ACR ALPINE CAPITAL RESEARCH, LLC

https://www.linkedin.com/company/acr-alpine-capital-research-llc/ CLAYTON, MO Investment Advisor Hedge Fund How do I update this listing?

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ACR Alpine Capital Research is based out of Clayton. ACR Alpine Capital Research is a large advisory firm with 4531 clients and discretionary assets under management (AUM) of $3,173,864,253 (Form ADV from 2022-03-24). Their last reported 13F filing for Q4 2022 included $2,226,800,805 in managed 13F securities and a top 10 holdings concentration of 76.88%. ACR Alpine Capital Research's largest holding is Berkshire Hathaway Inc Class B with shares held of 613,110. ACR Alpine Capital Research has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 53 13F filings, 3 13D filings, and 18 13G filings The firm last filed a Form D notice of exempt offering of securities on 2017-05-04. The notice included securities offered of Equity

12/31/2022

13F Activity

  • Market Value $2.227 Billion
  • Prior Market Value $2.018 Billion
  • New Purchases2 stocks
  • Additional Purchases7 stocks
  • Sold out of2 stocks
  • Reduced holdings in29 stocks
  • Top 10 Holdings % 76.88 %
  • Turnover % [1]:9.76%
  • Turnover Alt % [2]: 6.31 %
  • Time Held Top20:19.80 quarters
  • Time Held Top10:11.80 quarters
  • Time Held All:17.10 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

12/31/2022

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2023-02-14

Performance for Q4 2022: 6.26%
Performance Last 4 Quarters: 5.43%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

ACR ALPINE CAPITAL RESEARCH, LLC
8000 MARYLAND AVE SUITE 700
ST. LOUIS MO    63105
Country: United States

Business Phone: 314-932-7600
Fax: 314-932-1111
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 25
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 4531
Amount of client funds and securities by related persons: 94,616,200
Total Number of clients from related persons: 2
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form D Filings

Form D is a form to be used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. Form D contains basic information about the offering and the company.

Form D Filings
Filing Date Form Type Industry Group Securities Offered Total Offering Amount Total Amount Sold Total Remaining
2017-05-04 D INVESTING Equity 7,352,000 6,041,070 1,310,930
Other Issuers in Filings
Name Address
No Other Issuers
Related Parties included in filings
Name Address Relationship
N/A ALPINE INVESTMENT MANAGEMENT, LLC subscription required
    DIRECTOR
NICHOLAS V. TOMPRAS subscription required
    EXECUTIVE OFFICER DIRECTOR
STEPHEN A. MACE subscription required
    EXECUTIVE OFFICER

ACR ALPINE CAPITAL RESEARCH, LLC

ownership team - last updated 2022-03-24
Name Title Start Date Direct/Indirect % Ownership
SCIBELLI, ANTHONY, CHRISTOPHER MANAGING DIRECTOR 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALPINE INVESTMENT MANAGEMENT,LLC MANAGING DIRECTOR direct 2016-09-01
METROPOLITAN WEST ASSET MANAGEMENT LLC MEMBER direct 2001-01-01 2006-11-22
METROPOLITAN WEST ASSET MANAGEMENT LLC DIRECTOR OF MARKETING direct 2001-01-01 2009-09-11
WEST GATE ADVISORS, LLC DIRECTOR OF MARKETING direct 2005-03-01 2009-09-25
TOMPRAS, NICHOLAS, VIRGIL CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 11/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1999-11-01
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE PRIVATE CAPITAL, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE INVESTMENT MANAGEMENT,LLC PRINCIPAL direct 1999-11-01 2004-04-26
ALPINE INVESTMENT MANAGEMENT,LLC CHIEF COMPLIANCE OFFICER direct 1999-11-01 2013-10-18
ALPINE INVESTMENT MANAGEMENT,LLC PRESIDENT direct 1999-11-01 2016-10-14
ALPINE PRIVATE CAPITAL OWNER indirect 2016-12-01 2017-01-06
ALPINE PRIVATE CAPITAL NON EXECUTIVE CHAIRMAN direct 2017-01-01 2017-01-06
GRAYSON, DARRYL, STEPHEN MANAGING DIRECTOR 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
WILMINGTON BROKERAGE SERVICES COMPANY DIRECTOR, PRESIDENT AND TREASURER direct 2007-03-01
ALPINE INVESTMENT MANAGEMENT,LLC DIRECTOR CLIENT RELATIONS AND BUSINESS DEVELOPMENT direct 2009-11-01
ALPINE INVESTMENT MANAGEMENT,LLC CHIEF OPERATING OFFICER direct 2009-11-01
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING DIRECTOR direct 2015-09-01
NAKUM, MITUL, DEVJI CHIEF OPERATING OFFICER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC CHIEF OPERATING OFFICER direct 2017-03-01
STOWELL III, JOSEPH, FRANCIS CHIEF COMPLIANCE OFFICER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
OIA EUROPEAN MANAMGEMENT COMPANY, LLC CHIEF COMPLIANCE OFFICER direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER / PRINCIPAL direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD CHIEF COMPLIANCE OFFICER direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD CHIEF COMPLIANCE OFFICER OF INDIRECT PARENT direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD COMPLIANCE OFFICER / CHIEF COMPLIANCE OFFICER OF DIRECT PARENT direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD CHIEF COMPLIANCE OFFICER OF DIRECT PARENT direct 2004-06-01
ACR ALPINE CAPITAL RESEARCH, LP DIRECT OWNER 05/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC DIRECT OWNER direct 2018-05-01
TOMPRAS, NICHOLAS, VIRGIL MANAGING MEMBER ALPINE INVESTMENT MANAGEMENT, LLC 12/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1999-11-01
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE PRIVATE CAPITAL, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE INVESTMENT MANAGEMENT,LLC PRINCIPAL direct 1999-11-01 2004-04-26
ALPINE INVESTMENT MANAGEMENT,LLC CHIEF COMPLIANCE OFFICER direct 1999-11-01 2013-10-18
ALPINE INVESTMENT MANAGEMENT,LLC PRESIDENT direct 1999-11-01 2016-10-14
ALPINE PRIVATE CAPITAL OWNER indirect 2016-12-01 2017-01-06
ALPINE PRIVATE CAPITAL NON EXECUTIVE CHAIRMAN direct 2017-01-01 2017-01-06
ALPINE INVESTMENT MANAGEMENT, LLC ELECTED MANAGER ACR ALPINE CAPITAL GP, LLC 05/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING MEMBER direct 2016-12-01
ALPINE PRIVATE CAPITAL OWNER direct 2017-01-01
ALPINE PRIVATE CAPITAL, LLC MANAGING MEMBER direct 2017-01-01
ACR ALPINE CAPITAL GP, LLC GENERAL PARTNER ACR ALPINE CAPITAL RESEARCH, LP 05/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC GENERAL PARTNER indirect 2018-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
MQR, L.P. United States 805-5507517170 Other Private Fund MULTI-STRATEGY FUND 79,892,386 500,000
ACR STRATEGIC CREDIT, LP United States 805-8536733716 Other Private Fund MULTI-STRATEGY FUND 27,946,644 500,000

