ATHYRIUM CAPITAL MANAGEMENT, LP

https://www.athyrium.com/ NEW YORK, NY Investment Advisor Hedge Fund How do I update this listing?

Athyrium Capital Management is based out of New York. Athyrium Capital Management is a hedge fund with 11 clients and discretionary assets under management (AUM) of $3,166,121,000 (Form ADV from 2021-08-24). Their last reported 13F filing for Q3 2021 included $157,650,000 in managed 13F securities and a top 10 holdings concentration of 100.0%. Athyrium Capital Management's largest holding is Progenity, Inc. with shares held of 36,396,907. Whalewisdom has at least 12 13F filings, 4 13D filings, and 3 Form 4 filings

Download 13F Summary Create Alert

09/30/2021

Top Sells

  • Name% Change

09/30/2021

13F Activity

  • Market Value $157.65 Million
  • Prior Market Value $239.861 Million
  • New Purchases0 stocks
  • Additional Purchases1 stock
  • Sold out of0 stocks
  • Reduced holdings in0 stocks
  • Top 10 Holdings % 100.00 %
  • Turnover % [1]:%
  • Turnover Alt % [2]: %
  • Time Held Top20:2.25 quarters
  • Time Held Top10:2.25 quarters
  • Time Held All:2.25 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

09/30/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-11-15

Performance for Q3 2021: 25.31%
Performance Last 4 Quarters: -21.36%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

Global (ex. US) Holdings

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Source: Refinitiv

View Last Form Adv Compilation Report on Record

ATHYRIUM CAPITAL MANAGEMENT LP
Classified as Hedge Fund
505 FIFTH AVENUE 18TH FLOOR
NEW YORK NY    10017-4920
Country: United States

Business Phone: 212-402-6925
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Partnership
Organized in: DE
Number of employees: 22
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 1,904,950,000
Total Number of Clients: 11
Amount of client funds and securities by related persons: 1,904,950,000
Total Number of clients from related persons: 11
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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ATHYRIUM CAPITAL MANAGEMENT LP

