ANCHORAGE CAPITAL GROUP, L.L.C.

HTTP://WWW.ANCHORAGECAP.COM • NEW YORK, NY • Investment Advisor • Hedge Fund
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Anchorage Capital Group is based out of New York. Anchorage Capital Group is a hedge fund with 117 clients and discretionary assets under management (AUM) of $25,969,886,195 (Form ADV from 2023-03-31). Their last reported 13F filing for Q1 2023 included $646,985,454 in managed 13F securities and a top 10 holdings concentration of 96.09%. Anchorage Capital Group's largest holding is SentinelOne Inc with shares held of 9,867,053. Anchorage Capital Group has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 71 13F filings, 41 13D filings, 73 13G filings, and 2 Form 4 filings

03/31/2023

Top Sells (13F)

03/31/2023

13F Activity

  • Market Value $646.985 Million
  • Prior Market Value $779.718 Million
  • New Purchases0 stocks
  • Additional Purchases0 stocks
  • Sold out of2 stocks
  • Reduced holdings in3 stocks
  • Top 10 Holdings % 96.09 %
  • Turnover % [1]:12.50%
  • Turnover Alt % [2]: %
  • Time Held Top20:6.88 quarters
  • Time Held Top10:7.00 quarters
  • Time Held All:8.00 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2023

13F Sector Allocation Over Time

Fund Metrics

You are limited to the prior 8 quarters of 13F filings. Subscribe to WhaleWisdom to view all filing data for ANCHORAGE CAPITAL GROUP, L.L.C.

Portfolio Analysis

Classifications:

Q1 2023:

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Consistent Across Past 4 Quarters:

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Type of 13F Disclosure 13F Holdings Report
% of holdings ETF 0.0
% of top 20 holdings the same as top 20 most commonly held by all managers 0.0%
ALL HOLDINGS TOP-20 HOLDINGS
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Sector Allocation 0.315% ( ) 35.64% (INFORMATION TECHNOLOGY) 16.667% 17.392% 0.315% ( ) 35.64% (INFORMATION TECHNOLOGY) 16.667% 17.392%

Risk/Reward Analysis

Portfolio Market Cap Analysis

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2023-05-15

Performance for Q1 2023: -15.87%
Performance Last 4 Quarters: -10.77%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
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Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
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13F Managers

Subsidiaries/Managers included in latest 13F
Name
Anchorage Collateral Management, L.L.C.

Global (ex. US) Holdings

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Stale Holdings (no activity in past 21-months or sold out)

Source: Refinitiv. Stale holdings data removed after 21-months of inactivity.

View Last Form Adv Compilation Report on Record

ANCHORAGE CAPITAL GROUP, L.L.C.
Classified as Hedge Fund
610 BROADWAY 6TH FLOOR
NEW YORK NY    10012
Country: United States
Business Phone: 212-432-4600
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 89
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 2,826,920,000
Total Number of Clients: 117
Amount of client funds and securities by related persons: 3,765,910,000
Total Number of clients from related persons: 67
Disclosures:
Data above was derived from SEC filings.

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ANCHORAGE CAPITAL GROUP, L.L.C.

ownership team - last updated 2023-03-31
Name Title Start Date Direct/Indirect % Ownership
RESERVOIR CAPITAL PARTNERS, LP MEMBER 07/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2003-07-01
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-12-01
K CAPITAL MANAGEMENT, LLC MEMBER direct 1999-05-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
ANCHORAGE ADVISORS MANAGEMENT, L.L.C. MANAGING MEMBER 07/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MANAGING MEMBER direct 2003-07-01
FERNANDEZ, DANIEL, EUGENIO GENERAL COUNSEL 03/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL COUNSEL direct 2022-03-01
ULRICH, KEVIN, MICHAEL CHAIRMAN 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
AKERMAN, ANDREW, JOHN CHIEF FINANCIAL OFFICER 02/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF FINANCIAL OFFICER direct 2022-02-01
BARON, YALE, JACOB CO-CHIEF INVESTMENT OFFICER 12/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CO-CHIEF INVESTMENT OFFICER direct 2021-12-01
BIRRELL, NATALIE, ANN PRESIDENT 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF OPERATING OFFICER direct 2007-02-01
DEUTSCHE ASSET MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2000-03-01 2001-01-30
DB INVESTMENT MANAGERS, INC. TREASURER & DIRECTOR direct 1999-06-01 2002-06-03
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 1999-06-01 2004-03-31
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2004-12-17
DB INVESTMENT MANAGERS, INC. PRESIDENT, CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2005-06-14
ARDEN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2005-09-01 2006-12-06
GOURNAY, THIBAULT, MATHIEU CO-CHIEF INVESTMENT OFFICER 12/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CO-CHIEF INVESTMENT OFFICER direct 2021-12-01
DUNLEAVY, ROBERT, O. CHIEF OPERATING OFFICER 01/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
DB INVESTMENT MANAGERS, INC. VICE PRESIDENT direct 2002-10-01
YOUNG, DAVID CHIEF COMPLIANCE OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF COMPLIANCE OFFICER direct 2014-08-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP MEMBER RCP GP, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RCGM, LLC MANAGING MEMBER RESERVOIR CAPITAL GROUP, LLC 02/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 1997-02-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1998-08-01
CHAMBERS ENERGY MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-12-01
CLEARLAKE CAPITAL GROUP, L.P. MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1997-10-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 1998-08-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP LIMITED PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
HUFF, CRAIG, ALLEN SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 2007-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-08-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 2007-11-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
ULRICH, KEVIN, MICHAEL MANAGING MEMBER ANCHORAGE ADVISORS MANAGEMENT, L.L.C. 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
STERN, DANIEL, HENNELLY SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 1997-02-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-07-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
RCP GP, LLC GENERAL PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR PCA FUND (CAYMAN), LP 10/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ANCHORAGE CAPITAL CLO 8, LTD. Cayman Islands 805-4845622713 Securitized Asset Fund 377,372,320 0
ANCHORAGE CAPITAL EUROPE CLO 3 DAC Ireland 805-1628251369 Securitized Asset Fund 392,246,446 0
ANCHORAGE LPC-V, L.P. United States 805-7032081268 Hedge Fund 158,002,414 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER V, L.P. Cayman Islands 805-2557132199 Hedge Fund 801,144,239 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 2013-1, LTD. Cayman Islands 805-1045968733 Securitized Asset Fund 516,360,921 0
ANCHORAGE CAPITAL CLO 3-R, LTD. Cayman Islands 805-6232873612 Securitized Asset Fund 460,700,049 0
ANCHORAGE CAPITAL CLO 1-R, LTD. Cayman Islands 805-4288128005 Securitized Asset Fund 467,011,000 0
ANCHORAGE CREDIT FUNDING 12, LTD. Cayman Islands 805-7280654816 Securitized Asset Fund 257,563,091 0
ANCHORAGE CREDIT FUNDING 1, LTD. Cayman Islands 805-4146672953 Securitized Asset Fund 457,812,821 0
ANCHORAGE CAPITAL CLO 16, LTD. Cayman Islands 805-3625749936 Securitized Asset Fund 419,562,384 0
ANCHORAGE CREDIT OPPORTUNITIES CLO 1, LTD. Cayman Islands 805-4880793498 Securitized Asset Fund 13,562,270 0
ANCHORAGE CAPITAL CLO 6, LTD. Cayman Islands 805-1577518037 Securitized Asset Fund 516,113,935 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VII (A), L.P. Cayman Islands 805-7251757401 Hedge Fund 1,490,715,846 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 15, LTD. Cayman Islands 805-1736483629 Securitized Asset Fund 328,187,132 0
ANCHORAGE CAPITAL EUROPE CLO 1 DAC Ireland 805-8283580802 Securitized Asset Fund 392,651,070 0
ANCHORAGE CAPITAL CLO 5-R, LTD. Cayman Islands 805-9448928933 Securitized Asset Fund 373,317,642 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER III, L.P. Cayman Islands 805-3491122671 Hedge Fund 6,768,956 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 4-R, LTD. Cayman Islands 805-5301530348 Securitized Asset Fund 553,198,474 0
AIO IV AIV, L.P. United States 805-5868107757 Hedge Fund 853,486 0
ANCHORAGE CREDIT FUNDING 6, LTD. Cayman Islands 805-8841187025 Securitized Asset Fund 434,832,967 0
ANCHORAGE STRUCTURED CREDIT MASTER FUND, L.P. Cayman Islands 805-3833094626 Hedge Fund 243,282,147 1,000,000 Master Fund Fund of Funds
ANCHORAGE CREDIT FUNDING 11, LTD. Cayman Islands 805-8259580038 Securitized Asset Fund 346,232,324 0
BHCB HOLDINGS LLC United States 805-7043750770 Hedge Fund 84,418,486 0
ANCHORAGE CREDIT FUNDING 2, LTD. Cayman Islands 805-4990166672 Securitized Asset Fund 432,508,949 0
ANCHORAGE CAPITAL CLO 11, LTD. Cayman Islands 805-1272856905 Securitized Asset Fund 377,311,664 0
ANCHORAGE CREDIT FUNDING 4, LTD. Cayman Islands 805-3113056262 Securitized Asset Fund 652,029,626 0
610 FUNDING CLO 1, LTD. Cayman Islands 805-6625226359 Securitized Asset Fund 206,480,759 0
ANCHORAGE CO-INVESTMENT FUND, L.P. - SERIES A United States 805-7732509541 Private Equity Fund 25,615,000 1,000,000
ANCHORAGE CAPITAL CLO 13, LTD. Cayman Islands 805-1132622584 Securitized Asset Fund 465,366,752 0
AIO V AIV, L.P. United States 805-4598637790 Hedge Fund 105,142,569 0
ANCHORAGE CAPITAL CLO 9, LTD. Cayman Islands 805-2202107176 Securitized Asset Fund 511,866,948 0
ANCHORAGE CAPITAL CLO 2018-10, LTD. Cayman Islands 805-1041380576 Securitized Asset Fund 373,949,911 0
ANCHORAGE CREDIT FUNDING 5, LTD. Cayman Islands 805-1399584726 Securitized Asset Fund 441,474,353 0
ANCHORAGE CAPITAL MASTER OFFSHORE, LTD. Cayman Islands 805-5198736608 Hedge Fund 3,100,931,316 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 25, LTD. Cayman Islands 805-8801614767 Securitized Asset Fund 373,454,502 0
ANCHORAGE CAPITAL EUROPE CLO 5 DAC Ireland 805-1692861175 Securitized Asset Fund 421,688,919 0
ANCHORAGE CAPITAL EUROPE CLO 6 DAC Ireland 805-3842931611 Securitized Asset Fund 399,019,960 0
ANCHORAGE CAPITAL CLO 20, LTD. Cayman Islands 805-8989566168 Securitized Asset Fund 372,599,951 0
ANCHORAGE CREDIT FUNDING 13, LTD. Cayman Islands 805-6634968806 Securitized Asset Fund 540,981,717 0
610 FUNDING CLO 2, LTD. Cayman Islands 805-6653775243 Securitized Asset Fund 375,503,926 0
ANCHORAGE CREDIT FUNDING 10, LTD. Cayman Islands 805-4028086119 Securitized Asset Fund 432,354,730 0
ANCHORAGE CAPITAL CLO 17, LTD. Cayman Islands 805-1135009783 Securitized Asset Fund 417,645,980 0
ANCHORAGE CAPITAL CLO 24, LTD. Cayman Islands 805-6238389896 Securitized Asset Fund 417,653,229 0
ANCHORAGE CAPITAL CLO 18, LTD. Cayman Islands 805-3612942778 Securitized Asset Fund 370,511,729 0
ANCHORAGE CAPITAL CLO 19, LTD. Cayman Islands 805-9333128272 Securitized Asset Fund 463,329,373 0
ANCHORAGE CAPITAL CLO 21, LTD. Cayman Islands 805-9566642590 Securitized Asset Fund 373,684,103 0
ANCHORAGE SSC-B II (CI), L.L.C. Cayman Islands 805-1147539686 Hedge Fund 117,271,839 1,000,000 Master Fund
ANCHORAGE CREDIT OPPORTUNITIES MASTER FUND VIII (A), L.P. Cayman Islands 805-1182286404 Hedge Fund 688,037,687 10,000,000 Master Fund
A HOLDINGS - B LLC United States 805-5426777059 Hedge Fund 54,082,865 0
ANCHORAGE STRUCTURED CREDIT MASTER FUND II, L.P. Cayman Islands 805-5124406032 Hedge Fund 65,167,982 1,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 14, LTD. Cayman Islands 805-5586376299 Securitized Asset Fund 355,826,580 0
ANCHORAGE CAPITAL EUROPE CLO 2021-4 DAC Ireland 805-8579982652 Securitized Asset Fund 454,960,293 0
PCI FUND LLC United States 805-7912608169 Hedge Fund 123,591,985 0
ANCHORAGE CREDIT FUNDING 16 LTD. Cayman Islands 805-4705109693 Securitized Asset Fund 266,684,804 0
ANCHORAGE CAPITAL CLO 26 Cayman Islands 805-3876830930 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 28, LTD. Cayman Islands 805-6490289439 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 8 DAC Ireland 805-1114987443 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 9 DAC Ireland 805-4882836760 Securitized Asset Fund 0 0
BIRCHLANE CREDIT ALTERNATIVES FUND Cayman Islands 805-9947564395 Hedge Fund 0 1,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 15 LTD. Cayman Islands 805-9834131894 Securitized Asset Fund 274,707,063 0
ANCHORAGE CREDIT FUNDING 9, LTD. Cayman Islands 805-8982682317 Securitized Asset Fund 347,252,835 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER IV, L.P. Cayman Islands 805-1974386633 Hedge Fund 17,168,230 10,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 7, LTD. Cayman Islands 805-7557038678 Securitized Asset Fund 260,493,291 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (A), L.P. Cayman Islands 805-5172044542 Hedge Fund 1,090,454,534 10,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 8, LTD. Cayman Islands 805-1047955724 Securitized Asset Fund 315,754,899 0
ANCHORAGE CREDIT FUNDING 3, LTD. Cayman Islands 805-8346614972 Securitized Asset Fund 436,700,620 0
ANCHORAGE CAPITAL EUROPE CLO 2 DAC Ireland 805-2578615328 Securitized Asset Fund 390,095,726 0
ANCHORAGE CAPITAL CLO 7, LTD. Cayman Islands 805-5181299556 Securitized Asset Fund 559,149,680 0

ANCHORAGE CAPITAL GROUP, L.L.C.

