BAYVIEW ASSET MANAGEMENT, LLC

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Bayview Asset Management is based out of Coral Gables. Bayview Asset Management is a large advisory firm with 36 clients and discretionary assets under management (AUM) of $29,232,199,350 (Form ADV from 2018-08-23). Their last reported 13F filing for Q4 2018 included $272,349,000 in managed 13F securities and a top 10 holdings concentration of 99.36%. Bayview Asset Management's largest holding is MGIC Investment Corp. (1984) with shares held of 7,513,534. Whalewisdom has at least 1 13F filings

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12/31/2018

Top Sells

  • Name% Change

12/31/2018

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 7.28%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

BAYVIEW ASSET MANAGEMENT, LLC
Classified as Hedge Fund
4425 PONCE DE LEON BLVD. 5TH FLOOR
CORAL GABLES FL    33146
Country: United States

Business Phone: 305-854-8880
Fax: 305-448-8130
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 235
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees,VARIABLE ACQUISITION, DUE DILIGENCE AND CLOSING FEES
Amount of client funds and securities: 25,452,600,000
Total Number of Clients: 36
Amount of client funds and securities by related persons: 25,452,600,000
Total Number of clients from related persons: 26
Disclosures:
Data above was derived from SEC filings.

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BAYVIEW ASSET MANAGEMENT, LLC

