BAYSTATE WEALTH MANAGEMENT LLC

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Baystate Wealth Management is based out of Boston. Baystate Wealth Management is a large advisory firm with 2715 clients and discretionary assets under management (AUM) of $1,057,698,064 (Form ADV from 2019-01-24). Their last reported 13F filing for Q2 2019 included $762,663,000 in managed 13F securities and a top 10 holdings concentration of 83.89%. Baystate Wealth Management's largest holding is SPDR Port Developed World ex-US ETF with shares held of 4,549,541. Baystate Wealth Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 30 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $762.663 Million
  • Prior Market Value $755.547 Million
  • New Purchases28 stocks
  • Additional Purchases189 stocks
  • Sold out of46 stocks
  • Reduced holdings in125 stocks
  • Top 10 Holdings % 83.89 %
  • Turnover % [1]:11.47%
  • Turnover Alt % [2]: 1.93 %
  • Time Held Top20:12.45 quarters
  • Time Held Top10:15.10 quarters
  • Time Held All:8.90 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 2.59%
Performance Last 4 Quarters: 1.14%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR/A (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR/A (Subscription required)
  • 2012-12-31 - 13F-HR/A (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

BAYSTATE WEALTH MANAGEMENT
200 CLARENDON STREET 25TH FLOOR
BOSTON MA    02116
Country: United States

Business Phone: 617-982-5200
Fax: 617-431-1285
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Multi-state advisor
Form of Organization: Limited Liability Company
Organized in: MA
Number of employees: 12
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 2715
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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BAYSTATE WEALTH MANAGEMENT LLC

ownership team - last updated 2019-01-24
Name Title Start Date Direct/Indirect % Ownership
O'CONNOR, THOMAS, NEAL MANAGING MEMBER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BAYSTATE WEALTH MANAGEMENT LLC MANAGING MEMBER direct 2009-09-01
MARATHON CAPITAL GROUP LLC MANAGING MEMBER/COO direct 1999-11-01 2004-03-10
MARATHON CAPITAL GROUP LLC MANAGING MEMBER/COO/CCO direct 1999-11-01 2005-12-21
MARATHON CAPITAL GROUP LLC MANAGING MEMBER/COO/CHIEF COMPLIANCE OFFICER direct 1999-11-01 2008-01-30
BAYSTATE WEALTH MANAGEMENT LLC PRESIDENT direct 2009-09-01 2009-10-06
PORTER, DAVID, CRAIG MANAGING MEMBER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BAYSTATE WEALTH MANAGEMENT LLC MANAGING MEMBER direct 2009-09-01
BAYSTATE WEALTH MANAGEMENT LLC CHAIRMAN direct 2009-09-01
PINTO, GREGORY, JUDE MANAGING MEMBER 01/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BAYSTATE WEALTH MANAGEMENT LLC MANAGING MEMBER direct 2011-01-01
COGSWELL, JOHN, PATRICK CHIEF MARKET STRATEGIST 01/01/2013 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BAYSTATE WEALTH MANAGEMENT LLC CHIEF MARKET STRATEGIST direct 2013-01-01
PIERCE, JOSHUA, TOWNSEND DIRECTOR OF RESEARCH 01/01/2013 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BAYSTATE WEALTH MANAGEMENT LLC DIRECTOR OF RESEARCH direct 2013-01-01
LEDGEWOOD, JILL, CHRISTINE CHIEF COMPLIANCE OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAYSTATE WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-07-01

BAYSTATE WEALTH MANAGEMENT LLC

ownership team - last updated 2017-03-30
Name Title Start Date Direct/Indirect % Ownership
O'CONNOR, THOMAS, NEAL MANAGING MEMBER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BAYSTATE WEALTH MANAGEMENT LLC MANAGING MEMBER direct 2009-09-01
MARATHON CAPITAL GROUP LLC MANAGING MEMBER/COO direct 1999-11-01 2004-03-10
MARATHON CAPITAL GROUP LLC MANAGING MEMBER/COO/CCO direct 1999-11-01 2005-12-21
MARATHON CAPITAL GROUP LLC MANAGING MEMBER/COO/CHIEF COMPLIANCE OFFICER direct 1999-11-01 2008-01-30
BAYSTATE WEALTH MANAGEMENT LLC PRESIDENT direct 2009-09-01 2009-10-06
PORTER, DAVID, CRAIG MANAGING MEMBER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BAYSTATE WEALTH MANAGEMENT LLC MANAGING MEMBER direct 2009-09-01
BAYSTATE WEALTH MANAGEMENT LLC CHAIRMAN direct 2009-09-01
PINTO, GREGORY, JUDE MANAGING MEMBER 01/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BAYSTATE WEALTH MANAGEMENT LLC MANAGING MEMBER direct 2011-01-01
COGSWELL, JOHN, PATRICK CHIEF MARKET STRATEGIST 01/01/2013 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BAYSTATE WEALTH MANAGEMENT LLC CHIEF MARKET STRATEGIST direct 2013-01-01
PIERCE, JOSHUA, TOWNSEND DIRECTOR OF RESEARCH 01/01/2013 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BAYSTATE WEALTH MANAGEMENT LLC DIRECTOR OF RESEARCH direct 2013-01-01
LEDGEWOOD, JILL, CHRISTINE CHIEF COMPLIANCE OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAYSTATE WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-07-01

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