BEIRNE WEALTH CONSULTING SERVICES, LLC

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Beirne Wealth Consulting Services is based out of Shelton. Beirne Wealth Consulting Services is a large advisory firm with 550 clients and discretionary assets under management (AUM) of $354,425,321 (Form ADV from 2019-02-01). Their last reported 13F filing for Q1 2019 included $127,286,000 in managed 13F securities and a top 10 holdings concentration of 22.96%. Beirne Wealth Consulting Services's largest holding is First Trust Enhanced Short Maturity ETF with shares held of 68,046. Whalewisdom has at least 2 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $127.286 Million
  • Prior Market Value $117.531 Million
  • New Purchases25 stocks
  • Additional Purchases59 stocks
  • Sold out of17 stocks
  • Reduced holdings in91 stocks
  • Top 10 Holdings % 22.96 %
  • Turnover % [1]:22.46%
  • Turnover Alt % [2]: 12.20 %
  • Time Held Top20:0.90 quarters
  • Time Held Top10:0.70 quarters
  • Time Held All:0.87 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 3.58%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

BEIRNE WEALTH CONSULTING SERVICES, LLC
3 ENTERPRISE DRIVE SUITE 410
SHELTON CT    06484
Country: United States

Business Phone: 203-701-8606
Fax: 203-701-8607
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 14
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 32,085,500
Total Number of Clients: 550
Amount of client funds and securities by related persons: 437,023
Total Number of clients from related persons: 1
Disclosures:
Data above was derived from SEC filings.

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BEIRNE WEALTH CONSULTING SERVICES, LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
BEIRNE, JOHN, ANTHONY MANAGING DIRECTOR, CIO AND FOUNDING PARTNER 02/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
BW CONSULTING, LLC MANAGING MEMBER direct 2012-01-01
BEIRNE WEALTH CONSULTING SERVICES, LLC MANAGING DIRECTOR direct 2013-02-01
GARNTO, ELIZABETH CHIEF COMPLIANCE OFFICER 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BEIRNE WEALTH CONSULTING SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2018-05-01
BEIRNE, JOHN-OLIVER PRESIDENT 06/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BW CONSULTING, LLC MANAGING MEMBER direct 2012-01-01
BEIRNE WEALTH CONSULTING SERVICES, LLC MANAGING DIRECTOR direct 2013-02-01
BEIRNE, JOHN-OLIVER MANAGING DIRECTOR 02/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
BW CONSULTING, LLC MANAGING MEMBER direct 2012-01-01
BEIRNE WEALTH CONSULTING SERVICES, LLC MANAGING DIRECTOR direct 2013-02-01
THE JOHN OLIVER BEIRNE 2012 TRUST OWNER 07/01/2018 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BEIRNE WEALTH CONSULTING SERVICES, LLC OWNER direct 2018-07-01
THE EVAN A. BEIRNE 2012 TRUST OWNER 07/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BEIRNE WEALTH CONSULTING SERVICES, LLC OWNER direct 2018-07-01