ownership team - last updated 2022-11-28
Name Title Start Date Direct/Indirect % Ownership
RESERVOIR CAPITAL PARTNERS, LP MEMBER 07/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2003-07-01
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-12-01
K CAPITAL MANAGEMENT, LLC MEMBER direct 1999-05-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
ANCHORAGE ADVISORS MANAGEMENT, L.L.C. MANAGING MEMBER 07/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MANAGING MEMBER direct 2003-07-01
FERNANDEZ, DANIEL, EUGENIO GENERAL COUNSEL 03/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL COUNSEL direct 2022-03-01
ULRICH, KEVIN, MICHAEL CHAIRMAN 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
AKERMAN, ANDREW, JOHN CHIEF FINANCIAL OFFICER 02/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF FINANCIAL OFFICER direct 2022-02-01
BARON, YALE, JACOB CO-CHIEF INVESTMENT OFFICER 12/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CO-CHIEF INVESTMENT OFFICER direct 2021-12-01
BIRRELL, NATALIE, ANN PRESIDENT 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF OPERATING OFFICER direct 2007-02-01
DEUTSCHE ASSET MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2000-03-01 2001-01-30
DB INVESTMENT MANAGERS, INC. TREASURER & DIRECTOR direct 1999-06-01 2002-06-03
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 1999-06-01 2004-03-31
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2004-12-17
DB INVESTMENT MANAGERS, INC. PRESIDENT, CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2005-06-14
ARDEN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2005-09-01 2006-12-06
GOURNAY, THIBAULT, MATHIEU CO-CHIEF INVESTMENT OFFICER 12/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CO-CHIEF INVESTMENT OFFICER direct 2021-12-01
DUNLEAVY, ROBERT, O. CHIEF OPERATING OFFICER 01/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
DB INVESTMENT MANAGERS, INC. VICE PRESIDENT direct 2002-10-01
YOUNG, DAVID CHIEF COMPLIANCE OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF COMPLIANCE OFFICER direct 2014-08-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP MEMBER RCP GP, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RCGM, LLC MANAGING MEMBER RESERVOIR CAPITAL GROUP, LLC 02/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 1997-02-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1998-08-01
CHAMBERS ENERGY MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-12-01
CLEARLAKE CAPITAL GROUP, L.P. MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1997-10-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 1998-08-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP LIMITED PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
HUFF, CRAIG, ALLEN SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 2007-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-08-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 2007-11-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
ULRICH, KEVIN, MICHAEL MANAGING MEMBER ANCHORAGE ADVISORS MANAGEMENT, L.L.C. 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
STERN, DANIEL, HENNELLY SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 1997-02-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-07-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
RCP GP, LLC GENERAL PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR PCA FUND (CAYMAN), LP 10/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ANCHORAGE CREDIT OPPORTUNITIES CLO 1, LTD. Cayman Islands 805-4880793498 Securitized Asset Fund 414,198,697 0
ANCHORAGE CAPITAL CLO 6, LTD. Cayman Islands 805-1577518037 Securitized Asset Fund 545,526,545 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VII (A), L.P. Cayman Islands 805-7251757401 Hedge Fund 1,714,293,000 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 15, LTD. Cayman Islands 805-1736483629 Securitized Asset Fund 349,604,614 0
ANCHORAGE CREDIT FUNDING 8, LTD. Cayman Islands 805-1047955724 Securitized Asset Fund 362,765,069 0
ANCHORAGE SSC-B (CI), L.L.C. Cayman Islands 805-9430341421 Hedge Fund 103,312,000 100,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 3, LTD. Cayman Islands 805-8346614972 Securitized Asset Fund 503,666,056 0
ANCHORAGE CAPITAL CLO 7, LTD. Cayman Islands 805-5181299556 Securitized Asset Fund 596,823,877 0
ANCHORAGE LPC-V, L.P. United States 805-7032081268 Hedge Fund 375,661,000 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER V, L.P. Cayman Islands 805-2557132199 Hedge Fund 1,829,720,000 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 2013-1, LTD. Cayman Islands 805-1045968733 Securitized Asset Fund 548,416,714 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER IV, L.P. Cayman Islands 805-1974386633 Hedge Fund 102,969,000 10,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 9, LTD. Cayman Islands 805-8982682317 Securitized Asset Fund 401,502,592 0
ANCHORAGE CREDIT FUNDING 7, LTD. Cayman Islands 805-7557038678 Securitized Asset Fund 303,142,881 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (A), L.P. Cayman Islands 805-5172044542 Hedge Fund 1,534,055,000 10,000,000 Master Fund
ANCHORAGE CAPITAL EUROPE CLO 2 DAC Ireland 805-2578615328 Securitized Asset Fund 452,721,019 0
ANCHORAGE CAPITAL CLO 8, LTD. Cayman Islands 805-4845622713 Securitized Asset Fund 403,467,702 0
ANCHORAGE CAPITAL EUROPE CLO 3 DAC Ireland 805-1628251369 Securitized Asset Fund 452,917,962 0
ANCHORAGE CAPITAL CLO 3-R, LTD. Cayman Islands 805-6232873612 Securitized Asset Fund 496,418,822 0
ANCHORAGE CAPITAL CLO 1-R, LTD. Cayman Islands 805-4288128005 Securitized Asset Fund 498,929,320 0
ANCHORAGE CREDIT FUNDING 12, LTD. Cayman Islands 805-7280654816 Securitized Asset Fund 297,740,853 0
ANCHORAGE CREDIT FUNDING 1, LTD. Cayman Islands 805-4146672953 Securitized Asset Fund 530,208,847 0
ANCHORAGE CAPITAL CLO 16, LTD. Cayman Islands 805-3625749936 Securitized Asset Fund 447,197,718 0
ANCHORAGE CAPITAL CLO 11, LTD. Cayman Islands 805-1272856905 Securitized Asset Fund 399,804,094 0
ANCHORAGE CAPITAL EUROPE CLO 1 DAC Ireland 805-8283580802 Securitized Asset Fund 456,281,008 0
ANCHORAGE CAPITAL CLO 5-R, LTD. Cayman Islands 805-9448928933 Securitized Asset Fund 437,751,426 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER III, L.P. Cayman Islands 805-3491122671 Hedge Fund 82,507,000 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 4-R, LTD. Cayman Islands 805-5301530348 Securitized Asset Fund 597,039,379 0
AIO IV AIV, L.P. United States 805-5868107757 Hedge Fund 3,703,492 0
ANCHORAGE CREDIT FUNDING 6, LTD. Cayman Islands 805-8841187025 Securitized Asset Fund 503,013,083 0
ANCHORAGE STRUCTURED CREDIT MASTER FUND, L.P. Cayman Islands 805-3833094626 Hedge Fund 347,064,000 1,000,000 Master Fund Fund of Funds
ANCHORAGE CREDIT FUNDING 11, LTD. Cayman Islands 805-8259580038 Securitized Asset Fund 399,653,759 0
BHCB HOLDINGS LLC United States 805-7043750770 Hedge Fund 29,966,000 0
ANCHORAGE CREDIT FUNDING 2, LTD. Cayman Islands 805-4990166672 Securitized Asset Fund 503,789,859 0
ANCHORAGE CO-INVESTMENT FUND, L.P. - SERIES A United States 805-7732509541 Private Equity Fund 123,776,000 1,000,000
ANCHORAGE CAPITAL CLO 13, LTD. Cayman Islands 805-1132622584 Securitized Asset Fund 498,432,176 0
AIO V AIV, L.P. United States 805-4598637790 Hedge Fund 91,019,358 0
ANCHORAGE CAPITAL CLO 9, LTD. Cayman Islands 805-2202107176 Securitized Asset Fund 549,758,488 0
ANCHORAGE CAPITAL CLO 2018-10, LTD. Cayman Islands 805-1041380576 Securitized Asset Fund 397,905,350 0
ANCHORAGE CREDIT FUNDING 5, LTD. Cayman Islands 805-1399584726 Securitized Asset Fund 511,014,317 0
ANCHORAGE CAPITAL MASTER OFFSHORE, LTD. Cayman Islands 805-5198736608 Hedge Fund 7,792,039,000 10,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 4, LTD. Cayman Islands 805-3113056262 Securitized Asset Fund 752,545,525 0
610 FUNDING CLO 1, LTD. Cayman Islands 805-6625226359 Securitized Asset Fund 309,843,806 0
ANCHORAGE CAPITAL EUROPE CLO 2021-4 DAC Ireland 805-8579982652 Securitized Asset Fund 502,523,640 0
PCI FUND LLC United States 805-7912608169 Hedge Fund 232,409,000 0
ANCHORAGE CREDIT FUNDING 10, LTD. Cayman Islands 805-4028086119 Securitized Asset Fund 498,666,612 0
ANCHORAGE CAPITAL CLO 17, LTD. Cayman Islands 805-1135009783 Securitized Asset Fund 447,467,520 0
ANCHORAGE CAPITAL CLO 24, LTD. Cayman Islands 805-6238389896 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 18, LTD. Cayman Islands 805-3612942778 Securitized Asset Fund 398,246,997 0
ANCHORAGE CAPITAL CLO 19, LTD. Cayman Islands 805-9333128272 Securitized Asset Fund 497,600,005 0
ANCHORAGE CAPITAL CLO 21, LTD. Cayman Islands 805-9566642590 Securitized Asset Fund 396,791,438 0
ANCHORAGE CAPITAL CLO 23, LTD. Cayman Islands 805-1759735114 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 22, LTD. Cayman Islands 805-1359868589 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 25, LTD. Cayman Islands 805-8801614767 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 5 DAC Ireland 805-1692861175 Securitized Asset Fund 485,163,736 0
CARBON ALTERNATIVES FUND, LLC United States 805-2475436209 Hedge Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 6 DAC Ireland 805-3842931611 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 20, LTD. Cayman Islands 805-8989566168 Securitized Asset Fund 398,439,965 0
AIO IV AIV TRUST Cayman Islands 805-8134779224 Hedge Fund 1,832,826 0
ANCHORAGE CREDIT FUNDING 14, LTD. Cayman Islands 805-5586376299 Securitized Asset Fund 397,472,233 0
ANCHORAGE CREDIT FUNDING 13, LTD. Cayman Islands 805-6634968806 Securitized Asset Fund 621,798,450 0
610 FUNDING CLO 2, LTD. Cayman Islands 805-6653775243 Securitized Asset Fund 399,287,616 0
ANCHORAGE SSC-B II (CI), L.L.C. Cayman Islands 805-1147539686 Hedge Fund 117,234,000 1,000,000 Master Fund
ANCHORAGE CREDIT OPPORTUNITIES MASTER FUND VIII (A), L.P. Cayman Islands 805-1182286404 Hedge Fund 0 10,000,000 Master Fund
A HOLDINGS - B LLC United States 805-5426777059 Hedge Fund 0 0
ANCHORAGE STRUCTURED CREDIT MASTER FUND II, L.P. Cayman Islands 805-5124406032 Hedge Fund 65,000,000 1,000,000 Master Fund

ANCHORAGE CAPITAL GROUP, L.L.C.

ownership team - last updated 2022-07-01
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ANCHORAGE CREDIT OPPORTUNITIES CLO 1, LTD. Cayman Islands 805-4880793498 Securitized Asset Fund 414,198,697 0
ANCHORAGE CAPITAL CLO 6, LTD. Cayman Islands 805-1577518037 Securitized Asset Fund 545,526,545 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VII (A), L.P. Cayman Islands 805-7251757401 Hedge Fund 1,714,293,000 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 15, LTD. Cayman Islands 805-1736483629 Securitized Asset Fund 349,604,614 0
ANCHORAGE CREDIT FUNDING 8, LTD. Cayman Islands 805-1047955724 Securitized Asset Fund 362,765,069 0
ANCHORAGE SSC-B (CI), L.L.C. Cayman Islands 805-9430341421 Hedge Fund 103,312,000 100,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 9, LTD. Cayman Islands 805-8982682317 Securitized Asset Fund 401,502,592 0
ANCHORAGE CREDIT FUNDING 7, LTD. Cayman Islands 805-7557038678 Securitized Asset Fund 303,142,881 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (A), L.P. Cayman Islands 805-5172044542 Hedge Fund 1,534,055,000 10,000,000 Master Fund
ANCHORAGE CAPITAL EUROPE CLO 2 DAC Ireland 805-2578615328 Securitized Asset Fund 452,721,019 0
ANCHORAGE CAPITAL CLO 8, LTD. Cayman Islands 805-4845622713 Securitized Asset Fund 403,467,702 0
ANCHORAGE CAPITAL EUROPE CLO 3 DAC Ireland 805-1628251369 Securitized Asset Fund 452,917,962 0
ANCHORAGE CAPITAL CLO 2013-1, LTD. Cayman Islands 805-1045968733 Securitized Asset Fund 548,416,714 0
ANCHORAGE CAPITAL CLO 3-R, LTD. Cayman Islands 805-6232873612 Securitized Asset Fund 496,418,822 0
ANCHORAGE CAPITAL CLO 1-R, LTD. Cayman Islands 805-4288128005 Securitized Asset Fund 498,929,320 0
ANCHORAGE CREDIT FUNDING 12, LTD. Cayman Islands 805-7280654816 Securitized Asset Fund 297,740,853 0
PCI-LOC II, L.L.C. United States 805-3519806864 Hedge Fund 219,966,000 0
ANCHORAGE CREDIT FUNDING 1, LTD. Cayman Islands 805-4146672953 Securitized Asset Fund 530,208,847 0
ANCHORAGE CAPITAL CLO 16, LTD. Cayman Islands 805-3625749936 Securitized Asset Fund 447,197,718 0
ANCHORAGE CAPITAL CLO 11, LTD. Cayman Islands 805-1272856905 Securitized Asset Fund 399,804,094 0
ANCHORAGE CAPITAL EUROPE CLO 1 DAC Ireland 805-8283580802 Securitized Asset Fund 456,281,008 0
ANCHORAGE CAPITAL CLO 5-R, LTD. Cayman Islands 805-9448928933 Securitized Asset Fund 437,751,426 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER III, L.P. Cayman Islands 805-3491122671 Hedge Fund 82,507,000 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 4-R, LTD. Cayman Islands 805-5301530348 Securitized Asset Fund 597,039,379 0
AIO IV AIV, L.P. United States 805-5868107757 Hedge Fund 3,703,492 0
ANCHORAGE CREDIT FUNDING 6, LTD. Cayman Islands 805-8841187025 Securitized Asset Fund 503,013,083 0
ANCHORAGE STRUCTURED CREDIT MASTER FUND, L.P. Cayman Islands 805-3833094626 Hedge Fund 347,064,000 1,000,000 Master Fund Fund of Funds
ANCHORAGE CREDIT FUNDING 11, LTD. Cayman Islands 805-8259580038 Securitized Asset Fund 399,653,759 0
BHCB HOLDINGS LLC United States 805-7043750770 Hedge Fund 29,966,000 0
ANCHORAGE CREDIT FUNDING 2, LTD. Cayman Islands 805-4990166672 Securitized Asset Fund 503,789,859 0
ANCHORAGE CO-INVESTMENT FUND, L.P. - SERIES A United States 805-7732509541 Private Equity Fund 123,776,000 1,000,000
ANCHORAGE CAPITAL CLO 13, LTD. Cayman Islands 805-1132622584 Securitized Asset Fund 498,432,176 0
ANCHORAGE CREDIT FUNDING 3, LTD. Cayman Islands 805-8346614972 Securitized Asset Fund 503,666,056 0
ANCHORAGE CAPITAL CLO 7, LTD. Cayman Islands 805-5181299556 Securitized Asset Fund 596,823,877 0
ANCHORAGE LPC-V, L.P. United States 805-7032081268 Hedge Fund 375,661,000 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER V, L.P. Cayman Islands 805-2557132199 Hedge Fund 1,829,720,000 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER IV, L.P. Cayman Islands 805-1974386633 Hedge Fund 102,969,000 10,000,000 Master Fund
AIO V AIV, L.P. United States 805-4598637790 Hedge Fund 91,019,358 0
ANCHORAGE CAPITAL CLO 9, LTD. Cayman Islands 805-2202107176 Securitized Asset Fund 549,758,488 0
ANCHORAGE CAPITAL CLO 2018-10, LTD. Cayman Islands 805-1041380576 Securitized Asset Fund 397,905,350 0
ANCHORAGE CREDIT FUNDING 5, LTD. Cayman Islands 805-1399584726 Securitized Asset Fund 511,014,317 0
ANCHORAGE CAPITAL MASTER OFFSHORE, LTD. Cayman Islands 805-5198736608 Hedge Fund 7,792,039,000 10,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 4, LTD. Cayman Islands 805-3113056262 Securitized Asset Fund 752,545,525 0
610 FUNDING CLO 1, LTD. Cayman Islands 805-6625226359 Securitized Asset Fund 309,843,806 0
ANCHORAGE CAPITAL EUROPE CLO 2021-4 DAC Ireland 805-8579982652 Securitized Asset Fund 502,523,640 0
PCI FUND LLC United States 805-7912608169 Hedge Fund 232,409,000 0
ANCHORAGE CREDIT FUNDING 10, LTD. Cayman Islands 805-4028086119 Securitized Asset Fund 498,666,612 0
ANCHORAGE CAPITAL CLO 17, LTD. Cayman Islands 805-1135009783 Securitized Asset Fund 447,467,520 0
ANCHORAGE CAPITAL CLO 24, LTD. Cayman Islands 805-6238389896 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 18, LTD. Cayman Islands 805-3612942778 Securitized Asset Fund 398,246,997 0
ANCHORAGE CAPITAL CLO 19, LTD. Cayman Islands 805-9333128272 Securitized Asset Fund 497,600,005 0
ANCHORAGE CAPITAL CLO 21, LTD. Cayman Islands 805-9566642590 Securitized Asset Fund 396,791,438 0
ANCHORAGE CAPITAL CLO 23, LTD. Cayman Islands 805-1759735114 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 6 DAC Ireland 805-3842931611 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 20, LTD. Cayman Islands 805-8989566168 Securitized Asset Fund 398,439,965 0
AIO IV AIV TRUST Cayman Islands 805-8134779224 Hedge Fund 1,832,826 0
ANCHORAGE CREDIT FUNDING 14, LTD. Cayman Islands 805-5586376299 Securitized Asset Fund 397,472,233 0
ANCHORAGE CREDIT FUNDING 13, LTD. Cayman Islands 805-6634968806 Securitized Asset Fund 621,798,450 0
610 FUNDING CLO 2, LTD. Cayman Islands 805-6653775243 Securitized Asset Fund 399,287,616 0
ANCHORAGE CAPITAL CLO 22, LTD. Cayman Islands 805-1359868589 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 25, LTD. Cayman Islands 805-8801614767 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 5 DAC Ireland 805-1692861175 Securitized Asset Fund 485,163,736 0
CARBON ALTERNATIVES FUND, LLC United States 805-2475436209 Hedge Fund 0 0

