BAHL & GAYNOR INC

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Bahl & Gaynor is based out of Cincinnati. Bahl & Gaynor is a large advisory firm with 728 clients and discretionary assets under management (AUM) of $10,832,882,456 (Form ADV from 2018-10-30). Their last reported 13F filing for Q4 2018 included $9,350,875,000 in managed 13F securities and a top 10 holdings concentration of 31.61%. Bahl & Gaynor's largest holding is Microsoft Corp. with shares held of 4,271,242. Bahl & Gaynor has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 73 13F filings The firm last filed a Form D notice of exempt offering of securities on 2018-06-13. The notice included securities offered of Equity

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12/31/2018

13F Sector Allocation Over Time

12/31/2018

13F Activity

  • Market Value $9.351 Billion
  • Prior Market Value $7.776 Billion
  • New Purchases10 stocks
  • Additional Purchases144 stocks
  • Sold out of31 stocks
  • Reduced holdings in147 stocks
  • Top 10 Holdings % 31.61 %
  • Turnover % [1]:12.09%
  • Turnover Alt % [2]: 25.94 %
  • Time Held Top20:13.20 quarters
  • Time Held Top10:10.80 quarters
  • Time Held All:28.50 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: -2.12%
Performance Last 4 Quarters: 2.2%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR/A (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)
  • 2001-12-31 - 13F-HR (Subscription required)
  • 2001-09-30 - 13F-HR (Subscription required)
  • 2001-06-30 - 13F-HR (Subscription required)
  • 2001-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

BAHL & GAYNOR INC
255 EAST FIFTH STREET SUITE 2700
CINCINNATI OH    45202
Country: United States

Business Phone: 513-287-6100
Fax: 513-287-6110
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Corporation
Organized in: OH
Number of employees: 24
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 728
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Non-derivative Insider Transactions Since 12/31/2018

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Form D Filings

Form D is a form to be used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. Form D contains basic information about the offering and the company.

Form D Filings
Filing Date Form Type Industry Group Securities Offered Total Offering Amount Total Amount Sold Total Remaining
2018-06-13 D INVESTING Equity 4,200,000 0 4,200,000
Other Issuers in Filings
Name Address
No Other Issuers
Related Parties included in filings
Name Address Relationship
CHARLES A. PETTENGILL subscription required
    EXECUTIVE OFFICER DIRECTOR
CHRISTOPHER J. HEEKIN subscription required
    EXECUTIVE OFFICER
CHRISTOPHER M. ROWANE subscription required
    EXECUTIVE OFFICER DIRECTOR
EDWARD A. WOODS subscription required
    EXECUTIVE OFFICER DIRECTOR
ELEANOR K. MOFFAT subscription required
    EXECUTIVE OFFICER DIRECTOR
ELLIS D. HUMMEL subscription required
    EXECUTIVE OFFICER DIRECTOR
GEORGE G. STREITMANN subscription required
    EXECUTIVE OFFICER DIRECTOR
GLENN D. WARDEN subscription required
    EXECUTIVE OFFICER DIRECTOR
JAMES E. RUSSELL subscription required
    EXECUTIVE OFFICER DIRECTOR
JOHN B. SCHMITZ subscription required
    EXECUTIVE OFFICER DIRECTOR
LORI A. HUDSON subscription required
    EXECUTIVE OFFICER DIRECTOR
NICHOLAS W. PUNCER subscription required
    EXECUTIVE OFFICER DIRECTOR
S. NICK BROWN subscription required
    EXECUTIVE OFFICER
SCOTT D. RODES subscription required
    EXECUTIVE OFFICER DIRECTOR
STEPHANIE S. THOMAS subscription required
    EXECUTIVE OFFICER DIRECTOR
VERE W. GAYNOR subscription required
    EXECUTIVE OFFICER DIRECTOR
W. JEFF BAHL subscription required
    EXECUTIVE OFFICER DIRECTOR
WILLIAM F. BAHL subscription required
    EXECUTIVE OFFICER DIRECTOR