ACR ALPINE CAPITAL RESEARCH, LLC

ownership team - last updated 2021-10-01
Name Title Start Date Direct/Indirect % Ownership
SCIBELLI, ANTHONY, CHRISTOPHER MANAGING DIRECTOR 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALPINE INVESTMENT MANAGEMENT,LLC MANAGING DIRECTOR direct 2016-09-01
METROPOLITAN WEST ASSET MANAGEMENT LLC MEMBER direct 2001-01-01 2006-11-22
METROPOLITAN WEST ASSET MANAGEMENT LLC DIRECTOR OF MARKETING direct 2001-01-01 2009-09-11
WEST GATE ADVISORS, LLC DIRECTOR OF MARKETING direct 2005-03-01 2009-09-25
TOMPRAS, NICHOLAS, VIRGIL CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 11/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1999-11-01
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE PRIVATE CAPITAL, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE INVESTMENT MANAGEMENT,LLC PRINCIPAL direct 1999-11-01 2004-04-26
ALPINE INVESTMENT MANAGEMENT,LLC CHIEF COMPLIANCE OFFICER direct 1999-11-01 2013-10-18
ALPINE INVESTMENT MANAGEMENT,LLC PRESIDENT direct 1999-11-01 2016-10-14
ALPINE PRIVATE CAPITAL OWNER indirect 2016-12-01 2017-01-06
ALPINE PRIVATE CAPITAL NON EXECUTIVE CHAIRMAN direct 2017-01-01 2017-01-06
GRAYSON, DARRYL, STEPHEN MANAGING DIRECTOR 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
WILMINGTON BROKERAGE SERVICES COMPANY DIRECTOR, PRESIDENT AND TREASURER direct 2007-03-01
ALPINE INVESTMENT MANAGEMENT,LLC DIRECTOR CLIENT RELATIONS AND BUSINESS DEVELOPMENT direct 2009-11-01
ALPINE INVESTMENT MANAGEMENT,LLC CHIEF OPERATING OFFICER direct 2009-11-01
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING DIRECTOR direct 2015-09-01
NAKUM, MITUL, DEVJI CHIEF OPERATING OFFICER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC CHIEF OPERATING OFFICER direct 2017-03-01
STOWELL III, JOSEPH, FRANCIS CHIEF COMPLIANCE OFFICER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
OIA EUROPEAN MANAMGEMENT COMPANY, LLC CHIEF COMPLIANCE OFFICER direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER / PRINCIPAL direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD CHIEF COMPLIANCE OFFICER direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD CHIEF COMPLIANCE OFFICER OF INDIRECT PARENT direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD COMPLIANCE OFFICER / CHIEF COMPLIANCE OFFICER OF DIRECT PARENT direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD CHIEF COMPLIANCE OFFICER OF DIRECT PARENT direct 2004-06-01
ACR ALPINE CAPITAL RESEARCH, LP DIRECT OWNER 05/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC DIRECT OWNER direct 2018-05-01
TOMPRAS, NICHOLAS, VIRGIL MANAGING MEMBER ALPINE INVESTMENT MANAGEMENT, LLC 12/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1999-11-01
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE PRIVATE CAPITAL, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE INVESTMENT MANAGEMENT,LLC PRINCIPAL direct 1999-11-01 2004-04-26
ALPINE INVESTMENT MANAGEMENT,LLC CHIEF COMPLIANCE OFFICER direct 1999-11-01 2013-10-18
ALPINE INVESTMENT MANAGEMENT,LLC PRESIDENT direct 1999-11-01 2016-10-14
ALPINE PRIVATE CAPITAL OWNER indirect 2016-12-01 2017-01-06
ALPINE PRIVATE CAPITAL NON EXECUTIVE CHAIRMAN direct 2017-01-01 2017-01-06
ALPINE INVESTMENT MANAGEMENT, LLC ELECTED MANAGER ACR ALPINE CAPITAL GP, LLC 05/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING MEMBER direct 2016-12-01
ALPINE PRIVATE CAPITAL OWNER direct 2017-01-01
ALPINE PRIVATE CAPITAL, LLC MANAGING MEMBER direct 2017-01-01
ACR ALPINE CAPITAL GP, LLC GENERAL PARTNER ACR ALPINE CAPITAL RESEARCH, LP 05/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC GENERAL PARTNER indirect 2018-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ACRS1, L.P. United States 805-6030054670 Other Private Fund MULTI-STRATEGY FUND 1,122,279 100,000
MQR, L.P. United States 805-5507517170 Other Private Fund MULTI-STRATEGY FUND 51,384,266 500,000
ACR STRATEGIC CREDIT, LP United States 805-8536733716 Other Private Fund MULTI-STRATEGY FUND 11,951,748 500,000

