ASTORIA STRATEGIC WEALTH, INC.

HTTP://WWW.PAULEYFINANCIAL.COM/ FLOWER MOUND, TX Investment Advisor How do I update this listing?

Astoria Strategic Wealth is based out of Flower Mound. Astoria Strategic Wealth is a large advisory firm with 106 clients and discretionary assets under management (AUM) of $162,458,182 (Form ADV from 2019-12-01). Their last reported 13F filing for Q2 2020 included $156,277,000 in managed 13F securities and a top 10 holdings concentration of 88.2%. Astoria Strategic Wealth's largest holding is Vanguard Total Stock Market ETF with shares held of 208,174. Whalewisdom has at least 3 13F filings

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06/30/2020

13F Activity

  • Market Value $156.277 Million
  • Prior Market Value $130.039 Million
  • New Purchases3 stocks
  • Additional Purchases10 stocks
  • Sold out of8 stocks
  • Reduced holdings in10 stocks
  • Top 10 Holdings % 88.20 %
  • Turnover % [1]:42.31%
  • Turnover Alt % [2]: 32.85 %
  • Time Held Top20:1.35 quarters
  • Time Held Top10:0.90 quarters
  • Time Held All:1.69 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 20.9%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

ASTORIA STRATEGIC WEALTH, INC.

  

Business Phone: 888.321.7374
Fax: 512-697-8302
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: TX
Number of employees: 5
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 23,038,600
Total Number of Clients: 106
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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ASTORIA STRATEGIC WEALTH, INC.

ownership team - last updated 2020-06-29
Name Title Start Date Direct/Indirect % Ownership
VICTORIA, KIMBERLY, NMN PRINCIPAL AND CHIEF OPERATING OFFICER 05/01/2010 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PAULEY FINANCIAL SERVICES, INC. COO direct 2010-05-01
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL direct 2010-05-01
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL AND CHIEF OPERATING OFFICER direct 2010-05-01
COX, BRIAN, ARTHUR CHIEF COMPLIANCE OFFICER, PRINCIPAL 12/01/2013 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL direct 2012-01-01
PAULEY FINANCIAL SERVICES, INC. CHIEF COMPLIANCE OFFICER, PRINCIPAL direct 2013-12-01

ASTORIA STRATEGIC WEALTH, INC.

ownership team - last updated 2020-02-20
Name Title Start Date Direct/Indirect % Ownership

ASTORIA STRATEGIC WEALTH, INC.

ownership team - last updated 2019-08-26
Name Title Start Date Direct/Indirect % Ownership
VICTORIA, KIMBERLY, NMN PRINCIPAL AND CHIEF OPERATING OFFICER 05/01/2010 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PAULEY FINANCIAL SERVICES, INC. COO direct 2010-05-01
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL direct 2010-05-01
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL AND CHIEF OPERATING OFFICER direct 2010-05-01
COX, BRIAN, ARTHUR CHIEF COMPLIANCE OFFICER, PRINCIPAL 12/01/2013 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL direct 2012-01-01
PAULEY FINANCIAL SERVICES, INC. CHIEF COMPLIANCE OFFICER, PRINCIPAL direct 2013-12-01

ASTORIA STRATEGIC WEALTH, INC.

ownership team - last updated 2019-04-15
Name Title Start Date Direct/Indirect % Ownership
VICTORIA, KIMBERLY, NMN PRINCIPAL AND CHIEF OPERATING OFFICER 05/01/2010 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PAULEY FINANCIAL SERVICES, INC. COO direct 2010-05-01
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL direct 2010-05-01
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL AND CHIEF OPERATING OFFICER direct 2010-05-01
COX, BRIAN, ARTHUR CHIEF COMPLIANCE OFFICER, PRINCIPAL 12/01/2013 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL direct 2012-01-01
PAULEY FINANCIAL SERVICES, INC. CHIEF COMPLIANCE OFFICER, PRINCIPAL direct 2013-12-01

PAULEY FINANCIAL SERVICES, INC.

ownership team - last updated 2019-03-08
Name Title Start Date Direct/Indirect % Ownership
VICTORIA, KIMBERLY PRINCIPAL AND CHIEF OPERATING OFFICER 05/01/2010 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PAULEY FINANCIAL SERVICES, INC. COO direct 2010-05-01
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL direct 2010-05-01
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL AND CHIEF OPERATING OFFICER direct 2010-05-01
COX, BRIAN, ARTHUR CHIEF COMPLIANCE OFFICER, PRINCIPAL 12/01/2013 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL direct 2012-01-01
PAULEY FINANCIAL SERVICES, INC. CHIEF COMPLIANCE OFFICER, PRINCIPAL direct 2013-12-01

PAULEY FINANCIAL SERVICES, INC.

ownership team - last updated 2018-10-03
Name Title Start Date Direct/Indirect % Ownership
PAULEY, KIM, VICTORIA PRINCIPAL AND CHIEF OPERATING OFFICER 05/01/2010 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PAULEY FINANCIAL SERVICES, INC. COO direct 2010-05-01
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL direct 2010-05-01
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL AND CHIEF OPERATING OFFICER direct 2010-05-01
COX, BRIAN, ARTHUR CHIEF COMPLIANCE OFFICER, PRINCIPAL 12/01/2013 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL direct 2012-01-01
PAULEY FINANCIAL SERVICES, INC. CHIEF COMPLIANCE OFFICER, PRINCIPAL direct 2013-12-01

PAULEY FINANCIAL SERVICES, INC.

ownership team - last updated 2017-03-20
Name Title Start Date Direct/Indirect % Ownership
PAULEY, ROSS, DOUGLAS MANAGING PRINCIPAL 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PAULEY FINANCIAL SERVICES, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2000-05-01
PAULEY FINANCIAL SERVICES, INC. MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER direct 2000-05-01
PAULEY FINANCIAL SERVICES, INC. MANAGING PRINCIPAL direct 2000-05-01
PAULEY FINANCIAL SERVICES, INC. MANAGING PRINCIPAL direct 2016-01-01
PAULEY, KIM, VICTORIA PRINCIPAL AND CHIEF OPERATING OFFICER 05/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
PAULEY FINANCIAL SERVICES, INC. COO direct 2010-05-01
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL direct 2010-05-01
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL AND CHIEF OPERATING OFFICER direct 2010-05-01
COX, BRIAN, ARTHUR CHIEF COMPLIANCE OFFICER, PRINCIPAL 12/01/2013 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PAULEY FINANCIAL SERVICES, INC. PRINCIPAL direct 2012-01-01
PAULEY FINANCIAL SERVICES, INC. CHIEF COMPLIANCE OFFICER, PRINCIPAL direct 2013-12-01

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