ownership team - last updated 2021-08-24
Name Title Start Date Direct/Indirect % Ownership
FERRELL, JEFFREY, ALLEN PRESIDENT 01/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC MANAGING PARTNER direct 2008-12-01
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2012-02-01
ATHYRIUM CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2014-09-01
ATHYRIUM CAPITAL MANAGEMENT LP PRESIDENT direct 2015-01-01
HYMAN, ANDREW, COOPER CHIEF COMPLIANCE OFFICER 07/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF OPERATING OFFICER; GENERAL COUNSEL direct 2013-05-01
ATHYRIUM CAPITAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER direct 2013-07-01
ATHYRIUM CAPITAL MANAGEMENT LP SENIOR VICE PRESIDENT AND SECRETARY direct 2015-01-01
HYMAN, ANDREW, COOPER SENIOR VICE PRESIDENT AND SECRETARY 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF OPERATING OFFICER; GENERAL COUNSEL direct 2013-05-01
ATHYRIUM CAPITAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER direct 2013-07-01
ATHYRIUM CAPITAL MANAGEMENT LP SENIOR VICE PRESIDENT AND SECRETARY direct 2015-01-01
WAKEFIELD, PAUL, ANTHONY SENIOR VICE PRESIDENT 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2014-04-01
ATHYRIUM CAPITAL MANAGEMENT LP SENIOR VICE PRESIDENT direct 2015-01-01
ATHYRIUM CAPITAL HOLDINGS, LLC GENERAL PARTNER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC GENERAL PARTNER direct 2015-01-01
PAUL, COURTNEY, ANNE VICE PRESIDENT AND ASSISTANT SECRETARY 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC VICE PRESIDENT AND ASSISTANT SECRETARY direct 2015-01-01
LACK, JEREMY, DAVID PRESIDENT 01/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC PRESIDENT direct 2015-01-01
ATHYRIUM CAPITAL MANAGEMENT LP MEMBER indirect 2015-01-01
ADAMS, RASHIDA, J VICE PRESIDENT 11/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LP VICE PRESIDENT direct 2020-11-01
FERRELL, JEFFREY, ALLEN MANAGING MEMBER ATHYRIUM CAPITAL HOLDINGS, LLC 09/01/2014 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC MANAGING PARTNER direct 2008-12-01
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2012-02-01
ATHYRIUM CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2014-09-01
ATHYRIUM CAPITAL MANAGEMENT LP PRESIDENT direct 2015-01-01
LACK, JEREMY, DAVID MEMBER ATHYRIUM CAPITAL HOLDINGS, LLC 01/01/2015 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC PRESIDENT direct 2015-01-01
ATHYRIUM CAPITAL MANAGEMENT LP MEMBER indirect 2015-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ATHYRIUM OPPORTUNITIES FUND IV MASTER (NON-US) LP Cayman Islands 805-4002359845 Hedge Fund 890,175,000 0 Master Fund
ATHYRIUM OPPORTUNITIES FUND IV LP United States 805-6581669380 Hedge Fund 36,000,000 0
ATHYRIUM OPPORTUNITIES FUND II-B MASTER LP Cayman Islands 805-9073731353 Hedge Fund 88,510,000 0
ATHYRIUM OPPORTUNITIES FUND II MASTER (NON-US) LP United States 805-6366210062 Hedge Fund 478,583,000 0 Master Fund
ATHYRIUM HEALTHCARE STRATEGIC INCOME & GROWTH IDF LLC United States 805-1732636973 Hedge Fund 31,045,000 0 Fund of Funds
ATHYRIUM OPPORTUNITIES FUND III MASTER (NON-US) LP Cayman Islands 805-4676257546 Hedge Fund 1,567,532,000 0 Master Fund
ATHYRIUM OPPORTUNITIES FUND III LP United States 805-7219396280 Hedge Fund 627,949,000 0
ATHYRIUM OPPORTUNITIES FUND II LP United States 805-2551487868 Hedge Fund 294,013,000 0
ATHYRIUM OPPORTUNITIES IV CO-INVEST A LP Cayman Islands 805-8975728288 Private Equity Fund 100,000,000 0