ACR ALPINE CAPITAL RESEARCH, LLC

ownership team - last updated 2021-03-30
Name Title Start Date Direct/Indirect % Ownership
SCIBELLI, ANTHONY, CHRISTOPHER MANAGING DIRECTOR 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALPINE INVESTMENT MANAGEMENT,LLC MANAGING DIRECTOR direct 2016-09-01
METROPOLITAN WEST ASSET MANAGEMENT LLC MEMBER direct 2001-01-01 2006-11-22
METROPOLITAN WEST ASSET MANAGEMENT LLC DIRECTOR OF MARKETING direct 2001-01-01 2009-09-11
WEST GATE ADVISORS, LLC DIRECTOR OF MARKETING direct 2005-03-01 2009-09-25
TOMPRAS, NICHOLAS, VIRGIL CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 11/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1999-11-01
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE PRIVATE CAPITAL, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE INVESTMENT MANAGEMENT,LLC PRINCIPAL direct 1999-11-01 2004-04-26
ALPINE INVESTMENT MANAGEMENT,LLC CHIEF COMPLIANCE OFFICER direct 1999-11-01 2013-10-18
ALPINE INVESTMENT MANAGEMENT,LLC PRESIDENT direct 1999-11-01 2016-10-14
ALPINE PRIVATE CAPITAL OWNER indirect 2016-12-01 2017-01-06
ALPINE PRIVATE CAPITAL NON EXECUTIVE CHAIRMAN direct 2017-01-01 2017-01-06
GRAYSON, DARRYL, STEPHEN MANAGING DIRECTOR 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
WILMINGTON BROKERAGE SERVICES COMPANY DIRECTOR, PRESIDENT AND TREASURER direct 2007-03-01
ALPINE INVESTMENT MANAGEMENT,LLC DIRECTOR CLIENT RELATIONS AND BUSINESS DEVELOPMENT direct 2009-11-01
ALPINE INVESTMENT MANAGEMENT,LLC CHIEF OPERATING OFFICER direct 2009-11-01
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING DIRECTOR direct 2015-09-01
NAKUM, MITUL, DEVJI CHIEF OPERATING OFFICER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC CHIEF OPERATING OFFICER direct 2017-03-01
STOWELL III, JOSEPH, FRANCIS CHIEF COMPLIANCE OFFICER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
OIA EUROPEAN MANAMGEMENT COMPANY, LLC CHIEF COMPLIANCE OFFICER direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER / PRINCIPAL direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD CHIEF COMPLIANCE OFFICER direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD CHIEF COMPLIANCE OFFICER OF INDIRECT PARENT direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD COMPLIANCE OFFICER / CHIEF COMPLIANCE OFFICER OF DIRECT PARENT direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD CHIEF COMPLIANCE OFFICER OF DIRECT PARENT direct 2004-06-01
ACR ALPINE CAPITAL RESEARCH, LP DIRECT OWNER 05/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC DIRECT OWNER direct 2018-05-01
TOMPRAS, NICHOLAS, VIRGIL MANAGING MEMBER ALPINE INVESTMENT MANAGEMENT, LLC 12/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1999-11-01
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE PRIVATE CAPITAL, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE INVESTMENT MANAGEMENT,LLC PRINCIPAL direct 1999-11-01 2004-04-26
ALPINE INVESTMENT MANAGEMENT,LLC CHIEF COMPLIANCE OFFICER direct 1999-11-01 2013-10-18
ALPINE INVESTMENT MANAGEMENT,LLC PRESIDENT direct 1999-11-01 2016-10-14
ALPINE PRIVATE CAPITAL OWNER indirect 2016-12-01 2017-01-06
ALPINE PRIVATE CAPITAL NON EXECUTIVE CHAIRMAN direct 2017-01-01 2017-01-06
ALPINE INVESTMENT MANAGEMENT, LLC ELECTED MANAGER ACR ALPINE CAPITAL GP, LLC 05/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING MEMBER direct 2016-12-01
ALPINE PRIVATE CAPITAL OWNER direct 2017-01-01
ALPINE PRIVATE CAPITAL, LLC MANAGING MEMBER direct 2017-01-01
ACR ALPINE CAPITAL GP, LLC GENERAL PARTNER ACR ALPINE CAPITAL RESEARCH, LP 05/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC GENERAL PARTNER indirect 2018-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ACRS1, L.P. United States 805-6030054670 Other Private Fund MULTI-STRATEGY FUND 1,122,279 100,000
MQR, L.P. United States 805-5507517170 Other Private Fund MULTI-STRATEGY FUND 51,384,266 500,000
ACR STRATEGIC CREDIT, LP United States 805-8536733716 Other Private Fund MULTI-STRATEGY FUND 11,951,748 500,000

