ATALAYA CAPITAL MANAGEMENT LP

HTTPS://WWW.ATALAYALEASING.COM/ • NEW YORK, NY • Investment Advisor • Hedge Fund
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Atalaya Capital Management is based out of New York. Atalaya Capital Management is a hedge fund with 53 clients and discretionary assets under management (AUM) of $9,250,126,529 (Form ADV from 2023-03-31). Their last reported 13F filing for Q1 2023 included $313,704,473 in managed 13F securities and a top 10 holdings concentration of 48.69%. Atalaya Capital Management's largest holding is Metals Acquisition Corp with shares held of 2,059,688. Whalewisdom has at least 10 13F filings, 92 13G filings, and 13 Form 4 filings

03/31/2023

13F Activity

  • Market Value $313.704 Million
  • Prior Market Value $558.61 Million
  • New Purchases8 stocks
  • Additional Purchases1 stock
  • Sold out of86 stocks
  • Reduced holdings in4 stocks
  • Top 10 Holdings % 48.69 %
  • Turnover % [1]:41.78%
  • Turnover Alt % [2]: 6.04 %
  • Time Held Top20:1.70 quarters
  • Time Held Top10:1.50 quarters
  • Time Held All:4.04 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2023

13F Sector Allocation Over Time

Fund Metrics

You are limited to the prior 8 quarters of 13F filings. Subscribe to WhaleWisdom to view all filing data for ATALAYA CAPITAL MANAGEMENT LP

Portfolio Analysis

Classifications:

Q1 2023:

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Consistent Across Past 4 Quarters:

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Type of 13F Disclosure 13F Combination Report
% of holdings ETF 0.0
% of top 20 holdings the same as top 20 most commonly held by all managers 0.0%
ALL HOLDINGS TOP-20 HOLDINGS
min max mean median min max mean median
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Sector Allocation 0.166% (CONSUMER DISCRETIONARY) 97.741% (FINANCE) 25.0% 1.047% 100.0% (FINANCE) 100.0% (FINANCE) 100.0% 100.0%

Risk/Reward Analysis

Portfolio Market Cap Analysis

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2023-05-15

Performance for Q1 2023: -7.9%
Performance Last 4 Quarters: -6.6%
Performance Metrics
Stats are not available for the latest quarter
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*Shares are split adjusted
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
Corbin Capital Partners, L.P.

Global (ex. US) Holdings

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Stale Holdings (no activity in past 21-months or sold out)

Source: Refinitiv. Stale holdings data removed after 21-months of inactivity.

View Last Form Adv Compilation Report on Record

ATALAYA CAPITAL MANAGEMENT LP
Classified as Hedge Fund
ONE ROCKEFELLER PLAZA 32ND FLOOR
NEW YORK NY    10020-2010
Country: United States
Business Phone: 212-201-1910
Fax: 917-464-7350
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Partnership
Organized in: DE
Number of employees: 78
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees,ADMINISTRATIVE AGENT FEES RELATED TO CERTAIN LOAN POSITIONS HELD
Amount of client funds and securities: 0
Total Number of Clients: 53
Amount of client funds and securities by related persons: 8,656,410,000
Total Number of clients from related persons: 46
Disclosures:
Data above was derived from SEC filings.

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Insider Transactions in the past year

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ATALAYA CAPITAL MANAGEMENT LP

ownership team - last updated 2023-03-31
Name Title Start Date Direct/Indirect % Ownership
ATALAYA CAPITAL GP LLC GENERAL PARTNER OF THE REGISTRANT 05/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER OF THE REGISTRANT direct 2006-05-01
ZINN, IVAN, QUARLES PARTNER, CHIEF INVESTMENT OFFICER 05/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 2006-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2006-05-01
CHAN, RAYMOND, S PARTNER 05/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2011-05-01
UFBERG, JOSHUA, DANIEL PARTNER 01/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
AIDI, DAVID, PAUL PARTNER 01/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
CAMMARATA, GERALD, VINCENT CHIEF FINANCIAL OFFICER 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ING CLARION CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2009-07-01
ATALAYA CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2015-05-01
ROTHFLEISCH, MATTHEW, NOAH PARTNER 04/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
DEL MAR ASSET MANAGEMENT, LP LIMITED PARTNER, MANAGING DIRECTOR direct 2006-01-01
ROTATION CAPITAL MANAGEMENT LP OWNER indirect 2013-09-01
ROTATION CAPITAL MANAGEMENT LP CEO direct 2014-10-01
ROTATION CAPITAL MANAGEMENT LP CEO, PARTNER direct 2014-10-01
DYAL CAPITAL PARTNERS II (A) LP LIMITED PARTNER OF ATALAYA CAPITAL MANAGEMENT LP 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
WHITEBOX ADVISORS LLC MEMBER OF WHITEBOX ADVISORS LLC direct 2015-08-01
JANA PARTNERS LLC NON-MANAGING MEMBER OF JANA PARTNERS LLC direct 2015-03-01
JANA PARTNERS LLC DIRECT OWNER OF RELYING ADVISER direct 2015-03-01
ATALAYA CAPITAL MANAGEMENT LP LIMITED PARTNER OF ATALAYA CAPITAL MANAGEMENT LP direct 2017-07-01
SOUND POINT CAPITAL MANAGEMENT, LP LIMITED PARTNER OF SOUND POINT CAPITAL MANAGEMENT LP direct 2017-03-01
PHILLIPS, DREW, COREY PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 05/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
ATALAYA CAPITAL MANAGEMENT LP PARTNER, CHIEF OPERATING OFFICER direct 2015-05-01
DYAL CAPITAL PARTNERS II GP LLC GENERAL PARTNER DYAL II OFFSHORE INVESTORS LP 05/01/2021 Indirect Other
Fund Name Position direct/indirect start date end date
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC MANAGING MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
DYAL CAPITAL PARTNERS II GP LLC MANAGING MEMBER DYAL U.S. II LLC 05/01/2021 Indirect Other
Fund Name Position direct/indirect start date end date
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC MANAGING MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
DYAL CAPITAL PARTNERS II GP LLC GENERAL PARTNER DYAL II US INVESTORS LP 05/01/2021 Indirect Other
Fund Name Position direct/indirect start date end date
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC MANAGING MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
DYAL CAPITAL PARTNERS II GP LLC GENERAL PARTNER DYAL CAPITAL PARTNERS II (A) LP 05/01/2021 Indirect Other
Fund Name Position direct/indirect start date end date
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC MANAGING MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
DYAL II OFFSHORE INVESTORS LP MEMBER DYAL U.S. II LLC 12/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
JANA PARTNERS LLC MEMBER indirect 2014-07-01
BLUE OWL CAPITAL GP HOLDINGS LLC MANAGING MEMBER BLUE OWL CAPITAL GP LLC 11/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
OAK STREET REAL ESTATE CAPITAL, LLC GENERAL PARTNER indirect 2021-05-01
OAK STREET REAL ESTATE CAPITAL, LLC SOLE MEMBER indirect 2021-05-01
SCOPIA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2021-11-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2021-11-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2021-11-01
OWL ROCK TECHNOLOGY ADVISORS II LLC SOLE MEMBER indirect 2021-11-01
OWL ROCK CAPITAL ADVISORS LLC SOLE MEMBER indirect 2021-11-01
KPS CAPITAL PARTNERS, LP MANAGING MEMBER indirect 2021-11-01
OAK STREET REAL ESTATE CAPITAL, LLC SOLE MEMBER indirect 2021-11-01
OWL ROCK DIVERSIFIED ADVISORS LLC SOLE MEMBER indirect 2021-11-01
OWL ROCK TECHNOLOGY ADVISORS LLC SOLE MEMBER indirect 2021-11-01
RXR ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2021-11-01
TOWERBROOK CAPITAL PARTNERS L.P. MANAGING MEMBER indirect 2021-11-01
DYAL ADVISORS LLC SOLE MEMBER indirect 2021-11-01
PLATINUM EQUITY ADVISORS, LLC MANAGING MEMBER indirect 2021-11-01
OWL ROCK CAPITAL PRIVATE FUND ADVISORS LLC SOLE MEMBER indirect 2021-11-01
BLUE OWL CAPITAL INC. MANAGING MEMBER BLUE OWL CAPITAL GP HOLDINGS LLC 11/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NB DYAL ADVISORS LLC SOLE MEMBER indirect 2021-05-01
OWL ROCK CAPITAL ADVISORS LLC SOLE MEMBER indirect 2021-05-01
OWL ROCK CAPITAL PRIVATE FUND ADVISORS LLC SOLE MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC SOLE OWNER indirect 2021-05-01
PLATINUM EQUITY ADVISORS, LLC MANAGING MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC SOLE OWNER indirect 2021-05-01
OWL ROCK DIVERSIFIED ADVISORS LLC SOLE MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC MANAGING MEMBER indirect 2021-05-01
OWL ROCK TECHNOLOGY ADVISORS LLC SOLE MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC SOLE OWNER indirect 2021-05-01
NBSH BLUE INVESTMENTS LLC LIMITED PARTNER BLUE OWL CAPITAL CARRY LP 05/01/2021 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NB DYAL ADVISORS LLC MEMBER indirect 2021-05-01
OWL ROCK TECHNOLOGY ADVISORS LLC MEMBER indirect 2021-05-01
PLATINUM EQUITY ADVISORS, LLC LIMITED PARTNER indirect 2021-05-01
OWL ROCK CAPITAL ADVISORS LLC MEMBER indirect 2021-05-01
OWL ROCK CAPITAL PRIVATE FUND ADVISORS LLC MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC LIMITED PARTNER indirect 2021-05-01
OWL ROCK DIVERSIFIED ADVISORS LLC MEMBER indirect 2021-05-01
BLUE OWL CAPITAL CARRY LP MEMBER DYAL GP HOLDINGS LLC 05/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PLATINUM EQUITY ADVISORS, LLC MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC MEMBER indirect 2021-05-01
BLUE OWL CAPITAL GP LLC GENERAL PARTNER BLUE OWL CAPITAL CARRY LP 05/01/2021 Indirect Other
Fund Name Position direct/indirect start date end date
NB DYAL ADVISORS LLC MEMBER indirect 2021-05-01
OWL ROCK TECHNOLOGY ADVISORS LLC MEMBER indirect 2021-05-01
PLATINUM EQUITY ADVISORS, LLC GENERAL PARTNER indirect 2021-05-01
OWL ROCK CAPITAL ADVISORS LLC MEMBER indirect 2021-05-01
OWL ROCK CAPITAL PRIVATE FUND ADVISORS LLC MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
OWL ROCK DIVERSIFIED ADVISORS LLC MEMBER indirect 2021-05-01
DYAL II US INVESTORS LP LIMITED PARTNER DYAL CAPITAL PARTNERS II (A) LP 09/01/2013 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
JANA PARTNERS LLC LIMITED PARTNER indirect 2014-07-01
DYAL U.S. II LLC LIMITED PARTNER DYAL CAPITAL PARTNERS II (A) LP 12/01/2013 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
JANA PARTNERS LLC LIMITED PARTNER indirect 2014-07-01
DYAL GP HOLDINGS LLC GENERAL PARTNER DYAL CAPITAL PARTNERS II GP LLC 05/01/2021 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2015-04-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-08-01
SOUND POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2013-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
DYAL GP HOLDINGS LLC GENERAL PARTNER DYAL CAPITAL PARTNERS II GP LLC 02/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2015-04-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-08-01
SOUND POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2013-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
ZINN, IVAN, QUARLES MEMBER ATALAYA CAPITAL GP LLC 05/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 2006-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2006-05-01
NBSH ACQUISITION LLC MANAGING MEMBER NBSH BLUE INVESTMENTS LLC 05/01/2021 Indirect Other
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-05-01
SOUND POINT CAPITAL MANAGEMENT, LP MEMBER indirect 2009-02-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2009-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ATALAYA ASSET INCOME FUND III LP United States 805-8135423604 Private Equity Fund 19,009,893 5,000,000
TELOS CLO 2014-5, LTD. Cayman Islands 805-2150791253 Securitized Asset Fund 148,587,675 250,000
ATALAYA ASSET INCOME PARTNERS I LP Cayman Islands 805-4456750114 Private Equity Fund 2,277,408 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VIII LP United States 805-3349238443 Hedge Fund 1,782,927,632 10,000,000 Master Fund
ATALAYA SPECIAL OPPORTUNITIES FUND VIII-E LP United States 805-1589656556 Hedge Fund 215,117,934 10,000,000 Master Fund
ATALAYA SSG MASTER FUND EVERGREEN (CAYMAN) LP Cayman Islands 805-4317380720 Hedge Fund 125,441,416 10,000,000
ATALAYA A4 (CAYMAN) LP Cayman Islands 805-7251396888 Hedge Fund 167,947,466 10,000,000
ATALAYA CONTINUATION FUND VI-A LP United States 805-1902162858 Hedge Fund 149,861,396 10,000,000 Master Fund
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) VII LP Cayman Islands 805-2586661136 Hedge Fund 301,045,685 10,000,000
ACM ALAMEDA SPECIAL PURPOSE INVESTMENT FUND II LP United States 805-3865569341 Hedge Fund 211,109,447 10,000,000 Master Fund
ATALAYA ASSET INCOME FUND (CAYMAN) V LP Cayman Islands 805-1450682216 Hedge Fund 478,107,768 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VI LP United States 805-7554678159 Hedge Fund 92,556,950 10,000,000
ATALAYA ASSET INCOME PARTNERS I-A LP Cayman Islands 805-5329106405 Private Equity Fund 2,277,957 5,000,000
ATALAYA DIGITHOUSE OPPORTUNITY FUND LLC United States 805-8451734435 Private Equity Fund 130,373,366 5,000,000
ACM ALAMEDA LP Cayman Islands 805-8338666190 Private Equity Fund 898,355,977 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND V-B LP United States 805-2668040578 Private Equity Fund 2,510,093 50,000,000
ACM ALAMOSA I-A LP United States 805-3067351244 Private Equity Fund 322,980,714 5,000,000
ATALAYA ASSET INCOME FUND IV LP United States 805-2471197368 Hedge Fund 77,912,781 5,000,000
ATALAYA ASSET INCOME FUND II LP United States 805-7574377924 Private Equity Fund 948,938 5,000,000
ATALAYA ASSET INCOME FUND V LP United States 805-3129529363 Hedge Fund 591,821,519 10,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) VI LP Cayman Islands 805-8275172198 Hedge Fund 16,094,514 10,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND V LP United States 805-2449582808 Private Equity Fund 25,235,736 10,000,000
ATALAYA SPECIAL PURPOSE INVESTMENT FUND II LP United States 805-5002168575 Hedge Fund 171,740,495 10,000,000 Master Fund
ATALAYA EQUIPMENT LEASING FUND I LP United States 805-3136053790 Hedge Fund 82,938,589 250,000
ACM JEEVES CO-INVEST VEHICLE LLC United States 805-1206866334 Private Equity Fund 20,654,838 10,000,000
TELOS CLO 2014-6, LTD. Cayman Islands 805-8737431078 Securitized Asset Fund 51,087,587 250,000
ACM GATEWAY LP United States 805-6543040374 Private Equity Fund 1,881,540 5,000,000
ATALAYA A4 LP United States 805-2034623202 Hedge Fund 215,149,716 10,000,000
ATALAYA ASSET INCOME FUND EVERGREEN LP United States 805-4722943606 Hedge Fund 1,064,049,176 10,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) V LP Cayman Islands 805-3439834651 Private Equity Fund 5,667,272 10,000,000
ATALAYA ASSET INCOME FUND (CAYMAN) IV LP Cayman Islands 805-9699434940 Hedge Fund 36,908,339 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VII LP United States 805-1336503938 Hedge Fund 559,330,861 10,000,000 Master Fund
ACM ALAMOSA I LP United States 805-9758489483 Private Equity Fund 504,161,285 5,000,000
ATALAYA COMMERCIAL REAL ESTATE FUND II LP United States 805-1424470807 Hedge Fund 64,146,892 10,000,000 Master Fund
ATALAYA COMMERCIAL REAL ESTATE FUND I LP United States 805-5235649183 Hedge Fund 129,609,079 10,000,000 Master Fund
TELOS CLO 2013-3, LTD. Cayman Islands 805-6156521194 Securitized Asset Fund 90,411,005 250,000
TELOS CLO 2013-4, LTD. Cayman Islands 805-4516717644 Securitized Asset Fund 303,626,176 250,000
ATALAYA EQUIPMENT LEASING FUND EVERGREEN LP United States 805-8728630753 Hedge Fund 280,820,878 10,000,000 Master Fund

