ALPHA QUANT ADVISORS, LLC

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Alpha Quant Advisors is based out of Irving. Alpha Quant Advisors is a large advisory firm with 14 clients and discretionary assets under management (AUM) of $96,612,855 (Form ADV from 2018-07-01). Their last reported 13F filing for Q1 2019 included $99,767,000 in managed 13F securities and a top 10 holdings concentration of 18.21%. Alpha Quant Advisors's largest holding is Amgen, Inc. with shares held of 12,583. Whalewisdom has at least 2 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $99.767 Million
  • Prior Market Value $96.355 Million
  • New Purchases64 stocks
  • Additional Purchases61 stocks
  • Sold out of73 stocks
  • Reduced holdings in101 stocks
  • Top 10 Holdings % 18.21 %
  • Turnover % [1]:39.14%
  • Turnover Alt % [2]: 10.82 %
  • Time Held Top20:0.75 quarters
  • Time Held Top10:0.90 quarters
  • Time Held All:0.82 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: -1.31%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ALPHA QUANT ADVISORS, LLC
220 EAST LAS COLINAS BOULEVARD SUITE 1200
IRVING TX    75039-5500
Country: United States

Business Phone: 817 391-6105
Fax: 214 292-8852
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company,Related Advisor
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 10
Other Business Activities: ,CUSTOM INDEX LICENSOR
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 14
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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ALPHA QUANT ADVISORS, LLC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
BEHAN, ROSEMARY, KAVANAUGH GENERAL COUNSEL 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN BEACON ADVISORS, INC. VICE PRESIDENT & CHIEF LEGAL OFFICER direct 2006-01-01
AMERICAN BEACON ADVISORS, INC. CHIEF LEGAL OFFICER direct 2006-01-01
AMERICAN BEACON ADVISORS, INC. VICE PRESIDENT, CHIEF LEGAL OFFICER, & CORPORATE SECRETARY direct 2006-01-01
AMERICAN BEACON ADVISORS, INC. VICE PRESIDENT, CHIEF LEGAL OFFICER, & ASSISTANT CORPORATE SECRETARY direct 2006-01-01
ALPHA QUANT ADVISORS, LLC GENERAL COUNSEL direct 2016-10-01
GALLAGHER, KATHERINE, MICHELLE MEMBER 10/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CREST INVESTMENT PARTNERS LLC MEMBER/INVESTMENT PORTFOLIO MANAGER direct 2011-08-01
ALPHA QUANT ADVISORS, LLC MEMBER direct 2016-10-01
HEIKA, MELINDA, GAY CHIEF FINANCIAL OFFICER 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN BEACON ADVISORS, INC. VICE PRESIDENT & TREASURER direct 2010-01-01
AMERICAN BEACON ADVISORS, INC. CHIEF FINANCIAL OFFICER direct 2010-01-01
ALPHA QUANT ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2016-10-01
NEEDLES, GENE, LOUIS CHIEF EXECUTIVE OFFICER, DIRECTOR 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
A I M DISTRIBUTORS, INC. PRESIDENT, DIRECTOR, CHAIRMAN, CHIEF EXECUTIVE OFFICER direct 2004-01-01
AMERICAN BEACON ADVISORS, INC. PRESIDENT & CEO, DIRECTOR direct 2009-04-01
SHAPIRO CAPITAL MANAGEMENT LLC DIRECTOR direct 2016-04-01
SHAPIRO CAPITAL MANAGEMENT LLC DIRECTOR direct 2017-04-01
TOUCHSTONE ADVISORS INC PRESIDENT direct 2008-10-01
AIM PRIVATE ASSET MANAGEMENT, INC. PRESIDENT, DIRECTOR direct 2005-10-01
ARK INVESTMENT MANAGEMENT LLC DIRECTOR direct 2016-07-01