ANCHORAGE CAPITAL GROUP, L.L.C.

ownership team - last updated 2022-06-30
Name Title Start Date Direct/Indirect % Ownership
RESERVOIR CAPITAL PARTNERS, LP MEMBER 07/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2003-07-01
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-12-01
K CAPITAL MANAGEMENT, LLC MEMBER direct 1999-05-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
ANCHORAGE ADVISORS MANAGEMENT, L.L.C. MANAGING MEMBER 07/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MANAGING MEMBER direct 2003-07-01
FERNANDEZ, DANIEL, EUGENIO GENERAL COUNSEL 03/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL COUNSEL direct 2022-03-01
ULRICH, KEVIN, MICHAEL CHAIRMAN 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
AKERMAN, ANDREW, JOHN CHIEF FINANCIAL OFFICER 02/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF FINANCIAL OFFICER direct 2022-02-01
BARON, YALE, JACOB CO-CHIEF INVESTMENT OFFICER 12/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CO-CHIEF INVESTMENT OFFICER direct 2021-12-01
BIRRELL, NATALIE, ANN PRESIDENT 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF OPERATING OFFICER direct 2007-02-01
DEUTSCHE ASSET MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2000-03-01 2001-01-30
DB INVESTMENT MANAGERS, INC. TREASURER & DIRECTOR direct 1999-06-01 2002-06-03
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 1999-06-01 2004-03-31
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2004-12-17
DB INVESTMENT MANAGERS, INC. PRESIDENT, CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2005-06-14
ARDEN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2005-09-01 2006-12-06
GOURNAY, THIBAULT, MATHIEU CO-CHIEF INVESTMENT OFFICER 12/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CO-CHIEF INVESTMENT OFFICER direct 2021-12-01
DUNLEAVY, ROBERT, O. CHIEF OPERATING OFFICER 01/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
DB INVESTMENT MANAGERS, INC. VICE PRESIDENT direct 2002-10-01
YOUNG, DAVID CHIEF COMPLIANCE OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF COMPLIANCE OFFICER direct 2014-08-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP MEMBER RCP GP, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RCGM, LLC MANAGING MEMBER RESERVOIR CAPITAL GROUP, LLC 02/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 1997-02-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1998-08-01
CHAMBERS ENERGY MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-12-01
CLEARLAKE CAPITAL GROUP, L.P. MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1997-10-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 1998-08-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP LIMITED PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
HUFF, CRAIG, ALLEN SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 2007-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-08-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 2007-11-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
ULRICH, KEVIN, MICHAEL MANAGING MEMBER ANCHORAGE ADVISORS MANAGEMENT, L.L.C. 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
STERN, DANIEL, HENNELLY SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 1997-02-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-07-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
RCP GP, LLC GENERAL PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR PCA FUND (CAYMAN), LP 10/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ANCHORAGE CAPITAL CLO 13, LTD. Cayman Islands 805-1132622584 Securitized Asset Fund 498,432,176 0
ANCHORAGE CREDIT OPPORTUNITIES CLO 1, LTD. Cayman Islands 805-4880793498 Securitized Asset Fund 414,198,697 0
ANCHORAGE CAPITAL CLO 6, LTD. Cayman Islands 805-1577518037 Securitized Asset Fund 545,526,545 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VII (A), L.P. Cayman Islands 805-7251757401 Hedge Fund 1,714,293,000 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 15, LTD. Cayman Islands 805-1736483629 Securitized Asset Fund 349,604,614 0
ANCHORAGE CREDIT FUNDING 8, LTD. Cayman Islands 805-1047955724 Securitized Asset Fund 362,765,069 0
ANCHORAGE SSC-B (CI), L.L.C. Cayman Islands 805-9430341421 Hedge Fund 103,312,000 100,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 9, LTD. Cayman Islands 805-8982682317 Securitized Asset Fund 401,502,592 0
ANCHORAGE CREDIT FUNDING 7, LTD. Cayman Islands 805-7557038678 Securitized Asset Fund 303,142,881 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (A), L.P. Cayman Islands 805-5172044542 Hedge Fund 1,534,055,000 10,000,000 Master Fund
ANCHORAGE CAPITAL EUROPE CLO 2 DAC Ireland 805-2578615328 Securitized Asset Fund 452,721,019 0
ANCHORAGE CAPITAL CLO 8, LTD. Cayman Islands 805-4845622713 Securitized Asset Fund 403,467,702 0
ANCHORAGE CAPITAL EUROPE CLO 3 DAC Ireland 805-1628251369 Securitized Asset Fund 452,917,962 0
ANCHORAGE CAPITAL CLO 2013-1, LTD. Cayman Islands 805-1045968733 Securitized Asset Fund 548,416,714 0
ANCHORAGE CAPITAL CLO 3-R, LTD. Cayman Islands 805-6232873612 Securitized Asset Fund 496,418,822 0
ANCHORAGE CREDIT FUNDING 12, LTD. Cayman Islands 805-7280654816 Securitized Asset Fund 297,740,853 0
PCI-LOC II, L.L.C. United States 805-3519806864 Hedge Fund 219,966,000 0
ANCHORAGE CREDIT FUNDING 1, LTD. Cayman Islands 805-4146672953 Securitized Asset Fund 530,208,847 0
ANCHORAGE CREDIT FUNDING 3, LTD. Cayman Islands 805-8346614972 Securitized Asset Fund 503,666,056 0
ANCHORAGE CAPITAL CLO 7, LTD. Cayman Islands 805-5181299556 Securitized Asset Fund 596,823,877 0
ANCHORAGE LPC-V, L.P. United States 805-7032081268 Hedge Fund 375,661,000 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER V, L.P. Cayman Islands 805-2557132199 Hedge Fund 1,829,720,000 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER IV, L.P. Cayman Islands 805-1974386633 Hedge Fund 102,969,000 10,000,000 Master Fund
AIO V AIV, L.P. United States 805-4598637790 Hedge Fund 91,019,358 0
ANCHORAGE CAPITAL CLO 9, LTD. Cayman Islands 805-2202107176 Securitized Asset Fund 549,758,488 0
ANCHORAGE CAPITAL CLO 2018-10, LTD. Cayman Islands 805-1041380576 Securitized Asset Fund 397,905,350 0
ANCHORAGE CREDIT FUNDING 5, LTD. Cayman Islands 805-1399584726 Securitized Asset Fund 511,014,317 0
ANCHORAGE CAPITAL MASTER OFFSHORE, LTD. Cayman Islands 805-5198736608 Hedge Fund 7,792,039,000 10,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 4, LTD. Cayman Islands 805-3113056262 Securitized Asset Fund 752,545,525 0
ANCHORAGE CAPITAL CLO 1-R, LTD. Cayman Islands 805-4288128005 Securitized Asset Fund 498,929,320 0
610 FUNDING CLO 1, LTD. Cayman Islands 805-6625226359 Securitized Asset Fund 309,843,806 0
ANCHORAGE CAPITAL EUROPE CLO 2021-4 DAC Ireland 805-8579982652 Securitized Asset Fund 502,523,640 0
PCI FUND LLC United States 805-7912608169 Hedge Fund 232,409,000 0
ANCHORAGE CREDIT FUNDING 10, LTD. Cayman Islands 805-4028086119 Securitized Asset Fund 498,666,612 0
ANCHORAGE CAPITAL CLO 17, LTD. Cayman Islands 805-1135009783 Securitized Asset Fund 447,467,520 0
ANCHORAGE CAPITAL CLO 24, LTD. Cayman Islands 805-6238389896 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 18, LTD. Cayman Islands 805-3612942778 Securitized Asset Fund 398,246,997 0
ANCHORAGE CAPITAL CLO 19, LTD. Cayman Islands 805-9333128272 Securitized Asset Fund 497,600,005 0
ANCHORAGE CAPITAL CLO 21, LTD. Cayman Islands 805-9566642590 Securitized Asset Fund 396,791,438 0
ANCHORAGE CAPITAL CLO 23, LTD. Cayman Islands 805-1759735114 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 6 DAC Ireland 805-3842931611 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 20, LTD. Cayman Islands 805-8989566168 Securitized Asset Fund 398,439,965 0
AIO IV AIV TRUST Cayman Islands 805-8134779224 Hedge Fund 1,832,826 0
ANCHORAGE CREDIT FUNDING 14, LTD. Cayman Islands 805-5586376299 Securitized Asset Fund 397,472,233 0
ANCHORAGE CREDIT FUNDING 13, LTD. Cayman Islands 805-6634968806 Securitized Asset Fund 621,798,450 0
610 FUNDING CLO 2, LTD. Cayman Islands 805-6653775243 Securitized Asset Fund 399,287,616 0
ANCHORAGE CAPITAL CLO 22, LTD. Cayman Islands 805-1359868589 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 25, LTD. Cayman Islands 805-8801614767 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 5 DAC Ireland 805-1692861175 Securitized Asset Fund 485,163,736 0
CARBON ALTERNATIVES FUND, LLC United States 805-2475436209 Hedge Fund 0 0
ANCHORAGE CAPITAL CLO 16, LTD. Cayman Islands 805-3625749936 Securitized Asset Fund 447,197,718 0
ANCHORAGE CAPITAL CLO 11, LTD. Cayman Islands 805-1272856905 Securitized Asset Fund 399,804,094 0
ANCHORAGE CAPITAL EUROPE CLO 1 DAC Ireland 805-8283580802 Securitized Asset Fund 456,281,008 0
ANCHORAGE CAPITAL CLO 5-R, LTD. Cayman Islands 805-9448928933 Securitized Asset Fund 437,751,426 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER III, L.P. Cayman Islands 805-3491122671 Hedge Fund 82,507,000 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 4-R, LTD. Cayman Islands 805-5301530348 Securitized Asset Fund 597,039,379 0
AIO IV AIV, L.P. United States 805-5868107757 Hedge Fund 3,703,492 0
ANCHORAGE CREDIT FUNDING 6, LTD. Cayman Islands 805-8841187025 Securitized Asset Fund 503,013,083 0
ANCHORAGE STRUCTURED CREDIT MASTER FUND, L.P. Cayman Islands 805-3833094626 Hedge Fund 347,064,000 1,000,000 Master Fund Fund of Funds
ANCHORAGE CREDIT FUNDING 11, LTD. Cayman Islands 805-8259580038 Securitized Asset Fund 399,653,759 0
BHCB HOLDINGS LLC United States 805-7043750770 Hedge Fund 29,966,000 0
ANCHORAGE CREDIT FUNDING 2, LTD. Cayman Islands 805-4990166672 Securitized Asset Fund 503,789,859 0
ANCHORAGE CO-INVESTMENT FUND, L.P. - SERIES A United States 805-7732509541 Private Equity Fund 123,776,000 1,000,000

ANCHORAGE CAPITAL GROUP, L.L.C.

ownership team - last updated 2022-03-31
Name Title Start Date Direct/Indirect % Ownership
RESERVOIR CAPITAL PARTNERS, LP MEMBER 07/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2003-07-01
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-12-01
K CAPITAL MANAGEMENT, LLC MEMBER direct 1999-05-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
ANCHORAGE ADVISORS MANAGEMENT, L.L.C. MANAGING MEMBER 07/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MANAGING MEMBER direct 2003-07-01
FERNANDEZ, DANIEL, EUGENIO GENERAL COUNSEL 03/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL COUNSEL direct 2022-03-01
ULRICH, KEVIN, MICHAEL CHAIRMAN 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
AKERMAN, ANDREW, JOHN CHIEF FINANCIAL OFFICER 02/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF FINANCIAL OFFICER direct 2022-02-01
BARON, YALE, JACOB CO-CHIEF INVESTMENT OFFICER 12/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CO-CHIEF INVESTMENT OFFICER direct 2021-12-01
BIRRELL, NATALIE, ANN PRESIDENT 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF OPERATING OFFICER direct 2007-02-01
DEUTSCHE ASSET MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2000-03-01 2001-01-30
DB INVESTMENT MANAGERS, INC. TREASURER & DIRECTOR direct 1999-06-01 2002-06-03
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 1999-06-01 2004-03-31
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2004-12-17
DB INVESTMENT MANAGERS, INC. PRESIDENT, CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2005-06-14
ARDEN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2005-09-01 2006-12-06
GOURNAY, THIBAULT, MATHIEU CO-CHIEF INVESTMENT OFFICER 12/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CO-CHIEF INVESTMENT OFFICER direct 2021-12-01
DUNLEAVY, ROBERT, O. CHIEF OPERATING OFFICER 01/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
DB INVESTMENT MANAGERS, INC. VICE PRESIDENT direct 2002-10-01
YOUNG, DAVID CHIEF COMPLIANCE OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF COMPLIANCE OFFICER direct 2014-08-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP MEMBER RCP GP, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RCGM, LLC MANAGING MEMBER RESERVOIR CAPITAL GROUP, LLC 02/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 1997-02-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1998-08-01
CHAMBERS ENERGY MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-12-01
CLEARLAKE CAPITAL GROUP, L.P. MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1997-10-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 1998-08-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP LIMITED PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
HUFF, CRAIG, ALLEN SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 2007-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-08-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 2007-11-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
ULRICH, KEVIN, MICHAEL MANAGING MEMBER ANCHORAGE ADVISORS MANAGEMENT, L.L.C. 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
STERN, DANIEL, HENNELLY SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 1997-02-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-07-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
RCP GP, LLC GENERAL PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR PCA FUND (CAYMAN), LP 10/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ANCHORAGE CREDIT FUNDING 5, LTD. Cayman Islands 805-1399584726 Securitized Asset Fund 511,014,317 0
610 FUNDING CLO 1, LTD. Cayman Islands 805-6625226359 Securitized Asset Fund 309,843,806 0
ANCHORAGE CAPITAL EUROPE CLO 2021-4 DAC Ireland 805-8579982652 Securitized Asset Fund 502,523,640 0
ANCHORAGE CAPITAL CLO 1-R, LTD. Cayman Islands 805-4288128005 Securitized Asset Fund 498,929,320 0
PCI FUND LLC United States 805-7912608169 Hedge Fund 232,409,000 0
ANCHORAGE CREDIT FUNDING 10, LTD. Cayman Islands 805-4028086119 Securitized Asset Fund 498,666,612 0
ANCHORAGE CAPITAL CLO 17, LTD. Cayman Islands 805-1135009783 Securitized Asset Fund 447,467,520 0
AIO IV AIV TRUST Cayman Islands 805-8134779224 Hedge Fund 1,832,826 0
ANCHORAGE CREDIT FUNDING 14, LTD. Cayman Islands 805-5586376299 Securitized Asset Fund 397,472,233 0
ANCHORAGE CAPITAL CLO 25, LTD. Cayman Islands 805-8801614767 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 18, LTD. Cayman Islands 805-3612942778 Securitized Asset Fund 398,246,997 0
ANCHORAGE CAPITAL CLO 19, LTD. Cayman Islands 805-9333128272 Securitized Asset Fund 497,600,005 0
ANCHORAGE CAPITAL CLO 23, LTD. Cayman Islands 805-1759735114 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 24, LTD. Cayman Islands 805-6238389896 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 6 DAC Ireland 805-3842931611 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 20, LTD. Cayman Islands 805-8989566168 Securitized Asset Fund 398,439,965 0
ANCHORAGE CAPITAL CLO 21, LTD. Cayman Islands 805-9566642590 Securitized Asset Fund 396,791,438 0
ANCHORAGE CREDIT FUNDING 13, LTD. Cayman Islands 805-6634968806 Securitized Asset Fund 621,798,450 0
ANCHORAGE CAPITAL CLO 22, LTD. Cayman Islands 805-1359868589 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 5 DAC Ireland 805-1692861175 Securitized Asset Fund 485,163,736 0
610 FUNDING CLO 2, LTD. Cayman Islands 805-6653775243 Securitized Asset Fund 399,287,616 0
ANCHORAGE CAPITAL CLO 16, LTD. Cayman Islands 805-3625749936 Securitized Asset Fund 447,197,718 0
ANCHORAGE CAPITAL CLO 11, LTD. Cayman Islands 805-1272856905 Securitized Asset Fund 399,804,094 0
ANCHORAGE CAPITAL EUROPE CLO 1 DAC Ireland 805-8283580802 Securitized Asset Fund 456,281,008 0
ANCHORAGE CAPITAL CLO 5-R, LTD. Cayman Islands 805-9448928933 Securitized Asset Fund 437,751,426 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER III, L.P. Cayman Islands 805-3491122671 Hedge Fund 82,507,000 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 4-R, LTD. Cayman Islands 805-5301530348 Securitized Asset Fund 597,039,379 0
AIO IV AIV, L.P. United States 805-5868107757 Hedge Fund 3,703,492 0
ANCHORAGE CREDIT FUNDING 6, LTD. Cayman Islands 805-8841187025 Securitized Asset Fund 503,013,083 0
ANCHORAGE STRUCTURED CREDIT MASTER FUND, L.P. Cayman Islands 805-3833094626 Hedge Fund 347,064,000 1,000,000 Master Fund Fund of Funds
ANCHORAGE CREDIT FUNDING 11, LTD. Cayman Islands 805-8259580038 Securitized Asset Fund 399,653,759 0
BHCB HOLDINGS LLC United States 805-7043750770 Hedge Fund 29,966,000 0
ANCHORAGE CREDIT FUNDING 2, LTD. Cayman Islands 805-4990166672 Securitized Asset Fund 503,789,859 0
ANCHORAGE CO-INVESTMENT FUND, L.P. - SERIES A United States 805-7732509541 Private Equity Fund 123,776,000 1,000,000
ANCHORAGE CAPITAL CLO 13, LTD. Cayman Islands 805-1132622584 Securitized Asset Fund 498,432,176 0
ANCHORAGE CREDIT OPPORTUNITIES CLO 1, LTD. Cayman Islands 805-4880793498 Securitized Asset Fund 414,198,697 0
ANCHORAGE CAPITAL CLO 6, LTD. Cayman Islands 805-1577518037 Securitized Asset Fund 545,526,545 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VII (A), L.P. Cayman Islands 805-7251757401 Hedge Fund 1,714,293,000 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 15, LTD. Cayman Islands 805-1736483629 Securitized Asset Fund 349,604,614 0
ANCHORAGE CREDIT FUNDING 8, LTD. Cayman Islands 805-1047955724 Securitized Asset Fund 362,765,069 0
ANCHORAGE SSC-B (CI), L.L.C. Cayman Islands 805-9430341421 Hedge Fund 103,312,000 100,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 9, LTD. Cayman Islands 805-8982682317 Securitized Asset Fund 401,502,592 0
ANCHORAGE CREDIT FUNDING 7, LTD. Cayman Islands 805-7557038678 Securitized Asset Fund 303,142,881 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (A), L.P. Cayman Islands 805-5172044542 Hedge Fund 1,534,055,000 10,000,000 Master Fund
ANCHORAGE CAPITAL EUROPE CLO 2 DAC Ireland 805-2578615328 Securitized Asset Fund 452,721,019 0
ANCHORAGE CAPITAL CLO 8, LTD. Cayman Islands 805-4845622713 Securitized Asset Fund 403,467,702 0
ANCHORAGE CAPITAL EUROPE CLO 3 DAC Ireland 805-1628251369 Securitized Asset Fund 452,917,962 0
ANCHORAGE CAPITAL CLO 2013-1, LTD. Cayman Islands 805-1045968733 Securitized Asset Fund 548,416,714 0
ANCHORAGE CAPITAL CLO 3-R, LTD. Cayman Islands 805-6232873612 Securitized Asset Fund 496,418,822 0
ANCHORAGE CREDIT FUNDING 12, LTD. Cayman Islands 805-7280654816 Securitized Asset Fund 297,740,853 0
PCI-LOC II, L.L.C. United States 805-3519806864 Hedge Fund 219,966,000 0
ANCHORAGE CREDIT FUNDING 1, LTD. Cayman Islands 805-4146672953 Securitized Asset Fund 530,208,847 0
ANCHORAGE CREDIT FUNDING 3, LTD. Cayman Islands 805-8346614972 Securitized Asset Fund 503,666,056 0
ANCHORAGE CAPITAL CLO 7, LTD. Cayman Islands 805-5181299556 Securitized Asset Fund 596,823,877 0
ANCHORAGE LPC-V, L.P. United States 805-7032081268 Hedge Fund 375,661,000 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER V, L.P. Cayman Islands 805-2557132199 Hedge Fund 1,829,720,000 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER IV, L.P. Cayman Islands 805-1974386633 Hedge Fund 102,969,000 10,000,000 Master Fund
AIO V AIV, L.P. United States 805-4598637790 Hedge Fund 91,019,358 0
ANCHORAGE CAPITAL CLO 9, LTD. Cayman Islands 805-2202107176 Securitized Asset Fund 549,758,488 0
ANCHORAGE CAPITAL CLO 2018-10, LTD. Cayman Islands 805-1041380576 Securitized Asset Fund 397,905,350 0
ANCHORAGE CAPITAL MASTER OFFSHORE, LTD. Cayman Islands 805-5198736608 Hedge Fund 7,792,039,000 10,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 4, LTD. Cayman Islands 805-3113056262 Securitized Asset Fund 752,545,525 0

