ALLIANZ INVESTMENT MANAGEMENT U.S. LLC

https://www.AllianzIM.com MINNEAPOLIS, MN Investment Advisor Hedge Fund How do I update this listing?

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Allianz Investment Management U.s. is based out of Minneapolis. Allianz Investment Management U.s. is a hedge fund with 39 clients and discretionary assets under management (AUM) of $21,173,781,942 (Form ADV from 2021-01-29). Their last reported 13F filing for Q3 2021 included $1,493,822,000 in managed 13F securities and a top 10 holdings concentration of 97.76%. Allianz Investment Management U.s.'s largest holding is iShares iBoxx Investment Grade Corporate Bond Fund with shares held of 6,473,563. Allianz Investment Management U.s. has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 20 13F filings

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09/30/2021

13F Activity

  • Market Value $1.494 Billion
  • Prior Market Value $1.922 Billion
  • New Purchases1 stock
  • Additional Purchases0 stocks
  • Sold out of0 stocks
  • Reduced holdings in12 stocks
  • Top 10 Holdings % 97.76 %
  • Turnover % [1]:5.00%
  • Turnover Alt % [2]: 1.66 %
  • Time Held Top20:6.85 quarters
  • Time Held Top10:8.30 quarters
  • Time Held All:6.85 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

09/30/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-11-15

Performance for Q3 2021: 0.41%
Performance Last 4 Quarters: 3.59%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
Allianz Fund Investments, Inc.
Allianz Life Insurance Company of North America

View Last Form Adv Compilation Report on Record

ALLIANZ INVESTMENT MANAGEMENT LLC
5701 GOLDEN HILLS DRIVE
MINNEAPOLIS MN    55416-1297
Country: United States

Business Phone: 763-765-6500
Fax: 763-765-6355
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: MN
Number of employees: 32
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,EXPENSE REIMBURSEMENT
Amount of client funds and securities:
Total Number of Clients: 39
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.C (2),11.C (5),11.D (2),11.D (4),11.E (2)
Data above was derived from SEC filings.

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Insider Transactions in the past year

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ALLIANZ INVESTMENT MANAGEMENT LLC

