ANCHORAGE CAPITAL GROUP, L.L.C.

HTTP://WWW.ANCHORAGECAP.COM NEW YORK, NY Investment Advisor Hedge Fund How do I update this listing?

Subscription Required

Equal-WT
WhaleScore 2.0 ?

80

S&P 500
WhaleScore ?

Subscription Required

Original
WhaleScore ?

Anchorage Capital Group is based out of New York. Anchorage Capital Group is a hedge fund with 93 clients and discretionary assets under management (AUM) of $30,599,200,518 (Form ADV from 2021-05-28). Their last reported 13F filing for Q3 2021 included $3,861,627,000 in managed 13F securities and a top 10 holdings concentration of 96.83%. Anchorage Capital Group's largest holding is SPDR S&P 500 ETF Trust with shares held of 4,000,000. Anchorage Capital Group has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 65 13F filings, 40 13D filings, 67 13G filings, and 2 Form 4 filings

Download 13F Summary Create Alert

09/30/2021

13F Activity

  • Market Value $3.862 Billion
  • Prior Market Value $1.27 Billion
  • New Purchases9 stocks
  • Additional Purchases4 stocks
  • Sold out of8 stocks
  • Reduced holdings in4 stocks
  • Top 10 Holdings % 96.83 %
  • Turnover % [1]:77.27%
  • Turnover Alt % [2]: 8.72 %
  • Time Held Top20:2.90 quarters
  • Time Held Top10:3.30 quarters
  • Time Held All:3.59 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

09/30/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-11-15

Performance for Q3 2021: 19.24%
Performance Last 4 Quarters: 47.42%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted

Global (ex. US) Holdings

A premium subscription (standard or higher) is required to view global (non-US) holdings
Source: Refinitiv

View Last Form Adv Compilation Report on Record

ANCHORAGE CAPITAL GROUP, L.L.C.
Classified as Hedge Fund
610 BROADWAY 6TH FLOOR
NEW YORK NY    10012
Country: United States

Business Phone: 212-432-4600
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 162
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 7,880,770,000
Total Number of Clients: 93
Amount of client funds and securities by related persons: 5,370,850,000
Total Number of clients from related persons: 55
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Insider Transactions in the past year

Loading...

ANCHORAGE CAPITAL GROUP, L.L.C.

ownership team - last updated 2021-05-28
Name Title Start Date Direct/Indirect % Ownership
ULRICH, KEVIN, MICHAEL CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS MANAGEMENT, L.L.C. MANAGING MEMBER 07/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MANAGING MEMBER direct 2003-07-01
RESERVOIR CAPITAL PARTNERS, LP MEMBER 07/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2003-07-01
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-12-01
K CAPITAL MANAGEMENT, LLC MEMBER direct 1999-05-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
BIRRELL, NATALIE, ANN CHIEF OPERATING OFFICER 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF OPERATING OFFICER direct 2007-02-01
DEUTSCHE ASSET MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2000-03-01 2001-01-30
DB INVESTMENT MANAGERS, INC. TREASURER & DIRECTOR direct 1999-06-01 2002-06-03
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 1999-06-01 2004-03-31
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2004-12-17
DB INVESTMENT MANAGERS, INC. PRESIDENT, CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2005-06-14
ARDEN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2005-09-01 2006-12-06
YOUNG, DAVID CHIEF COMPLIANCE OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF COMPLIANCE OFFICER direct 2014-08-01
COHEN, JASON, ALEXANDER GENERAL COUNSEL 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL COUNSEL direct 2015-05-01
ROSENBERG, ERIC CHIEF FINANCIAL OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKSTONE MEZZANINE ADVISORS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CHIEF FINANCIAL OFFICER direct 2010-05-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CHIEF FINANCIAL OFFICER direct 2010-05-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF FINANCIAL OFFICER direct 2016-04-01
GSO CAPITAL PARTNERS LP CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE ALTIUS ADVISORS L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS) direct 2008-05-01
BLACKSTONE ALTIUS ADVISORS AN L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS) direct 2008-05-01
BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD.) direct 2008-06-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER direct 2009-11-01
GSO CAPITAL ADVISORS LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
ULRICH, KEVIN, MICHAEL SENIOR MANAGING MEMBER ANCHORAGE ADVISORS MANAGEMENT, L.L.C. 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP LIMITED PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR PCA FUND (CAYMAN), LP 10/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
RCGM, LLC MANAGING MEMBER RESERVOIR CAPITAL GROUP, LLC 02/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 1997-02-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1998-08-01
CHAMBERS ENERGY MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-12-01
CLEARLAKE CAPITAL GROUP, L.P. MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1997-10-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 1998-08-01
STERN, DANIEL, HENNELLY SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 1997-02-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-07-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
HUFF, CRAIG, ALLEN SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 2007-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-08-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 2007-11-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
RCP GP, LLC GENERAL PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP MEMBER RCP GP, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ANCHORAGE CREDIT FUNDING 2, LTD. Cayman Islands 805-4990166672 Securitized Asset Fund 504,821,854 0
ANCHORAGE OPPORTUNITIES METRIC MASTER FUND, L.P. Cayman Islands 805-9184888824 Hedge Fund 210,176,364 500,000 Master Fund
ANCHORAGE CO-INVESTMENT FUND, L.P. - SERIES A United States 805-7732509541 Private Equity Fund 124,815,194 1,000,000
ANCHORAGE CAPITAL CLO 13, LTD. Cayman Islands 805-1132622584 Securitized Asset Fund 487,711,031 0
ANCHORAGE CREDIT OPPORTUNITIES CLO 1, LTD. Cayman Islands 805-4880793498 Securitized Asset Fund 393,601,645 0
ANCHORAGE CAPITAL CLO 6, LTD. Cayman Islands 805-1577518037 Securitized Asset Fund 529,824,836 0
AIO IV AIV TRUST Cayman Islands 805-8134779224 Hedge Fund 3,665,713 0
ANCHORAGE CAPITAL CLO 1-R, LTD. Cayman Islands 805-4288128005 Securitized Asset Fund 486,608,998 0
PCI FUND LLC United States 805-7912608169 Hedge Fund 180,843,686 0
ANCHORAGE CREDIT FUNDING 10, LTD. Cayman Islands 805-4028086119 Securitized Asset Fund 510,691,835 0
ANCHORAGE CREDIT FUNDING 11, LTD. Cayman Islands 805-8259580038 Securitized Asset Fund 411,154,490 0
610 FUNDING CLO 1, LTD. Cayman Islands 805-6625226359 Securitized Asset Fund 379,929,325 0
ANCHORAGE CAPITAL EUROPE CLO 2021-4 DAC Ireland 805-8579982652 Securitized Asset Fund 0 0
ANCHORAGE CREDIT FUNDING 12, LTD. Cayman Islands 805-7280654816 Securitized Asset Fund 302,918,675 0
610 FUNDING CLO 3, LTD. Cayman Islands 805-7462410735 Securitized Asset Fund 380,004,854 0
PCI-LOC II, L.L.C. United States 805-3519806864 Hedge Fund 292,644,271 0
ANCHORAGE CREDIT FUNDING 1, LTD. Cayman Islands 805-4146672953 Securitized Asset Fund 522,427,736 0
ANCHORAGE CREDIT FUNDING 3, LTD. Cayman Islands 805-8346614972 Securitized Asset Fund 435,135,335 0
ANCHORAGE CAPITAL CLO 7, LTD. Cayman Islands 805-5181299556 Securitized Asset Fund 583,336,314 0
ANCHORAGE LPC-V, L.P. United States 805-7032081268 Hedge Fund 294,623,062 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER V, L.P. Cayman Islands 805-2557132199 Hedge Fund 1,306,989,778 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER IV, L.P. Cayman Islands 805-1974386633 Hedge Fund 435,276,863 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 9, LTD. Cayman Islands 805-2202107176 Securitized Asset Fund 540,774,317 0
AIO V AIV TRUST Cayman Islands 805-4019916841 Hedge Fund 139,021 0
ANCHORAGE CAPITAL CLO 2018-10, LTD. Cayman Islands 805-1041380576 Securitized Asset Fund 390,898,838 0
AIO V AIV, L.P. United States 805-4598637790 Hedge Fund 36,227,147 0
ANCHORAGE CREDIT FUNDING 4, LTD. Cayman Islands 805-3113056262 Securitized Asset Fund 506,940,628 0
610 FUNDING CLO 2, LTD. Cayman Islands 805-6653775243 Securitized Asset Fund 383,813,005 0
ANCHORAGE CAPITAL MASTER OFFSHORE, LTD. Cayman Islands 805-5198736608 Hedge Fund 10,384,423,593 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 11, LTD. Cayman Islands 805-1272856905 Securitized Asset Fund 394,241,357 0
ANCHORAGE CAPITAL EUROPE CLO 1 DAC Ireland 805-8283580802 Securitized Asset Fund 486,257,646 0
ANCHORAGE CAPITAL CLO 5-R, LTD. Cayman Islands 805-9448928933 Securitized Asset Fund 484,393,310 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (A), L.P. Cayman Islands 805-5172044542 Hedge Fund 1,591,465,789 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 16, LTD. Cayman Islands 805-3625749936 Securitized Asset Fund 444,775,089 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER III, L.P. Cayman Islands 805-3491122671 Hedge Fund 73,023,315 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 4-R, LTD. Cayman Islands 805-5301530348 Securitized Asset Fund 579,839,943 0
AIO IV AIV, L.P. United States 805-5868107757 Hedge Fund 6,732,241 0
ANCHORAGE CREDIT FUNDING 6, LTD. Cayman Islands 805-8841187025 Securitized Asset Fund 503,593,889 0
ANCHORAGE STRUCTURED CREDIT MASTER FUND, L.P. Cayman Islands 805-3833094626 Hedge Fund 300,767,075 1,000,000 Master Fund Fund of Funds
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VII (A), L.P. Cayman Islands 805-7251757401 Hedge Fund 1,049,191,151 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 15, LTD. Cayman Islands 805-1736483629 Securitized Asset Fund 347,194,507 0
ANCHORAGE CREDIT FUNDING 8, LTD. Cayman Islands 805-1047955724 Securitized Asset Fund 360,949,511 0
ANCHORAGE SSC-B (CI), L.L.C. Cayman Islands 805-9430341421 Hedge Fund 110,839,866 100,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 9, LTD. Cayman Islands 805-8982682317 Securitized Asset Fund 406,725,791 0
ANCHORAGE CREDIT FUNDING 7, LTD. Cayman Islands 805-7557038678 Securitized Asset Fund 301,842,677 0
ANCHORAGE EUROPE CREDIT FUNDING 1 DAC Ireland 805-3640280861 Securitized Asset Fund 369,744,726 0
ANCHORAGE CAPITAL EUROPE CLO 2 DAC Ireland 805-2578615328 Securitized Asset Fund 488,253,866 0
ANCHORAGE CAPITAL EUROPE CLO 3 DAC Ireland 805-1628251369 Securitized Asset Fund 481,522,653 0
ANCHORAGE CAPITAL CLO 2013-1, LTD. Cayman Islands 805-1045968733 Securitized Asset Fund 536,148,816 0
ANCHORAGE CAPITAL CLO 8, LTD. Cayman Islands 805-4845622713 Securitized Asset Fund 447,736,313 0
ANCHORAGE CREDIT FUNDING 5, LTD. Cayman Islands 805-1399584726 Securitized Asset Fund 519,796,316 0
ANCHORAGE CAPITAL CLO 3-R, LTD. Cayman Islands 805-6232873612 Securitized Asset Fund 482,314,922 0

ANCHORAGE CAPITAL GROUP, L.L.C.

