ARKFELD WEALTH STRATEGIES, L.L.C.

Our firm provides operational support services to Mutual Securities Inc. as a platform provider for clients' directly held investments, including variable annuities. While we offer limited monitoring of certain holdings, we do not have discretionary authority over Mutual Securities' brokerage accounts. Clients may be solicited to use Mutual Securities but are not required to move their investments. For Mutual Securities clients who provide written consent, our firm offers ongoing, non-discretionary investment advisory services, including general reviews, advice, and specific securities recommendations. Additionally, we offer project-oriented and ongoing financial planning services to individuals and families, covering areas like education funding, retirement planning, and tax planning. Clients are responsible for implementing our recommendations. Engagements typically involve identifying goals, analyzing data, formulating strategies, and preparing written plans, with details varying based on the client's financial situation.

Arkfeld Wealth Strategies, LLC (AWS) employs a general investment strategy consistent with modern portfolio theory, aiming to reduce risk and volatility through globally diversified portfolios. To achieve this, AWS primarily uses fundamental security methods of analysis, along with market trend and economic cycle analysis. The firm primarily uses mutual funds, stocks, and exchange-traded funds as investment vehicles. However, they may also use or recommend other investment vehicles, including long-term purchases, short-term purchases, trading, illiquid investments, private investments, margin, and options in the implementation of their strategies.

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