BALDWIN BROTHERS INC

https://www.linkedin.com/organization-guest/company/baldwin-brothers---wealth-management • MARION, MA • Investment Advisor • Hedge Fund How do I update this listing?

Baldwin Brothers is based out of Marion. Baldwin Brothers is a hedge fund with 362 clients and discretionary assets under management (AUM) of $1,155,218,480 (Form ADV from 2019-07-01). Their last reported 13F filing for Q1 2020 included $571,379,000 in managed 13F securities and a top 10 holdings concentration of 35.41%. Baldwin Brothers's largest holding is Microsoft Corp. with shares held of 195,723. Baldwin Brothers has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 79 13F filings

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03/31/2020

13F Sector Allocation Over Time

03/31/2020

13F Activity

  • Market Value $571.379 Million
  • Prior Market Value $715.281 Million
  • New Purchases37 stocks
  • Additional Purchases91 stocks
  • Sold out of29 stocks
  • Reduced holdings in123 stocks
  • Top 10 Holdings % 35.41 %
  • Turnover % [1]:11.91%
  • Turnover Alt % [2]: 12.34 %
  • Time Held Top20:9.85 quarters
  • Time Held Top10:9.90 quarters
  • Time Held All:14.98 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: -5.15%
Performance Last 4 Quarters: 13.12%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
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Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required
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View Last Form Adv Compilation Report on Record

BALDWIN BROTHERS INC
Classified as Hedge Fund
204 SPRING STREET
MARION MA    02738
Country: United States
Business Phone: 508-748-0800
Fax: 508-748-0806
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: DE
Number of employees: 19
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,MANAGEMENT FEES FOR LIMITED PARTNERSHIPS
Amount of client funds and securities: 223,956,000
Total Number of Clients: 362
Amount of client funds and securities by related persons: 129,545,000
Total Number of clients from related persons: 37
Disclosures:
Data above was derived from SEC filings.

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BALDWIN BROTHERS INC

ownership team - last updated 2020-03-29
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
GROUP8 VENTURES LLC United States 805-3521310020 Venture Capital Fund 1,121,212 250,000

BALDWIN BROTHERS INC

ownership team - last updated 2019-11-22
Name Title Start Date Direct/Indirect % Ownership
LULWORTH, LTD. SHAREHOLDER 12/01/1985 Direct 75% or more
Fund Name Position direct/indirect start date end date
BALDWIN BROTHERS INC SHAREHOLDER direct 1985-12-01
BALDWIN, MICHAEL DIRECTOR/PRESIDENT 12/01/1985 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALDWIN BROTHERS INC DIRECTOR/PRESIDENT direct 1985-12-01
BALDWIN BROTHERS INC SHAREHOLDER indirect 1985-12-01
BALDWIN, TAYLOR, CONVERSE VICE PRESIDENT, SECRETARY AND CHIEF COMPLIANCE OFFICER 02/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALDWIN BROTHERS INC EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2013-02-01
BALDWIN BROTHERS INC VICE PRESIDENT, SECRETARY AND CHIEF COMPLIANCE OFFICER direct 2013-02-01
MANNIX, JOHN, LEONARD CHIEF EXECUTIVE OFFICER 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALDWIN BROTHERS INC CHIEF EXECUTIVE OFFICER direct 2015-09-01
OAKMONT PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2006-05-01
OAKMONT PARTNERS, LLC MANAGING PARTNER direct 2006-05-01
BALDWIN, MICHAEL SHAREHOLDER LULWORTH 12/01/1985 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BALDWIN BROTHERS INC DIRECTOR/PRESIDENT direct 1985-12-01
BALDWIN BROTHERS INC SHAREHOLDER indirect 1985-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BOUCHE BAY United States 805-1935667715 Venture Capital Fund 226,652 100,000
UPLANDS INVESTMENT PARTNERS LLP United States 805-6330330525 Private Equity Fund 4,104,255 250,000
EXCALIBUR PARTNERS United States 805-1065000115 Hedge Fund 113,056 250,000 Fund of Funds
GROUP8 VENTURES LLC United States 805-3521310020 Venture Capital Fund 1,121,212 250,000