ownership team - last updated 2017-08-31
Name Title Start Date Direct/Indirect % Ownership
O'NEIL, SEAN, BRADLEY CHIEF FINANCIAL OFFICER / DIRECTOR 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAYVIEW ASSET MANAGEMENT, LLC CHIEF FINANCIAL OFFICER / DIRECTOR direct 2016-04-01
PORTUGAL, CARLOS, MANUEL CHIEF COMPLIANCE OFFICER 11/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAYVIEW ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2014-11-01
MILLER, MATTHEW, CRAIG MANAGING DIRECTOR 07/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAYVIEW ASSET MANAGEMENT, LLC MANAGING DIRECTOR direct 2012-07-01
BISCAYNE ONE, LLC MEMBER 10/01/2008 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BAYVIEW ASSET MANAGEMENT, LLC MEMBER direct 2008-10-01
BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC MEMBER 02/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
BAYVIEW ASSET MANAGEMENT, LLC MEMBER direct 2008-07-01
BAYVIEW ASSET MANAGEMENT, LLC MEMBER direct 2015-02-01
BAYVIEW ASSET MANAGEMENT, LLC MEMBER indirect 2015-02-01
PINGORA ASSET MANAGEMENT, LLC MEMBER indirect 2015-02-01
PINGORA ASSET MANAGEMENT, LLC MEMBER indirect 2015-02-01
QUINT, DAVID, ERIC DIRECTOR 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAYVIEW ASSET MANAGEMENT, LLC DIRECTOR direct 2008-07-01
WALDMAN, STUART MANAGING DIRECTOR 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAYVIEW ASSET MANAGEMENT, LLC MANAGING DIRECTOR direct 2008-07-01
EVENSON, BRETT MANAGING DIRECTOR 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAYVIEW ASSET MANAGEMENT, LLC MANAGING DIRECTOR direct 2008-07-01
O'BRIEN, RICHARD, THOMAS CHIEF OPERATIONAL OFFICER / DIRECTOR 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAYVIEW ASSET MANAGEMENT, LLC CHIEF OPERATIONAL OFFICER direct 2008-07-01
BAYVIEW ASSET MANAGEMENT, LLC CHIEF OPERATIONAL OFFICER / DIRECTOR direct 2008-07-01
BOMSTEIN, BRIAN, ERIC CHIEF LEGAL OFFICER / DIRECTOR 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAYVIEW ASSET MANAGEMENT, LLC CHIEF LEGAL OFFICER / DIRECTOR direct 2008-07-01
BAYVIEW ASSET MANAGEMENT, LLC CHIEF LEGAL OFFICER / DIRECTOR / CHIEF COMPLIANCE OFFICER direct 2008-07-01
ERTEL, DAVID CHIEF EXECUTIVE OFFICER / DIRECTOR 07/01/2008 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BAYVIEW ASSET MANAGEMENT, LLC SHAREHOLDER indirect 1994-12-01
BAYVIEW ASSET MANAGEMENT, LLC SHAREHOLDER indirect 1997-12-01
BAYVIEW ASSET MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER / DIRECTOR direct 2008-07-01
PINGORA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 1994-12-01
PINGORA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 1997-12-01
BAYVIEW FINANCIAL MANAGEMENT CORP. MEMBER BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC 02/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
BAYVIEW ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2007-06-01
BAYVIEW ASSET MANAGEMENT, LLC MEMBER indirect 2015-02-01
PINGORA ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2007-06-01
PINGORA ASSET MANAGEMENT, LLC MEMBER indirect 2015-02-01
BAYVIEW FINANCIAL HOLDINGS, L.P. MEMBER BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC 02/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BAYVIEW ASSET MANAGEMENT, LLC MEMBER direct 2008-07-01
BAYVIEW ASSET MANAGEMENT, LLC MEMBER direct 2015-02-01
BAYVIEW ASSET MANAGEMENT, LLC MEMBER indirect 2015-02-01
