BASSO CAPITAL MANAGEMENT, L.P.

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Basso Capital Management is based out of Stamford. Basso Capital Management is a hedge fund with 4 clients and discretionary assets under management (AUM) of $608,214,991 (Form ADV from 2021-03-26). Their last reported 13F filing for Q2 2021 included $780,522,000 in managed 13F securities and a top 10 holdings concentration of 11.72%. Basso Capital Management's largest holding is Zanite Acquisition Corp with shares held of 1,181,286. Basso Capital Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 76 13F filings, 165 13G filings, and 2 Form 4 filings

Download 13F Summary Create Alert

06/30/2021

13F Activity

  • Market Value $780.522 Million
  • Prior Market Value $648.28 Million
  • New Purchases177 stocks
  • Additional Purchases99 stocks
  • Sold out of51 stocks
  • Reduced holdings in98 stocks
  • Top 10 Holdings % 11.72 %
  • Turnover % [1]:45.33%
  • Turnover Alt % [2]: 16.10 %
  • Time Held Top20:0.80 quarters
  • Time Held Top10:0.60 quarters
  • Time Held All:1.02 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-08-16

Performance for Q2 2021: -0.96%
Performance Last 4 Quarters: 31.81%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

BASSO CAPITAL MANAGEMENT, L.P.
Classified as Hedge Fund
1266 EAST MAIN STREET 4TH FLOOR
STAMFORD CT    06902-3546
Country: United States

Business Phone: 203 352-6100
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Partnership
Organized in: DE
Number of employees: 9
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 0
Total Number of Clients: 4
Amount of client funds and securities by related persons: 608,215,000
Total Number of clients from related persons: 1
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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BASSO CAPITAL MANAGEMENT, L.P.

ownership team - last updated 2021-03-26
Name Title Start Date Direct/Indirect % Ownership
FISCHER, HOWARD, IRWIN CEO & FOUNDING MANAGING PARTNER 01/01/2004 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. CEO & SENIOR MANAGING DIRECTOR direct 2004-01-01
BASSO ASSET MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. CEO & FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. CEO & SENIOR MANAGING DIRECTOR direct 2004-01-01
NELSON, DWIGHT, CARLTON FOUNDING MANAGING PARTNER 01/01/2004 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO GP, LLC GENERAL PARTNER 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. GENERAL PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2004-01-01
SEIDENBERG, MARC, ALAN GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 11/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
BASSO CAPITAL MANAGEMENT, L.P. GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2009-11-01
BOWLEY, STEPHEN, MITCHELL CHIEF FINANCIAL OFFICER 12/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
BASSO CAPITAL MANAGEMENT, L.P. CHIEF FINANCIAL OFFICER direct 2008-12-01
WOFSEY, HAROLD, BRENT CHIEF OPERATING OFFICER 04/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
BASSO CAPITAL MANAGEMENT, L.P. SENIOR VP, OPERATIONS direct 2010-11-01
BASSO MANAGEMENT, LLC GENERAL PARTNER OR MANAGING MEMBER 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
BASSO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER OR MANAGING MEMBER direct 2004-01-01
FISCHER, HOWARD, IRWIN CEO & FOUNDING MANAGING PARTNER 01/01/2004 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. CEO & SENIOR MANAGING DIRECTOR direct 2004-01-01
BASSO ASSET MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. CEO & FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. CEO & SENIOR MANAGING DIRECTOR direct 2004-01-01
NELSON, DWIGHT, CARLTON FOUNDING MANAGING PARTNER 01/01/2004 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO GP, LLC GENERAL PARTNER 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. GENERAL PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2004-01-01
SEIDENBERG, MARC, ALAN GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 11/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
BASSO CAPITAL MANAGEMENT, L.P. GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2009-11-01
BOWLEY, STEPHEN, MITCHELL CHIEF FINANCIAL OFFICER 12/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
BASSO CAPITAL MANAGEMENT, L.P. CHIEF FINANCIAL OFFICER direct 2008-12-01
WOFSEY, HAROLD, BRENT CHIEF OPERATING OFFICER 04/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
BASSO CAPITAL MANAGEMENT, L.P. SENIOR VP, OPERATIONS direct 2010-11-01
BASSO MANAGEMENT, LLC GENERAL PARTNER OR MANAGING MEMBER 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
BASSO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER OR MANAGING MEMBER direct 2004-01-01
FISCHER, HOWARD, IRWIN MEMBER BASSO GP, LLC 01/01/2004 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. CEO & SENIOR MANAGING DIRECTOR direct 2004-01-01
BASSO ASSET MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. CEO & FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. CEO & SENIOR MANAGING DIRECTOR direct 2004-01-01
NELSON, DWIGHT, CARLTON MEMBER BASSO GP, LLC 01/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
FISCHER, HOWARD, IRWIN MEMBER BASSO GP, LLC 01/01/2004 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. CEO & SENIOR MANAGING DIRECTOR direct 2004-01-01
BASSO ASSET MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. CEO & FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. CEO & SENIOR MANAGING DIRECTOR direct 2004-01-01
NELSON, DWIGHT, CARLTON MEMBER BASSO GP, LLC 01/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BASSO SPAC FUND LLC United States 805-4149535911 Hedge Fund 369,461,964 1,000,000