ownership team - last updated 2021-03-31
Name Title Start Date Direct/Indirect % Ownership
RESERVOIR CAPITAL PARTNERS, LP MEMBER 07/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2003-07-01
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-12-01
K CAPITAL MANAGEMENT, LLC MEMBER direct 1999-05-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
ULRICH, KEVIN, MICHAEL CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS MANAGEMENT, L.L.C. MANAGING MEMBER 07/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MANAGING MEMBER direct 2003-07-01
BIRRELL, NATALIE, ANN CHIEF OPERATING OFFICER 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF OPERATING OFFICER direct 2007-02-01
DEUTSCHE ASSET MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2000-03-01 2001-01-30
DB INVESTMENT MANAGERS, INC. TREASURER & DIRECTOR direct 1999-06-01 2002-06-03
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 1999-06-01 2004-03-31
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2004-12-17
DB INVESTMENT MANAGERS, INC. PRESIDENT, CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2005-06-14
ARDEN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2005-09-01 2006-12-06
YOUNG, DAVID CHIEF COMPLIANCE OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF COMPLIANCE OFFICER direct 2014-08-01
COHEN, JASON, ALEXANDER GENERAL COUNSEL 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL COUNSEL direct 2015-05-01
ROSENBERG, ERIC CHIEF FINANCIAL OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKSTONE MEZZANINE ADVISORS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CHIEF FINANCIAL OFFICER direct 2010-05-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CHIEF FINANCIAL OFFICER direct 2010-05-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF FINANCIAL OFFICER direct 2016-04-01
GSO CAPITAL PARTNERS LP CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE ALTIUS ADVISORS L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS) direct 2008-05-01
BLACKSTONE ALTIUS ADVISORS AN L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS) direct 2008-05-01
BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD.) direct 2008-06-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER direct 2009-11-01
GSO CAPITAL ADVISORS LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
RESERVOIR CAPITAL PARTNERS, LP MEMBER 07/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2003-07-01
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-12-01
K CAPITAL MANAGEMENT, LLC MEMBER direct 1999-05-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
ULRICH, KEVIN, MICHAEL CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS MANAGEMENT, L.L.C. MANAGING MEMBER 07/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MANAGING MEMBER direct 2003-07-01
BIRRELL, NATALIE, ANN CHIEF OPERATING OFFICER 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF OPERATING OFFICER direct 2007-02-01
DEUTSCHE ASSET MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2000-03-01 2001-01-30
DB INVESTMENT MANAGERS, INC. TREASURER & DIRECTOR direct 1999-06-01 2002-06-03
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 1999-06-01 2004-03-31
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2004-12-17
DB INVESTMENT MANAGERS, INC. PRESIDENT, CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2005-06-14
ARDEN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2005-09-01 2006-12-06
YOUNG, DAVID CHIEF COMPLIANCE OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF COMPLIANCE OFFICER direct 2014-08-01
COHEN, JASON, ALEXANDER GENERAL COUNSEL 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL COUNSEL direct 2015-05-01
ROSENBERG, ERIC CHIEF FINANCIAL OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKSTONE MEZZANINE ADVISORS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CHIEF FINANCIAL OFFICER direct 2010-05-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CHIEF FINANCIAL OFFICER direct 2010-05-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF FINANCIAL OFFICER direct 2016-04-01
GSO CAPITAL PARTNERS LP CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE ALTIUS ADVISORS L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS) direct 2008-05-01
BLACKSTONE ALTIUS ADVISORS AN L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS) direct 2008-05-01
BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD.) direct 2008-06-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER direct 2009-11-01
GSO CAPITAL ADVISORS LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
ULRICH, KEVIN, MICHAEL SENIOR MANAGING MEMBER ANCHORAGE ADVISORS MANAGEMENT, L.L.C. 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP LIMITED PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR PCA FUND (CAYMAN), LP 10/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
RCGM, LLC MANAGING MEMBER RESERVOIR CAPITAL GROUP, LLC 02/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 1997-02-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1998-08-01
CHAMBERS ENERGY MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-12-01
CLEARLAKE CAPITAL GROUP, L.P. MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1997-10-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 1998-08-01
STERN, DANIEL, HENNELLY SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 1997-02-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-07-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
HUFF, CRAIG, ALLEN SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 2007-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-08-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 2007-11-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
RCP GP, LLC GENERAL PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP MEMBER RCP GP, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
ULRICH, KEVIN, MICHAEL SENIOR MANAGING MEMBER ANCHORAGE ADVISORS MANAGEMENT, L.L.C. 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP LIMITED PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR PCA FUND (CAYMAN), LP 10/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
RCGM, LLC MANAGING MEMBER RESERVOIR CAPITAL GROUP, LLC 02/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 1997-02-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1998-08-01
CHAMBERS ENERGY MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-12-01
CLEARLAKE CAPITAL GROUP, L.P. MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1997-10-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 1998-08-01
STERN, DANIEL, HENNELLY SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 1997-02-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-07-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
HUFF, CRAIG, ALLEN SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 2007-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-08-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 2007-11-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
RCP GP, LLC GENERAL PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP MEMBER RCP GP, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
610 FUNDING CLO 2, LTD. Cayman Islands 805-6653775243 Securitized Asset Fund 383,813,005 0
ANCHORAGE CAPITAL MASTER OFFSHORE, LTD. Cayman Islands 805-5198736608 Hedge Fund 10,384,423,593 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 5-R, LTD. Cayman Islands 805-9448928933 Securitized Asset Fund 484,393,310 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (A), L.P. Cayman Islands 805-5172044542 Hedge Fund 1,591,465,789 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 16, LTD. Cayman Islands 805-3625749936 Securitized Asset Fund 444,775,089 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER III, L.P. Cayman Islands 805-3491122671 Hedge Fund 73,023,315 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 4-R, LTD. Cayman Islands 805-5301530348 Securitized Asset Fund 579,839,943 0
AIO IV AIV, L.P. United States 805-5868107757 Hedge Fund 6,732,241 0
ANCHORAGE CREDIT FUNDING 6, LTD. Cayman Islands 805-8841187025 Securitized Asset Fund 503,593,889 0
ANCHORAGE STRUCTURED CREDIT MASTER FUND, L.P. Cayman Islands 805-3833094626 Hedge Fund 300,767,075 1,000,000 Master Fund Fund of Funds
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VII (A), L.P. Cayman Islands 805-7251757401 Hedge Fund 1,049,191,151 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 15, LTD. Cayman Islands 805-1736483629 Securitized Asset Fund 347,194,507 0
ANCHORAGE CREDIT FUNDING 8, LTD. Cayman Islands 805-1047955724 Securitized Asset Fund 360,949,511 0
ANCHORAGE SSC-B (CI), L.L.C. Cayman Islands 805-9430341421 Hedge Fund 110,839,866 100,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 9, LTD. Cayman Islands 805-8982682317 Securitized Asset Fund 406,725,791 0
ANCHORAGE CREDIT FUNDING 7, LTD. Cayman Islands 805-7557038678 Securitized Asset Fund 301,842,677 0
ANCHORAGE CAPITAL CLO 11, LTD. Cayman Islands 805-1272856905 Securitized Asset Fund 394,241,357 0
ANCHORAGE CAPITAL EUROPE CLO 1 DAC Ireland 805-8283580802 Securitized Asset Fund 486,257,646 0
ANCHORAGE EUROPE CREDIT FUNDING 1 DAC Ireland 805-3640280861 Securitized Asset Fund 369,744,726 0
ANCHORAGE CAPITAL EUROPE CLO 2 DAC Ireland 805-2578615328 Securitized Asset Fund 488,253,866 0
ANCHORAGE CAPITAL EUROPE CLO 3 DAC Ireland 805-1628251369 Securitized Asset Fund 481,522,653 0
ANCHORAGE CAPITAL CLO 2013-1, LTD. Cayman Islands 805-1045968733 Securitized Asset Fund 536,148,816 0
ANCHORAGE CAPITAL CLO 8, LTD. Cayman Islands 805-4845622713 Securitized Asset Fund 447,736,313 0
ANCHORAGE CREDIT FUNDING 5, LTD. Cayman Islands 805-1399584726 Securitized Asset Fund 519,796,316 0
ANCHORAGE CAPITAL CLO 3-R, LTD. Cayman Islands 805-6232873612 Securitized Asset Fund 482,314,922 0
ANCHORAGE CREDIT FUNDING 2, LTD. Cayman Islands 805-4990166672 Securitized Asset Fund 504,821,854 0
ANCHORAGE OPPORTUNITIES METRIC MASTER FUND, L.P. Cayman Islands 805-9184888824 Hedge Fund 210,176,364 500,000 Master Fund
ANCHORAGE CO-INVESTMENT FUND, L.P. - SERIES A United States 805-7732509541 Private Equity Fund 124,815,194 1,000,000
ANCHORAGE CAPITAL CLO 13, LTD. Cayman Islands 805-1132622584 Securitized Asset Fund 487,711,031 0
ANCHORAGE CREDIT OPPORTUNITIES CLO 1, LTD. Cayman Islands 805-4880793498 Securitized Asset Fund 393,601,645 0
ANCHORAGE CAPITAL CLO 6, LTD. Cayman Islands 805-1577518037 Securitized Asset Fund 529,824,836 0
AIO IV AIV TRUST Cayman Islands 805-8134779224 Hedge Fund 3,665,713 0
ANCHORAGE CAPITAL CLO 1-R, LTD. Cayman Islands 805-4288128005 Securitized Asset Fund 486,608,998 0
PCI FUND LLC United States 805-7912608169 Hedge Fund 180,843,686 0
ANCHORAGE CREDIT FUNDING 1, LTD. Cayman Islands 805-4146672953 Securitized Asset Fund 522,427,736 0
ANCHORAGE CREDIT FUNDING 3, LTD. Cayman Islands 805-8346614972 Securitized Asset Fund 435,135,335 0
ANCHORAGE CAPITAL CLO 7, LTD. Cayman Islands 805-5181299556 Securitized Asset Fund 583,336,314 0
ANCHORAGE LPC-V, L.P. United States 805-7032081268 Hedge Fund 294,623,062 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER V, L.P. Cayman Islands 805-2557132199 Hedge Fund 1,306,989,778 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER IV, L.P. Cayman Islands 805-1974386633 Hedge Fund 435,276,863 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 9, LTD. Cayman Islands 805-2202107176 Securitized Asset Fund 540,774,317 0
AIO V AIV TRUST Cayman Islands 805-4019916841 Hedge Fund 139,021 0
ANCHORAGE CAPITAL CLO 2018-10, LTD. Cayman Islands 805-1041380576 Securitized Asset Fund 390,898,838 0
AIO V AIV, L.P. United States 805-4598637790 Hedge Fund 36,227,147 0
ANCHORAGE CREDIT FUNDING 4, LTD. Cayman Islands 805-3113056262 Securitized Asset Fund 506,940,628 0
PCI-LOC II, L.L.C. United States 805-3519806864 Hedge Fund 292,644,271 0
ANCHORAGE CREDIT FUNDING 10, LTD. Cayman Islands 805-4028086119 Securitized Asset Fund 510,691,835 0
ANCHORAGE CREDIT FUNDING 11, LTD. Cayman Islands 805-8259580038 Securitized Asset Fund 411,154,490 0
610 FUNDING CLO 1, LTD. Cayman Islands 805-6625226359 Securitized Asset Fund 379,929,325 0
ANCHORAGE CAPITAL EUROPE CLO 2021-4 DAC Ireland 805-8579982652 Securitized Asset Fund 0 0
ANCHORAGE CREDIT FUNDING 12, LTD. Cayman Islands 805-7280654816 Securitized Asset Fund 302,918,675 0
610 FUNDING CLO 3, LTD. Cayman Islands 805-7462410735 Securitized Asset Fund 380,004,854 0

ANCHORAGE CAPITAL GROUP, L.L.C.