ATALAYA CAPITAL MANAGEMENT LP

ownership team - last updated 2022-08-22
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ATALAYA EQUIPMENT LEASING FUND EVERGREEN LP United States 805-8728630753 Hedge Fund 197,020,408 10,000,000 Master Fund
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) VI LP Cayman Islands 805-8275172198 Hedge Fund 34,804,325 10,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND V LP United States 805-2449582808 Private Equity Fund 68,653,473 10,000,000
ATALAYA SPECIAL PURPOSE INVESTMENT FUND II LP United States 805-5002168575 Hedge Fund 179,010,062 10,000,000 Master Fund
ATALAYA EQUIPMENT LEASING FUND I LP United States 805-3136053790 Hedge Fund 173,314,326 250,000
TELOS CLO 2014-6, LTD. Cayman Islands 805-8737431078 Securitized Asset Fund 92,894,986 250,000
ACM GATEWAY LP United States 805-6543040374 Private Equity Fund 2,704,474 5,000,000
ATALAYA A4 LP United States 805-2034623202 Hedge Fund 194,825,740 10,000,000
ATALAYA ASSET INCOME FUND EVERGREEN LP United States 805-4722943606 Hedge Fund 103,019,936 10,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) V LP Cayman Islands 805-3439834651 Private Equity Fund 15,415,682 10,000,000
ATALAYA ASSET INCOME FUND (CAYMAN) IV LP Cayman Islands 805-9699434940 Hedge Fund 70,050,492 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VII LP United States 805-1336503938 Hedge Fund 658,531,590 10,000,000 Master Fund
ACM ALAMOSA I LP United States 805-9758489483 Private Equity Fund 491,757,442 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND IV LP United States 805-7343885981 Private Equity Fund 1,747,406 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) IV LP Cayman Islands 805-4344915345 Private Equity Fund 308,862 5,000,000
ATALAYA ASSET INCOME FUND III LP United States 805-8135423604 Private Equity Fund 15,255,293 5,000,000
TELOS CLO 2014-5, LTD. Cayman Islands 805-2150791253 Securitized Asset Fund 208,917,569 250,000
ATALAYA ASSET INCOME PARTNERS I LP Cayman Islands 805-4456750114 Private Equity Fund 2,231,610 5,000,000
ACM ALAMEDA LP Cayman Islands 805-8338666190 Private Equity Fund 865,184,291 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND V-B LP United States 805-2668040578 Private Equity Fund 5,158,841 50,000,000
ACM ALAMOSA I-A LP United States 805-3067351244 Private Equity Fund 322,980,714 5,000,000
ATALAYA ASSET INCOME FUND IV LP United States 805-2471197368 Hedge Fund 149,475,337 5,000,000
ATALAYA ASSET INCOME FUND II LP United States 805-7574377924 Private Equity Fund 9,972,088 5,000,000
ATALAYA ASSET INCOME FUND V LP United States 805-3129529363 Hedge Fund 617,078,844 10,000,000
ACM ALAMEDA SPECIAL PURPOSE INVESTMENT FUND II LP United States 805-3865569341 Hedge Fund 218,905,613 10,000,000 Master Fund
ATALAYA ASSET INCOME FUND (CAYMAN) V LP Cayman Islands 805-1450682216 Hedge Fund 475,327,082 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VI LP United States 805-7554678159 Hedge Fund 224,050,949 10,000,000
ATALAYA ASSET INCOME PARTNERS I-A LP Cayman Islands 805-5329106405 Private Equity Fund 2,230,559 5,000,000
ATALAYA DIGITHOUSE OPPORTUNITY FUND LLC United States 805-8451734435 Private Equity Fund 112,850,000 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VIII LP United States 805-3349238443 Hedge Fund 993,482,157 10,000,000 Master Fund
ATALAYA SPECIAL OPPORTUNITIES FUND VIII-E LP United States 805-1589656556 Hedge Fund 200,443,319 10,000,000 Master Fund
ATALAYA SSG MASTER FUND EVERGREEN (CAYMAN) LP Cayman Islands 805-4317380720 Hedge Fund 125,441,416 10,000,000
ATALAYA A4 (CAYMAN) LP Cayman Islands 805-7251396888 Hedge Fund 43,426,978 10,000,000
ATALAYA CONTINUATION FUND VI-A LP United States 805-1902162858 Hedge Fund 143,444,945 10,000,000 Master Fund
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) VII LP Cayman Islands 805-2586661136 Hedge Fund 341,612,441 10,000,000
ATALAYA COMMERCIAL REAL ESTATE FUND I LP United States 805-5235649183 Hedge Fund 125,472,166 10,000,000 Master Fund
TELOS CLO 2013-3, LTD. Cayman Islands 805-6156521194 Securitized Asset Fund 133,865,727 250,000
TELOS CLO 2013-4, LTD. Cayman Islands 805-4516717644 Securitized Asset Fund 335,250,519 250,000

ATALAYA CAPITAL MANAGEMENT LP

ownership team - last updated 2022-05-25
Name Title Start Date Direct/Indirect % Ownership
ZINN, IVAN, QUARLES PARTNER, CHIEF INVESTMENT OFFICER 05/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 2006-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2006-05-01
ATALAYA CAPITAL GP LLC GENERAL PARTNER OF THE REGISTRANT 05/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER OF THE REGISTRANT direct 2006-05-01
CHAN, RAYMOND, S PARTNER 05/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2011-05-01
UFBERG, JOSHUA, DANIEL PARTNER 01/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
AIDI, DAVID, PAUL PARTNER 01/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
CAMMARATA, GERALD, VINCENT CHIEF FINANCIAL OFFICER 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ING CLARION CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2009-07-01
ATALAYA CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2015-05-01
ROTHFLEISCH, MATTHEW, NOAH PARTNER 04/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
DEL MAR ASSET MANAGEMENT, LP LIMITED PARTNER, MANAGING DIRECTOR direct 2006-01-01
ROTATION CAPITAL MANAGEMENT LP OWNER indirect 2013-09-01
ROTATION CAPITAL MANAGEMENT LP CEO direct 2014-10-01
ROTATION CAPITAL MANAGEMENT LP CEO, PARTNER direct 2014-10-01
DYAL CAPITAL PARTNERS II (A) LP LIMITED PARTNER OF ATALAYA CAPITAL MANAGEMENT LP 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
WHITEBOX ADVISORS LLC MEMBER OF WHITEBOX ADVISORS LLC direct 2015-08-01
JANA PARTNERS LLC NON-MANAGING MEMBER OF JANA PARTNERS LLC direct 2015-03-01
JANA PARTNERS LLC DIRECT OWNER OF RELYING ADVISER direct 2015-03-01
ATALAYA CAPITAL MANAGEMENT LP LIMITED PARTNER OF ATALAYA CAPITAL MANAGEMENT LP direct 2017-07-01
SOUND POINT CAPITAL MANAGEMENT, LP LIMITED PARTNER OF SOUND POINT CAPITAL MANAGEMENT LP direct 2017-03-01
PHILLIPS, DREW, COREY PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 05/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
ATALAYA CAPITAL MANAGEMENT LP PARTNER, CHIEF OPERATING OFFICER direct 2015-05-01
BLUE OWL CAPITAL INC. MANAGING MEMBER BLUE OWL CAPITAL GP HOLDINGS LLC 11/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NB DYAL ADVISORS LLC SOLE MEMBER indirect 2021-05-01
OWL ROCK CAPITAL ADVISORS LLC SOLE MEMBER indirect 2021-05-01
OWL ROCK CAPITAL PRIVATE FUND ADVISORS LLC SOLE MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC SOLE OWNER indirect 2021-05-01
PLATINUM EQUITY ADVISORS, LLC MANAGING MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC SOLE OWNER indirect 2021-05-01
OWL ROCK DIVERSIFIED ADVISORS LLC SOLE MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC MANAGING MEMBER indirect 2021-05-01
OWL ROCK TECHNOLOGY ADVISORS LLC SOLE MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC SOLE OWNER indirect 2021-05-01
DYAL II US INVESTORS LP LIMITED PARTNER DYAL CAPITAL PARTNERS II (A) LP 09/01/2013 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
JANA PARTNERS LLC LIMITED PARTNER indirect 2014-07-01
BLUE OWL CAPITAL GP HOLDINGS LLC MANAGING MEMBER BLUE OWL CAPITAL GP LLC 11/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
OAK STREET REAL ESTATE CAPITAL, LLC GENERAL PARTNER indirect 2021-05-01
OAK STREET REAL ESTATE CAPITAL, LLC SOLE MEMBER indirect 2021-05-01
SCOPIA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2021-11-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2021-11-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2021-11-01
OWL ROCK TECHNOLOGY ADVISORS II LLC SOLE MEMBER indirect 2021-11-01
OWL ROCK CAPITAL ADVISORS LLC SOLE MEMBER indirect 2021-11-01
KPS CAPITAL PARTNERS, LP MANAGING MEMBER indirect 2021-11-01
OAK STREET REAL ESTATE CAPITAL, LLC SOLE MEMBER indirect 2021-11-01
OWL ROCK DIVERSIFIED ADVISORS LLC SOLE MEMBER indirect 2021-11-01
OWL ROCK TECHNOLOGY ADVISORS LLC SOLE MEMBER indirect 2021-11-01
RXR ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2021-11-01
TOWERBROOK CAPITAL PARTNERS L.P. MANAGING MEMBER indirect 2021-11-01
DYAL ADVISORS LLC SOLE MEMBER indirect 2021-11-01
PLATINUM EQUITY ADVISORS, LLC MANAGING MEMBER indirect 2021-11-01
OWL ROCK CAPITAL PRIVATE FUND ADVISORS LLC SOLE MEMBER indirect 2021-11-01
DYAL II OFFSHORE INVESTORS LP MEMBER DYAL U.S. II LLC 12/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
JANA PARTNERS LLC MEMBER indirect 2014-07-01
DYAL CAPITAL PARTNERS II GP LLC GENERAL PARTNER DYAL CAPITAL PARTNERS II (A) LP 05/01/2021 Indirect Other
Fund Name Position direct/indirect start date end date
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC MANAGING MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
DYAL CAPITAL PARTNERS II GP LLC GENERAL PARTNER DYAL II US INVESTORS LP 05/01/2021 Indirect Other
Fund Name Position direct/indirect start date end date
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC MANAGING MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
DYAL CAPITAL PARTNERS II GP LLC MANAGING MEMBER DYAL U.S. II LLC 05/01/2021 Indirect Other
Fund Name Position direct/indirect start date end date
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC MANAGING MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
DYAL CAPITAL PARTNERS II GP LLC GENERAL PARTNER DYAL II OFFSHORE INVESTORS LP 05/01/2021 Indirect Other
Fund Name Position direct/indirect start date end date
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC MANAGING MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
NBSH BLUE INVESTMENTS LLC LIMITED PARTNER BLUE OWL CAPITAL CARRY LP 05/01/2021 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NB DYAL ADVISORS LLC MEMBER indirect 2021-05-01
OWL ROCK TECHNOLOGY ADVISORS LLC MEMBER indirect 2021-05-01
PLATINUM EQUITY ADVISORS, LLC LIMITED PARTNER indirect 2021-05-01
OWL ROCK CAPITAL ADVISORS LLC MEMBER indirect 2021-05-01
OWL ROCK CAPITAL PRIVATE FUND ADVISORS LLC MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC LIMITED PARTNER indirect 2021-05-01
OWL ROCK DIVERSIFIED ADVISORS LLC MEMBER indirect 2021-05-01
DYAL LP HOLDINGS LLC LIMITED PARTNER DYAL CAPITAL PARTNERS II GP LLC 05/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PLATINUM EQUITY ADVISORS, LLC LIMITED PARTNER indirect 2021-05-01
BLUE OWL CAPITAL CARRY LP MEMBER DYAL GP HOLDINGS LLC 05/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PLATINUM EQUITY ADVISORS, LLC MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC MEMBER indirect 2021-05-01
BLUE OWL CAPITAL GP LLC GENERAL PARTNER BLUE OWL CAPITAL CARRY LP 05/01/2021 Indirect Other
Fund Name Position direct/indirect start date end date
NB DYAL ADVISORS LLC MEMBER indirect 2021-05-01
OWL ROCK TECHNOLOGY ADVISORS LLC MEMBER indirect 2021-05-01
PLATINUM EQUITY ADVISORS, LLC GENERAL PARTNER indirect 2021-05-01
OWL ROCK CAPITAL ADVISORS LLC MEMBER indirect 2021-05-01
OWL ROCK CAPITAL PRIVATE FUND ADVISORS LLC MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
OWL ROCK DIVERSIFIED ADVISORS LLC MEMBER indirect 2021-05-01
DYAL U.S. II LLC LIMITED PARTNER DYAL CAPITAL PARTNERS II (A) LP 12/01/2013 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
JANA PARTNERS LLC LIMITED PARTNER indirect 2014-07-01
DYAL GP HOLDINGS LLC MEMBER DYAL LP HOLDINGS LLC 05/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2015-04-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-08-01
SOUND POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2013-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
DYAL GP HOLDINGS LLC GENERAL PARTNER DYAL CAPITAL PARTNERS II GP LLC 02/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2015-04-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-08-01
SOUND POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2013-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
ZINN, IVAN, QUARLES MEMBER ATALAYA CAPITAL GP LLC 05/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 2006-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2006-05-01
NBSH ACQUISITION LLC MANAGING MEMBER NBSH BLUE INVESTMENTS LLC 05/01/2021 Indirect Other
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-05-01
SOUND POINT CAPITAL MANAGEMENT, LP MEMBER indirect 2009-02-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2009-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) IV LP Cayman Islands 805-4344915345 Private Equity Fund 308,862 5,000,000
ATALAYA ASSET INCOME FUND III LP United States 805-8135423604 Private Equity Fund 15,255,293 5,000,000
TELOS CLO 2014-5, LTD. Cayman Islands 805-2150791253 Securitized Asset Fund 208,917,569 250,000
ATALAYA ASSET INCOME PARTNERS I LP Cayman Islands 805-4456750114 Private Equity Fund 2,231,610 5,000,000
ACM ALAMEDA LP Cayman Islands 805-8338666190 Private Equity Fund 865,184,291 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND V-B LP United States 805-2668040578 Private Equity Fund 5,158,841 50,000,000
ACM ALAMOSA I-A LP United States 805-3067351244 Private Equity Fund 322,980,714 5,000,000
ATALAYA ASSET INCOME FUND IV LP United States 805-2471197368 Hedge Fund 149,475,337 5,000,000
ATALAYA ASSET INCOME FUND II LP United States 805-7574377924 Private Equity Fund 9,972,088 5,000,000
ATALAYA ASSET INCOME FUND V LP United States 805-3129529363 Hedge Fund 617,078,844 10,000,000
ACM ALAMEDA SPECIAL PURPOSE INVESTMENT FUND II LP United States 805-3865569341 Hedge Fund 218,905,613 10,000,000 Master Fund
ATALAYA ASSET INCOME FUND (CAYMAN) V LP Cayman Islands 805-1450682216 Hedge Fund 475,327,082 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VI LP United States 805-7554678159 Hedge Fund 224,050,949 10,000,000
ATALAYA ASSET INCOME PARTNERS I-A LP Cayman Islands 805-5329106405 Private Equity Fund 2,230,559 5,000,000
ATALAYA DIGITHOUSE OPPORTUNITY FUND LLC United States 805-8451734435 Private Equity Fund 112,850,000 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VIII LP United States 805-3349238443 Hedge Fund 993,482,157 10,000,000 Master Fund
ATALAYA SPECIAL OPPORTUNITIES FUND VIII-E LP United States 805-1589656556 Hedge Fund 200,443,319 10,000,000 Master Fund
ATALAYA SSG MASTER FUND EVERGREEN (CAYMAN) LP Cayman Islands 805-4317380720 Hedge Fund 125,441,416 10,000,000
ATALAYA A4 (CAYMAN) LP Cayman Islands 805-7251396888 Hedge Fund 43,426,978 10,000,000
ATALAYA CONTINUATION FUND VI-A LP United States 805-1902162858 Hedge Fund 143,444,945 10,000,000 Master Fund
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) VII LP Cayman Islands 805-2586661136 Hedge Fund 341,612,441 10,000,000
ATALAYA COMMERCIAL REAL ESTATE FUND I LP United States 805-5235649183 Hedge Fund 125,472,166 10,000,000 Master Fund
TELOS CLO 2013-3, LTD. Cayman Islands 805-6156521194 Securitized Asset Fund 133,865,727 250,000
TELOS CLO 2013-4, LTD. Cayman Islands 805-4516717644 Securitized Asset Fund 335,250,519 250,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) VI LP Cayman Islands 805-8275172198 Hedge Fund 34,804,325 10,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND V LP United States 805-2449582808 Private Equity Fund 68,653,473 10,000,000
ATALAYA SPECIAL PURPOSE INVESTMENT FUND II LP United States 805-5002168575 Hedge Fund 179,010,062 10,000,000 Master Fund
ATALAYA EQUIPMENT LEASING FUND I LP United States 805-3136053790 Hedge Fund 173,314,326 250,000
TELOS CLO 2014-6, LTD. Cayman Islands 805-8737431078 Securitized Asset Fund 92,894,986 250,000
ACM GATEWAY LP United States 805-6543040374 Private Equity Fund 2,704,474 5,000,000
ATALAYA A4 LP United States 805-2034623202 Hedge Fund 194,825,740 10,000,000
ATALAYA ASSET INCOME FUND EVERGREEN LP United States 805-4722943606 Hedge Fund 103,019,936 10,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) V LP Cayman Islands 805-3439834651 Private Equity Fund 15,415,682 10,000,000
ATALAYA ASSET INCOME FUND (CAYMAN) IV LP Cayman Islands 805-9699434940 Hedge Fund 70,050,492 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VII LP United States 805-1336503938 Hedge Fund 658,531,590 10,000,000 Master Fund
ACM ALAMOSA I LP United States 805-9758489483 Private Equity Fund 491,757,442 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND IV LP United States 805-7343885981 Private Equity Fund 1,747,406 5,000,000

