AUA CAPITAL MANAGEMENT, LLC

HTTP://WWW.AUACAPITAL.COM CAMP HILL, PA Investment Advisor How do I update this listing?

AUA Capital Management is based out of Camp Hill. AUA Capital Management is a large advisory firm with 59 clients and discretionary assets under management (AUM) of $196,860,022 (Form ADV from 2018-03-29). Their last reported 13F filing for Q2 2020 included $99,995,000 in managed 13F securities and a top 10 holdings concentration of 65.36%. AUA Capital Management's largest holding is SPDR S&P 500 ETF Trust with shares held of 96,985. AUA Capital Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 15 13F filings

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06/30/2020

13F Activity

  • Market Value $99.995 Million
  • Prior Market Value $105.541 Million
  • New Purchases8 stocks
  • Additional Purchases6 stocks
  • Sold out of22 stocks
  • Reduced holdings in82 stocks
  • Top 10 Holdings % 65.36 %
  • Turnover % [1]:17.34%
  • Turnover Alt % [2]: 18.79 %
  • Time Held Top20:11.55 quarters
  • Time Held Top10:9.10 quarters
  • Time Held All:12.57 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 18.78%
Performance Last 4 Quarters: 4.87%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Managers

Subsidiaries/Managers included in latest 13F
Name
BANK OF AMERICA CORP /DE

View Last Form Adv Compilation Report on Record

AUA CAPITAL MANAGEMENT
2331 MARKET STREET, SUITE L
CAMP HILL PA    17011
Country: United States

Business Phone: (717) 635-9220
Fax: (484) 452-3665
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: PA
Number of employees: 6
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 59
Amount of client funds and securities by related persons: 149,247,000
Total Number of clients from related persons: 9
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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AUA CAPITAL MANAGEMENT, LLC

ownership team - last updated 2017-01-30
Name Title Start Date Direct/Indirect % Ownership
SALERNO, MICHAEL, E. MEMBER, ADMINISTRATIVE OFFICER/PRESIDENT/CCO 07/01/2013 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LATUS CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2004-11-01
AUA CAPITAL MANAGEMENT, LLC MEMBER, ADMINISTRATIVE OFFICER/PRESIDENT/CCO direct 2013-07-01
SELECT CAPITAL ADVISORS,LLC MANAGER direct 2000-12-01 2003-03-26
LATUS CAPITAL, LLC PRESIDENT direct 2004-10-01 2009-05-01
LATUS CAPITAL, LLC MEMBER indirect 2009-12-01 2011-04-08
LATUS CAPITAL, LLC MANAGING DIRECTOR direct 2009-12-01 2011-04-08
QFS ASSET MANAGEMENT, L.P. MEMBER indirect 2011-04-01 2012-09-10
SALERNO CAPITAL MANAGEMENT, LLC PRESIDENT direct 2013-07-01 2014-01-03
AUA CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2012-07-01 2014-01-07
AUA CAPITAL MANAGEMENT, LLC MEMBER, ADMINISTRATIVE OFFICER & PRESIDENT direct 2013-07-01 2014-01-07
AUA FAMILY OFFICE MANAGEMENT, LLC MEMBER 07/01/2013 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SALERNO CAPITAL MANAGEMENT, LLC OWNER direct 2013-07-01
AUA CAPITAL MANAGEMENT, LLC MEMBER direct 2013-07-01
UNANUE, ANDREW SOLE MEMBER AUA, LLC 10/01/2008 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SALERNO CAPITAL MANAGEMENT, LLC OWNER indirect 2008-10-01
AUA CAPITAL MANAGEMENT, LLC SOLE MEMBER indirect 2008-10-01
AUA CAPITAL MANAGEMENT, LLC SOLE MEMBER indirect 2008-10-01
AUA PRIVATE EQUITY PARTNERS, LLC MANAGING PARTNER direct 2011-11-01
AUA PRIVATE EQUITY PARTNERS, LLC MANAGING MEMBER direct 2011-11-01
AUA, LLC MEMBER AUA FAMILY OFFICE MANAGEMENT, LLC 10/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AUA CAPITAL MANAGEMENT, LLC MEMBER indirect 2009-10-01

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