ASCENSION ASSET MANAGEMENT LLC

NEW YORK, NY Investment Advisor How do I update this listing?

Ascension Asset Management is based out of New York. Ascension Asset Management is a large advisory firm with 28 clients and discretionary assets under management (AUM) of $152,456,779 (Form ADV from 2017-06-01). Their last reported 13F filing for Q4 2019 included $115,909,000 in managed 13F securities and a top 10 holdings concentration of 30.63%. Ascension Asset Management's largest holding is Johnson & Johnson Co. with shares held of 38,048. Whalewisdom has at least 9 13F filings

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12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $115.909 Million
  • Prior Market Value $108.272 Million
  • New Purchases0 stocks
  • Additional Purchases8 stocks
  • Sold out of0 stocks
  • Reduced holdings in16 stocks
  • Top 10 Holdings % 30.63 %
  • Turnover % [1]:%
  • Turnover Alt % [2]: 0.20 %
  • Time Held Top20:5.90 quarters
  • Time Held Top10:6.50 quarters
  • Time Held All:7.43 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 6.54%
Performance Last 4 Quarters: 18.25%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-12-31 - 13F-HR (Subscription required)
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ASCENSION ASSET MANAGEMENT LLC
20 EAST 69TH STREET, 4TH FLOOR
NEW YORK NY    10021-4922
Country: United States

Business Phone: 212-935-0782
Fax: 212-832-2823
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NY
Number of employees: 1
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities: 19,484,100
Total Number of Clients: 28
Amount of client funds and securities by related persons: 13,919,800
Total Number of clients from related persons: 2
Disclosures:
Data above was derived from SEC filings.

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ASCENSION ASSET MANAGEMENT LLC

ownership team - last updated 2019-09-30
Name Title Start Date Direct/Indirect % Ownership
GOODER, GRENVILLE, MAC DONALD MANAGING MEMBER 06/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
PLATT CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2004-09-01
PLATT CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/CCO direct 2004-09-01
ASCENSION ASSET MANAGEMENT LLC CHAIRMAN direct 2004-06-01
ASCENSION ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2004-06-01
ASCENSION ASSET MANAGEMENT LLC MANAGING MEMBER direct 2004-06-01
SEITZ, DANIELE, MARIE VICE PRESIDENT AND ADMINISTRATIVE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASCENSION ASSET MANAGEMENT LLC VICE PRESIDENT AND ADMINISTRATIVE OFFICER direct 2016-03-01
ROSSER, EVAN, RHYS CHIEF COMPLIANCE OFFICER 07/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORTER INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-02-01
ASCENSION ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2017-07-01

ASCENSION ASSET MANAGEMENT LLC

ownership team - last updated 2019-03-21
Name Title Start Date Direct/Indirect % Ownership
GOODER, GRENVILLE, MAC DONALD MANAGING MEMBER 06/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
PLATT CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2004-09-01
PLATT CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/CCO direct 2004-09-01
ASCENSION ASSET MANAGEMENT LLC CHAIRMAN direct 2004-06-01
ASCENSION ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2004-06-01
ASCENSION ASSET MANAGEMENT LLC MANAGING MEMBER direct 2004-06-01
SEITZ, DANIELE, MARIE VICE PRESIDENT AND ADMINISTRATIVE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASCENSION ASSET MANAGEMENT LLC VICE PRESIDENT AND ADMINISTRATIVE OFFICER direct 2016-03-01
ROSSER, EVAN, RHYS CHIEF COMPLIANCE OFFICER 07/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORTER INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-02-01
ASCENSION ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2017-07-01

ASCENSION ASSET MANAGEMENT LLC

ownership team - last updated 2017-06-30
Name Title Start Date Direct/Indirect % Ownership
GOODER, GRENVILLE, MAC DONALD MANAGING MEMBER 06/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
PLATT CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2004-09-01
PLATT CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/CCO direct 2004-09-01
ASCENSION ASSET MANAGEMENT LLC CHAIRMAN direct 2004-06-01
ASCENSION ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2004-06-01
ASCENSION ASSET MANAGEMENT LLC MANAGING MEMBER direct 2004-06-01
SEITZ, DANIELE, MARIE VICE PRESIDENT AND ADMINISTRATIVE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASCENSION ASSET MANAGEMENT LLC VICE PRESIDENT AND ADMINISTRATIVE OFFICER direct 2016-03-01
ROSSER, EVAN, RHYS CHIEF COMPLIANCE OFFICER 07/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
HORTER INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-02-01
ASCENSION ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2017-07-01

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