ALLY INVEST ADVISORS INC.

HTTP://WWW.ALLY.COM/INVEST CHARLOTTE, NC Investment Advisor How do I update this listing?

Also known as:

  • TRADEKING ADVISORS INC

Ally Invest Advisors is based out of Charlotte. Ally Invest Advisors is a large advisory firm with 10262 clients and discretionary assets under management (AUM) of $157,181,348 (Form ADV from 2019-03-27). Their last reported 13F filing for Q1 2019 included $154,441,000 in managed 13F securities and a top 10 holdings concentration of 100.0%. Ally Invest Advisors's largest holding is iShares Core S&P 500 ETF with shares held of 128,985. Whalewisdom has at least 2 13F filings

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03/31/2019

Top Sells

  • Name% Change

03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $154.441 Million
  • Prior Market Value $123.557 Million
  • New Purchases1 stock
  • Additional Purchases9 stocks
  • Sold out of0 stocks
  • Reduced holdings in0 stocks
  • Top 10 Holdings % 100.00 %
  • Turnover % [1]:10.00%
  • Turnover Alt % [2]: 12.96 %
  • Time Held Top20:0.90 quarters
  • Time Held Top10:0.90 quarters
  • Time Held All:0.90 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 2.03%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ALLY INVEST ADVISORS
11605 N COMMUNITY HOUSE ROAD SUITE 300
CHARLOTTE NC    28277
Country: United States

Business Phone: 855-880-2559
Fax: 866-699-0563
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: DE
Number of employees: 30
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 10262
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.D (2),11.D (4)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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ALLY INVEST ADVISORS INC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
ALLY INVEST GROUP INC. MAJORITY SHAREHOLDER 09/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
ONE MARKET ADVISORS, LLC MAJORITY SHAREHOLDER direct 2012-09-01
CHIODO, MICHAEL, J VICE PRESIDENT OF FINANCE 04/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRADEKING ADVISORS, INC. VICE PRESIDENT OF FINANCE direct 2014-04-01
ONE MARKET ADVISORS, INC. VICE PRESIDENT direct 2014-04-01
PINKSTON, CRAIG, WYLIE CHIEF COMPLIANCE OFFICER 06/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLY INVEST ADVISORS INC CHIEF COMPLIANCE OFFICER direct 2018-06-01
Patel, Miteshkumar, D INTERIM EXECUTIVE DIRECTOR 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLY INVEST ADVISORS INC INTERIM EXECUTIVE DIRECTOR direct 2019-03-01
ALLY FINANCIAL INC. SHAREHOLDER ALLY INVEST GROUP INC. 06/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HYPERION GMAC CAPITAL ADVISORS, LLC SHAREHOLDER indirect 1985-03-01
TRADEKING ADVISORS, INC. SHAREHOLDER indirect 2016-06-01
GMAC INSTITUTIONAL ADVISORS LLC SHAREHOLDER indirect 1985-03-01 2006-03-13

ALLY INVEST ADVISORS INC

ownership team - last updated 2018-10-12
Name Title Start Date Direct/Indirect % Ownership
ALLY INVEST GROUP INC. MAJORITY SHAREHOLDER 09/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
ONE MARKET ADVISORS, LLC MAJORITY SHAREHOLDER direct 2012-09-01
CHIODO, MICHAEL, J VICE PRESIDENT OF FINANCE 04/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRADEKING ADVISORS, INC. VICE PRESIDENT OF FINANCE direct 2014-04-01
ONE MARKET ADVISORS, INC. VICE PRESIDENT direct 2014-04-01
PINKSTON, CRAIG, WYLIE CHIEF COMPLIANCE OFFICER 06/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLY INVEST ADVISORS INC CHIEF COMPLIANCE OFFICER direct 2018-06-01
DESMOND, THOMAS, ALBERT INTERIM EXECUTIVE DIRECTOR 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAIRD VENTURE PARTNERS MANAGEMENT CO I LLC MEMBER, PRINCIPAL direct 2000-08-01 2004-06-07
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY I, L.L.C. MEMBER direct 2000-08-01 2005-09-06
TRADEKING ADVISORS, INC. CHIEF FINANCIAL OFFICER/SECRETARY direct 2014-04-01 2015-02-25
ALLY FINANCIAL INC. SHAREHOLDER ALLY INVEST GROUP INC. 06/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HYPERION GMAC CAPITAL ADVISORS, LLC SHAREHOLDER indirect 1985-03-01
TRADEKING ADVISORS, INC. SHAREHOLDER indirect 2016-06-01
GMAC INSTITUTIONAL ADVISORS LLC SHAREHOLDER indirect 1985-03-01 2006-03-13

ALLY INVEST ADVISORS INC

ownership team - last updated 2018-06-15
Name Title Start Date Direct/Indirect % Ownership
ALLY INVEST GROUP INC. MAJORITY SHAREHOLDER 09/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
ONE MARKET ADVISORS, LLC MAJORITY SHAREHOLDER direct 2012-09-01
HAGEN, RICHARD, JOHN CHIEF EXECUTIVE OFFICER/PRESIDENT 04/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ONE MARKET ADVISORS, LLC CHIEF EXECUTIVE OFFICER/PRESIDENT direct 2014-04-01
CHIODO, MICHAEL, J VICE PRESIDENT OF FINANCE 04/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRADEKING ADVISORS, INC. VICE PRESIDENT OF FINANCE direct 2014-04-01
ONE MARKET ADVISORS, INC. VICE PRESIDENT direct 2014-04-01
Flynn, Jennifer, Upchurch EXECUTIVE DIRECTOR 07/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLY INVEST ADVISORS INC EXECUTIVE DIRECTOR direct 2017-07-01
PINKSTON, CRAIG, WYLIE CHIEF COMPLIANCE OFFICER 06/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALLY INVEST ADVISORS INC CHIEF COMPLIANCE OFFICER direct 2018-06-01
ALLY FINANCIAL INC. SHAREHOLDER ALLY INVEST GROUP INC. 06/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HYPERION GMAC CAPITAL ADVISORS, LLC SHAREHOLDER indirect 1985-03-01
TRADEKING ADVISORS, INC. SHAREHOLDER indirect 2016-06-01
GMAC INSTITUTIONAL ADVISORS LLC SHAREHOLDER indirect 1985-03-01 2006-03-13

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