BEIRNE, JOHN-OLIVER TRUSTEE THE JOHN OLIVER BEIRNE 2012 TRUST 12/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
BW CONSULTING, LLC MANAGING MEMBER direct 2012-01-01
BEIRNE WEALTH CONSULTING SERVICES, LLC MANAGING DIRECTOR direct 2013-02-01
BARKER, JOHN, JOSEPH TRUSTEE THE JOHN OLIVER BEIRNE 2012 TRUST 12/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
BEIRNE WEALTH CONSULTING SERVICES, LLC TRUSTEE indirect 2012-12-01
BEIRNE WEALTH CONSULTING SERVICES, LLC TRUSTEE indirect 2012-12-01
BARKER, JOHN, JOSEPH TRUSTEE THE EVAN A. BEIRNE 2012 TRUST 12/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
BEIRNE WEALTH CONSULTING SERVICES, LLC TRUSTEE indirect 2012-12-01
BEIRNE WEALTH CONSULTING SERVICES, LLC TRUSTEE indirect 2012-12-01
beirne, evan TRUSTEE THE EVAN A. BEIRNE 2012 TRUST 12/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
BEIRNE WEALTH CONSULTING SERVICES, LLC TRUSTEE indirect 2012-12-01

BEIRNE WEALTH CONSULTING SERVICES, LLC

ownership team - last updated 2018-06-21
Name Title Start Date Direct/Indirect % Ownership
FOCUS OPERATING, LLC MEMBER (MANAGER) 02/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
GW & WADE, LLC MEMBER (MANAGER) indirect 2007-01-01
GW & WADE, LLC MEMBER direct 2007-09-01
GW & WADE, LLC MEMBER (MANAGER) direct 2007-09-01
RESNICK INVESTMENT ADVISORS, LLC MEMBER direct 2006-06-01
GELLER ADVISORY GROUP, LLC MEMBER direct 2006-01-01
SENTINEL PENSION ADVISORS INC MEMBER direct 2007-01-01
WESPAC ADVISORS, LLC MEMBER direct 2008-07-01
SCS CAPITAL MANAGEMENT LLC MEMBER (MANAGER) direct 2017-07-01
STRATEGIC POINT INVESTMENT ADVISORS LLC MEMBER direct 2006-01-01
STRATEGIC POINT INVESTMENT ADVISORS LLC MEMBER indirect 2006-01-01
STRATEGIC POINT INVESTMENT ADVISORS LLC MEMBER indirect 2006-01-01
FOUNDERS FINANCIAL NETWORK, LLC MEMBER direct 2006-12-01
CAPITAL ADVISORY GROUP, LLC MEMBER (MANAGER) direct 2006-01-01
CAG ACQUISITION, LLC MEMBER direct 2006-01-01
CAG ACQUISITION, LLC MANAGING MEMBER direct 2006-01-01
HOYLECOHEN, LLC MEMBER direct 2006-05-01
HOYLECOHEN, LLC MEMBER (MANAGER) direct 2006-05-01
BAM ADVISOR SERVICES, LLC MEMBER (MANAGER) direct 2007-02-01
BAM ADVISOR SERVICES, LLC MEMBER direct 2007-02-01
BUCKINGHAM ASSET MANAGEMENT, LLC MEMBER (MANAGER) direct 2007-02-01
BUCKINGHAM ASSET MANAGEMENT, LLC MEMBER direct 2007-02-01
BFSG, LLC MEMBER direct 2007-03-01
POWERS CAPITAL INVESTMENTS, INC. MEMBER direct 2016-01-01
JFS WEALTH ADVISORS, LLC MEMBER direct 2007-08-01
ATLAS PRIVATE WEALTH MANAGEMENT, LLC MEMBER (MANAGER) direct 2007-09-01
DION MONEY MANAGEMENT LLC MEMBER direct 2007-09-01
LARA, SHULL & MAY, LLC 100 % OWNER direct 2007-10-01
LARA, SHULL & MAY, LLC MEMBER direct 2007-10-01
WESPAC ADVISORS, LLC MEMBER direct 2008-07-01
JOEL ISAACSON & CO., LLC MEMBER (MANAGER) direct 2009-11-01
LLBH PRIVATE WEALTH MANAGEMENT, LLC MEMBER direct 2009-12-01
LLBH PRIVATE WEALTH MANAGEMENT, LLC MEMBER (MANAGER) direct 2009-12-01
BRIDGEWATER WEALTH & FINANCIAL MANAGEMENT, LLC MEMBER (MANAGER) direct 2010-01-01
PETTINGA FINANCIAL ADVISORS, LLC MEMBER (MANAGER) direct 2010-12-01