ATALAYA CAPITAL MANAGEMENT LP

ownership team - last updated 2022-03-31
Name Title Start Date Direct/Indirect % Ownership
ZINN, IVAN, QUARLES PARTNER, CHIEF INVESTMENT OFFICER 05/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 2006-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2006-05-01
ATALAYA CAPITAL GP LLC GENERAL PARTNER OF THE REGISTRANT 05/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER OF THE REGISTRANT direct 2006-05-01
CHAN, RAYMOND, S PARTNER 05/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2011-05-01
UFBERG, JOSHUA, DANIEL PARTNER 01/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
AIDI, DAVID, PAUL PARTNER 01/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
CAMMARATA, GERALD, VINCENT CHIEF FINANCIAL OFFICER 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ING CLARION CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2009-07-01
ATALAYA CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2015-05-01
ROTHFLEISCH, MATTHEW, NOAH PARTNER 04/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
DEL MAR ASSET MANAGEMENT, LP LIMITED PARTNER, MANAGING DIRECTOR direct 2006-01-01
ROTATION CAPITAL MANAGEMENT LP OWNER indirect 2013-09-01
ROTATION CAPITAL MANAGEMENT LP CEO direct 2014-10-01
ROTATION CAPITAL MANAGEMENT LP CEO, PARTNER direct 2014-10-01
DYAL CAPITAL PARTNERS II (A) LP LIMITED PARTNER OF ATALAYA CAPITAL MANAGEMENT LP 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
WHITEBOX ADVISORS LLC MEMBER OF WHITEBOX ADVISORS LLC direct 2015-08-01
JANA PARTNERS LLC NON-MANAGING MEMBER OF JANA PARTNERS LLC direct 2015-03-01
JANA PARTNERS LLC DIRECT OWNER OF RELYING ADVISER direct 2015-03-01
ATALAYA CAPITAL MANAGEMENT LP LIMITED PARTNER OF ATALAYA CAPITAL MANAGEMENT LP direct 2017-07-01
SOUND POINT CAPITAL MANAGEMENT, LP LIMITED PARTNER OF SOUND POINT CAPITAL MANAGEMENT LP direct 2017-03-01
PHILLIPS, DREW, COREY PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 05/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
ATALAYA CAPITAL MANAGEMENT LP PARTNER, CHIEF OPERATING OFFICER direct 2015-05-01
BLUE OWL CAPITAL INC. MANAGING MEMBER BLUE OWL CAPITAL GP HOLDINGS LLC 11/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NB DYAL ADVISORS LLC SOLE MEMBER indirect 2021-05-01
OWL ROCK CAPITAL ADVISORS LLC SOLE MEMBER indirect 2021-05-01
OWL ROCK CAPITAL PRIVATE FUND ADVISORS LLC SOLE MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC SOLE OWNER indirect 2021-05-01
PLATINUM EQUITY ADVISORS, LLC MANAGING MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC SOLE OWNER indirect 2021-05-01
OWL ROCK DIVERSIFIED ADVISORS LLC SOLE MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC MANAGING MEMBER indirect 2021-05-01
OWL ROCK TECHNOLOGY ADVISORS LLC SOLE MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC SOLE OWNER indirect 2021-05-01
DYAL II US INVESTORS LP LIMITED PARTNER DYAL CAPITAL PARTNERS II (A) LP 09/01/2013 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
JANA PARTNERS LLC LIMITED PARTNER indirect 2014-07-01
BLUE OWL CAPITAL GP HOLDINGS LLC MANAGING MEMBER BLUE OWL CAPITAL GP LLC 11/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
OAK STREET REAL ESTATE CAPITAL, LLC GENERAL PARTNER indirect 2021-05-01
OAK STREET REAL ESTATE CAPITAL, LLC SOLE MEMBER indirect 2021-05-01
SCOPIA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2021-11-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2021-11-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2021-11-01
OWL ROCK TECHNOLOGY ADVISORS II LLC SOLE MEMBER indirect 2021-11-01
OWL ROCK CAPITAL ADVISORS LLC SOLE MEMBER indirect 2021-11-01
KPS CAPITAL PARTNERS, LP MANAGING MEMBER indirect 2021-11-01
OAK STREET REAL ESTATE CAPITAL, LLC SOLE MEMBER indirect 2021-11-01
OWL ROCK DIVERSIFIED ADVISORS LLC SOLE MEMBER indirect 2021-11-01
OWL ROCK TECHNOLOGY ADVISORS LLC SOLE MEMBER indirect 2021-11-01
RXR ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2021-11-01
TOWERBROOK CAPITAL PARTNERS L.P. MANAGING MEMBER indirect 2021-11-01
DYAL ADVISORS LLC SOLE MEMBER indirect 2021-11-01
PLATINUM EQUITY ADVISORS, LLC MANAGING MEMBER indirect 2021-11-01
OWL ROCK CAPITAL PRIVATE FUND ADVISORS LLC SOLE MEMBER indirect 2021-11-01
DYAL II OFFSHORE INVESTORS LP MEMBER DYAL U.S. II LLC 12/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
JANA PARTNERS LLC MEMBER indirect 2014-07-01
DYAL CAPITAL PARTNERS II GP LLC GENERAL PARTNER DYAL CAPITAL PARTNERS II (A) LP 05/01/2021 Indirect Other
Fund Name Position direct/indirect start date end date
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC MANAGING MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
DYAL CAPITAL PARTNERS II GP LLC GENERAL PARTNER DYAL II US INVESTORS LP 05/01/2021 Indirect Other
Fund Name Position direct/indirect start date end date
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC MANAGING MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
DYAL CAPITAL PARTNERS II GP LLC MANAGING MEMBER DYAL U.S. II LLC 05/01/2021 Indirect Other
Fund Name Position direct/indirect start date end date
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC MANAGING MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
DYAL CAPITAL PARTNERS II GP LLC GENERAL PARTNER DYAL II OFFSHORE INVESTORS LP 05/01/2021 Indirect Other
Fund Name Position direct/indirect start date end date
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC MANAGING MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
NBSH BLUE INVESTMENTS LLC LIMITED PARTNER BLUE OWL CAPITAL CARRY LP 05/01/2021 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NB DYAL ADVISORS LLC MEMBER indirect 2021-05-01
OWL ROCK TECHNOLOGY ADVISORS LLC MEMBER indirect 2021-05-01
PLATINUM EQUITY ADVISORS, LLC LIMITED PARTNER indirect 2021-05-01
OWL ROCK CAPITAL ADVISORS LLC MEMBER indirect 2021-05-01
OWL ROCK CAPITAL PRIVATE FUND ADVISORS LLC MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC LIMITED PARTNER indirect 2021-05-01
OWL ROCK DIVERSIFIED ADVISORS LLC MEMBER indirect 2021-05-01
DYAL LP HOLDINGS LLC LIMITED PARTNER DYAL CAPITAL PARTNERS II GP LLC 05/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PLATINUM EQUITY ADVISORS, LLC LIMITED PARTNER indirect 2021-05-01
BLUE OWL CAPITAL CARRY LP MEMBER DYAL GP HOLDINGS LLC 05/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PLATINUM EQUITY ADVISORS, LLC MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC MEMBER indirect 2021-05-01
BLUE OWL CAPITAL GP LLC GENERAL PARTNER BLUE OWL CAPITAL CARRY LP 05/01/2021 Indirect Other
Fund Name Position direct/indirect start date end date
NB DYAL ADVISORS LLC MEMBER indirect 2021-05-01
OWL ROCK TECHNOLOGY ADVISORS LLC MEMBER indirect 2021-05-01
PLATINUM EQUITY ADVISORS, LLC GENERAL PARTNER indirect 2021-05-01
OWL ROCK CAPITAL ADVISORS LLC MEMBER indirect 2021-05-01
OWL ROCK CAPITAL PRIVATE FUND ADVISORS LLC MEMBER indirect 2021-05-01
WHITEBOX ADVISORS LLC GENERAL PARTNER indirect 2021-05-01
OWL ROCK DIVERSIFIED ADVISORS LLC MEMBER indirect 2021-05-01
DYAL U.S. II LLC LIMITED PARTNER DYAL CAPITAL PARTNERS II (A) LP 12/01/2013 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
JANA PARTNERS LLC LIMITED PARTNER indirect 2014-07-01
DYAL GP HOLDINGS LLC MEMBER DYAL LP HOLDINGS LLC 05/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2015-04-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-08-01
SOUND POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2013-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
DYAL GP HOLDINGS LLC GENERAL PARTNER DYAL CAPITAL PARTNERS II GP LLC 02/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2015-04-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-08-01
SOUND POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2013-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
ZINN, IVAN, QUARLES MEMBER ATALAYA CAPITAL GP LLC 05/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 2006-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2006-05-01
NBSH ACQUISITION LLC MANAGING MEMBER NBSH BLUE INVESTMENTS LLC 05/01/2021 Indirect Other
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-05-01
SOUND POINT CAPITAL MANAGEMENT, LP MEMBER indirect 2009-02-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2009-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ATALAYA ASSET INCOME FUND V LP United States 805-3129529363 Hedge Fund 617,078,844 10,000,000
ACM ALAMEDA SPECIAL PURPOSE INVESTMENT FUND II LP United States 805-3865569341 Hedge Fund 218,905,613 10,000,000 Master Fund
ATALAYA DIGITHOUSE OPPORTUNITY FUND LLC United States 805-8451734435 Private Equity Fund 112,850,000 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VIII LP United States 805-3349238443 Hedge Fund 993,482,157 10,000,000 Master Fund
ATALAYA SPECIAL OPPORTUNITIES FUND VIII-E LP United States 805-1589656556 Hedge Fund 200,443,319 10,000,000 Master Fund
ATALAYA SSG MASTER FUND EVERGREEN (CAYMAN) LP Cayman Islands 805-4317380720 Hedge Fund 125,441,416 10,000,000
ATALAYA A4 (CAYMAN) LP Cayman Islands 805-7251396888 Hedge Fund 43,426,978 10,000,000
ATALAYA CONTINUATION FUND VI-A LP United States 805-1902162858 Hedge Fund 143,444,945 10,000,000 Master Fund
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) VII LP Cayman Islands 805-2586661136 Hedge Fund 341,612,441 10,000,000
ATALAYA COMMERCIAL REAL ESTATE FUND I LP United States 805-5235649183 Hedge Fund 125,472,166 10,000,000 Master Fund
TELOS CLO 2013-3, LTD. Cayman Islands 805-6156521194 Securitized Asset Fund 133,865,727 250,000
TELOS CLO 2013-4, LTD. Cayman Islands 805-4516717644 Securitized Asset Fund 335,250,519 250,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) VI LP Cayman Islands 805-8275172198 Hedge Fund 34,804,325 10,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND V LP United States 805-2449582808 Private Equity Fund 68,653,473 10,000,000
ATALAYA SPECIAL PURPOSE INVESTMENT FUND II LP United States 805-5002168575 Hedge Fund 179,010,062 10,000,000 Master Fund
ATALAYA EQUIPMENT LEASING FUND I LP United States 805-3136053790 Hedge Fund 173,314,326 250,000
TELOS CLO 2014-6, LTD. Cayman Islands 805-8737431078 Securitized Asset Fund 92,894,986 250,000
ACM GATEWAY LP United States 805-6543040374 Private Equity Fund 2,704,474 5,000,000
ATALAYA A4 LP United States 805-2034623202 Hedge Fund 194,825,740 10,000,000
ATALAYA ASSET INCOME FUND EVERGREEN LP United States 805-4722943606 Hedge Fund 103,019,936 10,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) V LP Cayman Islands 805-3439834651 Private Equity Fund 15,415,682 10,000,000
ATALAYA ASSET INCOME FUND (CAYMAN) V LP Cayman Islands 805-1450682216 Hedge Fund 475,327,082 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VI LP United States 805-7554678159 Hedge Fund 224,050,949 10,000,000
ATALAYA ASSET INCOME PARTNERS I-A LP Cayman Islands 805-5329106405 Private Equity Fund 2,230,559 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) IV LP Cayman Islands 805-4344915345 Private Equity Fund 308,862 5,000,000
ATALAYA ASSET INCOME FUND III LP United States 805-8135423604 Private Equity Fund 15,255,293 5,000,000
TELOS CLO 2014-5, LTD. Cayman Islands 805-2150791253 Securitized Asset Fund 208,917,569 250,000
ATALAYA ASSET INCOME PARTNERS I LP Cayman Islands 805-4456750114 Private Equity Fund 2,231,610 5,000,000
ACM ALAMEDA LP Cayman Islands 805-8338666190 Private Equity Fund 865,184,291 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND V-B LP United States 805-2668040578 Private Equity Fund 5,158,841 50,000,000
ACM ALAMOSA I-A LP United States 805-3067351244 Private Equity Fund 322,980,714 5,000,000
ATALAYA ASSET INCOME FUND IV LP United States 805-2471197368 Hedge Fund 149,475,337 5,000,000
ATALAYA ASSET INCOME FUND II LP United States 805-7574377924 Private Equity Fund 9,972,088 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VII LP United States 805-1336503938 Hedge Fund 658,531,590 10,000,000 Master Fund
ACM ALAMOSA I LP United States 805-9758489483 Private Equity Fund 491,757,442 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND IV LP United States 805-7343885981 Private Equity Fund 1,747,406 5,000,000
ATALAYA ASSET INCOME FUND (CAYMAN) IV LP Cayman Islands 805-9699434940 Hedge Fund 70,050,492 5,000,000