ownership team - last updated 2020-11-24
Name Title Start Date Direct/Indirect % Ownership
ULRICH, KEVIN, MICHAEL CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS MANAGEMENT, L.L.C. MANAGING MEMBER 07/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MANAGING MEMBER direct 2003-07-01
RESERVOIR CAPITAL PARTNERS, LP MEMBER 07/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2003-07-01
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-12-01
K CAPITAL MANAGEMENT, LLC MEMBER direct 1999-05-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
BIRRELL, NATALIE, ANN CHIEF OPERATING OFFICER 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF OPERATING OFFICER direct 2007-02-01
DEUTSCHE ASSET MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2000-03-01 2001-01-30
DB INVESTMENT MANAGERS, INC. TREASURER & DIRECTOR direct 1999-06-01 2002-06-03
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 1999-06-01 2004-03-31
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2004-12-17
DB INVESTMENT MANAGERS, INC. PRESIDENT, CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2005-06-14
ARDEN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2005-09-01 2006-12-06
YOUNG, DAVID CHIEF COMPLIANCE OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF COMPLIANCE OFFICER direct 2014-08-01
COHEN, JASON, ALEXANDER GENERAL COUNSEL 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL COUNSEL direct 2015-05-01
ROSENBERG, ERIC CHIEF FINANCIAL OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKSTONE MEZZANINE ADVISORS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CHIEF FINANCIAL OFFICER direct 2010-05-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CHIEF FINANCIAL OFFICER direct 2010-05-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF FINANCIAL OFFICER direct 2016-04-01
GSO CAPITAL PARTNERS LP CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE ALTIUS ADVISORS L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS) direct 2008-05-01
BLACKSTONE ALTIUS ADVISORS AN L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS) direct 2008-05-01
BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD.) direct 2008-06-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER direct 2009-11-01
GSO CAPITAL ADVISORS LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
ULRICH, KEVIN, MICHAEL SENIOR MANAGING MEMBER ANCHORAGE ADVISORS MANAGEMENT, L.L.C. 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP LIMITED PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR PCA FUND (CAYMAN), LP 10/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
RCGM, LLC MANAGING MEMBER RESERVOIR CAPITAL GROUP, LLC 02/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 1997-02-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1998-08-01
CHAMBERS ENERGY MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-12-01
CLEARLAKE CAPITAL GROUP, L.P. MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1997-10-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 1998-08-01
STERN, DANIEL, HENNELLY SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 1997-02-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-07-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
HUFF, CRAIG, ALLEN SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 2007-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-08-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 2007-11-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
RCP GP, LLC GENERAL PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP MEMBER RCP GP, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ANCHORAGE CAPITAL CLO 8, LTD. Cayman Islands 805-4845622713 Securitized Asset Fund 489,088,303 0
ANCHORAGE CREDIT FUNDING 5, LTD. Cayman Islands 805-1399584726 Securitized Asset Fund 493,664,383 0
ANCHORAGE CAPITAL CLO 3-R, LTD. Cayman Islands 805-6232873612 Securitized Asset Fund 488,008,831 0
ANCHORAGE CREDIT FUNDING 2, LTD. Cayman Islands 805-4990166672 Securitized Asset Fund 405,472,607 0
ANCHORAGE OPPORTUNITIES METRIC MASTER FUND, L.P. Cayman Islands 805-9184888824 Hedge Fund 0 500,000 Master Fund
ANCHORAGE CO-INVESTMENT FUND, L.P. - SERIES A United States 805-7732509541 Private Equity Fund 0 1,000,000
ANCHORAGE CAPITAL CLO 13, LTD. Cayman Islands 805-1132622584 Securitized Asset Fund 492,538,137 0
ANCHORAGE CAPITAL CLO 11, LTD. Cayman Islands 805-1272856905 Securitized Asset Fund 396,591,738 0
ANCHORAGE CAPITAL EUROPE CLO 1 DAC Ireland 805-8283580802 Securitized Asset Fund 448,228,619 0
ANCHORAGE EUROPE CREDIT FUNDING 1 DAC Ireland 805-3640280861 Securitized Asset Fund 339,998,751 0
ANCHORAGE CREDIT FUNDING 7, LTD. Cayman Islands 805-7557038678 Securitized Asset Fund 287,541,130 0
ANCHORAGE CAPITAL EUROPE CLO 2 DAC Ireland 805-2578615328 Securitized Asset Fund 446,103,656 0
ANCHORAGE CAPITAL EUROPE CLO 3 DAC Ireland 805-1628251369 Securitized Asset Fund 447,856,265 0
ANCHORAGE CAPITAL CLO 2013-1, LTD. Cayman Islands 805-1045968733 Securitized Asset Fund 539,423,066 0
ANCHORAGE CREDIT OPPORTUNITIES CLO 1, LTD. Cayman Islands 805-4880793498 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 6, LTD. Cayman Islands 805-1577518037 Securitized Asset Fund 537,882,564 0
AIO IV AIV TRUST Cayman Islands 805-8134779224 Hedge Fund 2,559,170 0
ANCHORAGE CAPITAL CLO 1-R, LTD. Cayman Islands 805-4288128005 Securitized Asset Fund 489,022,708 0
PCI FUND LLC United States 805-7912608169 Hedge Fund 175,348,303 0
ANCHORAGE CREDIT FUNDING 1, LTD. Cayman Islands 805-4146672953 Securitized Asset Fund 507,454,303 0
ANCHORAGE CREDIT FUNDING 3, LTD. Cayman Islands 805-8346614972 Securitized Asset Fund 421,488,668 0
ANCHORAGE CAPITAL CLO 7, LTD. Cayman Islands 805-5181299556 Securitized Asset Fund 637,578,096 0
ANCHORAGE LPC-V, L.P. United States 805-7032081268 Hedge Fund 198,564,111 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER V, L.P. Cayman Islands 805-2557132199 Hedge Fund 1,279,111,750 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER IV, L.P. Cayman Islands 805-1974386633 Hedge Fund 475,045,493 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 9, LTD. Cayman Islands 805-2202107176 Securitized Asset Fund 538,859,343 0
AIO V AIV TRUST Cayman Islands 805-4019916841 Hedge Fund 885,775 0
ANCHORAGE CAPITAL CLO 2018-10, LTD. Cayman Islands 805-1041380576 Securitized Asset Fund 393,174,434 0
AIO V AIV, L.P. United States 805-4598637790 Hedge Fund 46,365,531 0
ANCHORAGE CREDIT FUNDING 4, LTD. Cayman Islands 805-3113056262 Securitized Asset Fund 490,782,629 0
ANCHORAGE CAPITAL MASTER OFFSHORE, LTD. Cayman Islands 805-5198736608 Hedge Fund 13,189,783,947 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 5-R, LTD. Cayman Islands 805-9448928933 Securitized Asset Fund 489,401,734 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (A), L.P. Cayman Islands 805-5172044542 Hedge Fund 1,290,942,204 10,000,000 Master Fund
ANCHORAGE SHORT CREDIT OFFSHORE MASTER FUND, LTD. Cayman Islands 805-8800530534 Hedge Fund 504,727,654 1,000,000 Master Fund
ANCHORAGE CAPITAL CLO 16, LTD. Cayman Islands 805-3625749936 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 4 DAC Ireland 805-9245996929 Securitized Asset Fund 0 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER III, L.P. Cayman Islands 805-3491122671 Hedge Fund 114,174,752 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 4-R, LTD. Cayman Islands 805-5301530348 Securitized Asset Fund 586,586,389 0
AIO IV AIV, L.P. United States 805-5868107757 Hedge Fund 19,944,142 0
ANCHORAGE CREDIT FUNDING 6, LTD. Cayman Islands 805-8841187025 Securitized Asset Fund 480,649,387 0
ANCHORAGE STRUCTURED CREDIT MASTER FUND, L.P. Cayman Islands 805-3833094626 Hedge Fund 244,932,994 1,000,000 Master Fund Fund of Funds
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VII (A), L.P. Cayman Islands 805-7251757401 Hedge Fund 121,250,000 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 15, LTD. Cayman Islands 805-1736483629 Securitized Asset Fund 0 0
ANCHORAGE CREDIT FUNDING 8, LTD. Cayman Islands 805-1047955724 Securitized Asset Fund 349,105,806 0
ANCHORAGE SSC-B (CI), L.L.C. Cayman Islands 805-9430341421 Hedge Fund 0 100,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 9, LTD. Cayman Islands 805-8982682317 Securitized Asset Fund 399,957,778 0
ANCHORAGE CREDIT FUNDING 10, LTD. Cayman Islands 805-4028086119 Securitized Asset Fund 0 0
ANCHORAGE CREDIT FUNDING 11, LTD. Cayman Islands 805-8259580038 Securitized Asset Fund 0 0
PCI-LOC II, L.L.C. United States 805-3519806864 Hedge Fund 0 0

ANCHORAGE CAPITAL GROUP, L.L.C.

