ASCENT WEALTH PARTNERS, LLC

HTTP://WWW.ASCENTWEALTHPARTNERS.COM UTICA, NY Investment Advisor How do I update this listing?

Ascent Wealth Partners is based out of Utica. Ascent Wealth Partners is a large advisory firm with 503 clients and discretionary assets under management (AUM) of $523,619,486 (Form ADV from 2018-03-29). Their last reported 13F filing for Q4 2018 included $255,962,000 in managed 13F securities and a top 10 holdings concentration of 34.0%. Ascent Wealth Partners's largest holding is iShares Russell 1000 Growth ETF with shares held of 132,256. Whalewisdom has at least 1 13F filings

Download 13F Summary to Excel Create Email Alert

12/31/2018

Top Sells

  • Name% Change

12/31/2018

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 2.14%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ASCENT WEALTH PARTNERS, LLC
89 GENESEE STREET
NEW HARTFORD NY    13413
Country: United States

Business Phone: 315-624-7300
Fax: 315-624-7305
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NY
Number of employees: 11
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities: 24,000,600
Total Number of Clients: 503
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

ASCENT WEALTH PARTNERS, LLC

ownership team - last updated 2017-08-18
Name Title Start Date Direct/Indirect % Ownership
MOSHIER, MARTIN, EDWARD MANAGING MEMBER 09/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
STRATEGIC FINANCIAL SERVICES, INC. PRINCIPAL direct 2011-01-01
STRATEGIC FINANCIAL SERVICES, INC. PRINCIPAL direct 2011-01-01
STRATEGIC FINANCIAL SERVICES, INC. PRINCIPAL direct 2011-01-01
ASCENT WEALTH PARTNERS, LLC MANAGING MEMBER direct 2011-09-01
KOWALCZYK, BRADLEY, MICHAEL MANAGING MEMBER 09/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LEIST ALAN R PLANNING GROUP INC CHIEF COMPLIANCE OFFICER AND PRESIDENT direct 1998-09-01
LEIST ALAN R PLANNING GROUP INC PRESIDENT/SECRETARY direct 1998-09-01
LEIST ALAN R PLANNING GROUP INC PRESIDENT/SECRETARY indirect 1998-09-01
STRATEGIC FINANCIAL SERVICES, INC. PRESIDENT direct 1998-09-01
LEIST ALAN R PLANNING GROUP INC PRESIDENT/SECRETARY/ CCO indirect 1998-09-01
STRATEGIC FINANCIAL SERVICES, INC. PRINCIPAL direct 2011-01-01
STRATEGIC RETIREMENT PLANS, INC. OWNER direct 2000-11-01
STRATEGIC FINANCIAL SERVICES, INC. PRESIDENT direct 2000-11-01
STRATEGIC RETIREMENT PLANS, INC. OWNER / PRESIDENT direct 2000-11-01
ASCENT WEALTH PARTNERS, LLC MANAGING MEMBER direct 2011-09-01
KOWALCZYK, NANCY, LAMB CHIEF COMPLIANCE OFFICER 09/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASCENT MANAGEMENT I, LLC CHIEF COMPLIANCE OFFICER direct 2011-09-01
MCCARTNEY, SCOTT, CLYDE MANAGING MEMBER 08/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
STRATEGIC FINANCIAL SERVICES, INC. CIO direct 2011-01-01
STRATEGIC INVESTMENT ADVISORS INC CHIEF OPERATING OFFICER direct 2004-11-01
STRATEGIC INVESTMENT ADVISORS INC PRESIDENT/CHIEF INVESTMENT OFFICER direct 2007-05-01
STRATEGIC FINANCIAL SERVICES, INC. CIO direct 2011-01-01
ASCENT WEALTH PARTNERS, LLC MANAGING MEMBER direct 2011-08-01
ASCENT MANAGEMENT I, LLC MANAGING MEMBER / CHIEF COMPLIANCE OFFICER direct 2011-08-01

Elevate your investments