ownership team - last updated 2021-01-29
Name Title Start Date Direct/Indirect % Ownership
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA MEMBER 03/01/2001 Direct 75% or more
Fund Name Position direct/indirect start date end date
USALLIANZ SECURITIES, INC. SHAREHOLDER direct 1996-02-01
USALLIANZ ADVISERS, LLC MEMBER direct 2001-03-01
QUESTAR ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2005-11-01
MUENCH, BRIAN, JAMES PRESIDENT & MANAGING DIRECTOR, GOVERNOR 11/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ LIFE ADVISERS, LLC DIRECTOR, CFO AND TREASURER direct 2006-08-01
ALLIANZ INVESTMENT MANAGEMENT LLC VICE PRESIDENT, DIRECTOR direct 2006-08-01
ALLIANZ INVESTMENT MANAGEMENT LLC PRESIDENT, DIRECTOR direct 2010-11-01
ALLIANZ INVESTMENT MANAGEMENT LLC VICE PRESIDENT, INVESTMENTS direct 2010-11-01
SCRIVER, MICHAEL, DAVIS MANAGING DIRECTOR, HEDGE DESIGN MANAGEMENT, GOVERNOR 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC DIRECTOR direct 2011-07-01
ALLIANZ INVESTMENT MANAGEMENT LLC VICE PRESIDENT, HEDGE DESIGN MANAGEMENT direct 2011-07-01
ALLIANZ INVESTMENT MANAGEMENT LLC SENIOR VICE PRESIDENT OF HEDGING, DIRECTOR direct 2011-07-01
NELSON, ERIK, THEODORE CHIEF LEGAL OFFICER, SECRETARY 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC CHIEF LEGAL OFFICER, SECRETARY direct 2011-07-01
HEDTKE, TODD, MICHAEL CHIEF EXECUTIVE OFFICER, GOVERNOR 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC DIRECTOR direct 2011-07-01
ALLIANZ INVESTMENT MANAGEMENT LLC CHIEF EXECUTIVE OFFICER, GOVERNOR direct 2011-07-01
ALLIANZ INVESTMENT MANAGEMENT LLC CHIEF INVESTMENT OFFICER, DIRECTOR direct 2011-07-01
SPICER, TODD, LEWIS CHIEF COMPLIANCE OFFICER 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ADVANTUS CAPITAL MANAGEMENT INC VICE PRESIDENT; CHIEF COMPLIANCE OFFICER direct 2016-09-01
ALLIANZ INVESTMENT MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2017-06-01
CHAMBS, CHRISTOPHER, EDWARD FRANCIS CHIEF FINANCIAL OFFICER, GOVERNOR 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, DIRECTOR direct 2016-01-01
JIRELE, JASMINE GOVERNOR 01/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC GOVERNOR direct 2021-01-01
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA MEMBER 03/01/2001 Direct 75% or more
Fund Name Position direct/indirect start date end date
USALLIANZ SECURITIES, INC. SHAREHOLDER direct 1996-02-01
USALLIANZ ADVISERS, LLC MEMBER direct 2001-03-01
QUESTAR ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2005-11-01
MUENCH, BRIAN, JAMES PRESIDENT & MANAGING DIRECTOR, GOVERNOR 11/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ LIFE ADVISERS, LLC DIRECTOR, CFO AND TREASURER direct 2006-08-01
ALLIANZ INVESTMENT MANAGEMENT LLC VICE PRESIDENT, DIRECTOR direct 2006-08-01
ALLIANZ INVESTMENT MANAGEMENT LLC PRESIDENT, DIRECTOR direct 2010-11-01
ALLIANZ INVESTMENT MANAGEMENT LLC VICE PRESIDENT, INVESTMENTS direct 2010-11-01
SCRIVER, MICHAEL, DAVIS MANAGING DIRECTOR, HEDGE DESIGN MANAGEMENT, GOVERNOR 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC DIRECTOR direct 2011-07-01
ALLIANZ INVESTMENT MANAGEMENT LLC VICE PRESIDENT, HEDGE DESIGN MANAGEMENT direct 2011-07-01
ALLIANZ INVESTMENT MANAGEMENT LLC SENIOR VICE PRESIDENT OF HEDGING, DIRECTOR direct 2011-07-01
NELSON, ERIK, THEODORE CHIEF LEGAL OFFICER, SECRETARY 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC CHIEF LEGAL OFFICER, SECRETARY direct 2011-07-01
HEDTKE, TODD, MICHAEL CHIEF EXECUTIVE OFFICER, GOVERNOR 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC DIRECTOR direct 2011-07-01
ALLIANZ INVESTMENT MANAGEMENT LLC CHIEF EXECUTIVE OFFICER, GOVERNOR direct 2011-07-01
ALLIANZ INVESTMENT MANAGEMENT LLC CHIEF INVESTMENT OFFICER, DIRECTOR direct 2011-07-01
SPICER, TODD, LEWIS CHIEF COMPLIANCE OFFICER 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ADVANTUS CAPITAL MANAGEMENT INC VICE PRESIDENT; CHIEF COMPLIANCE OFFICER direct 2016-09-01
ALLIANZ INVESTMENT MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2017-06-01
CHAMBS, CHRISTOPHER, EDWARD FRANCIS CHIEF FINANCIAL OFFICER, GOVERNOR 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, DIRECTOR direct 2016-01-01
JIRELE, JASMINE GOVERNOR 01/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC GOVERNOR direct 2021-01-01
ALLIANZ OF AMERICA, INC. SHAREHOLDER ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA 11/01/1979 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1979-11-01
QUESTAR ASSET MANAGEMENT, INC. SHAREHOLDER indirect 1996-04-01
USALLIANZ SECURITIES, INC. SHAREHOLDER indirect 1999-08-01
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC MEMBER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC MEMBER indirect 2000-05-01
RCM CAPITAL MANAGEMENT LLC MEMBER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS U.S. LLC MEMBER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC MEMBER indirect 2000-05-01
PIMCO SOLAR ADVISER LLC MEMBER indirect 2000-05-01
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC MEMBER indirect 2000-05-01
NFJ INVESTMENT GROUP LLC MEMBER indirect 2000-05-01
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC MEMBER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC MEMBER indirect 2000-05-01
ALLIANZ CAPITAL PARTNERS OF AMERICA, INC. SOLE SHAREHOLDER direct 2002-12-01
QUESTAR CAPITAL CORPORATION SHAREHOLDER indirect 2005-11-01
NICHOLAS APPLEGATE CAPITAL MANAGEMENT A CA LP MEMBER indirect 2001-01-01 2001-03-02
VALUE ADVISORS LLC MEMBER indirect 2000-05-01 2001-03-30
NICHOLAS APPLEGATE CAPITAL MANAGEMENT A CA LP MEMBER indirect 2001-01-01 2001-08-24
PIMCO ALLIANZ ADVISORS LLC MEMBER indirect 2000-05-01 2002-01-30
USALLIANZ SECURITIES, INC. SHAREHOLDER indirect 1999-08-01 2004-03-26
PIMCO ADVISORS MANAGED ACCOUNTS LLC MEMBER indirect 2000-05-01 2004-08-30
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC MEMBER indirect 2000-05-01 2004-08-30
DRESDNER RCM GLOBAL INVESTORS LLC PARENT indirect 2001-07-01 2004-08-31
QUESTAR ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2005-11-01 2009-06-03
RCM CAPITAL MANAGEMENT LLC PARENT indirect 2001-07-01 2010-07-28
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC MEMBER indirect 2008-06-01 2010-09-22
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC MEMBER indirect 2000-05-01 2011-06-29
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC MEMBER indirect 2000-05-01 2011-06-29
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC MEMBER indirect 2000-05-01 2011-06-29
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC MEMBER indirect 2000-05-01 2011-06-30
NFJ INVESTMENT GROUP LLC MEMBER indirect 2000-05-01 2011-10-05
ALLIANZ GLOBAL INVESTORS CAPITAL LLC MEMBER indirect 2000-05-01 2011-11-30
ALLIANZ CAPITAL PARTNERS OF AMERICA, INC. SHAREHOLDER direct 2002-12-01 2014-03-31
ALLIANZ SOCIETAS EUROPAEA SHAREHOLDER ALLIANZ EUROPE B.V. 06/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PA RETAIL HOLDINGS LLC STOCKHOLDER indirect 2003-01-01
ALLIANZ PRIVATE CLIENT SERVICES LLC STOCKHOLDER indirect 2003-01-01
ALLIANZ GLOBAL INVESTORS EUROPE GMBH STOCKHOLDER indirect 2003-01-01
PIMCO SPECIALTY MARKETS LLC SOLE STOCKHOLDER indirect 2003-01-01
ALLIANZ GLOBAL INVESTORS ADVISORY GMBH STOCKHOLDER indirect 2003-01-01
ALLIANZ GLOBAL INVESTORS EUROPE GMBH SOLE STOCKHOLDER indirect 2005-06-01
ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. STOCKHOLDER indirect 2005-06-01
OPPENHEIMER CAPITAL LLC SOLE STOCKHOLDER indirect 2005-06-01
OPCAP ADVISORS LLC SOLE STOCKHOLDER indirect 2005-06-01
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2005-06-01
ALPHA VISION CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2005-06-01
RCM ASIA PACIFIC LIMITED STOCKHOLDER indirect 2005-06-01
ALLIANZ ALTERNATIVE ASSET MANAGEMENT U.S. LLC SOLE STOCKHOLDER indirect 2005-06-01
PEA CAPITAL LLC STOCKHOLDER indirect 2005-06-01
ALLIANZ GLOBAL INVESTORS ADVISORY GMBH SOLE STOCKHOLDER indirect 2005-06-01
ALLIANZ ALTERNATIVE ASSET MANAGEMENT U.S. LLC STOCKHOLDER indirect 2005-11-01
RCM ASIA PACIFIC LIMITED STOCKHOLDER indirect 2010-08-01
QUESTAR ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2012-06-01
ALLIANZ INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2012-06-01
PIMCO SOLAR ADVISER LLC SOLE STOCKHOLDER indirect 2012-06-01
ALLIANZ GLOBAL INVESTORS U.S. LLC SOLE STOCKHOLDER indirect 2012-06-01
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC SOLE STOCKHODER indirect 2012-06-01
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC SOLE STOCKHOLDER indirect 2012-06-01
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC SOLE STOCKHOLDER indirect 2012-06-01
NFJ INVESTMENT GROUP LLC SOLE STOCKHOLDER indirect 2012-06-01
ALLIANZ CAPITAL PARTNERS OF AMERICA, INC. SOLE SHAREHOLDER indirect 2012-06-01
RCM CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2012-06-01
ALLIANZ INVESTMENT COMPANY LLC SOLE SHAREHOLDER indirect 1976-06-01
USALLIANZ SECURITIES, INC. SHAREHOLDER indirect 1976-06-01
PIMCO SPECIALTY MARKETS LLC STOCKHOLDER indirect 1976-06-01
QUESTAR CAPITAL CORPORATION SHAREHOLDER indirect 1976-06-01
PIMCO ADVISORS RETAIL HOLDINGS LLC STOCKHOLDER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC SOLE STOCKHOLDER indirect 2000-05-01
OPPENHEIMER CAPITAL LLC SOLE SHAREHOLDER indirect 2000-05-01
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. SOLE SHAREHOLDER indirect 2000-05-01
PEA CAPITAL LLC STOCKHOLDER indirect 2000-05-01
OPCAP ADVISORS LLC SOLE SHAREHOLDER indirect 2000-05-01
ALLIANZ PRIVATE CLIENT SERVICES LLC SOLE STOCKHOLDER indirect 2000-05-01
ALPHA VISION CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC SOLE STOCKHOLDER indirect 2000-05-01
OPPENHEIMER CAPITAL LLC STOCKHOLDER indirect 2003-01-01
ALLIANZ ALTERNATIVE ASSET MANAGEMENT U.S. LLC STOCKHOLDER indirect 2003-01-01
ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. STOCKHOLDER indirect 2003-01-01
ALPHA VISION CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01
OPCAP ADVISORS LLC STOCKHOLDER indirect 2003-01-01
PEA CAPITAL LLC STOCKHOLDER indirect 2003-01-01
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01
NICHOLAS APPLEGATE CAPITAL MANAGEMENT A CA LP SHAREHOLDER indirect 2001-01-01 2001-08-24
OPCAP ADVISORS LLC SOLE SHAREHOLDER indirect 2000-05-01 2002-03-28