ATALAYA CAPITAL MANAGEMENT LP

ownership team - last updated 2021-11-23
Name Title Start Date Direct/Indirect % Ownership
ATALAYA CAPITAL GP LLC GENERAL PARTNER OF THE REGISTRANT 05/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER OF THE REGISTRANT direct 2006-05-01
ZINN, IVAN, QUARLES PARTNER, CHIEF INVESTMENT OFFICER 05/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 2006-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2006-05-01
CHAN, RAYMOND, S PARTNER 05/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2011-05-01
UFBERG, JOSHUA, DANIEL PARTNER 01/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
AIDI, DAVID, PAUL PARTNER 01/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
CAMMARATA, GERALD, VINCENT CHIEF FINANCIAL OFFICER 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ING CLARION CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2009-07-01
ATALAYA CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2015-05-01
ROTHFLEISCH, MATTHEW, NOAH PARTNER 04/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
DEL MAR ASSET MANAGEMENT, LP LIMITED PARTNER, MANAGING DIRECTOR direct 2006-01-01
ROTATION CAPITAL MANAGEMENT LP OWNER indirect 2013-09-01
ROTATION CAPITAL MANAGEMENT LP CEO direct 2014-10-01
ROTATION CAPITAL MANAGEMENT LP CEO, PARTNER direct 2014-10-01
PHILLIPS, DREW, COREY PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 05/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
ATALAYA CAPITAL MANAGEMENT LP PARTNER, CHIEF OPERATING OFFICER direct 2015-05-01
DYAL CAPITAL PARTNERS II (A) LP LIMITED PARTNER OF ATALAYA CAPITAL MANAGEMENT LP 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
WHITEBOX ADVISORS LLC MEMBER OF WHITEBOX ADVISORS LLC direct 2015-08-01
JANA PARTNERS LLC NON-MANAGING MEMBER OF JANA PARTNERS LLC direct 2015-03-01
JANA PARTNERS LLC DIRECT OWNER OF RELYING ADVISER direct 2015-03-01
ATALAYA CAPITAL MANAGEMENT LP LIMITED PARTNER OF ATALAYA CAPITAL MANAGEMENT LP direct 2017-07-01
SOUND POINT CAPITAL MANAGEMENT, LP LIMITED PARTNER OF SOUND POINT CAPITAL MANAGEMENT LP direct 2017-03-01
NBSH ACQUISITION LLC MEMBER NEUBERGER BERMAN GROUP LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-05-01
SOUND POINT CAPITAL MANAGEMENT, LP MEMBER indirect 2009-02-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2009-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
ZINN, IVAN, QUARLES MEMBER ATALAYA CAPITAL GP LLC 05/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 2006-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2006-05-01
NB DYAL GP HOLDINGS LLC GENERAL PARTNER NB DYAL ASSOCIATES II LP 08/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2015-04-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-08-01
SOUND POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2013-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
NEUBERGER BERMAN GROUP LLC MANAGING MEMBER NB ALTERNATIVES HOLDINGS LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NB ALTERNATIVE FUND MANAGEMENT LLC SOLE MEMBER indirect 2009-02-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY indirect 2009-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2009-05-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
NEUBERGER BERMAN INVESTMENT ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-05-01
NB ALTERNATIVES HOLDINGS LLC MANAGING MEMBER NB ALTERNATIVES GP HOLDINGS LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER direct 2009-05-01
SCOPIA FUND MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY direct 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER direct 2009-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVES GP HOLDINGS LLC MANAGING MEMBER NB DYAL GP HOLDINGS LLC 02/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2010-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
NB DYAL ASSOCIATES II LP GENERAL PARTNER DYAL CAPITAL PARTNERS II (A) LP 09/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ATALAYA A4 (CAYMAN) LP United States 805-7251396888 Hedge Fund 42,150,000 5,000,000
ATALAYA CONTINUATION FUND VI-A LP United States 805-1902162858 Hedge Fund 124,401,734 10,000,000
ATALAYA SCERS SMA LLC United States 805-4709941449 Private Equity Fund 18,910,085 5,000,000
ATALAYA ASSET INCOME FUND (CAYMAN) V LP Cayman Islands 805-1450682216 Hedge Fund 384,995,755 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VI LP United States 805-7554678159 Hedge Fund 466,018,968 10,000,000
ATALAYA ASSET INCOME PARTNERS I-A LP Cayman Islands 805-5329106405 Private Equity Fund 11,036,264 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) V LP Cayman Islands 805-3439834651 Private Equity Fund 24,426,325 10,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) IV LP Cayman Islands 805-4344915345 Private Equity Fund 627,588 5,000,000
ATALAYA ASSET INCOME FUND III LP United States 805-8135423604 Private Equity Fund 83,951,348 5,000,000
TELOS CLO 2014-5, LTD. Cayman Islands 805-2150791253 Securitized Asset Fund 322,993,472 250,000
ATALAYA ASSET INCOME PARTNERS I LP Cayman Islands 805-4456750114 Private Equity Fund 11,033,836 5,000,000
ACM ALAMEDA LP Cayman Islands 805-8338666190 Private Equity Fund 510,003,549 5,000,000
TELOS CLO 2007-2, LTD. Cayman Islands 805-1697256091 Securitized Asset Fund 12,347 250,000
ATALAYA SPECIAL OPPORTUNITIES FUND V-B LP United States 805-2668040578 Private Equity Fund 8,822,383 5,000,000
TELOS CLO 2006-1, LTD. Cayman Islands 805-6186621050 Securitized Asset Fund 17,992 100,000
ACM ALAMOSA I-A LP United States 805-3067351244 Private Equity Fund 308,764,377 5,000,000
ATALAYA ASSET INCOME FUND IV LP United States 805-2471197368 Hedge Fund 450,119,792 5,000,000
ATALAYA ASSET INCOME FUND II LP United States 805-7574377924 Private Equity Fund 11,693,293 5,000,000
TELOS CLO 2018-8, LTD. (WAREHOUSE) Cayman Islands 805-2012137345 Securitized Asset Fund 0 250,000
ATALAYA SPECIAL OPPORTUNITIES FUND VII LP United States 805-1336503938 Hedge Fund 619,169,610 10,000,000 Master Fund
ACM ALAMOSA I LP United States 805-9758489483 Private Equity Fund 474,487,346 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND IV LP United States 805-7343885981 Private Equity Fund 3,748,049 5,000,000
ATALAYA ASSET INCOME FUND (CAYMAN) IV LP United States 805-9699434940 Hedge Fund 211,242,039 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND V LP United States 805-2449582808 Private Equity Fund 132,268,143 10,000,000
ACM DCBLOX INVESTORS LLC United States 805-4555927707 Private Equity Fund 27,936,768 1,000,000
ATALAYA SPECIAL PURPOSE INVESTMENT FUND II LP United States 805-5002168575 Hedge Fund 71,287,507 5,000,000 Master Fund
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) VI LP Cayman Islands 805-8275172198 Hedge Fund 78,855,687 10,000,000
ATALAYA EQUIPMENT LEASING FUND I LP United States 805-3136053790 Hedge Fund 167,058,340 5,000,000
TELOS CLO 2014-6, LTD. Cayman Islands 805-8737431078 Securitized Asset Fund 159,975,004 250,000
ACM GATEWAY LP United States 805-6543040374 Private Equity Fund 21,785,384 5,000,000
ATALAYA A4 LP United States 805-2034623202 Hedge Fund 185,000,000 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) VII LP Cayman Islands 805-2586661136 Hedge Fund 346,771,374 10,000,000
ATALAYA COMMERCIAL REAL ESTATE FUND I LP United States 805-5235649183 Hedge Fund 103,979,837 5,000,000 Master Fund
TELOS CLO 2013-3, LTD. Cayman Islands 805-6156521194 Securitized Asset Fund 218,905,442 250,000
TELOS CLO 2013-4, LTD. Cayman Islands 805-4516717644 Securitized Asset Fund 337,126,225 250,000
ATALAYA ASSET INCOME FUND V LP United States 805-3129529363 Hedge Fund 448,358,096 5,000,000
ACM ALAMEDA SPECIAL PURPOSE INVESTMENT FUND II LP United States 805-3865569341 Hedge Fund 125,500,000 5,000,000 Master Fund

ATALAYA CAPITAL MANAGEMENT LP

ownership team - last updated 2021-08-25
Name Title Start Date Direct/Indirect % Ownership
ATALAYA CAPITAL GP LLC GENERAL PARTNER OF THE REGISTRANT 05/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER OF THE REGISTRANT direct 2006-05-01
ZINN, IVAN, QUARLES PARTNER, CHIEF INVESTMENT OFFICER 05/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 2006-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2006-05-01
CHAN, RAYMOND, S PARTNER 05/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2011-05-01
UFBERG, JOSHUA, DANIEL PARTNER 01/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
AIDI, DAVID, PAUL PARTNER 01/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
CAMMARATA, GERALD, VINCENT CHIEF FINANCIAL OFFICER 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ING CLARION CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2009-07-01
ATALAYA CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2015-05-01
ROTHFLEISCH, MATTHEW, NOAH PARTNER 04/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
DEL MAR ASSET MANAGEMENT, LP LIMITED PARTNER, MANAGING DIRECTOR direct 2006-01-01
ROTATION CAPITAL MANAGEMENT LP OWNER indirect 2013-09-01
ROTATION CAPITAL MANAGEMENT LP CEO direct 2014-10-01
ROTATION CAPITAL MANAGEMENT LP CEO, PARTNER direct 2014-10-01
PHILLIPS, DREW, COREY PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 05/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
ATALAYA CAPITAL MANAGEMENT LP PARTNER, CHIEF OPERATING OFFICER direct 2015-05-01
DYAL CAPITAL PARTNERS II (A) LP LIMITED PARTNER OF ATALAYA CAPITAL MANAGEMENT LP 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
WHITEBOX ADVISORS LLC MEMBER OF WHITEBOX ADVISORS LLC direct 2015-08-01
JANA PARTNERS LLC NON-MANAGING MEMBER OF JANA PARTNERS LLC direct 2015-03-01
JANA PARTNERS LLC DIRECT OWNER OF RELYING ADVISER direct 2015-03-01
ATALAYA CAPITAL MANAGEMENT LP LIMITED PARTNER OF ATALAYA CAPITAL MANAGEMENT LP direct 2017-07-01
SOUND POINT CAPITAL MANAGEMENT, LP LIMITED PARTNER OF SOUND POINT CAPITAL MANAGEMENT LP direct 2017-03-01
NBSH ACQUISITION LLC MEMBER NEUBERGER BERMAN GROUP LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-05-01
SOUND POINT CAPITAL MANAGEMENT, LP MEMBER indirect 2009-02-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2009-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
ZINN, IVAN, QUARLES MEMBER ATALAYA CAPITAL GP LLC 05/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 2006-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2006-05-01
NB DYAL GP HOLDINGS LLC GENERAL PARTNER NB DYAL ASSOCIATES II LP 08/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2015-04-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-08-01
SOUND POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2013-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
NEUBERGER BERMAN GROUP LLC MANAGING MEMBER NB ALTERNATIVES HOLDINGS LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NB ALTERNATIVE FUND MANAGEMENT LLC SOLE MEMBER indirect 2009-02-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY indirect 2009-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2009-05-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
NEUBERGER BERMAN INVESTMENT ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-05-01
NB ALTERNATIVES HOLDINGS LLC MANAGING MEMBER NB ALTERNATIVES GP HOLDINGS LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER direct 2009-05-01
SCOPIA FUND MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY direct 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER direct 2009-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVES GP HOLDINGS LLC MANAGING MEMBER NB DYAL GP HOLDINGS LLC 02/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2010-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
NB DYAL ASSOCIATES II LP GENERAL PARTNER DYAL CAPITAL PARTNERS II (A) LP 09/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ATALAYA SCERS SMA LLC United States 805-4709941449 Private Equity Fund 18,910,085 5,000,000
ATALAYA ASSET INCOME FUND (CAYMAN) V LP Cayman Islands 805-1450682216 Hedge Fund 384,995,755 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VI LP United States 805-7554678159 Hedge Fund 466,018,968 10,000,000
ATALAYA ASSET INCOME PARTNERS I-A LP Cayman Islands 805-5329106405 Private Equity Fund 11,036,264 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) V LP Cayman Islands 805-3439834651 Private Equity Fund 24,426,325 10,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) IV LP Cayman Islands 805-4344915345 Private Equity Fund 627,588 5,000,000
ATALAYA ASSET INCOME FUND III LP United States 805-8135423604 Private Equity Fund 83,951,348 5,000,000
TELOS CLO 2014-5, LTD. Cayman Islands 805-2150791253 Securitized Asset Fund 322,993,472 250,000
ATALAYA ASSET INCOME PARTNERS I LP Cayman Islands 805-4456750114 Private Equity Fund 11,033,836 5,000,000
ACM ALAMEDA LP Cayman Islands 805-8338666190 Private Equity Fund 510,003,549 5,000,000
TELOS CLO 2007-2, LTD. Cayman Islands 805-1697256091 Securitized Asset Fund 12,347 250,000
ATALAYA SPECIAL OPPORTUNITIES FUND V-B LP United States 805-2668040578 Private Equity Fund 8,822,383 5,000,000
TELOS CLO 2006-1, LTD. Cayman Islands 805-6186621050 Securitized Asset Fund 17,992 100,000
ACM ALAMOSA I-A LP United States 805-3067351244 Private Equity Fund 308,764,377 5,000,000
ATALAYA ASSET INCOME FUND IV LP United States 805-2471197368 Hedge Fund 450,119,792 5,000,000
ATALAYA ASSET INCOME FUND II LP United States 805-7574377924 Private Equity Fund 11,693,293 5,000,000
TELOS CLO 2018-8, LTD. (WAREHOUSE) Cayman Islands 805-2012137345 Securitized Asset Fund 0 250,000
ATALAYA SPECIAL OPPORTUNITIES FUND VII LP United States 805-1336503938 Hedge Fund 619,169,610 10,000,000 Master Fund
ACM ALAMOSA I LP United States 805-9758489483 Private Equity Fund 474,487,346 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND IV LP United States 805-7343885981 Private Equity Fund 3,748,049 5,000,000
ATALAYA ASSET INCOME FUND (CAYMAN) IV LP United States 805-9699434940 Hedge Fund 211,242,039 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND V LP United States 805-2449582808 Private Equity Fund 132,268,143 10,000,000
ACM DCBLOX INVESTORS LLC United States 805-4555927707 Private Equity Fund 27,936,768 1,000,000
ATALAYA SPECIAL PURPOSE INVESTMENT FUND II LP United States 805-5002168575 Hedge Fund 71,287,507 5,000,000 Master Fund
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) VI LP Cayman Islands 805-8275172198 Hedge Fund 78,855,687 10,000,000
ATALAYA EQUIPMENT LEASING FUND I LP United States 805-3136053790 Hedge Fund 167,058,340 5,000,000
TELOS CLO 2014-6, LTD. Cayman Islands 805-8737431078 Securitized Asset Fund 159,975,004 250,000
ACM GATEWAY LP United States 805-6543040374 Private Equity Fund 21,785,384 5,000,000
ATALAYA A4 LP United States 805-2034623202 Hedge Fund 185,000,000 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) VII LP Cayman Islands 805-2586661136 Hedge Fund 346,771,374 10,000,000
ATALAYA COMMERCIAL REAL ESTATE FUND I LP United States 805-5235649183 Hedge Fund 103,979,837 5,000,000 Master Fund
TELOS CLO 2013-3, LTD. Cayman Islands 805-6156521194 Securitized Asset Fund 218,905,442 250,000
TELOS CLO 2013-4, LTD. Cayman Islands 805-4516717644 Securitized Asset Fund 337,126,225 250,000
ATALAYA ASSET INCOME FUND V LP United States 805-3129529363 Hedge Fund 448,358,096 5,000,000