ATHYRIUM CAPITAL MANAGEMENT LP

ownership team - last updated 2021-03-31
Name Title Start Date Direct/Indirect % Ownership
FERRELL, JEFFREY, ALLEN PRESIDENT 01/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC MANAGING PARTNER direct 2008-12-01
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2012-02-01
ATHYRIUM CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2014-09-01
ATHYRIUM CAPITAL MANAGEMENT LP PRESIDENT direct 2015-01-01
HYMAN, ANDREW, COOPER CHIEF COMPLIANCE OFFICER 07/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF OPERATING OFFICER; GENERAL COUNSEL direct 2013-05-01
ATHYRIUM CAPITAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER direct 2013-07-01
ATHYRIUM CAPITAL MANAGEMENT LP SENIOR VICE PRESIDENT AND SECRETARY direct 2015-01-01
HYMAN, ANDREW, COOPER SENIOR VICE PRESIDENT AND SECRETARY 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF OPERATING OFFICER; GENERAL COUNSEL direct 2013-05-01
ATHYRIUM CAPITAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER direct 2013-07-01
ATHYRIUM CAPITAL MANAGEMENT LP SENIOR VICE PRESIDENT AND SECRETARY direct 2015-01-01
WAKEFIELD, PAUL, ANTHONY SENIOR VICE PRESIDENT 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2014-04-01
ATHYRIUM CAPITAL MANAGEMENT LP SENIOR VICE PRESIDENT direct 2015-01-01
ATHYRIUM CAPITAL HOLDINGS, LLC GENERAL PARTNER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC GENERAL PARTNER direct 2015-01-01
PAUL, COURTNEY, ANNE VICE PRESIDENT AND ASSISTANT SECRETARY 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC VICE PRESIDENT AND ASSISTANT SECRETARY direct 2015-01-01
LACK, JEREMY, DAVID PRESIDENT 01/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC PRESIDENT direct 2015-01-01
ATHYRIUM CAPITAL MANAGEMENT LP MEMBER indirect 2015-01-01
ADAMS, RASHIDA, J VICE PRESIDENT 11/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LP VICE PRESIDENT direct 2020-11-01
FERRELL, JEFFREY, ALLEN PRESIDENT 01/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC MANAGING PARTNER direct 2008-12-01
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2012-02-01
ATHYRIUM CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2014-09-01
ATHYRIUM CAPITAL MANAGEMENT LP PRESIDENT direct 2015-01-01
HYMAN, ANDREW, COOPER CHIEF COMPLIANCE OFFICER 07/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF OPERATING OFFICER; GENERAL COUNSEL direct 2013-05-01
ATHYRIUM CAPITAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER direct 2013-07-01
ATHYRIUM CAPITAL MANAGEMENT LP SENIOR VICE PRESIDENT AND SECRETARY direct 2015-01-01
HYMAN, ANDREW, COOPER SENIOR VICE PRESIDENT AND SECRETARY 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF OPERATING OFFICER; GENERAL COUNSEL direct 2013-05-01
ATHYRIUM CAPITAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER direct 2013-07-01
ATHYRIUM CAPITAL MANAGEMENT LP SENIOR VICE PRESIDENT AND SECRETARY direct 2015-01-01
WAKEFIELD, PAUL, ANTHONY SENIOR VICE PRESIDENT 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2014-04-01
ATHYRIUM CAPITAL MANAGEMENT LP SENIOR VICE PRESIDENT direct 2015-01-01
ATHYRIUM CAPITAL HOLDINGS, LLC GENERAL PARTNER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC GENERAL PARTNER direct 2015-01-01
PAUL, COURTNEY, ANNE VICE PRESIDENT AND ASSISTANT SECRETARY 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC VICE PRESIDENT AND ASSISTANT SECRETARY direct 2015-01-01
LACK, JEREMY, DAVID PRESIDENT 01/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC PRESIDENT direct 2015-01-01
ATHYRIUM CAPITAL MANAGEMENT LP MEMBER indirect 2015-01-01
ADAMS, RASHIDA, J VICE PRESIDENT 11/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LP VICE PRESIDENT direct 2020-11-01
FERRELL, JEFFREY, ALLEN MANAGING MEMBER ATHYRIUM CAPITAL HOLDINGS, LLC 09/01/2014 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC MANAGING PARTNER direct 2008-12-01
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2012-02-01
ATHYRIUM CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2014-09-01
ATHYRIUM CAPITAL MANAGEMENT LP PRESIDENT direct 2015-01-01
LACK, JEREMY, DAVID MEMBER ATHYRIUM CAPITAL HOLDINGS, LLC 01/01/2015 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC PRESIDENT direct 2015-01-01
ATHYRIUM CAPITAL MANAGEMENT LP MEMBER indirect 2015-01-01
FERRELL, JEFFREY, ALLEN MANAGING MEMBER ATHYRIUM CAPITAL HOLDINGS, LLC 09/01/2014 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC MANAGING PARTNER direct 2008-12-01
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2012-02-01
ATHYRIUM CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2014-09-01
ATHYRIUM CAPITAL MANAGEMENT LP PRESIDENT direct 2015-01-01
LACK, JEREMY, DAVID MEMBER ATHYRIUM CAPITAL HOLDINGS, LLC 01/01/2015 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC PRESIDENT direct 2015-01-01
ATHYRIUM CAPITAL MANAGEMENT LP MEMBER indirect 2015-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ATHYRIUM OPPORTUNITIES FUND II-B MASTER LP Cayman Islands 805-9073731353 Hedge Fund 88,510,000 0
ATHYRIUM OPPORTUNITIES FUND II MASTER (NON-US) LP United States 805-6366210062 Hedge Fund 478,583,000 0 Master Fund
ATHYRIUM HEALTHCARE STRATEGIC INCOME & GROWTH IDF LLC United States 805-1732636973 Hedge Fund 31,045,000 0 Fund of Funds
ATHYRIUM OPPORTUNITIES FUND III MASTER (NON-US) LP Cayman Islands 805-4676257546 Hedge Fund 1,567,532,000 0 Master Fund
ATHYRIUM OPPORTUNITIES FUND III LP United States 805-7219396280 Hedge Fund 627,949,000 0
ATHYRIUM OPPORTUNITIES FUND II LP United States 805-2551487868 Hedge Fund 294,013,000 0