ownership team - last updated 2020-08-26
Name Title Start Date Direct/Indirect % Ownership
ULRICH, KEVIN, MICHAEL CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS MANAGEMENT, L.L.C. MANAGING MEMBER 07/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MANAGING MEMBER direct 2003-07-01
RESERVOIR CAPITAL PARTNERS, LP MEMBER 07/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2003-07-01
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-12-01
K CAPITAL MANAGEMENT, LLC MEMBER direct 1999-05-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
BIRRELL, NATALIE, ANN CHIEF OPERATING OFFICER 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF OPERATING OFFICER direct 2007-02-01
DEUTSCHE ASSET MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2000-03-01 2001-01-30
DB INVESTMENT MANAGERS, INC. TREASURER & DIRECTOR direct 1999-06-01 2002-06-03
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 1999-06-01 2004-03-31
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2004-12-17
DB INVESTMENT MANAGERS, INC. PRESIDENT, CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2005-06-14
ARDEN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2005-09-01 2006-12-06
YOUNG, DAVID CHIEF COMPLIANCE OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF COMPLIANCE OFFICER direct 2014-08-01
COHEN, JASON, ALEXANDER GENERAL COUNSEL 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL COUNSEL direct 2015-05-01
ROSENBERG, ERIC CHIEF FINANCIAL OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKSTONE MEZZANINE ADVISORS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CHIEF FINANCIAL OFFICER direct 2010-05-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CHIEF FINANCIAL OFFICER direct 2010-05-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF FINANCIAL OFFICER direct 2016-04-01
GSO CAPITAL PARTNERS LP CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE ALTIUS ADVISORS L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS) direct 2008-05-01
BLACKSTONE ALTIUS ADVISORS AN L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS) direct 2008-05-01
BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD.) direct 2008-06-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER direct 2009-11-01
GSO CAPITAL ADVISORS LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
ULRICH, KEVIN, MICHAEL SENIOR MANAGING MEMBER ANCHORAGE ADVISORS MANAGEMENT, L.L.C. 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP LIMITED PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR PCA FUND (CAYMAN), LP 10/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
RCGM, LLC MANAGING MEMBER RESERVOIR CAPITAL GROUP, LLC 02/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 1997-02-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1998-08-01
CHAMBERS ENERGY MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-12-01
CLEARLAKE CAPITAL GROUP, L.P. MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1997-10-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 1998-08-01
STERN, DANIEL, HENNELLY SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 1997-02-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-07-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
HUFF, CRAIG, ALLEN SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 2007-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-08-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 2007-11-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
RCP GP, LLC GENERAL PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP MEMBER RCP GP, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ANCHORAGE CREDIT FUNDING 1, LTD. Cayman Islands 805-4146672953 Securitized Asset Fund 507,454,303 0
ANCHORAGE CREDIT FUNDING 5, LTD. Cayman Islands 805-1399584726 Securitized Asset Fund 493,664,383 0
ANCHORAGE CAPITAL CLO 3-R, LTD. Cayman Islands 805-6232873612 Securitized Asset Fund 488,008,831 0
ANCHORAGE CREDIT FUNDING 2, LTD. Cayman Islands 805-4990166672 Securitized Asset Fund 405,472,607 0
ANCHORAGE CAPITAL CLO 8, LTD. Cayman Islands 805-4845622713 Securitized Asset Fund 489,088,303 0
ANCHORAGE LPC-V, L.P. United States 805-7032081268 Hedge Fund 198,564,111 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER V, L.P. Cayman Islands 805-2557132199 Hedge Fund 1,279,111,750 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER IV, L.P. Cayman Islands 805-1974386633 Hedge Fund 475,045,493 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 9, LTD. Cayman Islands 805-2202107176 Securitized Asset Fund 538,859,343 0
AIO V AIV TRUST Cayman Islands 805-4019916841 Hedge Fund 885,775 0
ANCHORAGE CAPITAL CLO 2018-10, LTD. Cayman Islands 805-1041380576 Securitized Asset Fund 393,174,434 0
AIO V AIV, L.P. United States 805-4598637790 Hedge Fund 46,365,531 0
ANCHORAGE CREDIT FUNDING 4, LTD. Cayman Islands 805-3113056262 Securitized Asset Fund 490,782,629 0
ANCHORAGE CAPITAL MASTER OFFSHORE, LTD. Cayman Islands 805-5198736608 Hedge Fund 13,189,783,947 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 5-R, LTD. Cayman Islands 805-9448928933 Securitized Asset Fund 489,401,734 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (A), L.P. Cayman Islands 805-5172044542 Hedge Fund 1,290,942,204 10,000,000 Master Fund
ANCHORAGE SHORT CREDIT OFFSHORE MASTER FUND, LTD. Cayman Islands 805-8800530534 Hedge Fund 504,727,654 1,000,000 Master Fund
ANCHORAGE CAPITAL CLO 16, LTD. Cayman Islands 805-3625749936 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 4 DAC Ireland 805-9245996929 Securitized Asset Fund 0 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER III, L.P. Cayman Islands 805-3491122671 Hedge Fund 114,174,752 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 4-R, LTD. Cayman Islands 805-5301530348 Securitized Asset Fund 586,586,389 0
AIO IV AIV, L.P. United States 805-5868107757 Hedge Fund 19,944,142 0
ANCHORAGE CREDIT FUNDING 6, LTD. Cayman Islands 805-8841187025 Securitized Asset Fund 480,649,387 0
ANCHORAGE STRUCTURED CREDIT MASTER FUND, L.P. Cayman Islands 805-3833094626 Hedge Fund 244,932,994 1,000,000 Master Fund Fund of Funds
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VII (A), L.P. Cayman Islands 805-7251757401 Hedge Fund 121,250,000 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 15, LTD. Cayman Islands 805-1736483629 Securitized Asset Fund 0 0
ANCHORAGE CREDIT FUNDING 8, LTD. Cayman Islands 805-1047955724 Securitized Asset Fund 349,105,806 0
ANCHORAGE SSC-B (CI), L.L.C. Cayman Islands 805-9430341421 Hedge Fund 0 100,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 9, LTD. Cayman Islands 805-8982682317 Securitized Asset Fund 399,957,778 0
ANCHORAGE CREDIT FUNDING 10, LTD. Cayman Islands 805-4028086119 Securitized Asset Fund 0 0
ANCHORAGE CREDIT FUNDING 11, LTD. Cayman Islands 805-8259580038 Securitized Asset Fund 0 0
ANCHORAGE OPPORTUNITIES METRIC MASTER FUND, L.P. Cayman Islands 805-9184888824 Hedge Fund 0 500,000 Master Fund
ANCHORAGE CO-INVESTMENT FUND, L.P. - SERIES A United States 805-7732509541 Private Equity Fund 0 1,000,000
ANCHORAGE CAPITAL CLO 13, LTD. Cayman Islands 805-1132622584 Securitized Asset Fund 492,538,137 0
ANCHORAGE CAPITAL CLO 11, LTD. Cayman Islands 805-1272856905 Securitized Asset Fund 396,591,738 0
ANCHORAGE CAPITAL EUROPE CLO 1 DAC Ireland 805-8283580802 Securitized Asset Fund 448,228,619 0
ANCHORAGE EUROPE CREDIT FUNDING 1 DAC Ireland 805-3640280861 Securitized Asset Fund 339,998,751 0
ANCHORAGE CREDIT FUNDING 7, LTD. Cayman Islands 805-7557038678 Securitized Asset Fund 287,541,130 0
ANCHORAGE CAPITAL EUROPE CLO 2 DAC Ireland 805-2578615328 Securitized Asset Fund 446,103,656 0
ANCHORAGE CAPITAL EUROPE CLO 3 DAC Ireland 805-1628251369 Securitized Asset Fund 447,856,265 0
ANCHORAGE CAPITAL CLO 2013-1, LTD. Cayman Islands 805-1045968733 Securitized Asset Fund 539,423,066 0
ANCHORAGE CREDIT OPPORTUNITIES CLO 1, LTD. Cayman Islands 805-4880793498 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 6, LTD. Cayman Islands 805-1577518037 Securitized Asset Fund 537,882,564 0
AIO IV AIV TRUST Cayman Islands 805-8134779224 Hedge Fund 2,559,170 0
ANCHORAGE CAPITAL CLO 1-R, LTD. Cayman Islands 805-4288128005 Securitized Asset Fund 489,022,708 0
PCI FUND LLC United States 805-7912608169 Hedge Fund 175,348,303 0
ANCHORAGE CREDIT FUNDING 3, LTD. Cayman Islands 805-8346614972 Securitized Asset Fund 421,488,668 0
ANCHORAGE CAPITAL CLO 7, LTD. Cayman Islands 805-5181299556 Securitized Asset Fund 637,578,096 0

ANCHORAGE CAPITAL GROUP, L.L.C.

ownership team - last updated 2020-05-28
Name Title Start Date Direct/Indirect % Ownership
ULRICH, KEVIN, MICHAEL CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS MANAGEMENT, L.L.C. MANAGING MEMBER 07/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MANAGING MEMBER direct 2003-07-01
RESERVOIR CAPITAL PARTNERS, LP MEMBER 07/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2003-07-01
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-12-01
K CAPITAL MANAGEMENT, LLC MEMBER direct 1999-05-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
BIRRELL, NATALIE, ANN CHIEF OPERATING OFFICER 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF OPERATING OFFICER direct 2007-02-01
DEUTSCHE ASSET MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2000-03-01 2001-01-30
DB INVESTMENT MANAGERS, INC. TREASURER & DIRECTOR direct 1999-06-01 2002-06-03
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 1999-06-01 2004-03-31
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2004-12-17
DB INVESTMENT MANAGERS, INC. PRESIDENT, CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2005-06-14
ARDEN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2005-09-01 2006-12-06
YOUNG, DAVID CHIEF COMPLIANCE OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF COMPLIANCE OFFICER direct 2014-08-01
COHEN, JASON, ALEXANDER GENERAL COUNSEL 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL COUNSEL direct 2015-05-01
ROSENBERG, ERIC CHIEF FINANCIAL OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKSTONE MEZZANINE ADVISORS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CHIEF FINANCIAL OFFICER direct 2010-05-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CHIEF FINANCIAL OFFICER direct 2010-05-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF FINANCIAL OFFICER direct 2016-04-01
GSO CAPITAL PARTNERS LP CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE ALTIUS ADVISORS L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS) direct 2008-05-01
BLACKSTONE ALTIUS ADVISORS AN L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS) direct 2008-05-01
BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD.) direct 2008-06-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER direct 2009-11-01
GSO CAPITAL ADVISORS LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
ULRICH, KEVIN, MICHAEL SENIOR MANAGING MEMBER ANCHORAGE ADVISORS MANAGEMENT, L.L.C. 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP LIMITED PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR PCA FUND (CAYMAN), LP 10/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
RCGM, LLC MANAGING MEMBER RESERVOIR CAPITAL GROUP, LLC 02/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 1997-02-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1998-08-01
CHAMBERS ENERGY MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-12-01
CLEARLAKE CAPITAL GROUP, L.P. MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1997-10-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 1998-08-01
STERN, DANIEL, HENNELLY SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 1997-02-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-07-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
HUFF, CRAIG, ALLEN SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 2007-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-08-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 2007-11-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
RCP GP, LLC GENERAL PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP MEMBER RCP GP, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ANCHORAGE SHORT CREDIT OFFSHORE MASTER FUND, LTD. Cayman Islands 805-8800530534 Hedge Fund 504,727,654 1,000,000 Master Fund
ANCHORAGE CAPITAL CLO 16, LTD. Cayman Islands 805-3625749936 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 4 DAC Ireland 805-9245996929 Securitized Asset Fund 0 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER III, L.P. Cayman Islands 805-3491122671 Hedge Fund 114,174,752 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 4-R, LTD. Cayman Islands 805-5301530348 Securitized Asset Fund 586,586,389 0
AIO IV AIV, L.P. United States 805-5868107757 Hedge Fund 19,944,142 0
ANCHORAGE CREDIT FUNDING 6, LTD. Cayman Islands 805-8841187025 Securitized Asset Fund 480,649,387 0
ANCHORAGE STRUCTURED CREDIT MASTER FUND, L.P. Cayman Islands 805-3833094626 Hedge Fund 244,932,994 1,000,000 Master Fund Fund of Funds
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VII (A), L.P. Cayman Islands 805-7251757401 Hedge Fund 121,250,000 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 15, LTD. Cayman Islands 805-1736483629 Securitized Asset Fund 0 0
ANCHORAGE CREDIT FUNDING 8, LTD. Cayman Islands 805-1047955724 Securitized Asset Fund 349,105,806 0
ANCHORAGE CREDIT FUNDING 9, LTD. Cayman Islands 805-8982682317 Securitized Asset Fund 399,957,778 0
ANCHORAGE CREDIT FUNDING 10, LTD. Cayman Islands 805-4028086119 Securitized Asset Fund 0 0
ANCHORAGE CREDIT FUNDING 11, LTD. Cayman Islands 805-8259580038 Securitized Asset Fund 0 0
ANCHORAGE SSC-B (CI), L.L.C. Cayman Islands 805-9430341421 Hedge Fund 0 100,000,000 Master Fund
ANCHORAGE CAPITAL CLO 13, LTD. Cayman Islands 805-1132622584 Securitized Asset Fund 492,538,137 0
ANCHORAGE CAPITAL CLO 11, LTD. Cayman Islands 805-1272856905 Securitized Asset Fund 396,591,738 0
ANCHORAGE CAPITAL EUROPE CLO 1 DAC Ireland 805-8283580802 Securitized Asset Fund 448,228,619 0
ANCHORAGE EUROPE CREDIT FUNDING 1 DAC Ireland 805-3640280861 Securitized Asset Fund 339,998,751 0
ANCHORAGE CREDIT FUNDING 7, LTD. Cayman Islands 805-7557038678 Securitized Asset Fund 287,541,130 0
ANCHORAGE CAPITAL EUROPE CLO 2 DAC Ireland 805-2578615328 Securitized Asset Fund 446,103,656 0
ANCHORAGE CAPITAL EUROPE CLO 3 DAC Ireland 805-1628251369 Securitized Asset Fund 447,856,265 0
ANCHORAGE CAPITAL CLO 2013-1, LTD. Cayman Islands 805-1045968733 Securitized Asset Fund 539,423,066 0
ANCHORAGE CREDIT OPPORTUNITIES CLO 1, LTD. Cayman Islands 805-4880793498 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 6, LTD. Cayman Islands 805-1577518037 Securitized Asset Fund 537,882,564 0
AIO IV AIV TRUST Cayman Islands 805-8134779224 Hedge Fund 2,559,170 0
ANCHORAGE CAPITAL CLO 1-R, LTD. Cayman Islands 805-4288128005 Securitized Asset Fund 489,022,708 0
PCI FUND LLC United States 805-7912608169 Hedge Fund 175,348,303 0
ANCHORAGE CREDIT FUNDING 3, LTD. Cayman Islands 805-8346614972 Securitized Asset Fund 421,488,668 0
ANCHORAGE CAPITAL CLO 7, LTD. Cayman Islands 805-5181299556 Securitized Asset Fund 637,578,096 0
ANCHORAGE CREDIT FUNDING 1, LTD. Cayman Islands 805-4146672953 Securitized Asset Fund 507,454,303 0
ANCHORAGE CREDIT FUNDING 5, LTD. Cayman Islands 805-1399584726 Securitized Asset Fund 493,664,383 0
ANCHORAGE CAPITAL CLO 3-R, LTD. Cayman Islands 805-6232873612 Securitized Asset Fund 488,008,831 0
ANCHORAGE CREDIT FUNDING 2, LTD. Cayman Islands 805-4990166672 Securitized Asset Fund 405,472,607 0
ANCHORAGE CAPITAL CLO 8, LTD. Cayman Islands 805-4845622713 Securitized Asset Fund 489,088,303 0
ANCHORAGE LPC-V, L.P. United States 805-7032081268 Hedge Fund 198,564,111 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER V, L.P. Cayman Islands 805-2557132199 Hedge Fund 1,279,111,750 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER IV, L.P. Cayman Islands 805-1974386633 Hedge Fund 475,045,493 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 9, LTD. Cayman Islands 805-2202107176 Securitized Asset Fund 538,859,343 0
AIO V AIV TRUST Cayman Islands 805-4019916841 Hedge Fund 885,775 0
ANCHORAGE CAPITAL CLO 2018-10, LTD. Cayman Islands 805-1041380576 Securitized Asset Fund 393,174,434 0
ANCHORAGE CREDIT FUNDING 4, LTD. Cayman Islands 805-3113056262 Securitized Asset Fund 490,782,629 0
ANCHORAGE CAPITAL MASTER OFFSHORE, LTD. Cayman Islands 805-5198736608 Hedge Fund 13,189,783,947 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 5-R, LTD. Cayman Islands 805-9448928933 Securitized Asset Fund 489,401,734 0
AIO V AIV, L.P. United States 805-4598637790 Hedge Fund 46,365,531 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (A), L.P. Cayman Islands 805-5172044542 Hedge Fund 1,290,942,204 10,000,000 Master Fund

ANCHORAGE CAPITAL GROUP, L.L.C.

