ALLY INVEST ADVISORS INC.

HTTP://WWW.ALLY.COM/INVEST CHARLOTTE, NC Investment Advisor How do I update this listing?

Also known as:

  • TRADEKING ADVISORS INC

Ally Invest Advisors is based out of Charlotte. Ally Invest Advisors is a large advisory firm with 8416 clients and discretionary assets under management (AUM) of $126,234,423 (Form ADV from 2018-10-12). Their last reported 13F filing for Q4 2018 included $123,557,000 in managed 13F securities and a top 10 holdings concentration of 100.0%. Ally Invest Advisors's largest holding is iShares Core S&P 500 ETF with shares held of 111,863. Whalewisdom has at least 1 13F filings

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12/31/2018

Top Sells

  • Name% Change

12/31/2018

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 3.01%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ALLY INVEST ADVISORS
11605 N COMMUNITY HOUSE ROAD SUITE 300
CHARLOTTE NC    28277
Country: United States

Business Phone: 855-880-2559
Fax: 866-699-0563
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: DE
Number of employees: 30
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 8416
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.D (2),11.D (4)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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ALLY INVEST ADVISORS INC

ownership team - last updated 2018-10-12
Name Title Start Date Direct/Indirect % Ownership
ALLY INVEST GROUP INC. MAJORITY SHAREHOLDER 09/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
ONE MARKET ADVISORS, LLC MAJORITY SHAREHOLDER direct 2012-09-01
CHIODO, MICHAEL, J VICE PRESIDENT OF FINANCE 04/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRADEKING ADVISORS, INC. VICE PRESIDENT OF FINANCE direct 2014-04-01
ONE MARKET ADVISORS, INC. VICE PRESIDENT direct 2014-04-01
PINKSTON, CRAIG, WYLIE CHIEF COMPLIANCE OFFICER 06/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLY INVEST ADVISORS INC CHIEF COMPLIANCE OFFICER direct 2018-06-01
DESMOND, THOMAS, ALBERT INTERIM EXECUTIVE DIRECTOR 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAIRD VENTURE PARTNERS MANAGEMENT CO I LLC MEMBER, PRINCIPAL direct 2000-08-01 2004-06-07
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY I, L.L.C. MEMBER direct 2000-08-01 2005-09-06
TRADEKING ADVISORS, INC. CHIEF FINANCIAL OFFICER/SECRETARY direct 2014-04-01 2015-02-25
ALLY FINANCIAL INC. SHAREHOLDER ALLY INVEST GROUP INC. 06/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HYPERION GMAC CAPITAL ADVISORS, LLC SHAREHOLDER indirect 1985-03-01
TRADEKING ADVISORS, INC. SHAREHOLDER indirect 2016-06-01
GMAC INSTITUTIONAL ADVISORS LLC SHAREHOLDER indirect 1985-03-01 2006-03-13

ALLY INVEST ADVISORS INC

ownership team - last updated 2018-06-15
Name Title Start Date Direct/Indirect % Ownership
ALLY INVEST GROUP INC. MAJORITY SHAREHOLDER 09/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
ONE MARKET ADVISORS, LLC MAJORITY SHAREHOLDER direct 2012-09-01
HAGEN, RICHARD, JOHN CHIEF EXECUTIVE OFFICER/PRESIDENT 04/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ONE MARKET ADVISORS, LLC CHIEF EXECUTIVE OFFICER/PRESIDENT direct 2014-04-01
CHIODO, MICHAEL, J VICE PRESIDENT OF FINANCE 04/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRADEKING ADVISORS, INC. VICE PRESIDENT OF FINANCE direct 2014-04-01
ONE MARKET ADVISORS, INC. VICE PRESIDENT direct 2014-04-01
Flynn, Jennifer, Upchurch EXECUTIVE DIRECTOR 07/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLY INVEST ADVISORS INC EXECUTIVE DIRECTOR direct 2017-07-01
PINKSTON, CRAIG, WYLIE CHIEF COMPLIANCE OFFICER 06/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLY INVEST ADVISORS INC CHIEF COMPLIANCE OFFICER direct 2018-06-01
ALLY FINANCIAL INC. SHAREHOLDER ALLY INVEST GROUP INC. 06/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HYPERION GMAC CAPITAL ADVISORS, LLC SHAREHOLDER indirect 1985-03-01
TRADEKING ADVISORS, INC. SHAREHOLDER indirect 2016-06-01
GMAC INSTITUTIONAL ADVISORS LLC SHAREHOLDER indirect 1985-03-01 2006-03-13

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