ATHYRIUM CAPITAL MANAGEMENT LP

ownership team - last updated 2020-03-28
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ATHYRIUM OPPORTUNITIES FUND II-B MASTER LP Cayman Islands 805-9073731353 Hedge Fund 83,993,000 0
ATHYRIUM OPPORTUNITIES FUND II MASTER (NON-US) LP United States 805-6366210062 Hedge Fund 454,199,000 0 Master Fund
ATHYRIUM HEALTHCARE STRATEGIC INCOME & GROWTH IDF LLC United States 805-1732636973 Hedge Fund 30,492,000 0 Fund of Funds
ATHYRIUM OPPORTUNITIES FUND III MASTER (NON-US) LP Cayman Islands 805-4676257546 Hedge Fund 1,525,944,000 0 Master Fund
ATHYRIUM OPPORTUNITIES FUND III LP United States 805-7219396280 Hedge Fund 610,964,000 0
ATHYRIUM OPPORTUNITIES FUND II LP United States 805-2551487868 Hedge Fund 278,998,000 0

ATHYRIUM CAPITAL MANAGEMENT LP

ownership team - last updated 2019-05-01
Name Title Start Date Direct/Indirect % Ownership
FERRELL, JEFFREY, ALLEN PRESIDENT 01/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC MANAGING PARTNER direct 2008-12-01
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2012-02-01
ATHYRIUM CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2014-09-01
ATHYRIUM CAPITAL MANAGEMENT LP PRESIDENT direct 2015-01-01
HYMAN, ANDREW, COOPER CHIEF COMPLIANCE OFFICER 07/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF OPERATING OFFICER; GENERAL COUNSEL direct 2013-05-01
ATHYRIUM CAPITAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER direct 2013-07-01
ATHYRIUM CAPITAL MANAGEMENT LP SENIOR VICE PRESIDENT AND SECRETARY direct 2015-01-01
HYMAN, ANDREW, COOPER SENIOR VICE PRESIDENT AND SECRETARY 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF OPERATING OFFICER; GENERAL COUNSEL direct 2013-05-01
ATHYRIUM CAPITAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER direct 2013-07-01
ATHYRIUM CAPITAL MANAGEMENT LP SENIOR VICE PRESIDENT AND SECRETARY direct 2015-01-01
WAKEFIELD, PAUL, ANTHONY SENIOR VICE PRESIDENT 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2014-04-01
ATHYRIUM CAPITAL MANAGEMENT LP SENIOR VICE PRESIDENT direct 2015-01-01
ATHYRIUM CAPITAL HOLDINGS, LLC GENERAL PARTNER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC GENERAL PARTNER direct 2015-01-01
PAUL, COURTNEY, ANNE VICE PRESIDENT AND ASSISTANT SECRETARY 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC VICE PRESIDENT AND ASSISTANT SECRETARY direct 2015-01-01
LACK, JEREMY, DAVID PRESIDENT 01/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC PRESIDENT direct 2015-01-01
ATHYRIUM CAPITAL MANAGEMENT LP MEMBER indirect 2015-01-01
FERRELL, JEFFREY, ALLEN MANAGING MEMBER ATHYRIUM CAPITAL HOLDINGS, LLC 09/01/2014 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC MANAGING PARTNER direct 2008-12-01
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2012-02-01
ATHYRIUM CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2014-09-01
ATHYRIUM CAPITAL MANAGEMENT LP PRESIDENT direct 2015-01-01
LACK, JEREMY, DAVID MEMBER ATHYRIUM CAPITAL HOLDINGS, LLC 01/01/2015 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC PRESIDENT direct 2015-01-01
ATHYRIUM CAPITAL MANAGEMENT LP MEMBER indirect 2015-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ATHYRIUM OPPORTUNITIES FUND II-B MASTER LP Cayman Islands 805-9073731353 Hedge Fund 96,438,000 0
ATHYRIUM OPPORTUNITIES FUND II MASTER (NON-US) LP United States 805-6366210062 Hedge Fund 521,381,000 0 Master Fund
ATHYRIUM HEALTHCARE STRATEGIC INCOME & GROWTH IDF LLC United States 805-1732636973 Hedge Fund 26,005,000 0 Fund of Funds
ATHYRIUM OPPORTUNITIES FUND III MASTER (NON-US) LP Cayman Islands 805-4676257546 Hedge Fund 1,467,648,000 0 Master Fund
ATHYRIUM OPPORTUNITIES FUND III LP United States 805-7219396280 Hedge Fund 586,340,000 0
ATHYRIUM OPPORTUNITIES FUND II LP United States 805-2551487868 Hedge Fund 320,321,000 0