BAHL & GAYNOR INC

ownership team - last updated 2017-03-07
Name Title Start Date Direct/Indirect % Ownership
BAHL, WILLIAM PRESIDENT 07/01/1990 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BAHL & GAYNOR INC PRESIDENT direct 1990-07-01
BAHL & GAYNOR INC CHAIRMAN direct 1990-07-01 2006-01-10
GAYNOR, VERE, WARBURTON CHAIRMAN 07/01/1990 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BAHL & GAYNOR INC CHAIRMAN direct 1990-07-01
BAHL & GAYNOR INC PRESIDENT direct 1990-07-01 2006-01-10
STRIETMANN, GEORGE VICE PRESIDENT 06/01/1992 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BAHL & GAYNOR INC VICE PRESIDENT direct 1992-06-01
BAHL & GAYNOR INC TREASURER direct 1992-06-01 2002-01-04
PETTENGILL, CHARLES, ABBOTT VICE PRESIDENT 05/01/1997 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BAHL & GAYNOR INC VICE PRESIDENT direct 1997-05-01
MOFFAT, ELEANOR, KIRBY VICE PRESIDENT 01/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAHL & GAYNOR INC VICE PRESIDENT direct 1999-01-01
RODES, SCOTT, DAVIS VICE PRESIDENT 06/01/2001 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BAHL & GAYNOR INC VICE PRESIDENT direct 2001-06-01
BAHL & GAYNOR INC VICE PRESIDENT direct 2002-01-01 2002-02-27
HUDSON, LORI, ANN VICE PRESIDENT 12/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAHL & GAYNOR INC VICE PRESIDENT direct 2003-12-01
BAHL & GAYNOR INC VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2003-12-01
WOODS, EDWARD, ALLAN VICE PRESIDENT 09/01/2004 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BAHL & GAYNOR INC VICE PRESIDENT direct 2004-09-01
WARDEN, GLENN, D. CHIEF INFORMATION OFFICER 04/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAHL & GAYNOR INC CHIEF INFORMATION OFFICER direct 2005-04-01
SCHMITZ, JOHN, BRIEN VICE PRESIDENT 12/01/2006 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BAHL & GAYNOR INC VICE PRESIDENT direct 2006-12-01
FIFTH THIRD/MAXUS ASSET MANAGEMENT DIRECTOR OF EQUITY STRATEGY/INCOME GROWTH/INTL direct 2001-04-01 2002-03-13
FIFTH THIRD ASSET MANAGEMENT, INC. PRESIDENT/CHAIRMAN INVESTMENT COMMITTEE direct 2003-01-01 2003-01-31
FIFTH THIRD ASSET MANAGEMENT, INC. MEMBER INVESTMENT COMMITTEE direct 2003-03-01 2005-03-31
FIFTH THIRD ASSET MANAGEMENT, INC. MANAGING DIRECTOR, CORE STRATEGIES direct 2003-03-01 2005-08-25
HUMMEL, ELLIS, DAVENPORT VICE PRESIDENT 07/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAHL & GAYNOR INC VICE PRESIDENT direct 2009-07-01
HABERER REGISTERED INVESTMENT ADVISOR INC VICE PRESIDENT PORTFOLIO MANAGER direct 2000-10-01 2003-03-25
HABERER REGISTERED INVESTMENT ADVISOR INC CFP, VICE PRESIDENT PORTFOLIO MANAGER direct 2000-10-01 2003-06-23
HABERER REGISTERED INVESTMENT ADVISOR INC CFP, VICE PRESIDENT WEALTH MANAGER direct 2000-10-01 2007-11-28
HABERER REGISTERED INVESTMENT ADVISOR INC CFP, SENIOR VICE PRESIDENT WEALTH MANAGER direct 2000-10-01 2008-01-14
ROGERS, TITA, ANN CHIEF COMPLIANCE OFFICER 06/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAHL & GAYNOR INC CHIEF COMPLIANCE OFFICER direct 2011-06-01
THOMAS, STEPHANIE, SCHULZE VICE PRESIDENT 07/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIFTH THIRD ASSET MANAGEMENT, INC. MEMBER INVESTMENT COMMITTEE direct 2004-10-01
FIFTH THIRD ASSET MANAGEMENT, INC. MANAGING DIRECTOR, CLIENT MANAGEMENT direct 2004-10-01
FIFTH THIRD ASSET MANAGEMENT, INC. DIRECTOR direct 2006-08-01
BAHL & GAYNOR INC VICE PRESIDENT direct 2013-07-01
BAHL, WILLIAM, JEFFREY VICE PRESIDENT 05/01/2014 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BAHL & GAYNOR INC VICE PRESIDENT direct 2014-05-01
ROWANE, CHRISTOPHER, MARK VICE PRESIDENT 04/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAHL & GAYNOR INC VICE PRESIDENT direct 2015-04-01
Puncer, Nicholas, W VICE PRESIDENT 04/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAHL & GAYNOR INC VICE PRESIDENT direct 2015-04-01
RUSSELL, JAMES, EDWARD VICE PRESIDENT 04/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIFTH THIRD ASSET MANAGEMENT, INC. MEMBER INVESTMENT COMMITTEE direct 2003-01-01
FIFTH THIRD ASSET MANAGEMENT, INC. DIRECTOR, PRIVATE CLIENT CORE STRATEGIES direct 2003-01-01
BAHL & GAYNOR INC VICE PRESIDENT direct 2015-04-01
HEEKIN, CHRISTOPHER, JOHN VICE PRESIDENT 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAHL & GAYNOR INC VICE PRESIDENT direct 2016-11-01

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