ACR ALPINE CAPITAL RESEARCH, LLC

ownership team - last updated 2020-06-23
Name Title Start Date Direct/Indirect % Ownership
SCIBELLI, ANTHONY, CHRISTOPHER MANAGING DIRECTOR 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALPINE INVESTMENT MANAGEMENT,LLC MANAGING DIRECTOR direct 2016-09-01
METROPOLITAN WEST ASSET MANAGEMENT LLC MEMBER direct 2001-01-01 2006-11-22
METROPOLITAN WEST ASSET MANAGEMENT LLC DIRECTOR OF MARKETING direct 2001-01-01 2009-09-11
WEST GATE ADVISORS, LLC DIRECTOR OF MARKETING direct 2005-03-01 2009-09-25
TOMPRAS, NICHOLAS, VIRGIL CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 11/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1999-11-01
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE PRIVATE CAPITAL, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE INVESTMENT MANAGEMENT,LLC PRINCIPAL direct 1999-11-01 2004-04-26
ALPINE INVESTMENT MANAGEMENT,LLC CHIEF COMPLIANCE OFFICER direct 1999-11-01 2013-10-18
ALPINE INVESTMENT MANAGEMENT,LLC PRESIDENT direct 1999-11-01 2016-10-14
ALPINE PRIVATE CAPITAL OWNER indirect 2016-12-01 2017-01-06
ALPINE PRIVATE CAPITAL NON EXECUTIVE CHAIRMAN direct 2017-01-01 2017-01-06
MACE, STEPHEN, ALAN PRESIDENT 12/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALPINE INVESTMENT MANAGEMENT,LLC PRESIDENT direct 2016-12-01
CENTURION ALLIANCE,INC. MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER direct 2000-10-01 2003-03-27
CENTURION ALLIANCE,INC. MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER direct 2000-10-01 2005-03-25
CENTURION ALLIANCE,INC. MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER direct 2000-10-01 2005-07-20
CENTURION ALLIANCE,INC. MANAGING DIRECTOR direct 2000-10-01 2006-08-10
KENNEDY CAPITAL MANAGEMENT INC VP, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER direct 2006-11-01 2007-08-01
KENNEDY CAPITAL MANAGEMENT, INC. VP, CHIEF OPERATING OFFICER direct 2006-11-01 2016-03-29
GRAYSON, DARRYL, STEPHEN MANAGING DIRECTOR 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
WILMINGTON BROKERAGE SERVICES COMPANY DIRECTOR, PRESIDENT AND TREASURER direct 2007-03-01
ALPINE INVESTMENT MANAGEMENT,LLC DIRECTOR CLIENT RELATIONS AND BUSINESS DEVELOPMENT direct 2009-11-01
ALPINE INVESTMENT MANAGEMENT,LLC CHIEF OPERATING OFFICER direct 2009-11-01
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING DIRECTOR direct 2015-09-01
NAKUM, MITUL, DEVJI CHIEF OPERATING OFFICER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC CHIEF OPERATING OFFICER direct 2017-03-01
STOWELL III, JOSEPH, FRANCIS CHIEF COMPLIANCE OFFICER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
OIA EUROPEAN MANAMGEMENT COMPANY, LLC CHIEF COMPLIANCE OFFICER direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER / PRINCIPAL direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD CHIEF COMPLIANCE OFFICER direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD CHIEF COMPLIANCE OFFICER OF INDIRECT PARENT direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD COMPLIANCE OFFICER / CHIEF COMPLIANCE OFFICER OF DIRECT PARENT direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD CHIEF COMPLIANCE OFFICER OF DIRECT PARENT direct 2004-06-01
ACR ALPINE CAPITAL RESEARCH, LP DIRECT OWNER 05/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC DIRECT OWNER direct 2018-05-01
TOMPRAS, NICHOLAS, VIRGIL MANAGING MEMBER ALPINE INVESTMENT MANAGEMENT, LLC 12/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1999-11-01
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE PRIVATE CAPITAL, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE INVESTMENT MANAGEMENT,LLC PRINCIPAL direct 1999-11-01 2004-04-26
ALPINE INVESTMENT MANAGEMENT,LLC CHIEF COMPLIANCE OFFICER direct 1999-11-01 2013-10-18
ALPINE INVESTMENT MANAGEMENT,LLC PRESIDENT direct 1999-11-01 2016-10-14
ALPINE PRIVATE CAPITAL OWNER indirect 2016-12-01 2017-01-06
ALPINE PRIVATE CAPITAL NON EXECUTIVE CHAIRMAN direct 2017-01-01 2017-01-06
ALPINE INVESTMENT MANAGEMENT, LLC ELECTED MANAGER ACR ALPINE CAPITAL GP, LLC 05/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING MEMBER direct 2016-12-01
ALPINE PRIVATE CAPITAL OWNER direct 2017-01-01
ALPINE PRIVATE CAPITAL, LLC MANAGING MEMBER direct 2017-01-01
ACR ALPINE CAPITAL GP, LLC GENERAL PARTNER ACR ALPINE CAPITAL RESEARCH, LP 05/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC GENERAL PARTNER indirect 2018-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ACRS1, L.P. United States 805-6030054670 Other Private Fund MULTI-STRATEGY FUND 977,346 100,000
MQR, L.P. United States 805-5507517170 Other Private Fund MULTI-STRATEGY FUND 60,667,165 500,000

ACR ALPINE CAPITAL RESEARCH, LLC

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ACRS1, L.P. United States 805-6030054670 Other Private Fund MULTI-STRATEGY FUND 977,346 100,000
MQR, L.P. United States 805-5507517170 Other Private Fund MULTI-STRATEGY FUND 60,667,165 500,000