BASSO CAPITAL MANAGEMENT, L.P.

ownership team - last updated 2020-03-24
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BASSO SPAC FUND LLC United States 805-4149535911 Hedge Fund 369,461,964 1,000,000

BASSO CAPITAL MANAGEMENT, L.P.

ownership team - last updated 2019-04-03
Name Title Start Date Direct/Indirect % Ownership
FISCHER, HOWARD, IRWIN CEO & FOUNDING MANAGING PARTNER 01/01/2004 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. CEO & SENIOR MANAGING DIRECTOR direct 2004-01-01
BASSO ASSET MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. CEO & FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. CEO & SENIOR MANAGING DIRECTOR direct 2004-01-01
LEPORE, JOHN, FRANCIS FOUNDING MANAGING PARTNER 01/01/2004 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
NELSON, DWIGHT, CARLTON FOUNDING MANAGING PARTNER 01/01/2004 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
PLATEK, PHILIP, RAYMOND FOUNDING MANAGING PARTNER 01/01/2004 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO GP, LLC GENERAL PARTNER 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. GENERAL PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2004-01-01
SEIDENBERG, MARC, ALAN GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 11/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
BASSO CAPITAL MANAGEMENT, L.P. GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2009-11-01
BOWLEY, STEPHEN, MITCHELL CHIEF FINANCIAL OFFICER 12/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
BASSO CAPITAL MANAGEMENT, L.P. CHIEF FINANCIAL OFFICER direct 2008-12-01
WOFSEY, HAROLD, BRENT SENIOR VP, OPERATIONS 11/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BASSO CAPITAL MANAGEMENT, L.P. SENIOR VP, OPERATIONS direct 2010-11-01
BASSO MANAGEMENT, LLC GENERAL PARTNER OR MANAGING MEMBER 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
BASSO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER OR MANAGING MEMBER direct 2004-01-01
FISCHER, HOWARD, IRWIN MEMBER BASSO GP, LLC 01/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. CEO & SENIOR MANAGING DIRECTOR direct 2004-01-01
BASSO ASSET MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. CEO & FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. CEO & SENIOR MANAGING DIRECTOR direct 2004-01-01
LEPORE, JOHN, FRANCIS MEMBER BASSO GP, LLC 01/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
NELSON, DWIGHT, CARLTON MEMBER BASSO GP, LLC 01/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
PLATEK, PHILIP, RAYMOND MEMBER BASSO GP, LLC 01/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BASSO SPAC FUND LLC United States 805-4149535911 Hedge Fund 523,512,100 1,000,000

BASSO CAPITAL MANAGEMENT, L.P.