ANCHORAGE CAPITAL GROUP, L.L.C.

ownership team - last updated 2021-11-24
Name Title Start Date Direct/Indirect % Ownership
RESERVOIR CAPITAL PARTNERS, LP MEMBER 07/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2003-07-01
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-12-01
K CAPITAL MANAGEMENT, LLC MEMBER direct 1999-05-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
ANCHORAGE ADVISORS MANAGEMENT, L.L.C. MANAGING MEMBER 07/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MANAGING MEMBER direct 2003-07-01
ULRICH, KEVIN, MICHAEL CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
BIRRELL, NATALIE, ANN CHIEF OPERATING OFFICER 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF OPERATING OFFICER direct 2007-02-01
DEUTSCHE ASSET MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2000-03-01 2001-01-30
DB INVESTMENT MANAGERS, INC. TREASURER & DIRECTOR direct 1999-06-01 2002-06-03
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 1999-06-01 2004-03-31
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2004-12-17
DB INVESTMENT MANAGERS, INC. PRESIDENT, CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2005-06-14
ARDEN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2005-09-01 2006-12-06
ROSENBERG, ERIC CHIEF FINANCIAL OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO CAPITAL ADVISORS LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE ALTIUS ADVISORS AN L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS) direct 2008-05-01
BLACKSTONE ALTIUS ADVISORS L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS) direct 2008-05-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CHIEF FINANCIAL OFFICER direct 2009-03-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF FINANCIAL OFFICER direct 2016-04-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CHIEF FINANCIAL OFFICER direct 2010-05-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CHIEF FINANCIAL OFFICER direct 2010-05-01
YOUNG, DAVID CHIEF COMPLIANCE OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF COMPLIANCE OFFICER direct 2014-08-01
COHEN, JASON, ALEXANDER GENERAL COUNSEL 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL COUNSEL direct 2015-05-01
RCGM, LLC MANAGING MEMBER RESERVOIR CAPITAL GROUP, LLC 02/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 1997-02-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1998-08-01
CHAMBERS ENERGY MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-12-01
CLEARLAKE CAPITAL GROUP, L.P. MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1997-10-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 1998-08-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR PCA FUND (CAYMAN), LP 10/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01
RCP GP, LLC GENERAL PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
STERN, DANIEL, HENNELLY SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 1997-02-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-07-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
ULRICH, KEVIN, MICHAEL SENIOR MANAGING MEMBER ANCHORAGE ADVISORS MANAGEMENT, L.L.C. 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
HUFF, CRAIG, ALLEN SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 2007-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-08-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 2007-11-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP LIMITED PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP MEMBER RCP GP, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BHCB HOLDINGS LLC United States 805-7043750770 Hedge Fund 0 0
ANCHORAGE CREDIT FUNDING 2, LTD. Cayman Islands 805-4990166672 Securitized Asset Fund 504,821,854 0
ANCHORAGE OPPORTUNITIES METRIC MASTER FUND, L.P. Cayman Islands 805-9184888824 Hedge Fund 210,176,364 500,000 Master Fund
ANCHORAGE CO-INVESTMENT FUND, L.P. - SERIES A United States 805-7732509541 Private Equity Fund 124,815,194 1,000,000
ANCHORAGE CAPITAL CLO 13, LTD. Cayman Islands 805-1132622584 Securitized Asset Fund 487,711,031 0
ANCHORAGE CREDIT OPPORTUNITIES CLO 1, LTD. Cayman Islands 805-4880793498 Securitized Asset Fund 393,601,645 0
ANCHORAGE CAPITAL CLO 6, LTD. Cayman Islands 805-1577518037 Securitized Asset Fund 529,824,836 0
AIO IV AIV TRUST Cayman Islands 805-8134779224 Hedge Fund 3,665,713 0
ANCHORAGE CAPITAL CLO 1-R, LTD. Cayman Islands 805-4288128005 Securitized Asset Fund 486,608,998 0
PCI FUND LLC United States 805-7912608169 Hedge Fund 180,843,686 0
ANCHORAGE CREDIT FUNDING 10, LTD. Cayman Islands 805-4028086119 Securitized Asset Fund 510,691,835 0
ANCHORAGE CREDIT FUNDING 11, LTD. Cayman Islands 805-8259580038 Securitized Asset Fund 411,154,490 0
610 FUNDING CLO 1, LTD. Cayman Islands 805-6625226359 Securitized Asset Fund 379,929,325 0
ANCHORAGE CAPITAL EUROPE CLO 2021-4 DAC Ireland 805-8579982652 Securitized Asset Fund 0 0
ANCHORAGE CREDIT FUNDING 12, LTD. Cayman Islands 805-7280654816 Securitized Asset Fund 302,918,675 0
610 FUNDING CLO 3, LTD. Cayman Islands 805-7462410735 Securitized Asset Fund 380,004,854 0
PCI-LOC II, L.L.C. United States 805-3519806864 Hedge Fund 292,644,271 0
ANCHORAGE CREDIT FUNDING 1, LTD. Cayman Islands 805-4146672953 Securitized Asset Fund 522,427,736 0
ANCHORAGE CREDIT FUNDING 3, LTD. Cayman Islands 805-8346614972 Securitized Asset Fund 435,135,335 0
ANCHORAGE CAPITAL CLO 7, LTD. Cayman Islands 805-5181299556 Securitized Asset Fund 583,336,314 0
ANCHORAGE LPC-V, L.P. United States 805-7032081268 Hedge Fund 294,623,062 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER V, L.P. Cayman Islands 805-2557132199 Hedge Fund 1,306,989,778 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER IV, L.P. Cayman Islands 805-1974386633 Hedge Fund 435,276,863 10,000,000 Master Fund
AIO V AIV, L.P. United States 805-4598637790 Hedge Fund 36,227,147 0
ANCHORAGE CAPITAL CLO 9, LTD. Cayman Islands 805-2202107176 Securitized Asset Fund 540,774,317 0
AIO V AIV TRUST Cayman Islands 805-4019916841 Hedge Fund 139,021 0
ANCHORAGE CAPITAL CLO 2018-10, LTD. Cayman Islands 805-1041380576 Securitized Asset Fund 390,898,838 0
ANCHORAGE CAPITAL MASTER OFFSHORE, LTD. Cayman Islands 805-5198736608 Hedge Fund 10,384,423,593 10,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 4, LTD. Cayman Islands 805-3113056262 Securitized Asset Fund 506,940,628 0
610 FUNDING CLO 2, LTD. Cayman Islands 805-6653775243 Securitized Asset Fund 383,813,005 0
ANCHORAGE CAPITAL CLO 16, LTD. Cayman Islands 805-3625749936 Securitized Asset Fund 444,775,089 0
ANCHORAGE CAPITAL CLO 11, LTD. Cayman Islands 805-1272856905 Securitized Asset Fund 394,241,357 0
ANCHORAGE CAPITAL EUROPE CLO 1 DAC Ireland 805-8283580802 Securitized Asset Fund 486,257,646 0
ANCHORAGE CAPITAL CLO 5-R, LTD. Cayman Islands 805-9448928933 Securitized Asset Fund 484,393,310 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER III, L.P. Cayman Islands 805-3491122671 Hedge Fund 73,023,315 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 4-R, LTD. Cayman Islands 805-5301530348 Securitized Asset Fund 579,839,943 0
AIO IV AIV, L.P. United States 805-5868107757 Hedge Fund 6,732,241 0
ANCHORAGE CREDIT FUNDING 6, LTD. Cayman Islands 805-8841187025 Securitized Asset Fund 503,593,889 0
ANCHORAGE STRUCTURED CREDIT MASTER FUND, L.P. Cayman Islands 805-3833094626 Hedge Fund 300,767,075 1,000,000 Master Fund Fund of Funds
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VII (A), L.P. Cayman Islands 805-7251757401 Hedge Fund 1,049,191,151 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 15, LTD. Cayman Islands 805-1736483629 Securitized Asset Fund 347,194,507 0
ANCHORAGE CREDIT FUNDING 8, LTD. Cayman Islands 805-1047955724 Securitized Asset Fund 360,949,511 0
ANCHORAGE SSC-B (CI), L.L.C. Cayman Islands 805-9430341421 Hedge Fund 110,839,866 100,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 9, LTD. Cayman Islands 805-8982682317 Securitized Asset Fund 406,725,791 0
ANCHORAGE CREDIT FUNDING 7, LTD. Cayman Islands 805-7557038678 Securitized Asset Fund 301,842,677 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (A), L.P. Cayman Islands 805-5172044542 Hedge Fund 1,591,465,789 10,000,000 Master Fund
ANCHORAGE EUROPE CREDIT FUNDING 1 DAC Ireland 805-3640280861 Securitized Asset Fund 369,744,726 0
ANCHORAGE CAPITAL EUROPE CLO 2 DAC Ireland 805-2578615328 Securitized Asset Fund 488,253,866 0
ANCHORAGE CAPITAL CLO 8, LTD. Cayman Islands 805-4845622713 Securitized Asset Fund 447,736,313 0
ANCHORAGE CAPITAL EUROPE CLO 3 DAC Ireland 805-1628251369 Securitized Asset Fund 481,522,653 0
ANCHORAGE CAPITAL CLO 2013-1, LTD. Cayman Islands 805-1045968733 Securitized Asset Fund 536,148,816 0
ANCHORAGE CAPITAL CLO 3-R, LTD. Cayman Islands 805-6232873612 Securitized Asset Fund 482,314,922 0
ANCHORAGE CREDIT FUNDING 5, LTD. Cayman Islands 805-1399584726 Securitized Asset Fund 519,796,316 0

ANCHORAGE CAPITAL GROUP, L.L.C.