PETTINGA FINANCIAL ADVISORS, LLC MEMBER(MANAGER) direct 2010-12-01
PETTINGA FINANCIAL ADVISORS, LLC MEMBER direct 2010-12-01
THE COLONY GROUP, LLC MEMBER direct 2011-10-01
THE COLONY GROUP, LLC MEMBER (MANAGER) direct 2011-10-01
HUFFORD ADVISORS, LLC MEMBER (MANAGER) direct 2011-09-01
LVW ADVISORS, LLC MANAGING MEMBER direct 2011-10-01
LVW ADVISORS, LLC MEMBER (MANAGER) direct 2011-10-01
SAPIENT PRIVATE WEALTH MANAGEMENT SERVICES, LLC MEMBER (MANAGER) direct 2011-09-01
SAPIENT PRIVATE WEALTH MANAGEMENT SERVICES, LLC SOLE MEMBER (MANAGER) direct 2011-09-01
SAPIENT PRIVATE WEALTH MANAGEMENT SERVICES, LLC MEMBER direct 2011-09-01
VESTOR CAPITAL, LLC MEMBER direct 2012-10-01
MERRIMAN WEALTH MANAGEMENT, LLC MEMBER direct 2012-12-01
MERRIMAN WEALTH MANAGEMENT, LLC MEMBER (MANAGER) direct 2012-12-01
THE PORTFOLIO STRATEGY GROUP, LLC MEMBER (MANAGER) direct 2012-12-01
THE PORTFOLIO STRATEGY GROUP, LLC MEMBER (CONTROLLING) direct 2012-12-01
THE PORTFOLIO STRATEGY GROUP, LLC MEMBER (MANAGING) direct 2012-12-01
BEIRNE WEALTH CONSULTING SERVICES, LLC MEMBER direct 2013-02-01
BEIRNE WEALTH CONSULTING SERVICES, LLC MEMBER (MANAGER) direct 2013-02-01
TELEMUS CAPITAL, LLC MEMBER direct 2013-08-01
LAFLEUR & GODFREY LLC MEMBER (MANAGER) direct 2013-08-01
LAFLEUR & GODFREY LLC MEMBER direct 2013-08-01
STRATEGIC WEALTH PARTNERS GROUP, LLC MEMBER (MANAGER) direct 2014-11-01
INSTITUTIONAL AND FAMILY ASSET MANAGEMENT, LLC MEMBER (MANAGER) direct 2015-02-01
DORCHESTER WEALTH MANAGEMENT COMPANY MEMBER (MANAGER) indirect 2015-04-01
THE FIDUCIARY GROUP, LLC MEMBER (MANAGER) direct 2015-04-01
QUADRANT PRIVATE WEALTH MANAGEMENT, LLC MEMBER (MANAGER) direct 2015-07-01
RELATIVE VALUE PARTNERS GROUP, LLC MEMBER (MANAGER) direct 2015-07-01
FORT PITT CAPITAL GROUP, LLC MEMBER/MANAGER direct 2015-10-01
FORT PITT CAPITAL GROUP, LLC MEMBER direct 2015-10-01
PATTON ALBERTSON MILLER GROUP, LLC MEMBER direct 2015-10-01
KOVITZ INVESTMENT GROUP PARTNERS, LLC MEMBER/MANAGER direct 2016-01-01
DOUGLAS LANE & ASSOCIATES, LLC MEMBER (MANAGER) direct 2016-01-01
CARNICK & KUBIK GROUP, LLC MEMBER direct 2016-04-01
WADDELL & ASSOCIATES, LLC MEMBER direct 2016-04-01
GYL FINANCIAL SYNERGIES, LLC MEMBER (MANAGER) direct 2016-08-01
OREN ADVISORS, LLC MEMBER (MANAGER) direct 2016-10-01
CRESTWOOD ADVISORS GROUP, LLC MEMBER (MANAGER) direct 2017-01-01
ONE CHARLES PRIVATE WEALTH SERVICES, LLC MEMBER (MANAGER) direct 2016-12-01
ONE CHARLES PRIVATE WEALTH SERVICES, LLC MEMBER (MANAGER) direct 2017-02-01
BORDEAUX WEALTH ADVISORS LLC MEMBER (MANAGER) direct 2017-03-01
LAKE STREET ADVISORS GROUP, LLC MEMBER (MANAGER) direct 2017-04-01
BROWNLIE & BRADEN ADVISORS, LLC MEMBER (MANAGER) direct 2016-12-01
ETON ADVISORS GROUP, LLC MEMBER (MANAGER) direct 2017-09-01
BEIRNE, JOHN, ANTHONY MANAGING DIRECTOR 02/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
BW CONSULTING, LLC MANAGING MEMBER direct 2012-01-01
BEIRNE WEALTH CONSULTING SERVICES, LLC MANAGING DIRECTOR direct 2013-02-01