NFJ INVESTMENT GROUP L.P. SOLE STOCKHOLDER indirect 2003-01-01 2003-03-27
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2003-03-27
CADENCE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2003-03-27
PIMCO SPECIALTY MARKETS LLC SOLE STOCKHOLDER indirect 2003-01-01 2003-03-27
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE STOCKHOLDER indirect 2003-01-01 2003-03-27
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 2003-01-01 2003-03-28
PIMCO ADVISORS MANAGED ACCOUNTS LLC SOLE STOCKHOLDER indirect 2003-01-01 2003-03-28
PIMCO EQUITY ADVISORS LLC STOCKHOLDER indirect 2003-01-01 2003-03-28
ALLIANZ PRIVATE CLIENT SERVICES LLC STOCKHOLDER indirect 2003-01-01 2003-03-28
OPCAP ADVISORS LLC SOLE STOCKHOLDER indirect 2003-01-01 2003-03-28
PIMCO ADVISORS FUND MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2003-03-28
PIMCO ADVISORS RETAIL HOLDINGS LLC STOCKHOLDER indirect 2003-01-01 2004-03-12
OPPENHEIMER CAPITAL LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-06-29
CADENCE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-06-29
ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. STOCKHOLDER indirect 2003-01-01 2004-06-29
ALLIANZ PRIVATE CLIENT SERVICES LLC STOCKHOLDER indirect 2003-01-01 2004-06-30
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 2003-01-01 2004-06-30
NFJ INVESTMENT GROUP L.P. SOLE STOCKHOLDER indirect 2003-01-01 2004-06-30
PIMCO SPECIALTY MARKETS LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-06-30
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-08-04
PA MANAGED ACCOUNTS LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-08-30
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-08-30
OPCAP ADVISORS LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-09-28
PEA CAPITAL LLC STOCKHOLDER indirect 2003-01-01 2004-10-23
PA FUND MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2004-10-23
PA RETAIL HOLDINGS LLC STOCKHOLDER indirect 2003-01-01 2004-10-25
ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. STOCKHOLDER indirect 2003-01-01 2004-12-06
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE STOCKHOLDER indirect 2003-01-01 2005-03-30
OPCAP ADVISORS LLC SOLE STOCKHOLDER indirect 2003-01-01 2005-04-07
PA MANAGED ACCOUNTS LLC SOLE STOCKHOLDER indirect 2003-01-01 2005-04-08
CADENCE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2005-04-21
CADENCE CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2000-05-01 2005-04-21
DRESDNER LATEINAMERIKA FINANCIAL ADVISORS LLC SOLE OWNER indirect 2001-07-01 2005-05-18
NFJ INVESTMENT GROUP L.P. SOLE STOCKHOLDER indirect 2003-01-01 2005-07-13
OPPENHEIMER CAPITAL LLC SOLE STOCKHOLDER indirect 2003-01-01 2005-11-15
ALPHA VISION CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2006-01-06
QUESTAR ASSET MANAGEMENT, INC. SHAREHHOLDER indirect 2005-11-01 2006-10-10
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 2000-05-01 2007-10-03
ALLIANZ HEDGE FUND PARTNERS L.P. SOLE STOCKHOLDER indirect 2005-06-01 2008-12-11
ALLIANZ ALTERNATIVE ASSET MANAGEMENT U.S. L.P. STOCKHOLDER indirect 2001-08-01 2008-12-11
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC SOLE STOCKHOLDER indirect 2008-06-01 2010-03-23
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC STOCKHOLDER indirect 2000-05-01 2010-03-23
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE SHAREHOLDER indirect 2000-05-01 2010-03-25
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE STOCKHOLDER indirect 2003-01-01 2010-03-25
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC STOCKHOLDER indirect 2000-05-01 2010-03-30
NFJ INVESTMENT GROUP L.P. STOCKHOLDER indirect 2000-05-01 2010-03-30
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2000-05-01 2010-07-27
ALLIANZ GLOBAL INVESTORS MANAGEMENT PARTNERS LLC SHAREHOLDER indirect 2000-05-01 2010-07-27
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2010-07-27
ALLIANZ GLOBAL INVESTORS MANAGEMENT PARTNERS LLC SOLE STOCKHOLDER indirect 2003-01-01 2010-07-27
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC SOLE STOCKHOLDER indirect 2008-06-01 2010-09-22
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC SHAREHOLDER indirect 2008-06-01 2010-09-22
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC PARENT indirect 2004-09-01 2010-12-08
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC PARENT indirect 2001-07-01 2010-12-08
ALLIANZ GLOBAL INVESTORS ADVISORY GMBH PARENT indirect 2002-10-01 2011-03-01
RCM CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2011-06-13
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2011-06-13
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC SOLE STOCKHOLDER indirect 2005-06-01 2011-06-29
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC STOCKHOLDER indirect 2003-01-01 2011-06-29
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC STOCKHOLDER indirect 2003-01-01 2011-06-29
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC STOCKHOLDER indirect 2003-01-01 2011-06-29
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2011-06-30
ALLIANZ GLOBAL INVESTORS EUROPE GMBH STOCKHOLDER indirect 2003-01-01 2011-09-21
NFJ INVESTMENT GROUP LLC STOCKHOLDER indirect 2003-01-01 2011-10-05
ALLIANZ GLOBAL INVESTORS CAPITAL LLC STOCKHOLDER indirect 2003-01-01 2011-11-30
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2011-12-23
ALLIANZ GLOBAL INVESTORS CAPITAL LLC STOCKHOLDER indirect 2003-01-01 2011-12-23
NFJ INVESTMENT GROUP LLC STOCKHOLDER indirect 2003-01-01 2011-12-23
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC STOCKHOLDER indirect 2003-01-01 2011-12-23
ALLIANZ GLOBAL INVESTORS CAPITAL LLC SOLE STOCKHOLDER indirect 2005-06-01 2011-12-23
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC SOLE STOCKHOLDER indirect 2005-06-01 2011-12-23
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC SOLE STOCKHOLDER indirect 2005-06-01 2011-12-23
NFJ INVESTMENT GROUP LLC SOLE STOCKHOLDER indirect 2005-06-01 2011-12-23
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC SOLE STOCKHOLDER indirect 2005-06-01 2011-12-23
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC STOCKHOLDER indirect 2003-01-01 2011-12-23
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2012-06-12
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC SOLE STOCKHODER indirect 2005-06-01 2012-06-12
RCM CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2012-07-10
RCM CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2005-06-01 2012-07-10
NFJ INVESTMENT GROUP LLC SOLE STOCKHOLDER indirect 2000-05-01 2012-07-17
QUESTAR ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2005-11-01 2012-07-18
ALLIANZ LIFE ADVISERS, LLC SHAREHOLDER indirect 1976-06-01 2012-07-27
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC SOLE STOCKHOLDER indirect 2000-05-01 2012-11-21
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC SOLE STOCKHOLDER indirect 2000-05-01 2012-11-27
ALLIANZ GLOBAL INVESTORS CAPITAL LLC SOLE STOCKHOLDER indirect 2000-05-01 2012-12-11
ALLIANZ CAPITAL PARTNERS OF AMERICA, INC. SHAREHOLDER indirect 1976-06-01 2014-03-31
ALLIANZ CAPITAL PARTNERS OF AMERICA, INC. SOLE SHAREHOLDER indirect 2012-06-01 2015-04-01
ALLIANZ EUROPE B.V. SHAREHOLDER ALLIANZ OF AMERICA INC 06/01/2012 Indirect 75% or more
ALLIANZ OF AMERICA, INC. SHAREHOLDER ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA 11/01/1979 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1979-11-01
QUESTAR ASSET MANAGEMENT, INC. SHAREHOLDER indirect 1996-04-01
USALLIANZ SECURITIES, INC. SHAREHOLDER indirect 1999-08-01
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC MEMBER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC MEMBER indirect 2000-05-01
RCM CAPITAL MANAGEMENT LLC MEMBER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS U.S. LLC MEMBER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC MEMBER indirect 2000-05-01
PIMCO SOLAR ADVISER LLC MEMBER indirect 2000-05-01
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC MEMBER indirect 2000-05-01
NFJ INVESTMENT GROUP LLC MEMBER indirect 2000-05-01
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC MEMBER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC MEMBER indirect 2000-05-01
ALLIANZ CAPITAL PARTNERS OF AMERICA, INC. SOLE SHAREHOLDER direct 2002-12-01
QUESTAR CAPITAL CORPORATION SHAREHOLDER indirect 2005-11-01
NICHOLAS APPLEGATE CAPITAL MANAGEMENT A CA LP MEMBER indirect 2001-01-01 2001-03-02
VALUE ADVISORS LLC MEMBER indirect 2000-05-01 2001-03-30
NICHOLAS APPLEGATE CAPITAL MANAGEMENT A CA LP MEMBER indirect 2001-01-01 2001-08-24
PIMCO ALLIANZ ADVISORS LLC MEMBER indirect 2000-05-01 2002-01-30
USALLIANZ SECURITIES, INC. SHAREHOLDER indirect 1999-08-01 2004-03-26
PIMCO ADVISORS MANAGED ACCOUNTS LLC MEMBER indirect 2000-05-01 2004-08-30
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC MEMBER indirect 2000-05-01 2004-08-30
DRESDNER RCM GLOBAL INVESTORS LLC PARENT indirect 2001-07-01 2004-08-31
QUESTAR ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2005-11-01 2009-06-03
RCM CAPITAL MANAGEMENT LLC PARENT indirect 2001-07-01 2010-07-28
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC MEMBER indirect 2008-06-01 2010-09-22
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC MEMBER indirect 2000-05-01 2011-06-29
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC MEMBER indirect 2000-05-01 2011-06-29
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC MEMBER indirect 2000-05-01 2011-06-29
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC MEMBER indirect 2000-05-01 2011-06-30
NFJ INVESTMENT GROUP LLC MEMBER indirect 2000-05-01 2011-10-05
ALLIANZ GLOBAL INVESTORS CAPITAL LLC MEMBER indirect 2000-05-01 2011-11-30
ALLIANZ CAPITAL PARTNERS OF AMERICA, INC. SHAREHOLDER direct 2002-12-01 2014-03-31
ALLIANZ SOCIETAS EUROPAEA SHAREHOLDER ALLIANZ EUROPE B.V. 06/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PA RETAIL HOLDINGS LLC STOCKHOLDER indirect 2003-01-01
ALLIANZ PRIVATE CLIENT SERVICES LLC STOCKHOLDER indirect 2003-01-01
ALLIANZ GLOBAL INVESTORS EUROPE GMBH STOCKHOLDER indirect 2003-01-01
PIMCO SPECIALTY MARKETS LLC SOLE STOCKHOLDER indirect 2003-01-01
ALLIANZ GLOBAL INVESTORS ADVISORY GMBH STOCKHOLDER indirect 2003-01-01