ownership team - last updated 2021-05-28
Name Title Start Date Direct/Indirect % Ownership
RESERVOIR CAPITAL PARTNERS, LP MEMBER 07/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2003-07-01
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-12-01
K CAPITAL MANAGEMENT, LLC MEMBER direct 1999-05-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
ANCHORAGE ADVISORS MANAGEMENT, L.L.C. MANAGING MEMBER 07/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MANAGING MEMBER direct 2003-07-01
ULRICH, KEVIN, MICHAEL CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
BIRRELL, NATALIE, ANN CHIEF OPERATING OFFICER 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF OPERATING OFFICER direct 2007-02-01
DEUTSCHE ASSET MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2000-03-01 2001-01-30
DB INVESTMENT MANAGERS, INC. TREASURER & DIRECTOR direct 1999-06-01 2002-06-03
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 1999-06-01 2004-03-31
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2004-12-17
DB INVESTMENT MANAGERS, INC. PRESIDENT, CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2005-06-14
ARDEN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2005-09-01 2006-12-06
ROSENBERG, ERIC CHIEF FINANCIAL OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO CAPITAL ADVISORS LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE ALTIUS ADVISORS AN L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS) direct 2008-05-01
BLACKSTONE ALTIUS ADVISORS L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS) direct 2008-05-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CHIEF FINANCIAL OFFICER direct 2009-03-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF FINANCIAL OFFICER direct 2016-04-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CHIEF FINANCIAL OFFICER direct 2010-05-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CHIEF FINANCIAL OFFICER direct 2010-05-01
YOUNG, DAVID CHIEF COMPLIANCE OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF COMPLIANCE OFFICER direct 2014-08-01
COHEN, JASON, ALEXANDER GENERAL COUNSEL 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL COUNSEL direct 2015-05-01
RCGM, LLC MANAGING MEMBER RESERVOIR CAPITAL GROUP, LLC 02/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 1997-02-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1998-08-01
CHAMBERS ENERGY MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-12-01
CLEARLAKE CAPITAL GROUP, L.P. MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1997-10-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 1998-08-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR PCA FUND (CAYMAN), LP 10/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01
RCP GP, LLC GENERAL PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
STERN, DANIEL, HENNELLY SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 1997-02-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-07-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
ULRICH, KEVIN, MICHAEL SENIOR MANAGING MEMBER ANCHORAGE ADVISORS MANAGEMENT, L.L.C. 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
HUFF, CRAIG, ALLEN SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 2007-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-08-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 2007-11-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP LIMITED PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP MEMBER RCP GP, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ANCHORAGE CREDIT FUNDING 2, LTD. Cayman Islands 805-4990166672 Securitized Asset Fund 504,821,854 0
ANCHORAGE OPPORTUNITIES METRIC MASTER FUND, L.P. Cayman Islands 805-9184888824 Hedge Fund 210,176,364 500,000 Master Fund
ANCHORAGE CO-INVESTMENT FUND, L.P. - SERIES A United States 805-7732509541 Private Equity Fund 124,815,194 1,000,000
ANCHORAGE CAPITAL CLO 13, LTD. Cayman Islands 805-1132622584 Securitized Asset Fund 487,711,031 0
ANCHORAGE CREDIT OPPORTUNITIES CLO 1, LTD. Cayman Islands 805-4880793498 Securitized Asset Fund 393,601,645 0
ANCHORAGE CAPITAL CLO 6, LTD. Cayman Islands 805-1577518037 Securitized Asset Fund 529,824,836 0
AIO IV AIV TRUST Cayman Islands 805-8134779224 Hedge Fund 3,665,713 0
ANCHORAGE CAPITAL CLO 1-R, LTD. Cayman Islands 805-4288128005 Securitized Asset Fund 486,608,998 0
PCI FUND LLC United States 805-7912608169 Hedge Fund 180,843,686 0
ANCHORAGE CREDIT FUNDING 10, LTD. Cayman Islands 805-4028086119 Securitized Asset Fund 510,691,835 0
ANCHORAGE CREDIT FUNDING 11, LTD. Cayman Islands 805-8259580038 Securitized Asset Fund 411,154,490 0
610 FUNDING CLO 1, LTD. Cayman Islands 805-6625226359 Securitized Asset Fund 379,929,325 0
ANCHORAGE CAPITAL EUROPE CLO 2021-4 DAC Ireland 805-8579982652 Securitized Asset Fund 0 0
ANCHORAGE CREDIT FUNDING 12, LTD. Cayman Islands 805-7280654816 Securitized Asset Fund 302,918,675 0
610 FUNDING CLO 3, LTD. Cayman Islands 805-7462410735 Securitized Asset Fund 380,004,854 0
PCI-LOC II, L.L.C. United States 805-3519806864 Hedge Fund 292,644,271 0
ANCHORAGE CREDIT FUNDING 1, LTD. Cayman Islands 805-4146672953 Securitized Asset Fund 522,427,736 0
ANCHORAGE CREDIT FUNDING 3, LTD. Cayman Islands 805-8346614972 Securitized Asset Fund 435,135,335 0
ANCHORAGE CAPITAL CLO 7, LTD. Cayman Islands 805-5181299556 Securitized Asset Fund 583,336,314 0
ANCHORAGE LPC-V, L.P. United States 805-7032081268 Hedge Fund 294,623,062 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER V, L.P. Cayman Islands 805-2557132199 Hedge Fund 1,306,989,778 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER IV, L.P. Cayman Islands 805-1974386633 Hedge Fund 435,276,863 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 9, LTD. Cayman Islands 805-2202107176 Securitized Asset Fund 540,774,317 0
AIO V AIV TRUST Cayman Islands 805-4019916841 Hedge Fund 139,021 0
ANCHORAGE CAPITAL CLO 2018-10, LTD. Cayman Islands 805-1041380576 Securitized Asset Fund 390,898,838 0
AIO V AIV, L.P. United States 805-4598637790 Hedge Fund 36,227,147 0
ANCHORAGE CREDIT FUNDING 4, LTD. Cayman Islands 805-3113056262 Securitized Asset Fund 506,940,628 0
610 FUNDING CLO 2, LTD. Cayman Islands 805-6653775243 Securitized Asset Fund 383,813,005 0
ANCHORAGE CAPITAL MASTER OFFSHORE, LTD. Cayman Islands 805-5198736608 Hedge Fund 10,384,423,593 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 11, LTD. Cayman Islands 805-1272856905 Securitized Asset Fund 394,241,357 0
ANCHORAGE CAPITAL EUROPE CLO 1 DAC Ireland 805-8283580802 Securitized Asset Fund 486,257,646 0
ANCHORAGE CAPITAL CLO 5-R, LTD. Cayman Islands 805-9448928933 Securitized Asset Fund 484,393,310 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (A), L.P. Cayman Islands 805-5172044542 Hedge Fund 1,591,465,789 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 16, LTD. Cayman Islands 805-3625749936 Securitized Asset Fund 444,775,089 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER III, L.P. Cayman Islands 805-3491122671 Hedge Fund 73,023,315 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 4-R, LTD. Cayman Islands 805-5301530348 Securitized Asset Fund 579,839,943 0
AIO IV AIV, L.P. United States 805-5868107757 Hedge Fund 6,732,241 0
ANCHORAGE CREDIT FUNDING 6, LTD. Cayman Islands 805-8841187025 Securitized Asset Fund 503,593,889 0
ANCHORAGE STRUCTURED CREDIT MASTER FUND, L.P. Cayman Islands 805-3833094626 Hedge Fund 300,767,075 1,000,000 Master Fund Fund of Funds
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VII (A), L.P. Cayman Islands 805-7251757401 Hedge Fund 1,049,191,151 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 15, LTD. Cayman Islands 805-1736483629 Securitized Asset Fund 347,194,507 0
ANCHORAGE CREDIT FUNDING 8, LTD. Cayman Islands 805-1047955724 Securitized Asset Fund 360,949,511 0
ANCHORAGE SSC-B (CI), L.L.C. Cayman Islands 805-9430341421 Hedge Fund 110,839,866 100,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 9, LTD. Cayman Islands 805-8982682317 Securitized Asset Fund 406,725,791 0
ANCHORAGE CREDIT FUNDING 7, LTD. Cayman Islands 805-7557038678 Securitized Asset Fund 301,842,677 0
ANCHORAGE EUROPE CREDIT FUNDING 1 DAC Ireland 805-3640280861 Securitized Asset Fund 369,744,726 0
ANCHORAGE CAPITAL EUROPE CLO 2 DAC Ireland 805-2578615328 Securitized Asset Fund 488,253,866 0
ANCHORAGE CAPITAL EUROPE CLO 3 DAC Ireland 805-1628251369 Securitized Asset Fund 481,522,653 0
ANCHORAGE CAPITAL CLO 2013-1, LTD. Cayman Islands 805-1045968733 Securitized Asset Fund 536,148,816 0
ANCHORAGE CAPITAL CLO 8, LTD. Cayman Islands 805-4845622713 Securitized Asset Fund 447,736,313 0
ANCHORAGE CREDIT FUNDING 5, LTD. Cayman Islands 805-1399584726 Securitized Asset Fund 519,796,316 0
ANCHORAGE CAPITAL CLO 3-R, LTD. Cayman Islands 805-6232873612 Securitized Asset Fund 482,314,922 0

ANCHORAGE CAPITAL GROUP, L.L.C.

ownership team - last updated 2021-03-31
Name Title Start Date Direct/Indirect % Ownership
RESERVOIR CAPITAL PARTNERS, LP MEMBER 07/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2003-07-01
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-12-01
K CAPITAL MANAGEMENT, LLC MEMBER direct 1999-05-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
ANCHORAGE ADVISORS MANAGEMENT, L.L.C. MANAGING MEMBER 07/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MANAGING MEMBER direct 2003-07-01
ULRICH, KEVIN, MICHAEL CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
BIRRELL, NATALIE, ANN CHIEF OPERATING OFFICER 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF OPERATING OFFICER direct 2007-02-01
DEUTSCHE ASSET MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2000-03-01 2001-01-30
DB INVESTMENT MANAGERS, INC. TREASURER & DIRECTOR direct 1999-06-01 2002-06-03
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 1999-06-01 2004-03-31
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2004-12-17
DB INVESTMENT MANAGERS, INC. PRESIDENT, CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2005-06-14
ARDEN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2005-09-01 2006-12-06
ROSENBERG, ERIC CHIEF FINANCIAL OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO CAPITAL ADVISORS LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE ALTIUS ADVISORS AN L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS) direct 2008-05-01
BLACKSTONE ALTIUS ADVISORS L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS) direct 2008-05-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CHIEF FINANCIAL OFFICER direct 2009-03-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF FINANCIAL OFFICER direct 2016-04-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CHIEF FINANCIAL OFFICER direct 2010-05-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CHIEF FINANCIAL OFFICER direct 2010-05-01
YOUNG, DAVID CHIEF COMPLIANCE OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF COMPLIANCE OFFICER direct 2014-08-01
COHEN, JASON, ALEXANDER GENERAL COUNSEL 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL COUNSEL direct 2015-05-01
RCGM, LLC MANAGING MEMBER RESERVOIR CAPITAL GROUP, LLC 02/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 1997-02-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1998-08-01
CHAMBERS ENERGY MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-12-01
CLEARLAKE CAPITAL GROUP, L.P. MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1997-10-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 1998-08-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR PCA FUND (CAYMAN), LP 10/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01
RCP GP, LLC GENERAL PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
STERN, DANIEL, HENNELLY SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 1997-02-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-07-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
ULRICH, KEVIN, MICHAEL SENIOR MANAGING MEMBER ANCHORAGE ADVISORS MANAGEMENT, L.L.C. 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
HUFF, CRAIG, ALLEN SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 2007-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-08-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 2007-11-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP LIMITED PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP MEMBER RCP GP, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
610 FUNDING CLO 2, LTD. Cayman Islands 805-6653775243 Securitized Asset Fund 383,813,005 0
ANCHORAGE CAPITAL MASTER OFFSHORE, LTD. Cayman Islands 805-5198736608 Hedge Fund 10,384,423,593 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 5-R, LTD. Cayman Islands 805-9448928933 Securitized Asset Fund 484,393,310 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (A), L.P. Cayman Islands 805-5172044542 Hedge Fund 1,591,465,789 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 16, LTD. Cayman Islands 805-3625749936 Securitized Asset Fund 444,775,089 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER III, L.P. Cayman Islands 805-3491122671 Hedge Fund 73,023,315 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 4-R, LTD. Cayman Islands 805-5301530348 Securitized Asset Fund 579,839,943 0
AIO IV AIV, L.P. United States 805-5868107757 Hedge Fund 6,732,241 0
ANCHORAGE CREDIT FUNDING 6, LTD. Cayman Islands 805-8841187025 Securitized Asset Fund 503,593,889 0
ANCHORAGE STRUCTURED CREDIT MASTER FUND, L.P. Cayman Islands 805-3833094626 Hedge Fund 300,767,075 1,000,000 Master Fund Fund of Funds
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VII (A), L.P. Cayman Islands 805-7251757401 Hedge Fund 1,049,191,151 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 15, LTD. Cayman Islands 805-1736483629 Securitized Asset Fund 347,194,507 0
ANCHORAGE CREDIT FUNDING 8, LTD. Cayman Islands 805-1047955724 Securitized Asset Fund 360,949,511 0
ANCHORAGE SSC-B (CI), L.L.C. Cayman Islands 805-9430341421 Hedge Fund 110,839,866 100,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 9, LTD. Cayman Islands 805-8982682317 Securitized Asset Fund 406,725,791 0
ANCHORAGE CREDIT FUNDING 7, LTD. Cayman Islands 805-7557038678 Securitized Asset Fund 301,842,677 0
ANCHORAGE CAPITAL CLO 11, LTD. Cayman Islands 805-1272856905 Securitized Asset Fund 394,241,357 0
ANCHORAGE CAPITAL EUROPE CLO 1 DAC Ireland 805-8283580802 Securitized Asset Fund 486,257,646 0
ANCHORAGE EUROPE CREDIT FUNDING 1 DAC Ireland 805-3640280861 Securitized Asset Fund 369,744,726 0
ANCHORAGE CAPITAL EUROPE CLO 2 DAC Ireland 805-2578615328 Securitized Asset Fund 488,253,866 0
ANCHORAGE CAPITAL EUROPE CLO 3 DAC Ireland 805-1628251369 Securitized Asset Fund 481,522,653 0
ANCHORAGE CAPITAL CLO 2013-1, LTD. Cayman Islands 805-1045968733 Securitized Asset Fund 536,148,816 0
ANCHORAGE CAPITAL CLO 8, LTD. Cayman Islands 805-4845622713 Securitized Asset Fund 447,736,313 0
ANCHORAGE CREDIT FUNDING 5, LTD. Cayman Islands 805-1399584726 Securitized Asset Fund 519,796,316 0
ANCHORAGE CAPITAL CLO 3-R, LTD. Cayman Islands 805-6232873612 Securitized Asset Fund 482,314,922 0
ANCHORAGE CREDIT FUNDING 2, LTD. Cayman Islands 805-4990166672 Securitized Asset Fund 504,821,854 0
ANCHORAGE OPPORTUNITIES METRIC MASTER FUND, L.P. Cayman Islands 805-9184888824 Hedge Fund 210,176,364 500,000 Master Fund
ANCHORAGE CO-INVESTMENT FUND, L.P. - SERIES A United States 805-7732509541 Private Equity Fund 124,815,194 1,000,000
ANCHORAGE CAPITAL CLO 13, LTD. Cayman Islands 805-1132622584 Securitized Asset Fund 487,711,031 0
ANCHORAGE CREDIT OPPORTUNITIES CLO 1, LTD. Cayman Islands 805-4880793498 Securitized Asset Fund 393,601,645 0
ANCHORAGE CAPITAL CLO 6, LTD. Cayman Islands 805-1577518037 Securitized Asset Fund 529,824,836 0
AIO IV AIV TRUST Cayman Islands 805-8134779224 Hedge Fund 3,665,713 0
ANCHORAGE CAPITAL CLO 1-R, LTD. Cayman Islands 805-4288128005 Securitized Asset Fund 486,608,998 0
PCI FUND LLC United States 805-7912608169 Hedge Fund 180,843,686 0
ANCHORAGE CREDIT FUNDING 1, LTD. Cayman Islands 805-4146672953 Securitized Asset Fund 522,427,736 0
ANCHORAGE CREDIT FUNDING 3, LTD. Cayman Islands 805-8346614972 Securitized Asset Fund 435,135,335 0
ANCHORAGE CAPITAL CLO 7, LTD. Cayman Islands 805-5181299556 Securitized Asset Fund 583,336,314 0
ANCHORAGE LPC-V, L.P. United States 805-7032081268 Hedge Fund 294,623,062 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER V, L.P. Cayman Islands 805-2557132199 Hedge Fund 1,306,989,778 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER IV, L.P. Cayman Islands 805-1974386633 Hedge Fund 435,276,863 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 9, LTD. Cayman Islands 805-2202107176 Securitized Asset Fund 540,774,317 0
AIO V AIV TRUST Cayman Islands 805-4019916841 Hedge Fund 139,021 0
ANCHORAGE CAPITAL CLO 2018-10, LTD. Cayman Islands 805-1041380576 Securitized Asset Fund 390,898,838 0
AIO V AIV, L.P. United States 805-4598637790 Hedge Fund 36,227,147 0
ANCHORAGE CREDIT FUNDING 4, LTD. Cayman Islands 805-3113056262 Securitized Asset Fund 506,940,628 0
PCI-LOC II, L.L.C. United States 805-3519806864 Hedge Fund 292,644,271 0
ANCHORAGE CREDIT FUNDING 10, LTD. Cayman Islands 805-4028086119 Securitized Asset Fund 510,691,835 0
ANCHORAGE CREDIT FUNDING 11, LTD. Cayman Islands 805-8259580038 Securitized Asset Fund 411,154,490 0
610 FUNDING CLO 1, LTD. Cayman Islands 805-6625226359 Securitized Asset Fund 379,929,325 0
ANCHORAGE CAPITAL EUROPE CLO 2021-4 DAC Ireland 805-8579982652 Securitized Asset Fund 0 0
ANCHORAGE CREDIT FUNDING 12, LTD. Cayman Islands 805-7280654816 Securitized Asset Fund 302,918,675 0
610 FUNDING CLO 3, LTD. Cayman Islands 805-7462410735 Securitized Asset Fund 380,004,854 0

ANCHORAGE CAPITAL GROUP, L.L.C.