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
FISCHER, HOWARD, IRWIN CEO & FOUNDING MANAGING PARTNER 01/01/2004 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. CEO & SENIOR MANAGING DIRECTOR direct 2004-01-01
BASSO ASSET MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. CEO & FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. CEO & SENIOR MANAGING DIRECTOR direct 2004-01-01
LEPORE, JOHN, FRANCIS FOUNDING MANAGING PARTNER 01/01/2004 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
NELSON, DWIGHT, CARLTON FOUNDING MANAGING PARTNER 01/01/2004 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
PLATEK, PHILIP, RAYMOND FOUNDING MANAGING PARTNER 01/01/2004 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO GP, LLC GENERAL PARTNER 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. GENERAL PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2004-01-01
SEIDENBERG, MARC, ALAN GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 11/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
BASSO CAPITAL MANAGEMENT, L.P. GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2009-11-01
BOWLEY, STEPHEN, MITCHELL CHIEF FINANCIAL OFFICER 12/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
BASSO CAPITAL MANAGEMENT, L.P. CHIEF FINANCIAL OFFICER direct 2008-12-01
WOFSEY, HAROLD, BRENT SENIOR VP, OPERATIONS 11/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BASSO CAPITAL MANAGEMENT, L.P. SENIOR VP, OPERATIONS direct 2010-11-01
BASSO MANAGEMENT, LLC GENERAL PARTNER OR MANAGING MEMBER 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
BASSO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER OR MANAGING MEMBER direct 2004-01-01
FISCHER, HOWARD, IRWIN MEMBER BASSO GP, LLC 01/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. CEO & SENIOR MANAGING DIRECTOR direct 2004-01-01
BASSO ASSET MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. CEO & FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. CEO & SENIOR MANAGING DIRECTOR direct 2004-01-01
LEPORE, JOHN, FRANCIS MEMBER BASSO GP, LLC 01/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
NELSON, DWIGHT, CARLTON MEMBER BASSO GP, LLC 01/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
PLATEK, PHILIP, RAYMOND MEMBER BASSO GP, LLC 01/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BASSO SPAC FUND LLC United States 805-4149535911 Hedge Fund 523,512,100 1,000,000

BASSO CAPITAL MANAGEMENT, L.P.

ownership team - last updated 2017-03-29
Name Title Start Date Direct/Indirect % Ownership
FISCHER, HOWARD, IRWIN CEO & FOUNDING MANAGING PARTNER 01/01/2004 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. CEO & SENIOR MANAGING DIRECTOR direct 2004-01-01
BASSO ASSET MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. CEO & FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. CEO & SENIOR MANAGING DIRECTOR direct 2004-01-01
LEPORE, JOHN, FRANCIS FOUNDING MANAGING PARTNER 01/01/2004 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
NELSON, DWIGHT, CARLTON FOUNDING MANAGING PARTNER 01/01/2004 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
PLATEK, PHILIP, RAYMOND FOUNDING MANAGING PARTNER 01/01/2004 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO GP, LLC GENERAL PARTNER 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. GENERAL PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2004-01-01
SEIDENBERG, MARC, ALAN GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 11/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
BASSO CAPITAL MANAGEMENT, L.P. GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2009-11-01
BOWLEY, STEPHEN, MITCHELL CHIEF FINANCIAL OFFICER 12/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
BASSO CAPITAL MANAGEMENT, L.P. CHIEF FINANCIAL OFFICER direct 2008-12-01
WOFSEY, HAROLD, BRENT SENIOR VP, OPERATIONS 11/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BASSO CAPITAL MANAGEMENT, L.P. SENIOR VP, OPERATIONS direct 2010-11-01
BASSO MANAGEMENT, LLC GENERAL PARTNER OR MANAGING MEMBER 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
BASSO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER OR MANAGING MEMBER direct 2004-01-01
FISCHER, HOWARD, IRWIN MEMBER BASSO GP, LLC 01/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. CEO & SENIOR MANAGING DIRECTOR direct 2004-01-01
BASSO ASSET MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. CEO & FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. CEO & SENIOR MANAGING DIRECTOR direct 2004-01-01
LEPORE, JOHN, FRANCIS MEMBER BASSO GP, LLC 01/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
NELSON, DWIGHT, CARLTON MEMBER BASSO GP, LLC 01/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
PLATEK, PHILIP, RAYMOND MEMBER BASSO GP, LLC 01/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BASSO ASSET MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. FOUNDING MANAGING PARTNER direct 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MEMBER indirect 2004-01-01
BASSO CAPITAL MANAGEMENT, L.P. MANAGING DIRECTOR direct 2004-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BASSO HOLDINGS LTD. Cayman Islands 805-8426159117 Hedge Fund 1,206,419,099 1,000,000 Master Fund
BASSO SPAC FUND LLC United States 805-4149535911 Hedge Fund 119,238,294 1,000,000
BASSO SELECT OPPORTUNITIES MASTER FUND LTD. Cayman Islands 805-8262071795 Hedge Fund 197,224,913 100,000 Master Fund