ALLIANZ GLOBAL INVESTORS EUROPE GMBH SOLE STOCKHOLDER indirect 2005-06-01
ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. STOCKHOLDER indirect 2005-06-01
OPPENHEIMER CAPITAL LLC SOLE STOCKHOLDER indirect 2005-06-01
OPCAP ADVISORS LLC SOLE STOCKHOLDER indirect 2005-06-01
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2005-06-01
ALPHA VISION CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2005-06-01
RCM ASIA PACIFIC LIMITED STOCKHOLDER indirect 2005-06-01
ALLIANZ ALTERNATIVE ASSET MANAGEMENT U.S. LLC SOLE STOCKHOLDER indirect 2005-06-01
PEA CAPITAL LLC STOCKHOLDER indirect 2005-06-01
ALLIANZ GLOBAL INVESTORS ADVISORY GMBH SOLE STOCKHOLDER indirect 2005-06-01
ALLIANZ ALTERNATIVE ASSET MANAGEMENT U.S. LLC STOCKHOLDER indirect 2005-11-01
RCM ASIA PACIFIC LIMITED STOCKHOLDER indirect 2010-08-01
QUESTAR ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2012-06-01
ALLIANZ INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2012-06-01
PIMCO SOLAR ADVISER LLC SOLE STOCKHOLDER indirect 2012-06-01
ALLIANZ GLOBAL INVESTORS U.S. LLC SOLE STOCKHOLDER indirect 2012-06-01
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC SOLE STOCKHODER indirect 2012-06-01
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC SOLE STOCKHOLDER indirect 2012-06-01
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC SOLE STOCKHOLDER indirect 2012-06-01
NFJ INVESTMENT GROUP LLC SOLE STOCKHOLDER indirect 2012-06-01
ALLIANZ CAPITAL PARTNERS OF AMERICA, INC. SOLE SHAREHOLDER indirect 2012-06-01
RCM CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2012-06-01
ALLIANZ INVESTMENT COMPANY LLC SOLE SHAREHOLDER indirect 1976-06-01
USALLIANZ SECURITIES, INC. SHAREHOLDER indirect 1976-06-01
PIMCO SPECIALTY MARKETS LLC STOCKHOLDER indirect 1976-06-01
QUESTAR CAPITAL CORPORATION SHAREHOLDER indirect 1976-06-01
PIMCO ADVISORS RETAIL HOLDINGS LLC STOCKHOLDER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC SOLE STOCKHOLDER indirect 2000-05-01
OPPENHEIMER CAPITAL LLC SOLE SHAREHOLDER indirect 2000-05-01
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. SOLE SHAREHOLDER indirect 2000-05-01
PEA CAPITAL LLC STOCKHOLDER indirect 2000-05-01
OPCAP ADVISORS LLC SOLE SHAREHOLDER indirect 2000-05-01
ALLIANZ PRIVATE CLIENT SERVICES LLC SOLE STOCKHOLDER indirect 2000-05-01
ALPHA VISION CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC SOLE STOCKHOLDER indirect 2000-05-01
OPPENHEIMER CAPITAL LLC STOCKHOLDER indirect 2003-01-01
ALLIANZ ALTERNATIVE ASSET MANAGEMENT U.S. LLC STOCKHOLDER indirect 2003-01-01
ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. STOCKHOLDER indirect 2003-01-01
ALPHA VISION CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01
OPCAP ADVISORS LLC STOCKHOLDER indirect 2003-01-01
PEA CAPITAL LLC STOCKHOLDER indirect 2003-01-01
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01
NICHOLAS APPLEGATE CAPITAL MANAGEMENT A CA LP SHAREHOLDER indirect 2001-01-01 2001-08-24
OPCAP ADVISORS LLC SOLE SHAREHOLDER indirect 2000-05-01 2002-03-28
NFJ INVESTMENT GROUP L.P. SOLE STOCKHOLDER indirect 2003-01-01 2003-03-27
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2003-03-27
CADENCE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2003-03-27
PIMCO SPECIALTY MARKETS LLC SOLE STOCKHOLDER indirect 2003-01-01 2003-03-27
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE STOCKHOLDER indirect 2003-01-01 2003-03-27
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 2003-01-01 2003-03-28
PIMCO ADVISORS MANAGED ACCOUNTS LLC SOLE STOCKHOLDER indirect 2003-01-01 2003-03-28
PIMCO EQUITY ADVISORS LLC STOCKHOLDER indirect 2003-01-01 2003-03-28
ALLIANZ PRIVATE CLIENT SERVICES LLC STOCKHOLDER indirect 2003-01-01 2003-03-28
OPCAP ADVISORS LLC SOLE STOCKHOLDER indirect 2003-01-01 2003-03-28
PIMCO ADVISORS FUND MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2003-03-28
PIMCO ADVISORS RETAIL HOLDINGS LLC STOCKHOLDER indirect 2003-01-01 2004-03-12
OPPENHEIMER CAPITAL LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-06-29
CADENCE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-06-29
ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. STOCKHOLDER indirect 2003-01-01 2004-06-29
ALLIANZ PRIVATE CLIENT SERVICES LLC STOCKHOLDER indirect 2003-01-01 2004-06-30
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 2003-01-01 2004-06-30
NFJ INVESTMENT GROUP L.P. SOLE STOCKHOLDER indirect 2003-01-01 2004-06-30
PIMCO SPECIALTY MARKETS LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-06-30
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-08-04
PA MANAGED ACCOUNTS LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-08-30
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-08-30
OPCAP ADVISORS LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-09-28
PEA CAPITAL LLC STOCKHOLDER indirect 2003-01-01 2004-10-23
PA FUND MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2004-10-23
PA RETAIL HOLDINGS LLC STOCKHOLDER indirect 2003-01-01 2004-10-25
ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. STOCKHOLDER indirect 2003-01-01 2004-12-06
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE STOCKHOLDER indirect 2003-01-01 2005-03-30
OPCAP ADVISORS LLC SOLE STOCKHOLDER indirect 2003-01-01 2005-04-07
PA MANAGED ACCOUNTS LLC SOLE STOCKHOLDER indirect 2003-01-01 2005-04-08
CADENCE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2005-04-21
CADENCE CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2000-05-01 2005-04-21
DRESDNER LATEINAMERIKA FINANCIAL ADVISORS LLC SOLE OWNER indirect 2001-07-01 2005-05-18
NFJ INVESTMENT GROUP L.P. SOLE STOCKHOLDER indirect 2003-01-01 2005-07-13
OPPENHEIMER CAPITAL LLC SOLE STOCKHOLDER indirect 2003-01-01 2005-11-15
ALPHA VISION CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2006-01-06
QUESTAR ASSET MANAGEMENT, INC. SHAREHHOLDER indirect 2005-11-01 2006-10-10
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 2000-05-01 2007-10-03
ALLIANZ HEDGE FUND PARTNERS L.P. SOLE STOCKHOLDER indirect 2005-06-01 2008-12-11
ALLIANZ ALTERNATIVE ASSET MANAGEMENT U.S. L.P. STOCKHOLDER indirect 2001-08-01 2008-12-11
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC SOLE STOCKHOLDER indirect 2008-06-01 2010-03-23
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC STOCKHOLDER indirect 2000-05-01 2010-03-23
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE SHAREHOLDER indirect 2000-05-01 2010-03-25
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE STOCKHOLDER indirect 2003-01-01 2010-03-25
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC STOCKHOLDER indirect 2000-05-01 2010-03-30
NFJ INVESTMENT GROUP L.P. STOCKHOLDER indirect 2000-05-01 2010-03-30
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2000-05-01 2010-07-27
ALLIANZ GLOBAL INVESTORS MANAGEMENT PARTNERS LLC SHAREHOLDER indirect 2000-05-01 2010-07-27
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2010-07-27
ALLIANZ GLOBAL INVESTORS MANAGEMENT PARTNERS LLC SOLE STOCKHOLDER indirect 2003-01-01 2010-07-27
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC SOLE STOCKHOLDER indirect 2008-06-01 2010-09-22
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC SHAREHOLDER indirect 2008-06-01 2010-09-22
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC PARENT indirect 2004-09-01 2010-12-08
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC PARENT indirect 2001-07-01 2010-12-08
ALLIANZ GLOBAL INVESTORS ADVISORY GMBH PARENT indirect 2002-10-01 2011-03-01
RCM CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2011-06-13
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2011-06-13
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC SOLE STOCKHOLDER indirect 2005-06-01 2011-06-29
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC STOCKHOLDER indirect 2003-01-01 2011-06-29
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC STOCKHOLDER indirect 2003-01-01 2011-06-29
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC STOCKHOLDER indirect 2003-01-01 2011-06-29
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2011-06-30
ALLIANZ GLOBAL INVESTORS EUROPE GMBH STOCKHOLDER indirect 2003-01-01 2011-09-21
NFJ INVESTMENT GROUP LLC STOCKHOLDER indirect 2003-01-01 2011-10-05
ALLIANZ GLOBAL INVESTORS CAPITAL LLC STOCKHOLDER indirect 2003-01-01 2011-11-30
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2011-12-23
ALLIANZ GLOBAL INVESTORS CAPITAL LLC STOCKHOLDER indirect 2003-01-01 2011-12-23
NFJ INVESTMENT GROUP LLC STOCKHOLDER indirect 2003-01-01 2011-12-23
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC STOCKHOLDER indirect 2003-01-01 2011-12-23
ALLIANZ GLOBAL INVESTORS CAPITAL LLC SOLE STOCKHOLDER indirect 2005-06-01 2011-12-23
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC SOLE STOCKHOLDER indirect 2005-06-01 2011-12-23
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC SOLE STOCKHOLDER indirect 2005-06-01 2011-12-23
NFJ INVESTMENT GROUP LLC SOLE STOCKHOLDER indirect 2005-06-01 2011-12-23
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC SOLE STOCKHOLDER indirect 2005-06-01 2011-12-23
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC STOCKHOLDER indirect 2003-01-01 2011-12-23
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2012-06-12
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC SOLE STOCKHODER indirect 2005-06-01 2012-06-12
RCM CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2012-07-10
RCM CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2005-06-01 2012-07-10
NFJ INVESTMENT GROUP LLC SOLE STOCKHOLDER indirect 2000-05-01 2012-07-17
QUESTAR ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2005-11-01 2012-07-18
ALLIANZ LIFE ADVISERS, LLC SHAREHOLDER indirect 1976-06-01 2012-07-27
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC SOLE STOCKHOLDER indirect 2000-05-01 2012-11-21
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC SOLE STOCKHOLDER indirect 2000-05-01 2012-11-27
ALLIANZ GLOBAL INVESTORS CAPITAL LLC SOLE STOCKHOLDER indirect 2000-05-01 2012-12-11
ALLIANZ CAPITAL PARTNERS OF AMERICA, INC. SHAREHOLDER indirect 1976-06-01 2014-03-31
ALLIANZ CAPITAL PARTNERS OF AMERICA, INC. SOLE SHAREHOLDER indirect 2012-06-01 2015-04-01
ALLIANZ EUROPE B.V. SHAREHOLDER ALLIANZ OF AMERICA INC 06/01/2012 Indirect 75% or more

