN HOLDING L.P. LIMITED PARTNER 10/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. LIMITED PARTNER direct 1999-10-01
ALBION ALLIANCE LLC LIMITED PARTNER indirect 1999-10-01 2004-10-13
DUVERNE, DENIS, PIERRE MARIE DIRECTOR OF ABC 02/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCE CAPITAL MANAGEMENT CORP DIRECTOR direct 1996-02-01
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 1996-02-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF ABC direct 1996-02-01
EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITE DIRECTOR direct 1998-02-01
MONY LIFE INSURANCE CO OF AMERICA DIRECTOR direct 2004-07-01
MONY LIFE INSURANCE CO DIRECTOR direct 2004-07-01
ALLIANCE CAPITAL MANAGEMENT CORP DIRECTOR OF ACMC direct 1996-02-01 2002-03-28
ALLIANCE CAPITAL MANAGEMENT L P DIRECTOR OF GENERAL PARTNER direct 1996-02-01 2002-04-02
ALLIANCE CAPITAL MANAGEMENT HOLDING L P DIRECTOR OF ACMC direct 1996-02-01 2006-02-27
ALLIANCE CAPITAL MANAGEMENT L P DIRECTOR OF ACMC direct 1996-02-01 2006-02-27
MANLEY, MARK, RANDALL SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST. SECRETARY OF ABC AND CHIEF COMPLIANCE OFFICER 05/01/1984 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN CORPORATION SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER direct 1984-05-01
ALLIANCEBERNSTEIN HOLDING L.P. SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER direct 1984-05-01
ALLIANCEBERNSTEIN L.P. SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST. SECRETARY OF ABC AND CHIEF COMPLIANCE OFFICER direct 1984-05-01
ALLIANCE CAPITAL GLOBAL DERIVATIVES CORP DIRECTOR, SECRETARY AND CHIEF COMPLIANCE OFFICER direct 1991-08-01
ALLIANCE CORPORATE FINANCE GROUP INC VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND ASST SECRETARY direct 1993-03-01
ALLIANCE ASSET ALLOCATION LTD COMPANY SECRETARY direct 1997-11-01
CURSITOR EATON ASSET MANAGEMENT CO COMPANY SECRETARY direct 1997-11-01
CURSITOR ALLIANCE LLC SR. VICE PRESIDENT, ASST. GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 1997-11-01
MEIJI ALLIANCE CAPITAL CORP DIRECTOR & CHIEF COMPLIANCE OFFICER direct 2004-03-01
W.P. STEWART & CO., LTD. DIRECTOR, SVP AND CHIEF COMPLIANCE OFFICER direct 2013-12-01
W.P. STEWART ASSET MANAGEMENT LTD. CHIEF COMPLIANCE OFFICER direct 2013-12-01
ALLIANCEBERNSTEIN PRIVATE CREDIT INVESTORS LLC MANAGER AND CCO direct 2014-06-01
RAMIUS ALTERNATIVE SOLUTIONS LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
ALLIANCE CORPORATE FINANCE GROUP INC VICE PRES. AND ASSIST. SECRETARY direct 1993-03-01 2002-03-27
ALBION ALLIANCE LLC OFFICER direct 1996-08-01 2002-03-27
ALLIANCE CAPITAL MANAGEMENT HOLDING L P SR. VICE PRES., ASST. SEC. & COMP. OFFICER OF ACMC direct 1984-05-01 2002-03-28
ALLIANCE CAPITAL MANAGEMENT CORP SVP., ASST. SEC. & COMP. OFF. OF ACMC direct 1984-05-01 2002-03-28
ALLIANCE CAPITAL MANAGEMENT L P SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, & COMPLIANCE OFFICER OF GENERAL PARTNER direct 1984-05-01 2002-04-02
ALLIANCE CAPITAL MANAGEMENT L P SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, AND COMPLIANCE OFFICER OF ACMC direct 1984-05-01 2004-01-05
ALLIANCE CAPITAL MANAGEMENT CORP SENIOR VICE PRESIDENT, ASSISTANT SECRETARY AND COMPLIANCE OFFICER direct 1984-05-01 2004-01-12
ALLIANCE CAPITAL MANAGEMENT HOLDING L P SENIOR VICE PRESIDENT, ASSISTANT SECRETARY AND COMPLIANCE OFFICER OF ACMC direct 1984-05-01 2004-01-12
ALLIANCE CAPITAL GLOBAL DERIVATIVES CORP SECRETARY AND COMPLIANCE OFFICER direct 1991-08-01 2004-01-12
MEIJI ALLIANCE CAPITAL CORP COMPLIANCE OFFICER direct 1993-06-01 2004-01-12
ALLIANCE CAPITAL MANAGEMENT L P SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, AND CHIEF COMPLIANCE OFFICER OF ACMC direct 1984-05-01 2004-03-30
ALLIANCE CAPITAL MANAGEMENT HOLDING L P SENIOR VICE PRESIDENT, ASSISTANT SECRETARY AND CHIEF COMPLIANCE OFFICER OF ACMC direct 1984-05-01 2004-03-30
ALLIANCE CAPITAL MANAGEMENT L P SVP, COUNSEL AND ASSIST. SECRETARY OF ACMC AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2004-05-27
ALLIANCE CAPITAL MANAGEMENT CORP SENIOR VICE PRESIDENT, ASSISTANT SECRETARY AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2004-10-05
ALLIANCE CAPITAL MANAGEMENT L P SVP, ASST. GENERAL COUNSEL AND ASSIST. SECRETARY OF ACMC AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2004-10-05
ALLIANCE CAPITAL GLOBAL DERIVATIVES CORP SECRETARY AND CHIEF COMPLIANCE OFFICER direct 1991-08-01 2004-10-05
ALLIANCE CORPORATE FINANCE GROUP INC VICE PRESIDENT AND ASSISTANT SECRETARY direct 1993-03-01 2004-10-05
CURSITOR ALLIANCE LLC ASSISTANT SECRETARY direct 1997-11-01 2004-10-06
MEIJI ALLIANCE CAPITAL CORP DIRECTOR & COMPLIANCE OFFICER direct 2004-03-01 2004-10-06
ALLIANCE CAPITAL MANAGEMENT HOLDING L P SENIOR VICE PRESIDENT, ASSISTANT GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER OF ACMC direct 1984-05-01 2004-10-11
ALLIANCE CORPORATE FINANCE GROUP INC SR. VICE PRESIDENT, ASST. GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 1993-03-01 2004-10-11
CURSITOR ALLIANCE LLC SR. VICE PRESIDENT, ASST. GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER OF ACMC direct 1997-11-01 2004-10-11
ALBION ALLIANCE LLC VICE PRESIDENT AND ASSISTANT SECRETARY direct 1996-08-01 2004-10-13
ALLIANCE CAPITAL MANAGEMENT HOLDING L P SENIOR VICE PRESIDENT, ASSISTANT GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2006-02-27
ALLIANCE CAPITAL MANAGEMENT L P SVP, DEPUTY GENERAL COUNSEL AND ASSIST. SECRETARY OF ACMC AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2006-02-27
ALLIANCE CAPITAL MANAGEMENT CORP SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2006-03-30
ALLIANCEBERNSTEIN HOLDING L.P. SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2006-03-30
ALLIANCE CORPORATE FINANCE GROUP INC SR. VICE PRESIDENT, DEPUTY GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 1993-03-01 2006-03-31
ALLIANCEBERNSTEIN L.P. SVP, DEPUTY GENERAL COUNSEL AND ASSIST. SECRETARY OF ABC AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2007-03-26
CRANCH, LAURENCE, EDWARD GENERAL COUNSEL 07/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
W.P. STEWART & CO., LLC SVP AND GENERAL COUNSEL direct 2013-12-01
ALLIANCEBERNSTEIN HOLDING L.P. GENERAL COUNSEL OF ABC direct 2004-07-01
ALLIANCE CAPITAL MANAGEMENT HOLDING L P EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2004-07-01
ALLIANCE CORPORATE FINANCE GROUP INC DIRECTOR direct 2004-11-01
ALLIANCEBERNSTEIN GLOBAL DERIVATIVES CORPORATION SENIOR VICE PRESIDENT direct 2006-11-01
ALLIANCEBERNSTEIN CORPORATION EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2004-07-01
ALLIANCEBERNSTEIN CORPORATION GENERAL COUNSEL direct 2004-07-01
ALLIANCEBERNSTEIN L.P. GENERAL COUNSEL direct 2004-07-01
ALLIANCE CAPITAL MANAGEMENT L P EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2004-07-01
AB CUSTOM ALTERNATIVE SOLUTIONS LLC GENERAL COUNSEL direct 2016-09-01
ACMC, LLC LIMITED PARTNER 01/01/1971 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. LIMITED PARTNER direct 1971-01-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1971-01-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER direct 1971-01-01
ALLIANCE CAPITAL MANAGEMENT HOLDING L P MEMBER indirect 1985-12-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 1999-09-01
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC MEMBER direct 2011-02-01
CURSITOR ALLIANCE LLC 100% OWNER indirect 1985-12-01 2001-05-23
SANFORD C. BERSTEIN & CO., LLC MEMBER indirect 1989-12-01 2004-03-30
SANFORD C. BERSTEIN & CO., LLC STOCKHOLDER indirect 1997-12-01 2004-03-30
SANFORD C. BERSTEIN & CO., LLC STOCKHOLDER indirect 1997-12-01 2004-03-30
ALLIANCE CAPITAL MANAGEMENT L P 100% SHAREHOLDER indirect 1985-12-01 2004-05-27
ALLIANCE CAPITAL MANAGEMENT L P 100% MEMBER indirect 1985-12-01 2004-05-27
ALBION ALLIANCE LLC 100% MEMBER indirect 1985-12-01 2004-10-13
ALLIANCE CAPITAL MANAGEMENT L P LIMITED PARTNER direct 1985-12-01 2015-02-25
ALLIANCE CAPITAL MANAGEMENT CORP 100% MEMBER indirect 1985-12-01 2016-10-10
GINGRICH, JAMES, ANDREW CHIEF OPERATING OFFICER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
SANFORD C. BERNSTEIN & CO., LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER & DIRECTOR direct 2007-02-01
ALLIANCEBERNSTEIN HOLDING L.P. CHAIRMAN & CEO OF SANFORD C. BERNSTEIN & CO., LLC direct 2007-02-01
ALLIANCEBERNSTEIN HOLDING L.P. EXECUTIVE VICE PRESIDENT direct 2007-02-01
ALLIANCEBERNSTEIN HOLDING L.P. CHIEF OPERATING OFFICER direct 2012-01-01
ALLIANCEBERNSTEIN CORPORATION EXECUTIVE VICE PRESIDENT direct 2007-02-01
ALLIANCEBERNSTEIN CORPORATION CHAIRMAN & CEO OF SANFORD C. BERNSTEIN & CO., LLC direct 2007-02-01
ALLIANCEBERNSTEIN CORPORATION CHIEF OPERATING OFFICER OF AB direct 2012-01-01
ALLIANCEBERNSTEIN L.P. EXECUTIVE VICE PRESIDENT direct 2007-02-01
ALLIANCEBERNSTEIN L.P. CHAIRMAN & CEO OF SANFORD C. BERNSTEIN & CO., LLC direct 2007-02-01
ALLIANCEBERNSTEIN L.P. CHIEF OPERATING OFFICER direct 2012-01-01
VAN BRUGGE, ROBERT, PIETER CEO OF SANFORD C. BERNSTEIN & CO., LLC 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