PINGORA ASSET MANAGEMENT, LLC MEMBER indirect 2015-02-01
PINGORA ASSET MANAGEMENT, LLC MEMBER indirect 2015-02-01
THE BLACKSTONE GROUP, L.P. SHAREHOLDER BLACKSTONE HOLDINGS I/II GP INC. 06/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BLACKSTONE ALTERNATIVE ASSET MANAGEMENT LP SHAREHOLDER indirect 2007-06-01
FIRST EAGLE INVESTMENT MANAGEMENT, LLC SOLE MEMBER indirect 2015-12-01
BLACKSTONE MEZZANINE ADVISORS LP SHAREHOLDER indirect 2007-06-01
BLACKSTONE REAL ESTATE ADVISORS III LP SHAREHOLDER indirect 2007-06-01
BLACKSTONE MANAGEMENT PARTNERS III LLC SHAREHOLDER indirect 2007-06-01
BLACKSTONE COMMUNICATIONS ADVISORS I LLC SHAREHOLDER indirect 2007-06-01
BLACKSTONE MANAGEMENT PARTNERS LP SHAREHOLDER indirect 2007-06-01
BLACKSTONE REAL ESTATE ADVISORS INTERNATIONAL L.L.C SHAREHOLDER indirect 2007-06-01
BLACKSTONE MANAGEMENT PARTNERS IV L.L.C. SHAREHOLDER indirect 2007-06-01
BLACKSTONE DEBT ADVISORS L.P. SHAREHOLDER indirect 2007-06-01
BLACKSTONE DEBT ADVISORS L.P. SOLE MEMBER indirect 2009-11-01
BLACKSTONE DEBT ADVISORS L.P. SOLE MEMBER indirect 2009-11-01
BLACKSTONE REAL ESTATE ADVISORS IV L.L.C. SHAREHOLDER indirect 2007-06-01
BLACKSTONE MEZZANINE ADVISORS II L.P. SHAREHOLDER indirect 2007-06-01
BLACKSTONE DISTRESSED SECURITIES ADVISORS L.P. SHAREHOLDER indirect 2007-06-01
BLACKSTONE REAL ESTATE ADVISORS EUROPE L.P. SHAREHOLDER indirect 2007-06-01
BLACKSTONE MANAGEMENT PARTNERS L.L.C. SHAREHOLDER indirect 2007-06-01
BLACKSTONE ASIA ADVISORS L.L.C. SHAREHOLDER indirect 2007-06-01
GSO CAPITAL PARTNERS LP SHAREHOLDER indirect 2007-06-01
GSO CAPITAL PARTNERS LP SOLE MEMBER indirect 2007-06-01
GSO CAPITAL PARTNERS LP MEMBER indirect 2007-06-01
GSO CAPITAL PARTNERS LP SOLE SHAREHOLDER indirect 2007-06-01
GSO CAPITAL PARTNERS LP SHAREHOLDER indirect 2007-06-01
GSO CAPITAL PARTNERS LP SOLE MEMBER indirect 2007-06-01
GSO CAPITAL PARTNERS LP MEMBER indirect 2007-06-01
GSO CAPITAL PARTNERS LP SHAREHOLDER indirect 2007-06-01
BLACKSTONE FUND SERVICES INDIA PRIVATE LIMITED SHAREHOLDER indirect 2007-06-01
BLACKSTONE FUND SERVICES INDIA PRIVATE LIMITED SHAREHOLDER indirect 2007-06-01
BLACKSTONE REAL ESTATE ADVISORS V L.P. SHAREHOLDER indirect 2007-06-01
BLACKSTONE L/S ADVISORS L.L.C. SHAREHOLDER indirect 2007-06-01
BLACKSTONE STRATEGIC ALLIANCE ADVISORS L.L.C. SHAREHOLDER indirect 2007-06-01
BLACKSTONE REAL ESTATE ADVISORS L.P. SHAREHOLDER indirect 2007-06-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC SOLE SHAREHOLDER indirect 2007-06-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC MEMBER indirect 2007-06-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC SHAREHOLDER indirect 2007-06-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC SOLE MEMBER indirect 2007-06-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC SOLE MEMBER indirect 2007-06-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC MEMBER indirect 2007-06-01
GSO DEBT FUNDS MANAGEMENT LLC MEMBER indirect 2007-06-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC MEMBER indirect 2007-06-01
BLACKSTONE REAL ESTATE SPECIAL SITUATIONS ADVISORS L.L.C. SHAREHOLDER indirect 2007-06-01
BLACKSTONE ASIA EVENT ADVISORS L.L.C. SHAREHOLDER indirect 2007-06-01
BLACKSTONE ASIA EVENT ADVISORS (CAYMAN) LTD. SHAREHOLDER indirect 2008-06-01
BLACKSTONE CLEANTECH VENTURE ADVISORS L.L.C. SHAREHOLDER indirect 2008-10-01