ALPHA QUANT ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 2016-10-01
RINGDAHL, JEFFREY, K CHIEF OPERATING OFFICER, DIRECTOR 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN BEACON ADVISORS, INC. CHIEF OPERATING OFFICER direct 2010-02-01
SHAPIRO CAPITAL MANAGEMENT LLC DIRECTOR direct 2017-04-01
TOUCHSTONE ADVISORS INC VICE PRESIDENT direct 2007-03-01
ALPHA QUANT ADVISORS, LLC CHIEF OPERATING OFFICER, DIRECTOR direct 2016-10-01
SANTICCHIA, MASSIMO CHIEF INVESTMENT OFFICER, DIRECTOR 10/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
STANDARD & POORS INVESTMENT ADVISORY SERVICES LLC VICE PRESIDENT direct 2008-03-01
CREST INVESTMENT PARTNERS LLC MANAGING MEMBER/CHIEF INVESTMENT OFFICER direct 2011-08-01
CREST INVESTMENT PARTNERS LLC MEMBER/CHIEF INVESTMENT OFFICER direct 2011-08-01
ALPHA QUANT ADVISORS, LLC CHIEF INVESTMENT OFFICER, DIRECTOR direct 2016-10-01
SEARS, CHRISTINA, ELAINE VICE PRESIDENT 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN BEACON ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 2004-09-01
ALPHA QUANT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-10-01
RESOLUTE INVESTMENT MANAGERS, INC. MEMBER 10/01/2016 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
AMERICAN BEACON ADVISORS, INC. SHAREHOLDER indirect 2008-04-01
AMERICAN BEACON ADVISORS, INC. SOLE SHAREHOLDER indirect 2008-04-01
AMERICAN BEACON ADVISORS, INC. SOLE SHAREHOLDER direct 2015-04-01
SHAPIRO CAPITAL MANAGEMENT LLC SHAREHOLDER direct 2017-04-01
ALPHA QUANT ADVISORS, LLC MEMBER direct 2016-10-01
CASTRO, REGINA, MORALES CHIEF COMPLIANCE OFFICER 02/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CONTINUOUS CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2019-02-01
ALPHA QUANT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2019-02-01
KELSO INVESTMENT ASSOCIATES VIII, L.P SHAREHOLDER RESOLUTE INVESTMENT HOLDINGS, LLC 04/01/2015 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
AMERICAN BEACON ADVISORS, INC. SHAREHOLDER indirect 2015-04-01
AMERICAN BEACON ADVISORS, INC. SHAREHOLDER indirect 2015-04-01
SHAPIRO CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2015-04-01
ALPHA QUANT ADVISORS, LLC SHAREHOLDER indirect 2016-10-01
KELSO GP VIII, L.P. GENERAL PARTNER KELSO INVESTMENT ASSOCIATES VIII, L.P 04/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
AMERICAN BEACON ADVISORS, INC. GENERAL PARTNER indirect 2015-04-01
SHAPIRO CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2015-04-01
ALPHA QUANT ADVISORS, LLC GENERAL PARTNER indirect 2016-10-01
KELSO GP VIII, LLC GENERAL PARTNER KELSO GP VIII, L.P. 04/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
ALPHA QUANT ADVISORS, LLC GENERAL PARTNER indirect 2015-04-01
CONTINUOUS CAPITAL, LLC GENERAL PARTNER indirect 2015-04-01
RESOLUTE INVESTMENT HOLDINGS, LLC SHAREHOLDER RESOLUTE TOPCO, INC 04/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AMERICAN BEACON ADVISORS, INC. SHAREHOLDER indirect 2015-04-01
AMERICAN BEACON ADVISORS, INC. SHAREHOLDER indirect 2015-04-01
SHAPIRO CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2015-04-01
ALPHA QUANT ADVISORS, LLC SHAREHOLDER indirect 2016-10-01
ALPHA QUANT ADVISORS, LLC SHAREHOLDER indirect 2016-10-01
