AC ONE ASSET MANAGEMENT, LLC |
SHAREHOLDER |
indirect |
2000-07-01 |
|
FINACCESS INTERNATIONAL, INC. |
SHAREHOLDER |
direct |
2000-10-01 |
|
FINACCESS INTERNATIONAL, INC. |
SHAREHOLDER |
direct |
2001-01-01 |
|
FINACCESS INTERNATIONAL, INC. |
INTERMEDIARY |
indirect |
2001-01-01 |
|
WCM, INC. |
OWNER |
direct |
2005-01-01 |
|
REAL ESTATE FIDUCIARY SERVICES LLC |
MEMBER |
direct |
2005-08-01 |
|
LNK PARTNERS, LLC |
MEMBER |
direct |
2005-12-01 |
|
BLACKROCK INVESTMENT MANAGEMENT INTERNATIONAL, LIMITED |
SOLESHAREHOLDER |
direct |
2006-09-01 |
|
BLACKROCK ASSET MANAGEMENT UK LIMITED |
SOLE SHAREHOLDER |
direct |
2006-09-01 |
|
BLACKROCK INTERNATIONAL LIMITED |
SOLE SHAREHOLDER OF THE APPLICANT |
direct |
2006-09-01 |
|
BLACKROCK CAPITAL MANAGEMENT, INC. |
SOLE SHAREHOLDER |
indirect |
2006-09-01 |
|
BLACKROCK ADVISORS, LLC |
SOLE SHAREHOLDER OF APPLICANT, MANAGING MEMBER |
direct |
2006-09-01 |
|
BLACKROCK INVESTMENT MANAGEMENT INTERNATIONAL, LIMITED |
SOLESHAREHOLDER |
indirect |
2006-09-01 |
|
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION |
SOLE SHAREHOLDER |
indirect |
2006-09-01 |
|
BLACKROCK ASSET MANAGEMENT UK LIMITED |
SOLE SHAREHOLDER |
indirect |
2006-09-01 |
|
MANCHESTER CAPITAL MANAGEMENT LLC |
MEMBER |
direct |
2006-12-01 |
|
EPIC CAPITAL LLC |
DIRECT OWNER |
direct |
2008-03-01 |
|
WANGER OMNIWEALTH, LLC |
MEMBER |
direct |
2009-07-01 |
|
MONARCH FINANCIAL CORPORATION OF AMERICA |
SHAREHOLDER |
indirect |
2009-08-01 |
|
QL ANALYTICS |
MANAGING MEMBER |
direct |
2010-01-01 |
|
RITCHIE CAPITAL MANAGEMENT, L.L.C. |
DIRECT OWNER |
direct |
2010-09-01 |
|
RITCHIE CAPITAL MANAGEMENT, L.L.C. |
INDIRECT OWNER |
indirect |
2010-09-01 |
|
BNY MELLON INVESTMENT MANAGEMENT SINGAPORE PTE. LIMITED |
SHAREHOLDER |
direct |
2012-12-01 |
|
ALTSDIRECT INVESTMENTS, LLC |
SHAREHOLDER |
indirect |
2013-01-01 |
|
ALTSDIRECT ADVISER LLC |
SHAREHOLDER |
indirect |
2013-01-01 |
|
STANDISH MELLON ASSET MANAGEMENT (SINGAPORE) PTE. LIMITED |
SOLE SHAREHOLDER |
direct |
2014-10-01 |
|
ICP ASSET MANAGEMENT LLC |
PRINCIPAL OWNER |
direct |
2015-03-01 |
|
CROSS OCEAN PARTNERS MANAGEMENT LP |
LIMITED PARTNER |
direct |
2016-08-01 |
|
CROSS OCEAN PARTNERS MANAGEMENT LP |
GENERAL PARTNER |
direct |
2016-08-01 |
|
AREX CAPITAL MANAGEMENT, LP |
GENERAL PARTNER |
direct |
2017-08-01 |
|
VENBIO SELECT ADVISOR LLC |
GENERAL PARTNER |
indirect |
2017-09-01 |
|
VENBIO SELECT ADVISOR LLC |
DIRECT OWNER |
direct |
2017-09-01 |
|
PRICEWATERHOUSECOOPERS INVESTMENT ADVISERS LLC |
MEMBER |
direct |
1998-07-01 |
|