SANFORD C. BERNSTEIN & CO., LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR direct 2011-12-01
ALLIANCEBERNSTEIN HOLDING L.P. CEO SANFORD C. BERNSTEIN & CO., LLC direct 2012-01-01
ALLIANCEBERNSTEIN CORPORATION CEO OF SANFORD C. BERNSTEIN & CO., LLC direct 2012-01-01
ALLIANCEBERNSTEIN L.P. CEO OF SANFORD C. BERNSTEIN & CO., LLC direct 2012-01-01
PEARSON, MARK, NMN DIRECTOR OF AB 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
AXA EQUITABLE LIFE INSURANCE COMPANY CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER direct 2011-02-01
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF AB direct 2011-01-01
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2011-01-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF AB direct 2011-01-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF AB direct 2011-01-01
WEISENSEEL, JOHN, CHARLES CHIEF FINANCIAL OFFICER 05/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
W.P. STEWART & CO., LTD. SVP AND CHIEF FINANCIAL OFFICER direct 2013-12-01
ALLIANCEBERNSTEIN HOLDING L.P. CHIEF FINANCIAL OFFICER direct 2012-05-01
ALLIANCEBERNSTEIN CORPORATION SVP/CHIEF FINANCIAL OFFICER direct 2012-05-01
ALLIANCEBERNSTEIN L.P. CHIEF FINANCIAL OFFICER direct 2012-05-01
STANDARD & POORS DIVISION OF THE MCGRAW HILL COS. INC. SENIOR VICE PRESIENT & TREASURER direct 2004-09-01
STANDARD & POORS DIVISION OF THE MCGRAW HILL COS. INC. SENIOR VICE PRESIDENT & TREASURER direct 2004-09-01
STANDARD & POOR'S SECURITIES EVALUATIONS, INC. TREASURER direct 2004-11-01
MONY LIFE INSURANCE CO OF AMERICA LIMITED PARTNER 10/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. LIMITED PARTNER direct 2004-10-01
AXA IM HOLDING U.S. LIMITED PARTNER 01/01/2016 Direct 10 - 25%
COLISEUM REINSURANCE COMPANY LIMITED PARTNER 03/01/2009 Direct less than 5%
AXA FINANCIAL, INC. LIMITED PARTNER 12/01/2013 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 1999-09-01
FRONTIER TRUST COMPANY, F.S.B. DIRECT OWNER direct 2000-06-01
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES MEMBER indirect 2002-06-01
AXA ADVISORS, LLC MEMBER indirect 2002-06-01
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC MEMBER indirect 2002-06-01
PLANMEMBER SECURITIES CORPORATION MEMBER indirect 2002-06-01
PLANMEMBER ASSET MANAGEMENT CORPORATION MEMBER indirect 2002-06-01
MONY SECURITIES CORPORATION MEMBER indirect 2004-07-01
MONY CAPITAL MANAGEMENT, INC. SHAREHOLDER direct 2004-07-01
MONY LIFE INSURANCE CO OF AMERICA PARENT COMPANY direct 2004-07-01
1740 ADVISERS INC PARENT COMPANY direct 2004-07-01
MONY LIFE INSURANCE CO PARENT COMPANY direct 2004-07-01
ENTERPRISE CAPITAL MANAGEMENT, INC. PARENT COMPANY indirect 2004-07-01
ALLIANCEBERNSTEIN L.P. LIMITED PARTNER direct 2013-12-01
EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITE SHAREHOLDER indirect 1999-09-01 2001-01-31
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES MEMBER indirect 1999-09-01 2001-03-29
AXA ADVISORS, LLC MEMBER indirect 1999-09-01 2001-05-07
EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITE SHAREHOLDER direct 1999-09-01 2001-07-19
EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITE SHAREHOLDER indirect 1999-09-01 2001-07-19
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES MEMBER indirect 1999-09-01 2001-07-19
AXA ADVISORS, LLC MEMBER indirect 1999-09-01 2001-11-14
AXA ADVISORS, LLC SHAREHOLDER indirect 1999-09-01 2001-11-14
SANFORD C. BERSTEIN & CO., LLC MEMBER indirect 1999-09-01 2002-03-27
AXA ADVISORS, LLC MEMBER indirect 2002-01-01 2002-07-01
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES SHAREHOLDER indirect 1992-07-01 2003-01-29
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES SHAREHOLDER direct 2002-01-01 2003-01-29
AXA ADVISORS, LLC SHAREHOLDER indirect 1992-07-01 2003-03-28
SANFORD C. BERNSTEIN & CO., LLC MEMBER indirect 1999-09-01 2004-03-30
INDEPENDENT PORTFOLIO CONSULTANTS, INC. HOLDING COMPANY indirect 2004-07-01 2004-08-05
ADVEST, INC. PARENT OF THE MONY GROUP INC. direct 2004-07-01 2004-08-05
ADVEST, INC. ULTIMATE PARENT OF THE ADVEST GROUP INC. direct 2004-07-01 2004-08-06
ALLIANCE CAPITAL MANAGEMENT L P 100% SHAREHOLDER indirect 1999-09-01 2004-09-14
MONY REALTY CAPITAL, INC. OWNER OF 100% OF STOCK OF ADVISER direct 2004-07-01 2004-11-29
BOSTON ADVISORS, INC. SHAREHOLDER indirect 2004-07-01 2005-03-30
INDEPENDENT PORTFOLIO CONSULTANTS, INC. PARENT indirect 2004-07-01 2005-11-11
ADVEST, INC. PARENT OF ADVEST GROUP, INC. indirect 2004-07-01 2005-11-16
AXA ADVISORS, LLC MEMBER indirect 2002-06-01 2007-12-06
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC MEMBER indirect 2002-06-01 2012-09-06
ALLIANCE CAPITAL MANAGEMENT L P 100% SHAREHOLDER indirect 1999-09-01 2015-03-31
LESSER, DAVID, MICHAEL CORPORATE SECRETARY 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN CORPORATION CORPORATE SECRETARY direct 2016-09-01
ALLIANCEBERNSTEIN L.P. CORPORATE SECRETARY direct 2016-09-01
AB CUSTOM ALTERNATIVE SOLUTIONS LLC ASSISTANT SECRETARY direct 2016-09-01
AB CUSTOM ALTERNATIVE SOLUTIONS LLC CORPORATE SECRETARY direct 2016-09-01
W.P. STEWART ASSET MANAGEMENT LTD. CORPORATE SECRETARY direct 2016-09-01
AB PRIVATE CREDIT INVESTORS LLC MANAGER direct 2014-06-01
AB PRIVATE CREDIT INVESTORS LLC CORPORATE SECRETARY direct 2014-06-01
W.P. STEWART & CO., LTD. VP AND ASSISTANT SECRETARY direct 2013-12-01
W.P. STEWART & CO., LLC CORPORATE SECRETARY direct 2013-12-01
ALLIANCEBERNSTEIN HOLDING L.P. CORPORATE SECRETARY direct 2016-09-01
ALLIANCEBERNSTEIN GLOBAL DERIVATIVES CORPORATION CORPORATE SECRETARY direct 2016-09-01
BERNSTEIN, SETH, PERRY CEO 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROBERT FLEMING INC. GLOBAL HEAD OF FIXED INCOME/MANAGING DIRECTOR direct 2002-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED GLOBAL HEAD OF FIXED INCOME/MANAGING DIRECTOR direct 2002-10-01
ALLIANCEBERNSTEIN HOLDING L.P. CEO OF ABC direct 2017-05-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. GLOBAL HEAD OF FIXED INCOME/MANAGING DIRECTOR direct 2002-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. GLOBAL HEAD OF FIXED INCOME/MANAGING DIRECTOR direct 2002-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF FIXED INCOME/MANAGING DIRECTOR direct 2006-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR/GLOBAL HEAD OF FIXED INCOME direct 2006-03-01
JPMORGAN INVESTMENT ADVISORS INC. DIRECTOR/MANAGING DIRECTOR direct 2006-03-01
ALLIANCEBERNSTEIN GLOBAL DERIVATIVES CORPORATION CHIEF EXECUTIVE OFFICER OF ABLP direct 2017-05-01
ALLIANCEBERNSTEIN CORPORATION CEO OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN L.P. CEO direct 2017-05-01
J.P. MORGAN PRIVATE INVESTMENTS INC. DIRECTOR direct 2016-04-01
ZOELLICK, ROBERT, BRUCE CHAIRMAN AND DIRECTOR OF ABC 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. CHAIRMAN AND DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN HOLDING L.P. CHAIRMAN AND DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN CORPORATION CHAIRMAN AND DIRECTOR OF ABC direct 2017-05-01
ALLIANCE CAPITAL MANAGEMENT HOLDING L P DIRECTOR OF ACMC direct 1997-02-01 2001-01-30
FALLON-WALSH, BARBARA, ANNE DIRECTOR OF ABC 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF ABC direct 2017-05-01
AXA ROSENBERG INVESTMENT MANAGEMENT LLC DIRECTOR direct 2014-05-01
AXA INVESTMENT MANAGERS INC DIRECTOR direct 2016-08-01
MALMSTROM, ANDERS, BJORN DIRECTOR OF ABC 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
AXA ADVISORS, LLC DIRECTOR direct 2012-07-01
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF ABC direct 2017-05-01
KAYE, DANIEL, GEORGE DIRECTOR OF ABC 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF ABC direct 2017-05-01
DEOLIVEIRA, RAMON, EUGENE DIRECTOR OF ABC 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF ABC direct 2017-05-01
SIXTY WALL STREET SBIC CORP CHAIRMAN direct 2001-01-01 2002-09-10
SIXTY WALL STREET MANAGEMENT COMPANY, LLC CHAIRMAN direct 2001-01-01 2002-09-10
AUDET, PAUL, LOUIS DIRECTOR OF ABC 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK ADVISORS, INC DIRECTOR direct 1999-04-01 2005-07-22
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 1999-04-01 2005-07-22
BLACKROCK (JAPAN) INC. CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 1999-04-01 2005-07-22
BLACKROCK INTERNATIONAL, LTD. CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 1999-04-01 2005-07-22
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2000-02-01 2005-07-22
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 2005-01-01 2005-07-22
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION DIRECTOR direct 1999-04-01 2007-03-29
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION DIRECTOR & CHIEF FINANCIAL OFFICER direct 1999-04-01 2007-10-31
BLACKROCK INTERNATIONAL, LTD. CHIEF FINANCIAL OFFICER direct 2007-04-01 2007-10-31
BLACKROCK INVESTMENT MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2007-04-01 2007-10-31