RESOLUTE ACQUISITION, INC. SHAREHOLDER RESOLUTE INVESTMENT MANAGERS, INC. 04/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AMERICAN BEACON ADVISORS, INC. SHAREHOLDER indirect 2015-04-01
AMERICAN BEACON ADVISORS, INC. SHAREHOLDER indirect 2015-04-01
AMERICAN BEACON ADVISORS, INC. SHAREHOLDER indirect 2015-04-01
SHAPIRO CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2015-04-01
ALPHA QUANT ADVISORS, LLC SHAREHOLDER indirect 2016-10-01
ALPHA QUANT ADVISORS, LLC SHAREHOLDER indirect 2016-10-01
RESOLUTE TOPCO, INC SHAREHOLDER RESOLUTE ACQUISITION, INC. 04/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AMERICAN BEACON ADVISORS, INC. SHAREHOLDER indirect 2015-04-01
AMERICAN BEACON ADVISORS, INC. SHAREHOLDER indirect 2015-04-01
SHAPIRO CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2015-04-01
ALPHA QUANT ADVISORS, LLC SHAREHOLDER indirect 2016-10-01
ALPHA QUANT ADVISORS, LLC SHAREHOLDER indirect 2016-10-01

ALPHA QUANT ADVISORS, LLC

ownership team - last updated 2018-06-11
Name Title Start Date Direct/Indirect % Ownership
BEHAN, ROSEMARY, KAVANAUGH GENERAL COUNSEL 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN BEACON ADVISORS, INC. VICE PRESIDENT & CHIEF LEGAL OFFICER direct 2006-01-01
AMERICAN BEACON ADVISORS, INC. CHIEF LEGAL OFFICER direct 2006-01-01
AMERICAN BEACON ADVISORS, INC. VICE PRESIDENT, CHIEF LEGAL OFFICER, & CORPORATE SECRETARY direct 2006-01-01
AMERICAN BEACON ADVISORS, INC. VICE PRESIDENT, CHIEF LEGAL OFFICER, & ASSISTANT CORPORATE SECRETARY direct 2006-01-01
ALPHA QUANT ADVISORS, LLC GENERAL COUNSEL direct 2016-10-01
GALLAGHER, KATHERINE, MICHELLE MEMBER 10/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CREST INVESTMENT PARTNERS LLC MEMBER/INVESTMENT PORTFOLIO MANAGER direct 2011-08-01
ALPHA QUANT ADVISORS, LLC MEMBER direct 2016-10-01
HEIKA, MELINDA, GAY CHIEF FINANCIAL OFFICER 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN BEACON ADVISORS, INC. VICE PRESIDENT & TREASURER direct 2010-01-01
AMERICAN BEACON ADVISORS, INC. CHIEF FINANCIAL OFFICER direct 2010-01-01
ALPHA QUANT ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2016-10-01
NEEDLES, GENE, LOUIS CHIEF EXECUTIVE OFFICER, DIRECTOR 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
A I M DISTRIBUTORS, INC. PRESIDENT, DIRECTOR, CHAIRMAN, CHIEF EXECUTIVE OFFICER direct 2004-01-01
AMERICAN BEACON ADVISORS, INC. PRESIDENT & CEO, DIRECTOR direct 2009-04-01
SHAPIRO CAPITAL MANAGEMENT LLC DIRECTOR direct 2016-04-01
SHAPIRO CAPITAL MANAGEMENT LLC DIRECTOR direct 2017-04-01
TOUCHSTONE ADVISORS INC PRESIDENT direct 2008-10-01
AIM PRIVATE ASSET MANAGEMENT, INC. PRESIDENT, DIRECTOR direct 2005-10-01
ARK INVESTMENT MANAGEMENT LLC DIRECTOR direct 2016-07-01
ALPHA QUANT ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 2016-10-01
RINGDAHL, JEFFREY, K CHIEF OPERATING OFFICER, DIRECTOR 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN BEACON ADVISORS, INC. CHIEF OPERATING OFFICER direct 2010-02-01
SHAPIRO CAPITAL MANAGEMENT LLC DIRECTOR direct 2017-04-01
TOUCHSTONE ADVISORS INC VICE PRESIDENT direct 2007-03-01
ALPHA QUANT ADVISORS, LLC CHIEF OPERATING OFFICER, DIRECTOR direct 2016-10-01
SANTICCHIA, MASSIMO CHIEF INVESTMENT OFFICER, DIRECTOR 10/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
STANDARD & POORS INVESTMENT ADVISORY SERVICES LLC VICE PRESIDENT direct 2008-03-01
