ATRIA INVESTMENTS LLC

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Atria Investments is based out of Charlotte. Atria Investments is a large advisory firm with 97 clients and discretionary assets under management (AUM) of $3,219,685,656 (Form ADV from 2019-04-11). Their last reported 13F filing for Q3 2019 included $2,805,906,000 in managed 13F securities and a top 10 holdings concentration of 25.06%. Atria Investments's largest holding is SPDR S&P 500 ETF Trust with shares held of 435,209. Whalewisdom has at least 34 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $2.806 Billion
  • Prior Market Value $2.681 Billion
  • New Purchases55 stocks
  • Additional Purchases480 stocks
  • Sold out of161 stocks
  • Reduced holdings in308 stocks
  • Top 10 Holdings % 25.06 %
  • Turnover % [1]:25.38%
  • Turnover Alt % [2]: 9.49 %
  • Time Held Top20:5.25 quarters
  • Time Held Top10:1.40 quarters
  • Time Held All:10.44 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 5.47%
Performance Last 4 Quarters: 11.7%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR/A (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR/A (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ADHESION WEALTH ADVISOR SOLUTIONS
5925 CARNEGIE BLVD SUITE 500
CHARLOTTE NC    28209
Country: United States

Business Phone: 888-295-8351
Fax: 973-201-7646
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NC
Number of employees: 27
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 97
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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ATRIA INVESTMENTS LLC

ownership team - last updated 2019-04-11
Name Title Start Date Direct/Indirect % Ownership
AYERS, BARRETT, WALTER PRESIDENT 11/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATRIA INVESTMENT MANAGEMENT, LLC CHIEF INVESTMENT OFFICER, DIRECTOR OF PORTFOLIO MANAGEMENT direct 2007-03-01
DEANGELIS, MARK, JOSEPH CHIEF COMPLIANCE OFFICER 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SICA WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2018-11-01
AGL ASSET MANAGEMENT, LP CHIEF COMPLIANCE OFFICER direct 2018-11-01
SOUTH STREET ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2018-11-01
ATRIA INVESTMENTS LLC CHIEF COMPLIANCE OFFICER direct 2018-12-01
VESTMARK, INCORPORATED OWNER 11/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
ATRIA INVESTMENTS LLC OWNER direct 2018-11-01
BLUNDIN, DAVID, BRANSFORD CHAIRMAN VESTMARK, INCORPORATED 05/01/2001 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ADVISOR NOW, INC. CHIEF EXECUTIVE OFFICER indirect 2001-10-01
ADVISOR NOW, INC. INVESTOR indirect 2005-10-01
ADVISOR NOW, INC. CHAIRMAN AND PRESIDENT direct 2006-02-01
ADVISOR NOW, INC. INVESTOR indirect 2006-03-01

ATRIA INVESTMENTS LLC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
AYERS, BARRETT, WALTER PRESIDENT 11/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATRIA INVESTMENT MANAGEMENT, LLC CHIEF INVESTMENT OFFICER, DIRECTOR OF PORTFOLIO MANAGEMENT direct 2007-03-01
DEANGELIS, MARK, JOSEPH CHIEF COMPLIANCE OFFICER 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SICA WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2018-11-01
AGL ASSET MANAGEMENT, LP CHIEF COMPLIANCE OFFICER direct 2018-11-01
SOUTH STREET ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2018-11-01
ATRIA INVESTMENTS LLC CHIEF COMPLIANCE OFFICER direct 2018-12-01
VESTMARK, INCORPORATED OWNER 11/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
ATRIA INVESTMENTS LLC OWNER direct 2018-11-01
BLUNDIN, DAVID, BRANSFORD CHAIRMAN VESTMARK, INCORPORATED 05/01/2001 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ADVISOR NOW, INC. CHIEF EXECUTIVE OFFICER indirect 2001-10-01
ADVISOR NOW, INC. INVESTOR indirect 2005-10-01
ADVISOR NOW, INC. CHAIRMAN AND PRESIDENT direct 2006-02-01
ADVISOR NOW, INC. INVESTOR indirect 2006-03-01