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2007-04-01 2007-10-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2007-04-01 2007-10-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2007-04-01 2007-10-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF FINANCIAL OFFICER direct 2007-04-01 2008-03-07
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 1999-04-01 2008-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 2007-04-01 2008-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 2007-04-01 2008-03-31
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 2007-04-01 2008-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 2007-04-01 2008-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 2007-04-01 2008-04-10
BLACKROCK REALTY ADVISORS INC VICE CHAIRMAN direct 2008-06-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2008-08-01 2009-04-07
BLACKROCK CAPITAL MANAGEMENT, INC. MANAGING DIRECTOR & DIRECTOR direct 2008-06-01 2010-03-31
BLACKROCK ADVISORS, LLC DIRECTOR direct 2008-06-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION DIRECTOR direct 2008-06-01 2010-03-31
BLACKROCK REALTY ADVISORS INC DIRECTOR, CHIEF EXECUTIVE OFFICER, AND MANAGING DIRECTOR direct 2009-12-01 2011-06-15
LEIBOWITZ, SHELLEY, B DIRECTOR OF ABC 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2017-11-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF ABC direct 2017-11-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF ABC direct 2017-11-01
NARAYANDAS, DAS, NMN DIRECTOR OF ABC 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2017-11-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF ABC direct 2017-11-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF ABC direct 2017-11-01
AXA, S.A. 100% SHAREHOLDER AXA AMERICA HOLDINGS, INC. 03/01/1999 Indirect 75% or more
AXA FINANCIAL, INC. 100% SHAREHOLDER AXA EQUITABLE FINANCIAL SERVICES, LLC 09/01/1999 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 1999-09-01
FRONTIER TRUST COMPANY, F.S.B. DIRECT OWNER direct 2000-06-01
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES MEMBER indirect 2002-06-01
AXA ADVISORS, LLC MEMBER indirect 2002-06-01
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC MEMBER indirect 2002-06-01
PLANMEMBER SECURITIES CORPORATION MEMBER indirect 2002-06-01
PLANMEMBER ASSET MANAGEMENT CORPORATION MEMBER indirect 2002-06-01
MONY SECURITIES CORPORATION MEMBER indirect 2004-07-01
MONY CAPITAL MANAGEMENT, INC. SHAREHOLDER direct 2004-07-01
MONY LIFE INSURANCE CO OF AMERICA PARENT COMPANY direct 2004-07-01
1740 ADVISERS INC PARENT COMPANY direct 2004-07-01
MONY LIFE INSURANCE CO PARENT COMPANY direct 2004-07-01
ENTERPRISE CAPITAL MANAGEMENT, INC. PARENT COMPANY indirect 2004-07-01
ALLIANCEBERNSTEIN L.P. LIMITED PARTNER direct 2013-12-01
EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITE SHAREHOLDER indirect 1999-09-01 2001-01-31
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES MEMBER indirect 1999-09-01 2001-03-29
AXA ADVISORS, LLC MEMBER indirect 1999-09-01 2001-05-07
EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITE SHAREHOLDER direct 1999-09-01 2001-07-19
EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITE SHAREHOLDER indirect 1999-09-01 2001-07-19
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES MEMBER indirect 1999-09-01 2001-07-19
AXA ADVISORS, LLC MEMBER indirect 1999-09-01 2001-11-14
AXA ADVISORS, LLC SHAREHOLDER indirect 1999-09-01 2001-11-14
SANFORD C. BERSTEIN & CO., LLC MEMBER indirect 1999-09-01 2002-03-27
AXA ADVISORS, LLC MEMBER indirect 2002-01-01 2002-07-01
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES SHAREHOLDER indirect 1992-07-01 2003-01-29
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES SHAREHOLDER direct 2002-01-01 2003-01-29
AXA ADVISORS, LLC SHAREHOLDER indirect 1992-07-01 2003-03-28
SANFORD C. BERNSTEIN & CO., LLC MEMBER indirect 1999-09-01 2004-03-30
INDEPENDENT PORTFOLIO CONSULTANTS, INC. HOLDING COMPANY indirect 2004-07-01 2004-08-05
ADVEST, INC. PARENT OF THE MONY GROUP INC. direct 2004-07-01 2004-08-05
ADVEST, INC. ULTIMATE PARENT OF THE ADVEST GROUP INC. direct 2004-07-01 2004-08-06
ALLIANCE CAPITAL MANAGEMENT L P 100% SHAREHOLDER indirect 1999-09-01 2004-09-14
MONY REALTY CAPITAL, INC. OWNER OF 100% OF STOCK OF ADVISER direct 2004-07-01 2004-11-29
BOSTON ADVISORS, INC. SHAREHOLDER indirect 2004-07-01 2005-03-30
INDEPENDENT PORTFOLIO CONSULTANTS, INC. PARENT indirect 2004-07-01 2005-11-11
ADVEST, INC. PARENT OF ADVEST GROUP, INC. indirect 2004-07-01 2005-11-16
AXA ADVISORS, LLC MEMBER indirect 2002-06-01 2007-12-06
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC MEMBER indirect 2002-06-01 2012-09-06
ALLIANCE CAPITAL MANAGEMENT L P 100% SHAREHOLDER indirect 1999-09-01 2015-03-31
AXA EQUITABLE FINANCIAL SERVICES, LLC 100% SHAREHOLDER AXA EQUITABLE LIFE INSURANCE COMPANY 09/01/1999 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 1999-09-01
AXA ADVISORS, LLC SHAREHOLDER indirect 2002-06-01
PLANMEMBER SECURITIES CORPORATION SHAREHOLDER indirect 2002-06-01
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC SHAREHOLDER indirect 2002-06-01
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES SHAREHOLDER direct 2002-06-01
PLANMEMBER ASSET MANAGEMENT CORPORATION SHAREHOLDER indirect 2002-06-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 2004-10-01
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES MEMBER direct 2002-06-01 2003-03-28
SANFORD C. BERSTEIN & CO., LLC STOCKHOLDER indirect 1999-09-01 2004-03-30
AXA AMERICA HOLDINGS, INC. 100% SHAREHOLDER AXA FINANCIAL, INC. 05/01/2004 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AXA ADVISORS, LLC SHAREHOLDER indirect 2004-11-01
PLANMEMBER SECURITIES CORPORATION SHAREHOLDER indirect 2004-11-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 2004-05-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER indirect 2004-05-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 2004-05-01
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC SHAREHOLDER indirect 2004-11-01
PLANMEMBER ASSET MANAGEMENT CORPORATION SHAREHOLDER indirect 2004-11-01
AXA EQUITABLE LIFE INSURANCE COMPANY 100% SHAREHOLDER ACMC, LLC 09/01/1999 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. LIMITED PARTNER direct 1971-01-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1971-01-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER direct 1971-01-01
ALLIANCE CAPITAL MANAGEMENT HOLDING L P MEMBER indirect 1985-12-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 1999-09-01
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC MEMBER direct 2011-02-01
CURSITOR ALLIANCE LLC 100% OWNER indirect 1985-12-01 2001-05-23
SANFORD C. BERSTEIN & CO., LLC MEMBER indirect 1989-12-01 2004-03-30
SANFORD C. BERSTEIN & CO., LLC STOCKHOLDER indirect 1997-12-01 2004-03-30
SANFORD C. BERSTEIN & CO., LLC STOCKHOLDER indirect 1997-12-01 2004-03-30
ALLIANCE CAPITAL MANAGEMENT L P 100% SHAREHOLDER indirect 1985-12-01 2004-05-27
ALLIANCE CAPITAL MANAGEMENT L P 100% MEMBER indirect 1985-12-01 2004-05-27
ALBION ALLIANCE LLC 100% MEMBER indirect 1985-12-01 2004-10-13
ALLIANCE CAPITAL MANAGEMENT L P LIMITED PARTNER direct 1985-12-01 2015-02-25
ALLIANCE CAPITAL MANAGEMENT CORP 100% MEMBER indirect 1985-12-01 2016-10-10
AXA EQUITABLE LIFE INSURANCE COMPANY 100% SHAREHOLDER ALLIANCEBERNSTEIN CORPORATION 01/01/1971 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. LIMITED PARTNER direct 1971-01-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1971-01-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER direct 1971-01-01
ALLIANCE CAPITAL MANAGEMENT HOLDING L P MEMBER indirect 1985-12-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 1999-09-01
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC MEMBER direct 2011-02-01
CURSITOR ALLIANCE LLC 100% OWNER indirect 1985-12-01 2001-05-23
SANFORD C. BERSTEIN & CO., LLC MEMBER indirect 1989-12-01 2004-03-30
SANFORD C. BERSTEIN & CO., LLC STOCKHOLDER indirect 1997-12-01 2004-03-30
SANFORD C. BERSTEIN & CO., LLC STOCKHOLDER indirect 1997-12-01 2004-03-30
ALLIANCE CAPITAL MANAGEMENT L P 100% SHAREHOLDER indirect 1985-12-01 2004-05-27
ALLIANCE CAPITAL MANAGEMENT L P 100% MEMBER indirect 1985-12-01 2004-05-27
ALBION ALLIANCE LLC 100% MEMBER indirect 1985-12-01 2004-10-13
ALLIANCE CAPITAL MANAGEMENT L P LIMITED PARTNER direct 1985-12-01 2015-02-25
ALLIANCE CAPITAL MANAGEMENT CORP 100% MEMBER indirect 1985-12-01 2016-10-10
ALLIANCEBERNSTEIN CORPORATION 0.1% GENERAL PARTNER INTEREST ALLIANCEBERNSTEIN HOLDING L.P. 04/01/1988 Indirect Other
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 1971-01-01
ALLIANCEBERNSTEIN L.P. 0.1% GENERAL PARTNER INTEREST indirect 1988-04-01
SANFORD C. BERSTEIN & CO., LLC GENERAL PARTNER indirect 1999-04-01 2004-03-30
ALLIANCE CAPITAL MANAGEMENT HOLDING L P GENERAL PARTNER OF REGISTRANT direct 1999-04-01 2006-03-30
AXA EQUITABLE FINANCIAL SERVICES, LLC 100% SHAREHOLDER MONY LIFE INSURANCE COMPANY OF AMERICA 10/01/2004 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 1999-09-01
AXA ADVISORS, LLC SHAREHOLDER indirect 2002-06-01