CREST INVESTMENT PARTNERS LLC MANAGING MEMBER/CHIEF INVESTMENT OFFICER direct 2011-08-01
CREST INVESTMENT PARTNERS LLC MEMBER/CHIEF INVESTMENT OFFICER direct 2011-08-01
ALPHA QUANT ADVISORS, LLC CHIEF INVESTMENT OFFICER, DIRECTOR direct 2016-10-01
SEARS, CHRISTINA, ELAINE CHIEF COMPLIANCE OFFICER 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN BEACON ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 2004-09-01
ALPHA QUANT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-10-01
RESOLUTE INVESTMENT MANAGERS, INC. MEMBER 10/01/2016 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
AMERICAN BEACON ADVISORS, INC. SHAREHOLDER indirect 2008-04-01
AMERICAN BEACON ADVISORS, INC. SOLE SHAREHOLDER indirect 2008-04-01
AMERICAN BEACON ADVISORS, INC. SOLE SHAREHOLDER direct 2015-04-01
SHAPIRO CAPITAL MANAGEMENT LLC SHAREHOLDER direct 2017-04-01
ALPHA QUANT ADVISORS, LLC MEMBER direct 2016-10-01
KELSO INVESTMENT ASSOCIATES VIII, L.P SHAREHOLDER RESOLUTE INVESTMENT HOLDINGS, LLC 04/01/2015 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
AMERICAN BEACON ADVISORS, INC. SHAREHOLDER indirect 2015-04-01
AMERICAN BEACON ADVISORS, INC. SHAREHOLDER indirect 2015-04-01
SHAPIRO CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2015-04-01
ALPHA QUANT ADVISORS, LLC SHAREHOLDER indirect 2016-10-01
KELSO GP VIII, L.P. GENERAL PARTNER KELSO INVESTMENT ASSOCIATES VIII, L.P 04/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
AMERICAN BEACON ADVISORS, INC. GENERAL PARTNER indirect 2015-04-01
SHAPIRO CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2015-04-01
ALPHA QUANT ADVISORS, LLC GENERAL PARTNER indirect 2016-10-01
KELSO GP VIII, LLC GENERAL PARTNER KELSO GP VIII, L.P. 04/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
ALPHA QUANT ADVISORS, LLC GENERAL PARTNER indirect 2015-04-01
CONTINUOUS CAPITAL, LLC GENERAL PARTNER indirect 2015-04-01
RESOLUTE INVESTMENT HOLDINGS, LLC SHAREHOLDER RESOLUTE TOPCO, INC 04/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AMERICAN BEACON ADVISORS, INC. SHAREHOLDER indirect 2015-04-01
AMERICAN BEACON ADVISORS, INC. SHAREHOLDER indirect 2015-04-01
SHAPIRO CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2015-04-01
ALPHA QUANT ADVISORS, LLC SHAREHOLDER indirect 2016-10-01
ALPHA QUANT ADVISORS, LLC SHAREHOLDER indirect 2016-10-01
RESOLUTE ACQUISITION, INC. SHAREHOLDER RESOLUTE INVESTMENT MANAGERS, INC. 04/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AMERICAN BEACON ADVISORS, INC. SHAREHOLDER indirect 2015-04-01
AMERICAN BEACON ADVISORS, INC. SHAREHOLDER indirect 2015-04-01
AMERICAN BEACON ADVISORS, INC. SHAREHOLDER indirect 2015-04-01
SHAPIRO CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2015-04-01
ALPHA QUANT ADVISORS, LLC SHAREHOLDER indirect 2016-10-01
ALPHA QUANT ADVISORS, LLC SHAREHOLDER indirect 2016-10-01
RESOLUTE TOPCO, INC SHAREHOLDER RESOLUTE ACQUISITION, INC. 04/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AMERICAN BEACON ADVISORS, INC. SHAREHOLDER indirect 2015-04-01
AMERICAN BEACON ADVISORS, INC. SHAREHOLDER indirect 2015-04-01
SHAPIRO CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2015-04-01
ALPHA QUANT ADVISORS, LLC SHAREHOLDER indirect 2016-10-01
ALPHA QUANT ADVISORS, LLC SHAREHOLDER indirect 2016-10-01

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