ALLIANZ INVESTMENT MANAGEMENT LLC

ownership team - last updated 2020-03-24
Name Title Start Date Direct/Indirect % Ownership

ALLIANZ INVESTMENT MANAGEMENT LLC

ownership team - last updated 2019-03-19
Name Title Start Date Direct/Indirect % Ownership
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA MEMBER 03/01/2001 Direct 75% or more
Fund Name Position direct/indirect start date end date
USALLIANZ SECURITIES, INC. SHAREHOLDER direct 1996-02-01
USALLIANZ ADVISERS, LLC MEMBER direct 2001-03-01
QUESTAR ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2005-11-01
MUENCH, BRIAN, JAMES PRESIDENT & MANAGING DIRECTOR 11/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ LIFE ADVISERS, LLC DIRECTOR, CFO AND TREASURER direct 2006-08-01
ALLIANZ INVESTMENT MANAGEMENT LLC VICE PRESIDENT, DIRECTOR direct 2006-08-01
ALLIANZ INVESTMENT MANAGEMENT LLC PRESIDENT, DIRECTOR direct 2010-11-01
ALLIANZ INVESTMENT MANAGEMENT LLC VICE PRESIDENT, INVESTMENTS direct 2010-11-01
SCRIVER, MICHAEL, DAVIS MANAGING DIRECTOR, HEDGE DESIGN MANAGEMENT 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC DIRECTOR direct 2011-07-01
ALLIANZ INVESTMENT MANAGEMENT LLC VICE PRESIDENT, HEDGE DESIGN MANAGEMENT direct 2011-07-01
ALLIANZ INVESTMENT MANAGEMENT LLC SENIOR VICE PRESIDENT OF HEDGING, DIRECTOR direct 2011-07-01
NELSON, ERIK, THEODORE CHIEF LEGAL OFFICER, SECRETARY 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC CHIEF LEGAL OFFICER, SECRETARY direct 2011-07-01
HEDTKE, TODD, MICHAEL CHIEF EXECUTIVE OFFICER, GOVERNOR 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC DIRECTOR direct 2011-07-01
ALLIANZ INVESTMENT MANAGEMENT LLC CHIEF EXECUTIVE OFFICER, GOVERNOR direct 2011-07-01
ALLIANZ INVESTMENT MANAGEMENT LLC CHIEF INVESTMENT OFFICER, DIRECTOR direct 2011-07-01
WHITE, WALTER, REX GOVERNOR 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC PRESIDENT & CHIEF EXECUTIVE OFFICER, GOVERNOR direct 2017-03-01
FORTIS INVESTORS, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 2000-06-01 2001-03-26
WOODBURY FINANCIAL SERVICES, INC. SENIOR VICE PRESIDENT OF OPERATIONS & DIRECTOR direct 2000-06-01 2004-02-12
WOODBURY FINANCIAL SERVICES, INC. CHIEF OPERATIONS OFFICER AND DIRECTOR direct 2004-01-01 2007-06-28
WOODBURY FINANCIAL SERVICES, INC. PRESIDENT AND BOARD MEMBER direct 2004-01-01 2008-08-15
ALLIANZ INVESTMENT MANAGEMENT LLC PRESIDENT & CHIEF EXECUTIVE OFFICER, DIRECTOR direct 2017-03-01 2017-03-22
KROPP, ROSANNE, LEA MANAGING DIRECTOR, INVESTMENT STRATEGY 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC VICE PRESIDENT, INVESTMENT STRATEGY, DIRECTOR direct 2017-03-01
ALLIANZ INVESTMENT MANAGEMENT LLC VICE PRESIDENT, INVESTMENT STRATEGY direct 2017-03-01
SPICER, TODD, LEWIS CHIEF COMPLIANCE OFFICER 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ADVANTUS CAPITAL MANAGEMENT INC VICE PRESIDENT; CHIEF COMPLIANCE OFFICER direct 2016-09-01
ALLIANZ INVESTMENT MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2017-06-01
FRITSCH, TOBIAS CHIEF OPERATING OFFICER AND MANAGING DIRECTOR 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2017-05-01
CHAMBS, CHRISTOPHER, EDWARD FRANCIS CHIEF FINANCIAL OFFICER, GOVERNOR 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, DIRECTOR direct 2016-01-01
ALLIANZ OF AMERICA, INC. SHAREHOLDER ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA 11/01/1979 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1979-11-01
QUESTAR ASSET MANAGEMENT, INC. SHAREHOLDER indirect 1996-04-01
USALLIANZ SECURITIES, INC. SHAREHOLDER indirect 1999-08-01
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC MEMBER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC MEMBER indirect 2000-05-01
RCM CAPITAL MANAGEMENT LLC MEMBER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS U.S. LLC MEMBER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC MEMBER indirect 2000-05-01
PIMCO SOLAR ADVISER LLC MEMBER indirect 2000-05-01
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC MEMBER indirect 2000-05-01
NFJ INVESTMENT GROUP LLC MEMBER indirect 2000-05-01
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC MEMBER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC MEMBER indirect 2000-05-01
ALLIANZ CAPITAL PARTNERS OF AMERICA, INC. SOLE SHAREHOLDER direct 2002-12-01
QUESTAR CAPITAL CORPORATION SHAREHOLDER indirect 2005-11-01
NICHOLAS APPLEGATE CAPITAL MANAGEMENT A CA LP MEMBER indirect 2001-01-01 2001-03-02
VALUE ADVISORS LLC MEMBER indirect 2000-05-01 2001-03-30
NICHOLAS APPLEGATE CAPITAL MANAGEMENT A CA LP MEMBER indirect 2001-01-01 2001-08-24
PIMCO ALLIANZ ADVISORS LLC MEMBER indirect 2000-05-01 2002-01-30
USALLIANZ SECURITIES, INC. SHAREHOLDER indirect 1999-08-01 2004-03-26
PIMCO ADVISORS MANAGED ACCOUNTS LLC MEMBER indirect 2000-05-01 2004-08-30
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC MEMBER indirect 2000-05-01 2004-08-30
DRESDNER RCM GLOBAL INVESTORS LLC PARENT indirect 2001-07-01 2004-08-31
QUESTAR ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2005-11-01 2009-06-03
RCM CAPITAL MANAGEMENT LLC PARENT indirect 2001-07-01 2010-07-28
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC MEMBER indirect 2008-06-01 2010-09-22
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC MEMBER indirect 2000-05-01 2011-06-29
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC MEMBER indirect 2000-05-01 2011-06-29
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC MEMBER indirect 2000-05-01 2011-06-29
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC MEMBER indirect 2000-05-01 2011-06-30
NFJ INVESTMENT GROUP LLC MEMBER indirect 2000-05-01 2011-10-05
ALLIANZ GLOBAL INVESTORS CAPITAL LLC MEMBER indirect 2000-05-01 2011-11-30
ALLIANZ CAPITAL PARTNERS OF AMERICA, INC. SHAREHOLDER direct 2002-12-01 2014-03-31
ALLIANZ SOCIETAS EUROPAEA SHAREHOLDER ALLIANZ EUROPE B.V. 06/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PA RETAIL HOLDINGS LLC STOCKHOLDER indirect 2003-01-01
ALLIANZ PRIVATE CLIENT SERVICES LLC STOCKHOLDER indirect 2003-01-01
ALLIANZ GLOBAL INVESTORS EUROPE GMBH STOCKHOLDER indirect 2003-01-01
PIMCO SPECIALTY MARKETS LLC SOLE STOCKHOLDER indirect 2003-01-01
ALLIANZ GLOBAL INVESTORS ADVISORY GMBH STOCKHOLDER indirect 2003-01-01
ALLIANZ GLOBAL INVESTORS EUROPE GMBH SOLE STOCKHOLDER indirect 2005-06-01
ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. STOCKHOLDER indirect 2005-06-01
OPPENHEIMER CAPITAL LLC SOLE STOCKHOLDER indirect 2005-06-01
OPCAP ADVISORS LLC SOLE STOCKHOLDER indirect 2005-06-01
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2005-06-01
ALPHA VISION CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2005-06-01
RCM ASIA PACIFIC LIMITED STOCKHOLDER indirect 2005-06-01
ALLIANZ ALTERNATIVE ASSET MANAGEMENT U.S. LLC SOLE STOCKHOLDER indirect 2005-06-01
PEA CAPITAL LLC STOCKHOLDER indirect 2005-06-01
ALLIANZ GLOBAL INVESTORS ADVISORY GMBH SOLE STOCKHOLDER indirect 2005-06-01
ALLIANZ ALTERNATIVE ASSET MANAGEMENT U.S. LLC STOCKHOLDER indirect 2005-11-01
RCM ASIA PACIFIC LIMITED STOCKHOLDER indirect 2010-08-01
QUESTAR ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2012-06-01
ALLIANZ INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2012-06-01
PIMCO SOLAR ADVISER LLC SOLE STOCKHOLDER indirect 2012-06-01
ALLIANZ GLOBAL INVESTORS U.S. LLC SOLE STOCKHOLDER indirect 2012-06-01
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC SOLE STOCKHODER indirect 2012-06-01
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC SOLE STOCKHOLDER indirect 2012-06-01
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC SOLE STOCKHOLDER indirect 2012-06-01
NFJ INVESTMENT GROUP LLC SOLE STOCKHOLDER indirect 2012-06-01
ALLIANZ CAPITAL PARTNERS OF AMERICA, INC. SOLE SHAREHOLDER indirect 2012-06-01
RCM CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2012-06-01
ALLIANZ INVESTMENT COMPANY LLC SOLE SHAREHOLDER indirect 1976-06-01
USALLIANZ SECURITIES, INC. SHAREHOLDER indirect 1976-06-01
PIMCO SPECIALTY MARKETS LLC STOCKHOLDER indirect 1976-06-01
QUESTAR CAPITAL CORPORATION SHAREHOLDER indirect 1976-06-01
PIMCO ADVISORS RETAIL HOLDINGS LLC STOCKHOLDER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC SOLE STOCKHOLDER indirect 2000-05-01
OPPENHEIMER CAPITAL LLC SOLE SHAREHOLDER indirect 2000-05-01
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. SOLE SHAREHOLDER indirect 2000-05-01
PEA CAPITAL LLC STOCKHOLDER indirect 2000-05-01
OPCAP ADVISORS LLC SOLE SHAREHOLDER indirect 2000-05-01
ALLIANZ PRIVATE CLIENT SERVICES LLC SOLE STOCKHOLDER indirect 2000-05-01
ALPHA VISION CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC SOLE STOCKHOLDER indirect 2000-05-01
OPPENHEIMER CAPITAL LLC STOCKHOLDER indirect 2003-01-01
ALLIANZ ALTERNATIVE ASSET MANAGEMENT U.S. LLC STOCKHOLDER indirect 2003-01-01
ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. STOCKHOLDER indirect 2003-01-01
ALPHA VISION CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01
OPCAP ADVISORS LLC STOCKHOLDER indirect 2003-01-01
PEA CAPITAL LLC STOCKHOLDER indirect 2003-01-01
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01
NICHOLAS APPLEGATE CAPITAL MANAGEMENT A CA LP SHAREHOLDER indirect 2001-01-01 2001-08-24
OPCAP ADVISORS LLC SOLE SHAREHOLDER indirect 2000-05-01 2002-03-28
NFJ INVESTMENT GROUP L.P. SOLE STOCKHOLDER indirect 2003-01-01 2003-03-27
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2003-03-27
CADENCE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2003-03-27
PIMCO SPECIALTY MARKETS LLC SOLE STOCKHOLDER indirect 2003-01-01 2003-03-27
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE STOCKHOLDER indirect 2003-01-01 2003-03-27
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 2003-01-01 2003-03-28
PIMCO ADVISORS MANAGED ACCOUNTS LLC SOLE STOCKHOLDER indirect 2003-01-01 2003-03-28
PIMCO EQUITY ADVISORS LLC STOCKHOLDER indirect 2003-01-01 2003-03-28
ALLIANZ PRIVATE CLIENT SERVICES LLC STOCKHOLDER indirect 2003-01-01 2003-03-28
OPCAP ADVISORS LLC SOLE STOCKHOLDER indirect 2003-01-01 2003-03-28
PIMCO ADVISORS FUND MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2003-03-28
PIMCO ADVISORS RETAIL HOLDINGS LLC STOCKHOLDER indirect 2003-01-01 2004-03-12
OPPENHEIMER CAPITAL LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-06-29
CADENCE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-06-29
ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. STOCKHOLDER indirect 2003-01-01 2004-06-29
ALLIANZ PRIVATE CLIENT SERVICES LLC STOCKHOLDER indirect 2003-01-01 2004-06-30
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 2003-01-01 2004-06-30
NFJ INVESTMENT GROUP L.P. SOLE STOCKHOLDER indirect 2003-01-01 2004-06-30
PIMCO SPECIALTY MARKETS LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-06-30
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-08-04
PA MANAGED ACCOUNTS LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-08-30
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-08-30
OPCAP ADVISORS LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-09-28
PEA CAPITAL LLC STOCKHOLDER indirect 2003-01-01 2004-10-23
PA FUND MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2004-10-23
PA RETAIL HOLDINGS LLC STOCKHOLDER indirect 2003-01-01 2004-10-25
ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. STOCKHOLDER indirect 2003-01-01 2004-12-06
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE STOCKHOLDER indirect 2003-01-01 2005-03-30
OPCAP ADVISORS LLC SOLE STOCKHOLDER indirect 2003-01-01 2005-04-07
PA MANAGED ACCOUNTS LLC SOLE STOCKHOLDER indirect 2003-01-01 2005-04-08
CADENCE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2005-04-21
CADENCE CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2000-05-01 2005-04-21
DRESDNER LATEINAMERIKA FINANCIAL ADVISORS LLC SOLE OWNER indirect 2001-07-01 2005-05-18
NFJ INVESTMENT GROUP L.P. SOLE STOCKHOLDER indirect 2003-01-01 2005-07-13
OPPENHEIMER CAPITAL LLC SOLE STOCKHOLDER indirect 2003-01-01 2005-11-15
ALPHA VISION CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2006-01-06
QUESTAR ASSET MANAGEMENT, INC. SHAREHHOLDER indirect 2005-11-01 2006-10-10
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 2000-05-01 2007-10-03
ALLIANZ HEDGE FUND PARTNERS L.P. SOLE STOCKHOLDER indirect 2005-06-01 2008-12-11
ALLIANZ ALTERNATIVE ASSET MANAGEMENT U.S. L.P. STOCKHOLDER indirect 2001-08-01 2008-12-11
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC SOLE STOCKHOLDER indirect 2008-06-01 2010-03-23
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC STOCKHOLDER indirect 2000-05-01 2010-03-23
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE SHAREHOLDER indirect 2000-05-01 2010-03-25
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE STOCKHOLDER indirect 2003-01-01 2010-03-25
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC STOCKHOLDER indirect 2000-05-01 2010-03-30
NFJ INVESTMENT GROUP L.P. STOCKHOLDER indirect 2000-05-01 2010-03-30
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2000-05-01 2010-07-27
ALLIANZ GLOBAL INVESTORS MANAGEMENT PARTNERS LLC SHAREHOLDER indirect 2000-05-01 2010-07-27
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2010-07-27
ALLIANZ GLOBAL INVESTORS MANAGEMENT PARTNERS LLC SOLE STOCKHOLDER indirect 2003-01-01 2010-07-27
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC SOLE STOCKHOLDER indirect 2008-06-01 2010-09-22
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC SHAREHOLDER indirect 2008-06-01 2010-09-22
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC PARENT indirect 2004-09-01 2010-12-08
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC PARENT indirect 2001-07-01 2010-12-08
ALLIANZ GLOBAL INVESTORS ADVISORY GMBH PARENT indirect 2002-10-01 2011-03-01
RCM CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2011-06-13
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2011-06-13
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC SOLE STOCKHOLDER indirect 2005-06-01 2011-06-29
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC STOCKHOLDER indirect 2003-01-01 2011-06-29
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC STOCKHOLDER indirect 2003-01-01 2011-06-29
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC STOCKHOLDER indirect 2003-01-01 2011-06-29
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2011-06-30
ALLIANZ GLOBAL INVESTORS EUROPE GMBH STOCKHOLDER indirect 2003-01-01 2011-09-21
NFJ INVESTMENT GROUP LLC STOCKHOLDER indirect 2003-01-01 2011-10-05
ALLIANZ GLOBAL INVESTORS CAPITAL LLC STOCKHOLDER indirect 2003-01-01 2011-11-30
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2011-12-23
ALLIANZ GLOBAL INVESTORS CAPITAL LLC STOCKHOLDER indirect 2003-01-01 2011-12-23
NFJ INVESTMENT GROUP LLC STOCKHOLDER indirect 2003-01-01 2011-12-23
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC STOCKHOLDER indirect 2003-01-01 2011-12-23
ALLIANZ GLOBAL INVESTORS CAPITAL LLC SOLE STOCKHOLDER indirect 2005-06-01 2011-12-23
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC SOLE STOCKHOLDER indirect 2005-06-01 2011-12-23
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC SOLE STOCKHOLDER indirect 2005-06-01 2011-12-23
NFJ INVESTMENT GROUP LLC SOLE STOCKHOLDER indirect 2005-06-01 2011-12-23
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC SOLE STOCKHOLDER indirect 2005-06-01 2011-12-23
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC STOCKHOLDER indirect 2003-01-01 2011-12-23
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2012-06-12
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC SOLE STOCKHODER indirect 2005-06-01 2012-06-12
RCM CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2012-07-10
RCM CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2005-06-01 2012-07-10
NFJ INVESTMENT GROUP LLC SOLE STOCKHOLDER indirect 2000-05-01 2012-07-17
QUESTAR ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2005-11-01 2012-07-18
ALLIANZ LIFE ADVISERS, LLC SHAREHOLDER indirect 1976-06-01 2012-07-27
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC SOLE STOCKHOLDER indirect 2000-05-01 2012-11-21
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC SOLE STOCKHOLDER indirect 2000-05-01 2012-11-27
ALLIANZ GLOBAL INVESTORS CAPITAL LLC SOLE STOCKHOLDER indirect 2000-05-01 2012-12-11
ALLIANZ CAPITAL PARTNERS OF AMERICA, INC. SHAREHOLDER indirect 1976-06-01 2014-03-31
ALLIANZ CAPITAL PARTNERS OF AMERICA, INC. SOLE SHAREHOLDER indirect 2012-06-01 2015-04-01
ALLIANZ EUROPE B.V. SHAREHOLDER ALLIANZ OF AMERICA INC 06/01/2012 Indirect 75% or more

