BCJ CAPITAL MANAGEMENT, LLC

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BCJ Capital Management is based out of Scottsdale. BCJ Capital Management is a large advisory firm with 1805 clients and discretionary assets under management (AUM) of $796,907,483 (Form ADV from 2019-04-17). Their last reported 13F filing for Q1 2019 included $553,873,000 in managed 13F securities and a top 10 holdings concentration of 66.36%. BCJ Capital Management's largest holding is Vanguard Dividend Appreciation ETF with shares held of 497,373. Whalewisdom has at least 2 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $553.873 Million
  • Prior Market Value $519.208 Million
  • New Purchases34 stocks
  • Additional Purchases37 stocks
  • Sold out of13 stocks
  • Reduced holdings in34 stocks
  • Top 10 Holdings % 66.36 %
  • Turnover % [1]:41.96%
  • Turnover Alt % [2]: 58.76 %
  • Time Held Top20:0.65 quarters
  • Time Held Top10:0.50 quarters
  • Time Held All:0.70 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: -26.85%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted
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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

BCJ CAPITAL MANAGEMENT
8355 EAST HARTFORD DRIVE SUITE 105
SCOTTSDALE AZ    85255
Country: United States

Business Phone: (480) 483-1510
Fax: (480) 483-9318
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: AZ
Number of employees: 47
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 15,632,700
Total Number of Clients: 1805
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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BCJ CAPITAL MANAGEMENT, LLC

ownership team - last updated 2019-03-19
Name Title Start Date Direct/Indirect % Ownership
BAUER, KEVIN, G PRESIDENT 01/01/1996 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BAUER CAPTAIN & JOHNSON, INC. PRESIDENT direct 1996-01-01
BAUER & ASSOCIATES, INC. PRESIDENT/SHAREHOLDER direct 1996-01-01 2004-02-23
BAUER CAPTAIN & JOHNSON, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1996-01-01 2006-03-31
CAPTAIN, STEPHEN, CURTIS VICE PRESIDENT 01/01/1996 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BAUER CAPTAIN & JOHNSON, INC. VICE PRESIDENT direct 1996-01-01
BAUER & ASSOCIATES, INC. VICE PRESIDENT/SHAREHOLDER direct 1996-01-01 2004-02-23
JOHNSON, MARK, ELMER MEMBER 08/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAUER CAPTAIN & JOHNSON, INC. GENERAL PARTNER direct 2003-08-01
BAUER CAPTAIN & JOHNSON, INC. SHAREHOLDER direct 2003-08-01
BAUER, ANDREA, WATKINS CHIEF FINANCIAL OFFICER 06/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAUER CAPTAIN & JOHNSON, INC. CHIEF FINANCIAL OFFICER direct 2004-06-01
BAUER CAPTAIN & JOHNSON, INC. CFO direct 2004-06-01
BAUER CAPTAIN & JOHNSON, INC. CHIEF COMPLIANCE OFFICER direct 2005-01-01
YOUNG, JUSTIN, MICHAEL CHIEF EXECUTIVE OFFICER 09/01/2013 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BAUER CAPTAIN & JOHNSON, INC. CHIEF EXECUTIVE OFFICER direct 2013-09-01
SHEA, THOMAS, EDWARD CHIEF COMPLIANCE OFFICER 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAUER CAPTAIN & JOHNSON, INC. CHIEF COMPLIANCE OFFICER direct 2017-04-01
AHC ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 2017-03-01
BIMSON, BENJAMIN, RYAN MEMBER 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BCJ CAPITAL MANAGEMENT, LLC MEMBER direct 2018-01-01