ATALAYA CAPITAL MANAGEMENT LP

ownership team - last updated 2021-05-18
Name Title Start Date Direct/Indirect % Ownership
ATALAYA CAPITAL GP LLC GENERAL PARTNER OF THE REGISTRANT 05/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER OF THE REGISTRANT direct 2006-05-01
ZINN, IVAN, QUARLES PARTNER, CHIEF INVESTMENT OFFICER 05/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 2006-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2006-05-01
CHAN, RAYMOND, S PARTNER 05/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2011-05-01
UFBERG, JOSHUA, DANIEL PARTNER 01/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
AIDI, DAVID, PAUL PARTNER 01/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
CAMMARATA, GERALD, VINCENT CHIEF FINANCIAL OFFICER 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ING CLARION CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2009-07-01
ATALAYA CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2015-05-01
ROTHFLEISCH, MATTHEW, NOAH PARTNER 04/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
DEL MAR ASSET MANAGEMENT, LP LIMITED PARTNER, MANAGING DIRECTOR direct 2006-01-01
ROTATION CAPITAL MANAGEMENT LP OWNER indirect 2013-09-01
ROTATION CAPITAL MANAGEMENT LP CEO direct 2014-10-01
ROTATION CAPITAL MANAGEMENT LP CEO, PARTNER direct 2014-10-01
PHILLIPS, DREW, COREY PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 05/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
ATALAYA CAPITAL MANAGEMENT LP PARTNER, CHIEF OPERATING OFFICER direct 2015-05-01
DYAL CAPITAL PARTNERS II (A) LP LIMITED PARTNER OF ATALAYA CAPITAL MANAGEMENT LP 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
WHITEBOX ADVISORS LLC MEMBER OF WHITEBOX ADVISORS LLC direct 2015-08-01
JANA PARTNERS LLC NON-MANAGING MEMBER OF JANA PARTNERS LLC direct 2015-03-01
JANA PARTNERS LLC DIRECT OWNER OF RELYING ADVISER direct 2015-03-01
ATALAYA CAPITAL MANAGEMENT LP LIMITED PARTNER OF ATALAYA CAPITAL MANAGEMENT LP direct 2017-07-01
SOUND POINT CAPITAL MANAGEMENT, LP LIMITED PARTNER OF SOUND POINT CAPITAL MANAGEMENT LP direct 2017-03-01
NBSH ACQUISITION LLC MEMBER NEUBERGER BERMAN GROUP LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-05-01
SOUND POINT CAPITAL MANAGEMENT, LP MEMBER indirect 2009-02-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2009-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
ZINN, IVAN, QUARLES MEMBER ATALAYA CAPITAL GP LLC 05/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 2006-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2006-05-01
NB DYAL GP HOLDINGS LLC GENERAL PARTNER NB DYAL ASSOCIATES II LP 08/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2015-04-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-08-01
SOUND POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2013-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
NEUBERGER BERMAN GROUP LLC MANAGING MEMBER NB ALTERNATIVES HOLDINGS LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NB ALTERNATIVE FUND MANAGEMENT LLC SOLE MEMBER indirect 2009-02-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY indirect 2009-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2009-05-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
NEUBERGER BERMAN INVESTMENT ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-05-01
NB ALTERNATIVES HOLDINGS LLC MANAGING MEMBER NB ALTERNATIVES GP HOLDINGS LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER direct 2009-05-01
SCOPIA FUND MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY direct 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER direct 2009-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVES GP HOLDINGS LLC MANAGING MEMBER NB DYAL GP HOLDINGS LLC 02/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2010-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
NB DYAL ASSOCIATES II LP GENERAL PARTNER DYAL CAPITAL PARTNERS II (A) LP 09/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) VI LP Cayman Islands 805-8275172198 Hedge Fund 78,855,687 10,000,000
ATALAYA EQUIPMENT LEASING FUND I LP United States 805-3136053790 Hedge Fund 167,058,340 5,000,000
TELOS CLO 2014-6, LTD. Cayman Islands 805-8737431078 Securitized Asset Fund 159,975,004 250,000
ACM GATEWAY LP United States 805-6543040374 Private Equity Fund 21,785,384 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) VII LP Cayman Islands 805-2586661136 Hedge Fund 346,771,374 10,000,000
ATALAYA COMMERCIAL REAL ESTATE FUND I LP United States 805-5235649183 Hedge Fund 103,979,837 5,000,000 Master Fund
TELOS CLO 2013-3, LTD. Cayman Islands 805-6156521194 Securitized Asset Fund 218,905,442 250,000
TELOS CLO 2013-4, LTD. Cayman Islands 805-4516717644 Securitized Asset Fund 337,126,225 250,000
ATALAYA ASSET INCOME FUND V LP United States 805-3129529363 Hedge Fund 448,358,096 5,000,000
ATALAYA SCERS SMA LLC United States 805-4709941449 Private Equity Fund 18,910,085 5,000,000
ATALAYA ASSET INCOME FUND (CAYMAN) V LP Cayman Islands 805-1450682216 Hedge Fund 384,995,755 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VI LP United States 805-7554678159 Hedge Fund 466,018,968 10,000,000
ATALAYA ASSET INCOME PARTNERS I-A LP Cayman Islands 805-5329106405 Private Equity Fund 11,036,264 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) V LP Cayman Islands 805-3439834651 Private Equity Fund 24,426,325 10,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) IV LP Cayman Islands 805-4344915345 Private Equity Fund 627,588 5,000,000
ATALAYA ASSET INCOME FUND III LP United States 805-8135423604 Private Equity Fund 83,951,348 5,000,000
TELOS CLO 2014-5, LTD. Cayman Islands 805-2150791253 Securitized Asset Fund 322,993,472 250,000
ATALAYA ASSET INCOME PARTNERS I LP Cayman Islands 805-4456750114 Private Equity Fund 11,033,836 5,000,000
ACM ALAMEDA LP Cayman Islands 805-8338666190 Private Equity Fund 510,003,549 5,000,000
TELOS CLO 2007-2, LTD. Cayman Islands 805-1697256091 Securitized Asset Fund 12,347 250,000
ATALAYA SPECIAL OPPORTUNITIES FUND V-B LP United States 805-2668040578 Private Equity Fund 8,822,383 5,000,000
TELOS CLO 2006-1, LTD. Cayman Islands 805-6186621050 Securitized Asset Fund 17,992 100,000
ACM ALAMOSA I-A LP United States 805-3067351244 Private Equity Fund 308,764,377 5,000,000
ATALAYA ASSET INCOME FUND IV LP United States 805-2471197368 Hedge Fund 450,119,792 5,000,000
ATALAYA ASSET INCOME FUND II LP United States 805-7574377924 Private Equity Fund 11,693,293 5,000,000
TELOS CLO 2018-8, LTD. (WAREHOUSE) Cayman Islands 805-2012137345 Securitized Asset Fund 0 250,000
ATALAYA SPECIAL OPPORTUNITIES FUND VII LP United States 805-1336503938 Hedge Fund 619,169,610 10,000,000 Master Fund
ACM ALAMOSA I LP United States 805-9758489483 Private Equity Fund 474,487,346 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND IV LP United States 805-7343885981 Private Equity Fund 3,748,049 5,000,000
ATALAYA ASSET INCOME FUND (CAYMAN) IV LP United States 805-9699434940 Hedge Fund 211,242,039 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND V LP United States 805-2449582808 Private Equity Fund 132,268,143 10,000,000
ACM DCBLOX INVESTORS LLC United States 805-4555927707 Private Equity Fund 27,936,768 1,000,000
ATALAYA SPECIAL PURPOSE INVESTMENT FUND II LP United States 805-5002168575 Hedge Fund 71,287,507 5,000,000 Master Fund

ATALAYA CAPITAL MANAGEMENT LP

ownership team - last updated 2021-03-31
Name Title Start Date Direct/Indirect % Ownership
ATALAYA CAPITAL GP LLC GENERAL PARTNER OF THE REGISTRANT 05/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER OF THE REGISTRANT direct 2006-05-01
ZINN, IVAN, QUARLES PARTNER, CHIEF INVESTMENT OFFICER 05/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 2006-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2006-05-01
CHAN, RAYMOND, S PARTNER 05/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2011-05-01
UFBERG, JOSHUA, DANIEL PARTNER 01/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
AIDI, DAVID, PAUL PARTNER 01/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
CAMMARATA, GERALD, VINCENT CHIEF FINANCIAL OFFICER 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ING CLARION CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2009-07-01
ATALAYA CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2015-05-01
ROTHFLEISCH, MATTHEW, NOAH PARTNER 04/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
DEL MAR ASSET MANAGEMENT, LP LIMITED PARTNER, MANAGING DIRECTOR direct 2006-01-01
ROTATION CAPITAL MANAGEMENT LP OWNER indirect 2013-09-01
ROTATION CAPITAL MANAGEMENT LP CEO direct 2014-10-01
ROTATION CAPITAL MANAGEMENT LP CEO, PARTNER direct 2014-10-01
PHILLIPS, DREW, COREY PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 05/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
ATALAYA CAPITAL MANAGEMENT LP PARTNER, CHIEF OPERATING OFFICER direct 2015-05-01
DYAL CAPITAL PARTNERS II (A) LP LIMITED PARTNER OF ATALAYA CAPITAL MANAGEMENT LP 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
WHITEBOX ADVISORS LLC MEMBER OF WHITEBOX ADVISORS LLC direct 2015-08-01
JANA PARTNERS LLC NON-MANAGING MEMBER OF JANA PARTNERS LLC direct 2015-03-01
JANA PARTNERS LLC DIRECT OWNER OF RELYING ADVISER direct 2015-03-01
ATALAYA CAPITAL MANAGEMENT LP LIMITED PARTNER OF ATALAYA CAPITAL MANAGEMENT LP direct 2017-07-01
SOUND POINT CAPITAL MANAGEMENT, LP LIMITED PARTNER OF SOUND POINT CAPITAL MANAGEMENT LP direct 2017-03-01
NBSH ACQUISITION LLC MEMBER NEUBERGER BERMAN GROUP LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-05-01
SOUND POINT CAPITAL MANAGEMENT, LP MEMBER indirect 2009-02-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2009-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
ZINN, IVAN, QUARLES MEMBER ATALAYA CAPITAL GP LLC 05/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 2006-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2006-05-01
NB DYAL GP HOLDINGS LLC GENERAL PARTNER NB DYAL ASSOCIATES II LP 08/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2015-04-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-08-01
SOUND POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2013-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
NEUBERGER BERMAN GROUP LLC MANAGING MEMBER NB ALTERNATIVES HOLDINGS LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NB ALTERNATIVE FUND MANAGEMENT LLC SOLE MEMBER indirect 2009-02-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY indirect 2009-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2009-05-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
NEUBERGER BERMAN INVESTMENT ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-05-01
NB ALTERNATIVES HOLDINGS LLC MANAGING MEMBER NB ALTERNATIVES GP HOLDINGS LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER direct 2009-05-01
SCOPIA FUND MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY direct 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER direct 2009-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVES GP HOLDINGS LLC MANAGING MEMBER NB DYAL GP HOLDINGS LLC 02/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2010-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
NB DYAL ASSOCIATES II LP GENERAL PARTNER DYAL CAPITAL PARTNERS II (A) LP 09/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) VI LP Cayman Islands 805-8275172198 Hedge Fund 78,855,687 10,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) V LP Cayman Islands 805-3439834651 Private Equity Fund 24,426,325 10,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) IV LP Cayman Islands 805-4344915345 Private Equity Fund 627,588 5,000,000
ATALAYA ASSET INCOME FUND III LP United States 805-8135423604 Private Equity Fund 83,951,348 5,000,000
TELOS CLO 2014-5, LTD. Cayman Islands 805-2150791253 Securitized Asset Fund 322,993,472 250,000
ATALAYA ASSET INCOME PARTNERS I LP Cayman Islands 805-4456750114 Private Equity Fund 11,033,836 5,000,000
ACM ALAMEDA LP Cayman Islands 805-8338666190 Private Equity Fund 510,003,549 5,000,000
TELOS CLO 2007-2, LTD. Cayman Islands 805-1697256091 Securitized Asset Fund 12,347 250,000
ATALAYA SPECIAL OPPORTUNITIES FUND V-B LP United States 805-2668040578 Private Equity Fund 8,822,383 5,000,000
TELOS CLO 2006-1, LTD. Cayman Islands 805-6186621050 Securitized Asset Fund 17,992 100,000
ACM ALAMOSA I-A LP United States 805-3067351244 Private Equity Fund 308,764,377 5,000,000
ATALAYA ASSET INCOME FUND IV LP United States 805-2471197368 Hedge Fund 450,119,792 5,000,000
ATALAYA ASSET INCOME FUND II LP United States 805-7574377924 Private Equity Fund 11,693,293 5,000,000
TELOS CLO 2018-8, LTD. (WAREHOUSE) Cayman Islands 805-2012137345 Securitized Asset Fund 0 250,000
ATALAYA SPECIAL OPPORTUNITIES FUND VII LP United States 805-1336503938 Hedge Fund 619,169,610 10,000,000 Master Fund
ACM ALAMOSA I LP United States 805-9758489483 Private Equity Fund 474,487,346 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND IV LP United States 805-7343885981 Private Equity Fund 3,748,049 5,000,000
ATALAYA ASSET INCOME FUND (CAYMAN) IV LP United States 805-9699434940 Hedge Fund 211,242,039 5,000,000
ATALAYA EQUIPMENT LEASING FUND I LP United States 805-3136053790 Hedge Fund 167,058,340 5,000,000
TELOS CLO 2014-6, LTD. Cayman Islands 805-8737431078 Securitized Asset Fund 159,975,004 250,000
ACM GATEWAY LP United States 805-6543040374 Private Equity Fund 21,785,384 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) VII LP Cayman Islands 805-2586661136 Hedge Fund 346,771,374 10,000,000
ATALAYA COMMERCIAL REAL ESTATE FUND I LP United States 805-5235649183 Hedge Fund 103,979,837 5,000,000 Master Fund
TELOS CLO 2013-3, LTD. Cayman Islands 805-6156521194 Securitized Asset Fund 218,905,442 250,000
TELOS CLO 2013-4, LTD. Cayman Islands 805-4516717644 Securitized Asset Fund 337,126,225 250,000
ATALAYA ASSET INCOME FUND V LP United States 805-3129529363 Hedge Fund 448,358,096 5,000,000
ATALAYA SCERS SMA LLC United States 805-4709941449 Private Equity Fund 18,910,085 5,000,000
ATALAYA ASSET INCOME FUND (CAYMAN) V LP Cayman Islands 805-1450682216 Hedge Fund 384,995,755 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VI LP United States 805-7554678159 Hedge Fund 466,018,968 10,000,000
ATALAYA ASSET INCOME PARTNERS I-A LP Cayman Islands 805-5329106405 Private Equity Fund 11,036,264 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND V LP United States 805-2449582808 Private Equity Fund 132,268,143 10,000,000
ACM DCBLOX INVESTORS LLC United States 805-4555927707 Private Equity Fund 27,936,768 1,000,000