ALLIANZ INVESTMENT MANAGEMENT LLC

ownership team - last updated 2017-12-06
Name Title Start Date Direct/Indirect % Ownership
NELSON, ERIK, THEODORE CHIEF LEGAL OFFICER, SECRETARY 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC CHIEF LEGAL OFFICER, SECRETARY direct 2011-07-01
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA MEMBER 03/01/2001 Direct 75% or more
Fund Name Position direct/indirect start date end date
USALLIANZ SECURITIES, INC. SHAREHOLDER direct 1996-02-01
USALLIANZ ADVISERS, LLC MEMBER direct 2001-03-01
QUESTAR ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2005-11-01
MUENCH, BRIAN, JAMES PRESIDENT & MANAGING DIRECTOR 11/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ LIFE ADVISERS, LLC DIRECTOR, CFO AND TREASURER direct 2006-08-01
ALLIANZ INVESTMENT MANAGEMENT LLC VICE PRESIDENT, DIRECTOR direct 2006-08-01
ALLIANZ INVESTMENT MANAGEMENT LLC PRESIDENT, DIRECTOR direct 2010-11-01
ALLIANZ INVESTMENT MANAGEMENT LLC VICE PRESIDENT, INVESTMENTS direct 2010-11-01
SCRIVER, MICHAEL, DAVIS MANAGING DIRECTOR, HEDGE DESIGN MANAGEMENT 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC DIRECTOR direct 2011-07-01
ALLIANZ INVESTMENT MANAGEMENT LLC VICE PRESIDENT, HEDGE DESIGN MANAGEMENT direct 2011-07-01
ALLIANZ INVESTMENT MANAGEMENT LLC SENIOR VICE PRESIDENT OF HEDGING, DIRECTOR direct 2011-07-01
HEDTKE, TODD, MICHAEL CHIEF EXECUTIVE OFFICER, GOVERNOR 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC DIRECTOR direct 2011-07-01
ALLIANZ INVESTMENT MANAGEMENT LLC CHIEF EXECUTIVE OFFICER, GOVERNOR direct 2011-07-01
ALLIANZ INVESTMENT MANAGEMENT LLC CHIEF INVESTMENT OFFICER, DIRECTOR direct 2011-07-01
WHITE, WALTER, REX PRESIDENT & CHIEF EXECUTIVE OFFICER, GOVERNOR 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC PRESIDENT & CHIEF EXECUTIVE OFFICER, GOVERNOR direct 2017-03-01
FORTIS INVESTORS, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 2000-06-01 2001-03-26
WOODBURY FINANCIAL SERVICES, INC. SENIOR VICE PRESIDENT OF OPERATIONS & DIRECTOR direct 2000-06-01 2004-02-12
WOODBURY FINANCIAL SERVICES, INC. CHIEF OPERATIONS OFFICER AND DIRECTOR direct 2004-01-01 2007-06-28
WOODBURY FINANCIAL SERVICES, INC. PRESIDENT AND BOARD MEMBER direct 2004-01-01 2008-08-15
ALLIANZ INVESTMENT MANAGEMENT LLC PRESIDENT & CHIEF EXECUTIVE OFFICER, DIRECTOR direct 2017-03-01 2017-03-22
KROPP, ROSANNE, LEA MANAGING DIRECTOR, INVESTMENT STRATEGY 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC VICE PRESIDENT, INVESTMENT STRATEGY, DIRECTOR direct 2017-03-01
ALLIANZ INVESTMENT MANAGEMENT LLC VICE PRESIDENT, INVESTMENT STRATEGY direct 2017-03-01
SPICER, TODD, LEWIS CHIEF COMPLIANCE OFFICER 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ADVANTUS CAPITAL MANAGEMENT INC VICE PRESIDENT; CHIEF COMPLIANCE OFFICER direct 2016-09-01
ALLIANZ INVESTMENT MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2017-06-01
FRITSCH, TOBIAS CHIEF OPERATING OFFICER AND MANAGING DIRECTOR 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC VICE PRESIDENT, CHIEF OPERATING OFFICER direct 2017-05-01
CHAMBS, CHRISTOPHER, EDWARD FRANCIS CHIEF FINANCIAL OFFICER, GOVERNOR 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, DIRECTOR direct 2016-01-01
ALLIANZ OF AMERICA, INC. SHAREHOLDER ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA 11/01/1979 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ALLIANZ INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1979-11-01
QUESTAR ASSET MANAGEMENT, INC. SHAREHOLDER indirect 1996-04-01
USALLIANZ SECURITIES, INC. SHAREHOLDER indirect 1999-08-01
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC MEMBER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC MEMBER indirect 2000-05-01
RCM CAPITAL MANAGEMENT LLC MEMBER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS U.S. LLC MEMBER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC MEMBER indirect 2000-05-01
PIMCO SOLAR ADVISER LLC MEMBER indirect 2000-05-01
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC MEMBER indirect 2000-05-01
NFJ INVESTMENT GROUP LLC MEMBER indirect 2000-05-01
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC MEMBER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC MEMBER indirect 2000-05-01
ALLIANZ CAPITAL PARTNERS OF AMERICA, INC. SOLE SHAREHOLDER direct 2002-12-01
QUESTAR CAPITAL CORPORATION SHAREHOLDER indirect 2005-11-01
NICHOLAS APPLEGATE CAPITAL MANAGEMENT A CA LP MEMBER indirect 2001-01-01 2001-03-02
VALUE ADVISORS LLC MEMBER indirect 2000-05-01 2001-03-30
NICHOLAS APPLEGATE CAPITAL MANAGEMENT A CA LP MEMBER indirect 2001-01-01 2001-08-24
PIMCO ALLIANZ ADVISORS LLC MEMBER indirect 2000-05-01 2002-01-30
USALLIANZ SECURITIES, INC. SHAREHOLDER indirect 1999-08-01 2004-03-26
PIMCO ADVISORS MANAGED ACCOUNTS LLC MEMBER indirect 2000-05-01 2004-08-30
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC MEMBER indirect 2000-05-01 2004-08-30
DRESDNER RCM GLOBAL INVESTORS LLC PARENT indirect 2001-07-01 2004-08-31
QUESTAR ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2005-11-01 2009-06-03
RCM CAPITAL MANAGEMENT LLC PARENT indirect 2001-07-01 2010-07-28
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC MEMBER indirect 2008-06-01 2010-09-22
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC MEMBER indirect 2000-05-01 2011-06-29
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC MEMBER indirect 2000-05-01 2011-06-29
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC MEMBER indirect 2000-05-01 2011-06-29
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC MEMBER indirect 2000-05-01 2011-06-30
NFJ INVESTMENT GROUP LLC MEMBER indirect 2000-05-01 2011-10-05
ALLIANZ GLOBAL INVESTORS CAPITAL LLC MEMBER indirect 2000-05-01 2011-11-30
ALLIANZ CAPITAL PARTNERS OF AMERICA, INC. SHAREHOLDER direct 2002-12-01 2014-03-31
ALLIANZ SOCIETAS EUROPAEA SHAREHOLDER ALLIANZ EUROPE B.V. 06/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PA RETAIL HOLDINGS LLC STOCKHOLDER indirect 2003-01-01
ALLIANZ PRIVATE CLIENT SERVICES LLC STOCKHOLDER indirect 2003-01-01
ALLIANZ GLOBAL INVESTORS EUROPE GMBH STOCKHOLDER indirect 2003-01-01
PIMCO SPECIALTY MARKETS LLC SOLE STOCKHOLDER indirect 2003-01-01
ALLIANZ GLOBAL INVESTORS ADVISORY GMBH STOCKHOLDER indirect 2003-01-01
ALLIANZ GLOBAL INVESTORS EUROPE GMBH SOLE STOCKHOLDER indirect 2005-06-01
ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. STOCKHOLDER indirect 2005-06-01
OPPENHEIMER CAPITAL LLC SOLE STOCKHOLDER indirect 2005-06-01
OPCAP ADVISORS LLC SOLE STOCKHOLDER indirect 2005-06-01
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2005-06-01
ALPHA VISION CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2005-06-01
RCM ASIA PACIFIC LIMITED STOCKHOLDER indirect 2005-06-01
ALLIANZ ALTERNATIVE ASSET MANAGEMENT U.S. LLC SOLE STOCKHOLDER indirect 2005-06-01
PEA CAPITAL LLC STOCKHOLDER indirect 2005-06-01
ALLIANZ GLOBAL INVESTORS ADVISORY GMBH SOLE STOCKHOLDER indirect 2005-06-01
ALLIANZ ALTERNATIVE ASSET MANAGEMENT U.S. LLC STOCKHOLDER indirect 2005-11-01
RCM ASIA PACIFIC LIMITED STOCKHOLDER indirect 2010-08-01
QUESTAR ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2012-06-01
ALLIANZ INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2012-06-01
PIMCO SOLAR ADVISER LLC SOLE STOCKHOLDER indirect 2012-06-01
ALLIANZ GLOBAL INVESTORS U.S. LLC SOLE STOCKHOLDER indirect 2012-06-01
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC SOLE STOCKHODER indirect 2012-06-01
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC SOLE STOCKHOLDER indirect 2012-06-01
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC SOLE STOCKHOLDER indirect 2012-06-01
NFJ INVESTMENT GROUP LLC SOLE STOCKHOLDER indirect 2012-06-01
ALLIANZ CAPITAL PARTNERS OF AMERICA, INC. SOLE SHAREHOLDER indirect 2012-06-01
RCM CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2012-06-01
ALLIANZ INVESTMENT COMPANY LLC SOLE SHAREHOLDER indirect 1976-06-01
USALLIANZ SECURITIES, INC. SHAREHOLDER indirect 1976-06-01
PIMCO SPECIALTY MARKETS LLC STOCKHOLDER indirect 1976-06-01
QUESTAR CAPITAL CORPORATION SHAREHOLDER indirect 1976-06-01
PIMCO ADVISORS RETAIL HOLDINGS LLC STOCKHOLDER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC SOLE STOCKHOLDER indirect 2000-05-01
OPPENHEIMER CAPITAL LLC SOLE SHAREHOLDER indirect 2000-05-01