BALDWIN BROTHERS INC

ownership team - last updated 2019-08-29
Name Title Start Date Direct/Indirect % Ownership
LULWORTH, LTD. SHAREHOLDER 12/01/1985 Direct 75% or more
Fund Name Position direct/indirect start date end date
BALDWIN BROTHERS INC SHAREHOLDER direct 1985-12-01
BALDWIN, MICHAEL DIRECTOR/PRESIDENT 12/01/1985 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALDWIN BROTHERS INC DIRECTOR/PRESIDENT direct 1985-12-01
BALDWIN BROTHERS INC SHAREHOLDER indirect 1985-12-01
BALDWIN, TAYLOR, CONVERSE VICE PRESIDENT, SECRETARY AND CHIEF COMPLIANCE OFFICER 02/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALDWIN BROTHERS INC EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2013-02-01
BALDWIN BROTHERS INC VICE PRESIDENT, SECRETARY AND CHIEF COMPLIANCE OFFICER direct 2013-02-01
MANNIX, JOHN, LEONARD CHIEF EXECUTIVE OFFICER 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALDWIN BROTHERS INC CHIEF EXECUTIVE OFFICER direct 2015-09-01
OAKMONT PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2006-05-01
OAKMONT PARTNERS, LLC MANAGING PARTNER direct 2006-05-01
BALDWIN, MICHAEL SHAREHOLDER LULWORTH 12/01/1985 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BALDWIN BROTHERS INC DIRECTOR/PRESIDENT direct 1985-12-01
BALDWIN BROTHERS INC SHAREHOLDER indirect 1985-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BOUCHE BAY United States 805-1935667715 Venture Capital Fund 226,652 100,000
UPLANDS INVESTMENT PARTNERS LLP United States 805-6330330525 Private Equity Fund 4,104,255 250,000
EXCALIBUR PARTNERS United States 805-1065000115 Hedge Fund 113,056 250,000 Fund of Funds
GROUP8 VENTURES LLC United States 805-3521310020 Venture Capital Fund 1,121,212 250,000

BALDWIN BROTHERS INC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
LULWORTH, LTD. SHAREHOLDER 12/01/1985 Direct 75% or more
Fund Name Position direct/indirect start date end date
BALDWIN BROTHERS INC SHAREHOLDER direct 1985-12-01
BALDWIN, MICHAEL DIRECTOR/PRESIDENT 12/01/1985 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALDWIN BROTHERS INC DIRECTOR/PRESIDENT direct 1985-12-01
BALDWIN BROTHERS INC SHAREHOLDER indirect 1985-12-01
BALDWIN, TAYLOR, CONVERSE VICE PRESIDENT, SECRETARY AND CHIEF COMPLIANCE OFFICER 02/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALDWIN BROTHERS INC EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2013-02-01
BALDWIN BROTHERS INC VICE PRESIDENT, SECRETARY AND CHIEF COMPLIANCE OFFICER direct 2013-02-01
MANNIX, JOHN, LEONARD CHIEF EXECUTIVE OFFICER 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALDWIN BROTHERS INC CHIEF EXECUTIVE OFFICER direct 2015-09-01
OAKMONT PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2006-05-01
OAKMONT PARTNERS, LLC MANAGING PARTNER direct 2006-05-01
BALDWIN, MICHAEL SHAREHOLDER LULWORTH 12/01/1985 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BALDWIN BROTHERS INC DIRECTOR/PRESIDENT direct 1985-12-01
BALDWIN BROTHERS INC SHAREHOLDER indirect 1985-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EXCALIBUR PARTNERS United States 805-1065000115 Hedge Fund 113,056 250,000 Fund of Funds
BOUCHE BAY United States 805-1935667715 Venture Capital Fund 226,652 100,000
UPLANDS INVESTMENT PARTNERS LLP United States 805-6330330525 Private Equity Fund 4,104,255 250,000
GROUP8 VENTURES LLC United States 805-3521310020 Venture Capital Fund 1,121,212 250,000

BALDWIN BROTHERS INC

ownership team - last updated 2017-11-21
Name Title Start Date Direct/Indirect % Ownership
LULWORTH, LTD. SHAREHOLDER 12/01/1985 Direct 75% or more
Fund Name Position direct/indirect start date end date
BALDWIN BROTHERS INC SHAREHOLDER direct 1985-12-01
BALDWIN, MICHAEL DIRECTOR/PRESIDENT 12/01/1985 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALDWIN BROTHERS INC DIRECTOR/PRESIDENT direct 1985-12-01
BALDWIN BROTHERS INC SHAREHOLDER indirect 1985-12-01
BALDWIN, TAYLOR, CONVERSE VICE PRESIDENT, SECRETARY AND CHIEF COMPLIANCE OFFICER 02/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALDWIN BROTHERS INC EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2013-02-01
BALDWIN BROTHERS INC VICE PRESIDENT, SECRETARY AND CHIEF COMPLIANCE OFFICER direct 2013-02-01
MANNIX, JOHN, LEONARD CHIEF EXECUTIVE OFFICER 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALDWIN BROTHERS INC CHIEF EXECUTIVE OFFICER direct 2015-09-01
OAKMONT PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2006-05-01
OAKMONT PARTNERS, LLC MANAGING PARTNER direct 2006-05-01
BALDWIN, MICHAEL SHAREHOLDER LULWORTH 12/01/1985 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BALDWIN BROTHERS INC DIRECTOR/PRESIDENT direct 1985-12-01
BALDWIN BROTHERS INC SHAREHOLDER indirect 1985-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EXCALIBUR PARTNERS United States 805-1065000115 Hedge Fund 723,746 250,000 Fund of Funds
X-STATIC PARTNERS United States 805-9815901910 Venture Capital Fund 0 0
BOUCHE BAY United States 805-1935667715 Venture Capital Fund 488,093 100,000
UPLANDS INVESTMENT PARTNERS LLP United States 805-6330330525 Private Equity Fund 3,949,239 250,000

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