ARISTEIA CAPITAL LLC

HTTP://WWW.ARISTEIACAPITAL.COM GREENWICH, CT Investment Advisor Hedge Fund How do I update this listing?

Also known as:

  • ARISTEIA ADVISORS LLC

Aristeia Capital is based out of Greenwich. Aristeia Capital is a large advisory firm with 7 clients and discretionary assets under management (AUM) of $5,887,519,409 (Form ADV from 2018-03-28). Their last reported 13F filing for Q3 2018 included $2,326,464,000 in managed 13F securities and a top 10 holdings concentration of 83.85%. Aristeia Capital's largest holding is Altaba Inc. (Yahoo) with shares held of 14,121,127. Aristeia Capital has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 76 13F filings, 2 13D filings, and 51 13G filings

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09/30/2018

13F Sector Allocation Over Time

09/30/2018

13F Activity

  • Market Value $2.326 Billion
  • Prior Market Value $2.871 Billion
  • New Purchases18 stocks
  • Additional Purchases6 stocks
  • Sold out of19 stocks
  • Reduced holdings in13 stocks
  • Top 10 Holdings % 83.85 %
  • Turnover % [1]:82.22%
  • Turnover Alt % [2]: 46.85 %
  • Time Held Top20:2.70 quarters
  • Time Held Top10:2.90 quarters
  • Time Held All:4.76 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2018-11-14

Performance for Q3 2018: -11.62%
Performance Last 4 Quarters: -1.63%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR/A (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR/A (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR/A (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR/A (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR/A (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR/A (Subscription required)
  • 2004-09-30 - 13F-HR/A (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)
  • 2001-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ARISTEIA CAPITAL, LLC
Classified as Hedge Fund
ONE GREENWICH PLAZA THIRD FLOOR
GREENWICH CT    06830
Country: United States

Business Phone: 212-842-8900
Fax: 212-842-8901
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 49
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees,SEE SCHEDULE D MISCELLANEOUS
Amount of client funds and securities: 0
Total Number of Clients: 7
Amount of client funds and securities by related persons: 5,168,950,000
Total Number of clients from related persons: 3
Disclosures: 11.C (2),11.C (4),11.C (5)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Non-derivative Insider Transactions Since 09/30/2018