ACR ALPINE CAPITAL RESEARCH, LLC

ownership team - last updated 2019-08-30
Name Title Start Date Direct/Indirect % Ownership
SCIBELLI, ANTHONY, CHRISTOPHER MANAGING DIRECTOR 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALPINE INVESTMENT MANAGEMENT,LLC MANAGING DIRECTOR direct 2016-09-01
METROPOLITAN WEST ASSET MANAGEMENT LLC MEMBER direct 2001-01-01 2006-11-22
METROPOLITAN WEST ASSET MANAGEMENT LLC DIRECTOR OF MARKETING direct 2001-01-01 2009-09-11
WEST GATE ADVISORS, LLC DIRECTOR OF MARKETING direct 2005-03-01 2009-09-25
TOMPRAS, NICHOLAS, VIRGIL CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 11/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1999-11-01
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE PRIVATE CAPITAL, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE INVESTMENT MANAGEMENT,LLC PRINCIPAL direct 1999-11-01 2004-04-26
ALPINE INVESTMENT MANAGEMENT,LLC CHIEF COMPLIANCE OFFICER direct 1999-11-01 2013-10-18
ALPINE INVESTMENT MANAGEMENT,LLC PRESIDENT direct 1999-11-01 2016-10-14
ALPINE PRIVATE CAPITAL OWNER indirect 2016-12-01 2017-01-06
ALPINE PRIVATE CAPITAL NON EXECUTIVE CHAIRMAN direct 2017-01-01 2017-01-06
MACE, STEPHEN, ALAN PRESIDENT 12/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALPINE INVESTMENT MANAGEMENT,LLC PRESIDENT direct 2016-12-01
CENTURION ALLIANCE,INC. MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER direct 2000-10-01 2003-03-27
CENTURION ALLIANCE,INC. MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER direct 2000-10-01 2005-03-25
CENTURION ALLIANCE,INC. MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER direct 2000-10-01 2005-07-20
CENTURION ALLIANCE,INC. MANAGING DIRECTOR direct 2000-10-01 2006-08-10
KENNEDY CAPITAL MANAGEMENT INC VP, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER direct 2006-11-01 2007-08-01
KENNEDY CAPITAL MANAGEMENT, INC. VP, CHIEF OPERATING OFFICER direct 2006-11-01 2016-03-29
GRAYSON, DARRYL, STEPHEN MANAGING DIRECTOR 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
WILMINGTON BROKERAGE SERVICES COMPANY DIRECTOR, PRESIDENT AND TREASURER direct 2007-03-01
ALPINE INVESTMENT MANAGEMENT,LLC DIRECTOR CLIENT RELATIONS AND BUSINESS DEVELOPMENT direct 2009-11-01
ALPINE INVESTMENT MANAGEMENT,LLC CHIEF OPERATING OFFICER direct 2009-11-01
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING DIRECTOR direct 2015-09-01
NAKUM, MITUL, DEVJI CHIEF OPERATING OFFICER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC CHIEF OPERATING OFFICER direct 2017-03-01
STOWELL III, JOSEPH, FRANCIS CHIEF COMPLIANCE OFFICER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
OIA EUROPEAN MANAMGEMENT COMPANY, LLC CHIEF COMPLIANCE OFFICER direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER / PRINCIPAL direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD CHIEF COMPLIANCE OFFICER direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD CHIEF COMPLIANCE OFFICER OF INDIRECT PARENT direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD COMPLIANCE OFFICER / CHIEF COMPLIANCE OFFICER OF DIRECT PARENT direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD CHIEF COMPLIANCE OFFICER OF DIRECT PARENT direct 2004-06-01
ACR ALPINE CAPITAL RESEARCH, LP DIRECT OWNER 05/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC DIRECT OWNER direct 2018-05-01
TOMPRAS, NICHOLAS, VIRGIL MANAGING MEMBER ALPINE INVESTMENT MANAGEMENT, LLC 12/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1999-11-01
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE PRIVATE CAPITAL, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE INVESTMENT MANAGEMENT,LLC PRINCIPAL direct 1999-11-01 2004-04-26
ALPINE INVESTMENT MANAGEMENT,LLC CHIEF COMPLIANCE OFFICER direct 1999-11-01 2013-10-18
ALPINE INVESTMENT MANAGEMENT,LLC PRESIDENT direct 1999-11-01 2016-10-14
ALPINE PRIVATE CAPITAL OWNER indirect 2016-12-01 2017-01-06
ALPINE PRIVATE CAPITAL NON EXECUTIVE CHAIRMAN direct 2017-01-01 2017-01-06
ALPINE INVESTMENT MANAGEMENT, LLC ELECTED MANAGER ACR ALPINE CAPITAL GP, LLC 05/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING MEMBER direct 2016-12-01
ALPINE PRIVATE CAPITAL OWNER direct 2017-01-01
ALPINE PRIVATE CAPITAL, LLC MANAGING MEMBER direct 2017-01-01
ACR ALPINE CAPITAL GP, LLC GENERAL PARTNER ACR ALPINE CAPITAL RESEARCH, LP 05/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC GENERAL PARTNER indirect 2018-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ACRS1, L.P. United States 805-6030054670 Other Private Fund MULTI-STRATEGY FUND 852,771 100,000
MQR, L.P. United States 805-5507517170 Other Private Fund MULTI-STRATEGY FUND 51,139,830 500,000