ATRIA INVESTMENTS LLC

ownership team - last updated 2018-12-11
Name Title Start Date Direct/Indirect % Ownership
AYERS, BARRETT, WALTER CHIEF INVESTMENT OFFICER, DIRECTOR OF PORTFOLIO MANAGEMENT 03/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATRIA INVESTMENT MANAGEMENT, LLC CHIEF INVESTMENT OFFICER, DIRECTOR OF PORTFOLIO MANAGEMENT direct 2007-03-01
ADHESION WEALTH ADVISOR SOLUTIONS INC MANAGING MEMBER 03/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
ATRIA INVESTMENT MANAGEMENT, LLC PARENT ENTITY direct 2007-03-01
ATRIA INVESTMENTS LLC MANAGING MEMBER direct 2007-03-01
DEANGELIS, MARK, JOSEPH CHIEF COMPLIANCE OFFICER 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SICA WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2018-11-01
AGL ASSET MANAGEMENT, LP CHIEF COMPLIANCE OFFICER direct 2018-11-01
SOUTH STREET ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2018-11-01
ATRIA INVESTMENTS LLC CHIEF COMPLIANCE OFFICER direct 2018-12-01
SCIENS SPECIAL SITUATIONS MASTER FUND SHAREHOLDER ADHESION WEALTH ADVISOR SOLUTIONS INC. 08/01/2006 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ATRIA INVESTMENTS LLC SHAREHOLDER indirect 2006-08-01
ATRIA INVESTMENTS LLC SHAREHOLDER indirect 2006-08-01
SCIENS INTERNATIONAL HOLDINGS 2 SHAREHOLDER SCIENS SPECIAL SITUATIONS MASTER FUND 05/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ATRIA INVESTMENTS LLC SHAREHOLDER indirect 2007-05-01
SCIENS INVESTMENT MANAGEMENT, LLC OWNER indirect 2010-09-01
AAG CAPITAL MARKETS LLC SOLE SHAREHOLDER indirect 2008-11-01
AAG CAPITAL MARKETS LLC SOLE SHAREHOLDER indirect 2008-11-01
AAG CAPITAL MARKETS LLC SOLE SHAREHOLDER indirect 2010-12-01
SCIENS PROTECTIVE HOLDINGS SHAREHOLDER SCIENS INTERNATIONAL HOLDINGS 2 02/01/2006 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ATRIA INVESTMENTS LLC SHAREHOLDER indirect 2006-02-01
SCIENS INVESTMENT MANAGEMENT, LLC OWNER indirect 2008-11-01
SCIENS INTERNATIONAL INVESTMENTS AND HOLDINGS SA SHAREHOLDER SCIENS PROTECTIVE HOLDINGS 02/01/1990 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ATRIA INVESTMENTS LLC SHAREHOLDER indirect 1990-02-01
SCIENS INVESTMENT MANAGEMENT, LLC OWNER indirect 2006-02-01
SCIENS INVESTMENT MANAGEMENT, LLC OWNER indirect 2007-05-01
AAG CAPITAL MARKETS LLC SOLE SHAREHOLDER indirect 2007-05-01
AAG CAPITAL MARKETS LLC SOLE SHAREHOLDER indirect 2007-05-01

ATRIA INVESTMENTS LLC

ownership team - last updated 2017-03-22
Name Title Start Date Direct/Indirect % Ownership
AYERS, BARRETT, WALTER CHIEF INVESTMENT OFFICER, DIRECTOR OF PORTFOLIO MANAGEMENT 03/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATRIA INVESTMENT MANAGEMENT, LLC CHIEF INVESTMENT OFFICER, DIRECTOR OF PORTFOLIO MANAGEMENT direct 2007-03-01
STIER, MICHAEL, (NMN) PRESIDENT, CHIEF COMPLIANCE OFFICER 03/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATRIA INVESTMENT MANAGEMENT, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2007-03-01
ADHESION WEALTH ADVISOR SOLUTIONS INC MANAGING MEMBER 03/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
ATRIA INVESTMENT MANAGEMENT, LLC PARENT ENTITY direct 2007-03-01
ATRIA INVESTMENTS LLC MANAGING MEMBER direct 2007-03-01
SCIENS SPECIAL SITUATIONS MASTER FUND SHAREHOLDER ADHESION WEALTH ADVISOR SOLUTIONS INC. 08/01/2006 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ATRIA INVESTMENTS LLC SHAREHOLDER indirect 2006-08-01
ATRIA INVESTMENTS LLC SHAREHOLDER indirect 2006-08-01
SCIENS INTERNATIONAL HOLDINGS 2 SHAREHOLDER SCIENS SPECIAL SITUATIONS MASTER FUND 05/01/2007 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ATRIA INVESTMENTS LLC SHAREHOLDER indirect 2007-05-01
SCIENS INVESTMENT MANAGEMENT, LLC OWNER indirect 2010-09-01
AAG CAPITAL MARKETS LLC SOLE SHAREHOLDER indirect 2008-11-01
AAG CAPITAL MARKETS LLC SOLE SHAREHOLDER indirect 2008-11-01
AAG CAPITAL MARKETS LLC SOLE SHAREHOLDER indirect 2010-12-01
SCIENS PROTECTIVE HOLDINGS SHAREHOLDER SCIENS INTERNATIONAL HOLDINGS 2 02/01/2006 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ATRIA INVESTMENTS LLC SHAREHOLDER indirect 2006-02-01
SCIENS INVESTMENT MANAGEMENT, LLC OWNER indirect 2008-11-01
SCIENS INTERNATIONAL INVESTMENTS AND HOLDINGS SA SHAREHOLDER SCIENS PROTECTIVE HOLDINGS 02/01/1990 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ATRIA INVESTMENTS LLC SHAREHOLDER indirect 1990-02-01
SCIENS INVESTMENT MANAGEMENT, LLC OWNER indirect 2006-02-01
SCIENS INVESTMENT MANAGEMENT, LLC OWNER indirect 2007-05-01
AAG CAPITAL MARKETS LLC SOLE SHAREHOLDER indirect 2007-05-01
AAG CAPITAL MARKETS LLC SOLE SHAREHOLDER indirect 2007-05-01

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