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ownership team - last updated 2017-03-28
Name Title Start Date Direct/Indirect % Ownership
FRASCELLA, ANTHONY, MICHAEL MANAGER 07/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
ARISTEIA CAPITAL, LLC MEMBER direct 1997-07-01
ARISTEIA CAPITAL, LLC MANAGER direct 1997-07-01
ARISTEIA CAPITAL, LLC PARTNER direct 1997-07-01
ARISTEIA CAPITAL, LLC MANAGING MEMBER direct 1997-07-01
ARISTEIA CAPITAL, LLC MEMBER indirect 2008-12-01
ARISTEIA CAPITAL, LLC LIMITED PARTNER indirect 2008-12-01
LYNCH, ROBERT, HENRY MANAGER 07/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
ARISTEIA CAPITAL, LLC MEMBER direct 1997-07-01
ARISTEIA CAPITAL, LLC MANAGER direct 1997-07-01
ARISTEIA CAPITAL, LLC PARTNER direct 1997-07-01
ARISTEIA CAPITAL, LLC MANAGING MEMBER; CHIEF COMPLIANCE OFFICER direct 1997-07-01
ARISTEIA CAPITAL, LLC MANAGER; CHIEF COMPLIANCE OFFICER direct 1997-07-01
ARISTEIA CAPITAL, LLC MANAGING MEMBER direct 1997-07-01
ARISTEIA CAPITAL, LLC LIMITED PARTNER indirect 2008-12-01
ARISTEIA CAPITAL, LLC MEMBER indirect 2008-12-01
TONER, KEVIN, CHRISTOPHER MANAGER 07/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
ARISTEIA CAPITAL, LLC MEMBER direct 1997-07-01
ARISTEIA CAPITAL, LLC MANAGER direct 1997-07-01
ARISTEIA CAPITAL, LLC PARTNER direct 1997-07-01
ARISTEIA CAPITAL, LLC MANAGING MEMBER direct 1997-07-01
ARISTEIA CAPITAL, LLC LIMITED PARTNER indirect 2008-12-01
ARISTEIA CAPITAL, LLC MEMBER indirect 2008-12-01
TECHAR, WILLIAM, ROBERT MANAGER 01/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
ARISTEIA CAPITAL, LLC PRINCIPAL direct 2005-01-01
ARISTEIA CAPITAL, LLC OFFICER direct 2005-01-01
ARISTEIA CAPITAL, LLC MANAGER direct 2005-01-01
ARISTEIA CAPITAL, LLC PARTNER direct 2005-01-01
ARISTEIA CAPITAL, LLC MEMBER direct 2005-01-01
ARISTEIA CAPITAL, LLC LIMITED PARTNER indirect 2008-12-01
ARISTEIA CAPITAL, LLC MEMBER indirect 2008-12-01
ARISTEIA HOLDINGS, L.P. SOLE MEMBER 12/01/2008 Direct 75% or more
Fund Name Position direct/indirect start date end date
ARISTEIA CAPITAL, LLC SOLE MEMBER direct 2008-12-01
DAVID, ANDREW, BENJAMIN CHIEF OPERATING OFFICER; GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
ARISTEIA CAPITAL, LLC CHIEF OPERATING OFFICER; GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER direct 2009-06-01
ARISTEIA CAPITAL, LLC GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER direct 2009-06-01
ARISTEIA CAPITAL, LLC CHIEF OPERATING OFFICER, GENERAL COUNSEL direct 2009-06-01
NORTH SOUND CAPITAL LLC MANAGING DIRECTOR; GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER direct 2004-10-01
ARISTEIA HOLDINGS GP, L.L.C. GENERAL PARTNER ARISTEIA HOLDINGS, LP 12/01/2008 Indirect Other
Fund Name Position direct/indirect start date end date
ARISTEIA CAPITAL, LLC GENERAL PARTNER indirect 2008-12-01
FRASCELLA, ANTHONY, MICHAEL MEMBER ARISTEIA HOLDINGS GP, L.L.C. 12/01/2008 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ARISTEIA CAPITAL, LLC MEMBER direct 1997-07-01
ARISTEIA CAPITAL, LLC MANAGER direct 1997-07-01
ARISTEIA CAPITAL, LLC PARTNER direct 1997-07-01
ARISTEIA CAPITAL, LLC MANAGING MEMBER direct 1997-07-01
ARISTEIA CAPITAL, LLC MEMBER indirect 2008-12-01
ARISTEIA CAPITAL, LLC LIMITED PARTNER indirect 2008-12-01
FRASCELLA, ANTHONY, MICHAEL LIMITED PARTNER ARISTEIA HOLDINGS, LP 12/01/2008 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ARISTEIA CAPITAL, LLC MEMBER direct 1997-07-01
ARISTEIA CAPITAL, LLC MANAGER direct 1997-07-01
ARISTEIA CAPITAL, LLC PARTNER direct 1997-07-01
ARISTEIA CAPITAL, LLC MANAGING MEMBER direct 1997-07-01
ARISTEIA CAPITAL, LLC MEMBER indirect 2008-12-01
ARISTEIA CAPITAL, LLC LIMITED PARTNER indirect 2008-12-01
TECHAR, WILLIAM, ROBERT MEMBER ARISTEIA HOLDINGS GP, L.L.C. 12/01/2008 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ARISTEIA CAPITAL, LLC PRINCIPAL direct 2005-01-01
ARISTEIA CAPITAL, LLC OFFICER direct 2005-01-01
ARISTEIA CAPITAL, LLC MANAGER direct 2005-01-01
ARISTEIA CAPITAL, LLC PARTNER direct 2005-01-01
ARISTEIA CAPITAL, LLC MEMBER direct 2005-01-01
ARISTEIA CAPITAL, LLC LIMITED PARTNER indirect 2008-12-01
ARISTEIA CAPITAL, LLC MEMBER indirect 2008-12-01
TECHAR, WILLIAM, ROBERT LIMITED PARTNER ARISTEIA HOLDINGS, LP 12/01/2008 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ARISTEIA CAPITAL, LLC PRINCIPAL direct 2005-01-01
ARISTEIA CAPITAL, LLC OFFICER direct 2005-01-01
ARISTEIA CAPITAL, LLC MANAGER direct 2005-01-01
ARISTEIA CAPITAL, LLC PARTNER direct 2005-01-01
ARISTEIA CAPITAL, LLC MEMBER direct 2005-01-01
ARISTEIA CAPITAL, LLC LIMITED PARTNER indirect 2008-12-01
ARISTEIA CAPITAL, LLC MEMBER indirect 2008-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ARISTEIA SELECT OPPORTUNITIES I, L.P. United States 805-4676033754 Hedge Fund 33,413,160 5,000,000
ARISTEIA MASTER, L.P. Cayman Islands 805-2122229304 Hedge Fund 3,477,773,584 5,000,000 Master Fund