PLANMEMBER SECURITIES CORPORATION SHAREHOLDER indirect 2002-06-01
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC SHAREHOLDER indirect 2002-06-01
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES SHAREHOLDER direct 2002-06-01
PLANMEMBER ASSET MANAGEMENT CORPORATION SHAREHOLDER indirect 2002-06-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 2004-10-01
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES MEMBER direct 2002-06-01 2003-03-28
SANFORD C. BERSTEIN & CO., LLC STOCKHOLDER indirect 1999-09-01 2004-03-30
AXA S.A. 100% SHAREHOLDER AXA INVESTMENT MANAGERS, S.A. 06/01/1997 Indirect 75% or more
AXA INVESTMENT MANAGERS, S.A. 100% SHAREHOLDER AXA INVESTMENT MANAGERS HOLDING U.S., INC. 12/01/1998 Indirect 75% or more

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ALLIANCEBERNSTEIN US REAL ESTATE FUND II (AIV1) LP United States 805-8685302256 Real Estate Fund 900,185,500 250,000
ALLIANCEBERNSTEIN MULTI-MANAGER HEDGE FUND PORTFOLIO, LTD. Cayman Islands 805-6375580002 Hedge Fund 95,566,281 5,000,000 Fund of Funds
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN GLOBAL STYLE BLEND SERIES United States 805-7037676776 Other Private Fund DBT 86,002,701 5,000,000
ALLIANCEBERNSTEIN SELECT US EQUITY LONG/SHORT HOLDINGS LP United States 805-6346375854 Hedge Fund 87,379,677 5,000,000 Master Fund
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN INTERNATIONAL VALUE SERIES United States 805-2128077400 Other Private Fund DBT 115,620,463 5,000,000
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN TAX-MANAGED INTERNATIONAL BLEND SERIES United States 805-5935982495 Other Private Fund DBT 84,568,050 5,000,000
ALLIANCEBERNSTEIN INSTITUTIONAL FUND - INTERNATIONAL LARGE CAP GROWTH FUND United States 805-6334528824 Other Private Fund INSTITUTIONAL FUND 82,248,654 5,000,000
REVELSTOKE CDO I LIMITED Cayman Islands 805-5747237167 Other Private Fund CDO 224,580,725 0
ALLIANCEBERNSTEIN VENTURE FUND I, L.P. United States 805-7629349884 Private Equity Fund 942,189 0
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - ALLIANCEBERNSTEIN INTERNATIONAL RESEARCH GROWTH SERIES United States 805-1203329060 Other Private Fund DELAWARE BUSINESS TRUST 5,781,533 5,000,000
ALLIANCEBERNSTEIN NEXT 50 EMERGING MARKETS (DELAWARE) FUND, L.P. United States 805-1677473550 Other Private Fund OTHER PRIVATE FUND 248,043,090 250,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - ALLIANCEBERNSTEIN INTERNATIONAL ALL-COUNTRY PASSIVE SERIES United States 805-2453565802 Other Private Fund INSTITUTIONAL FUND 186,418,208 5,000,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - ALLIANCEBERNSTEIN FUNDAMENTAL INTERNATIONAL SMALL CAP SERIES United States 805-8499294162 Other Private Fund INSTITUTIONAL FUND 117,712,098 5,000,000
AB EOF ELK PETROLEUM CO-INVEST, L.P. United States 805-7812013631 Hedge Fund 17,683,871 250,000
AB EARLY STAGE MANAGER (DELAWARE) FUND L.P. United States 805-7580714133 Hedge Fund 116,415,190 250,000 Fund of Funds
AB FINANCIAL SERVICES OPPORTUNITIES MASTER FUND L.P. United States 805-3411574851 Hedge Fund 230,493,970 250,000 Master Fund
AB NEXT 50 EMERGING MARKETS (LUXEMBOURG) FUND SICAV-SIF S.C.SP. Luxembourg 805-1852908946 Other Private Fund OTHER PRIVATE FUND 290,252,545 10,000,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - ALLIANCEBERNSTEIN INTERNATIONAL STRATEGIC EQUITIES SERIES United States 805-8605771878 Other Private Fund INSTITUTIONAL FUND 149,854,348 1,000,000
AB ENERGY OPPORTUNITY FUND, L.P. United States 805-9515973195 Hedge Fund 240,482,178 250,000 Master Fund
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST-AB GLOBAL RESEARCH INSIGHTS SERIES United States 805-1828627958 Other Private Fund PRIVATE FUND 1,257,041,976 250,000
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN TAX-MANAGED GLOBAL STYLE BLEND SERIES United States 805-1692104218 Other Private Fund DBT 276,327,680 5,000,000
ALLIANCEBERNSTEIN SECURITIZED ASSETS MASTER FUND, L.P. Cayman Islands 805-8324349894 Hedge Fund 1,787,036,189 5,000,000 Master Fund
ALLIANCEBERNSTEIN U.S. REAL ESTATE PARTNERS L.P. United States 805-5553062873 Real Estate Fund 335,831,801 250,000 Master Fund
AB ARYA PARTNERS (CAYMAN) FUND, L.P. Cayman Islands 805-1539377236 Hedge Fund 249,028,469 250,000
BERNSTEIN ALTERNATIVE INVESTMENT STRATEGIES, LLC - BERNSTEIN ALTERNATIVE INVESTMENT STRATEGIES United States 805-6053056176 Hedge Fund 178,562,319 500,000 Fund of Funds
BERNSTEIN ALTERNATIVE INVESTMENT STRATEGIES, LLC - BERNSTEIN MULTI-MANAGER HEDGE FUND PORTFOLIO United States 805-6376864156 Hedge Fund 221,948,285 500,000 Fund of Funds
AB ARYA PARTNERS (LUXEMBOURG) FUND, SICAV-RAIF S.C.SP. Luxembourg 805-1904606750 Other Private Fund OTHER PRIVATE FUND 457,533,407 5,000,000
AB COMMERCIAL REAL ESTATE DEBT FUND, SICAV-SIF S.C.SP. Luxembourg 805-8369005337 Private Equity Fund 863,742,577 25,000,000
W.P. STEWART HOLDINGS FUND Luxembourg 805-1606722425 Other Private Fund OTHER PRIVATE FUND 466,883,569 50,000
ALLIANCEBERNSTEIN FINANCIAL SERVICES OPPORTUNITIES MASTER FUND, L.P. United States 805-1120689111 Hedge Fund 157,702,648 250,000 Master Fund
AB EOF WEATHERLY CO-INVEST, L.P. United States 805-6900838948 Hedge Fund 15,933,670 250,000
ALLIANCEBERNSTEIN INSTITUTIONAL FUND - US STYLE BLEND FUND United States 805-4068434644 Other Private Fund INSTITUTIONAL FUND 59,207,433 5,000,000
AB ARYA PARTNERS (DELAWARE) FUND, L.P. United States 805-3265800610 Other Private Fund OTHER PRIVATE FUND 295,012,541 250,000
BERNSTEIN GLOBAL OPPORTUNITIES OFFSHORE (CAYMAN) LTD. Cayman Islands 805-4075338293 Hedge Fund 29,729,379 500,000
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN INTERNATIONAL VALUE - UNHEDGED CAP-WEIGHTED SERIES United States 805-9822611282 Other Private Fund DBT 60,194,266 5,000,000
ALLIANCEBERNSTEIN U.S. REAL ESTATE PARTNERS II L.P. United States 805-8509969961 Real Estate Fund 900,185,500 250,000 Master Fund
ALLIANCEBERNSTEIN STRATEGIES DBT - ALLIANCEBERNSTEIN US STRATEGIC VALUE EXTENSION SERIES United States 805-3856778697 Hedge Fund 140,764,318 5,000,000
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN EMERGING MARKETS VALUE SERIES United States 805-3958255102 Other Private Fund DELAWARE BUSINESS TRUST 641,263,621 5,000,000
SANFORD C. BERNSTEIN ADVANCED VALUE OFFSHORE MASTER FUND LTD. Cayman Islands 805-7216645690 Hedge Fund 48,551,186 500,000 Master Fund
ALLIANCEBERNSTEIN INSTITUTIONAL FUND - GLOBAL PLUS FIXED INCOME FUND United States 805-2076572093 Other Private Fund INSTITUTIONAL FUND 628,498,010 5,000,000
ABCLO 2007-1, LTD. Cayman Islands 805-9153937241 Hedge Fund 3,866,048 0
BERNSTEIN ADVANCED VALUE L.P. United States 805-1849171615 Hedge Fund 276,209,644 500,000
BERNSTEIN GLOBAL OPPORTUNITIES L.P. United States 805-8930910816 Hedge Fund 140,344,464 500,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - ALLIANCEBERNSTEIN EUROPEAN OPPORTUNITIES SERIES United States 805-9479999398 Other Private Fund PRIVATE FUND 1,002,707,159 5,000,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - AB OPTIONS RETURN ADVANTAGE SERIES United States 805-2706857490 Other Private Fund PRIVATE FUND 39,882,880 5,000,000
AB COMMERCIAL REAL ESTATE DEBT FUND III, SICAV-SIF S.C.SP. Luxembourg 805-9685437027 Private Equity Fund 122,427,632 25,000,000
ALLIANCEBERNSTEIN SELECT US EQUITY HOLDINGS LP United States 805-4379556060 Other Private Fund PRIVATE FUND 645,938,825 5,000,000 Master Fund
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - AB EMERGING MARKETS DEBT OPPORTUNITIES SERIES United States 805-5149856184 Other Private Fund INSTITUTIONAL FUND 396,721,741 5,000,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - AB EMERGING MARKETS STRATEGIC CORE EQUITY SERIES United States 805-8628880454 Other Private Fund INSTITUTIONAL FUND 60,054,551 5,000,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - AB GLOBAL RESEARCH INSIGHTS SERIES II United States 805-4715576314 Other Private Fund PRIVATE FUND 32,398,713 500,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - AB INTERNATIONAL RESEARCH INSIGHTS SERIES United States 805-3181401363 Other Private Fund PRIVATE FUND 102,022,640 250,000
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN GLOBAL STRATEGIC VALUE SERIES United States 805-2879415445 Other Private Fund DBT 18,396,728 5,000,000
ALLIANCEBERNSTEIN GROUP TRUST - EMERGING MARKETS FUND United States 805-5508514307 Other Private Fund GROUP TRUST 279,427,753 5,000,000
AB ENERGY OPPORTUNITY (CAYMAN) FEEDER FUND II, L.P. United States 805-1558722459 Hedge Fund 240,482,178 250,000 Feeder Fund
AB ENERGY OPPORTUNITY DELAWARE FUND II LP United States 805-5750921427 Hedge Fund 240,482,178 250,000 Feeder Fund
ALLIANCEBERNSTEIN U.S. REAL ESTATE PARTNERS (AIV 2) L.P. United States 805-2241172872 Real Estate Fund 335,831,801 250,000
ALLIANCEBERNSTEIN U.S. REAL ESTATE PARTNERS (AIV 1) L.P. United States 805-8909465072 Real Estate Fund 335,831,801 250,000
ALLIANCEBERNSTEIN US REAL ESTATE PARTNERS (REIT AIV) L.P. United States 805-7577606797 Real Estate Fund 19,068,000 250,000

ALLIANCEBERNSTEIN L.P.

