BAY HARBOR WEALTH MANAGEMENT, LLC

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BAY Harbor Wealth Management is based out of Hunt Valley. BAY Harbor Wealth Management is a large advisory firm with 324 clients and discretionary assets under management (AUM) of $185,140,077 (Form ADV from 2020-03-30). Their last reported 13F filing for Q1 2020 included $164,608,000 in managed 13F securities and a top 10 holdings concentration of 54.93%. BAY Harbor Wealth Management's largest holding is Vanguard FTSE Developed Markets ETF with shares held of 387,818. Whalewisdom has at least 6 13F filings

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03/31/2020

13F Activity

  • Market Value $164.714 Million
  • Prior Market Value $185.197 Million
  • New Purchases66 stocks
  • Additional Purchases101 stocks
  • Sold out of57 stocks
  • Reduced holdings in102 stocks
  • Top 10 Holdings % 54.90 %
  • Turnover % [1]:32.03%
  • Turnover Alt % [2]: 8.23 %
  • Time Held Top20:3.95 quarters
  • Time Held Top10:4.40 quarters
  • Time Held All:3.74 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 16.96%
Performance Last 4 Quarters: 2.88%
Performance Metrics
Stats are not available for the latest quarter

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This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
Astor Investment Management LLC
Dana Investment Advisors, Inc.
Federated Investors Inc.
State Street Global Advisors Trust Co

View Last Form Adv Compilation Report on Record

BAY HARBOR WEALTH MANAGEMENT, LLC
201 INTERNATIONAL CIRCLE SUITE 200
HUNT VALLEY MD    21030
Country: United States

Business Phone: 410-403-2060
Fax: 443-281-8377
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: MD
Number of employees: 5
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 5,887,260
Total Number of Clients: 324
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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BAY HARBOR WEALTH MANAGEMENT, LLC

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

BAY HARBOR WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-12-04
Name Title Start Date Direct/Indirect % Ownership
SCOTT, LANCE, REID PRESIDENT/CHIEF COMPLIANCE OFFICER 08/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
BAY HARBOR WEALTH MANAGEMENT, LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2018-08-01

BAY HARBOR WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-08-19
Name Title Start Date Direct/Indirect % Ownership
SCOTT, LANCE, REID PRESIDENT/CHIEF COMPLIANCE OFFICER 08/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
BAY HARBOR WEALTH MANAGEMENT, LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2018-08-01

BAY HARBOR WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-02-05
Name Title Start Date Direct/Indirect % Ownership
SCOTT, LANCE, REID PRESIDENT/CHIEF COMPLIANCE OFFICER 08/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
BAY HARBOR WEALTH MANAGEMENT, LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2018-08-01

BAY HARBOR WEALTH MANAGEMENT, LLC

ownership team - last updated 2018-11-26
Name Title Start Date Direct/Indirect % Ownership
SCOTT, LANCE, REID PRESIDENT/CHIEF COMPLIANCE OFFICER 08/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
BAY HARBOR WEALTH MANAGEMENT, LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2018-08-01

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