WhaleScore history for BASSO CAPITAL MANAGEMENT, L.P.

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**EXPERIMENTAL** Current International Short Positions

Only includes UK, France, Germany, Japan, and HKEX are presently being processed.

Holder Issuer Net Short Position Position Date Origin

Short Position History (last 100)

Holder Net Short Position Position Date Origin
Basso Capital Management, L.P. ADVANTEST CORPORATION 0.41000000000000003% 2017-11-27 Japan
Basso Capital Management, L.P. ADVANTEST CORPORATION 0.72% 2017-11-06 Japan
Basso Capital Management, L.P. ADVANTEST CORPORATION 0.64% 2017-10-16 Japan
Basso Capital Management, L.P. ADVANTEST CORPORATION 0.54% 2017-09-12 Japan
Basso Capital Management, L.P. ADVANTEST CORPORATION 0.49% 2017-08-30 Japan
Basso Capital Management, L.P. ADVANTEST CORPORATION 0.5599999999999999% 2017-07-17 Japan
Basso Capital Management, L.P. ADVANTEST CORPORATION 0.59% 2017-06-19 Japan
Basso Capital Management, L.P. ADVANTEST CORPORATION 0.61% 2017-06-12 Japan
Basso Capital Management, L.P. ADVANTEST CORPORATION 0.51% 2017-01-10 Japan
Basso Capital Management, L.P. DCM Holdings Co.,Ltd. 0.49% 2018-05-22 Japan
Basso Capital Management, L.P. DCM Holdings Co.,Ltd. 1.13% 2018-04-16 Japan
Basso Capital Management, L.P. DCM Holdings Co.,Ltd. 1.0% 2018-01-22 Japan
Basso Capital Management, L.P. DCM Holdings Co.,Ltd. 0.8999999999999999% 2017-07-17 Japan
Basso Capital Management, L.P. DCM Holdings Co.,Ltd. 0.89% 2017-06-19 Japan
Basso Capital Management, L.P. DCM Holdings Co.,Ltd. 0.9400000000000001% 2017-06-12 Japan
Basso Capital Management, L.P. DCM Holdings Co.,Ltd. 1.01% 2017-05-22 Japan
Basso Capital Management, L.P. DCM Holdings Co.,Ltd. 0.96% 2017-02-13 Japan
Basso Capital Management, L.P. DCM Holdings Co.,Ltd. 1.01% 2017-01-10 Japan
Basso Capital Management, L.P. DCM Holdings Co.,Ltd. 0.5599999999999999% 2016-12-19 Japan
Basso Capital Management, L.P. DCM Holdings Co.,Ltd. 0.7799999999999999% 2016-12-05 Japan
Basso Capital Management, L.P. Hansteen Holdings plc 1.92% 2017-05-22 UK
Basso Capital Management, L.P. Hansteen Holdings plc 1.89% 2017-04-24 UK
Basso Capital Management, L.P. Hansteen Holdings plc 1.62% 2017-02-13 UK
Basso Capital Management, L.P. Hansteen Holdings plc 1.34% 2017-02-06 UK
Basso Capital Management, L.P. Hansteen Holdings plc 1.28% 2016-10-18 UK
Basso Capital Management, L.P. Hansteen Holdings plc 1.34% 2016-08-23 UK
Basso Capital Management, L.P. Hansteen Holdings plc 1.24% 2016-07-26 UK