WhaleScore history for ARISTEIA CAPITAL LLC

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**EXPERIMENTAL** Current International Short Positions

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Holder Issuer Net Short Position Position Date Origin

Short Position History (last 100)

Holder Net Short Position Position Date Origin
ARISTEIA CAPITAL, L.L.C ALCATEL LUCENT 0.67% 2015-08-12 FRANCE
ARISTEIA CAPITAL, L.L.C ALCATEL LUCENT 0.74% 2015-04-14 FRANCE
ARISTEIA CAPITAL, L.L.C ALCATEL LUCENT 0.8% 2015-03-26 FRANCE
ARISTEIA CAPITAL, L.L.C ALCATEL LUCENT 0.73% 2015-03-18 FRANCE
ARISTEIA CAPITAL, L.L.C ALCATEL LUCENT 0.67% 2015-03-17 FRANCE
ARISTEIA CAPITAL, L.L.C ALCATEL LUCENT 0.77% 2015-03-13 FRANCE
ARISTEIA CAPITAL, L.L.C ALCATEL LUCENT 0.84% 2015-03-12 FRANCE
ARISTEIA CAPITAL, L.L.C ALCATEL LUCENT 0.9% 2015-02-12 FRANCE
ARISTEIA CAPITAL, L.L.C ALCATEL LUCENT 0.81% 2015-01-09 FRANCE
Aristeia Capital, L.L.C. CARNIVAL PLC 0.44% 2016-02-11 UK
Aristeia Capital, L.L.C. CARNIVAL PLC 0.57% 2016-02-09 UK
Aristeia Capital, L.L.C. CARNIVAL PLC 0.69% 2016-01-12 UK
Aristeia Capital, L.L.C. CARNIVAL PLC 0.78% 2015-12-17 UK
Aristeia Capital, L.L.C. CARNIVAL PLC 0.84% 2015-12-15 UK
Aristeia Capital, L.L.C. CARNIVAL PLC 0.92% 2015-12-14 UK
Aristeia Capital, L.L.C. CARNIVAL PLC 1.0% 2015-12-10 UK
Aristeia Capital, L.L.C. CARNIVAL PLC 0.9% 2015-12-03 UK
Aristeia Capital, L.L.C. CARNIVAL PLC 0.89% 2015-11-13 UK
Aristeia Capital, L.L.C. CARNIVAL PLC 0.99% 2015-11-05 UK
Aristeia Capital, L.L.C. CARNIVAL PLC 1.09% 2015-10-22 UK
Aristeia Capital, L.L.C. CARNIVAL PLC 1.29% 2015-10-13 UK
Aristeia Capital, L.L.C. CARNIVAL PLC 1.3% 2015-10-06 UK
Aristeia Capital, L.L.C. CARNIVAL PLC 1.2% 2015-09-30 UK
Aristeia Capital, L.L.C. CARNIVAL PLC 1.08% 2015-09-15 UK
Aristeia Capital, L.L.C. CARNIVAL PLC 1.12% 2015-08-11 UK
Aristeia Capital, L.L.C. CARNIVAL PLC 1.02% 2015-08-07 UK
Aristeia Capital, L.L.C. CARNIVAL PLC 0.91% 2015-07-20 UK
Aristeia Capital, L.L.C. CARNIVAL PLC 0.81% 2015-07-16 UK
Aristeia Capital, L.L.C. CARNIVAL PLC 0.7% 2015-07-13 UK