GSO CAPITAL ADVISORS LLC SHAREHOLDER indirect 2007-06-01
GSO CAPITAL ADVISORS LLC SOLE SHAREHOLDER indirect 2007-06-01
GSO CAPITAL ADVISORS LLC SOLE MEMBER indirect 2009-11-01
GSO CAPITAL ADVISORS LLC SHAREHOLDER indirect 2009-11-01
GSO CAPITAL ADVISORS LLC MEMBER indirect 2009-11-01
GSO CAPITAL ADVISORS LLC MEMBER indirect 2009-11-01
GSO CAPITAL ADVISORS LLC SOLE MEMBER indirect 2009-11-01
BLACKSTONE INFRASTRUCTURE MANAGEMENT PARTNERS L.L.C SHAREHOLDER indirect 2009-12-01
BAYVIEW ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2007-06-01
BLACKSTONE ALTERNATIVE SOLUTIONS L.L.C. SHAREHOLDER indirect 2007-06-01
CT INVESTMENT MANAGEMENT CO., LLC SHAREHOLDER indirect 2007-06-01
CT INVESTMENT MANAGEMENT CO., LLC SHAREHOLDER indirect 2012-08-01
BLACKSTONE TACTICAL OPPORTUNITIES ADVISORS L.L.C. SHAREHOLDER indirect 2011-12-01
BLACKSTONE ALTERNATIVE INVESTMENT ADVISORS LLC SHAREHOLDER indirect 2007-06-01
BLACKSTONE STRATEGIC CAPITAL ADVISORS, L.LC. SHAREHOLDER indirect 2007-06-01
BLACKSTONE TREASURY SOLUTIONS ADVISORS L.L.C. SHAREHOLDER indirect 2007-06-01
BLACKSTONE REAL ESTATE INCOME ADVISORS L.L.C. SHAREHOLDER indirect 2007-06-01
BLACKSTONE MULTI-ASSET ADVISORS L.L.C. SHAREHOLDER indirect 2007-06-01
BLACKSTONE NWI ASSET MANAGEMENT L.L.C. SHAREHOLDER indirect 2007-06-01
BLACKSTONE SENFINA ADVISORS LLC SHAREHOLDER indirect 2007-06-01
BLACKSTONE CORE EQUITY ADVISORS L.L.C. SHAREHOLDER indirect 2007-06-01
BLACKSTONE PROPERTY ADVISORS L.P. SHAREHOLDER indirect 2007-06-01
BXMT ADVISORS L.L.C. SHAREHOLDER indirect 2007-06-01
BX REIT ADVISORS L.L.C. SHAREHOLDER indirect 2007-06-01
BLACKSTONE ISG ADVISORS L.L.C. SHAREHOLDER indirect 2007-06-01
BLACKSTONE ISG-II ADVISORS L.L.C. SHAREHOLDER indirect 2007-06-01
BLACKSTONE INFRASTRUCTURE ADVISORS L.L.C. SHARHEOLDER indirect 2007-06-01
BLACKSTONE HOLDINGS I/II GP INC. GENERAL PARTNER BLACKSTONE HOLDINGS II L.P. 06/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
BLACKSTONE ALTERNATIVE ASSET MANAGEMENT LP GENERAL PARTNER indirect 2007-06-01
BLACKSTONE MEZZANINE ADVISORS LP GENERAL PARTNER indirect 2007-06-01
BLACKSTONE REAL ESTATE ADVISORS III LP GENERAL PARTNER indirect 2007-06-01
BLACKSTONE MANAGEMENT PARTNERS III LLC GENERAL PARTNER indirect 2007-06-01
BLACKSTONE COMMUNICATIONS ADVISORS I LLC GENERAL PARTNER indirect 2007-06-01
BLACKSTONE MANAGEMENT PARTNERS LP GENERAL PARTNER indirect 2007-06-01
BLACKSTONE REAL ESTATE ADVISORS LP GENERAL PARTNER indirect 2007-06-01
BLACKSTONE REAL ESTATE ADVISORS INTERNATIONAL L.L.C GENERAL PARTNER indirect 2007-06-01
BLACKSTONE MANAGEMENT PARTNERS IV L.L.C. GENERAL PARTNER indirect 2007-06-01
BLACKSTONE DEBT ADVISORS L.P. GENERAL PARTNER indirect 2007-06-01
BLACKSTONE REAL ESTATE ADVISORS IV L.L.C. GENERAL PARTNER indirect 2007-06-01
STRATEGIC PARTNERS FUND SOLUTIONS ADVISORS L.P. GENERAL PARTNER indirect 2007-06-01
BLACKSTONE DISTRESSED SECURITIES ADVISORS L.P. GENERAL PARTNER indirect 2007-06-01
BLACKSTONE REAL ESTATE ADVISORS EUROPE L.P. GENERAL PARTNER indirect 2007-06-01
BLACKSTONE MANAGEMENT PARTNERS L.L.C. GENERAL PARTNER indirect 2007-06-01
BLACKSTONE ASIA ADVISORS L.L.C. GENERAL PARTNER indirect 2007-06-01
GSO CAPITAL PARTNERS LP GENERAL PARTNER indirect 2007-06-01
GSO CAPITAL PARTNERS LP GENERAL PARTNER indirect 2007-06-01
BLACKSTONE REAL ESTATE ADVISORS V L.P. GENERAL PARTNER indirect 2007-06-01