Basso Capital Management, L.P. Hansteen Holdings plc 1.29% 2016-04-25 UK
Basso Capital Management, L.P. Hansteen Holdings plc 1.37% 2016-02-12 UK
Basso Capital Management, L.P. Hansteen Holdings plc 1.48% 2015-12-15 UK
Basso Capital Management, L.P. Hansteen Holdings plc 1.54% 2015-11-16 UK
Basso Capital Management, L.P. Hansteen Holdings plc 1.61% 2015-09-11 UK
Basso Capital Management, L.P. Hansteen Holdings plc 1.59% 2015-09-08 UK
Basso Capital Management, L.P. Hansteen Holdings plc 1.68% 2015-08-28 UK
Basso Capital Management, L.P. Hansteen Holdings plc 1.75% 2015-07-17 UK
Basso Capital Management, L.P. Hansteen Holdings plc 2.12% 2015-06-22 UK
Basso Capital Management, L.P. Hansteen Holdings plc 2.29% 2015-06-19 UK
Basso Capital Management, L.P. Hansteen Holdings plc 2.31% 2015-04-22 UK
Basso Capital Management, L.P. Hansteen Holdings plc 2.4% 2015-04-14 UK
Basso Capital Management, L.P. Hansteen Holdings plc 2.73% 2015-04-09 UK
Basso Capital Management, L.P. Hansteen Holdings plc 2.8% 2015-03-13 UK
Basso Capital Management, L.P. Hansteen Holdings plc 2.79% 2015-03-11 UK
Basso Capital Management, L.P. Hansteen Holdings plc 2.82% 2015-03-09 UK
Basso Capital Management, L.P. Hansteen Holdings plc 2.71% 2015-03-06 UK
Basso Capital Management, L.P. Hansteen Holdings plc 2.07% 2015-03-04 UK
Basso Capital Management, L.P. Hansteen Holdings plc 1.85% 2015-03-02 UK
Basso Capital Management, L.P. Hansteen Holdings plc 1.05% 2015-02-25 UK
Basso Capital Management, L.P. Hansteen Holdings plc 0.93% 2015-02-03 UK
Basso Capital Management, L.P. Hansteen Holdings plc 1.03% 2014-11-14 UK
Basso Holdings Ltd. Hansteen Holdings plc 0.0% 2014-11-14 UK
Basso Holdings Ltd. Hansteen Holdings plc 1.02% 2014-09-09 UK
Basso Holdings Ltd. Hansteen Holdings plc 0.9% 2014-09-03 UK
Basso Holdings Ltd. Hansteen Holdings plc 0.89% 2014-07-24 UK
Basso Holdings Ltd. Hansteen Holdings plc 0.64% 2014-07-09 UK
Basso Holdings Ltd. Hansteen Holdings plc 0.53% 2014-06-04 UK
Basso Capital Management, L.P. JKX Oil & Gas PLC 0.44% 2015-10-06 UK
Basso Capital Management, L.P. JKX Oil & Gas PLC 0.58% 2015-02-20 UK
Basso Capital Management, L.P. JKX Oil & Gas PLC 0.36% 2014-12-22 UK
Basso Capital Management, L.P. JKX Oil & Gas PLC 0.98% 2014-12-18 UK
Basso Capital Management, L.P. JKX Oil & Gas PLC 1.35% 2014-12-17 UK
Basso Capital Management, L.P. JKX Oil & Gas PLC 1.47% 2014-12-15 UK
Basso Capital Management, L.P. JKX Oil & Gas PLC 1.76% 2014-12-11 UK
Basso Capital Management, L.P. JKX Oil & Gas PLC 2.11% 2014-12-09 UK