GARNTO, ELIZABETH CHIEF COMPLIANCE OFFICER 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BEIRNE WEALTH CONSULTING SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2018-05-01
BEIRNE, JOHN-OLIVER PRESIDENT 06/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BW CONSULTING, LLC MANAGING MEMBER direct 2012-01-01
BEIRNE WEALTH CONSULTING SERVICES, LLC MANAGING DIRECTOR direct 2013-02-01
BEIRNE, JOHN-OLIVER MANAGING DIRECTOR 02/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
BW CONSULTING, LLC MANAGING MEMBER direct 2012-01-01
BEIRNE WEALTH CONSULTING SERVICES, LLC MANAGING DIRECTOR direct 2013-02-01
FOCUS FINANCIAL PARTNERS, LLC MEMBER FOCUS OPERATING, LLC 01/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BEIRNE WEALTH CONSULTING SERVICES, LLC MEMBER indirect 2007-01-01
BEIRNE WEALTH CONSULTING SERVICES, LLC MEMBER indirect 2007-09-01
QUADRANT PRIVATE WEALTH MANAGEMENT, LLC MEMBER indirect 2007-01-01
TRIDENT FFP, L.P. MEMBER FOCUS FINANCIAL PARTNERS, LLC 07/01/2017 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
GW & WADE, LLC MEMBER indirect 2017-07-01
RESNICK INVESTMENT ADVISORS, LLC MEMBER indirect 2017-07-01
SENTINEL PENSION ADVISORS INC MEMBER indirect 2017-07-01
SCS CAPITAL MANAGEMENT LLC MEMBER indirect 2017-07-01
STRATEGIC POINT INVESTMENT ADVISORS LLC MEMBER indirect 2017-07-01
HOYLECOHEN, LLC MEMBER indirect 2017-07-01
BAM ADVISOR SERVICES, LLC MEMBER indirect 2017-07-01
BUCKINGHAM ASSET MANAGEMENT, LLC MEMBER indirect 2017-07-01
BFSG, LLC MEMBER indirect 2017-07-01
JFS WEALTH ADVISORS, LLC MEMBER indirect 2017-07-01
ATLAS PRIVATE WEALTH MANAGEMENT, LLC MEMBER indirect 2017-07-01
LARA, MAY & ASSOCIATES, LLC MEMBER indirect 2017-07-01
WESPAC ADVISORS, LLC MEMBER indirect 2017-07-01
JOEL ISAACSON & CO., LLC MEMBER indirect 2017-07-01
LLBH PRIVATE WEALTH MANAGEMENT, LLC MEMBER indirect 2017-07-01
BRIDGEWATER WEALTH & FINANCIAL MANAGEMENT, LLC MEMBER indirect 2017-07-01
PETTINGA FINANCIAL ADVISORS, LLC MEMBER indirect 2017-07-01
THE COLONY GROUP, LLC MEMBER indirect 2017-07-01
LVW ADVISORS, LLC MEMBER indirect 2017-07-01
SAPIENT PRIVATE WEALTH MANAGEMENT SERVICES, LLC MEMBER indirect 2017-07-01
VESTOR CAPITAL, LLC MEMBER indirect 2017-07-01
MERRIMAN WEALTH MANAGEMENT, LLC MEMBER indirect 2017-07-01
THE PORTFOLIO STRATEGY GROUP, LLC MEMBER indirect 2017-07-01
BEIRNE WEALTH CONSULTING SERVICES, LLC MEMBER indirect 2017-07-01
TELEMUS CAPITAL, LLC MEMBER indirect 2017-07-01
LAFLEUR & GODFREY LLC MEMBER indirect 2017-07-01
SUMMIT FINANCIAL WEALTH ADVISORS, LLC MEMBER indirect 2017-07-01
GRATUS CAPITAL, LLC MEMBER indirect 2017-07-01
STRATEGIC WEALTH PARTNERS GROUP, LLC MEMBER indirect 2017-07-01
INSTITUTIONAL AND FAMILY ASSET MANAGEMENT, LLC MEMBER indirect 2017-07-01
DORCHESTER WEALTH MANAGEMENT COMPANY MEMBER direct 2017-07-01
DORCHESTER WEALTH MANAGEMENT COMPANY MEMBER indirect 2017-07-01
THE FIDUCIARY GROUP, LLC MEMBER indirect 2017-07-01
QUADRANT PRIVATE WEALTH MANAGEMENT, LLC MEMBER indirect 2017-07-01