ownership team - last updated 2020-11-24
Name Title Start Date Direct/Indirect % Ownership
RESERVOIR CAPITAL PARTNERS, LP MEMBER 07/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2003-07-01
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-12-01
K CAPITAL MANAGEMENT, LLC MEMBER direct 1999-05-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
ANCHORAGE ADVISORS MANAGEMENT, L.L.C. MANAGING MEMBER 07/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MANAGING MEMBER direct 2003-07-01
ULRICH, KEVIN, MICHAEL CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
BIRRELL, NATALIE, ANN CHIEF OPERATING OFFICER 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF OPERATING OFFICER direct 2007-02-01
DEUTSCHE ASSET MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2000-03-01 2001-01-30
DB INVESTMENT MANAGERS, INC. TREASURER & DIRECTOR direct 1999-06-01 2002-06-03
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 1999-06-01 2004-03-31
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2004-12-17
DB INVESTMENT MANAGERS, INC. PRESIDENT, CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2005-06-14
ARDEN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2005-09-01 2006-12-06
ROSENBERG, ERIC CHIEF FINANCIAL OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO CAPITAL ADVISORS LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE ALTIUS ADVISORS AN L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS) direct 2008-05-01
BLACKSTONE ALTIUS ADVISORS L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS) direct 2008-05-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CHIEF FINANCIAL OFFICER direct 2009-03-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF FINANCIAL OFFICER direct 2016-04-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CHIEF FINANCIAL OFFICER direct 2010-05-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CHIEF FINANCIAL OFFICER direct 2010-05-01
YOUNG, DAVID CHIEF COMPLIANCE OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF COMPLIANCE OFFICER direct 2014-08-01
COHEN, JASON, ALEXANDER GENERAL COUNSEL 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL COUNSEL direct 2015-05-01
RCGM, LLC MANAGING MEMBER RESERVOIR CAPITAL GROUP, LLC 02/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 1997-02-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1998-08-01
CHAMBERS ENERGY MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-12-01
CLEARLAKE CAPITAL GROUP, L.P. MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1997-10-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 1998-08-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR PCA FUND (CAYMAN), LP 10/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01
RCP GP, LLC GENERAL PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
STERN, DANIEL, HENNELLY SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 1997-02-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-07-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
ULRICH, KEVIN, MICHAEL SENIOR MANAGING MEMBER ANCHORAGE ADVISORS MANAGEMENT, L.L.C. 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
HUFF, CRAIG, ALLEN SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 2007-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-08-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 2007-11-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP LIMITED PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP MEMBER RCP GP, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ANCHORAGE CAPITAL CLO 8, LTD. Cayman Islands 805-4845622713 Securitized Asset Fund 489,088,303 0
ANCHORAGE CREDIT FUNDING 5, LTD. Cayman Islands 805-1399584726 Securitized Asset Fund 493,664,383 0
ANCHORAGE CAPITAL CLO 3-R, LTD. Cayman Islands 805-6232873612 Securitized Asset Fund 488,008,831 0
ANCHORAGE CREDIT FUNDING 2, LTD. Cayman Islands 805-4990166672 Securitized Asset Fund 405,472,607 0
ANCHORAGE OPPORTUNITIES METRIC MASTER FUND, L.P. Cayman Islands 805-9184888824 Hedge Fund 0 500,000 Master Fund
ANCHORAGE CO-INVESTMENT FUND, L.P. - SERIES A United States 805-7732509541 Private Equity Fund 0 1,000,000
ANCHORAGE CAPITAL CLO 13, LTD. Cayman Islands 805-1132622584 Securitized Asset Fund 492,538,137 0
ANCHORAGE CAPITAL CLO 11, LTD. Cayman Islands 805-1272856905 Securitized Asset Fund 396,591,738 0
ANCHORAGE CAPITAL EUROPE CLO 1 DAC Ireland 805-8283580802 Securitized Asset Fund 448,228,619 0
ANCHORAGE EUROPE CREDIT FUNDING 1 DAC Ireland 805-3640280861 Securitized Asset Fund 339,998,751 0
ANCHORAGE CREDIT FUNDING 7, LTD. Cayman Islands 805-7557038678 Securitized Asset Fund 287,541,130 0
ANCHORAGE CAPITAL EUROPE CLO 2 DAC Ireland 805-2578615328 Securitized Asset Fund 446,103,656 0
ANCHORAGE CAPITAL EUROPE CLO 3 DAC Ireland 805-1628251369 Securitized Asset Fund 447,856,265 0
ANCHORAGE CAPITAL CLO 2013-1, LTD. Cayman Islands 805-1045968733 Securitized Asset Fund 539,423,066 0
ANCHORAGE CREDIT OPPORTUNITIES CLO 1, LTD. Cayman Islands 805-4880793498 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 6, LTD. Cayman Islands 805-1577518037 Securitized Asset Fund 537,882,564 0
AIO IV AIV TRUST Cayman Islands 805-8134779224 Hedge Fund 2,559,170 0
ANCHORAGE CAPITAL CLO 1-R, LTD. Cayman Islands 805-4288128005 Securitized Asset Fund 489,022,708 0
PCI FUND LLC United States 805-7912608169 Hedge Fund 175,348,303 0
ANCHORAGE CREDIT FUNDING 1, LTD. Cayman Islands 805-4146672953 Securitized Asset Fund 507,454,303 0
ANCHORAGE CREDIT FUNDING 3, LTD. Cayman Islands 805-8346614972 Securitized Asset Fund 421,488,668 0
ANCHORAGE CAPITAL CLO 7, LTD. Cayman Islands 805-5181299556 Securitized Asset Fund 637,578,096 0
ANCHORAGE LPC-V, L.P. United States 805-7032081268 Hedge Fund 198,564,111 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER V, L.P. Cayman Islands 805-2557132199 Hedge Fund 1,279,111,750 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER IV, L.P. Cayman Islands 805-1974386633 Hedge Fund 475,045,493 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 9, LTD. Cayman Islands 805-2202107176 Securitized Asset Fund 538,859,343 0
AIO V AIV TRUST Cayman Islands 805-4019916841 Hedge Fund 885,775 0
ANCHORAGE CAPITAL CLO 2018-10, LTD. Cayman Islands 805-1041380576 Securitized Asset Fund 393,174,434 0
AIO V AIV, L.P. United States 805-4598637790 Hedge Fund 46,365,531 0
ANCHORAGE CREDIT FUNDING 4, LTD. Cayman Islands 805-3113056262 Securitized Asset Fund 490,782,629 0
ANCHORAGE CAPITAL MASTER OFFSHORE, LTD. Cayman Islands 805-5198736608 Hedge Fund 13,189,783,947 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 5-R, LTD. Cayman Islands 805-9448928933 Securitized Asset Fund 489,401,734 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (A), L.P. Cayman Islands 805-5172044542 Hedge Fund 1,290,942,204 10,000,000 Master Fund
ANCHORAGE SHORT CREDIT OFFSHORE MASTER FUND, LTD. Cayman Islands 805-8800530534 Hedge Fund 504,727,654 1,000,000 Master Fund
ANCHORAGE CAPITAL CLO 16, LTD. Cayman Islands 805-3625749936 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 4 DAC Ireland 805-9245996929 Securitized Asset Fund 0 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER III, L.P. Cayman Islands 805-3491122671 Hedge Fund 114,174,752 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 4-R, LTD. Cayman Islands 805-5301530348 Securitized Asset Fund 586,586,389 0
AIO IV AIV, L.P. United States 805-5868107757 Hedge Fund 19,944,142 0
ANCHORAGE CREDIT FUNDING 6, LTD. Cayman Islands 805-8841187025 Securitized Asset Fund 480,649,387 0
ANCHORAGE STRUCTURED CREDIT MASTER FUND, L.P. Cayman Islands 805-3833094626 Hedge Fund 244,932,994 1,000,000 Master Fund Fund of Funds
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VII (A), L.P. Cayman Islands 805-7251757401 Hedge Fund 121,250,000 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 15, LTD. Cayman Islands 805-1736483629 Securitized Asset Fund 0 0
ANCHORAGE CREDIT FUNDING 8, LTD. Cayman Islands 805-1047955724 Securitized Asset Fund 349,105,806 0
ANCHORAGE SSC-B (CI), L.L.C. Cayman Islands 805-9430341421 Hedge Fund 0 100,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 9, LTD. Cayman Islands 805-8982682317 Securitized Asset Fund 399,957,778 0
ANCHORAGE CREDIT FUNDING 10, LTD. Cayman Islands 805-4028086119 Securitized Asset Fund 0 0
ANCHORAGE CREDIT FUNDING 11, LTD. Cayman Islands 805-8259580038 Securitized Asset Fund 0 0
PCI-LOC II, L.L.C. United States 805-3519806864 Hedge Fund 0 0

ANCHORAGE CAPITAL GROUP, L.L.C.

ownership team - last updated 2020-08-26
Name Title Start Date Direct/Indirect % Ownership
RESERVOIR CAPITAL PARTNERS, LP MEMBER 07/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2003-07-01
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-12-01
K CAPITAL MANAGEMENT, LLC MEMBER direct 1999-05-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
ANCHORAGE ADVISORS MANAGEMENT, L.L.C. MANAGING MEMBER 07/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MANAGING MEMBER direct 2003-07-01
ULRICH, KEVIN, MICHAEL CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
BIRRELL, NATALIE, ANN CHIEF OPERATING OFFICER 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF OPERATING OFFICER direct 2007-02-01
DEUTSCHE ASSET MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2000-03-01 2001-01-30
DB INVESTMENT MANAGERS, INC. TREASURER & DIRECTOR direct 1999-06-01 2002-06-03
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 1999-06-01 2004-03-31
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2004-12-17
DB INVESTMENT MANAGERS, INC. PRESIDENT, CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2005-06-14
ARDEN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2005-09-01 2006-12-06
ROSENBERG, ERIC CHIEF FINANCIAL OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO CAPITAL ADVISORS LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE ALTIUS ADVISORS AN L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS) direct 2008-05-01
BLACKSTONE ALTIUS ADVISORS L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS) direct 2008-05-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CHIEF FINANCIAL OFFICER direct 2009-03-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF FINANCIAL OFFICER direct 2016-04-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CHIEF FINANCIAL OFFICER direct 2010-05-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CHIEF FINANCIAL OFFICER direct 2010-05-01
YOUNG, DAVID CHIEF COMPLIANCE OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF COMPLIANCE OFFICER direct 2014-08-01
COHEN, JASON, ALEXANDER GENERAL COUNSEL 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL COUNSEL direct 2015-05-01
RCGM, LLC MANAGING MEMBER RESERVOIR CAPITAL GROUP, LLC 02/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 1997-02-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1998-08-01
CHAMBERS ENERGY MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-12-01
CLEARLAKE CAPITAL GROUP, L.P. MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1997-10-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 1998-08-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR PCA FUND (CAYMAN), LP 10/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01
RCP GP, LLC GENERAL PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
STERN, DANIEL, HENNELLY SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 1997-02-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-07-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
ULRICH, KEVIN, MICHAEL SENIOR MANAGING MEMBER ANCHORAGE ADVISORS MANAGEMENT, L.L.C. 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
HUFF, CRAIG, ALLEN SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 2007-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-08-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 2007-11-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP LIMITED PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP MEMBER RCP GP, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ANCHORAGE CREDIT FUNDING 1, LTD. Cayman Islands 805-4146672953 Securitized Asset Fund 507,454,303 0
ANCHORAGE CREDIT FUNDING 5, LTD. Cayman Islands 805-1399584726 Securitized Asset Fund 493,664,383 0
ANCHORAGE CAPITAL CLO 3-R, LTD. Cayman Islands 805-6232873612 Securitized Asset Fund 488,008,831 0
ANCHORAGE CREDIT FUNDING 2, LTD. Cayman Islands 805-4990166672 Securitized Asset Fund 405,472,607 0
ANCHORAGE CAPITAL CLO 8, LTD. Cayman Islands 805-4845622713 Securitized Asset Fund 489,088,303 0
ANCHORAGE LPC-V, L.P. United States 805-7032081268 Hedge Fund 198,564,111 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER V, L.P. Cayman Islands 805-2557132199 Hedge Fund 1,279,111,750 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER IV, L.P. Cayman Islands 805-1974386633 Hedge Fund 475,045,493 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 9, LTD. Cayman Islands 805-2202107176 Securitized Asset Fund 538,859,343 0
AIO V AIV TRUST Cayman Islands 805-4019916841 Hedge Fund 885,775 0
ANCHORAGE CAPITAL CLO 2018-10, LTD. Cayman Islands 805-1041380576 Securitized Asset Fund 393,174,434 0
AIO V AIV, L.P. United States 805-4598637790 Hedge Fund 46,365,531 0
ANCHORAGE CREDIT FUNDING 4, LTD. Cayman Islands 805-3113056262 Securitized Asset Fund 490,782,629 0
ANCHORAGE CAPITAL MASTER OFFSHORE, LTD. Cayman Islands 805-5198736608 Hedge Fund 13,189,783,947 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 5-R, LTD. Cayman Islands 805-9448928933 Securitized Asset Fund 489,401,734 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (A), L.P. Cayman Islands 805-5172044542 Hedge Fund 1,290,942,204 10,000,000 Master Fund
ANCHORAGE SHORT CREDIT OFFSHORE MASTER FUND, LTD. Cayman Islands 805-8800530534 Hedge Fund 504,727,654 1,000,000 Master Fund
ANCHORAGE CAPITAL CLO 16, LTD. Cayman Islands 805-3625749936 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 4 DAC Ireland 805-9245996929 Securitized Asset Fund 0 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER III, L.P. Cayman Islands 805-3491122671 Hedge Fund 114,174,752 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 4-R, LTD. Cayman Islands 805-5301530348 Securitized Asset Fund 586,586,389 0
AIO IV AIV, L.P. United States 805-5868107757 Hedge Fund 19,944,142 0
ANCHORAGE CREDIT FUNDING 6, LTD. Cayman Islands 805-8841187025 Securitized Asset Fund 480,649,387 0
ANCHORAGE STRUCTURED CREDIT MASTER FUND, L.P. Cayman Islands 805-3833094626 Hedge Fund 244,932,994 1,000,000 Master Fund Fund of Funds
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VII (A), L.P. Cayman Islands 805-7251757401 Hedge Fund 121,250,000 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 15, LTD. Cayman Islands 805-1736483629 Securitized Asset Fund 0 0
ANCHORAGE CREDIT FUNDING 8, LTD. Cayman Islands 805-1047955724 Securitized Asset Fund 349,105,806 0
ANCHORAGE SSC-B (CI), L.L.C. Cayman Islands 805-9430341421 Hedge Fund 0 100,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 9, LTD. Cayman Islands 805-8982682317 Securitized Asset Fund 399,957,778 0
ANCHORAGE CREDIT FUNDING 10, LTD. Cayman Islands 805-4028086119 Securitized Asset Fund 0 0
ANCHORAGE CREDIT FUNDING 11, LTD. Cayman Islands 805-8259580038 Securitized Asset Fund 0 0
ANCHORAGE OPPORTUNITIES METRIC MASTER FUND, L.P. Cayman Islands 805-9184888824 Hedge Fund 0 500,000 Master Fund
ANCHORAGE CO-INVESTMENT FUND, L.P. - SERIES A United States 805-7732509541 Private Equity Fund 0 1,000,000
ANCHORAGE CAPITAL CLO 13, LTD. Cayman Islands 805-1132622584 Securitized Asset Fund 492,538,137 0
ANCHORAGE CAPITAL CLO 11, LTD. Cayman Islands 805-1272856905 Securitized Asset Fund 396,591,738 0
ANCHORAGE CAPITAL EUROPE CLO 1 DAC Ireland 805-8283580802 Securitized Asset Fund 448,228,619 0
ANCHORAGE EUROPE CREDIT FUNDING 1 DAC Ireland 805-3640280861 Securitized Asset Fund 339,998,751 0
ANCHORAGE CREDIT FUNDING 7, LTD. Cayman Islands 805-7557038678 Securitized Asset Fund 287,541,130 0
ANCHORAGE CAPITAL EUROPE CLO 2 DAC Ireland 805-2578615328 Securitized Asset Fund 446,103,656 0
ANCHORAGE CAPITAL EUROPE CLO 3 DAC Ireland 805-1628251369 Securitized Asset Fund 447,856,265 0
ANCHORAGE CAPITAL CLO 2013-1, LTD. Cayman Islands 805-1045968733 Securitized Asset Fund 539,423,066 0
ANCHORAGE CREDIT OPPORTUNITIES CLO 1, LTD. Cayman Islands 805-4880793498 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 6, LTD. Cayman Islands 805-1577518037 Securitized Asset Fund 537,882,564 0
AIO IV AIV TRUST Cayman Islands 805-8134779224 Hedge Fund 2,559,170 0
ANCHORAGE CAPITAL CLO 1-R, LTD. Cayman Islands 805-4288128005 Securitized Asset Fund 489,022,708 0
PCI FUND LLC United States 805-7912608169 Hedge Fund 175,348,303 0
ANCHORAGE CREDIT FUNDING 3, LTD. Cayman Islands 805-8346614972 Securitized Asset Fund 421,488,668 0
ANCHORAGE CAPITAL CLO 7, LTD. Cayman Islands 805-5181299556 Securitized Asset Fund 637,578,096 0

ANCHORAGE CAPITAL GROUP, L.L.C.