BLACKSTONE L/S ADVISORS L.L.C. GENERAL PARTNER indirect 2007-06-01
BLACKSTONE STRATEGIC ALLIANCE ADVISORS L.L.C. GENERAL PARTNER indirect 2007-06-01
BLACKSTONE STRATEGIC ALLIANCE ADVISORS L.L.C. GENERAL PARTNER indirect 2007-06-01
BLACKSTONE REAL ESTATE ADVISORS L.P. GENERAL PARTNER indirect 2007-06-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC GENERAL PARTNER indirect 2007-06-01
GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC GENERAL PARTNER indirect 2007-06-01
BLACKSTONE REAL ESTATE SPECIAL SITUATIONS ADVISORS L.L.C GENERAL PARTNER indirect 2007-12-01
BLACKSTONE ASIA EVENT ADVISORS L.L.C. GENERAL PARTNER indirect 2008-05-01
BLACKSTONE CLEANTECH VENTURE ADVISORS L.L.C. GENERAL PARTNER indirect 2008-10-01
GSO CAPITAL ADVISORS LLC GENERAL PARTNER indirect 2009-11-01
GSO CAPITAL ADVISORS LLC GENERAL PARTNER indirect 2009-11-01
GSO CAPITAL ADVISORS LLC GENERAL PARTNER indirect 2009-11-01
BLACKSTONE INFRASTRUCTURE MANAGEMENT PARTNERS L.L.C GENERAL PARTNER indirect 2009-12-01
BAYVIEW ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2007-06-01
BLACKSTONE ALTERNATIVE SOLUTIONS L.L.C. GENERAL PARTNER indirect 2007-06-01
CT INVESTMENT MANAGEMENT CO., LLC GENERAL PARTNER indirect 2007-12-01
BLACKSTONE TACTICAL OPPORTUNITIES ADVISORS L.L.C. GENERAL PARTNER indirect 2011-12-01
BLACKSTONE ALTERNATIVE INVESTMENT ADVISORS L.L.C. GENERAL PARTNER indirect 2007-06-01
BLACKSTONE TREASURY SOLUTIONS ADVISORS L.L.C. GENERAL PARTNER indirect 2007-06-01
BLACKSTONE REAL ESTATE INCOME ADVISORS L.L.C. GENERAL PARTNER indirect 2007-06-01
BLACKSTONE MULTI-ASSET ADVISORS L.L.C. GENERAL PARTNER indirect 2007-06-01
BLACKSTONE NWI ASSET MANAGEMENT L.L.C. GENERAL PARTNER indirect 2007-06-01
BLACKSTONE CORE EQUITY ADVISORS L.L.C. GENERAL PARTNER indirect 2007-06-01
BLACKSTONE PROPERTY ADVISORS L.P. GENERAL PARTNER indirect 2007-06-01
BXMT ADVISORS L.L.C. GENERAL PARTNER indirect 2007-12-01
BX REIT ADVISORS L.L.C. GENERAL PARTNER indirect 2007-06-01
BLACKSTONE ISG ADVISORS L.L.C. GENERAL PARTNER indirect 2007-06-01
BLACKSTONE ISG-II ADVISORS L.L.C. GENERAL PARTNER indirect 2007-06-01
BLACKSTONE INFRASTRUCTURE ADVISORS L.L.C. GENERAL PARTNER indirect 2007-06-01
BLACKSTONE HOLDINGS II L.P. MEMBER BMA V USS L.L.C. 06/01/2007 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
GSO CAPITAL PARTNERS LP LIMITED PARTNER direct 2008-03-01
BAYVIEW ASSET MANAGEMENT, LLC MEMBER indirect 2007-06-01
BLACKSTONE NWI ASSET MANAGEMENT L.L.C. SOLE MEMBER indirect 2013-09-01
BMA V USS L.L.C. MEMBER BLACKSTONE MANAGEMENT ASSOCIATES V USS L.L.C. 08/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BAYVIEW ASSET MANAGEMENT, LLC MEMBER indirect 2006-08-01
BLACKSTONE MANAGEMENT ASSOCIATES V USS L.L.C. GENERAL PARTNER BLACKSTONE RGIS CAPITAL PARTNERS V L.P. 04/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
BAYVIEW ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2007-04-01
BAYVIEW ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2007-04-01
BLACKSTONE RGIS CAPITAL PARTNERS V L.P. MEMBER BISCAYNE ONE, LLC 07/01/2008 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BAYVIEW ASSET MANAGEMENT, LLC MEMBER indirect 2008-07-01
HECTOR, NANCY SHAREHOLDER BAYVIEW FINANCIAL MANAGEMENT CORP. 12/01/1997 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BAYVIEW ASSET MANAGEMENT, LLC SHAREHOLDER indirect 1997-12-01