RELATIVE VALUE PARTNERS GROUP, LLC MEMBER indirect 2017-07-01
FORT PITT CAPITAL GROUP, LLC MEMBER indirect 2017-07-01
PATTON ALBERTSON MILLER GROUP, LLC MEMBER indirect 2017-07-01
KOVITZ INVESTMENT GROUP PARTNERS, LLC MEMBER indirect 2017-07-01
DOUGLAS LANE & ASSOCIATES, LLC MEMBER indirect 2017-07-01
CARNICK & KUBIK GROUP, LLC MEMBER indirect 2017-07-01
WADDELL & ASSOCIATES, LLC MEMBER indirect 2017-07-01
GYL FINANCIAL SYNERGIES, LLC MEMBER indirect 2017-07-01
GYL FINANCIAL SYNERGIES, LLC MEMBER indirect 2017-07-01
XML FINANCIAL, LLC MEMBER indirect 2017-07-01
CRESTWOOD ADVISORS GROUP, LLC MEMBER indirect 2017-07-01
ONE CHARLES PRIVATE WEALTH SERVICES, LLC MEMBER indirect 2017-07-01
CFO4LIFE GROUP, LLC MEMBER indirect 2017-07-01
BORDEAUX WEALTH ADVISORS LLC MEMBER indirect 2017-07-01
LAKE STREET ADVISORS GROUP, LLC MEMBER indirect 2017-07-01
BROWNLIE & BRADEN ADVISORS, LLC MEMBER indirect 2017-07-01
ETON ADVISORS GROUP, LLC MEMBER indirect 2017-07-01
TRIDENT FFP BLOCKER, LLC LIMITED PARTNER TRIDENT FFP, L.P. 05/01/2017 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LVW ADVISORS, LLC LIMITED PARTNER indirect 2017-05-01
SAPIENT PRIVATE WEALTH MANAGEMENT SERVICES, LLC LIMITED PARTNER indirect 2017-05-01
VESTOR CAPITAL, LLC LIMITED PARTNER indirect 2017-05-01
THE PORTFOLIO STRATEGY GROUP, LLC LIMITED PARTNER indirect 2017-05-01
BEIRNE WEALTH CONSULTING SERVICES, LLC LIMITED PARTNER indirect 2017-05-01
TELEMUS CAPITAL, LLC LIMITED PARTNER indirect 2017-05-01
LAFLEUR & GODFREY LLC LIMITED PARTNER indirect 2017-05-01
SUMMIT FINANCIAL WEALTH ADVISORS, LLC LIMITED PARTNER indirect 2017-05-01
GRATUS CAPITAL, LLC LIMITED PARTNER indirect 2017-05-01
STRATEGIC WEALTH PARTNERS GROUP, LLC LIMITED PARTNER indirect 2017-05-01
INSTITUTIONAL AND FAMILY ASSET MANAGEMENT, LLC LIMITED PARTNER indirect 2017-05-01
DORCHESTER WEALTH MANAGEMENT COMPANY LIMITED PARTNER indirect 2017-05-01
DORCHESTER WEALTH MANAGEMENT COMPANY LIMITED PARTNER direct 2017-05-01
THE FIDUCIARY GROUP, LLC LIMITED PARTNER indirect 2017-05-01
QUADRANT PRIVATE WEALTH MANAGEMENT, LLC LIMITED PARTNER indirect 2017-05-01
RELATIVE VALUE PARTNERS GROUP, LLC LIMITED PARTNER indirect 2017-05-01
FORT PITT CAPITAL GROUP, LLC LIMITED PARTNER indirect 2017-05-01
PATTON ALBERTSON MILLER GROUP, LLC LIMITED PARTNER indirect 2017-05-01
KOVITZ INVESTMENT GROUP PARTNERS, LLC LIMITED PARTNER indirect 2017-05-01
DOUGLAS LANE & ASSOCIATES, LLC LIMITED PARTNER indirect 2017-05-01
CARNICK & KUBIK GROUP, LLC LIMITED PARTNER indirect 2017-05-01
WADDELL & ASSOCIATES, LLC LIMITED PARTNER indirect 2017-05-01
GYL FINANCIAL SYNERGIES, LLC LIMITED PARTNER indirect 2017-05-01
XML FINANCIAL, LLC LIMITED PARTNER indirect 2017-05-01
CRESTWOOD ADVISORS GROUP, LLC LIMITED PARTNER indirect 2017-05-01
ONE CHARLES PRIVATE WEALTH SERVICES, LLC LIMITED PARTNER indirect 2017-05-01
CFO4LIFE GROUP, LLC LIMITED PARTNER indirect 2017-05-01
BORDEAUX WEALTH ADVISORS LLC LIMITED PARTNER indirect 2017-05-01