ACR ALPINE CAPITAL RESEARCH, LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
SCIBELLI, ANTHONY, CHRISTOPHER MANAGING DIRECTOR 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALPINE INVESTMENT MANAGEMENT,LLC MANAGING DIRECTOR direct 2016-09-01
METROPOLITAN WEST ASSET MANAGEMENT LLC MEMBER direct 2001-01-01 2006-11-22
METROPOLITAN WEST ASSET MANAGEMENT LLC DIRECTOR OF MARKETING direct 2001-01-01 2009-09-11
WEST GATE ADVISORS, LLC DIRECTOR OF MARKETING direct 2005-03-01 2009-09-25
TOMPRAS, NICHOLAS, VIRGIL CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 11/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1999-11-01
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE PRIVATE CAPITAL, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE INVESTMENT MANAGEMENT,LLC PRINCIPAL direct 1999-11-01 2004-04-26
ALPINE INVESTMENT MANAGEMENT,LLC CHIEF COMPLIANCE OFFICER direct 1999-11-01 2013-10-18
ALPINE INVESTMENT MANAGEMENT,LLC PRESIDENT direct 1999-11-01 2016-10-14
ALPINE PRIVATE CAPITAL OWNER indirect 2016-12-01 2017-01-06
ALPINE PRIVATE CAPITAL NON EXECUTIVE CHAIRMAN direct 2017-01-01 2017-01-06
MACE, STEPHEN, ALAN PRESIDENT 12/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALPINE INVESTMENT MANAGEMENT,LLC PRESIDENT direct 2016-12-01
CENTURION ALLIANCE,INC. MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER direct 2000-10-01 2003-03-27
CENTURION ALLIANCE,INC. MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER direct 2000-10-01 2005-03-25
CENTURION ALLIANCE,INC. MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER direct 2000-10-01 2005-07-20
CENTURION ALLIANCE,INC. MANAGING DIRECTOR direct 2000-10-01 2006-08-10
KENNEDY CAPITAL MANAGEMENT INC VP, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER direct 2006-11-01 2007-08-01
KENNEDY CAPITAL MANAGEMENT, INC. VP, CHIEF OPERATING OFFICER direct 2006-11-01 2016-03-29
GRAYSON, DARRYL, STEPHEN MANAGING DIRECTOR 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
WILMINGTON BROKERAGE SERVICES COMPANY DIRECTOR, PRESIDENT AND TREASURER direct 2007-03-01
ALPINE INVESTMENT MANAGEMENT,LLC DIRECTOR CLIENT RELATIONS AND BUSINESS DEVELOPMENT direct 2009-11-01
ALPINE INVESTMENT MANAGEMENT,LLC CHIEF OPERATING OFFICER direct 2009-11-01
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING DIRECTOR direct 2015-09-01
NAKUM, MITUL, DEVJI CHIEF OPERATING OFFICER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC CHIEF OPERATING OFFICER direct 2017-03-01
STOWELL III, JOSEPH, FRANCIS CHIEF COMPLIANCE OFFICER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
OIA EUROPEAN MANAMGEMENT COMPANY, LLC CHIEF COMPLIANCE OFFICER direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER / PRINCIPAL direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD CHIEF COMPLIANCE OFFICER direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD CHIEF COMPLIANCE OFFICER OF INDIRECT PARENT direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD COMPLIANCE OFFICER / CHIEF COMPLIANCE OFFICER OF DIRECT PARENT direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD CHIEF COMPLIANCE OFFICER OF DIRECT PARENT direct 2004-06-01
ACR ALPINE CAPITAL RESEARCH, LP DIRECT OWNER 05/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC DIRECT OWNER direct 2018-05-01
TOMPRAS, NICHOLAS, VIRGIL MANAGING MEMBER ALPINE INVESTMENT MANAGEMENT, LLC 12/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1999-11-01
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE PRIVATE CAPITAL, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE INVESTMENT MANAGEMENT,LLC PRINCIPAL direct 1999-11-01 2004-04-26
ALPINE INVESTMENT MANAGEMENT,LLC CHIEF COMPLIANCE OFFICER direct 1999-11-01 2013-10-18
ALPINE INVESTMENT MANAGEMENT,LLC PRESIDENT direct 1999-11-01 2016-10-14
ALPINE PRIVATE CAPITAL OWNER indirect 2016-12-01 2017-01-06
ALPINE PRIVATE CAPITAL NON EXECUTIVE CHAIRMAN direct 2017-01-01 2017-01-06
ALPINE INVESTMENT MANAGEMENT, LLC ELECTED MANAGER ACR ALPINE CAPITAL GP, LLC 05/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING MEMBER direct 2016-12-01
ALPINE PRIVATE CAPITAL OWNER direct 2017-01-01
ALPINE PRIVATE CAPITAL, LLC MANAGING MEMBER direct 2017-01-01
ACR ALPINE CAPITAL GP, LLC GENERAL PARTNER ACR ALPINE CAPITAL RESEARCH, LP 05/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC GENERAL PARTNER indirect 2018-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ACRS1, L.P. United States 805-6030054670 Other Private Fund MULTI-STRATEGY FUND 852,771 100,000
MQR, L.P. United States 805-5507517170 Other Private Fund MULTI-STRATEGY FUND 51,139,830 500,000

