BAUGH & ASSOCIATES, LLC

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Baugh & Associates is based out of Atlanta. Baugh & Associates is a large advisory firm with 159 clients and discretionary assets under management (AUM) of $197,520,697 (Form ADV from 2021-03-04). Their last reported 13F filing for Q1 2021 included $151,449,000 in managed 13F securities and a top 10 holdings concentration of 45.83%. Baugh & Associates's largest holding is Microsoft Corp. with shares held of 45,041. Baugh & Associates has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 14 13F filings

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03/31/2021

13F Activity

  • Market Value $151.449 Million
  • Prior Market Value $140.274 Million
  • New Purchases2 stocks
  • Additional Purchases9 stocks
  • Sold out of3 stocks
  • Reduced holdings in25 stocks
  • Top 10 Holdings % 45.83 %
  • Turnover % [1]:12.50%
  • Turnover Alt % [2]: 3.51 %
  • Time Held Top20:8.10 quarters
  • Time Held Top10:6.30 quarters
  • Time Held All:11.08 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-05-17

Performance for Q1 2021: 5.26%
Performance Last 4 Quarters: 27.48%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

BAUGH & ASSOCIATES, LLC
6065 ROSWELL RD SUITE 980
ATLANTA GA    30328
Country: United States

Business Phone: 404-256-0268
Fax: 404-256-1154
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: GA
Number of employees: 2
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 159
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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BAUGH & ASSOCIATES, LLC

ownership team - last updated 2021-03-04
Name Title Start Date Direct/Indirect % Ownership
BAUGH, LARRY, JACK OWNER/CHIEF COMPLIANCE OFFICER 01/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
BAUGH & ASSOCIATES, LLC OWNER/CHIEF COMPLIANCE OFFICER direct 2005-01-01
BAUGH & ASSOCIATES, LLC OWNER direct 2005-01-01
SHAW & BAUGH PARTNER direct 1976-09-01 2004-03-19
BAUGH & ASSOCIATES, LLC OWNER direct 2005-01-01 2005-07-25

BAUGH & ASSOCIATES, LLC

ownership team - last updated 2020-06-17
Name Title Start Date Direct/Indirect % Ownership
BAUGH, LARRY, JACK OWNER/CHIEF COMPLIANCE OFFICER 01/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
BAUGH & ASSOCIATES, LLC OWNER/CHIEF COMPLIANCE OFFICER direct 2005-01-01
BAUGH & ASSOCIATES, LLC OWNER direct 2005-01-01
SHAW & BAUGH PARTNER direct 1976-09-01 2004-03-19
BAUGH & ASSOCIATES, LLC OWNER direct 2005-01-01 2005-07-25

BAUGH & ASSOCIATES, LLC

ownership team - last updated 2020-03-17
Name Title Start Date Direct/Indirect % Ownership

BAUGH & ASSOCIATES, LLC

ownership team - last updated 2019-08-21
Name Title Start Date Direct/Indirect % Ownership
BAUGH, LARRY, JACK OWNER/CHIEF COMPLIANCE OFFICER 01/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
BAUGH & ASSOCIATES, LLC OWNER/CHIEF COMPLIANCE OFFICER direct 2005-01-01
BAUGH & ASSOCIATES, LLC OWNER direct 2005-01-01
SHAW & BAUGH PARTNER direct 1976-09-01 2004-03-19
BAUGH & ASSOCIATES, LLC OWNER direct 2005-01-01 2005-07-25

BAUGH & ASSOCIATES, LLC

ownership team - last updated 2019-03-26
Name Title Start Date Direct/Indirect % Ownership
BAUGH, LARRY, JACK OWNER/CHIEF COMPLIANCE OFFICER 01/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
BAUGH & ASSOCIATES, LLC OWNER/CHIEF COMPLIANCE OFFICER direct 2005-01-01
BAUGH & ASSOCIATES, LLC OWNER direct 2005-01-01
SHAW & BAUGH PARTNER direct 1976-09-01 2004-03-19
BAUGH & ASSOCIATES, LLC OWNER direct 2005-01-01 2005-07-25

BAUGH & ASSOCIATES, LLC

ownership team - last updated 2017-03-15
Name Title Start Date Direct/Indirect % Ownership
BAUGH, LARRY, JACK OWNER/CHIEF COMPLIANCE OFFICER 01/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
BAUGH & ASSOCIATES, LLC OWNER/CHIEF COMPLIANCE OFFICER direct 2005-01-01
BAUGH & ASSOCIATES, LLC OWNER direct 2005-01-01
SHAW & BAUGH PARTNER direct 1976-09-01 2004-03-19
BAUGH & ASSOCIATES, LLC OWNER direct 2005-01-01 2005-07-25

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