BAY HARBOR WEALTH MANAGEMENT, LLC

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BAY Harbor Wealth Management is based out of Hunt Valley. BAY Harbor Wealth Management is a large advisory firm with 250 clients and discretionary assets under management (AUM) of $131,622,041 (Form ADV from 2019-02-05). Their last reported 13F filing for Q1 2019 included $146,692,000 in managed 13F securities and a top 10 holdings concentration of 49.54%. BAY Harbor Wealth Management's largest holding is Vanguard FTSE Developed Markets ETF with shares held of 277,879. Whalewisdom has at least 2 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $146.692 Million
  • Prior Market Value $125.664 Million
  • New Purchases33 stocks
  • Additional Purchases129 stocks
  • Sold out of30 stocks
  • Reduced holdings in99 stocks
  • Top 10 Holdings % 49.54 %
  • Turnover % [1]:14.79%
  • Turnover Alt % [2]: 11.94 %
  • Time Held Top20:0.90 quarters
  • Time Held Top10:1.00 quarters
  • Time Held All:0.92 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 3.08%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
Astor Investment Management LLC
AVIANCE CAPITAL MANAGEMENT, LLC
Dana Investment Advisors, Inc.
FEDERATED INVESTORS INC /PA/
State Street Global Advisors Trust Co

View Last Form Adv Compilation Report on Record

BAY HARBOR WEALTH MANAGEMENT, LLC
201 INTERNATIONAL CIRCLE SUITE 200
HUNT VALLEY MD    21030
Country: United States

Business Phone: 4104032060
Fax: 443-281-8377
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: MD
Number of employees: 4
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 4,569,140
Total Number of Clients: 250
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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BAY HARBOR WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-02-05
Name Title Start Date Direct/Indirect % Ownership
SCOTT, LANCE, REID PRESIDENT/CHIEF COMPLIANCE OFFICER 08/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
BAY HARBOR WEALTH MANAGEMENT, LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2018-08-01

BAY HARBOR WEALTH MANAGEMENT, LLC

ownership team - last updated 2018-11-26
Name Title Start Date Direct/Indirect % Ownership
SCOTT, LANCE, REID PRESIDENT/CHIEF COMPLIANCE OFFICER 08/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
BAY HARBOR WEALTH MANAGEMENT, LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2018-08-01

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