ATALAYA CAPITAL MANAGEMENT LP

ownership team - last updated 2020-08-25
Name Title Start Date Direct/Indirect % Ownership
ATALAYA CAPITAL GP LLC GENERAL PARTNER OF THE REGISTRANT 05/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER OF THE REGISTRANT direct 2006-05-01
ZINN, IVAN, QUARLES PARTNER, CHIEF INVESTMENT OFFICER 05/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 2006-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2006-05-01
CHAN, RAYMOND, S PARTNER 05/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2011-05-01
UFBERG, JOSHUA, DANIEL PARTNER 01/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
AIDI, DAVID, PAUL PARTNER 01/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
CAMMARATA, GERALD, VINCENT CHIEF FINANCIAL OFFICER 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ING CLARION CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2009-07-01
ATALAYA CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2015-05-01
ROTHFLEISCH, MATTHEW, NOAH PARTNER 04/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
DEL MAR ASSET MANAGEMENT, LP LIMITED PARTNER, MANAGING DIRECTOR direct 2006-01-01
ROTATION CAPITAL MANAGEMENT LP OWNER indirect 2013-09-01
ROTATION CAPITAL MANAGEMENT LP CEO direct 2014-10-01
ROTATION CAPITAL MANAGEMENT LP CEO, PARTNER direct 2014-10-01
PHILLIPS, DREW, COREY PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 05/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
ATALAYA CAPITAL MANAGEMENT LP PARTNER, CHIEF OPERATING OFFICER direct 2015-05-01
DYAL CAPITAL PARTNERS II (A) LP LIMITED PARTNER OF ATALAYA CAPITAL MANAGEMENT LP 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
WHITEBOX ADVISORS LLC MEMBER OF WHITEBOX ADVISORS LLC direct 2015-08-01
JANA PARTNERS LLC NON-MANAGING MEMBER OF JANA PARTNERS LLC direct 2015-03-01
JANA PARTNERS LLC DIRECT OWNER OF RELYING ADVISER direct 2015-03-01
ATALAYA CAPITAL MANAGEMENT LP LIMITED PARTNER OF ATALAYA CAPITAL MANAGEMENT LP direct 2017-07-01
SOUND POINT CAPITAL MANAGEMENT, LP LIMITED PARTNER OF SOUND POINT CAPITAL MANAGEMENT LP direct 2017-03-01
NBSH ACQUISITION LLC MEMBER NEUBERGER BERMAN GROUP LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-05-01
SOUND POINT CAPITAL MANAGEMENT, LP MEMBER indirect 2009-02-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2009-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
ZINN, IVAN, QUARLES MEMBER ATALAYA CAPITAL GP LLC 05/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 2006-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2006-05-01
NB DYAL GP HOLDINGS LLC GENERAL PARTNER NB DYAL ASSOCIATES II LP 08/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2015-04-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-08-01
SOUND POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2013-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
NEUBERGER BERMAN GROUP LLC MANAGING MEMBER NB ALTERNATIVES HOLDINGS LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NB ALTERNATIVE FUND MANAGEMENT LLC SOLE MEMBER indirect 2009-02-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY indirect 2009-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2009-05-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
NEUBERGER BERMAN INVESTMENT ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-05-01
NB ALTERNATIVES HOLDINGS LLC MANAGING MEMBER NB ALTERNATIVES GP HOLDINGS LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER direct 2009-05-01
SCOPIA FUND MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY direct 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER direct 2009-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVES GP HOLDINGS LLC MANAGING MEMBER NB DYAL GP HOLDINGS LLC 02/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2010-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
NB DYAL ASSOCIATES II LP GENERAL PARTNER DYAL CAPITAL PARTNERS II (A) LP 09/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ATALAYA ASSET INCOME FUND (CAYMAN) V LP Cayman Islands 805-1450682216 Hedge Fund 220,250,000 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VI LP United States 805-7554678159 Hedge Fund 492,500,062 10,000,000
ATALAYA ASSET INCOME PARTNERS I-A LP Cayman Islands 805-5329106405 Private Equity Fund 17,365,808 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND V LP United States 805-2449582808 Private Equity Fund 142,404,451 10,000,000
ACM DCBLOX INVESTORS LLC United States 805-4555927707 Private Equity Fund 30,825,196 1,000,000
ATALAYA SCERS SMA LLC United States 805-4709941449 Private Equity Fund 18,472,042 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) VI LP Cayman Islands 805-8275172198 Hedge Fund 83,557,009 10,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) V LP Cayman Islands 805-3439834651 Private Equity Fund 29,045,187 10,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) IV LP Cayman Islands 805-4344915345 Private Equity Fund 878,407 5,000,000
ATALAYA ASSET INCOME FUND III LP United States 805-8135423604 Private Equity Fund 127,826,113 5,000,000
TELOS CLO 2007-2, LTD. Cayman Islands 805-1697256091 Securitized Asset Fund 237,040 250,000
ATALAYA SPECIAL OPPORTUNITIES FUND V-B LP United States 805-2668040578 Private Equity Fund 6,399,436 5,000,000
TELOS CLO 2006-1, LTD. Cayman Islands 805-6186621050 Securitized Asset Fund 24,499 100,000
TELOS CLO 2014-5, LTD. Cayman Islands 805-2150791253 Securitized Asset Fund 390,056,247 250,000
ATALAYA ASSET INCOME PARTNERS I LP Cayman Islands 805-4456750114 Private Equity Fund 17,383,279 5,000,000
ACM ALAMEDA LP Cayman Islands 805-8338666190 Private Equity Fund 428,986,973 5,000,000
ACM GATEWAY LP United States 805-6543040374 Private Equity Fund 46,103,545 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) VII LP Cayman Islands 805-2586661136 Hedge Fund 337,770,156 10,000,000
ATALAYA COMMERCIAL REAL ESTATE FUND I LP United States 805-5235649183 Hedge Fund 102,887,957 5,000,000 Master Fund
ACM MT PCS LP United States 805-4038054193 Private Equity Fund 0 1,000,000
ACM ALAMOSA I-A LP United States 805-3067351244 Private Equity Fund 262,178,137 5,000,000
ATALAYA ASSET INCOME FUND IV LP United States 805-2471197368 Hedge Fund 644,694,797 5,000,000
ATALAYA ASSET INCOME FUND II LP United States 805-7574377924 Private Equity Fund 15,308,965 5,000,000
TELOS CLO 2018-8, LTD. (WAREHOUSE) Cayman Islands 805-2012137345 Securitized Asset Fund 68,328,893 250,000
ATALAYA SPECIAL OPPORTUNITIES FUND VII LP United States 805-1336503938 Hedge Fund 608,706,057 10,000,000 Master Fund
ACM ALAMOSA I LP United States 805-9758489483 Private Equity Fund 403,039,258 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND IV LP United States 805-7343885981 Private Equity Fund 4,873,282 5,000,000
ATALAYA ASSET INCOME FUND (CAYMAN) IV LP United States 805-9699434940 Hedge Fund 296,238,415 5,000,000
ATALAYA EQUIPMENT LEASING FUND I LP United States 805-3136053790 Hedge Fund 172,224,935 5,000,000
TELOS CLO 2014-6, LTD. Cayman Islands 805-8737431078 Securitized Asset Fund 308,876,749 250,000
TELOS CLO 2013-3, LTD. Cayman Islands 805-6156521194 Securitized Asset Fund 434,101,302 250,000
TELOS CLO 2013-4, LTD. Cayman Islands 805-4516717644 Securitized Asset Fund 343,923,646 250,000
ATALAYA ASSET INCOME FUND V LP United States 805-3129529363 Hedge Fund 279,350,000 5,000,000

ATALAYA CAPITAL MANAGEMENT LP

ownership team - last updated 2020-05-28
Name Title Start Date Direct/Indirect % Ownership
ATALAYA CAPITAL GP LLC GENERAL PARTNER OF THE REGISTRANT 05/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER OF THE REGISTRANT direct 2006-05-01
ZINN, IVAN, QUARLES PARTNER, CHIEF INVESTMENT OFFICER 05/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 2006-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2006-05-01
CHAN, RAYMOND, S PARTNER 05/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2011-05-01
UFBERG, JOSHUA, DANIEL PARTNER 01/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
AIDI, DAVID, PAUL PARTNER 01/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
CAMMARATA, GERALD, VINCENT CHIEF FINANCIAL OFFICER 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ING CLARION CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2009-07-01
ATALAYA CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2015-05-01
ROTHFLEISCH, MATTHEW, NOAH PARTNER 04/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
DEL MAR ASSET MANAGEMENT, LP LIMITED PARTNER, MANAGING DIRECTOR direct 2006-01-01
ROTATION CAPITAL MANAGEMENT LP OWNER indirect 2013-09-01
ROTATION CAPITAL MANAGEMENT LP CEO direct 2014-10-01
ROTATION CAPITAL MANAGEMENT LP CEO, PARTNER direct 2014-10-01
PHILLIPS, DREW, COREY PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 05/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
ATALAYA CAPITAL MANAGEMENT LP PARTNER, CHIEF OPERATING OFFICER direct 2015-05-01
DYAL CAPITAL PARTNERS II (A) LP LIMITED PARTNER OF ATALAYA CAPITAL MANAGEMENT LP 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
WHITEBOX ADVISORS LLC MEMBER OF WHITEBOX ADVISORS LLC direct 2015-08-01
JANA PARTNERS LLC NON-MANAGING MEMBER OF JANA PARTNERS LLC direct 2015-03-01
JANA PARTNERS LLC DIRECT OWNER OF RELYING ADVISER direct 2015-03-01
ATALAYA CAPITAL MANAGEMENT LP LIMITED PARTNER OF ATALAYA CAPITAL MANAGEMENT LP direct 2017-07-01
SOUND POINT CAPITAL MANAGEMENT, LP LIMITED PARTNER OF SOUND POINT CAPITAL MANAGEMENT LP direct 2017-03-01
NBSH ACQUISITION LLC MEMBER NEUBERGER BERMAN GROUP LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-05-01
SOUND POINT CAPITAL MANAGEMENT, LP MEMBER indirect 2009-02-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2009-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
ZINN, IVAN, QUARLES MEMBER ATALAYA CAPITAL GP LLC 05/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 2006-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2006-05-01
NB DYAL GP HOLDINGS LLC GENERAL PARTNER NB DYAL ASSOCIATES II LP 08/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2015-04-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-08-01
SOUND POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2013-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
NEUBERGER BERMAN GROUP LLC MANAGING MEMBER NB ALTERNATIVES HOLDINGS LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NB ALTERNATIVE FUND MANAGEMENT LLC SOLE MEMBER indirect 2009-02-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY indirect 2009-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2009-05-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
NEUBERGER BERMAN INVESTMENT ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-05-01
NB ALTERNATIVES HOLDINGS LLC MANAGING MEMBER NB ALTERNATIVES GP HOLDINGS LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER direct 2009-05-01
SCOPIA FUND MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY direct 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER direct 2009-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVES GP HOLDINGS LLC MANAGING MEMBER NB DYAL GP HOLDINGS LLC 02/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2010-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
NB DYAL ASSOCIATES II LP GENERAL PARTNER DYAL CAPITAL PARTNERS II (A) LP 09/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ATALAYA SPECIAL OPPORTUNITIES FUND VI LP United States 805-7554678159 Hedge Fund 492,500,062 10,000,000
ATALAYA ASSET INCOME PARTNERS I-A LP Cayman Islands 805-5329106405 Private Equity Fund 17,365,808 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) V LP Cayman Islands 805-3439834651 Private Equity Fund 29,045,187 10,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) IV LP Cayman Islands 805-4344915345 Private Equity Fund 878,407 5,000,000
ATALAYA ASSET INCOME FUND III LP United States 805-8135423604 Private Equity Fund 127,826,113 5,000,000
TELOS CLO 2006-1, LTD. Cayman Islands 805-6186621050 Securitized Asset Fund 24,499 100,000
TELOS CLO 2014-5, LTD. Cayman Islands 805-2150791253 Securitized Asset Fund 390,056,247 250,000
ATALAYA SPECIAL OPPORTUNITIES FUND V LP United States 805-2449582808 Private Equity Fund 142,404,451 10,000,000
ACM DCBLOX INVESTORS LLC United States 805-4555927707 Private Equity Fund 30,825,196 1,000,000
ATALAYA SCERS SMA LLC United States 805-4709941449 Private Equity Fund 18,472,042 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) VI LP Cayman Islands 805-8275172198 Hedge Fund 83,557,009 10,000,000
TELOS CLO 2007-2, LTD. Cayman Islands 805-1697256091 Securitized Asset Fund 237,040 250,000
ATALAYA SPECIAL OPPORTUNITIES FUND V-B LP United States 805-2668040578 Private Equity Fund 6,399,436 5,000,000
ATALAYA ASSET INCOME PARTNERS I LP Cayman Islands 805-4456750114 Private Equity Fund 17,383,279 5,000,000
ACM GATEWAY LP United States 805-6543040374 Private Equity Fund 46,103,545 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) VII LP Cayman Islands 805-2586661136 Hedge Fund 337,770,156 10,000,000
ATALAYA COMMERCIAL REAL ESTATE FUND I LP United States 805-5235649183 Hedge Fund 102,887,957 5,000,000 Master Fund
ACM ALAMEDA LP Cayman Islands 805-8338666190 Private Equity Fund 428,986,973 5,000,000
ACM MT PCS LP United States 805-4038054193 Private Equity Fund 0 1,000,000
ACM ALAMOSA I-A LP United States 805-3067351244 Private Equity Fund 262,178,137 5,000,000
ATALAYA ASSET INCOME FUND IV LP United States 805-2471197368 Hedge Fund 644,694,797 5,000,000
ATALAYA ASSET INCOME FUND II LP United States 805-7574377924 Private Equity Fund 15,308,965 5,000,000
TELOS CLO 2018-8, LTD. (WAREHOUSE) Cayman Islands 805-2012137345 Securitized Asset Fund 68,328,893 250,000
ACM ALAMOSA I LP United States 805-9758489483 Private Equity Fund 403,039,258 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND IV LP United States 805-7343885981 Private Equity Fund 4,873,282 5,000,000
ATALAYA ASSET INCOME FUND (CAYMAN) IV LP United States 805-9699434940 Hedge Fund 296,238,415 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VII LP United States 805-1336503938 Hedge Fund 608,706,057 10,000,000 Master Fund
ATALAYA EQUIPMENT LEASING FUND I LP United States 805-3136053790 Hedge Fund 172,224,935 5,000,000
TELOS CLO 2014-6, LTD. Cayman Islands 805-8737431078 Securitized Asset Fund 308,876,749 250,000
TELOS CLO 2013-3, LTD. Cayman Islands 805-6156521194 Securitized Asset Fund 434,101,302 250,000
TELOS CLO 2013-4, LTD. Cayman Islands 805-4516717644 Securitized Asset Fund 343,923,646 250,000