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ANCHORAGE CREDIT OPPORTUNITIES CLO 1, LTD. Cayman Islands 805-4880793498 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 7, LTD. Cayman Islands 805-5181299556 Securitized Asset Fund 637,578,096 0
ANCHORAGE CREDIT FUNDING 1, LTD. Cayman Islands 805-4146672953 Securitized Asset Fund 507,454,303 0
ANCHORAGE CREDIT FUNDING 5, LTD. Cayman Islands 805-1399584726 Securitized Asset Fund 493,664,383 0
ANCHORAGE CAPITAL CLO 3-R, LTD. Cayman Islands 805-6232873612 Securitized Asset Fund 488,008,831 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER IV, L.P. Cayman Islands 805-1974386633 Hedge Fund 475,045,493 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 9, LTD. Cayman Islands 805-2202107176 Securitized Asset Fund 538,859,343 0
ANCHORAGE CAPITAL CLO 13, LTD. Cayman Islands 805-1132622584 Securitized Asset Fund 492,538,137 0
ANCHORAGE CAPITAL CLO 11, LTD. Cayman Islands 805-1272856905 Securitized Asset Fund 396,591,738 0
ANCHORAGE CAPITAL EUROPE CLO 1 DAC Ireland 805-8283580802 Securitized Asset Fund 448,228,619 0
ANCHORAGE EUROPE CREDIT FUNDING 1 DAC Ireland 805-3640280861 Securitized Asset Fund 339,998,751 0
ANCHORAGE CREDIT FUNDING 7, LTD. Cayman Islands 805-7557038678 Securitized Asset Fund 287,541,130 0
ANCHORAGE CAPITAL EUROPE CLO 2 DAC Ireland 805-2578615328 Securitized Asset Fund 446,103,656 0
ANCHORAGE CAPITAL EUROPE CLO 3 DAC Ireland 805-1628251369 Securitized Asset Fund 447,856,265 0
ANCHORAGE CAPITAL CLO 2013-1, LTD. Cayman Islands 805-1045968733 Securitized Asset Fund 539,423,066 0
ANCHORAGE CAPITAL CLO 6, LTD. Cayman Islands 805-1577518037 Securitized Asset Fund 537,882,564 0
AIO IV AIV TRUST Cayman Islands 805-8134779224 Hedge Fund 2,559,170 0
ANCHORAGE CAPITAL CLO 1-R, LTD. Cayman Islands 805-4288128005 Securitized Asset Fund 489,022,708 0
PCI FUND LLC United States 805-7912608169 Hedge Fund 175,348,303 0
ANCHORAGE CREDIT FUNDING 3, LTD. Cayman Islands 805-8346614972 Securitized Asset Fund 421,488,668 0
ANCHORAGE CREDIT FUNDING 2, LTD. Cayman Islands 805-4990166672 Securitized Asset Fund 405,472,607 0
ANCHORAGE CAPITAL CLO 8, LTD. Cayman Islands 805-4845622713 Securitized Asset Fund 489,088,303 0
ANCHORAGE LPC-V, L.P. United States 805-7032081268 Hedge Fund 198,564,111 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER V, L.P. Cayman Islands 805-2557132199 Hedge Fund 1,279,111,750 10,000,000 Master Fund
AIO V AIV TRUST Cayman Islands 805-4019916841 Hedge Fund 885,775 0
ANCHORAGE CAPITAL CLO 2018-10, LTD. Cayman Islands 805-1041380576 Securitized Asset Fund 393,174,434 0
ANCHORAGE CAPITAL CLO 5-R, LTD. Cayman Islands 805-9448928933 Securitized Asset Fund 489,401,734 0
AIO V AIV, L.P. United States 805-4598637790 Hedge Fund 46,365,531 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (A), L.P. Cayman Islands 805-5172044542 Hedge Fund 1,290,942,204 10,000,000 Master Fund
ANCHORAGE SHORT CREDIT OFFSHORE MASTER FUND, LTD. Cayman Islands 805-8800530534 Hedge Fund 504,727,654 1,000,000 Master Fund
ANCHORAGE CAPITAL CLO 16, LTD. Cayman Islands 805-3625749936 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 4 DAC Ireland 805-9245996929 Securitized Asset Fund 0 0
ANCHORAGE CREDIT FUNDING 4, LTD. Cayman Islands 805-3113056262 Securitized Asset Fund 490,782,629 0
ANCHORAGE CAPITAL MASTER OFFSHORE, LTD. Cayman Islands 805-5198736608 Hedge Fund 13,189,783,947 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER III, L.P. Cayman Islands 805-3491122671 Hedge Fund 114,174,752 10,000,000 Master Fund
AIO IV AIV, L.P. United States 805-5868107757 Hedge Fund 19,944,142 0
ANCHORAGE CREDIT FUNDING 6, LTD. Cayman Islands 805-8841187025 Securitized Asset Fund 480,649,387 0
ANCHORAGE STRUCTURED CREDIT MASTER FUND, L.P. Cayman Islands 805-3833094626 Hedge Fund 244,932,994 1,000,000 Master Fund Fund of Funds
ANCHORAGE CAPITAL CLO 4-R, LTD. Cayman Islands 805-5301530348 Securitized Asset Fund 586,586,389 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VII (A), L.P. Cayman Islands 805-7251757401 Hedge Fund 121,250,000 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 15, LTD. Cayman Islands 805-1736483629 Securitized Asset Fund 0 0
ANCHORAGE CREDIT FUNDING 8, LTD. Cayman Islands 805-1047955724 Securitized Asset Fund 349,105,806 0
ANCHORAGE CREDIT FUNDING 9, LTD. Cayman Islands 805-8982682317 Securitized Asset Fund 399,957,778 0
ANCHORAGE CREDIT FUNDING 10, LTD. Cayman Islands 805-4028086119 Securitized Asset Fund 0 0
ANCHORAGE CREDIT FUNDING 11, LTD. Cayman Islands 805-8259580038 Securitized Asset Fund 0 0

ANCHORAGE CAPITAL GROUP, L.L.C.

ownership team - last updated 2019-11-19
Name Title Start Date Direct/Indirect % Ownership
ULRICH, KEVIN, MICHAEL CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS MANAGEMENT, L.L.C. MANAGING MEMBER 07/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MANAGING MEMBER direct 2003-07-01
RESERVOIR CAPITAL PARTNERS, LP MEMBER 07/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2003-07-01
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-12-01
K CAPITAL MANAGEMENT, LLC MEMBER direct 1999-05-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
BIRRELL, NATALIE, ANN CHIEF OPERATING OFFICER 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF OPERATING OFFICER direct 2007-02-01
DEUTSCHE ASSET MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2000-03-01 2001-01-30
DB INVESTMENT MANAGERS, INC. TREASURER & DIRECTOR direct 1999-06-01 2002-06-03
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 1999-06-01 2004-03-31
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2004-12-17
DB INVESTMENT MANAGERS, INC. PRESIDENT, CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2005-06-14
ARDEN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2005-09-01 2006-12-06
ALLEN, DANIEL, MARTIN PRESIDENT AND SENIOR PORTFOLIO MANAGER 08/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SENIOR PORTFOLIO MANAGER direct 2008-08-01
ANCHORAGE CAPITAL GROUP, L.L.C. PRESIDENT AND SENIOR PORTFOLIO MANAGER direct 2008-08-01
YOUNG, DAVID CHIEF COMPLIANCE OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF COMPLIANCE OFFICER direct 2014-08-01
COHEN, JASON, ALEXANDER GENERAL COUNSEL 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL COUNSEL direct 2015-05-01
ROSENBERG, ERIC CHIEF FINANCIAL OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKSTONE MEZZANINE ADVISORS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CHIEF FINANCIAL OFFICER direct 2010-05-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CHIEF FINANCIAL OFFICER direct 2010-05-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF FINANCIAL OFFICER direct 2016-04-01
GSO CAPITAL PARTNERS LP CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE ALTIUS ADVISORS L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS) direct 2008-05-01
BLACKSTONE ALTIUS ADVISORS AN L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS) direct 2008-05-01
BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD.) direct 2008-06-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER direct 2009-11-01
GSO CAPITAL ADVISORS LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
ULRICH, KEVIN, MICHAEL SENIOR MANAGING MEMBER ANCHORAGE ADVISORS MANAGEMENT, L.L.C. 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP LIMITED PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR PCA FUND (CAYMAN), LP 10/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
RCGM, LLC MANAGING MEMBER RESERVOIR CAPITAL GROUP, LLC 02/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 1997-02-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1998-08-01
CHAMBERS ENERGY MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-12-01
CLEARLAKE CAPITAL GROUP, L.P. MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1997-10-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 1998-08-01
STERN, DANIEL, HENNELLY SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 1997-02-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-07-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
HUFF, CRAIG, ALLEN SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 2007-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-08-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 2007-11-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
RCP GP, LLC GENERAL PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP MEMBER RCP GP, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ANCHORAGE CREDIT FUNDING 3, LTD. Cayman Islands 805-8346614972 Securitized Asset Fund 405,047,610 0
ANCHORAGE CREDIT FUNDING 2, LTD. Cayman Islands 805-4990166672 Securitized Asset Fund 392,007,060 0
ANCHORAGE CAPITAL CLO 8, LTD. Cayman Islands 805-4845622713 Securitized Asset Fund 479,609,408 0
ANCHORAGE LPC-V, L.P. United States 805-7032081268 Hedge Fund 272,896,464 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER V, L.P. Cayman Islands 805-2557132199 Hedge Fund 1,282,592,683 10,000,000 Master Fund
AIO V AIV TRUST Cayman Islands 805-4019916841 Hedge Fund 2,145,441 0
ANCHORAGE CAPITAL CLO 2018-10, LTD. Cayman Islands 805-1041380576 Securitized Asset Fund 389,321,388 0
ANCHORAGE CAPITAL CLO 5-R, LTD. Cayman Islands 805-9448928933 Securitized Asset Fund 478,900,269 0
AIO V AIV, L.P. United States 805-4598637790 Hedge Fund 93,637,500 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (A), L.P. Cayman Islands 805-5172044542 Hedge Fund 1,201,989,568 10,000,000 Master Fund
ANCHORAGE SHORT CREDIT OFFSHORE MASTER FUND, LTD. Cayman Islands 805-8800530534 Hedge Fund 641,949,103 1,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 4, LTD. Cayman Islands 805-3113056262 Securitized Asset Fund 470,439,028 0
ANCHORAGE CAPITAL MASTER OFFSHORE, LTD. Cayman Islands 805-5198736608 Hedge Fund 17,365,808,619 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER III, L.P. Cayman Islands 805-3491122671 Hedge Fund 200,731,857 10,000,000 Master Fund
AIO IV AIV, L.P. United States 805-5868107757 Hedge Fund 43,929,212 0
ANCHORAGE CREDIT FUNDING 6, LTD. Cayman Islands 805-8841187025 Securitized Asset Fund 474,576,022 0
ANCHORAGE STRUCTURED CREDIT MASTER FUND, L.P. Cayman Islands 805-3833094626 Hedge Fund 230,074,000 1,000,000 Master Fund Fund of Funds
ANCHORAGE CAPITAL CLO 4-R, LTD. Cayman Islands 805-5301530348 Securitized Asset Fund 575,863,287 0
ANCHORAGE CAPITAL CLO 7, LTD. Cayman Islands 805-5181299556 Securitized Asset Fund 622,891,580 0
ANCHORAGE CREDIT FUNDING 1, LTD. Cayman Islands 805-4146672953 Securitized Asset Fund 507,359,083 0
ANCHORAGE CREDIT FUNDING 5, LTD. Cayman Islands 805-1399584726 Securitized Asset Fund 473,002,643 0
ANCHORAGE CAPITAL CLO 3-R, LTD. Cayman Islands 805-6232873612 Securitized Asset Fund 478,614,773 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER IV, L.P. Cayman Islands 805-1974386633 Hedge Fund 653,324,198 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 9, LTD. Cayman Islands 805-2202107176 Securitized Asset Fund 527,780,747 0
ANCHORAGE CAPITAL CLO 13, LTD. Cayman Islands 805-1132622584 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 11, LTD. Cayman Islands 805-1272856905 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 1 DAC Ireland 805-8283580802 Securitized Asset Fund 450,007,260 0
ANCHORAGE EUROPE CREDIT FUNDING 1 DAC Ireland 805-3640280861 Securitized Asset Fund 344,844,219 0
ANCHORAGE CREDIT FUNDING 7, LTD. Cayman Islands 805-7557038678 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 2 DAC Ireland 805-2578615328 Securitized Asset Fund 451,592,061 0
ANCHORAGE CAPITAL EUROPE CLO 3 DAC Ireland 805-1628251369 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 2013-1, LTD. Cayman Islands 805-1045968733 Securitized Asset Fund 524,301,771 0
ANCHORAGE CAPITAL CLO 6, LTD. Cayman Islands 805-1577518037 Securitized Asset Fund 526,628,484 0
AIO IV AIV TRUST Cayman Islands 805-8134779224 Hedge Fund 3,666,629 0
AIO III AIV, L.P. United States 805-5669393322 Hedge Fund 30,938,924 0
ANCHORAGE CAPITAL CLO 1-R, LTD. Cayman Islands 805-4288128005 Securitized Asset Fund 474,816,397 0
PCI FUND LLC United States 805-7912608169 Hedge Fund 162,796,618 0

