BENEFIT STREET PARTNERS LLC

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Benefit Street Partners is based out of New York. Benefit Street Partners is a large advisory firm with 43 clients and discretionary assets under management (AUM) of $23,024,660,982 (Form ADV from 2019-05-24). Their last reported 13F filing for Q2 2019 included $1,097,771,000 in managed 13F securities and a top 10 holdings concentration of 88.05%. Benefit Street Partners's largest holding is SPDR S&P 500 ETF Trust with shares held of 1,604,500. Whalewisdom has at least 12 13F filings, 5 13D filings, 8 13G filings, and 5 Form 4 filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $1.098 Billion
  • Prior Market Value $1.163 Billion
  • New Purchases12 stocks
  • Additional Purchases3 stocks
  • Sold out of7 stocks
  • Reduced holdings in11 stocks
  • Top 10 Holdings % 88.05 %
  • Turnover % [1]:59.38%
  • Turnover Alt % [2]: 27.55 %
  • Time Held Top20:1.85 quarters
  • Time Held Top10:2.40 quarters
  • Time Held All:3.81 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -16.9%
Performance Last 4 Quarters: -41.67%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR/A (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
Benefit Street Credit Alpha Master Fund Ltd.
FRANKLIN RESOURCES INC

View Last Form Adv Compilation Report on Record

BENEFIT STREET PARTNERS L.L.C.
Classified as Hedge Fund
9 WEST 57TH STREET SUITE 4920
NEW YORK NY    10019
Country: United States

Business Phone: 212-588-6770
Fax: 212-588-6769
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 177
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 11,512,900,000
Total Number of Clients: 43
Amount of client funds and securities by related persons: 11,512,900,000
Total Number of clients from related persons: 25
Disclosures:
Data above was derived from SEC filings.

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BENEFIT STREET PARTNERS L.L.C.