ATALAYA CAPITAL MANAGEMENT LP

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ACM ALAMEDA LP Cayman Islands 805-8338666190 Private Equity Fund 428,986,973 5,000,000
ACM MT PCS LP United States 805-4038054193 Private Equity Fund 0 1,000,000
ACM ALAMOSA I-A LP United States 805-3067351244 Private Equity Fund 262,178,137 5,000,000
ATALAYA ASSET INCOME FUND IV LP United States 805-2471197368 Hedge Fund 644,694,797 5,000,000
TELOS CLO 2018-8, LTD. (WAREHOUSE) Cayman Islands 805-2012137345 Securitized Asset Fund 68,328,893 250,000
ACM ALAMOSA I LP United States 805-9758489483 Private Equity Fund 403,039,258 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND IV LP United States 805-7343885981 Private Equity Fund 4,873,282 5,000,000
ATALAYA ASSET INCOME FUND (CAYMAN) IV LP United States 805-9699434940 Hedge Fund 296,238,415 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VII LP United States 805-1336503938 Hedge Fund 608,706,057 10,000,000 Master Fund
ATALAYA EQUIPMENT LEASING FUND I LP United States 805-3136053790 Hedge Fund 172,224,935 5,000,000
TELOS CLO 2014-6, LTD. Cayman Islands 805-8737431078 Securitized Asset Fund 308,876,749 250,000
TELOS CLO 2013-3, LTD. Cayman Islands 805-6156521194 Securitized Asset Fund 434,101,302 250,000
TELOS CLO 2013-4, LTD. Cayman Islands 805-4516717644 Securitized Asset Fund 343,923,646 250,000
ATALAYA ASSET INCOME FUND II LP United States 805-7574377924 Private Equity Fund 15,308,965 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VI LP United States 805-7554678159 Hedge Fund 492,500,062 10,000,000
ATALAYA ASSET INCOME PARTNERS I-A LP Cayman Islands 805-5329106405 Private Equity Fund 17,365,808 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) V LP Cayman Islands 805-3439834651 Private Equity Fund 29,045,187 10,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) IV LP Cayman Islands 805-4344915345 Private Equity Fund 878,407 5,000,000
ATALAYA ASSET INCOME FUND III LP United States 805-8135423604 Private Equity Fund 127,826,113 5,000,000
TELOS CLO 2006-1, LTD. Cayman Islands 805-6186621050 Securitized Asset Fund 24,499 100,000
TELOS CLO 2014-5, LTD. Cayman Islands 805-2150791253 Securitized Asset Fund 390,056,247 250,000
ATALAYA SPECIAL OPPORTUNITIES FUND V LP United States 805-2449582808 Private Equity Fund 142,404,451 10,000,000
ACM DCBLOX INVESTORS LLC United States 805-4555927707 Private Equity Fund 30,825,196 1,000,000
ATALAYA SCERS SMA LLC United States 805-4709941449 Private Equity Fund 18,472,042 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) VI LP Cayman Islands 805-8275172198 Hedge Fund 83,557,009 10,000,000
TELOS CLO 2007-2, LTD. Cayman Islands 805-1697256091 Securitized Asset Fund 237,040 250,000
ATALAYA SPECIAL OPPORTUNITIES FUND V-B LP United States 805-2668040578 Private Equity Fund 6,399,436 5,000,000
ATALAYA ASSET INCOME PARTNERS I LP Cayman Islands 805-4456750114 Private Equity Fund 17,383,279 5,000,000
ACM GATEWAY LP United States 805-6543040374 Private Equity Fund 46,103,545 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) VII LP Cayman Islands 805-2586661136 Hedge Fund 337,770,156 10,000,000

ATALAYA CAPITAL MANAGEMENT LP

ownership team - last updated 2019-09-24
Name Title Start Date Direct/Indirect % Ownership
ATALAYA CAPITAL GP LLC GENERAL PARTNER OF THE REGISTRANT 05/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER OF THE REGISTRANT direct 2006-05-01
ZINN, IVAN, QUARLES PARTNER, CHIEF INVESTMENT OFFICER 05/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 2006-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2006-05-01
CHAN, RAYMOND, S PARTNER 05/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2011-05-01
UFBERG, JOSHUA, DANIEL PARTNER 01/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
AIDI, DAVID, PAUL PARTNER 01/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
CAMMARATA, GERALD, VINCENT CHIEF FINANCIAL OFFICER 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ING CLARION CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2009-07-01
ATALAYA CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2015-05-01
ROTHFLEISCH, MATTHEW, NOAH PARTNER 04/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
DEL MAR ASSET MANAGEMENT, LP LIMITED PARTNER, MANAGING DIRECTOR direct 2006-01-01
ROTATION CAPITAL MANAGEMENT LP OWNER indirect 2013-09-01
ROTATION CAPITAL MANAGEMENT LP CEO direct 2014-10-01
ROTATION CAPITAL MANAGEMENT LP CEO, PARTNER direct 2014-10-01
PHILLIPS, DREW, COREY PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 05/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
ATALAYA CAPITAL MANAGEMENT LP PARTNER, CHIEF OPERATING OFFICER direct 2015-05-01
DYAL CAPITAL PARTNERS II (A) LP LIMITED PARTNER OF ATALAYA CAPITAL MANAGEMENT LP 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
WHITEBOX ADVISORS LLC MEMBER OF WHITEBOX ADVISORS LLC direct 2015-08-01
JANA PARTNERS LLC NON-MANAGING MEMBER OF JANA PARTNERS LLC direct 2015-03-01
JANA PARTNERS LLC DIRECT OWNER OF RELYING ADVISER direct 2015-03-01
ATALAYA CAPITAL MANAGEMENT LP LIMITED PARTNER OF ATALAYA CAPITAL MANAGEMENT LP direct 2017-07-01
SOUND POINT CAPITAL MANAGEMENT, LP LIMITED PARTNER OF SOUND POINT CAPITAL MANAGEMENT LP direct 2017-03-01
NBSH ACQUISITION LLC MEMBER NEUBERGER BERMAN GROUP LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-05-01
SOUND POINT CAPITAL MANAGEMENT, LP MEMBER indirect 2009-02-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2009-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
ZINN, IVAN, QUARLES MEMBER ATALAYA CAPITAL GP LLC 05/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 2006-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2006-05-01
NB DYAL GP HOLDINGS LLC GENERAL PARTNER NB DYAL ASSOCIATES II LP 08/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2015-04-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-08-01
SOUND POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2013-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
NEUBERGER BERMAN GROUP LLC MANAGING MEMBER NB ALTERNATIVES HOLDINGS LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NB ALTERNATIVE FUND MANAGEMENT LLC SOLE MEMBER indirect 2009-02-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY indirect 2009-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2009-05-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
NEUBERGER BERMAN INVESTMENT ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-05-01
NB ALTERNATIVES HOLDINGS LLC MANAGING MEMBER NB ALTERNATIVES GP HOLDINGS LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER direct 2009-05-01
SCOPIA FUND MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY direct 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER direct 2009-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVES GP HOLDINGS LLC MANAGING MEMBER NB DYAL GP HOLDINGS LLC 02/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2010-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
NB DYAL ASSOCIATES II LP GENERAL PARTNER DYAL CAPITAL PARTNERS II (A) LP 09/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ATALAYA ASSET INCOME FUND II LP United States 805-7574377924 Private Equity Fund 39,302,049 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VI LP United States 805-7554678159 Hedge Fund 665,358,888 10,000,000
ATALAYA ASSET INCOME PARTNERS I-A LP Cayman Islands 805-5329106405 Private Equity Fund 28,490,093 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) V LP Cayman Islands 805-3439834651 Private Equity Fund 36,851,459 10,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) IV LP Cayman Islands 805-4344915345 Private Equity Fund 6,256,279 5,000,000
ACM MT PCS LP United States 805-4038054193 Private Equity Fund 605,216 1,000,000
ACM ALAMOSA I-A LP United States 805-3067351244 Private Equity Fund 238,877,116 5,000,000
ATALAYA ASSET INCOME FUND IV LP United States 805-2471197368 Hedge Fund 630,400,516 5,000,000
ACM ALAMOSA I LP United States 805-9758489483 Private Equity Fund 370,296,788 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND IV LP United States 805-7343885981 Private Equity Fund 38,583,350 5,000,000
ATALAYA ASSET INCOME FUND (CAYMAN) IV LP United States 805-9699434940 Hedge Fund 299,129,797 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VII LP United States 805-1336503938 Hedge Fund 449,962,984 10,000,000
ATALAYA EQUIPMENT LEASING FUND I LP United States 805-3136053790 Hedge Fund 147,134,338 5,000,000
TELOS CLO 2018-8, LTD. (WAREHOUSE) Cayman Islands 805-2012137345 Securitized Asset Fund 173,165,549 250,000
TELOS CLO 2014-6, LTD. Cayman Islands 805-8737431078 Securitized Asset Fund 346,564,722 250,000
TELOS CLO 2007-2, LTD. Cayman Islands 805-1697256091 Securitized Asset Fund 7,759,845 250,000
TELOS CLO 2013-3, LTD. Cayman Islands 805-6156521194 Securitized Asset Fund 454,757,121 250,000
TELOS CLO 2013-4, LTD. Cayman Islands 805-4516717644 Securitized Asset Fund 347,458,240 250,000
TELOS CLO 2006-1, LTD. Cayman Islands 805-6186621050 Securitized Asset Fund 1,798,894 100,000
TELOS CLO 2014-5, LTD. Cayman Islands 805-2150791253 Securitized Asset Fund 397,060,734 250,000
ATALAYA SPECIAL OPPORTUNITIES FUND V LP United States 805-2449582808 Private Equity Fund 174,643,497 10,000,000
ATALAYA ASSET INCOME FUND III LP United States 805-8135423604 Private Equity Fund 214,120,467 5,000,000
ACM DCBLOX INVESTORS LLC United States 805-4555927707 Private Equity Fund 23,734,932 1,000,000
ATALAYA SCERS SMA LLC United States 805-4709941449 Private Equity Fund 18,569,047 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) VI LP Cayman Islands 805-8275172198 Hedge Fund 102,836,103 10,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND V-B LP United States 805-2668040578 Private Equity Fund 16,682,715 5,000,000
ATALAYA ASSET INCOME PARTNERS I LP Cayman Islands 805-4456750114 Private Equity Fund 28,491,151 5,000,000
ACM GATEWAY LP United States 805-6543040374 Private Equity Fund 100,969,003 5,000,000

ATALAYA CAPITAL MANAGEMENT LP

ownership team - last updated 2019-05-28
Name Title Start Date Direct/Indirect % Ownership
ATALAYA CAPITAL GP LLC GENERAL PARTNER OF THE REGISTRANT 05/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER OF THE REGISTRANT direct 2006-05-01
ZINN, IVAN, QUARLES PARTNER, CHIEF INVESTMENT OFFICER 05/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 2006-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2006-05-01
CHAN, RAYMOND, S PARTNER 05/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2011-05-01
UFBERG, JOSHUA, DANIEL PARTNER 01/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
AIDI, DAVID, PAUL PARTNER 01/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
CAMMARATA, GERALD, VINCENT CHIEF FINANCIAL OFFICER 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ING CLARION CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2009-07-01
ATALAYA CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2015-05-01
ROTHFLEISCH, MATTHEW, NOAH PARTNER 04/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
DEL MAR ASSET MANAGEMENT, LP LIMITED PARTNER, MANAGING DIRECTOR direct 2006-01-01
ROTATION CAPITAL MANAGEMENT LP OWNER indirect 2013-09-01
ROTATION CAPITAL MANAGEMENT LP CEO direct 2014-10-01
ROTATION CAPITAL MANAGEMENT LP CEO, PARTNER direct 2014-10-01
PHILLIPS, DREW, COREY PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 05/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
ATALAYA CAPITAL MANAGEMENT LP PARTNER, CHIEF OPERATING OFFICER direct 2015-05-01
DYAL CAPITAL PARTNERS II (A) LP LIMITED PARTNER OF ATALAYA CAPITAL MANAGEMENT LP 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
WHITEBOX ADVISORS LLC MEMBER OF WHITEBOX ADVISORS LLC direct 2015-08-01
JANA PARTNERS LLC NON-MANAGING MEMBER OF JANA PARTNERS LLC direct 2015-03-01
JANA PARTNERS LLC DIRECT OWNER OF RELYING ADVISER direct 2015-03-01
ATALAYA CAPITAL MANAGEMENT LP LIMITED PARTNER OF ATALAYA CAPITAL MANAGEMENT LP direct 2017-07-01
SOUND POINT CAPITAL MANAGEMENT, LP LIMITED PARTNER OF SOUND POINT CAPITAL MANAGEMENT LP direct 2017-03-01
NBSH ACQUISITION LLC MEMBER NEUBERGER BERMAN GROUP LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-05-01
SOUND POINT CAPITAL MANAGEMENT, LP MEMBER indirect 2009-02-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2009-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
ZINN, IVAN, QUARLES MEMBER ATALAYA CAPITAL GP LLC 05/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 2006-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2006-05-01
NB DYAL GP HOLDINGS LLC GENERAL PARTNER NB DYAL ASSOCIATES II LP 08/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2015-04-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-08-01
SOUND POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2013-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
NEUBERGER BERMAN GROUP LLC MANAGING MEMBER NB ALTERNATIVES HOLDINGS LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NB ALTERNATIVE FUND MANAGEMENT LLC SOLE MEMBER indirect 2009-02-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY indirect 2009-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2009-05-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
NEUBERGER BERMAN INVESTMENT ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-05-01
NB ALTERNATIVES HOLDINGS LLC MANAGING MEMBER NB ALTERNATIVES GP HOLDINGS LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER direct 2009-05-01
SCOPIA FUND MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY direct 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER direct 2009-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVES GP HOLDINGS LLC MANAGING MEMBER NB DYAL GP HOLDINGS LLC 02/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2010-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
NB DYAL ASSOCIATES II LP GENERAL PARTNER DYAL CAPITAL PARTNERS II (A) LP 09/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ATALAYA SPECIAL OPPORTUNITIES FUND V LP United States 805-2449582808 Private Equity Fund 174,643,497 10,000,000
ATALAYA ASSET INCOME FUND III LP United States 805-8135423604 Private Equity Fund 214,120,467 5,000,000
ACM DCBLOX INVESTORS LLC United States 805-4555927707 Private Equity Fund 23,734,932 1,000,000
ATALAYA SCERS SMA LLC United States 805-4709941449 Private Equity Fund 18,569,047 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) VI LP Cayman Islands 805-8275172198 Hedge Fund 102,836,103 10,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND V-B LP United States 805-2668040578 Private Equity Fund 16,682,715 5,000,000
ATALAYA ASSET INCOME PARTNERS I LP Cayman Islands 805-4456750114 Private Equity Fund 28,491,151 5,000,000
ACM GATEWAY LP United States 805-6543040374 Private Equity Fund 100,969,003 5,000,000
ATALAYA ASSET INCOME FUND II LP United States 805-7574377924 Private Equity Fund 39,302,049 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VI LP United States 805-7554678159 Hedge Fund 665,358,888 10,000,000
ATALAYA ASSET INCOME PARTNERS I-A LP Cayman Islands 805-5329106405 Private Equity Fund 28,490,093 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) V LP Cayman Islands 805-3439834651 Private Equity Fund 36,851,459 10,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) IV LP Cayman Islands 805-4344915345 Private Equity Fund 6,256,279 5,000,000
ACM MT PCS LP United States 805-4038054193 Private Equity Fund 605,216 1,000,000
ACM ALAMOSA I-A LP United States 805-3067351244 Private Equity Fund 238,877,116 5,000,000
ATALAYA ASSET INCOME FUND IV LP United States 805-2471197368 Hedge Fund 630,400,516 5,000,000
ACM ALAMOSA I LP United States 805-9758489483 Private Equity Fund 370,296,788 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND IV LP United States 805-7343885981 Private Equity Fund 38,583,350 5,000,000
ATALAYA ASSET INCOME FUND (CAYMAN) IV LP United States 805-9699434940 Hedge Fund 299,129,797 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VII LP United States 805-1336503938 Hedge Fund 449,962,984 10,000,000
ATALAYA EQUIPMENT LEASING FUND I LP United States 805-3136053790 Hedge Fund 147,134,338 5,000,000
TELOS CLO 2018-8, LTD. (WAREHOUSE) Cayman Islands 805-2012137345 Securitized Asset Fund 173,165,549 250,000
TELOS CLO 2014-6, LTD. Cayman Islands 805-8737431078 Securitized Asset Fund 346,564,722 250,000
TELOS CLO 2007-2, LTD. Cayman Islands 805-1697256091 Securitized Asset Fund 7,759,845 250,000
TELOS CLO 2014-5, LTD. Cayman Islands 805-2150791253 Securitized Asset Fund 397,060,734 250,000
TELOS CLO 2013-3, LTD. Cayman Islands 805-6156521194 Securitized Asset Fund 454,757,121 250,000
TELOS CLO 2013-4, LTD. Cayman Islands 805-4516717644 Securitized Asset Fund 347,458,240 250,000
TELOS CLO 2006-1, LTD. Cayman Islands 805-6186621050 Securitized Asset Fund 1,798,894 100,000