ATHYRIUM CAPITAL MANAGEMENT LP

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
FERRELL, JEFFREY, ALLEN PRESIDENT 01/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC MANAGING PARTNER direct 2008-12-01
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2012-02-01
ATHYRIUM CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2014-09-01
ATHYRIUM CAPITAL MANAGEMENT LP PRESIDENT direct 2015-01-01
HYMAN, ANDREW, COOPER CHIEF COMPLIANCE OFFICER 07/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF OPERATING OFFICER; GENERAL COUNSEL direct 2013-05-01
ATHYRIUM CAPITAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER direct 2013-07-01
ATHYRIUM CAPITAL MANAGEMENT LP SENIOR VICE PRESIDENT AND SECRETARY direct 2015-01-01
HYMAN, ANDREW, COOPER SENIOR VICE PRESIDENT AND SECRETARY 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF OPERATING OFFICER; GENERAL COUNSEL direct 2013-05-01
ATHYRIUM CAPITAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER direct 2013-07-01
ATHYRIUM CAPITAL MANAGEMENT LP SENIOR VICE PRESIDENT AND SECRETARY direct 2015-01-01
WAKEFIELD, PAUL, ANTHONY SENIOR VICE PRESIDENT 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2014-04-01
ATHYRIUM CAPITAL MANAGEMENT LP SENIOR VICE PRESIDENT direct 2015-01-01
ATHYRIUM CAPITAL HOLDINGS, LLC GENERAL PARTNER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC GENERAL PARTNER direct 2015-01-01
PAUL, COURTNEY, ANNE VICE PRESIDENT AND ASSISTANT SECRETARY 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC VICE PRESIDENT AND ASSISTANT SECRETARY direct 2015-01-01
LACK, JEREMY, DAVID PRESIDENT 01/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC PRESIDENT direct 2015-01-01
ATHYRIUM CAPITAL MANAGEMENT LP MEMBER indirect 2015-01-01
FERRELL, JEFFREY, ALLEN MANAGING MEMBER ATHYRIUM CAPITAL HOLDINGS, LLC 09/01/2014 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC MANAGING PARTNER direct 2008-12-01
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2012-02-01
ATHYRIUM CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2014-09-01
ATHYRIUM CAPITAL MANAGEMENT LP PRESIDENT direct 2015-01-01
LACK, JEREMY, DAVID MEMBER ATHYRIUM CAPITAL HOLDINGS, LLC 01/01/2015 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC PRESIDENT direct 2015-01-01
ATHYRIUM CAPITAL MANAGEMENT LP MEMBER indirect 2015-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ATHYRIUM OPPORTUNITIES FUND II-B MASTER LP Cayman Islands 805-9073731353 Hedge Fund 96,438,000 0
ATHYRIUM OPPORTUNITIES FUND II MASTER (NON-US) LP United States 805-6366210062 Hedge Fund 521,381,000 0 Master Fund
ATHYRIUM HEALTHCARE STRATEGIC INCOME & GROWTH IDF LLC United States 805-1732636973 Hedge Fund 26,005,000 0 Fund of Funds
ATHYRIUM OPPORTUNITIES FUND III MASTER (NON-US) LP Cayman Islands 805-4676257546 Hedge Fund 1,467,648,000 0 Master Fund
ATHYRIUM OPPORTUNITIES FUND III LP United States 805-7219396280 Hedge Fund 586,340,000 0
ATHYRIUM OPPORTUNITIES FUND II LP United States 805-2551487868 Hedge Fund 320,321,000 0