ACR ALPINE CAPITAL RESEARCH, LLC

ownership team - last updated 2018-11-14
Name Title Start Date Direct/Indirect % Ownership
SCIBELLI, ANTHONY, CHRISTOPHER MANAGING DIRECTOR 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALPINE INVESTMENT MANAGEMENT,LLC MANAGING DIRECTOR direct 2016-09-01
METROPOLITAN WEST ASSET MANAGEMENT LLC MEMBER direct 2001-01-01 2006-11-22
METROPOLITAN WEST ASSET MANAGEMENT LLC DIRECTOR OF MARKETING direct 2001-01-01 2009-09-11
WEST GATE ADVISORS, LLC DIRECTOR OF MARKETING direct 2005-03-01 2009-09-25
TOMPRAS, NICHOLAS, VIRGIL CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 11/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1999-11-01
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE PRIVATE CAPITAL, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE INVESTMENT MANAGEMENT,LLC PRINCIPAL direct 1999-11-01 2004-04-26
ALPINE INVESTMENT MANAGEMENT,LLC CHIEF COMPLIANCE OFFICER direct 1999-11-01 2013-10-18
ALPINE INVESTMENT MANAGEMENT,LLC PRESIDENT direct 1999-11-01 2016-10-14
ALPINE PRIVATE CAPITAL OWNER indirect 2016-12-01 2017-01-06
ALPINE PRIVATE CAPITAL NON EXECUTIVE CHAIRMAN direct 2017-01-01 2017-01-06
MACE, STEPHEN, ALAN PRESIDENT 12/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALPINE INVESTMENT MANAGEMENT,LLC PRESIDENT direct 2016-12-01
CENTURION ALLIANCE,INC. MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER direct 2000-10-01 2003-03-27
CENTURION ALLIANCE,INC. MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER direct 2000-10-01 2005-03-25
CENTURION ALLIANCE,INC. MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER direct 2000-10-01 2005-07-20
CENTURION ALLIANCE,INC. MANAGING DIRECTOR direct 2000-10-01 2006-08-10
KENNEDY CAPITAL MANAGEMENT INC VP, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER direct 2006-11-01 2007-08-01
KENNEDY CAPITAL MANAGEMENT, INC. VP, CHIEF OPERATING OFFICER direct 2006-11-01 2016-03-29
GRAYSON, DARRYL, STEPHEN MANAGING DIRECTOR 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
WILMINGTON BROKERAGE SERVICES COMPANY DIRECTOR, PRESIDENT AND TREASURER direct 2007-03-01
ALPINE INVESTMENT MANAGEMENT,LLC DIRECTOR CLIENT RELATIONS AND BUSINESS DEVELOPMENT direct 2009-11-01
ALPINE INVESTMENT MANAGEMENT,LLC CHIEF OPERATING OFFICER direct 2009-11-01
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING DIRECTOR direct 2015-09-01
NAKUM, MITUL, DEVJI CHIEF OPERATING OFFICER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC CHIEF OPERATING OFFICER direct 2017-03-01
STOWELL III, JOSEPH, FRANCIS CHIEF COMPLIANCE OFFICER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
OIA EUROPEAN MANAMGEMENT COMPANY, LLC CHIEF COMPLIANCE OFFICER direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER / PRINCIPAL direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD CHIEF COMPLIANCE OFFICER direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD CHIEF COMPLIANCE OFFICER OF INDIRECT PARENT direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD COMPLIANCE OFFICER / CHIEF COMPLIANCE OFFICER OF DIRECT PARENT direct 2004-06-01
OECHSLE INTERNATIONAL ADVISORS, LTD CHIEF COMPLIANCE OFFICER OF DIRECT PARENT direct 2004-06-01
ACR ALPINE CAPITAL RESEARCH, LP DIRECT OWNER 05/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC DIRECT OWNER direct 2018-05-01
TOMPRAS, NICHOLAS, VIRGIL MANAGING MEMBER ALPINE INVESTMENT MANAGEMENT, LLC 12/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1999-11-01
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE PRIVATE CAPITAL, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE INVESTMENT MANAGEMENT,LLC PRINCIPAL direct 1999-11-01 2004-04-26
ALPINE INVESTMENT MANAGEMENT,LLC CHIEF COMPLIANCE OFFICER direct 1999-11-01 2013-10-18
ALPINE INVESTMENT MANAGEMENT,LLC PRESIDENT direct 1999-11-01 2016-10-14
ALPINE PRIVATE CAPITAL OWNER indirect 2016-12-01 2017-01-06
ALPINE PRIVATE CAPITAL NON EXECUTIVE CHAIRMAN direct 2017-01-01 2017-01-06
ALPINE INVESTMENT MANAGEMENT, LLC ELECTED MANAGER ACR ALPINE CAPITAL GP, LLC 05/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING MEMBER direct 2016-12-01
ALPINE PRIVATE CAPITAL OWNER direct 2017-01-01
ALPINE PRIVATE CAPITAL, LLC MANAGING MEMBER direct 2017-01-01
ACR ALPINE CAPITAL GP, LLC GENERAL PARTNER ACR ALPINE CAPITAL RESEARCH, LP 05/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC GENERAL PARTNER indirect 2018-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ACRS1, L.P. United States 805-6030054670 Other Private Fund MULTI-STRATEGY FUND 998,678 100,000
MQR, L.P. United States 805-5507517170 Other Private Fund MULTI-STRATEGY FUND 42,927,440 500,000