ownership team - last updated 2018-05-29
Name Title Start Date Direct/Indirect % Ownership
ALLIANCEBERNSTEIN CORPORATION GENERAL PARTNER 10/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. GENERAL PARTNER OF REGISTRANT direct 1999-04-01
ALLIANCEBERNSTEIN L.P. GENERAL PARTNER direct 1999-10-01
CURSITOR ALLIANCE LLC GENERAL PARTNER indirect 1999-04-01 2001-05-23
ALBION ALLIANCE LLC GENERAL PARTNER indirect 1999-04-01 2004-10-13
ALLIANCEBERNSTEIN HOLDING L.P. LIMITED PARTNER 10/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. LIMITED PARTNER direct 1999-10-01
ALBION ALLIANCE LLC LIMITED PARTNER indirect 1999-10-01 2004-10-13
DUVERNE, DENIS, PIERRE MARIE DIRECTOR OF ABC 02/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCE CAPITAL MANAGEMENT CORP DIRECTOR direct 1996-02-01
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 1996-02-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF ABC direct 1996-02-01
EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITE DIRECTOR direct 1998-02-01
MONY LIFE INSURANCE CO OF AMERICA DIRECTOR direct 2004-07-01
MONY LIFE INSURANCE CO DIRECTOR direct 2004-07-01
ALLIANCE CAPITAL MANAGEMENT CORP DIRECTOR OF ACMC direct 1996-02-01 2002-03-28
ALLIANCE CAPITAL MANAGEMENT L P DIRECTOR OF GENERAL PARTNER direct 1996-02-01 2002-04-02
ALLIANCE CAPITAL MANAGEMENT HOLDING L P DIRECTOR OF ACMC direct 1996-02-01 2006-02-27
ALLIANCE CAPITAL MANAGEMENT L P DIRECTOR OF ACMC direct 1996-02-01 2006-02-27
MANLEY, MARK, RANDALL SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST. SECRETARY OF ABC AND CHIEF COMPLIANCE OFFICER 05/01/1984 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN CORPORATION SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER direct 1984-05-01
ALLIANCEBERNSTEIN HOLDING L.P. SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER direct 1984-05-01
ALLIANCEBERNSTEIN L.P. SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST. SECRETARY OF ABC AND CHIEF COMPLIANCE OFFICER direct 1984-05-01
ALLIANCE CAPITAL GLOBAL DERIVATIVES CORP DIRECTOR, SECRETARY AND CHIEF COMPLIANCE OFFICER direct 1991-08-01
ALLIANCE CORPORATE FINANCE GROUP INC VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND ASST SECRETARY direct 1993-03-01
ALLIANCE ASSET ALLOCATION LTD COMPANY SECRETARY direct 1997-11-01
CURSITOR EATON ASSET MANAGEMENT CO COMPANY SECRETARY direct 1997-11-01
CURSITOR ALLIANCE LLC SR. VICE PRESIDENT, ASST. GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 1997-11-01
MEIJI ALLIANCE CAPITAL CORP DIRECTOR & CHIEF COMPLIANCE OFFICER direct 2004-03-01
W.P. STEWART & CO., LTD. DIRECTOR, SVP AND CHIEF COMPLIANCE OFFICER direct 2013-12-01
W.P. STEWART ASSET MANAGEMENT LTD. CHIEF COMPLIANCE OFFICER direct 2013-12-01
ALLIANCEBERNSTEIN PRIVATE CREDIT INVESTORS LLC MANAGER AND CCO direct 2014-06-01
RAMIUS ALTERNATIVE SOLUTIONS LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
ALLIANCE CORPORATE FINANCE GROUP INC VICE PRES. AND ASSIST. SECRETARY direct 1993-03-01 2002-03-27
ALBION ALLIANCE LLC OFFICER direct 1996-08-01 2002-03-27
ALLIANCE CAPITAL MANAGEMENT HOLDING L P SR. VICE PRES., ASST. SEC. & COMP. OFFICER OF ACMC direct 1984-05-01 2002-03-28
ALLIANCE CAPITAL MANAGEMENT CORP SVP., ASST. SEC. & COMP. OFF. OF ACMC direct 1984-05-01 2002-03-28
ALLIANCE CAPITAL MANAGEMENT L P SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, & COMPLIANCE OFFICER OF GENERAL PARTNER direct 1984-05-01 2002-04-02
ALLIANCE CAPITAL MANAGEMENT L P SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, AND COMPLIANCE OFFICER OF ACMC direct 1984-05-01 2004-01-05
ALLIANCE CAPITAL MANAGEMENT CORP SENIOR VICE PRESIDENT, ASSISTANT SECRETARY AND COMPLIANCE OFFICER direct 1984-05-01 2004-01-12
ALLIANCE CAPITAL MANAGEMENT HOLDING L P SENIOR VICE PRESIDENT, ASSISTANT SECRETARY AND COMPLIANCE OFFICER OF ACMC direct 1984-05-01 2004-01-12
ALLIANCE CAPITAL GLOBAL DERIVATIVES CORP SECRETARY AND COMPLIANCE OFFICER direct 1991-08-01 2004-01-12
MEIJI ALLIANCE CAPITAL CORP COMPLIANCE OFFICER direct 1993-06-01 2004-01-12
ALLIANCE CAPITAL MANAGEMENT L P SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, AND CHIEF COMPLIANCE OFFICER OF ACMC direct 1984-05-01 2004-03-30
ALLIANCE CAPITAL MANAGEMENT HOLDING L P SENIOR VICE PRESIDENT, ASSISTANT SECRETARY AND CHIEF COMPLIANCE OFFICER OF ACMC direct 1984-05-01 2004-03-30
ALLIANCE CAPITAL MANAGEMENT L P SVP, COUNSEL AND ASSIST. SECRETARY OF ACMC AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2004-05-27
ALLIANCE CAPITAL MANAGEMENT CORP SENIOR VICE PRESIDENT, ASSISTANT SECRETARY AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2004-10-05
ALLIANCE CAPITAL MANAGEMENT L P SVP, ASST. GENERAL COUNSEL AND ASSIST. SECRETARY OF ACMC AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2004-10-05
ALLIANCE CAPITAL GLOBAL DERIVATIVES CORP SECRETARY AND CHIEF COMPLIANCE OFFICER direct 1991-08-01 2004-10-05
ALLIANCE CORPORATE FINANCE GROUP INC VICE PRESIDENT AND ASSISTANT SECRETARY direct 1993-03-01 2004-10-05
CURSITOR ALLIANCE LLC ASSISTANT SECRETARY direct 1997-11-01 2004-10-06
MEIJI ALLIANCE CAPITAL CORP DIRECTOR & COMPLIANCE OFFICER direct 2004-03-01 2004-10-06
ALLIANCE CAPITAL MANAGEMENT HOLDING L P SENIOR VICE PRESIDENT, ASSISTANT GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER OF ACMC direct 1984-05-01 2004-10-11
ALLIANCE CORPORATE FINANCE GROUP INC SR. VICE PRESIDENT, ASST. GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 1993-03-01 2004-10-11
CURSITOR ALLIANCE LLC SR. VICE PRESIDENT, ASST. GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER OF ACMC direct 1997-11-01 2004-10-11
ALBION ALLIANCE LLC VICE PRESIDENT AND ASSISTANT SECRETARY direct 1996-08-01 2004-10-13
ALLIANCE CAPITAL MANAGEMENT HOLDING L P SENIOR VICE PRESIDENT, ASSISTANT GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2006-02-27
ALLIANCE CAPITAL MANAGEMENT L P SVP, DEPUTY GENERAL COUNSEL AND ASSIST. SECRETARY OF ACMC AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2006-02-27
ALLIANCE CAPITAL MANAGEMENT CORP SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2006-03-30
ALLIANCEBERNSTEIN HOLDING L.P. SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2006-03-30
ALLIANCE CORPORATE FINANCE GROUP INC SR. VICE PRESIDENT, DEPUTY GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 1993-03-01 2006-03-31
ALLIANCEBERNSTEIN L.P. SVP, DEPUTY GENERAL COUNSEL AND ASSIST. SECRETARY OF ABC AND CHIEF COMPLIANCE OFFICER direct 1984-05-01 2007-03-26
CRANCH, LAURENCE, EDWARD GENERAL COUNSEL 07/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
W.P. STEWART & CO., LLC SVP AND GENERAL COUNSEL direct 2013-12-01
ALLIANCEBERNSTEIN HOLDING L.P. GENERAL COUNSEL OF ABC direct 2004-07-01
ALLIANCE CAPITAL MANAGEMENT HOLDING L P EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2004-07-01
ALLIANCE CORPORATE FINANCE GROUP INC DIRECTOR direct 2004-11-01
ALLIANCEBERNSTEIN GLOBAL DERIVATIVES CORPORATION SENIOR VICE PRESIDENT direct 2006-11-01
ALLIANCEBERNSTEIN CORPORATION EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2004-07-01
ALLIANCEBERNSTEIN CORPORATION GENERAL COUNSEL direct 2004-07-01
ALLIANCEBERNSTEIN L.P. GENERAL COUNSEL direct 2004-07-01
ALLIANCE CAPITAL MANAGEMENT L P EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL direct 2004-07-01
AB CUSTOM ALTERNATIVE SOLUTIONS LLC GENERAL COUNSEL direct 2016-09-01
ACMC, LLC LIMITED PARTNER 01/01/1971 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. LIMITED PARTNER direct 1971-01-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1971-01-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER direct 1971-01-01
ALLIANCE CAPITAL MANAGEMENT HOLDING L P MEMBER indirect 1985-12-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 1999-09-01
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC MEMBER direct 2011-02-01
CURSITOR ALLIANCE LLC 100% OWNER indirect 1985-12-01 2001-05-23
SANFORD C. BERSTEIN & CO., LLC MEMBER indirect 1989-12-01 2004-03-30
SANFORD C. BERSTEIN & CO., LLC STOCKHOLDER indirect 1997-12-01 2004-03-30
SANFORD C. BERSTEIN & CO., LLC STOCKHOLDER indirect 1997-12-01 2004-03-30
ALLIANCE CAPITAL MANAGEMENT L P 100% SHAREHOLDER indirect 1985-12-01 2004-05-27
ALLIANCE CAPITAL MANAGEMENT L P 100% MEMBER indirect 1985-12-01 2004-05-27
ALBION ALLIANCE LLC 100% MEMBER indirect 1985-12-01 2004-10-13
ALLIANCE CAPITAL MANAGEMENT L P LIMITED PARTNER direct 1985-12-01 2015-02-25
ALLIANCE CAPITAL MANAGEMENT CORP 100% MEMBER indirect 1985-12-01 2016-10-10
GINGRICH, JAMES, ANDREW CHIEF OPERATING OFFICER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
SANFORD C. BERNSTEIN & CO., LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER & DIRECTOR direct 2007-02-01
ALLIANCEBERNSTEIN HOLDING L.P. CHAIRMAN & CEO OF SANFORD C. BERNSTEIN & CO., LLC direct 2007-02-01
ALLIANCEBERNSTEIN HOLDING L.P. EXECUTIVE VICE PRESIDENT direct 2007-02-01
ALLIANCEBERNSTEIN HOLDING L.P. CHIEF OPERATING OFFICER direct 2012-01-01
ALLIANCEBERNSTEIN CORPORATION EXECUTIVE VICE PRESIDENT direct 2007-02-01
ALLIANCEBERNSTEIN CORPORATION CHAIRMAN & CEO OF SANFORD C. BERNSTEIN & CO., LLC direct 2007-02-01
ALLIANCEBERNSTEIN CORPORATION CHIEF OPERATING OFFICER OF AB direct 2012-01-01
ALLIANCEBERNSTEIN L.P. EXECUTIVE VICE PRESIDENT direct 2007-02-01
