ASIO CAPITAL, LLC

https://asiocapital.com/ LEXINGTON, KY Investment Advisor How do I update this listing?

Asio Capital is based out of Lexington. Asio Capital is a large advisory firm with 155 clients and discretionary assets under management (AUM) of $201,300,000 (Form ADV from 2020-06-18). Their last reported 13F filing for Q2 2020 included $157,823,000 in managed 13F securities and a top 10 holdings concentration of 28.08%. Asio Capital's largest holding is Goldman Sachs Access Ultra Short Bond ETF with shares held of 145,185. Whalewisdom has at least 3 13F filings

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06/30/2020

13F Activity

  • Market Value $157.823 Million
  • Prior Market Value $121.178 Million
  • New Purchases18 stocks
  • Additional Purchases51 stocks
  • Sold out of27 stocks
  • Reduced holdings in46 stocks
  • Top 10 Holdings % 28.08 %
  • Turnover % [1]:31.91%
  • Turnover Alt % [2]: 18.91 %
  • Time Held Top20:1.40 quarters
  • Time Held Top10:1.40 quarters
  • Time Held All:1.65 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 24.14%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

ASIO CAPITAL LLC
220 LEXINGTON GREEN CIRCLE SUITE 420
LEXINGTON KY    40503
Country: United States

Business Phone: 859-785-4130
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 4
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,ASSET-BASED FEES FOR RETIREMENT PLAN CONSULTING
Amount of client funds and securities: 54,800,000
Total Number of Clients: 155
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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ASIO CAPITAL LLC

ownership team - last updated 2020-06-18
Name Title Start Date Direct/Indirect % Ownership
GRAY, RYAN, MICHAEL CCO, MEMBER 07/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC CCO, MEMBER direct 2018-07-01
CHESHIRE, JOHN, CARROLL MEMBER 07/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC MEMBER direct 2018-07-01
OSBORNE, RYAN, TRACY MEMBER 07/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC MEMBER direct 2018-07-01
SERRATE, ERIN, HERSHEY MEMBER 07/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC MEMBER direct 2018-07-01
AKERS, JASON, CRAIG SILENT PARTNER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC SILENT PARTNER direct 2018-09-01
LAWSON, RANDIE, GAIL SILENT PARTNER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC SILENT PARTNER direct 2018-09-01
SLATER, VALERIE, BIRCHFIELD SILENT PARTNER 10/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC SILENT PARTNER direct 2018-10-01

ASIO CAPITAL LLC

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

ASIO CAPITAL LLC

ownership team - last updated 2019-12-09
Name Title Start Date Direct/Indirect % Ownership
GRAY, RYAN, MICHAEL CCO, MEMBER 07/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC CCO, MEMBER direct 2018-07-01
CHESHIRE, JOHN, CARROLL MEMBER 07/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC MEMBER direct 2018-07-01
OSBORNE, RYAN, TRACY MEMBER 07/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC MEMBER direct 2018-07-01
SERRATE, ERIN, HERSHEY MEMBER 07/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC MEMBER direct 2018-07-01
AKERS, JASON, CRAIG SILENT PARTNER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC SILENT PARTNER direct 2018-09-01
LAWSON, RANDIE, GAIL SILENT PARTNER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC SILENT PARTNER direct 2018-09-01
SLATER, VALERIE, BIRCHFIELD SILENT PARTNER 10/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC SILENT PARTNER direct 2018-10-01

ASIO CAPITAL LLC

ownership team - last updated 2019-05-29
Name Title Start Date Direct/Indirect % Ownership
GRAY, RYAN, MICHAEL CCO, MEMBER 07/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC CCO, MEMBER direct 2018-07-01
CHESHIRE, JOHN, CARROLL MEMBER 07/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC MEMBER direct 2018-07-01
OSBORNE, RYAN, TRACY MEMBER 07/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC MEMBER direct 2018-07-01
SERRATE, ERIN, HERSHEY MEMBER 07/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC MEMBER direct 2018-07-01
AKERS, JASON, CRAIG SILENT PARTNER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC SILENT PARTNER direct 2018-09-01
LAWSON, RANDIE, GAIL SILENT PARTNER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC SILENT PARTNER direct 2018-09-01
SLATER, VALERIE, BIRCHFIELD SILENT PARTNER 10/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC SILENT PARTNER direct 2018-10-01

ASIO CAPITAL LLC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
GRAY, RYAN, MICHAEL CCO, MEMBER 07/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC CCO, MEMBER direct 2018-07-01
CHESHIRE, JOHN, CARROLL MEMBER 07/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC MEMBER direct 2018-07-01
OSBORNE, RYAN, TRACY MEMBER 07/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC MEMBER direct 2018-07-01
SERRATE, ERIN, HERSHEY MEMBER 07/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC MEMBER direct 2018-07-01
AKERS, JASON, CRAIG SILENT PARTNER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC SILENT PARTNER direct 2018-09-01
LAWSON, RANDIE, GAIL SILENT PARTNER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC SILENT PARTNER direct 2018-09-01
SLATER, VALERIE, BIRCHFIELD SILENT PARTNER 10/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC SILENT PARTNER direct 2018-10-01

ASIO CAPITAL LLC

ownership team - last updated 2018-12-17
Name Title Start Date Direct/Indirect % Ownership
GRAY, RYAN, MICHAEL CCO, MEMBER 07/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC CCO, MEMBER direct 2018-07-01
CHESHIRE, JOHN, CARROLL MEMBER 07/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC MEMBER direct 2018-07-01
OSBORNE, RYAN, TRACY MEMBER 07/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC MEMBER direct 2018-07-01
SERRATE, ERIN, HERSHEY MEMBER 07/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC MEMBER direct 2018-07-01
AKERS, JASON, CRAIG SILENT PARTNER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC SILENT PARTNER direct 2018-09-01
LAWSON, RANDIE, GAIL SILENT PARTNER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC SILENT PARTNER direct 2018-09-01
SLATER, VALERIE, BIRCHFIELD SILENT PARTNER 10/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASIO CAPITAL LLC SILENT PARTNER direct 2018-10-01

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