ANCHORAGE CAPITAL GROUP, L.L.C.

ownership team - last updated 2019-08-29
Name Title Start Date Direct/Indirect % Ownership
ULRICH, KEVIN, MICHAEL CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS MANAGEMENT, L.L.C. MANAGING MEMBER 07/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MANAGING MEMBER direct 2003-07-01
RESERVOIR CAPITAL PARTNERS, LP MEMBER 07/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2003-07-01
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-12-01
K CAPITAL MANAGEMENT, LLC MEMBER direct 1999-05-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
BIRRELL, NATALIE, ANN CHIEF OPERATING OFFICER 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF OPERATING OFFICER direct 2007-02-01
DEUTSCHE ASSET MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2000-03-01 2001-01-30
DB INVESTMENT MANAGERS, INC. TREASURER & DIRECTOR direct 1999-06-01 2002-06-03
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 1999-06-01 2004-03-31
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2004-12-17
DB INVESTMENT MANAGERS, INC. PRESIDENT, CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2005-06-14
ARDEN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2005-09-01 2006-12-06
ROSENBERG, ERIC CHIEF FINANCIAL OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKSTONE MEZZANINE ADVISORS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CHIEF FINANCIAL OFFICER direct 2010-05-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CHIEF FINANCIAL OFFICER direct 2010-05-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF FINANCIAL OFFICER direct 2016-04-01
GSO CAPITAL PARTNERS LP CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE ALTIUS ADVISORS L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS) direct 2008-05-01
BLACKSTONE ALTIUS ADVISORS AN L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS) direct 2008-05-01
BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD.) direct 2008-06-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER direct 2009-11-01
GSO CAPITAL ADVISORS LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
ALLEN, DANIEL, MARTIN PRESIDENT AND SENIOR PORTFOLIO MANAGER 08/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SENIOR PORTFOLIO MANAGER direct 2008-08-01
ANCHORAGE CAPITAL GROUP, L.L.C. PRESIDENT AND SENIOR PORTFOLIO MANAGER direct 2008-08-01
YOUNG, DAVID CHIEF COMPLIANCE OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF COMPLIANCE OFFICER direct 2014-08-01
COHEN, JASON, ALEXANDER GENERAL COUNSEL 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL COUNSEL direct 2015-05-01
ULRICH, KEVIN, MICHAEL SENIOR MANAGING MEMBER ANCHORAGE ADVISORS MANAGEMENT, L.L.C. 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP LIMITED PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR PCA FUND (CAYMAN), LP 10/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
RCGM, LLC MANAGING MEMBER RESERVOIR CAPITAL GROUP, LLC 02/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 1997-02-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1998-08-01
CHAMBERS ENERGY MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-12-01
CLEARLAKE CAPITAL GROUP, L.P. MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1997-10-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 1998-08-01
STERN, DANIEL, HENNELLY SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 1997-02-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-07-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
HUFF, CRAIG, ALLEN SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 2007-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-08-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 2007-11-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
RCP GP, LLC GENERAL PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP MEMBER RCP GP, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ANCHORAGE STRUCTURED CREDIT MASTER FUND, L.P. Cayman Islands 805-3833094626 Hedge Fund 230,074,000 1,000,000 Master Fund Fund of Funds
ANCHORAGE CAPITAL CLO 4-R, LTD. Cayman Islands 805-5301530348 Securitized Asset Fund 575,863,287 0
ANCHORAGE CAPITAL CLO 7, LTD. Cayman Islands 805-5181299556 Securitized Asset Fund 622,891,580 0
ANCHORAGE CREDIT FUNDING 1, LTD. Cayman Islands 805-4146672953 Securitized Asset Fund 507,359,083 0
ANCHORAGE CREDIT FUNDING 5, LTD. Cayman Islands 805-1399584726 Securitized Asset Fund 473,002,643 0
ANCHORAGE CAPITAL CLO 3-R, LTD. Cayman Islands 805-6232873612 Securitized Asset Fund 478,614,773 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER IV, L.P. Cayman Islands 805-1974386633 Hedge Fund 653,324,198 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 9, LTD. Cayman Islands 805-2202107176 Securitized Asset Fund 527,780,747 0
ANCHORAGE CREDIT FUNDING 2, LTD. Cayman Islands 805-4990166672 Securitized Asset Fund 392,007,060 0
ANCHORAGE CAPITAL CLO 8, LTD. Cayman Islands 805-4845622713 Securitized Asset Fund 479,609,408 0
ANCHORAGE LPC-V, L.P. United States 805-7032081268 Hedge Fund 272,896,464 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER V, L.P. Cayman Islands 805-2557132199 Hedge Fund 1,282,592,683 10,000,000 Master Fund
AIO V AIV TRUST Cayman Islands 805-4019916841 Hedge Fund 2,145,441 0
ANCHORAGE CAPITAL CLO 2018-10, LTD. Cayman Islands 805-1041380576 Securitized Asset Fund 389,321,388 0
ANCHORAGE CAPITAL CLO 5-R, LTD. Cayman Islands 805-9448928933 Securitized Asset Fund 478,900,269 0
AIO V AIV, L.P. United States 805-4598637790 Hedge Fund 93,637,500 0
ANCHORAGE CREDIT FUNDING 3, LTD. Cayman Islands 805-8346614972 Securitized Asset Fund 405,047,610 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (A), L.P. Cayman Islands 805-5172044542 Hedge Fund 1,201,989,568 10,000,000 Master Fund
ANCHORAGE SHORT CREDIT OFFSHORE MASTER FUND, LTD. Cayman Islands 805-8800530534 Hedge Fund 641,949,103 1,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 4, LTD. Cayman Islands 805-3113056262 Securitized Asset Fund 470,439,028 0
ANCHORAGE CAPITAL MASTER OFFSHORE, LTD. Cayman Islands 805-5198736608 Hedge Fund 17,365,808,619 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER III, L.P. Cayman Islands 805-3491122671 Hedge Fund 200,731,857 10,000,000 Master Fund
AIO IV AIV, L.P. United States 805-5868107757 Hedge Fund 43,929,212 0
ANCHORAGE CREDIT FUNDING 6, LTD. Cayman Islands 805-8841187025 Securitized Asset Fund 474,576,022 0
ANCHORAGE CAPITAL CLO 11, LTD. Cayman Islands 805-1272856905 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 1 DAC Ireland 805-8283580802 Securitized Asset Fund 450,007,260 0
ANCHORAGE EUROPE CREDIT FUNDING 1 DAC Ireland 805-3640280861 Securitized Asset Fund 344,844,219 0
ANCHORAGE CAPITAL CLO 13, LTD. Cayman Islands 805-1132622584 Securitized Asset Fund 0 0
ANCHORAGE CREDIT FUNDING 7, LTD. Cayman Islands 805-7557038678 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 2 DAC Ireland 805-2578615328 Securitized Asset Fund 451,592,061 0
ANCHORAGE CAPITAL EUROPE CLO 3 DAC Ireland 805-1628251369 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 2013-1, LTD. Cayman Islands 805-1045968733 Securitized Asset Fund 524,301,771 0
ANCHORAGE CAPITAL CLO 6, LTD. Cayman Islands 805-1577518037 Securitized Asset Fund 526,628,484 0
AIO IV AIV TRUST Cayman Islands 805-8134779224 Hedge Fund 3,666,629 0
AIO III AIV, L.P. United States 805-5669393322 Hedge Fund 30,938,924 0
ANCHORAGE CAPITAL CLO 1-R, LTD. Cayman Islands 805-4288128005 Securitized Asset Fund 474,816,397 0
PCI FUND LLC United States 805-7912608169 Hedge Fund 162,796,618 0

ANCHORAGE CAPITAL GROUP, L.L.C.