ALLIANCEBERNSTEIN L.P. CHAIRMAN & CEO OF SANFORD C. BERNSTEIN & CO., LLC direct 2007-02-01
ALLIANCEBERNSTEIN L.P. CHIEF OPERATING OFFICER direct 2012-01-01
VAN BRUGGE, ROBERT, PIETER CEO OF SANFORD C. BERNSTEIN & CO., LLC 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
SANFORD C. BERNSTEIN & CO., LLC CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR direct 2011-12-01
ALLIANCEBERNSTEIN HOLDING L.P. CEO SANFORD C. BERNSTEIN & CO., LLC direct 2012-01-01
ALLIANCEBERNSTEIN CORPORATION CEO OF SANFORD C. BERNSTEIN & CO., LLC direct 2012-01-01
ALLIANCEBERNSTEIN L.P. CEO OF SANFORD C. BERNSTEIN & CO., LLC direct 2012-01-01
PEARSON, MARK, NMN DIRECTOR OF AB 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
AXA EQUITABLE LIFE INSURANCE COMPANY CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER direct 2011-02-01
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF AB direct 2011-01-01
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2011-01-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF AB direct 2011-01-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF AB direct 2011-01-01
WEISENSEEL, JOHN, CHARLES CHIEF FINANCIAL OFFICER 05/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
W.P. STEWART & CO., LTD. SVP AND CHIEF FINANCIAL OFFICER direct 2013-12-01
ALLIANCEBERNSTEIN HOLDING L.P. CHIEF FINANCIAL OFFICER direct 2012-05-01
ALLIANCEBERNSTEIN CORPORATION SVP/CHIEF FINANCIAL OFFICER direct 2012-05-01
ALLIANCEBERNSTEIN L.P. CHIEF FINANCIAL OFFICER direct 2012-05-01
STANDARD & POORS DIVISION OF THE MCGRAW HILL COS. INC. SENIOR VICE PRESIENT & TREASURER direct 2004-09-01
STANDARD & POORS DIVISION OF THE MCGRAW HILL COS. INC. SENIOR VICE PRESIDENT & TREASURER direct 2004-09-01
STANDARD & POOR'S SECURITIES EVALUATIONS, INC. TREASURER direct 2004-11-01
MONY LIFE INSURANCE CO OF AMERICA LIMITED PARTNER 10/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. LIMITED PARTNER direct 2004-10-01
AXA IM HOLDING U.S. LIMITED PARTNER 01/01/2016 Direct 10 - 25%
COLISEUM REINSURANCE COMPANY LIMITED PARTNER 03/01/2009 Direct less than 5%
AXA FINANCIAL, INC. LIMITED PARTNER 12/01/2013 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 1999-09-01
FRONTIER TRUST COMPANY, F.S.B. DIRECT OWNER direct 2000-06-01
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES MEMBER indirect 2002-06-01
AXA ADVISORS, LLC MEMBER indirect 2002-06-01
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC MEMBER indirect 2002-06-01
PLANMEMBER SECURITIES CORPORATION MEMBER indirect 2002-06-01
PLANMEMBER ASSET MANAGEMENT CORPORATION MEMBER indirect 2002-06-01
MONY SECURITIES CORPORATION MEMBER indirect 2004-07-01
MONY CAPITAL MANAGEMENT, INC. SHAREHOLDER direct 2004-07-01
MONY LIFE INSURANCE CO OF AMERICA PARENT COMPANY direct 2004-07-01
1740 ADVISERS INC PARENT COMPANY direct 2004-07-01
MONY LIFE INSURANCE CO PARENT COMPANY direct 2004-07-01
ENTERPRISE CAPITAL MANAGEMENT, INC. PARENT COMPANY indirect 2004-07-01
ALLIANCEBERNSTEIN L.P. LIMITED PARTNER direct 2013-12-01
EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITE SHAREHOLDER indirect 1999-09-01 2001-01-31
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES MEMBER indirect 1999-09-01 2001-03-29
AXA ADVISORS, LLC MEMBER indirect 1999-09-01 2001-05-07
EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITE SHAREHOLDER direct 1999-09-01 2001-07-19
EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITE SHAREHOLDER indirect 1999-09-01 2001-07-19
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES MEMBER indirect 1999-09-01 2001-07-19
AXA ADVISORS, LLC MEMBER indirect 1999-09-01 2001-11-14
AXA ADVISORS, LLC SHAREHOLDER indirect 1999-09-01 2001-11-14
SANFORD C. BERSTEIN & CO., LLC MEMBER indirect 1999-09-01 2002-03-27
AXA ADVISORS, LLC MEMBER indirect 2002-01-01 2002-07-01
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES SHAREHOLDER indirect 1992-07-01 2003-01-29
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES SHAREHOLDER direct 2002-01-01 2003-01-29
AXA ADVISORS, LLC SHAREHOLDER indirect 1992-07-01 2003-03-28
SANFORD C. BERNSTEIN & CO., LLC MEMBER indirect 1999-09-01 2004-03-30
INDEPENDENT PORTFOLIO CONSULTANTS, INC. HOLDING COMPANY indirect 2004-07-01 2004-08-05
ADVEST, INC. PARENT OF THE MONY GROUP INC. direct 2004-07-01 2004-08-05
ADVEST, INC. ULTIMATE PARENT OF THE ADVEST GROUP INC. direct 2004-07-01 2004-08-06
ALLIANCE CAPITAL MANAGEMENT L P 100% SHAREHOLDER indirect 1999-09-01 2004-09-14
MONY REALTY CAPITAL, INC. OWNER OF 100% OF STOCK OF ADVISER direct 2004-07-01 2004-11-29
BOSTON ADVISORS, INC. SHAREHOLDER indirect 2004-07-01 2005-03-30
INDEPENDENT PORTFOLIO CONSULTANTS, INC. PARENT indirect 2004-07-01 2005-11-11
ADVEST, INC. PARENT OF ADVEST GROUP, INC. indirect 2004-07-01 2005-11-16
AXA ADVISORS, LLC MEMBER indirect 2002-06-01 2007-12-06
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC MEMBER indirect 2002-06-01 2012-09-06
ALLIANCE CAPITAL MANAGEMENT L P 100% SHAREHOLDER indirect 1999-09-01 2015-03-31
LESSER, DAVID, MICHAEL CORPORATE SECRETARY 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN CORPORATION CORPORATE SECRETARY direct 2016-09-01
ALLIANCEBERNSTEIN L.P. CORPORATE SECRETARY direct 2016-09-01
AB CUSTOM ALTERNATIVE SOLUTIONS LLC ASSISTANT SECRETARY direct 2016-09-01
AB CUSTOM ALTERNATIVE SOLUTIONS LLC CORPORATE SECRETARY direct 2016-09-01
W.P. STEWART ASSET MANAGEMENT LTD. CORPORATE SECRETARY direct 2016-09-01
AB PRIVATE CREDIT INVESTORS LLC MANAGER direct 2014-06-01
AB PRIVATE CREDIT INVESTORS LLC CORPORATE SECRETARY direct 2014-06-01
W.P. STEWART & CO., LTD. VP AND ASSISTANT SECRETARY direct 2013-12-01
W.P. STEWART & CO., LLC CORPORATE SECRETARY direct 2013-12-01
ALLIANCEBERNSTEIN HOLDING L.P. CORPORATE SECRETARY direct 2016-09-01
ALLIANCEBERNSTEIN GLOBAL DERIVATIVES CORPORATION CORPORATE SECRETARY direct 2016-09-01
BERNSTEIN, SETH, PERRY CEO 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROBERT FLEMING INC. GLOBAL HEAD OF FIXED INCOME/MANAGING DIRECTOR direct 2002-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED GLOBAL HEAD OF FIXED INCOME/MANAGING DIRECTOR direct 2002-10-01
ALLIANCEBERNSTEIN HOLDING L.P. CEO OF ABC direct 2017-05-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. GLOBAL HEAD OF FIXED INCOME/MANAGING DIRECTOR direct 2002-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. GLOBAL HEAD OF FIXED INCOME/MANAGING DIRECTOR direct 2002-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF FIXED INCOME/MANAGING DIRECTOR direct 2006-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR/GLOBAL HEAD OF FIXED INCOME direct 2006-03-01
JPMORGAN INVESTMENT ADVISORS INC. DIRECTOR/MANAGING DIRECTOR direct 2006-03-01
ALLIANCEBERNSTEIN GLOBAL DERIVATIVES CORPORATION CHIEF EXECUTIVE OFFICER OF ABLP direct 2017-05-01
ALLIANCEBERNSTEIN CORPORATION CEO OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN L.P. CEO direct 2017-05-01
J.P. MORGAN PRIVATE INVESTMENTS INC. DIRECTOR direct 2016-04-01
ZOELLICK, ROBERT, BRUCE CHAIRMAN AND DIRECTOR OF ABC 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. CHAIRMAN AND DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN HOLDING L.P. CHAIRMAN AND DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN CORPORATION CHAIRMAN AND DIRECTOR OF ABC direct 2017-05-01
ALLIANCE CAPITAL MANAGEMENT HOLDING L P DIRECTOR OF ACMC direct 1997-02-01 2001-01-30
FALLON-WALSH, BARBARA, ANNE DIRECTOR OF ABC 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF ABC direct 2017-05-01
AXA ROSENBERG INVESTMENT MANAGEMENT LLC DIRECTOR direct 2014-05-01
AXA INVESTMENT MANAGERS INC DIRECTOR direct 2016-08-01
MALMSTROM, ANDERS, BJORN DIRECTOR OF ABC 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
AXA ADVISORS, LLC DIRECTOR direct 2012-07-01
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF ABC direct 2017-05-01
KAYE, DANIEL, GEORGE DIRECTOR OF ABC 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF ABC direct 2017-05-01
DEOLIVEIRA, RAMON, EUGENE DIRECTOR OF ABC 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF ABC direct 2017-05-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF ABC direct 2017-05-01
SIXTY WALL STREET SBIC CORP CHAIRMAN direct 2001-01-01 2002-09-10
SIXTY WALL STREET MANAGEMENT COMPANY, LLC CHAIRMAN direct 2001-01-01 2002-09-10
AUDET, PAUL, LOUIS DIRECTOR OF ABC 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK ADVISORS, INC DIRECTOR direct 1999-04-01 2005-07-22
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 1999-04-01 2005-07-22
BLACKROCK (JAPAN) INC. CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 1999-04-01 2005-07-22
BLACKROCK INTERNATIONAL, LTD. CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 1999-04-01 2005-07-22
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2000-02-01 2005-07-22
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR direct 2005-01-01 2005-07-22
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION DIRECTOR direct 1999-04-01 2007-03-29
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION DIRECTOR & CHIEF FINANCIAL OFFICER direct 1999-04-01 2007-10-31
BLACKROCK INTERNATIONAL, LTD. CHIEF FINANCIAL OFFICER direct 2007-04-01 2007-10-31