ACR ALPINE CAPITAL RESEARCH, LLC

ownership team - last updated 2018-05-07
Name Title Start Date Direct/Indirect % Ownership
SCIBELLI, ANTHONY, CHRISTOPHER MANAGING DIRECTOR 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALPINE INVESTMENT MANAGEMENT,LLC MANAGING DIRECTOR direct 2016-09-01
METROPOLITAN WEST ASSET MANAGEMENT LLC MEMBER direct 2001-01-01 2006-11-22
METROPOLITAN WEST ASSET MANAGEMENT LLC DIRECTOR OF MARKETING direct 2001-01-01 2009-09-11
WEST GATE ADVISORS, LLC DIRECTOR OF MARKETING direct 2005-03-01 2009-09-25
TOMPRAS, NICHOLAS, VIRGIL CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 11/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1999-11-01
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE PRIVATE CAPITAL, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE INVESTMENT MANAGEMENT,LLC PRINCIPAL direct 1999-11-01 2004-04-26
ALPINE INVESTMENT MANAGEMENT,LLC CHIEF COMPLIANCE OFFICER direct 1999-11-01 2013-10-18
ALPINE INVESTMENT MANAGEMENT,LLC PRESIDENT direct 1999-11-01 2016-10-14
ALPINE PRIVATE CAPITAL OWNER indirect 2016-12-01 2017-01-06
ALPINE PRIVATE CAPITAL NON EXECUTIVE CHAIRMAN direct 2017-01-01 2017-01-06
MACE, STEPHEN, ALAN PRESIDENT 12/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ALPINE INVESTMENT MANAGEMENT,LLC PRESIDENT direct 2016-12-01
CENTURION ALLIANCE,INC. MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER direct 2000-10-01 2003-03-27
CENTURION ALLIANCE,INC. MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER direct 2000-10-01 2005-03-25
CENTURION ALLIANCE,INC. MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER direct 2000-10-01 2005-07-20
CENTURION ALLIANCE,INC. MANAGING DIRECTOR direct 2000-10-01 2006-08-10
KENNEDY CAPITAL MANAGEMENT INC VP, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER direct 2006-11-01 2007-08-01
KENNEDY CAPITAL MANAGEMENT, INC. VP, CHIEF OPERATING OFFICER direct 2006-11-01 2016-03-29
GRAYSON, DARRYL, STEPHEN MANAGING DIRECTOR 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
WILMINGTON BROKERAGE SERVICES COMPANY DIRECTOR, PRESIDENT AND TREASURER direct 2007-03-01
ALPINE INVESTMENT MANAGEMENT,LLC DIRECTOR CLIENT RELATIONS AND BUSINESS DEVELOPMENT direct 2009-11-01
ALPINE INVESTMENT MANAGEMENT,LLC CHIEF OPERATING OFFICER direct 2009-11-01
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING DIRECTOR direct 2015-09-01
HARDIN, MATTHEW, STEPHEN CHIEF COMPLIANCE OFFICER 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
GREEN EAGLE CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2010-04-01
SOUTHOCEAN INVESTMENT PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2016-10-01
ALPINE PRIVATE CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2017-01-01
OSMOSIS INVESTMENT MANAGEMENT US LLC CHIEF COMPLIANCE OFFICER direct 2016-02-01
SOUTHOCEAN CAPITAL PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2014-04-01
LAKEWATER CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2013-11-01
FOREFRONT CAPITAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-06-01
FAIRFAX GLOBAL MARKETS LLC CCO direct 2012-06-01
HAWKEYE CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2012-02-01
C2P CAPITAL ADVISORY GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2015-02-01
LC ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-04-01
STONECASTLE CASH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2009-03-01
GC ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2009-06-01
KINGSTOWN CAPITAL MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER direct 2010-07-01
PENNANTPARK INVESTMENT ADVISERS, LLC CHIEF COMPLIANCE OFFICER direct 2007-06-01
J.J.B. HILLIARD, W.L. LYONS, INC GENERAL COUNSEL direct 2004-01-01
SEMAPHORE MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2010-08-01
VALHALLA CAPITAL PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2006-05-01
STONEBRIDGE ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2006-05-01
STEWART CAPITAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
STONECASTLE ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2007-05-01
PNC INVESTMENTS LLC SECRETARY direct 2004-06-01
FOUNDATION WEALTH MANAGEMENT, LLC PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 2007-01-01
FOUNDATION WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-01-01
PRIVATE WEALTH ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 2016-10-01
ABSOLUTE CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2011-09-01
ALPINE INVESTMENT MANAGEMENT,LLC CHIEF COMPLIANCE OFFICER direct 2016-10-01
PROFIT INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2014-10-01
FOXHALL CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2012-04-01
H.L. ZEVE ASSOCIATES, INC. CHIEF COMPLIANCE OFFICER direct 2008-03-01
NAKUM, MITUL, DEVJI CHIEF OPERATING OFFICER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC CHIEF OPERATING OFFICER direct 2017-03-01
ACR ALPINE CAPITAL RESEARCH, LP DIRECT OWNER 05/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC DIRECT OWNER direct 2018-05-01
TOMPRAS, NICHOLAS, VIRGIL MANAGING MEMBER ALPINE INVESTMENT MANAGEMENT, LLC 12/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1999-11-01
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE PRIVATE CAPITAL, LLC MANAGING MEMBER indirect 2016-12-01
ALPINE INVESTMENT MANAGEMENT,LLC PRINCIPAL direct 1999-11-01 2004-04-26
ALPINE INVESTMENT MANAGEMENT,LLC CHIEF COMPLIANCE OFFICER direct 1999-11-01 2013-10-18
ALPINE INVESTMENT MANAGEMENT,LLC PRESIDENT direct 1999-11-01 2016-10-14
ALPINE PRIVATE CAPITAL OWNER indirect 2016-12-01 2017-01-06
ALPINE PRIVATE CAPITAL NON EXECUTIVE CHAIRMAN direct 2017-01-01 2017-01-06
ALPINE INVESTMENT MANAGEMENT, LLC ELECTED MANAGER ACR ALPINE CAPITAL GP, LLC 05/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC MANAGING MEMBER direct 2016-12-01
ALPINE PRIVATE CAPITAL OWNER direct 2017-01-01
ALPINE PRIVATE CAPITAL, LLC MANAGING MEMBER direct 2017-01-01
ACR ALPINE CAPITAL GP, LLC GENERAL PARTNER ACR ALPINE CAPITAL RESEARCH, LP 05/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
ACR ALPINE CAPITAL RESEARCH, LLC GENERAL PARTNER indirect 2018-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ACRS1, L.P. United States 805-6030054670 Other Private Fund MULTI-STRATEGY FUND 998,678 100,000
MQR, L.P. United States 805-5507517170 Other Private Fund MULTI-STRATEGY FUND 42,927,440 500,000

WhaleScore history for ACR ALPINE CAPITAL RESEARCH, LLC

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