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
ULRICH, KEVIN, MICHAEL CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS MANAGEMENT, L.L.C. MANAGING MEMBER 07/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MANAGING MEMBER direct 2003-07-01
RESERVOIR CAPITAL PARTNERS, LP MEMBER 07/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2003-07-01
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-12-01
K CAPITAL MANAGEMENT, LLC MEMBER direct 1999-05-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
BIRRELL, NATALIE, ANN CHIEF OPERATING OFFICER 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF OPERATING OFFICER direct 2007-02-01
DEUTSCHE ASSET MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2000-03-01 2001-01-30
DB INVESTMENT MANAGERS, INC. TREASURER & DIRECTOR direct 1999-06-01 2002-06-03
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 1999-06-01 2004-03-31
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2004-12-17
DB INVESTMENT MANAGERS, INC. PRESIDENT, CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2005-06-14
ARDEN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2005-09-01 2006-12-06
ALLEN, DANIEL, MARTIN PRESIDENT AND SENIOR PORTFOLIO MANAGER 08/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SENIOR PORTFOLIO MANAGER direct 2008-08-01
ANCHORAGE CAPITAL GROUP, L.L.C. PRESIDENT AND SENIOR PORTFOLIO MANAGER direct 2008-08-01
YOUNG, DAVID CHIEF COMPLIANCE OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF COMPLIANCE OFFICER direct 2014-08-01
COHEN, JASON, ALEXANDER GENERAL COUNSEL 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL COUNSEL direct 2015-05-01
ROSENBERG, ERIC CHIEF FINANCIAL OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKSTONE MEZZANINE ADVISORS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CHIEF FINANCIAL OFFICER direct 2010-05-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CHIEF FINANCIAL OFFICER direct 2010-05-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF FINANCIAL OFFICER direct 2016-04-01
GSO CAPITAL PARTNERS LP CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE ALTIUS ADVISORS L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS) direct 2008-05-01
BLACKSTONE ALTIUS ADVISORS AN L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS) direct 2008-05-01
BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD.) direct 2008-06-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER direct 2009-11-01
GSO CAPITAL ADVISORS LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
ULRICH, KEVIN, MICHAEL SENIOR MANAGING MEMBER ANCHORAGE ADVISORS MANAGEMENT, L.L.C. 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP LIMITED PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR PCA FUND (CAYMAN), LP 10/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
RCGM, LLC MANAGING MEMBER RESERVOIR CAPITAL GROUP, LLC 02/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 1997-02-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1998-08-01
CHAMBERS ENERGY MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-12-01
CLEARLAKE CAPITAL GROUP, L.P. MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1997-10-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 1998-08-01
STERN, DANIEL, HENNELLY SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 1997-02-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-07-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
HUFF, CRAIG, ALLEN SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 2007-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-08-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 2007-11-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
RCP GP, LLC GENERAL PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP MEMBER RCP GP, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ANCHORAGE CREDIT FUNDING 6, LTD. Cayman Islands 805-8841187025 Securitized Asset Fund 474,576,022 0
ANCHORAGE CAPITAL CLO 11, LTD. Cayman Islands 805-1272856905 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 1 DAC Ireland 805-8283580802 Securitized Asset Fund 450,007,260 0
ANCHORAGE EUROPE CREDIT FUNDING 1 DAC Ireland 805-3640280861 Securitized Asset Fund 344,844,219 0
ANCHORAGE CAPITAL CLO 13, LTD. Cayman Islands 805-1132622584 Securitized Asset Fund 0 0
ANCHORAGE CREDIT FUNDING 7, LTD. Cayman Islands 805-7557038678 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 2 DAC Ireland 805-2578615328 Securitized Asset Fund 451,592,061 0
ANCHORAGE CAPITAL EUROPE CLO 3 DAC Ireland 805-1628251369 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 2013-1, LTD. Cayman Islands 805-1045968733 Securitized Asset Fund 524,301,771 0
ANCHORAGE CAPITAL CLO 6, LTD. Cayman Islands 805-1577518037 Securitized Asset Fund 526,628,484 0
AIO IV AIV TRUST Cayman Islands 805-8134779224 Hedge Fund 3,666,629 0
ANCHORAGE CAPITAL CLO 1-R, LTD. Cayman Islands 805-4288128005 Securitized Asset Fund 474,816,397 0
AIO III AIV, L.P. United States 805-5669393322 Hedge Fund 30,938,924 0
PCI FUND LLC United States 805-7912608169 Hedge Fund 162,796,618 0
ANCHORAGE CAPITAL CLO 7, LTD. Cayman Islands 805-5181299556 Securitized Asset Fund 622,891,580 0
ANCHORAGE CREDIT FUNDING 1, LTD. Cayman Islands 805-4146672953 Securitized Asset Fund 507,359,083 0
ANCHORAGE CAPITAL CLO 3-R, LTD. Cayman Islands 805-6232873612 Securitized Asset Fund 478,614,773 0
ANCHORAGE CAPITAL CLO 4-R, LTD. Cayman Islands 805-5301530348 Securitized Asset Fund 575,863,287 0
ANCHORAGE CREDIT FUNDING 5, LTD. Cayman Islands 805-1399584726 Securitized Asset Fund 473,002,643 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER IV, L.P. Cayman Islands 805-1974386633 Hedge Fund 653,324,198 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 9, LTD. Cayman Islands 805-2202107176 Securitized Asset Fund 527,780,747 0
ANCHORAGE CREDIT FUNDING 2, LTD. Cayman Islands 805-4990166672 Securitized Asset Fund 392,007,060 0
ANCHORAGE CAPITAL CLO 8, LTD. Cayman Islands 805-4845622713 Securitized Asset Fund 479,609,408 0
ANCHORAGE LPC-V, L.P. United States 805-7032081268 Hedge Fund 272,896,464 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER V, L.P. Cayman Islands 805-2557132199 Hedge Fund 1,282,592,683 10,000,000 Master Fund
AIO V AIV TRUST Cayman Islands 805-4019916841 Hedge Fund 2,145,441 0
ANCHORAGE CAPITAL CLO 2018-10, LTD. Cayman Islands 805-1041380576 Securitized Asset Fund 389,321,388 0
ANCHORAGE CAPITAL CLO 5-R, LTD. Cayman Islands 805-9448928933 Securitized Asset Fund 478,900,269 0
AIO V AIV, L.P. United States 805-4598637790 Hedge Fund 93,637,500 0
ANCHORAGE CREDIT FUNDING 3, LTD. Cayman Islands 805-8346614972 Securitized Asset Fund 405,047,610 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (A), L.P. Cayman Islands 805-5172044542 Hedge Fund 1,201,989,568 10,000,000 Master Fund
ANCHORAGE SHORT CREDIT OFFSHORE MASTER FUND, LTD. Cayman Islands 805-8800530534 Hedge Fund 641,949,103 1,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 4, LTD. Cayman Islands 805-3113056262 Securitized Asset Fund 470,439,028 0
ANCHORAGE CAPITAL MASTER OFFSHORE, LTD. Cayman Islands 805-5198736608 Hedge Fund 17,365,808,619 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER III, L.P. Cayman Islands 805-3491122671 Hedge Fund 200,731,857 10,000,000 Master Fund
AIO IV AIV, L.P. United States 805-5868107757 Hedge Fund 43,929,212 0

ANCHORAGE CAPITAL GROUP, L.L.C.

ownership team - last updated 2018-10-05
Name Title Start Date Direct/Indirect % Ownership
ULRICH, KEVIN, MICHAEL CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS MANAGEMENT, L.L.C. MANAGING MEMBER 07/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MANAGING MEMBER direct 2003-07-01
RESERVOIR CAPITAL PARTNERS, LP MEMBER 07/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2003-07-01
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-12-01
K CAPITAL MANAGEMENT, LLC MEMBER direct 1999-05-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
RCMF-ANCHORAGE, INC. MEMBER 01/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2005-01-01
ANCHORAGE ADVISORS, L.L.C. MEMBER direct 2005-12-01
BIRRELL, NATALIE, ANN CHIEF OPERATING OFFICER 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF OPERATING OFFICER direct 2007-02-01
DEUTSCHE ASSET MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2000-03-01 2001-01-30
DB INVESTMENT MANAGERS, INC. TREASURER & DIRECTOR direct 1999-06-01 2002-06-03
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 1999-06-01 2004-03-31
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2004-12-17
DB INVESTMENT MANAGERS, INC. PRESIDENT, CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2005-06-14
ARDEN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2005-09-01 2006-12-06
RESERVOIR PCA FUND (CAYMAN), LP MEMBER 12/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. MEMBER direct 2006-12-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2008-11-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-10-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
ALLEN, DANIEL, MARTIN PRESIDENT AND SENIOR PORTFOLIO MANAGER 08/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SENIOR PORTFOLIO MANAGER direct 2008-08-01
ANCHORAGE CAPITAL GROUP, L.L.C. PRESIDENT AND SENIOR PORTFOLIO MANAGER direct 2008-08-01
YOUNG, DAVID CHIEF COMPLIANCE OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF COMPLIANCE OFFICER direct 2014-08-01
COHEN, JASON, ALEXANDER GENERAL COUNSEL 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL COUNSEL direct 2015-05-01
ROSENBERG, ERIC CHIEF FINANCIAL OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKSTONE MEZZANINE ADVISORS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CHIEF FINANCIAL OFFICER direct 2010-05-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CHIEF FINANCIAL OFFICER direct 2010-05-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF FINANCIAL OFFICER direct 2016-04-01
GSO CAPITAL PARTNERS LP CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE ALTIUS ADVISORS L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS) direct 2008-05-01
BLACKSTONE ALTIUS ADVISORS AN L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS) direct 2008-05-01
BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD.) direct 2008-06-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER direct 2009-11-01
GSO CAPITAL ADVISORS LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
ULRICH, KEVIN, MICHAEL SENIOR MANAGING MEMBER ANCHORAGE ADVISORS MANAGEMENT, LLC 07/01/2003 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
RESERVOIR CAPITAL PARTNERS, LP LIMITED PARTNER RESERVOIR PCA FUND (CAYMAN), LP 12/01/2006 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2003-07-01
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-12-01
K CAPITAL MANAGEMENT, LLC MEMBER direct 1999-05-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP LIMITED PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RESERVOIR CAPITAL INVESTMENT PARTNERS, LP LIMITED PARTNER RESERVOIR PCA FUND (CAYMAN), LP 12/01/2006 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2006-12-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 1997-02-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
RESERVOIR CAPITAL INVESTMENT PARTNERS (CAYMAN), LP LIMITED PARTNER RESERVOIR CAPITAL INVESTMENT PARTNERS, LP 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MEMBER indirect 2005-12-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RESERVOIR CAPITAL MASTER FUND, LP SOLE SHAREHOLDER RCMF-ANCHORAGE, INC. 10/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SOLE SHAREHOLDER indirect 2003-10-01
ANCHORAGE ADVISORS, L.L.C. SOLE SHAREHOLDER indirect 2005-12-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. SOLE SHAREHOLDER indirect 2003-10-01
RCMF, LTD LIMITED PARTNER RESERVOIR CAPITAL MASTER FUND, LP 06/01/1999 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 1999-06-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 1999-06-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 1999-06-01
RESERVOIR CAPITAL OVERSEAS PARTNERS, LP SOLE SHAREHOLDER RCMF, LTD 06/01/1999 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SOLE SHAREHOLDER indirect 1999-06-01
OCTAVIAN ADVISORS, LP SOLE SHAREHOLDER indirect 1999-06-01
STANDARD GENERAL L.P. SOLE SHAREHOLDER indirect 1999-06-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR PCA FUND (CAYMAN), LP 10/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
RCGM, LLC MANAGING MEMBER RESERVOIR CAPITAL GROUP, LLC 02/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 1997-02-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1998-08-01
CHAMBERS ENERGY MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-12-01
CLEARLAKE CAPITAL GROUP, L.P. MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1997-10-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 1998-08-01
STERN, DANIEL, HENNELLY SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 1997-02-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-07-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
HUFF, CRAIG, ALLEN SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 2007-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-08-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 2007-11-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
RCP GP, LLC GENERAL PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR CAPITAL MASTER FUND, LP 12/01/1998 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR CAPITAL PARTNERS (CAYMAN), LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR CAPITAL INVESTMENT PARTNERS (CAYMAN), LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
RCIP GP, LLC GENERAL PARTNER RESERVOIR CAPITAL INVESTMENT PARTNERS, LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP MEMBER RCP GP, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RESERVOIR CAPITAL INVESTMENT PARTNERS (CAYMAN), LP MEMBER RCIP GP, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MEMBER indirect 2005-12-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ANCHORAGE CAPITAL CLO 2013-1, LTD. Cayman Islands 805-1045968733 Securitized Asset Fund 547,766,215 0
ANCHORAGE CAPITAL CLO 3-R, LTD. Cayman Islands 805-6232873612 Securitized Asset Fund 494,691,968 0
ANCHORAGE CAPITAL CLO 4-R, LTD. Cayman Islands 805-5301530348 Securitized Asset Fund 589,980,605 0
ANCHORAGE CAPITAL CLO 9, LTD. Cayman Islands 805-2202107176 Securitized Asset Fund 548,563,931 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER V, L.P. Cayman Islands 805-2557132199 Hedge Fund 1,372,256,481 10,000,000 Master Fund
AIO V AIV TRUST United States 805-4019916841 Hedge Fund 2,069,997 0
ANCHORAGE CAPITAL CLO 2018-10, LTD. Cayman Islands 805-1041380576 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 5-R, LTD. Cayman Islands 805-9448928933 Securitized Asset Fund 493,229,644 0
ANCHORAGE CAPITAL CLO 6, LTD. Cayman Islands 805-1577518037 Securitized Asset Fund 546,786,869 0
AIO IV AIV TRUST United States 805-8134779224 Hedge Fund 3,775,629 0
ANCHORAGE CAPITAL CLO 2012-1, LTD. Cayman Islands 805-4288128005 Securitized Asset Fund 491,745,919 0
AIO III AIV, L.P. United States 805-5669393322 Hedge Fund 42,210,695 0
PCI FUND LLC United States 805-7912608169 Hedge Fund 169,790,652 0
ANCHORAGE CAPITAL CLO 7, LTD. Cayman Islands 805-5181299556 Securitized Asset Fund 647,113,805 0
ANCHORAGE CREDIT FUNDING 1, LTD. Cayman Islands 805-4146672953 Securitized Asset Fund 525,445,936 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (E), L.P. Cayman Islands 805-3031322949 Hedge Fund 0 10,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 5, LTD. Cayman Islands 805-1399584726 Securitized Asset Fund 0 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER IV, L.P. Cayman Islands 805-1974386633 Hedge Fund 812,649,973 10,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 2, LTD. Cayman Islands 805-4990166672 Securitized Asset Fund 408,371,625 0
ANCHORAGE CAPITAL CLO 8, LTD. Cayman Islands 805-4845622713 Securitized Asset Fund 399,785,102 0
ANCHORAGE LPC-V, L.P. United States 805-7032081268 Hedge Fund 180,492,283 0
AIO V AIV, L.P. United States 805-4598637790 Hedge Fund 167,394,732 0
ANCHORAGE CREDIT FUNDING 3, LTD. Cayman Islands 805-8346614972 Securitized Asset Fund 424,930,203 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (A), L.P. Cayman Islands 805-5172044542 Hedge Fund 661,627,590 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (C), L.P. United States 805-4539334982 Hedge Fund 0 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (D), L.P. Cayman Islands 805-6134551650 Hedge Fund 0 10,000,000 Master Fund
ANCHORAGE SHORT CREDIT OFFSHORE MASTER FUND, LTD. Cayman Islands 805-8800530534 Hedge Fund 394,025,331 1,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (B), L.P. Cayman Islands 805-6024658728 Hedge Fund 0 10,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 4, LTD. Cayman Islands 805-3113056262 Securitized Asset Fund 493,271,966 0
ANCHORAGE CAPITAL MASTER OFFSHORE, LTD. Cayman Islands 805-5198736608 Hedge Fund 18,319,954,970 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER III, L.P. Cayman Islands 805-3491122671 Hedge Fund 417,389,172 10,000,000 Master Fund
AIO IV AIV, L.P. United States 805-5868107757 Hedge Fund 52,834,296 0