PINGORA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 1997-12-01
ERTEL, DAVID SHAREHOLDER BAYVIEW FINANCIAL MANAGEMENT CORP. 12/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
BAYVIEW ASSET MANAGEMENT, LLC SHAREHOLDER indirect 1994-12-01
BAYVIEW ASSET MANAGEMENT, LLC SHAREHOLDER indirect 1997-12-01
BAYVIEW ASSET MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER / DIRECTOR direct 2008-07-01
PINGORA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 1994-12-01
PINGORA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 1997-12-01
BAYVIEW FINANCIAL MANAGEMENT CORP. GENERAL PARTNER BAYVIEW FINANCIAL HOLDINGS, L.P. 06/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
BAYVIEW ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2007-06-01
BAYVIEW ASSET MANAGEMENT, LLC MEMBER indirect 2015-02-01
PINGORA ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2007-06-01
PINGORA ASSET MANAGEMENT, LLC MEMBER indirect 2015-02-01
ERTEL, DAVID SHAREHOLDER BFTG HOLDING COMPANY, INC. 12/01/1994 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BAYVIEW ASSET MANAGEMENT, LLC SHAREHOLDER indirect 1994-12-01
BAYVIEW ASSET MANAGEMENT, LLC SHAREHOLDER indirect 1997-12-01
BAYVIEW ASSET MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER / DIRECTOR direct 2008-07-01
PINGORA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 1994-12-01
PINGORA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 1997-12-01
BFTG HOLDING COMPANY, INC. LIMITED PARTNER BAYVIEW FINANCIAL HOLDINGS, L.P. 07/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BAYVIEW ASSET MANAGEMENT, LLC LIMITED PARTNER indirect 2007-07-01
PINGORA ASSET MANAGEMENT, LLC LIMITED PARTNER indirect 2007-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BAYVIEW OPPORTUNITY MASTER FUND IIA, L.P. Cayman Islands 805-6366049958 Hedge Fund 226,309,100 10,000,000 Master Fund
BAYVIEW OPPORTUNITY MASTER FUND V, L.P. Cayman Islands 805-4791381141 Hedge Fund 107,796,264 10,000,000 Master Fund
BAYVIEW MSR OPPORTUNITY MASTER FUND, L.P. Cayman Islands 805-2199773936 Hedge Fund 6,999,994,000 10,000,000 Master Fund
BAYVIEW OPPORTUNITY MASTER FUND IIB, L.P. United States 805-6475253630 Hedge Fund 59,596,000 10,000,000
BAYVIEW LIQUID CREDIT STRATEGIES MASTER FUND, L.P. Cayman Islands 805-4455518501 Hedge Fund 486,036,000 1,000,000 Master Fund
KOITERE FUND, L.P. United States 805-4094154575 Hedge Fund 1,244,934,000 10,000,000
IVALO FUND, L.P. United States 805-9618772583 Hedge Fund 1,327,563,000 10,000,000 Fund of Funds
MORTGAGE FUND IVC, LP United States 805-1602213183 Hedge Fund 906,294,000 10,000,000
BAYVIEW OPPORTUNITY MASTER FUND IIIB, L.P. Cayman Islands 805-9198287442 Hedge Fund 1,254,056,000 10,000,000 Master Fund
BAYVIEW OPPORTUNITY MASTER FUND IVB, L.P. Cayman Islands 805-5422857437 Hedge Fund 3,754,783,000 10,000,000 Master Fund
BAYVIEW OPPORTUNITY MASTER FUND IIIA, L.P. Cayman Islands 805-9644228304 Hedge Fund 1,099,193,400 10,000,000 Master Fund
BAYVIEW OPPORTUNITY MASTER FUND IVA, L.P. Cayman Islands 805-2581593152 Hedge Fund 5,750,520,000 10,000,000 Master Fund
BAYVIEW MORTGAGE SECURITIES MASTER FUND, L.P. Cayman Islands 805-3611529653 Hedge Fund 2,344,730,000 1,000,000 Master Fund
BAYVIEW OPPORTUNITY MASTER FUND, L.P. Cayman Islands 805-4592646488 Hedge Fund 304,752,250 10,000,000 Master Fund

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