LAKE STREET ADVISORS GROUP, LLC LIMITED PARTNERS indirect 2017-05-01
BROWNLIE & BRADEN ADVISORS, LLC LIMITED PARTNER, LANTERN MANAGEMENT HOLDINGS, LP indirect 2017-05-01
ETON ADVISORS GROUP, LLC LIMITED PARTNER indirect 2017-05-01
GW & WADE, LLC LIMITED PARTNER indirect 2017-05-01
RESNICK INVESTMENT ADVISORS, LLC LIMITED PARTNER indirect 2017-05-01
SENTINEL PENSION ADVISORS INC LIMITED PARTNER indirect 2017-05-01
SCS CAPITAL MANAGEMENT LLC LIMITED PARTNER indirect 2017-05-01
STRATEGIC POINT INVESTMENT ADVISORS LLC LIMITED PARTNER indirect 2017-05-01
HOYLECOHEN, LLC LIMITED PARTNER indirect 2017-05-01
BAM ADVISOR SERVICES, LLC LIMITED PARTNER indirect 2017-05-01
BUCKINGHAM ASSET MANAGEMENT, LLC LIMITED PARTNER indirect 2017-05-01
BFSG, LLC LIMITED PARTNER indirect 2017-05-01
JFS WEALTH ADVISORS, LLC LIMITED PARTNER indirect 2017-05-01
ATLAS PRIVATE WEALTH MANAGEMENT, LLC LIMITED PARTNER indirect 2017-05-01
LARA, MAY & ASSOCIATES, LLC LIMITED PARTNER indirect 2017-05-01
WESPAC ADVISORS, LLC LIMITED PARTNER indirect 2017-05-01
JOEL ISAACSON & CO., LLC LIMITED PARTNER indirect 2017-05-01
LLBH PRIVATE WEALTH MANAGEMENT, LLC LIMITED PARTNER indirect 2017-05-01
BRIDGEWATER WEALTH & FINANCIAL MANAGEMENT, LLC LIMITED PARTNER indirect 2017-05-01
PETTINGA FINANCIAL ADVISORS, LLC LIMITED PARTNER indirect 2017-05-01
THE COLONY GROUP, LLC LIMITED PARTNER indirect 2017-05-01
TRIDENT VI, L.P. LIMITED PARTNER TRIDENT FFP, L.P. 05/01/2017 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
PROVISE MANAGEMENT GROUP, LLC LIMITED PARTNER indirect 2016-06-01
GW & WADE, LLC LIMITED PARTNER indirect 2017-05-01
RESNICK INVESTMENT ADVISORS, LLC LIMITED PARTNER indirect 2017-05-01
SENTINEL PENSION ADVISORS INC LIMITED PARTNER indirect 2017-05-01
BEACON RETIREMENT PLANNING SERVICES INC. LIMITED PARTNER indirect 2016-06-01
SCS CAPITAL MANAGEMENT LLC LIMITED PARTNER indirect 2017-05-01
STRATEGIC POINT INVESTMENT ADVISORS LLC LIMITED PARTNER indirect 2017-05-01
HOYLECOHEN, LLC LIMITED PARTNER indirect 2017-05-01
BAM ADVISOR SERVICES, LLC LIMITED PARTNER indirect 2017-05-01
BUCKINGHAM ASSET MANAGEMENT, LLC LIMITED PARTNER indirect 2017-05-01
BFSG, LLC LIMITED PARTNER indirect 2017-05-01
JFS WEALTH ADVISORS, LLC LIMITED PARTNER indirect 2017-05-01
ATLAS PRIVATE WEALTH MANAGEMENT, LLC LIMITED PARTNER indirect 2017-05-01
LARA, MAY & ASSOCIATES, LLC LIMITED PARTNER indirect 2017-05-01
WESPAC ADVISORS, LLC LIMITED PARTNER indirect 2017-05-01
KESTRA INSTITUTIONAL SERVICES, LLC LIMITED PARTNER indirect 2016-06-01
JOEL ISAACSON & CO., LLC LIMITED PARTNER indirect 2017-05-01
LLBH PRIVATE WEALTH MANAGEMENT, LLC LIMITED PARTNER indirect 2017-05-01
BRIDGEWATER WEALTH & FINANCIAL MANAGEMENT, LLC LIMITED PARTNER indirect 2017-05-01
KESTRA PRIVATE WEALTH SERVICES, LLC LIMITED PARTNER indirect 2016-06-01
PETTINGA FINANCIAL ADVISORS, LLC LIMITED PARTNER indirect 2017-05-01
THE COLONY GROUP, LLC LIMITED PARTNER indirect 2017-05-01
LVW ADVISORS, LLC LIMITED PARTNER indirect 2017-05-01
