ARIES WEALTH MANAGEMENT

HTTP://WWW.ARIESWEALTHLLC.COM PORTLAND, ME Investment Advisor How do I update this listing?

Aries Wealth Management is based out of Portland. Aries Wealth Management is a large advisory firm with 99 clients and discretionary assets under management (AUM) of $248,697,756 (Form ADV from 2020-03-04). Their last reported 13F filing for Q2 2020 included $163,826,000 in managed 13F securities and a top 10 holdings concentration of 36.87%. Aries Wealth Management's largest holding is SPDR Portfolio Short Term Treasury ETF with shares held of 447,560. Whalewisdom has at least 11 13F filings

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06/30/2020

13F Activity

  • Market Value $163.826 Million
  • Prior Market Value $131.164 Million
  • New Purchases19 stocks
  • Additional Purchases69 stocks
  • Sold out of6 stocks
  • Reduced holdings in33 stocks
  • Top 10 Holdings % 36.87 %
  • Turnover % [1]:17.24%
  • Turnover Alt % [2]: 8.19 %
  • Time Held Top20:6.90 quarters
  • Time Held Top10:7.10 quarters
  • Time Held All:8.02 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 28.0%
Performance Last 4 Quarters: 3.24%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

ARIES WEALTH MANAGEMENT, LLC
183 MIDDLE STREET SUITE 4B
PORTLAND ME    04101
Country: United States

Business Phone: 207-536-0530
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: ME
Number of employees: 4
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities: 7,229,170
Total Number of Clients: 99
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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ARIES WEALTH MANAGEMENT, LLC

ownership team - last updated 2020-05-19
Name Title Start Date Direct/Indirect % Ownership
VIOLA, JASON, GREGORY CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER 04/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ARIES WEALTH MANAGEMENT CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER direct 2015-03-01
ARIES WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER direct 2015-04-01
LATHAM, LAURIE, VIRGINIA PARTNER AND INVESTMENT ADVISER REPRESENTATIVE 08/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ARIES WEALTH MANAGEMENT, LLC PARTNER AND INVESTMENT ADVISER REPRESENTATIVE direct 2015-08-01

ARIES WEALTH MANAGEMENT, LLC

ownership team - last updated 2020-03-04
Name Title Start Date Direct/Indirect % Ownership

ARIES WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-11-07
Name Title Start Date Direct/Indirect % Ownership
VIOLA, JASON, GREGORY CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER 04/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ARIES WEALTH MANAGEMENT CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER direct 2015-03-01
ARIES WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER direct 2015-04-01
LATHAM, LAURIE, VIRGINIA PARTNER AND INVESTMENT ADVISER REPRESENTATIVE 08/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ARIES WEALTH MANAGEMENT, LLC PARTNER AND INVESTMENT ADVISER REPRESENTATIVE direct 2015-08-01

ARIES WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-08-21
Name Title Start Date Direct/Indirect % Ownership
VIOLA, JASON, GREGORY CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER 04/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ARIES WEALTH MANAGEMENT CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER direct 2015-03-01
ARIES WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER direct 2015-04-01
LATHAM, LAURIE, VIRGINIA PARTNER AND INVESTMENT ADVISER REPRESENTATIVE 08/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ARIES WEALTH MANAGEMENT, LLC PARTNER AND INVESTMENT ADVISER REPRESENTATIVE direct 2015-08-01

ARIES WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-01-22
Name Title Start Date Direct/Indirect % Ownership
VIOLA, JASON, GREGORY CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER 04/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ARIES WEALTH MANAGEMENT CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER direct 2015-03-01
ARIES WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER direct 2015-04-01
LATHAM, LAURIE, VIRGINIA PARTNER AND INVESTMENT ADVISER REPRESENTATIVE 08/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ARIES WEALTH MANAGEMENT, LLC PARTNER AND INVESTMENT ADVISER REPRESENTATIVE direct 2015-08-01

ARIES WEALTH MANAGEMENT, LLC

ownership team - last updated 2017-02-13
Name Title Start Date Direct/Indirect % Ownership
VIOLA, JASON, GREGORY CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER 04/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ARIES WEALTH MANAGEMENT CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER direct 2015-03-01
ARIES WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER direct 2015-04-01
LATHAM, LAURIE, VIRGINIA PARTNER AND INVESTMENT ADVISER REPRESENTATIVE 08/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ARIES WEALTH MANAGEMENT, LLC PARTNER AND INVESTMENT ADVISER REPRESENTATIVE direct 2015-08-01

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