ownership team - last updated 2019-05-24
Name Title Start Date Direct/Indirect % Ownership
GAHAN, THOMAS, JAMES CHIEF EXECUTIVE OFFICER 02/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
DEUTSCHE BANK SECURITIES INC. CHIEF EXECUTIVE OFFICER direct 2004-05-01
BDCA ADVISER, LLC SOLE MEMBER indirect 2012-07-01
BDCA ADVISER, LLC CHIEF EXECUTIVE OFFICER direct 2016-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. PRESIDENT direct 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. SOLE MEMBER indirect 2012-07-01
PROVIDENCE EQUITY PARTNERS L.L.C. NON-MANAGING MEMBER OF PROVIDENCE EQUITY PARTNERS L.L.C. direct 2008-09-01
PROVIDENCE EQUITY PARTNERS L.L.C. NON-MANAGING MEMBER direct 2008-09-01
BENEFIT STREET PARTNERS L.L.C. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2011-02-01
BENEFIT STREET PARTNERS L.L.C. CHIEF EXECUTIVE OFFICER direct 2011-02-01
BENEFIT STREET PARTNERS L.L.C. MEMBER AND PRESIDENT direct 2011-02-01
BENEFIT STREET PARTNERS L.L.C. SOLE MEMBER indirect 2012-07-01
MERGANSER CAPITAL MANAGEMENT, LLC SOLE MEMBER indirect 2012-07-01
MERGANSER CAPITAL MANAGEMENT, LLC DIRECTOR direct 2014-05-01
MANLOWE, DAVID, JOSEPH CHIEF OPERATING OFFICER, SECRETARY AND TREASURER 02/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BDCA ADVISER, LLC CHIEF OPERATING OFFICER, SECRETARY AND TREASURER direct 2016-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. CHIEF OPERATING OFFICER direct 2010-10-01
BENEFIT STREET PARTNERS L.L.C. CHIEF OPERATING OFFICER, SECRETARY AND TREASURER direct 2011-02-01
MARTOKEN, BRYAN, ROGER CHIEF FINANCIAL OFFICER 09/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BDCA ADVISER, LLC CHIEF FINANCIAL OFFICER direct 2016-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. CHIEF FINANCIAL OFFICER direct 2012-09-01
BENEFIT STREET PARTNERS L.L.C. CHIEF FINANCIAL OFFICER direct 2012-09-01
MCMILLAN, ALEXANDER, HOWE CHIEF COMPLIANCE OFFICER 09/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOEB PARTNERS CORPORATION VICE PRESIDENT, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2009-02-01
LOEB PARTNERS MANAGEMENT INC VICE PRESIDENT, SECRETARY AND CHIEF COMPLIANCE OFFICER direct 2009-02-01
LOEB ARBITRAGE MANAGEMENT LLC VICE PRESIDENT, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2009-02-01
LOEB OFFSHORE MANAGEMENT LP VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY direct 2009-02-01
LOEB OFFSHORE MANAGEMENT LP VICE PRESIDENT, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2009-02-01
CARL M. LOEB ADVISORY PARTNERS L.P. CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL AND SECRETARY direct 2009-12-01
BDCA ADVISER, LLC CHIEF COMPLIANCE OFFICER direct 2016-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. CHIEF COMPLIANCE OFFICER direct 2012-09-01
BENEFIT STREET PARTNERS L.L.C. CHIEF COMPLIANCE OFFICER direct 2012-09-01
BYRNE, RICHARD, JAN PRESIDENT 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
DEUTSCHE BANK SECURITIES INC. CHIEF EXECUTIVE OFFICER direct 2008-04-01
DEUTSCHE BANK SECURITIES INC. CHIEF EXECUTIVE OFFICER/PRESIDENT direct 2008-04-01
BDCA ADVISER, LLC PRESIDENT direct 2016-11-01
BENEFIT STREET PARTNERS L.L.C. PRESIDENT direct 2013-04-01
FRANKLIN RESOURCES, INC. SOLE MEMBER 02/01/2019 Direct 75% or more
Fund Name Position direct/indirect start date end date
FRANKLIN TEMPLETON PORTFOLIO ADVISORS, INC. STOCKHOLDER direct 1978-03-01
FRANKLIN ADVISERS, INC. SHAREHOLDER direct 1978-03-01
TEMPLETON GLOBAL ADVISORS LIMITED PARENT CORPORATION indirect 1992-10-01
FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LTD. PARENT CORPORATION indirect 1992-10-01
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC. SHAREHOLDER indirect 1992-10-01
HOLOWESKO PARTNERS LTD. PARENT indirect 1992-10-01
FRANKLIN TEMPLETON INVESTMENTS (ME) LIMITED PARENT CORPORATION OF TEMPLETON WORLDWIDE, INC. indirect 1992-10-01
TEMPLETON ASSET MANAGEMENT LTD. SHAREHOLDER indirect 1992-10-01
FRANKLIN TEMPLETON INVESTMENTS CORP. SHAREHOLDER indirect 1992-10-01
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED SHAREHOLDER indirect 1993-03-01
FRANKLIN TEMPLETON ASSET MANAGEMENT (INDIA) PRIVATE LIMITED PARENT CORPORATION OF TEMPLETON WORLDWIDE, INC. indirect 1995-10-01
FRANKLIN TEMPLETON INVESTMENTS JAPAN LTD. PARENT CORPORATION OF TWI indirect 1996-09-01
FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT CO., LTD. SHAREHOLDER indirect 1997-01-01
FRANKLIN TEMPLETON ALTERNATIVE STRATEGIES, LLC PARENT CORPORATION OF TWI: 100% indirect 1999-04-01
FRANKLIN ADVISORY SERVICES, LLC PARENT CORPORATION OF FTDI: 100% indirect 1999-04-01
FRANKLIN MUTUAL ADVISERS, LLC PARENT CORPORATION OF FTDI: 100% indirect 1999-04-01
TEMPLETON INVESTMENT COUNSEL, LLC PARENT CORPORATION OF TWI:100% indirect 2001-01-01
FIDUCIARY TRUST INTERNATIONAL LTD SHAREHOLDER indirect 2001-04-01
FIDUCIARY INVESTMENT MGMT INTL INC SHAREHOLDER indirect 2001-04-01
FIDUCIARY INTERNATIONAL INC SHAREHOLDER indirect 2001-04-01
FRANKLIN TEMPLETON INVESTIMENTOS (BRASIL) LTDA. PARENT CORPORATION OF TWI indirect 2001-07-01
FT ALPHAPARITY, LLC MEMBER indirect 2001-10-01
DARBY OVERSEAS PARTNERS, LP SHAREHOLDER indirect 2003-07-01
FRANKLIN INVESTMENT ADVISORY SERVICES, INC. PARENT CORPORATION OF FTDI indirect 2004-09-01
K2/D&S MANAGEMENT CO., L.L.C. PARENT ORGANIZATION: 100% indirect 2012-10-01
K2 ADVISORS, L.L.C. PARENT ORGANIZATION: 100% indirect 2012-10-01
FRANKLIN TEMPLETON INSTITUTIONAL, LLC MEMBER direct 2012-10-01
FRANKLIN ADVISERS, INC. STOCKHOLDER direct 1978-03-01 2000-11-11
TEMPLETON ASSET MANAGEMENT LTD. PARENT CORPORATION OF TWI:100% indirect 1999-04-01 2001-08-17
FRANKLIN INVESTMENT ADVISORY SERVICES, INC. PARENT CORPORATION direct 1996-05-01 2004-06-25
FRANKLIN MANAGEMENT, INC. STOCKHOLDER direct 1992-10-01 2004-12-17
FRANKLIN TEMPLETON ASSET STRATEGIES, LLC PARENT CORPORATION OF TWI: 100% indirect 2003-05-01 2004-12-18
FRANKLIN TEMPLETON ASSET MANAGEMENT (INDIA) PRIVATE LIMITED PARENT CORPORATION OF TWI - 100% indirect 1995-10-01 2008-09-25
FRANKLIN TEMPLETON ASSET MANAGEMENT (INDIA) PRIVATE LIMITED PARENT CORPORATION OF TWI indirect 1995-10-01 2011-12-23
FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT CO., LTD. PARENT CORPORATION OF TWI indirect 1997-01-01 2012-06-28
FTI INSTITUTIONAL, LLC PARENT CORPORATION OF FTDI: 100% indirect 2001-10-01 2012-06-29
PELAGOS CAPITAL MANAGEMENT, LLC PARENT CORPORATION OF FTDI: 100% indirect 2001-10-01 2013-03-22
FRANKLIN ADVISORY SERVICES, LLC PARENT CORPORATION OF FTDI: 100% indirect 1999-04-01 2015-03-17
FRANKLIN MUTUAL ADVISERS, LLC PARENT CORPORATION OF FTDI: 100% indirect 1999-04-01 2015-04-08
FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT CO., LTD. PARENT CORPORATION OF TWI indirect 1997-01-01 2015-04-09
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED PARENT CORPORATION OF TWI: 100% indirect 1993-03-01 2015-04-23
FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT CO., LTD. PARENT CORPORATION OF TWW indirect 1997-01-01 2016-06-22
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED PARENT CORPORATION OF TWW: 100% indirect 1993-03-01 2016-12-23
FRANKLIN TEMPLETON INSTITUTIONAL, LLC PARENT CORPORATION OF REGISTRANT: 100% direct 2012-10-01 2016-12-23
FRANKLIN TEMPLETON INVESTMENTS CORP. PARENT CORPORATION OF TWI: 100% indirect 1992-10-01 2017-03-02
FRANKLIN ADVISERS, INC. PARENT CORPORATION OF REGISTRANT: 100% direct 1978-03-01 2017-03-09
PELAGOS CAPITAL MANAGEMENT, LLC PARENT CORPORATION OF FTILLC: 100% indirect 2001-10-01 2017-03-28
TEMPLETON ASSET MANAGEMENT LTD. PARENT CORPORATION OF TWI:100% indirect 1992-10-01 2017-04-21