Basso Capital Management, L.P. JKX Oil & Gas PLC 2.3% 2014-12-05 UK
Basso Capital Management, L.P. JKX Oil & Gas PLC 2.62% 2014-11-14 UK
Basso Holdings Ltd. JKX Oil & Gas PLC 0.0% 2014-11-14 UK
Basso Holdings Ltd. JKX Oil & Gas PLC 2.65% 2014-03-06 UK
Basso Holdings Ltd. JKX Oil & Gas PLC 2.15% 2014-02-03 UK
Basso Holdings Ltd. JKX Oil & Gas PLC 2.0% 2013-11-08 UK
Basso Holdings Ltd. JKX Oil & Gas PLC 1.98% 2013-11-06 UK
Basso Holdings Ltd. JKX Oil & Gas PLC 1.74% 2013-10-22 UK
Basso Holdings Ltd. JKX Oil & Gas PLC 1.6% 2013-10-15 UK
Basso Holdings Ltd. JKX Oil & Gas PLC 1.5% 2013-09-16 UK
Basso Capital Management, L.P. MAEDA CORPORATION 0.58% 2016-12-05 Japan
Basso Capital Management, L.P. MAEDA CORPORATION 0.25% 2015-08-26 Japan
Basso Capital Management, L.P. NH Foods Ltd. 0.59% 2017-03-20 Japan
Basso Capital Management, L.P. NH Foods Ltd. 0.66% 2017-02-13 Japan
Basso Capital Management, L.P. NH Foods Ltd. 0.67% 2016-12-19 Japan
Basso Capital Management, L.P. OSG Corporation 0.0% 2017-09-12 Japan
Basso Capital Management, L.P. OSG Corporation 0.61% 2017-04-24 Japan
Basso Capital Management, L.P. OSG Corporation 0.72% 2017-03-20 Japan
Basso Capital Management, L.P. OSG Corporation 0.83% 2016-10-18 Japan
Basso Capital Management, L.P. OSG Corporation 0.75% 2016-08-23 Japan
Basso Capital Management, L.P. OSG Corporation 0.49% 2016-08-15 Japan
Basso Capital Management, L.P. OSG Corporation 0.49% 2016-07-07 Japan
Basso Capital Management, L.P. OSG CORPORATION 0.65% 2016-02-09 Japan
Basso Capital Management, L.P. OSG CORPORATION 0.77% 2015-12-15 Japan
Basso Capital Management, L.P. OSG CORPORATION 0.8099999999999999% 2015-11-25 Japan
Basso Capital Management, L.P. OSG CORPORATION 0.84% 2015-08-26 Japan
Basso Capital Management, L.P. OSG CORPORATION 0.9299999999999999% 2015-07-17 Japan
Basso Capital Management, L.P. PREMIER OIL PLC 1.34% 2017-10-02 UK
Basso Capital Management, L.P. PREMIER OIL PLC 1.2% 2017-08-08 UK
Basso Capital Management, L.P. PREMIER OIL PLC 1.07% 2017-07-24 UK
Basso Capital Management, L.P. PREMIER OIL PLC 0.97% 2017-07-17 UK
Basso Capital Management, L.P. PREMIER OIL PLC 0.7% 2017-04-24 UK
Basso Capital Management, L.P. PREMIER OIL PLC 0.61% 2017-03-27 UK
Basso Capital Management, L.P. PREMIER OIL PLC 0.55% 2017-03-20 UK
Basso Holdings Ltd. Sportingbet PLC 0.0% 2013-02-13 UK
Basso Holdings Ltd. Sportingbet PLC 0.57% 2013-02-05 UK
Basso Holdings Ltd. Sportingbet PLC 0.48% 2013-01-25 UK

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