SAPIENT PRIVATE WEALTH MANAGEMENT SERVICES, LLC LIMITED PARTNER indirect 2017-05-01
FORMATION CAPITAL, LLC LIMITED PARTNER indirect 2016-04-01
BROADSTONE REAL ESTATE, LLC MANAGING MEMBER indirect 2015-07-01
VESTOR CAPITAL, LLC LIMITED PARTNER indirect 2017-05-01
MERRIMAN WEALTH MANAGEMENT, LLC LIMITED PARTNER indirect 2017-05-01
THE PORTFOLIO STRATEGY GROUP, LLC LIMITED PARTNER indirect 2017-05-01
BEIRNE WEALTH CONSULTING SERVICES, LLC LIMITED PARTNER indirect 2017-05-01
TELEMUS CAPITAL, LLC LIMITED PARTNER indirect 2017-05-01
LAFLEUR & GODFREY LLC LIMITED PARTNER indirect 2017-05-01
SUMMIT FINANCIAL WEALTH ADVISORS, LLC LIMITED PARTNER indirect 2017-05-01
GRATUS CAPITAL, LLC LIMITED PARTNER indirect 2017-05-01
STRATEGIC WEALTH PARTNERS GROUP, LLC LIMITED PARTNER indirect 2017-05-01
INSTITUTIONAL AND FAMILY ASSET MANAGEMENT, LLC LIMITED PARTNER indirect 2017-05-01
DORCHESTER WEALTH MANAGEMENT COMPANY LIMITED PARTNER direct 2017-05-01
DORCHESTER WEALTH MANAGEMENT COMPANY LIMITED PARTNER indirect 2017-05-01
THE FIDUCIARY GROUP, LLC LIMITED PARTNER indirect 2017-05-01
QUADRANT PRIVATE WEALTH MANAGEMENT, LLC LIMITED PARTNER indirect 2017-05-01
RELATIVE VALUE PARTNERS GROUP, LLC LIMITED PARTNER indirect 2017-05-01
FORT PITT CAPITAL GROUP, LLC LIMITED PARTNER indirect 2017-05-01
PATTON ALBERTSON MILLER GROUP, LLC PARTNER indirect 2017-05-01
PATTON ALBERTSON MILLER GROUP, LLC LIMITED PARTNER indirect 2017-05-01
BROADSTONE ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2015-07-01
KOVITZ INVESTMENT GROUP PARTNERS, LLC LIMITED PARTNER indirect 2017-05-01
DOUGLAS LANE & ASSOCIATES, LLC LIMITED PARTNER indirect 2017-05-01
KESTRA ADVISORY SERVICES, LLC LIMITED PARTNER indirect 2016-06-01
CARNICK & KUBIK GROUP, LLC LIMITED PARTNER indirect 2017-05-01
WADDELL & ASSOCIATES, LLC LIMITED PARTNER indirect 2017-05-01
GYL FINANCIAL SYNERGIES, LLC LIMITED PARTNER indirect 2017-05-01
XML FINANCIAL, LLC LIMITED PARTNER indirect 2017-05-01
CROSS OCEAN PARTNERS MANAGEMENT LP MANAGING MEMBER indirect 2016-02-01
CRESTWOOD ADVISORS GROUP, LLC LIMITED indirect 2017-05-01
CRESTWOOD ADVISORS GROUP, LLC PARTNER indirect 2017-05-01
ONE CHARLES PRIVATE WEALTH SERVICES, LLC LIMITED PARTNER indirect 2017-05-01
CFO4LIFE GROUP, LLC LIMITED PARTNER indirect 2017-05-01
BORDEAUX WEALTH ADVISORS LLC LIMITED PARTNER indirect 2017-05-01
LAKE STREET ADVISORS GROUP, LLC LIMITED indirect 2017-05-01
LAKE STREET ADVISORS GROUP, LLC LIMITED indirect 2017-05-01
BROWNLIE & BRADEN ADVISORS, LLC LIMITED PARTNER indirect 2017-05-01
ETON ADVISORS GROUP, LLC LIMITED PARTNER indirect 2017-05-01
TRIDENT VI PARALLEL FUND, L.P. MEMBER TRIDENT FFP BLOCKER, LLC 04/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PROVISE MANAGEMENT GROUP, LLC LIMITED PARTNER indirect 2016-06-01
GW & WADE, LLC MEMBER indirect 2017-04-01
RESNICK INVESTMENT ADVISORS, LLC MEMBER indirect 2017-04-01
SENTINEL PENSION ADVISORS INC MEMBER indirect 2017-04-01
BEACON RETIREMENT PLANNING SERVICES INC. LIMITED PARTNER indirect 2016-06-01