BLACKROCK INVESTMENT MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2007-04-01 2007-10-31
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2007-04-01 2007-10-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2007-04-01 2007-10-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2007-04-01 2007-10-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF FINANCIAL OFFICER direct 2007-04-01 2008-03-07
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 1999-04-01 2008-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 2007-04-01 2008-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 2007-04-01 2008-03-31
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 2007-04-01 2008-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 2007-04-01 2008-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR direct 2007-04-01 2008-04-10
BLACKROCK REALTY ADVISORS INC VICE CHAIRMAN direct 2008-06-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2008-08-01 2009-04-07
BLACKROCK CAPITAL MANAGEMENT, INC. MANAGING DIRECTOR & DIRECTOR direct 2008-06-01 2010-03-31
BLACKROCK ADVISORS, LLC DIRECTOR direct 2008-06-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION DIRECTOR direct 2008-06-01 2010-03-31
BLACKROCK REALTY ADVISORS INC DIRECTOR, CHIEF EXECUTIVE OFFICER, AND MANAGING DIRECTOR direct 2009-12-01 2011-06-15
LEIBOWITZ, SHELLEY, B DIRECTOR OF ABC 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2017-11-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF ABC direct 2017-11-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF ABC direct 2017-11-01
NARAYANDAS, DAS, NMN DIRECTOR OF ABC 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. DIRECTOR OF ABC direct 2017-11-01
ALLIANCEBERNSTEIN CORPORATION DIRECTOR OF ABC direct 2017-11-01
ALLIANCEBERNSTEIN L.P. DIRECTOR OF ABC direct 2017-11-01
AXA, S.A. 100% SHAREHOLDER AXA AMERICA HOLDINGS, INC. 03/01/1999 Indirect 75% or more
AXA FINANCIAL, INC. 100% SHAREHOLDER AXA EQUITABLE FINANCIAL SERVICES, LLC 09/01/1999 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 1999-09-01
FRONTIER TRUST COMPANY, F.S.B. DIRECT OWNER direct 2000-06-01
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES MEMBER indirect 2002-06-01
AXA ADVISORS, LLC MEMBER indirect 2002-06-01
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC MEMBER indirect 2002-06-01
PLANMEMBER SECURITIES CORPORATION MEMBER indirect 2002-06-01
PLANMEMBER ASSET MANAGEMENT CORPORATION MEMBER indirect 2002-06-01
MONY SECURITIES CORPORATION MEMBER indirect 2004-07-01
MONY CAPITAL MANAGEMENT, INC. SHAREHOLDER direct 2004-07-01
MONY LIFE INSURANCE CO OF AMERICA PARENT COMPANY direct 2004-07-01
1740 ADVISERS INC PARENT COMPANY direct 2004-07-01
MONY LIFE INSURANCE CO PARENT COMPANY direct 2004-07-01
ENTERPRISE CAPITAL MANAGEMENT, INC. PARENT COMPANY indirect 2004-07-01
ALLIANCEBERNSTEIN L.P. LIMITED PARTNER direct 2013-12-01
EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITE SHAREHOLDER indirect 1999-09-01 2001-01-31
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES MEMBER indirect 1999-09-01 2001-03-29
AXA ADVISORS, LLC MEMBER indirect 1999-09-01 2001-05-07
EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITE SHAREHOLDER direct 1999-09-01 2001-07-19
EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITE SHAREHOLDER indirect 1999-09-01 2001-07-19
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES MEMBER indirect 1999-09-01 2001-07-19
AXA ADVISORS, LLC MEMBER indirect 1999-09-01 2001-11-14
AXA ADVISORS, LLC SHAREHOLDER indirect 1999-09-01 2001-11-14
SANFORD C. BERSTEIN & CO., LLC MEMBER indirect 1999-09-01 2002-03-27
AXA ADVISORS, LLC MEMBER indirect 2002-01-01 2002-07-01
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES SHAREHOLDER indirect 1992-07-01 2003-01-29
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES SHAREHOLDER direct 2002-01-01 2003-01-29
AXA ADVISORS, LLC SHAREHOLDER indirect 1992-07-01 2003-03-28
SANFORD C. BERNSTEIN & CO., LLC MEMBER indirect 1999-09-01 2004-03-30
INDEPENDENT PORTFOLIO CONSULTANTS, INC. HOLDING COMPANY indirect 2004-07-01 2004-08-05
ADVEST, INC. PARENT OF THE MONY GROUP INC. direct 2004-07-01 2004-08-05
ADVEST, INC. ULTIMATE PARENT OF THE ADVEST GROUP INC. direct 2004-07-01 2004-08-06
ALLIANCE CAPITAL MANAGEMENT L P 100% SHAREHOLDER indirect 1999-09-01 2004-09-14
MONY REALTY CAPITAL, INC. OWNER OF 100% OF STOCK OF ADVISER direct 2004-07-01 2004-11-29
BOSTON ADVISORS, INC. SHAREHOLDER indirect 2004-07-01 2005-03-30
INDEPENDENT PORTFOLIO CONSULTANTS, INC. PARENT indirect 2004-07-01 2005-11-11
ADVEST, INC. PARENT OF ADVEST GROUP, INC. indirect 2004-07-01 2005-11-16
AXA ADVISORS, LLC MEMBER indirect 2002-06-01 2007-12-06
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC MEMBER indirect 2002-06-01 2012-09-06
ALLIANCE CAPITAL MANAGEMENT L P 100% SHAREHOLDER indirect 1999-09-01 2015-03-31
AXA EQUITABLE FINANCIAL SERVICES, LLC 100% SHAREHOLDER AXA EQUITABLE LIFE INSURANCE COMPANY 09/01/1999 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 1999-09-01
AXA ADVISORS, LLC SHAREHOLDER indirect 2002-06-01
PLANMEMBER SECURITIES CORPORATION SHAREHOLDER indirect 2002-06-01
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC SHAREHOLDER indirect 2002-06-01
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES SHAREHOLDER direct 2002-06-01
PLANMEMBER ASSET MANAGEMENT CORPORATION SHAREHOLDER indirect 2002-06-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 2004-10-01
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES MEMBER direct 2002-06-01 2003-03-28
SANFORD C. BERSTEIN & CO., LLC STOCKHOLDER indirect 1999-09-01 2004-03-30
AXA AMERICA HOLDINGS, INC. 100% SHAREHOLDER AXA FINANCIAL, INC. 05/01/2004 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AXA ADVISORS, LLC SHAREHOLDER indirect 2004-11-01
PLANMEMBER SECURITIES CORPORATION SHAREHOLDER indirect 2004-11-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 2004-05-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER indirect 2004-05-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 2004-05-01
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC SHAREHOLDER indirect 2004-11-01
PLANMEMBER ASSET MANAGEMENT CORPORATION SHAREHOLDER indirect 2004-11-01
AXA EQUITABLE LIFE INSURANCE COMPANY 100% SHAREHOLDER ACMC, LLC 09/01/1999 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. LIMITED PARTNER direct 1971-01-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1971-01-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER direct 1971-01-01
ALLIANCE CAPITAL MANAGEMENT HOLDING L P MEMBER indirect 1985-12-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 1999-09-01
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC MEMBER direct 2011-02-01
CURSITOR ALLIANCE LLC 100% OWNER indirect 1985-12-01 2001-05-23
SANFORD C. BERSTEIN & CO., LLC MEMBER indirect 1989-12-01 2004-03-30
SANFORD C. BERSTEIN & CO., LLC STOCKHOLDER indirect 1997-12-01 2004-03-30
SANFORD C. BERSTEIN & CO., LLC STOCKHOLDER indirect 1997-12-01 2004-03-30
ALLIANCE CAPITAL MANAGEMENT L P 100% SHAREHOLDER indirect 1985-12-01 2004-05-27
ALLIANCE CAPITAL MANAGEMENT L P 100% MEMBER indirect 1985-12-01 2004-05-27
ALBION ALLIANCE LLC 100% MEMBER indirect 1985-12-01 2004-10-13
ALLIANCE CAPITAL MANAGEMENT L P LIMITED PARTNER direct 1985-12-01 2015-02-25
ALLIANCE CAPITAL MANAGEMENT CORP 100% MEMBER indirect 1985-12-01 2016-10-10
AXA EQUITABLE LIFE INSURANCE COMPANY 100% SHAREHOLDER ALLIANCEBERNSTEIN CORPORATION 01/01/1971 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. LIMITED PARTNER direct 1971-01-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1971-01-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER direct 1971-01-01
ALLIANCE CAPITAL MANAGEMENT HOLDING L P MEMBER indirect 1985-12-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 1999-09-01
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC MEMBER direct 2011-02-01
CURSITOR ALLIANCE LLC 100% OWNER indirect 1985-12-01 2001-05-23
SANFORD C. BERSTEIN & CO., LLC MEMBER indirect 1989-12-01 2004-03-30
SANFORD C. BERSTEIN & CO., LLC STOCKHOLDER indirect 1997-12-01 2004-03-30
SANFORD C. BERSTEIN & CO., LLC STOCKHOLDER indirect 1997-12-01 2004-03-30
ALLIANCE CAPITAL MANAGEMENT L P 100% SHAREHOLDER indirect 1985-12-01 2004-05-27
ALLIANCE CAPITAL MANAGEMENT L P 100% MEMBER indirect 1985-12-01 2004-05-27
ALBION ALLIANCE LLC 100% MEMBER indirect 1985-12-01 2004-10-13
ALLIANCE CAPITAL MANAGEMENT L P LIMITED PARTNER direct 1985-12-01 2015-02-25
ALLIANCE CAPITAL MANAGEMENT CORP 100% MEMBER indirect 1985-12-01 2016-10-10
ALLIANCEBERNSTEIN CORPORATION 0.1% GENERAL PARTNER INTEREST ALLIANCEBERNSTEIN HOLDING L.P. 04/01/1988 Indirect Other
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 1971-01-01
ALLIANCEBERNSTEIN L.P. 0.1% GENERAL PARTNER INTEREST indirect 1988-04-01
SANFORD C. BERSTEIN & CO., LLC GENERAL PARTNER indirect 1999-04-01 2004-03-30
ALLIANCE CAPITAL MANAGEMENT HOLDING L P GENERAL PARTNER OF REGISTRANT direct 1999-04-01 2006-03-30
AXA EQUITABLE FINANCIAL SERVICES, LLC 100% SHAREHOLDER MONY LIFE INSURANCE COMPANY OF AMERICA 10/01/2004 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN CORPORATION 100% SHAREHOLDER indirect 1999-09-01