ATHYRIUM CAPITAL MANAGEMENT LP

ownership team - last updated 2017-05-22
Name Title Start Date Direct/Indirect % Ownership
WAKEFIELD, PAUL, ANTHONY SENIOR VICE PRESIDENT 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2014-04-01
ATHYRIUM CAPITAL MANAGEMENT LP SENIOR VICE PRESIDENT direct 2015-01-01
FERRELL, JEFFREY, ALLEN PRESIDENT 01/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC MANAGING PARTNER direct 2008-12-01
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2012-02-01
ATHYRIUM CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2014-09-01
ATHYRIUM CAPITAL MANAGEMENT LP PRESIDENT direct 2015-01-01
HYMAN, ANDREW, COOPER CHIEF COMPLIANCE OFFICER 07/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF OPERATING OFFICER; GENERAL COUNSEL direct 2013-05-01
ATHYRIUM CAPITAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER direct 2013-07-01
ATHYRIUM CAPITAL MANAGEMENT LP SENIOR VICE PRESIDENT AND SECRETARY direct 2015-01-01
HYMAN, ANDREW, COOPER SENIOR VICE PRESIDENT AND SECRETARY 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF OPERATING OFFICER; GENERAL COUNSEL direct 2013-05-01
ATHYRIUM CAPITAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER direct 2013-07-01
ATHYRIUM CAPITAL MANAGEMENT LP SENIOR VICE PRESIDENT AND SECRETARY direct 2015-01-01
ATHYRIUM CAPITAL HOLDINGS, LLC GENERAL PARTNER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC GENERAL PARTNER direct 2015-01-01
PAUL, COURTNEY, ANNE VICE PRESIDENT AND ASSISTANT SECRETARY 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC VICE PRESIDENT AND ASSISTANT SECRETARY direct 2015-01-01
LACK, JEREMY, DAVID PRESIDENT 01/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC PRESIDENT direct 2015-01-01
ATHYRIUM CAPITAL MANAGEMENT LP MEMBER indirect 2015-01-01
FERRELL, JEFFREY, ALLEN MANAGING MEMBER ATHYRIUM CAPITAL HOLDINGS, LLC 09/01/2014 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC MANAGING PARTNER direct 2008-12-01
ATHYRIUM CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2012-02-01
ATHYRIUM CAPITAL MANAGEMENT LP MANAGING MEMBER indirect 2014-09-01
ATHYRIUM CAPITAL MANAGEMENT LP PRESIDENT direct 2015-01-01
LACK, JEREMY, DAVID MEMBER ATHYRIUM CAPITAL HOLDINGS, LLC 01/01/2015 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ATHYRIUM CAPITAL MANAGEMENT LLC PRESIDENT direct 2015-01-01
ATHYRIUM CAPITAL MANAGEMENT LP MEMBER indirect 2015-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ATHYRIUM HEALTHCARE STRATEGIC INCOME & GROWTH IDF LLC United States 805-1732636973 Hedge Fund 12,599,000 0
ATHYRIUM OPPORTUNITIES FUND III MASTER (NON-US) LP Cayman Islands 805-4676257546 Hedge Fund 1,130,900,000 0 Master Fund
ATHYRIUM OPPORTUNITIES FUND III LP United States 805-7219396280 Hedge Fund 371,500,000 0
ATHYRIUM OPPORTUNITIES FUND II LP United States 805-2551487868 Hedge Fund 463,432,000 0
ATHYRIUM OPPORTUNITIES FUND II-B MASTER LP Cayman Islands 805-9073731353 Hedge Fund 139,623,000 0
ATHYRIUM OPPORTUNITIES FUND II MASTER (NON-US) LP United States 805-6366210062 Hedge Fund 754,387,000 0 Master Fund

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