BCJ CAPITAL MANAGEMENT, LLC

ownership team - last updated 2018-12-12
Name Title Start Date Direct/Indirect % Ownership
BAUER, KEVIN, G PRESIDENT 01/01/1996 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BAUER CAPTAIN & JOHNSON, INC. PRESIDENT direct 1996-01-01
BAUER & ASSOCIATES, INC. PRESIDENT/SHAREHOLDER direct 1996-01-01 2004-02-23
BAUER CAPTAIN & JOHNSON, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1996-01-01 2006-03-31
CAPTAIN, STEPHEN, CURTIS VICE PRESIDENT 01/01/1996 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BAUER CAPTAIN & JOHNSON, INC. VICE PRESIDENT direct 1996-01-01
BAUER & ASSOCIATES, INC. VICE PRESIDENT/SHAREHOLDER direct 1996-01-01 2004-02-23
JOHNSON, MARK, ELMER MEMBER 08/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAUER CAPTAIN & JOHNSON, INC. GENERAL PARTNER direct 2003-08-01
BAUER CAPTAIN & JOHNSON, INC. SHAREHOLDER direct 2003-08-01
BAUER, ANDREA, WATKINS CHIEF FINANCIAL OFFICER 06/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAUER CAPTAIN & JOHNSON, INC. CHIEF FINANCIAL OFFICER direct 2004-06-01
BAUER CAPTAIN & JOHNSON, INC. CFO direct 2004-06-01
BAUER CAPTAIN & JOHNSON, INC. CHIEF COMPLIANCE OFFICER direct 2005-01-01
YOUNG, JUSTIN, MICHAEL CHIEF EXECUTIVE OFFICER 09/01/2013 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BAUER CAPTAIN & JOHNSON, INC. CHIEF EXECUTIVE OFFICER direct 2013-09-01
SHEA, THOMAS, EDWARD CHIEF COMPLIANCE OFFICER 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAUER CAPTAIN & JOHNSON, INC. CHIEF COMPLIANCE OFFICER direct 2017-04-01
AHC ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 2017-03-01
BIMSON, BENJAMIN, RYAN MEMBER 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BCJ CAPITAL MANAGEMENT, LLC MEMBER direct 2018-01-01

BCJ CAPITAL MANAGEMENT, LLC

ownership team - last updated 2018-04-25
Name Title Start Date Direct/Indirect % Ownership
BAUER, KEVIN, G PRESIDENT 01/01/1996 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BAUER CAPTAIN & JOHNSON, INC. PRESIDENT direct 1996-01-01
BAUER & ASSOCIATES, INC. PRESIDENT/SHAREHOLDER direct 1996-01-01 2004-02-23
BAUER CAPTAIN & JOHNSON, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1996-01-01 2006-03-31
CAPTAIN, STEPHEN, CURTIS VICE PRESIDENT 01/01/1996 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BAUER CAPTAIN & JOHNSON, INC. VICE PRESIDENT direct 1996-01-01
BAUER & ASSOCIATES, INC. VICE PRESIDENT/SHAREHOLDER direct 1996-01-01 2004-02-23
JOHNSON, MARK, ELMER MEMBER 08/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAUER CAPTAIN & JOHNSON, INC. GENERAL PARTNER direct 2003-08-01
BAUER CAPTAIN & JOHNSON, INC. SHAREHOLDER direct 2003-08-01
CARROLL, DAVID, DUNCAN MEMBER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAUER CAPTAIN & JOHNSON, INC. CHIEF INVESTMENT OFFICER direct 2007-11-01
BAUER CAPTAIN & JOHNSON, INC. CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER direct 2007-11-01
BAUER, ANDREA, WATKINS CHIEF FINANCIAL OFFICER 06/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAUER CAPTAIN & JOHNSON, INC. CHIEF FINANCIAL OFFICER direct 2004-06-01
BAUER CAPTAIN & JOHNSON, INC. CFO direct 2004-06-01
BAUER CAPTAIN & JOHNSON, INC. CHIEF COMPLIANCE OFFICER direct 2005-01-01
YOUNG, JUSTIN, MICHAEL CHIEF EXECUTIVE OFFICER 09/01/2013 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BAUER CAPTAIN & JOHNSON, INC. CHIEF EXECUTIVE OFFICER direct 2013-09-01
SHEA, THOMAS, EDWARD CHIEF COMPLIANCE OFFICER 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAUER CAPTAIN & JOHNSON, INC. CHIEF COMPLIANCE OFFICER direct 2017-04-01
AHC ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 2017-03-01
BIMSON, BENJAMIN, RYAN MEMBER 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BCJ CAPITAL MANAGEMENT, LLC MEMBER direct 2018-01-01

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