ALLIANCEBERNSTEIN HOLDING L.P. 100% SHAREHOLDER indirect 1999-09-01
AXA ADVISORS, LLC SHAREHOLDER indirect 2002-06-01
PLANMEMBER SECURITIES CORPORATION SHAREHOLDER indirect 2002-06-01
AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC SHAREHOLDER indirect 2002-06-01
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES SHAREHOLDER direct 2002-06-01
PLANMEMBER ASSET MANAGEMENT CORPORATION SHAREHOLDER indirect 2002-06-01
ALLIANCEBERNSTEIN L.P. 100% SHAREHOLDER indirect 2004-10-01
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES MEMBER direct 2002-06-01 2003-03-28
SANFORD C. BERSTEIN & CO., LLC STOCKHOLDER indirect 1999-09-01 2004-03-30
AXA S.A. 100% SHAREHOLDER AXA INVESTMENT MANAGERS, S.A. 06/01/1997 Indirect 75% or more
AXA INVESTMENT MANAGERS, S.A. 100% SHAREHOLDER AXA INVESTMENT MANAGERS HOLDING U.S., INC. 12/01/1998 Indirect 75% or more

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ALLIANCEBERNSTEIN MULTI-MANAGER HEDGE FUND PORTFOLIO, LTD. Cayman Islands 805-6375580002 Hedge Fund 95,566,281 5,000,000 Fund of Funds
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN GLOBAL STYLE BLEND SERIES United States 805-7037676776 Other Private Fund DBT 86,002,701 5,000,000
ALLIANCEBERNSTEIN SELECT US EQUITY LONG/SHORT HOLDINGS LP United States 805-6346375854 Hedge Fund 87,379,677 5,000,000 Master Fund
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN INTERNATIONAL VALUE SERIES United States 805-2128077400 Other Private Fund DBT 115,620,463 5,000,000
ALLIANCEBERNSTEIN INSTITUTIONAL FUND - US STYLE BLEND FUND United States 805-4068434644 Other Private Fund INSTITUTIONAL FUND 59,207,433 5,000,000
AB ARYA PARTNERS (DELAWARE) FUND, L.P. United States 805-3265800610 Other Private Fund OTHER PRIVATE FUND 295,012,541 250,000
BERNSTEIN GLOBAL OPPORTUNITIES OFFSHORE (CAYMAN) LTD. Cayman Islands 805-4075338293 Hedge Fund 29,729,379 500,000
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN INTERNATIONAL VALUE - UNHEDGED CAP-WEIGHTED SERIES United States 805-9822611282 Other Private Fund DBT 60,194,266 5,000,000
ALLIANCEBERNSTEIN U.S. REAL ESTATE PARTNERS II L.P. United States 805-8509969961 Hedge Fund 900,185,500 250,000 Master Fund
ALLIANCEBERNSTEIN STRATEGIES DBT - ALLIANCEBERNSTEIN US STRATEGIC VALUE EXTENSION SERIES United States 805-3856778697 Hedge Fund 140,764,318 5,000,000
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN EMERGING MARKETS VALUE SERIES United States 805-3958255102 Other Private Fund DELAWARE BUSINESS TRUST 641,263,621 5,000,000
SANFORD C. BERNSTEIN ADVANCED VALUE OFFSHORE MASTER FUND LTD. Cayman Islands 805-7216645690 Hedge Fund 48,551,186 500,000 Master Fund
ALLIANCEBERNSTEIN INSTITUTIONAL FUND - GLOBAL PLUS FIXED INCOME FUND United States 805-2076572093 Other Private Fund INSTITUTIONAL FUND 628,498,010 5,000,000
ABCLO 2007-1, LTD. Cayman Islands 805-9153937241 Hedge Fund 3,866,048 0
BERNSTEIN ADVANCED VALUE L.P. United States 805-1849171615 Hedge Fund 276,209,644 500,000
BERNSTEIN GLOBAL OPPORTUNITIES L.P. United States 805-8930910816 Hedge Fund 140,344,464 500,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - ALLIANCEBERNSTEIN EUROPEAN OPPORTUNITIES SERIES United States 805-9479999398 Other Private Fund PRIVATE FUND 1,002,707,159 5,000,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - AB OPTIONS RETURN ADVANTAGE SERIES United States 805-2706857490 Other Private Fund PRIVATE FUND 39,882,880 5,000,000
AB COMMERCIAL REAL ESTATE DEBT FUND III, SICAV-SIF S.C.SP. Luxembourg 805-9685437027 Private Equity Fund 122,427,632 25,000,000
ALLIANCEBERNSTEIN SELECT US EQUITY HOLDINGS LP United States 805-4379556060 Other Private Fund PRIVATE FUND 645,938,825 5,000,000 Master Fund
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - AB EMERGING MARKETS DEBT OPPORTUNITIES SERIES United States 805-5149856184 Other Private Fund INSTITUTIONAL FUND 396,721,741 5,000,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - AB EMERGING MARKETS STRATEGIC CORE EQUITY SERIES United States 805-8628880454 Other Private Fund INSTITUTIONAL FUND 60,054,551 5,000,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - AB GLOBAL RESEARCH INSIGHTS SERIES II United States 805-4715576314 Other Private Fund PRIVATE FUND 32,398,713 500,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - AB INTERNATIONAL RESEARCH INSIGHTS SERIES United States 805-3181401363 Other Private Fund PRIVATE FUND 102,022,640 250,000
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN GLOBAL STRATEGIC VALUE SERIES United States 805-2879415445 Other Private Fund DBT 18,396,728 5,000,000
ALLIANCEBERNSTEIN GROUP TRUST - EMERGING MARKETS FUND United States 805-5508514307 Other Private Fund GROUP TRUST 279,427,753 5,000,000
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN TAX-MANAGED INTERNATIONAL BLEND SERIES United States 805-5935982495 Other Private Fund DBT 84,568,050 5,000,000
ALLIANCEBERNSTEIN INSTITUTIONAL FUND - INTERNATIONAL LARGE CAP GROWTH FUND United States 805-6334528824 Other Private Fund INSTITUTIONAL FUND 82,248,654 5,000,000
REVELSTOKE CDO I LIMITED Cayman Islands 805-5747237167 Other Private Fund CDO 224,580,725 0
ALLIANCEBERNSTEIN VENTURE FUND I, L.P. United States 805-7629349884 Private Equity Fund 942,189 0
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - ALLIANCEBERNSTEIN INTERNATIONAL RESEARCH GROWTH SERIES United States 805-1203329060 Other Private Fund DELAWARE BUSINESS TRUST 5,781,533 5,000,000
ALLIANCEBERNSTEIN NEXT 50 EMERGING MARKETS (DELAWARE) FUND, L.P. United States 805-1677473550 Other Private Fund OTHER PRIVATE FUND 248,043,090 250,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - ALLIANCEBERNSTEIN INTERNATIONAL ALL-COUNTRY PASSIVE SERIES United States 805-2453565802 Other Private Fund INSTITUTIONAL FUND 186,418,208 5,000,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - ALLIANCEBERNSTEIN FUNDAMENTAL INTERNATIONAL SMALL CAP SERIES United States 805-8499294162 Other Private Fund INSTITUTIONAL FUND 117,712,098 5,000,000
AB EOF ELK PETROLEUM CO-INVEST, L.P. United States 805-7812013631 Hedge Fund 17,683,871 250,000
AB FINANCIAL SERVICES OPPORTUNITIES MASTER FUND L.P. United States 805-3411574851 Hedge Fund 230,493,970 250,000 Master Fund
AB NEXT 50 EMERGING MARKETS (LUXEMBOURG) FUND SICAV-SIF S.C.SP. Luxembourg 805-1852908946 Other Private Fund OTHER PRIVATE FUND 290,252,545 10,000,000
AB EARLY STAGE MANAGER (DELAWARE) FUND L.P. United States 805-7580714133 Hedge Fund 116,415,190 250,000 Fund of Funds
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - ALLIANCEBERNSTEIN INTERNATIONAL STRATEGIC EQUITIES SERIES United States 805-8605771878 Other Private Fund INSTITUTIONAL FUND 149,854,348 1,000,000
AB ENERGY OPPORTUNITY FUND, L.P. United States 805-9515973195 Hedge Fund 240,482,178 250,000
ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST-AB GLOBAL RESEARCH INSIGHTS SERIES United States 805-1828627958 Other Private Fund PRIVATE FUND 1,257,041,976 250,000
SANFORD C. BERNSTEIN & CO. DELAWARE BUSINESS TRUST - BERNSTEIN TAX-MANAGED GLOBAL STYLE BLEND SERIES United States 805-1692104218 Other Private Fund DBT 276,327,680 5,000,000
ALLIANCEBERNSTEIN SECURITIZED ASSETS MASTER FUND, L.P. Cayman Islands 805-8324349894 Hedge Fund 1,787,036,189 5,000,000 Master Fund
ALLIANCEBERNSTEIN U.S. REAL ESTATE PARTNERS L.P. United States 805-5553062873 Hedge Fund 335,831,801 250,000 Master Fund
AB ARYA PARTNERS (CAYMAN) FUND, L.P. Cayman Islands 805-1539377236 Other Private Fund OTHER PRIVATE FUND 249,028,469 250,000
BERNSTEIN ALTERNATIVE INVESTMENT STRATEGIES, LLC - BERNSTEIN ALTERNATIVE INVESTMENT STRATEGIES United States 805-6053056176 Hedge Fund 178,562,319 500,000 Fund of Funds
BERNSTEIN ALTERNATIVE INVESTMENT STRATEGIES, LLC - BERNSTEIN MULTI-MANAGER HEDGE FUND PORTFOLIO United States 805-6376864156 Hedge Fund 221,948,285 500,000 Fund of Funds
AB ARYA PARTNERS (LUXEMBOURG) FUND, SICAV-RAIF S.C.SP. Luxembourg 805-1904606750 Other Private Fund OTHER PRIVATE FUND 457,533,407 5,000,000
AB COMMERCIAL REAL ESTATE DEBT FUND, SICAV-SIF S.C.SP. Luxembourg 805-8369005337 Private Equity Fund 863,742,577 25,000,000
W.P. STEWART HOLDINGS FUND Luxembourg 805-1606722425 Other Private Fund OTHER PRIVATE FUND 466,883,569 50,000
ALLIANCEBERNSTEIN FINANCIAL SERVICES OPPORTUNITIES MASTER FUND, L.P. United States 805-1120689111 Hedge Fund 157,702,648 250,000 Master Fund
AB EOF WEATHERLY CO-INVEST, L.P. United States 805-6900838948 Hedge Fund 15,933,670 250,000

**EXPERIMENTAL** Current Hong Kong Exchange Long Positions

Updated daily

Holder Issuer Transaction Date Transaction Type Avg PPS Shares Involved Shares Owned % Capital Origin
AllianceBernstein L.P. Li Ning Co. Ltd. 2018-03-23 Long 8.18 4,078,000 107,889,000 4.95% Hong Kong
AllianceBernstein L.P. Shanghai Pharmaceuticals Holding Co., Ltd. - H Shares 2017-07-24 Long 21.819 541,100 38,253,044 4.99% Hong Kong

Position History

Holder Issuer Transaction Date Transaction Type Avg PPS Shares Involved Shares Owned % Capital Origin
AllianceBernstein L.P. Li Ning Co. Ltd. 2017-08-15 Long 5.842 1,768,000 132,132,500 6.06% Hong Kong
AllianceBernstein L.P. Li Ning Co. Ltd. 2017-07-31 Long 6.189 4,443,500 109,855,000 5.04% Hong Kong

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