ASCENT WEALTH PARTNERS, LLC

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Ascent Wealth Partners is based out of Utica. Ascent Wealth Partners is a large advisory firm with 640 clients and discretionary assets under management (AUM) of $521,007,523 (Form ADV from 2019-03-25). Their last reported 13F filing for Q1 2019 included $307,167,000 in managed 13F securities and a top 10 holdings concentration of 35.68%. Ascent Wealth Partners's largest holding is iShares Russell 1000 Growth ETF with shares held of 142,107. Whalewisdom has at least 2 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $307.167 Million
  • Prior Market Value $255.962 Million
  • New Purchases24 stocks
  • Additional Purchases73 stocks
  • Sold out of4 stocks
  • Reduced holdings in21 stocks
  • Top 10 Holdings % 35.68 %
  • Turnover % [1]:20.29%
  • Turnover Alt % [2]: 8.97 %
  • Time Held Top20:0.95 quarters
  • Time Held Top10:0.90 quarters
  • Time Held All:0.83 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 1.35%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted
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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ASCENT WEALTH PARTNERS, LLC
89 GENESEE STREET
NEW HARTFORD NY    13413
Country: United States

Business Phone: 315-624-7300
Fax: 315-624-7305
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NY
Number of employees: 12
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 120,299,000
Total Number of Clients: 640
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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ASCENT WEALTH PARTNERS, LLC

ownership team - last updated 2019-03-25
Name Title Start Date Direct/Indirect % Ownership
MCCARTNEY, SCOTT, CLYDE MANAGING MEMBER 08/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
STRATEGIC FINANCIAL SERVICES, INC. CIO direct 2011-01-01
STRATEGIC INVESTMENT ADVISORS INC CHIEF OPERATING OFFICER direct 2004-11-01
STRATEGIC INVESTMENT ADVISORS INC PRESIDENT/CHIEF INVESTMENT OFFICER direct 2007-05-01
STRATEGIC FINANCIAL SERVICES, INC. CIO direct 2011-01-01
ASCENT WEALTH PARTNERS, LLC MANAGING MEMBER direct 2011-08-01
ASCENT MANAGEMENT I, LLC MANAGING MEMBER / CHIEF COMPLIANCE OFFICER direct 2011-08-01
KOWALCZYK, NANCY, LAMB CHIEF COMPLIANCE OFFICER 09/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASCENT MANAGEMENT I, LLC CHIEF COMPLIANCE OFFICER direct 2011-09-01
KOWALCZYK, BRADLEY, MICHAEL MANAGING MEMBER 09/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LEIST ALAN R PLANNING GROUP INC CHIEF COMPLIANCE OFFICER AND PRESIDENT direct 1998-09-01
LEIST ALAN R PLANNING GROUP INC PRESIDENT/SECRETARY direct 1998-09-01
LEIST ALAN R PLANNING GROUP INC PRESIDENT/SECRETARY indirect 1998-09-01
STRATEGIC FINANCIAL SERVICES, INC. PRESIDENT direct 1998-09-01
LEIST ALAN R PLANNING GROUP INC PRESIDENT/SECRETARY/ CCO indirect 1998-09-01
STRATEGIC FINANCIAL SERVICES, INC. PRINCIPAL direct 2011-01-01
STRATEGIC RETIREMENT PLANS, INC. OWNER direct 2000-11-01
STRATEGIC FINANCIAL SERVICES, INC. PRESIDENT direct 2000-11-01
STRATEGIC RETIREMENT PLANS, INC. OWNER / PRESIDENT direct 2000-11-01
ASCENT WEALTH PARTNERS, LLC MANAGING MEMBER direct 2011-09-01
MOSHIER, MARTIN, EDWARD MANAGING MEMBER 09/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
STRATEGIC FINANCIAL SERVICES, INC. PRINCIPAL direct 2011-01-01
STRATEGIC FINANCIAL SERVICES, INC. PRINCIPAL direct 2011-01-01
STRATEGIC FINANCIAL SERVICES, INC. PRINCIPAL direct 2011-01-01
ASCENT WEALTH PARTNERS, LLC MANAGING MEMBER direct 2011-09-01

ASCENT WEALTH PARTNERS, LLC

ownership team - last updated 2017-08-18
Name Title Start Date Direct/Indirect % Ownership
MOSHIER, MARTIN, EDWARD MANAGING MEMBER 09/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
STRATEGIC FINANCIAL SERVICES, INC. PRINCIPAL direct 2011-01-01
STRATEGIC FINANCIAL SERVICES, INC. PRINCIPAL direct 2011-01-01
STRATEGIC FINANCIAL SERVICES, INC. PRINCIPAL direct 2011-01-01
ASCENT WEALTH PARTNERS, LLC MANAGING MEMBER direct 2011-09-01
KOWALCZYK, BRADLEY, MICHAEL MANAGING MEMBER 09/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LEIST ALAN R PLANNING GROUP INC CHIEF COMPLIANCE OFFICER AND PRESIDENT direct 1998-09-01
LEIST ALAN R PLANNING GROUP INC PRESIDENT/SECRETARY direct 1998-09-01
LEIST ALAN R PLANNING GROUP INC PRESIDENT/SECRETARY indirect 1998-09-01
STRATEGIC FINANCIAL SERVICES, INC. PRESIDENT direct 1998-09-01
LEIST ALAN R PLANNING GROUP INC PRESIDENT/SECRETARY/ CCO indirect 1998-09-01
STRATEGIC FINANCIAL SERVICES, INC. PRINCIPAL direct 2011-01-01
STRATEGIC RETIREMENT PLANS, INC. OWNER direct 2000-11-01
STRATEGIC FINANCIAL SERVICES, INC. PRESIDENT direct 2000-11-01
STRATEGIC RETIREMENT PLANS, INC. OWNER / PRESIDENT direct 2000-11-01
ASCENT WEALTH PARTNERS, LLC MANAGING MEMBER direct 2011-09-01
KOWALCZYK, NANCY, LAMB CHIEF COMPLIANCE OFFICER 09/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASCENT MANAGEMENT I, LLC CHIEF COMPLIANCE OFFICER direct 2011-09-01
MCCARTNEY, SCOTT, CLYDE MANAGING MEMBER 08/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
STRATEGIC FINANCIAL SERVICES, INC. CIO direct 2011-01-01
STRATEGIC INVESTMENT ADVISORS INC CHIEF OPERATING OFFICER direct 2004-11-01
STRATEGIC INVESTMENT ADVISORS INC PRESIDENT/CHIEF INVESTMENT OFFICER direct 2007-05-01
STRATEGIC FINANCIAL SERVICES, INC. CIO direct 2011-01-01
ASCENT WEALTH PARTNERS, LLC MANAGING MEMBER direct 2011-08-01
ASCENT MANAGEMENT I, LLC MANAGING MEMBER / CHIEF COMPLIANCE OFFICER direct 2011-08-01

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