ownership team - last updated 2020-05-28
Name Title Start Date Direct/Indirect % Ownership
RESERVOIR CAPITAL PARTNERS, LP MEMBER 07/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2003-07-01
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-12-01
K CAPITAL MANAGEMENT, LLC MEMBER direct 1999-05-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
ANCHORAGE ADVISORS MANAGEMENT, L.L.C. MANAGING MEMBER 07/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MANAGING MEMBER direct 2003-07-01
ULRICH, KEVIN, MICHAEL CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
BIRRELL, NATALIE, ANN CHIEF OPERATING OFFICER 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF OPERATING OFFICER direct 2007-02-01
DEUTSCHE ASSET MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2000-03-01 2001-01-30
DB INVESTMENT MANAGERS, INC. TREASURER & DIRECTOR direct 1999-06-01 2002-06-03
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 1999-06-01 2004-03-31
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2004-12-17
DB INVESTMENT MANAGERS, INC. PRESIDENT, CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2005-06-14
ARDEN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2005-09-01 2006-12-06
ROSENBERG, ERIC CHIEF FINANCIAL OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO CAPITAL ADVISORS LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE ALTIUS ADVISORS AN L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS) direct 2008-05-01
BLACKSTONE ALTIUS ADVISORS L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS) direct 2008-05-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CHIEF FINANCIAL OFFICER direct 2009-03-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF FINANCIAL OFFICER direct 2016-04-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CHIEF FINANCIAL OFFICER direct 2010-05-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CHIEF FINANCIAL OFFICER direct 2010-05-01
YOUNG, DAVID CHIEF COMPLIANCE OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF COMPLIANCE OFFICER direct 2014-08-01
COHEN, JASON, ALEXANDER GENERAL COUNSEL 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL COUNSEL direct 2015-05-01
RCGM, LLC MANAGING MEMBER RESERVOIR CAPITAL GROUP, LLC 02/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 1997-02-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1998-08-01
CHAMBERS ENERGY MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-12-01
CLEARLAKE CAPITAL GROUP, L.P. MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1997-10-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 1998-08-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR PCA FUND (CAYMAN), LP 10/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01
RCP GP, LLC GENERAL PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
STERN, DANIEL, HENNELLY SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 1997-02-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-07-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
ULRICH, KEVIN, MICHAEL SENIOR MANAGING MEMBER ANCHORAGE ADVISORS MANAGEMENT, L.L.C. 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
HUFF, CRAIG, ALLEN SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 2007-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-08-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 2007-11-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP LIMITED PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP MEMBER RCP GP, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ANCHORAGE SHORT CREDIT OFFSHORE MASTER FUND, LTD. Cayman Islands 805-8800530534 Hedge Fund 504,727,654 1,000,000 Master Fund
ANCHORAGE CAPITAL CLO 16, LTD. Cayman Islands 805-3625749936 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 4 DAC Ireland 805-9245996929 Securitized Asset Fund 0 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER III, L.P. Cayman Islands 805-3491122671 Hedge Fund 114,174,752 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 4-R, LTD. Cayman Islands 805-5301530348 Securitized Asset Fund 586,586,389 0
AIO IV AIV, L.P. United States 805-5868107757 Hedge Fund 19,944,142 0
ANCHORAGE CREDIT FUNDING 6, LTD. Cayman Islands 805-8841187025 Securitized Asset Fund 480,649,387 0
ANCHORAGE STRUCTURED CREDIT MASTER FUND, L.P. Cayman Islands 805-3833094626 Hedge Fund 244,932,994 1,000,000 Master Fund Fund of Funds
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VII (A), L.P. Cayman Islands 805-7251757401 Hedge Fund 121,250,000 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 15, LTD. Cayman Islands 805-1736483629 Securitized Asset Fund 0 0
ANCHORAGE CREDIT FUNDING 8, LTD. Cayman Islands 805-1047955724 Securitized Asset Fund 349,105,806 0
ANCHORAGE CREDIT FUNDING 9, LTD. Cayman Islands 805-8982682317 Securitized Asset Fund 399,957,778 0
ANCHORAGE CREDIT FUNDING 10, LTD. Cayman Islands 805-4028086119 Securitized Asset Fund 0 0
ANCHORAGE CREDIT FUNDING 11, LTD. Cayman Islands 805-8259580038 Securitized Asset Fund 0 0
ANCHORAGE SSC-B (CI), L.L.C. Cayman Islands 805-9430341421 Hedge Fund 0 100,000,000 Master Fund
ANCHORAGE CAPITAL CLO 13, LTD. Cayman Islands 805-1132622584 Securitized Asset Fund 492,538,137 0
ANCHORAGE CAPITAL CLO 11, LTD. Cayman Islands 805-1272856905 Securitized Asset Fund 396,591,738 0
ANCHORAGE CAPITAL EUROPE CLO 1 DAC Ireland 805-8283580802 Securitized Asset Fund 448,228,619 0
ANCHORAGE EUROPE CREDIT FUNDING 1 DAC Ireland 805-3640280861 Securitized Asset Fund 339,998,751 0
ANCHORAGE CREDIT FUNDING 7, LTD. Cayman Islands 805-7557038678 Securitized Asset Fund 287,541,130 0
ANCHORAGE CAPITAL EUROPE CLO 2 DAC Ireland 805-2578615328 Securitized Asset Fund 446,103,656 0
ANCHORAGE CAPITAL EUROPE CLO 3 DAC Ireland 805-1628251369 Securitized Asset Fund 447,856,265 0
ANCHORAGE CAPITAL CLO 2013-1, LTD. Cayman Islands 805-1045968733 Securitized Asset Fund 539,423,066 0
ANCHORAGE CREDIT OPPORTUNITIES CLO 1, LTD. Cayman Islands 805-4880793498 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 6, LTD. Cayman Islands 805-1577518037 Securitized Asset Fund 537,882,564 0
AIO IV AIV TRUST Cayman Islands 805-8134779224 Hedge Fund 2,559,170 0
ANCHORAGE CAPITAL CLO 1-R, LTD. Cayman Islands 805-4288128005 Securitized Asset Fund 489,022,708 0
PCI FUND LLC United States 805-7912608169 Hedge Fund 175,348,303 0
ANCHORAGE CREDIT FUNDING 3, LTD. Cayman Islands 805-8346614972 Securitized Asset Fund 421,488,668 0
ANCHORAGE CAPITAL CLO 7, LTD. Cayman Islands 805-5181299556 Securitized Asset Fund 637,578,096 0
ANCHORAGE CREDIT FUNDING 1, LTD. Cayman Islands 805-4146672953 Securitized Asset Fund 507,454,303 0
ANCHORAGE CREDIT FUNDING 5, LTD. Cayman Islands 805-1399584726 Securitized Asset Fund 493,664,383 0
ANCHORAGE CAPITAL CLO 3-R, LTD. Cayman Islands 805-6232873612 Securitized Asset Fund 488,008,831 0
ANCHORAGE CREDIT FUNDING 2, LTD. Cayman Islands 805-4990166672 Securitized Asset Fund 405,472,607 0
ANCHORAGE CAPITAL CLO 8, LTD. Cayman Islands 805-4845622713 Securitized Asset Fund 489,088,303 0
ANCHORAGE LPC-V, L.P. United States 805-7032081268 Hedge Fund 198,564,111 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER V, L.P. Cayman Islands 805-2557132199 Hedge Fund 1,279,111,750 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER IV, L.P. Cayman Islands 805-1974386633 Hedge Fund 475,045,493 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 9, LTD. Cayman Islands 805-2202107176 Securitized Asset Fund 538,859,343 0
AIO V AIV TRUST Cayman Islands 805-4019916841 Hedge Fund 885,775 0
ANCHORAGE CAPITAL CLO 2018-10, LTD. Cayman Islands 805-1041380576 Securitized Asset Fund 393,174,434 0
ANCHORAGE CREDIT FUNDING 4, LTD. Cayman Islands 805-3113056262 Securitized Asset Fund 490,782,629 0
ANCHORAGE CAPITAL MASTER OFFSHORE, LTD. Cayman Islands 805-5198736608 Hedge Fund 13,189,783,947 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 5-R, LTD. Cayman Islands 805-9448928933 Securitized Asset Fund 489,401,734 0
AIO V AIV, L.P. United States 805-4598637790 Hedge Fund 46,365,531 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (A), L.P. Cayman Islands 805-5172044542 Hedge Fund 1,290,942,204 10,000,000 Master Fund

ANCHORAGE CAPITAL GROUP, L.L.C.

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ANCHORAGE CREDIT OPPORTUNITIES CLO 1, LTD. Cayman Islands 805-4880793498 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 7, LTD. Cayman Islands 805-5181299556 Securitized Asset Fund 637,578,096 0
ANCHORAGE CREDIT FUNDING 1, LTD. Cayman Islands 805-4146672953 Securitized Asset Fund 507,454,303 0
ANCHORAGE CREDIT FUNDING 5, LTD. Cayman Islands 805-1399584726 Securitized Asset Fund 493,664,383 0
ANCHORAGE CAPITAL CLO 3-R, LTD. Cayman Islands 805-6232873612 Securitized Asset Fund 488,008,831 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER IV, L.P. Cayman Islands 805-1974386633 Hedge Fund 475,045,493 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 9, LTD. Cayman Islands 805-2202107176 Securitized Asset Fund 538,859,343 0
ANCHORAGE CAPITAL CLO 13, LTD. Cayman Islands 805-1132622584 Securitized Asset Fund 492,538,137 0
ANCHORAGE CAPITAL CLO 11, LTD. Cayman Islands 805-1272856905 Securitized Asset Fund 396,591,738 0
ANCHORAGE CAPITAL EUROPE CLO 1 DAC Ireland 805-8283580802 Securitized Asset Fund 448,228,619 0
ANCHORAGE EUROPE CREDIT FUNDING 1 DAC Ireland 805-3640280861 Securitized Asset Fund 339,998,751 0
ANCHORAGE CREDIT FUNDING 7, LTD. Cayman Islands 805-7557038678 Securitized Asset Fund 287,541,130 0
ANCHORAGE CAPITAL EUROPE CLO 2 DAC Ireland 805-2578615328 Securitized Asset Fund 446,103,656 0
ANCHORAGE CAPITAL EUROPE CLO 3 DAC Ireland 805-1628251369 Securitized Asset Fund 447,856,265 0
ANCHORAGE CAPITAL CLO 2013-1, LTD. Cayman Islands 805-1045968733 Securitized Asset Fund 539,423,066 0
ANCHORAGE CAPITAL CLO 6, LTD. Cayman Islands 805-1577518037 Securitized Asset Fund 537,882,564 0
AIO IV AIV TRUST Cayman Islands 805-8134779224 Hedge Fund 2,559,170 0
ANCHORAGE CAPITAL CLO 1-R, LTD. Cayman Islands 805-4288128005 Securitized Asset Fund 489,022,708 0
PCI FUND LLC United States 805-7912608169 Hedge Fund 175,348,303 0
ANCHORAGE CREDIT FUNDING 3, LTD. Cayman Islands 805-8346614972 Securitized Asset Fund 421,488,668 0
ANCHORAGE CREDIT FUNDING 2, LTD. Cayman Islands 805-4990166672 Securitized Asset Fund 405,472,607 0
ANCHORAGE CAPITAL CLO 8, LTD. Cayman Islands 805-4845622713 Securitized Asset Fund 489,088,303 0
ANCHORAGE LPC-V, L.P. United States 805-7032081268 Hedge Fund 198,564,111 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER V, L.P. Cayman Islands 805-2557132199 Hedge Fund 1,279,111,750 10,000,000 Master Fund
AIO V AIV TRUST Cayman Islands 805-4019916841 Hedge Fund 885,775 0
ANCHORAGE CAPITAL CLO 2018-10, LTD. Cayman Islands 805-1041380576 Securitized Asset Fund 393,174,434 0
ANCHORAGE CAPITAL CLO 5-R, LTD. Cayman Islands 805-9448928933 Securitized Asset Fund 489,401,734 0
AIO V AIV, L.P. United States 805-4598637790 Hedge Fund 46,365,531 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (A), L.P. Cayman Islands 805-5172044542 Hedge Fund 1,290,942,204 10,000,000 Master Fund
ANCHORAGE SHORT CREDIT OFFSHORE MASTER FUND, LTD. Cayman Islands 805-8800530534 Hedge Fund 504,727,654 1,000,000 Master Fund
ANCHORAGE CAPITAL CLO 16, LTD. Cayman Islands 805-3625749936 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 4 DAC Ireland 805-9245996929 Securitized Asset Fund 0 0
ANCHORAGE CREDIT FUNDING 4, LTD. Cayman Islands 805-3113056262 Securitized Asset Fund 490,782,629 0
ANCHORAGE CAPITAL MASTER OFFSHORE, LTD. Cayman Islands 805-5198736608 Hedge Fund 13,189,783,947 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER III, L.P. Cayman Islands 805-3491122671 Hedge Fund 114,174,752 10,000,000 Master Fund
AIO IV AIV, L.P. United States 805-5868107757 Hedge Fund 19,944,142 0
ANCHORAGE CREDIT FUNDING 6, LTD. Cayman Islands 805-8841187025 Securitized Asset Fund 480,649,387 0
ANCHORAGE STRUCTURED CREDIT MASTER FUND, L.P. Cayman Islands 805-3833094626 Hedge Fund 244,932,994 1,000,000 Master Fund Fund of Funds
ANCHORAGE CAPITAL CLO 4-R, LTD. Cayman Islands 805-5301530348 Securitized Asset Fund 586,586,389 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VII (A), L.P. Cayman Islands 805-7251757401 Hedge Fund 121,250,000 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 15, LTD. Cayman Islands 805-1736483629 Securitized Asset Fund 0 0
ANCHORAGE CREDIT FUNDING 8, LTD. Cayman Islands 805-1047955724 Securitized Asset Fund 349,105,806 0
ANCHORAGE CREDIT FUNDING 9, LTD. Cayman Islands 805-8982682317 Securitized Asset Fund 399,957,778 0
ANCHORAGE CREDIT FUNDING 10, LTD. Cayman Islands 805-4028086119 Securitized Asset Fund 0 0
ANCHORAGE CREDIT FUNDING 11, LTD. Cayman Islands 805-8259580038 Securitized Asset Fund 0 0

ANCHORAGE CAPITAL GROUP, L.L.C.