Aristeia Capital, L.L.C. CARNIVAL PLC 0.62% 2015-07-07 UK
Aristeia Capital, L.L.C. CARNIVAL PLC 0.56% 2015-06-29 UK
ARISTEIA CAPITAL, L.L.C CGG 0.33% 2016-11-08 FRANCE
ARISTEIA CAPITAL, L.L.C CGG 0.81% 2016-11-03 FRANCE
ARISTEIA CAPITAL, L.L.C CGG 0.74% 2016-10-28 FRANCE
ARISTEIA CAPITAL, L.L.C CGG 0.61% 2016-10-27 FRANCE
ARISTEIA CAPITAL, L.L.C PEUGEOT S.A. 1.58% 2016-06-27 FRANCE
ARISTEIA CAPITAL, L.L.C PEUGEOT S.A. 1.62% 2015-10-09 FRANCE
ARISTEIA CAPITAL, L.L.C PEUGEOT S.A. 1.58% 2015-09-24 FRANCE
ARISTEIA CAPITAL, L.L.C PEUGEOT S.A. 1.6% 2015-09-02 FRANCE
ARISTEIA CAPITAL, L.L.C PEUGEOT S.A. 1.5% 2015-03-25 FRANCE
ARISTEIA CAPITAL, L.L.C PEUGEOT S.A. 1.4% 2015-02-27 FRANCE
ARISTEIA CAPITAL, L.L.C PEUGEOT S.A. 1.32% 2015-02-12 FRANCE
ARISTEIA CAPITAL, L.L.C PEUGEOT S.A. 1.21% 2015-02-04 FRANCE
ARISTEIA CAPITAL, L.L.C PEUGEOT S.A. 1.11% 2015-01-26 FRANCE
ARISTEIA CAPITAL, L.L.C PEUGEOT S.A. 1.06% 2015-01-22 FRANCE
Aristeia Capital, L.L.C. SBI Holdings,Inc. 0.33% 2018-09-07 Japan
Aristeia Capital, L.L.C. SBI Holdings,Inc. 0.5599999999999999% 2018-08-08 Japan
Aristeia Capital, L.L.C. SBI Holdings,Inc. 0.65% 2018-08-07 Japan
Aristeia Capital, L.L.C. SBI Holdings,Inc. 0.84% 2018-06-01 Japan
Aristeia Capital, L.L.C. SBI Holdings,Inc. 0.8999999999999999% 2018-05-17 Japan
Aristeia Capital, L.L.C. SBI Holdings,Inc. 0.8200000000000001% 2018-03-16 Japan
Aristeia Capital, L.L.C. SBI Holdings,Inc. 0.72% 2018-03-14 Japan
Aristeia Capital, L.L.C. SBI Holdings,Inc. 0.66% 2018-03-13 Japan
Aristeia Capital, L.L.C. Yahoo Japan Corporation 0.5% 2018-09-05 Japan
Aristeia Capital, L.L.C. YAMADA DENKI CO.,LTD. 0.48% 2018-10-11 Japan
Aristeia Capital, L.L.C. YAMADA DENKI CO.,LTD. 0.6% 2018-09-21 Japan
Aristeia Capital, L.L.C. YAMADA DENKI CO.,LTD. 0.69% 2018-04-18 Japan
Aristeia Capital, L.L.C. YAMADA DENKI CO.,LTD. 0.7000000000000001% 2018-01-30 Japan
Aristeia Capital, L.L.C. YAMADA DENKI CO.,LTD. 0.69% 2018-01-19 Japan
Aristeia Capital, L.L.C. YAMADA DENKI CO.,LTD. 0.5499999999999999% 2017-12-19 Japan

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