FINACCESS INTERNATIONAL, INC. |
SHAREHOLDER |
direct |
2000-01-01 |
|
FINACCESS INTERNATIONAL, INC. |
INTERMEDIARY |
indirect |
2000-01-01 |
|
CASPIAN CAPITAL MANAGEMENT, LLC |
MEMBER |
direct |
2000-04-01 |
|
STRATEGIC ADVISERS INC. |
SHAREHOLDER |
direct |
1977-06-01 |
2001-03-16 |
FIDELITY PERSONAL TRUST CO FSB |
SHAREHOLDER |
direct |
2000-04-01 |
2001-03-30 |
PRICEWATERHOUSECOOPERS INVESTMENT ADVISERS LLC |
MEMBER |
direct |
1997-04-01 |
2004-05-26 |
WCM, INC. |
DE |
direct |
2005-01-01 |
2004-11-29 |
BLACKROCK KELSO CAPITAL ADVISORS LLC |
SOLE SHAREHOLDER |
indirect |
2006-09-01 |
2006-10-30 |
BLACKROCK KELSO CAPITAL ADVISORS LLC |
SOLE MEMBER |
indirect |
2006-09-01 |
2008-06-06 |
BLACKROCK INVESTMENT MANAGEMENT LLC |
SOLE SHAREHOLER |
direct |
2006-09-01 |
2008-07-16 |
BLACKROCK ASSET MANAGEMENT UK LIMITED |
MAJORITY SHAREHOLDER |
indirect |
2006-09-01 |
2008-10-03 |
BLACKROCK INVESTMENT MANAGEMENT INTERNATIONAL, LIMITED |
MAJORITY SHAREHOLDER |
indirect |
2006-09-01 |
2008-10-03 |
AUDA HEDGE, LLC |
HOLDING COMPANY |
indirect |
2007-12-01 |
2008-10-31 |
REDWOOD INVESTMENTS, LLC |
OWNER |
direct |
2008-01-01 |
2010-03-24 |
THE O'DELL GROUP, LLC |
MANAGING MEMBER |
direct |
2009-12-01 |
2010-08-04 |
BLACKROCK ADVISORS, LLC |
SOLE SHAREHOLDER OF APPLICANT |
direct |
2006-09-01 |
2011-06-10 |
LINDBROOK CAPITAL, LLC |
DIRECT OWNER & MANAGING MEMBER |
direct |
2011-02-01 |
2011-07-28 |
CASPIAN PRIVATE EQUITY, LLC |
MEMBER |
direct |
2008-03-01 |
2011-11-18 |
MERIT FINANCIAL INC |
OWNER |
direct |
2012-01-01 |
2012-01-31 |
PERIMETER CAPITAL PARTNERS LLC |
OWNER |
direct |
2006-06-01 |
2013-03-28 |
BLACKROCK INVESTMENT MANAGEMENT, LLC |
SOLE MEMBER |
direct |
2006-09-01 |
2013-08-16 |
OVERLAND ADVISORS, LLC |
LIMITED PARTNER OF ADH INVESTMENT MANAGEMENT LP |
direct |
2013-03-01 |
2013-08-27 |
BIRCHVIEW CAPITAL, LLC. |
GENERAL PARTNER |
direct |
2014-02-01 |
2014-04-29 |
BLACKROCK KELSO CAPITAL ADVISORS LLC |
SOLE SHAREHOLDER |
indirect |
2006-09-01 |
2014-10-23 |
MANCHESTER CAPITAL MANAGEMENT LLC |
OWNER |
direct |
2006-12-01 |
2015-03-16 |
LINDBROOK CAPITAL, LLC |
DIRECT OWNER & MANAGING MEMBER |
direct |
2011-05-01 |
2015-03-27 |
PATHSTONE FAMILY OFFICE, LLC |
MANAGING MEMBER |
indirect |
2010-02-01 |
2015-07-14 |
GQ ASSET MANAGEMENT, LLC |
OWNER |
direct |
2015-05-01 |
2015-11-11 |
LION STREET ADVISORS, LLC |
HOLDING COMPANY |
direct |
2013-05-01 |
2016-05-25 |
GQ ASSET MANAGEMENT, LLC |
OWNER |
direct |
2013-05-01 |
2017-03-28 |
GQ ASSET MANAGEMENT, LLC |
OWNER |
indirect |
2015-05-01 |
2017-03-28 |