ANCHORAGE CAPITAL GROUP, L.L.C.

ownership team - last updated 2017-09-27
Name Title Start Date Direct/Indirect % Ownership
ROSENBERG, ERIC CHIEF FINANCIAL OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKSTONE MEZZANINE ADVISORS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CHIEF FINANCIAL OFFICER direct 2010-05-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CHIEF FINANCIAL OFFICER direct 2010-05-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF FINANCIAL OFFICER direct 2016-04-01
GSO CAPITAL PARTNERS LP CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE ALTIUS ADVISORS L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS) direct 2008-05-01
BLACKSTONE ALTIUS ADVISORS AN L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS) direct 2008-05-01
BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD.) direct 2008-06-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER direct 2009-11-01
GSO CAPITAL ADVISORS LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
YOUNG, DAVID CHIEF COMPLIANCE OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF COMPLIANCE OFFICER direct 2014-08-01
ALLEN, DANIEL, MARTIN PRESIDENT AND SENIOR PORTFOLIO MANAGER 08/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SENIOR PORTFOLIO MANAGER direct 2008-08-01
ANCHORAGE CAPITAL GROUP, L.L.C. PRESIDENT AND SENIOR PORTFOLIO MANAGER direct 2008-08-01
COHEN, JASON, ALEXANDER GENERAL COUNSEL 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL COUNSEL direct 2015-05-01
RESERVOIR PCA FUND (CAYMAN), LP MEMBER 12/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. MEMBER direct 2006-12-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2008-11-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-10-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
BIRRELL, NATALIE, ANN CHIEF OPERATING OFFICER 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF OPERATING OFFICER direct 2007-02-01
DEUTSCHE ASSET MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2000-03-01 2001-01-30
DB INVESTMENT MANAGERS, INC. TREASURER & DIRECTOR direct 1999-06-01 2002-06-03
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 1999-06-01 2004-03-31
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2004-12-17
DB INVESTMENT MANAGERS, INC. PRESIDENT, CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2005-06-14
ARDEN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2005-09-01 2006-12-06
RCMF-ANCHORAGE, INC. MEMBER 01/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2005-01-01
ANCHORAGE ADVISORS, L.L.C. MEMBER direct 2005-12-01
ANCHORAGE ADVISORS MANAGEMENT, L.L.C. MANAGING MEMBER 07/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MANAGING MEMBER direct 2003-07-01
ULRICH, KEVIN, MICHAEL CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
RESERVOIR CAPITAL PARTNERS, LP MEMBER 07/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2003-07-01
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-12-01
K CAPITAL MANAGEMENT, LLC MEMBER direct 1999-05-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
RESERVOIR CAPITAL INVESTMENT PARTNERS (CAYMAN), LP MEMBER RCIP GP, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MEMBER indirect 2005-12-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP MEMBER RCP GP, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RCIP GP, LLC GENERAL PARTNER RESERVOIR CAPITAL INVESTMENT PARTNERS, LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR CAPITAL INVESTMENT PARTNERS (CAYMAN), LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR CAPITAL PARTNERS (CAYMAN), LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR CAPITAL MASTER FUND, LP 12/01/1998 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
RCP GP, LLC GENERAL PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
HUFF, CRAIG, ALLEN SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 2007-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-08-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 2007-11-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
STERN, DANIEL, HENNELLY SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 1997-02-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-07-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
RCGM, LLC MANAGING MEMBER RESERVOIR CAPITAL GROUP, LLC 02/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 1997-02-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1998-08-01
CHAMBERS ENERGY MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-12-01
CLEARLAKE CAPITAL GROUP, L.P. MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1997-10-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 1998-08-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR PCA FUND (CAYMAN), LP 10/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
RESERVOIR CAPITAL OVERSEAS PARTNERS, LP SOLE SHAREHOLDER RCMF, LTD 06/01/1999 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SOLE SHAREHOLDER indirect 1999-06-01
OCTAVIAN ADVISORS, LP SOLE SHAREHOLDER indirect 1999-06-01
STANDARD GENERAL L.P. SOLE SHAREHOLDER indirect 1999-06-01
RCMF, LTD LIMITED PARTNER RESERVOIR CAPITAL MASTER FUND, LP 06/01/1999 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 1999-06-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 1999-06-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 1999-06-01
RESERVOIR CAPITAL MASTER FUND, LP SOLE SHAREHOLDER RCMF-ANCHORAGE, INC. 10/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SOLE SHAREHOLDER indirect 2003-10-01
ANCHORAGE ADVISORS, L.L.C. SOLE SHAREHOLDER indirect 2005-12-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. SOLE SHAREHOLDER indirect 2003-10-01
RESERVOIR CAPITAL INVESTMENT PARTNERS (CAYMAN), LP LIMITED PARTNER RESERVOIR CAPITAL INVESTMENT PARTNERS, LP 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MEMBER indirect 2005-12-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RESERVOIR CAPITAL INVESTMENT PARTNERS, LP LIMITED PARTNER RESERVOIR PCA FUND (CAYMAN), LP 12/01/2006 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2006-12-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 1997-02-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP LIMITED PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RESERVOIR CAPITAL PARTNERS, LP LIMITED PARTNER RESERVOIR PCA FUND (CAYMAN), LP 12/01/2006 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2003-07-01
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-12-01
K CAPITAL MANAGEMENT, LLC MEMBER direct 1999-05-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
ULRICH, KEVIN, MICHAEL SENIOR MANAGING MEMBER ANCHORAGE ADVISORS MANAGEMENT, LLC 07/01/2003 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (C), L.P. United States 805-4539334982 Hedge Fund 0 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (D), L.P. Cayman Islands 805-6134551650 Hedge Fund 0 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (B), L.P. Cayman Islands 805-6024658728 Hedge Fund 0 10,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 4, LTD. Cayman Islands 805-3113056262 Securitized Asset Fund 492,400,415 0
ANCHORAGE CAPITAL MASTER OFFSHORE, LTD. Cayman Islands 805-5198736608 Hedge Fund 17,800,470,732 10,000,000 Master Fund
ANCHORAGE SHORT CREDIT OFFSHORE MASTER FUND, LTD. Cayman Islands 805-8800530534 Hedge Fund 662,283,950 1,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER, L.P. Cayman Islands 805-6083217340 Hedge Fund 37,248,115 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER II, L.P. Cayman Islands 805-1329472194 Hedge Fund 6,102,949 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER III, L.P. Cayman Islands 805-3491122671 Hedge Fund 525,722,658 10,000,000 Master Fund
AIO IV AIV, L.P. United States 805-5868107757 Hedge Fund 56,034,378 0
ANCHORAGE CAPITAL CLO 5, LTD. Cayman Islands 805-2189923253 Securitized Asset Fund 494,357,124 0
ANCHORAGE CAPITAL CLO 6, LTD. Cayman Islands 805-1577518037 Securitized Asset Fund 547,921,314 0
AIO IV AIV TRUST United States 805-8134779224 Hedge Fund 3,871,312 0
ANCHORAGE CAPITAL CLO 2012-1, LTD. Cayman Islands 805-4288128005 Securitized Asset Fund 494,792,033 0
AIO III AIV, L.P. United States 805-5669393322 Hedge Fund 45,237,545 0
PCI FUND LLC United States 805-7912608169 Hedge Fund 144,596,413 0
ANCHORAGE CAPITAL CLO 7, LTD. Cayman Islands 805-5181299556 Securitized Asset Fund 502,132,442 0
ANCHORAGE CREDIT FUNDING 1, LTD. Cayman Islands 805-4146672953 Securitized Asset Fund 546,659,646 0
ANCHORAGE CAPITAL CLO 2013-1, LTD. Cayman Islands 805-1045968733 Securitized Asset Fund 491,570,305 0
ANCHORAGE CAPITAL CLO 3, LTD. Cayman Islands 805-4217300373 Securitized Asset Fund 495,825,634 0
ANCHORAGE CAPITAL CLO 4, LTD. Cayman Islands 805-1642914206 Securitized Asset Fund 592,130,155 0
ANCHORAGE CAPITAL CLO 9, LTD. Cayman Islands 805-2202107176 Securitized Asset Fund 550,199,988 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER V, L.P. Cayman Islands 805-2557132199 Hedge Fund 1,295,821,261 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER IV, L.P. Cayman Islands 805-1974386633 Hedge Fund 831,316,203 10,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 2, LTD. Cayman Islands 805-4990166672 Securitized Asset Fund 426,292,970 0
ANCHORAGE CAPITAL CLO 8, LTD. Cayman Islands 805-4845622713 Securitized Asset Fund 401,519,909 0
ANCHORAGE LPC-V, L.P. United States 805-7032081268 Hedge Fund 0 0
ANCHORAGE LPC-S, L.P. United States 805-7786803484 Hedge Fund 0 0
AIO V AIV, L.P. United States 805-4598637790 Hedge Fund 8,322,712 0
ANCHORAGE CREDIT FUNDING 3, LTD. Cayman Islands 805-8346614972 Securitized Asset Fund 428,129,486 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (A), L.P. Cayman Islands 805-5172044542 Hedge Fund 0 10,000,000 Master Fund

WhaleScore history for ANCHORAGE CAPITAL GROUP, L.L.C.

You must have a subscription to view WhaleScore histories

**EXPERIMENTAL** Current International Short Positions

Only includes UK, France, Germany, Japan, and HKEX are presently being processed.

Holder Issuer Net Short Position Position Date Origin

Short Position History (last 100)

Holder Net Short Position Position Date Origin
Anchorage Capital Group, L.L.C. GVC Holdings Plc 0.74% 2018-03-23 UK
ANCHORAGE CAPITAL MASTER VALLOUREC 0.59% 2015-07-29 FRANCE

Elevate your investments