SCS CAPITAL MANAGEMENT LLC MEMBER indirect 2017-04-01
STRATEGIC POINT INVESTMENT ADVISORS LLC MEMBER indirect 2017-04-01
HOYLECOHEN, LLC MEMBER indirect 2017-04-01
BAM ADVISOR SERVICES, LLC MEMBER indirect 2017-04-01
BUCKINGHAM ASSET MANAGEMENT, LLC MEMBER indirect 2017-04-01
BFSG, LLC MEMBER indirect 2017-04-01
JFS WEALTH ADVISORS, LLC MEMBER indirect 2017-04-01
ATLAS PRIVATE WEALTH MANAGEMENT, LLC MEMBER indirect 2017-04-01
LARA, MAY & ASSOCIATES, LLC MEMBER indirect 2017-04-01
WESPAC ADVISORS, LLC MEMBER indirect 2017-04-01
KESTRA INSTITUTIONAL SERVICES, LLC LIMITED PARTNER indirect 2016-06-01
JOEL ISAACSON & CO., LLC MEMBER indirect 2017-04-01
LLBH PRIVATE WEALTH MANAGEMENT, LLC MEMBER indirect 2017-04-01
BRIDGEWATER WEALTH & FINANCIAL MANAGEMENT, LLC MEMBER indirect 2017-04-01
KESTRA PRIVATE WEALTH SERVICES, LLC LIMITED PARTNER indirect 2016-06-01
PETTINGA FINANCIAL ADVISORS, LLC MEMBER indirect 2017-04-01
THE COLONY GROUP, LLC MEMBER indirect 2017-04-01
LVW ADVISORS, LLC MEMBER indirect 2017-04-01
SAPIENT PRIVATE WEALTH MANAGEMENT SERVICES, LLC MEMBER indirect 2017-04-01
VESTOR CAPITAL, LLC MEMBER indirect 2017-04-01
MERRIMAN WEALTH MANAGEMENT, LLC MEMBER indirect 2017-04-01
THE PORTFOLIO STRATEGY GROUP, LLC MEMBER indirect 2017-04-01
BEIRNE WEALTH CONSULTING SERVICES, LLC MEMBER indirect 2017-04-01
TELEMUS CAPITAL, LLC MEMBER indirect 2017-04-01
LAFLEUR & GODFREY LLC MEMBER indirect 2017-04-01
SUMMIT FINANCIAL WEALTH ADVISORS, LLC MEMBER indirect 2017-04-01
GRATUS CAPITAL, LLC MEMBER indirect 2017-04-01
STRATEGIC WEALTH PARTNERS GROUP, LLC MEMBER indirect 2017-04-01
INSTITUTIONAL AND FAMILY ASSET MANAGEMENT, LLC MEMBER indirect 2017-04-01
DORCHESTER WEALTH MANAGEMENT COMPANY MEMBER indirect 2017-04-01
DORCHESTER WEALTH MANAGEMENT COMPANY MEMBER direct 2017-04-01
THE FIDUCIARY GROUP, LLC MEMBER indirect 2017-04-01
QUADRANT PRIVATE WEALTH MANAGEMENT, LLC MEMBER indirect 2017-04-01
RELATIVE VALUE PARTNERS GROUP, LLC MEMBER indirect 2017-04-01
FORT PITT CAPITAL GROUP, LLC MEMBER indirect 2017-04-01
PATTON ALBERTSON MILLER GROUP, LLC MEMBER indirect 2017-04-01
KOVITZ INVESTMENT GROUP PARTNERS, LLC MEMBER indirect 2017-04-01
DOUGLAS LANE & ASSOCIATES, LLC MEMBER indirect 2017-04-01
KESTRA ADVISORY SERVICES, LLC LIMITED PARTNER indirect 2016-06-01
CARNICK & KUBIK GROUP, LLC MEMBER indirect 2017-04-01
WADDELL & ASSOCIATES, LLC MEMBER indirect 2017-04-01
GYL FINANCIAL SYNERGIES, LLC MEMBER indirect 2017-04-01
XML FINANCIAL, LLC MEMBER indirect 2017-04-01
CROSS OCEAN PARTNERS MANAGEMENT LP MEMBER indirect 2013-07-01
CRESTWOOD ADVISORS GROUP, LLC MEMBER indirect 2017-04-01
ONE CHARLES PRIVATE WEALTH SERVICES, LLC MEMBER indirect 2017-04-01
CFO4LIFE GROUP, LLC MEMBER indirect 2017-04-01
BORDEAUX WEALTH ADVISORS LLC MEMBER indirect 2017-04-01
LAKE STREET ADVISORS GROUP, LLC MEMBER indirect 2017-04-01
BROWNLIE & BRADEN ADVISORS, LLC MEMBER indirect 2017-04-01
ETON ADVISORS GROUP, LLC MEMBER indirect 2017-04-01

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