ATALAYA CAPITAL MANAGEMENT LP

ownership team - last updated 2019-03-13
Name Title Start Date Direct/Indirect % Ownership
ATALAYA CAPITAL GP LLC GENERAL PARTNER OF THE REGISTRANT 05/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER OF THE REGISTRANT direct 2006-05-01
ZINN, IVAN, QUARLES PARTNER, CHIEF INVESTMENT OFFICER 05/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 2006-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2006-05-01
CHAN, RAYMOND, S PARTNER 05/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2011-05-01
UFBERG, JOSHUA, DANIEL PARTNER 01/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
AIDI, DAVID, PAUL PARTNER 01/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
CAMMARATA, GERALD, VINCENT CHIEF FINANCIAL OFFICER 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ING CLARION CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2009-07-01
ATALAYA CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2015-05-01
PHILLIPS, DREW, COREY PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 05/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
ATALAYA CAPITAL MANAGEMENT LP PARTNER, CHIEF OPERATING OFFICER direct 2015-05-01
DYAL CAPITAL PARTNERS II (A) LP LIMITED PARTNER OF ATALAYA CAPITAL MANAGEMENT LP 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
WHITEBOX ADVISORS LLC MEMBER OF WHITEBOX ADVISORS LLC direct 2015-08-01
JANA PARTNERS LLC NON-MANAGING MEMBER OF JANA PARTNERS LLC direct 2015-03-01
JANA PARTNERS LLC DIRECT OWNER OF RELYING ADVISER direct 2015-03-01
ATALAYA CAPITAL MANAGEMENT LP LIMITED PARTNER OF ATALAYA CAPITAL MANAGEMENT LP direct 2017-07-01
SOUND POINT CAPITAL MANAGEMENT, LP LIMITED PARTNER OF SOUND POINT CAPITAL MANAGEMENT LP direct 2017-03-01
NBSH ACQUISITION LLC MEMBER NEUBERGER BERMAN GROUP LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-05-01
SOUND POINT CAPITAL MANAGEMENT, LP MEMBER indirect 2009-02-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2009-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
ZINN, IVAN, QUARLES MEMBER ATALAYA CAPITAL GP LLC 05/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 2006-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2006-05-01
NB DYAL GP HOLDINGS LLC GENERAL PARTNER NB DYAL ASSOCIATES II LP 08/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2015-04-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-08-01
SOUND POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2013-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
NEUBERGER BERMAN GROUP LLC MANAGING MEMBER NB ALTERNATIVES HOLDINGS LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NB ALTERNATIVE FUND MANAGEMENT LLC SOLE MEMBER indirect 2009-02-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY indirect 2009-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2009-05-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
NEUBERGER BERMAN INVESTMENT ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-05-01
NB ALTERNATIVES HOLDINGS LLC MANAGING MEMBER NB ALTERNATIVES GP HOLDINGS LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER direct 2009-05-01
SCOPIA FUND MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY direct 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER direct 2009-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVES GP HOLDINGS LLC MANAGING MEMBER NB DYAL GP HOLDINGS LLC 02/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2010-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
NB DYAL ASSOCIATES II LP GENERAL PARTNER DYAL CAPITAL PARTNERS II (A) LP 09/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ATALAYA SPECIAL OPPORTUNITIES FUND V LP United States 805-2449582808 Private Equity Fund 174,643,497 10,000,000
ATALAYA ASSET INCOME FUND III LP United States 805-8135423604 Private Equity Fund 214,120,467 5,000,000
ACM DCBLOX INVESTORS LLC United States 805-4555927707 Private Equity Fund 23,734,932 1,000,000
ATALAYA SCERS SMA LLC United States 805-4709941449 Private Equity Fund 18,569,047 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) VI LP Cayman Islands 805-8275172198 Hedge Fund 102,836,103 10,000,000
ATALAYA ASSET INCOME PARTNERS I LP Cayman Islands 805-4456750114 Private Equity Fund 28,491,151 5,000,000
ACM GATEWAY LP United States 805-6543040374 Private Equity Fund 100,969,003 5,000,000
ATALAYA ASSET INCOME FUND II LP United States 805-7574377924 Private Equity Fund 39,302,049 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND V-B LP United States 805-2668040578 Private Equity Fund 16,682,715 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VI LP United States 805-7554678159 Hedge Fund 665,358,888 10,000,000
ATALAYA ASSET INCOME PARTNERS I-A LP Cayman Islands 805-5329106405 Private Equity Fund 28,490,093 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) V LP Cayman Islands 805-3439834651 Private Equity Fund 36,851,459 10,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) IV LP Cayman Islands 805-4344915345 Private Equity Fund 6,256,279 5,000,000
ACM MT PCS LP United States 805-4038054193 Private Equity Fund 605,216 1,000,000
ACM ALAMOSA I-A LP United States 805-3067351244 Private Equity Fund 238,877,116 5,000,000
ATALAYA ASSET INCOME FUND IV LP United States 805-2471197368 Hedge Fund 630,400,516 5,000,000
ACM ALAMOSA I LP United States 805-9758489483 Private Equity Fund 370,296,788 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND IV LP United States 805-7343885981 Private Equity Fund 38,583,350 5,000,000
ATALAYA ASSET INCOME FUND (CAYMAN) IV LP United States 805-9699434940 Hedge Fund 299,129,797 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VII LP United States 805-1336503938 Hedge Fund 449,962,984 10,000,000
ATALAYA EQUIPMENT LEASING FUND I LP United States 805-3136053790 Hedge Fund 147,134,338 5,000,000

ATALAYA CAPITAL MANAGEMENT LP

ownership team - last updated 2018-05-30
Name Title Start Date Direct/Indirect % Ownership
FLOWERS, ROBERT, MASON PARTNER 05/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2011-05-01
DYAL CAPITAL PARTNERS II (A) LP LIMITED PARTNER OF ATALAYA CAPITAL MANAGEMENT LP 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
WHITEBOX ADVISORS LLC MEMBER OF WHITEBOX ADVISORS LLC direct 2015-08-01
JANA PARTNERS LLC NON-MANAGING MEMBER OF JANA PARTNERS LLC direct 2015-03-01
JANA PARTNERS LLC DIRECT OWNER OF RELYING ADVISER direct 2015-03-01
ATALAYA CAPITAL MANAGEMENT LP LIMITED PARTNER OF ATALAYA CAPITAL MANAGEMENT LP direct 2017-07-01
SOUND POINT CAPITAL MANAGEMENT, LP LIMITED PARTNER OF SOUND POINT CAPITAL MANAGEMENT LP direct 2017-03-01
PHILLIPS, DREW, COREY PARTNER, CHIEF OPERATING OFFICER 05/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
ATALAYA CAPITAL MANAGEMENT LP PARTNER, CHIEF OPERATING OFFICER direct 2015-05-01
NADBORNY, ADAM, DAVID GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER 02/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2013-02-01
C12 CAPITAL MANAGEMENT US LP GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2011-11-01
C12 CAPITAL MANAGEMENT US LP MANAGER indirect 2011-12-01
CAMMARATA, GERALD, VINCENT CHIEF FINANCIAL OFFICER 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ING CLARION CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2009-07-01
ATALAYA CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2015-05-01
AIDI, DAVID, PAUL PARTNER 01/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
UFBERG, JOSHUA, DANIEL PARTNER 01/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2015-01-01
CHAN, RAYMOND, S PARTNER 05/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP PARTNER direct 2011-05-01
ZINN, IVAN, QUARLES PARTNER, CHIEF INVESTMENT OFFICER 05/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 2006-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2006-05-01
ATALAYA CAPITAL GP LLC GENERAL PARTNER OF THE REGISTRANT 05/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER OF THE REGISTRANT direct 2006-05-01
NB DYAL GP HOLDINGS LLC GENERAL PARTNER NB DYAL ASSOCIATES II LP 08/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. GENERAL PARTNER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC GENERAL PARTNER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2015-04-01
BLUE HARBOUR GROUP, L.P. GENERAL PARTNER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-08-01
SOUND POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER indirect 2013-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
H.I.G. CAPITAL, LLC GENERAL PARTNER indirect 2016-08-01
HALCYON CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2010-02-01
ZINN, IVAN, QUARLES MEMBER ATALAYA CAPITAL GP LLC 05/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 2006-05-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2006-05-01
NEUBERGER BERMAN GROUP LLC MANAGING MEMBER NB ALTERNATIVES HOLDINGS LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NB ALTERNATIVE FUND MANAGEMENT LLC SOLE MEMBER indirect 2009-02-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER indirect 2009-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY indirect 2009-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2009-05-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
NEUBERGER BERMAN INVESTMENT ADVISERS LLC MEMBER indirect 2009-02-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC HOLDING COMPANY indirect 2009-02-01
NEUBERGER BERMAN LLC HOLDING COMPANY indirect 2009-05-01
NBSH ACQUISITION LLC MEMBER NEUBERGER BERMAN GROUP LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
NEUBERGER BERMAN ASIA LIMITED MEMBER indirect 2009-05-01
GREEN COURT CAPITAL MANAGEMENT LIMITED MEMBER indirect 2017-04-01
NEUBERGER BERMAN LOAN ADVISERS LLC MEMBER indirect 2009-05-01
HALCYON CAPITAL MANAGEMENT LP MEMBER indirect 2009-05-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED MEMBER indirect 2009-05-01
NEUBERGER BERMAN EUROPE LIMITED MEMBER indirect 2009-05-01
SOUND POINT CAPITAL MANAGEMENT, LP MEMBER indirect 2009-02-01
ATALAYA CAPITAL MANAGEMENT LP MEMBER indirect 2009-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVES ADVISERS LLC MEMBER indirect 2009-05-01
WATERFALL ASSET MANAGEMENT, LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER indirect 2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C. MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC MEMBER indirect 2009-05-01
NB ALTERNATIVES HOLDINGS LLC MANAGING MEMBER NB ALTERNATIVES GP HOLDINGS LLC 02/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC MEMBER direct 2009-05-01
SCOPIA FUND MANAGEMENT LLC MANAGING MEMBER indirect 2009-05-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
NB ALTERNATIVES ADVISERS LLC HOLDING COMPANY direct 2009-02-01
NB ALTERNATIVES ADVISERS LLC SOLE MEMBER direct 2009-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-05-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2009-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2009-05-01
NB ALTERNATIVES GP HOLDINGS LLC MANAGING MEMBER NB DYAL GP HOLDINGS LLC 02/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MKP CAPITAL MANAGEMENT, L.L.C. MANAGING MEMBER indirect 2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2010-02-01
MAST CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
PINNACLE ASSET MANAGEMENT, L.P. MANAGING MEMBER indirect 2010-02-01
WATERFALL ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2010-02-01
JANA PARTNERS LLC MANAGING MEMBER indirect 2010-02-01
BLUE HARBOUR GROUP, L.P. MANAGING MEMBER indirect 2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2010-02-01
ATALAYA CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
SOUND POINT CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2010-02-01
HALCYON CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2010-02-01
NB DYAL ASSOCIATES II LP GENERAL PARTNER DYAL CAPITAL PARTNERS II (A) LP 09/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
ATALAYA CAPITAL MANAGEMENT LP GENERAL PARTNER indirect 2013-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ATALAYA SPECIAL OPPORTUNITIES FUND V LP United States 805-2449582808 Private Equity Fund 202,352,393 5,000,000
ATALAYA ASSET INCOME FUND (CAYMAN) I LP Cayman Islands 805-5112692618 Private Equity Fund 36,317 5,000,000
ATALAYA ASSET INCOME FUND III LP United States 805-8135423604 Hedge Fund 315,576,766 5,000,000
ACM DCBLOX INVESTORS LLC United States 805-4555927707 Private Equity Fund 17,302,444 1,000,000
ATALAYA SCERS SMA LLC United States 805-4709941449 Private Equity Fund 26,963,172 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) VI LP Cayman Islands 805-8275172198 Hedge Fund 136,736,287 5,000,000
ATALAYA ASSET INCOME PARTNERS I LP Cayman Islands 805-4456750114 Private Equity Fund 44,504,543 5,000,000
ACM GATEWAY LP United States 805-6543040374 Private Equity Fund 50,200,758 5,000,000
ATALAYA ASSET INCOME FUND II LP United States 805-7574377924 Private Equity Fund 91,041,603 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND V-B LP United States 805-2668040578 Private Equity Fund 27,256,176 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND VI LP United States 805-7554678159 Hedge Fund 688,670,009 5,000,000
ATALAYA ASSET INCOME PARTNERS I-A LP Cayman Islands 805-5329106405 Private Equity Fund 44,504,330 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) V LP Cayman Islands 805-3439834651 Private Equity Fund 41,175,377 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) IV LP Cayman Islands 805-4344915345 Private Equity Fund 8,566,172 5,000,000
ACM MT PCS LP United States 805-4038054193 Private Equity Fund 105,215 1,000,000
ACM ALAMOSA I-A LP United States 805-3067351244 Private Equity Fund 146,732,534 5,000,000
ATALAYA ASSET INCOME FUND IV LP United States 805-2471197368 Hedge Fund 435,470,840 5,000,000
ACM ALAMOSA I LP United States 805-9758489483 Private Equity Fund 225,393,185 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND III LP United States 805-8406149877 Private Equity Fund 66,164 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND (CAYMAN) III LP Cayman Islands 805-7524500227 Private Equity Fund 46,919 5,000,000
ATALAYA SPECIAL OPPORTUNITIES FUND IV LP United States 805-7343885981 Private Equity Fund 53,956,364 5,000,000
ATALAYA ASSET INCOME FUND I LP United States 805-8185745667 Private Equity Fund 50,648 5,000,000
ATALAYA ASSET INCOME FUND (CAYMAN) IV LP United States 805-9699434940 Hedge Fund 272,323,630 5,000,000

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