ownership team - last updated 2019-11-19
Name Title Start Date Direct/Indirect % Ownership
RESERVOIR CAPITAL PARTNERS, LP MEMBER 07/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2003-07-01
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-12-01
K CAPITAL MANAGEMENT, LLC MEMBER direct 1999-05-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
ANCHORAGE ADVISORS MANAGEMENT, L.L.C. MANAGING MEMBER 07/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MANAGING MEMBER direct 2003-07-01
ALLEN, DANIEL, MARTIN PRESIDENT AND SENIOR PORTFOLIO MANAGER 08/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SENIOR PORTFOLIO MANAGER direct 2008-08-01
ANCHORAGE CAPITAL GROUP, L.L.C. PRESIDENT AND SENIOR PORTFOLIO MANAGER direct 2008-08-01
ULRICH, KEVIN, MICHAEL CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
BIRRELL, NATALIE, ANN CHIEF OPERATING OFFICER 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF OPERATING OFFICER direct 2007-02-01
DEUTSCHE ASSET MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2000-03-01 2001-01-30
DB INVESTMENT MANAGERS, INC. TREASURER & DIRECTOR direct 1999-06-01 2002-06-03
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 1999-06-01 2004-03-31
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2004-12-17
DB INVESTMENT MANAGERS, INC. PRESIDENT, CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2005-06-14
ARDEN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2005-09-01 2006-12-06
ROSENBERG, ERIC CHIEF FINANCIAL OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO CAPITAL ADVISORS LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE ALTIUS ADVISORS AN L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS) direct 2008-05-01
BLACKSTONE ALTIUS ADVISORS L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS) direct 2008-05-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CHIEF FINANCIAL OFFICER direct 2009-03-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF FINANCIAL OFFICER direct 2016-04-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CHIEF FINANCIAL OFFICER direct 2010-05-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CHIEF FINANCIAL OFFICER direct 2010-05-01
YOUNG, DAVID CHIEF COMPLIANCE OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF COMPLIANCE OFFICER direct 2014-08-01
COHEN, JASON, ALEXANDER GENERAL COUNSEL 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL COUNSEL direct 2015-05-01
RCGM, LLC MANAGING MEMBER RESERVOIR CAPITAL GROUP, LLC 02/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 1997-02-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1998-08-01
CHAMBERS ENERGY MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-12-01
CLEARLAKE CAPITAL GROUP, L.P. MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1997-10-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 1998-08-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR PCA FUND (CAYMAN), LP 10/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01
RCP GP, LLC GENERAL PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
STERN, DANIEL, HENNELLY SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 1997-02-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-07-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
ULRICH, KEVIN, MICHAEL SENIOR MANAGING MEMBER ANCHORAGE ADVISORS MANAGEMENT, L.L.C. 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
HUFF, CRAIG, ALLEN SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 2007-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-08-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 2007-11-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP LIMITED PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP MEMBER RCP GP, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ANCHORAGE CREDIT FUNDING 3, LTD. Cayman Islands 805-8346614972 Securitized Asset Fund 405,047,610 0
ANCHORAGE CREDIT FUNDING 2, LTD. Cayman Islands 805-4990166672 Securitized Asset Fund 392,007,060 0
ANCHORAGE CAPITAL CLO 8, LTD. Cayman Islands 805-4845622713 Securitized Asset Fund 479,609,408 0
ANCHORAGE LPC-V, L.P. United States 805-7032081268 Hedge Fund 272,896,464 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER V, L.P. Cayman Islands 805-2557132199 Hedge Fund 1,282,592,683 10,000,000 Master Fund
AIO V AIV TRUST Cayman Islands 805-4019916841 Hedge Fund 2,145,441 0
ANCHORAGE CAPITAL CLO 2018-10, LTD. Cayman Islands 805-1041380576 Securitized Asset Fund 389,321,388 0
ANCHORAGE CAPITAL CLO 5-R, LTD. Cayman Islands 805-9448928933 Securitized Asset Fund 478,900,269 0
AIO V AIV, L.P. United States 805-4598637790 Hedge Fund 93,637,500 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (A), L.P. Cayman Islands 805-5172044542 Hedge Fund 1,201,989,568 10,000,000 Master Fund
ANCHORAGE SHORT CREDIT OFFSHORE MASTER FUND, LTD. Cayman Islands 805-8800530534 Hedge Fund 641,949,103 1,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 4, LTD. Cayman Islands 805-3113056262 Securitized Asset Fund 470,439,028 0
ANCHORAGE CAPITAL MASTER OFFSHORE, LTD. Cayman Islands 805-5198736608 Hedge Fund 17,365,808,619 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER III, L.P. Cayman Islands 805-3491122671 Hedge Fund 200,731,857 10,000,000 Master Fund
AIO IV AIV, L.P. United States 805-5868107757 Hedge Fund 43,929,212 0
ANCHORAGE CREDIT FUNDING 6, LTD. Cayman Islands 805-8841187025 Securitized Asset Fund 474,576,022 0
ANCHORAGE STRUCTURED CREDIT MASTER FUND, L.P. Cayman Islands 805-3833094626 Hedge Fund 230,074,000 1,000,000 Master Fund Fund of Funds
ANCHORAGE CAPITAL CLO 4-R, LTD. Cayman Islands 805-5301530348 Securitized Asset Fund 575,863,287 0
ANCHORAGE CAPITAL CLO 7, LTD. Cayman Islands 805-5181299556 Securitized Asset Fund 622,891,580 0
ANCHORAGE CREDIT FUNDING 1, LTD. Cayman Islands 805-4146672953 Securitized Asset Fund 507,359,083 0
ANCHORAGE CREDIT FUNDING 5, LTD. Cayman Islands 805-1399584726 Securitized Asset Fund 473,002,643 0
ANCHORAGE CAPITAL CLO 3-R, LTD. Cayman Islands 805-6232873612 Securitized Asset Fund 478,614,773 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER IV, L.P. Cayman Islands 805-1974386633 Hedge Fund 653,324,198 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 9, LTD. Cayman Islands 805-2202107176 Securitized Asset Fund 527,780,747 0
ANCHORAGE CAPITAL CLO 13, LTD. Cayman Islands 805-1132622584 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 11, LTD. Cayman Islands 805-1272856905 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 1 DAC Ireland 805-8283580802 Securitized Asset Fund 450,007,260 0
ANCHORAGE EUROPE CREDIT FUNDING 1 DAC Ireland 805-3640280861 Securitized Asset Fund 344,844,219 0
ANCHORAGE CREDIT FUNDING 7, LTD. Cayman Islands 805-7557038678 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 2 DAC Ireland 805-2578615328 Securitized Asset Fund 451,592,061 0
ANCHORAGE CAPITAL EUROPE CLO 3 DAC Ireland 805-1628251369 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 2013-1, LTD. Cayman Islands 805-1045968733 Securitized Asset Fund 524,301,771 0
ANCHORAGE CAPITAL CLO 6, LTD. Cayman Islands 805-1577518037 Securitized Asset Fund 526,628,484 0
AIO IV AIV TRUST Cayman Islands 805-8134779224 Hedge Fund 3,666,629 0
AIO III AIV, L.P. United States 805-5669393322 Hedge Fund 30,938,924 0
ANCHORAGE CAPITAL CLO 1-R, LTD. Cayman Islands 805-4288128005 Securitized Asset Fund 474,816,397 0
PCI FUND LLC United States 805-7912608169 Hedge Fund 162,796,618 0

ANCHORAGE CAPITAL GROUP, L.L.C.

ownership team - last updated 2019-08-29
Name Title Start Date Direct/Indirect % Ownership
RESERVOIR CAPITAL PARTNERS, LP MEMBER 07/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER direct 2003-07-01
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-12-01
K CAPITAL MANAGEMENT, LLC MEMBER direct 1999-05-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER direct 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-11-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-12-01
STANDARD GENERAL L.P. LIMITED PARTNER direct 2008-01-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT; MEMBER OF CEC GP, LLC direct 2009-03-01
CHAMBERS ENERGY MANAGEMENT, LP PARTNER OF REGISTRANT direct 2009-03-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-11-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-01-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER direct 2007-03-01
ANCHORAGE ADVISORS MANAGEMENT, L.L.C. MANAGING MEMBER 07/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. MANAGING MEMBER direct 2003-07-01
ALLEN, DANIEL, MARTIN PRESIDENT AND SENIOR PORTFOLIO MANAGER 08/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SENIOR PORTFOLIO MANAGER direct 2008-08-01
ANCHORAGE CAPITAL GROUP, L.L.C. PRESIDENT AND SENIOR PORTFOLIO MANAGER direct 2008-08-01
ULRICH, KEVIN, MICHAEL CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
BIRRELL, NATALIE, ANN CHIEF OPERATING OFFICER 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF OPERATING OFFICER direct 2007-02-01
DEUTSCHE ASSET MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2000-03-01 2001-01-30
DB INVESTMENT MANAGERS, INC. TREASURER & DIRECTOR direct 1999-06-01 2002-06-03
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 1999-06-01 2004-03-31
DB INVESTMENT MANAGERS, INC. CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2004-12-17
DB INVESTMENT MANAGERS, INC. PRESIDENT, CHIEF OPERATING OFFICER, TREASURER & DIRECTOR direct 2000-03-01 2005-06-14
ARDEN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2005-09-01 2006-12-06
ROSENBERG, ERIC CHIEF FINANCIAL OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO CAPITAL ADVISORS LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER direct 2009-11-01
GSO CAPITAL ADVISORS LLC CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-11-01
BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS (CAYMAN) LTD.) direct 2008-06-01
BLACKSTONE ALTIUS ADVISORS AN L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE A.M.N. ADVISORS) direct 2008-05-01
BLACKSTONE ALTIUS ADVISORS L.L.C. CHIEF FINANCIAL OFFICER (BLACKSTONE ASIA EVENT ADVISORS) direct 2008-05-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
GSO CAPITAL PARTNERS LP CHIEF FINANCIAL OFFICER direct 2009-03-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF FINANCIAL OFFICER direct 2016-04-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CHIEF FINANCIAL OFFICER direct 2010-05-01
BLACKSTONE MEZZANINE ADVISORS II L.P. CO-CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CO-CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER OF GSO CAPITAL PARTNERS LP direct 2009-03-01
BLACKSTONE DEBT ADVISORS L.P. CHIEF FINANCIAL OFFICER direct 2009-03-01
BLACKSTONE MEZZANINE ADVISORS LP CHIEF FINANCIAL OFFICER direct 2010-05-01
YOUNG, DAVID CHIEF COMPLIANCE OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF COMPLIANCE OFFICER direct 2014-08-01
COHEN, JASON, ALEXANDER GENERAL COUNSEL 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL COUNSEL direct 2015-05-01
RCGM, LLC MANAGING MEMBER RESERVOIR CAPITAL GROUP, LLC 02/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 1997-02-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. MANAGING MEMBER indirect 1998-08-01
CHAMBERS ENERGY MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-12-01
CLEARLAKE CAPITAL GROUP, L.P. MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1997-10-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 1998-08-01
RESERVOIR CAPITAL GROUP, LLC GENERAL PARTNER RESERVOIR PCA FUND (CAYMAN), LP 10/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP MANAGING MEMBER indirect 2010-07-01
WINGSPAN INVESTMENT MANAGEMENT, LP MANAGING MEMBER indirect 2010-07-01
SEASTONE CAPITAL MANAGEMENT, L.P. MANAGER indirect 2012-04-01
SEASTONE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-07-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-10-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 1998-07-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 1998-12-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 1998-08-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-10-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2005-06-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 1998-12-01
RCP GP, LLC GENERAL PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. GENERAL PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. GENERAL PARTNER indirect 2006-01-01
OCTAVIAN ADVISORS, LP GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. GENERAL PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. GENERAL PARTNER indirect 2006-01-01
STERN, DANIEL, HENNELLY SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 1998-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 1997-02-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-07-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 1998-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
ULRICH, KEVIN, MICHAEL SENIOR MANAGING MEMBER ANCHORAGE ADVISORS MANAGEMENT, L.L.C. 07/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. CHIEF EXECUTIVE OFFICER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. CHIEF EXECUTIVE OFFICER AND SENIOR PORTFOLIO MANAGER direct 2003-07-01
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 2003-07-01
ANCHORAGE ADVISORS, L.L.C. MANAGING MEMBER indirect 2003-07-01
HUFF, CRAIG, ALLEN SENIOR MANAGING MEMBER RCGM, LLC 02/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ANCHORAGE CAPITAL GROUP, L.L.C. SENIOR MANAGING MEMBER indirect 1997-02-01
K CAPITAL MANAGEMENT, LLC MEMBER indirect 1998-08-01
M2 CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1998-08-01
OCTAVIAN ADVISORS, LP SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
STANDARD GENERAL L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
CHAMBERS ENERGY MANAGEMENT, LP SR. MANAGING MEMBER indirect 2007-08-01
LAKEWOOD CAPITAL MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 2006-10-01
RESERVOIR OPERATIONS, L.P. LIMITED PARTNER indirect 1998-08-01
RESERVOIR OPERATIONS, L.P. CO-CEO direct 2007-08-01
RESERVOIR OPERATIONS, L.P. SOLE MEMBER indirect 2007-11-01
CLEARLAKE CAPITAL GROUP, L.P. SENIOR MANAGING MEMBER indirect 2007-08-01
SEASTONE CAPITAL MANAGEMENT, L.P. SENIOR MANAGING MEMBER indirect 1997-02-01
WINGSPAN INVESTMENT MANAGEMENT, LP SENIOR MANAGING MEMBER indirect 1998-08-01
CASTLE RIDGE INVESTMENT MANAGEMENT LP SENIOR MANAGING MEMBER indirect 1998-08-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP LIMITED PARTNER RESERVOIR CAPITAL PARTNERS, LP 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01
RESERVOIR CAPITAL PARTNERS (CAYMAN), LP MEMBER RCP GP, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ANCHORAGE ADVISORS, L.L.C. SOLE LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. LIMITED PARTNER indirect 2006-01-01
ANCHORAGE CAPITAL GROUP, L.L.C. MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP MANAGING MEMBER indirect 2006-01-01
OCTAVIAN ADVISORS, LP LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. MEMBER indirect 2005-12-01
STANDARD GENERAL L.P. MEMBER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
STANDARD GENERAL L.P. LIMITED PARTNER indirect 2006-01-01
CHAMBERS ENERGY MANAGEMENT, LP MEMBER indirect 2005-12-01
CHAMBERS ENERGY MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
LAKEWOOD CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 1997-02-01
LAKEWOOD CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2006-01-01
CLEARLAKE CAPITAL GROUP, L.P. MEMBER indirect 2005-12-01
CLEARLAKE CAPITAL GROUP, L.P. LIMITED PARTNER indirect 2006-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ANCHORAGE STRUCTURED CREDIT MASTER FUND, L.P. Cayman Islands 805-3833094626 Hedge Fund 230,074,000 1,000,000 Master Fund Fund of Funds
ANCHORAGE CAPITAL CLO 4-R, LTD. Cayman Islands 805-5301530348 Securitized Asset Fund 575,863,287 0
ANCHORAGE CAPITAL CLO 7, LTD. Cayman Islands 805-5181299556 Securitized Asset Fund 622,891,580 0
ANCHORAGE CREDIT FUNDING 1, LTD. Cayman Islands 805-4146672953 Securitized Asset Fund 507,359,083 0
ANCHORAGE CREDIT FUNDING 5, LTD. Cayman Islands 805-1399584726 Securitized Asset Fund 473,002,643 0
ANCHORAGE CAPITAL CLO 3-R, LTD. Cayman Islands 805-6232873612 Securitized Asset Fund 478,614,773 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER IV, L.P. Cayman Islands 805-1974386633 Hedge Fund 653,324,198 10,000,000 Master Fund
ANCHORAGE CAPITAL CLO 9, LTD. Cayman Islands 805-2202107176 Securitized Asset Fund 527,780,747 0
ANCHORAGE CREDIT FUNDING 2, LTD. Cayman Islands 805-4990166672 Securitized Asset Fund 392,007,060 0
ANCHORAGE CAPITAL CLO 8, LTD. Cayman Islands 805-4845622713 Securitized Asset Fund 479,609,408 0
ANCHORAGE LPC-V, L.P. United States 805-7032081268 Hedge Fund 272,896,464 0
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER V, L.P. Cayman Islands 805-2557132199 Hedge Fund 1,282,592,683 10,000,000 Master Fund
AIO V AIV TRUST Cayman Islands 805-4019916841 Hedge Fund 2,145,441 0
ANCHORAGE CAPITAL CLO 2018-10, LTD. Cayman Islands 805-1041380576 Securitized Asset Fund 389,321,388 0
ANCHORAGE CAPITAL CLO 5-R, LTD. Cayman Islands 805-9448928933 Securitized Asset Fund 478,900,269 0
AIO V AIV, L.P. United States 805-4598637790 Hedge Fund 93,637,500 0
ANCHORAGE CREDIT FUNDING 3, LTD. Cayman Islands 805-8346614972 Securitized Asset Fund 405,047,610 0
ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (A), L.P. Cayman Islands 805-5172044542 Hedge Fund 1,201,989,568 10,000,000 Master Fund
ANCHORAGE SHORT CREDIT OFFSHORE MASTER FUND, LTD. Cayman Islands 805-8800530534 Hedge Fund 641,949,103 1,000,000 Master Fund
ANCHORAGE CREDIT FUNDING 4, LTD. Cayman Islands 805-3113056262 Securitized Asset Fund 470,439,028 0
ANCHORAGE CAPITAL MASTER OFFSHORE, LTD. Cayman Islands 805-5198736608 Hedge Fund 17,365,808,619 10,000,000 Master Fund
ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER III, L.P. Cayman Islands 805-3491122671 Hedge Fund 200,731,857 10,000,000 Master Fund
AIO IV AIV, L.P. United States 805-5868107757 Hedge Fund 43,929,212 0
ANCHORAGE CREDIT FUNDING 6, LTD. Cayman Islands 805-8841187025 Securitized Asset Fund 474,576,022 0
ANCHORAGE CAPITAL CLO 11, LTD. Cayman Islands 805-1272856905 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 1 DAC Ireland 805-8283580802 Securitized Asset Fund 450,007,260 0
ANCHORAGE EUROPE CREDIT FUNDING 1 DAC Ireland 805-3640280861 Securitized Asset Fund 344,844,219 0
ANCHORAGE CAPITAL CLO 13, LTD. Cayman Islands 805-1132622584 Securitized Asset Fund 0 0
ANCHORAGE CREDIT FUNDING 7, LTD. Cayman Islands 805-7557038678 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL EUROPE CLO 2 DAC Ireland 805-2578615328 Securitized Asset Fund 451,592,061 0
ANCHORAGE CAPITAL EUROPE CLO 3 DAC Ireland 805-1628251369 Securitized Asset Fund 0 0
ANCHORAGE CAPITAL CLO 2013-1, LTD. Cayman Islands 805-1045968733 Securitized Asset Fund 524,301,771 0
ANCHORAGE CAPITAL CLO 6, LTD. Cayman Islands 805-1577518037 Securitized Asset Fund 526,628,484 0
AIO IV AIV TRUST Cayman Islands 805-8134779224 Hedge Fund 3,666,629 0
AIO III AIV, L.P. United States 805-5669393322 Hedge Fund