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. SOLE SHAREHOLDER indirect 2000-05-01
PEA CAPITAL LLC STOCKHOLDER indirect 2000-05-01
OPCAP ADVISORS LLC SOLE SHAREHOLDER indirect 2000-05-01
ALLIANZ PRIVATE CLIENT SERVICES LLC SOLE STOCKHOLDER indirect 2000-05-01
ALPHA VISION CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2000-05-01
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC SOLE STOCKHOLDER indirect 2000-05-01
OPPENHEIMER CAPITAL LLC STOCKHOLDER indirect 2003-01-01
ALLIANZ ALTERNATIVE ASSET MANAGEMENT U.S. LLC STOCKHOLDER indirect 2003-01-01
ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. STOCKHOLDER indirect 2003-01-01
ALPHA VISION CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01
OPCAP ADVISORS LLC STOCKHOLDER indirect 2003-01-01
PEA CAPITAL LLC STOCKHOLDER indirect 2003-01-01
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01
NICHOLAS APPLEGATE CAPITAL MANAGEMENT A CA LP SHAREHOLDER indirect 2001-01-01 2001-08-24
OPCAP ADVISORS LLC SOLE SHAREHOLDER indirect 2000-05-01 2002-03-28
NFJ INVESTMENT GROUP L.P. SOLE STOCKHOLDER indirect 2003-01-01 2003-03-27
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2003-03-27
CADENCE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2003-03-27
PIMCO SPECIALTY MARKETS LLC SOLE STOCKHOLDER indirect 2003-01-01 2003-03-27
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE STOCKHOLDER indirect 2003-01-01 2003-03-27
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 2003-01-01 2003-03-28
PIMCO ADVISORS MANAGED ACCOUNTS LLC SOLE STOCKHOLDER indirect 2003-01-01 2003-03-28
PIMCO EQUITY ADVISORS LLC STOCKHOLDER indirect 2003-01-01 2003-03-28
ALLIANZ PRIVATE CLIENT SERVICES LLC STOCKHOLDER indirect 2003-01-01 2003-03-28
OPCAP ADVISORS LLC SOLE STOCKHOLDER indirect 2003-01-01 2003-03-28
PIMCO ADVISORS FUND MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2003-03-28
PIMCO ADVISORS RETAIL HOLDINGS LLC STOCKHOLDER indirect 2003-01-01 2004-03-12
OPPENHEIMER CAPITAL LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-06-29
CADENCE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-06-29
ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. STOCKHOLDER indirect 2003-01-01 2004-06-29
ALLIANZ PRIVATE CLIENT SERVICES LLC STOCKHOLDER indirect 2003-01-01 2004-06-30
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 2003-01-01 2004-06-30
NFJ INVESTMENT GROUP L.P. SOLE STOCKHOLDER indirect 2003-01-01 2004-06-30
PIMCO SPECIALTY MARKETS LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-06-30
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-08-04
PA MANAGED ACCOUNTS LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-08-30
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-08-30
OPCAP ADVISORS LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-09-28
PEA CAPITAL LLC STOCKHOLDER indirect 2003-01-01 2004-10-23
PA FUND MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2004-10-23
PA RETAIL HOLDINGS LLC STOCKHOLDER indirect 2003-01-01 2004-10-25
ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. STOCKHOLDER indirect 2003-01-01 2004-12-06
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE STOCKHOLDER indirect 2003-01-01 2005-03-30
OPCAP ADVISORS LLC SOLE STOCKHOLDER indirect 2003-01-01 2005-04-07
PA MANAGED ACCOUNTS LLC SOLE STOCKHOLDER indirect 2003-01-01 2005-04-08
CADENCE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2005-04-21
CADENCE CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2000-05-01 2005-04-21
DRESDNER LATEINAMERIKA FINANCIAL ADVISORS LLC SOLE OWNER indirect 2001-07-01 2005-05-18
NFJ INVESTMENT GROUP L.P. SOLE STOCKHOLDER indirect 2003-01-01 2005-07-13
OPPENHEIMER CAPITAL LLC SOLE STOCKHOLDER indirect 2003-01-01 2005-11-15
ALPHA VISION CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2006-01-06
QUESTAR ASSET MANAGEMENT, INC. SHAREHHOLDER indirect 2005-11-01 2006-10-10
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 2000-05-01 2007-10-03
ALLIANZ HEDGE FUND PARTNERS L.P. SOLE STOCKHOLDER indirect 2005-06-01 2008-12-11
ALLIANZ ALTERNATIVE ASSET MANAGEMENT U.S. L.P. STOCKHOLDER indirect 2001-08-01 2008-12-11
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC SOLE STOCKHOLDER indirect 2008-06-01 2010-03-23
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC STOCKHOLDER indirect 2000-05-01 2010-03-23
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE SHAREHOLDER indirect 2000-05-01 2010-03-25
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE STOCKHOLDER indirect 2003-01-01 2010-03-25
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC STOCKHOLDER indirect 2000-05-01 2010-03-30
NFJ INVESTMENT GROUP L.P. STOCKHOLDER indirect 2000-05-01 2010-03-30
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2000-05-01 2010-07-27
ALLIANZ GLOBAL INVESTORS MANAGEMENT PARTNERS LLC SHAREHOLDER indirect 2000-05-01 2010-07-27
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2010-07-27
ALLIANZ GLOBAL INVESTORS MANAGEMENT PARTNERS LLC SOLE STOCKHOLDER indirect 2003-01-01 2010-07-27
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC SOLE STOCKHOLDER indirect 2008-06-01 2010-09-22
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC SHAREHOLDER indirect 2008-06-01 2010-09-22
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC PARENT indirect 2004-09-01 2010-12-08
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC PARENT indirect 2001-07-01 2010-12-08
ALLIANZ GLOBAL INVESTORS ADVISORY GMBH PARENT indirect 2002-10-01 2011-03-01
RCM CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2011-06-13
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2011-06-13
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC SOLE STOCKHOLDER indirect 2005-06-01 2011-06-29
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC STOCKHOLDER indirect 2003-01-01 2011-06-29
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC STOCKHOLDER indirect 2003-01-01 2011-06-29
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC STOCKHOLDER indirect 2003-01-01 2011-06-29
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2011-06-30
ALLIANZ GLOBAL INVESTORS EUROPE GMBH STOCKHOLDER indirect 2003-01-01 2011-09-21
NFJ INVESTMENT GROUP LLC STOCKHOLDER indirect 2003-01-01 2011-10-05
ALLIANZ GLOBAL INVESTORS CAPITAL LLC STOCKHOLDER indirect 2003-01-01 2011-11-30
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2011-12-23
ALLIANZ GLOBAL INVESTORS CAPITAL LLC STOCKHOLDER indirect 2003-01-01 2011-12-23
NFJ INVESTMENT GROUP LLC STOCKHOLDER indirect 2003-01-01 2011-12-23
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC STOCKHOLDER indirect 2003-01-01 2011-12-23
ALLIANZ GLOBAL INVESTORS CAPITAL LLC SOLE STOCKHOLDER indirect 2005-06-01 2011-12-23
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC SOLE STOCKHOLDER indirect 2005-06-01 2011-12-23
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC SOLE STOCKHOLDER indirect 2005-06-01 2011-12-23
NFJ INVESTMENT GROUP LLC SOLE STOCKHOLDER indirect 2005-06-01 2011-12-23
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC SOLE STOCKHOLDER indirect 2005-06-01 2011-12-23
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC STOCKHOLDER indirect 2003-01-01 2011-12-23
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2012-06-12
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC SOLE STOCKHODER indirect 2005-06-01 2012-06-12
RCM CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2012-07-10
RCM CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2005-06-01 2012-07-10
NFJ INVESTMENT GROUP LLC SOLE STOCKHOLDER indirect 2000-05-01 2012-07-17
QUESTAR ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2005-11-01 2012-07-18
ALLIANZ LIFE ADVISERS, LLC SHAREHOLDER indirect 1976-06-01 2012-07-27
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC SOLE STOCKHOLDER indirect 2000-05-01 2012-11-21
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC SOLE STOCKHOLDER indirect 2000-05-01 2012-11-27
ALLIANZ GLOBAL INVESTORS CAPITAL LLC SOLE STOCKHOLDER indirect 2000-05-01 2012-12-11
ALLIANZ CAPITAL PARTNERS OF AMERICA, INC. SHAREHOLDER indirect 1976-06-01 2014-03-31
ALLIANZ CAPITAL PARTNERS OF AMERICA, INC. SOLE SHAREHOLDER indirect 2012-06-01 2015-04-01
ALLIANZ EUROPE B.V. SHAREHOLDER ALLIANZ OF AMERICA INC 06/01/2012 Indirect 75% or more

WhaleScore history for ALLIANZ INVESTMENT MANAGEMENT U.S. LLC

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**EXPERIMENTAL** Current International Short Positions

Only includes UK, France, Germany, Japan, and HKEX are presently being processed.

Holder Issuer Net Short Position Position Date Origin

Short Position History (last 100)

Holder Net Short Position Position Date Origin
Allianz Investment Management LLC adidas AG 0.12% 2020-05-19 GERMANY
Allianz Investment Management LLC Allianz SE 0.13% 2020-05-19 GERMANY
Allianz Investment Management LLC BASF SE 0.14% 2020-05-19 GERMANY
Allianz Investment Management LLC Bayer Aktiengesellschaft 0.13% 2020-05-19 GERMANY
Allianz Investment Management LLC Daimler AG 0.11% 2020-05-19 GERMANY
Allianz Investment Management LLC Deutsche Börse Aktiengesellschaft 0.13% 2020-05-19 GERMANY
Allianz Investment Management LLC Deutsche Post AG 0.1% 2020-05-19 GERMANY
Allianz Investment Management LLC Münchener Rückversicherungs-Gesellschaft Aktiengesellschaft in München 0.14% 2020-05-19 GERMANY
Allianz Investment Management LLC SAP SE 0.12% 2020-05-19 GERMANY
Allianz Investment Management LLC Siemens Aktiengesellschaft 0.12% 2020-05-19 GERMANY
Allianz Investment Management LLC VOLKSWAGEN AKTIENGESELLSCHAFT 0.12% 2020-05-19 GERMANY

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