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BENEFIT STREET PARTNERS CLO XVI, LTD. Cayman Islands 805-6337358100 Securitized Asset Fund 647,478,478 0
BSP SPECIAL SITUATIONS MASTER A L.P. United States 805-7174117207 Hedge Fund 770,053,000 5,000,000 Master Fund
BENEFIT STREET PARTNERS CLO I, LTD. Cayman Islands 805-1191641343 Securitized Asset Fund 1,715,091 250,000
BENEFIT STREET PARTNERS CAPITAL OPPORTUNITY FUND L.P. United States 805-7488077315 Hedge Fund 323,493,754 150,000,000
BENEFIT STREET PARTNERS CLO V-B, LTD. Cayman Islands 805-4189744560 Securitized Asset Fund 489,675,999 0
BENEFIT STREET PARTNERS CLO III LTD. Cayman Islands 805-2315445492 Securitized Asset Fund 489,398,651 0
BENEFIT STREET PARTNERS CLO XI, LTD. Cayman Islands 805-2047095655 Securitized Asset Fund 598,216,962 0
BENEFIT STREET PARTNERS SMA-T L.P. United States 805-6851683315 Hedge Fund 756,238,795 450,000,000
BENEFIT STREET CREDIT ALPHA MASTER FUND LTD. Cayman Islands 805-6929660185 Hedge Fund 2,772,760,000 1,000,000 Master Fund
BENEFIT STREET PARTNERS CLO IV LTD. Cayman Islands 805-1427853839 Securitized Asset Fund 491,341,799 0
BENEFIT STREET PARTNERS SENIOR SECURED OPPORTUNITIES MASTER FUND (NON-US) L.P. Cayman Islands 805-5540535185 Hedge Fund 500,895,986 10,000,000 Master Fund
BENEFIT STREET PARTNERS CLO IX, LTD. Cayman Islands 805-6446314559 Securitized Asset Fund 395,619,891 0
BENEFIT STREET PARTNERS DEBT FUND IV L.P. United States 805-7375386999 Hedge Fund 1,646,835,197 10,000,000
BENEFIT STREET PARTNERS CLO VIII, LTD. Cayman Islands 805-1221236804 Securitized Asset Fund 556,287,812 0
BENEFIT STREET PARTNERS CLO II, LTD. Cayman Islands 805-4794841337 Securitized Asset Fund 486,825,085 0
BENEFIT STREET PARTNERS DEBT FUND IV MASTER (NON-US) L.P. Cayman Islands 805-7980804156 Hedge Fund 1,616,558,695 10,000,000 Master Fund
BENEFIT STREET PARTNERS CLO XII, LTD. Cayman Islands 805-6319019966 Securitized Asset Fund 695,882,278 0
LANDMARK WALL SMA L.P. United States 805-6263899208 Hedge Fund 549,443,000 1,000,000 Master Fund
BSP SPECIAL SITUATIONS MASTER B L.P. United States 805-7431752233 Hedge Fund 23,675,000 5,000,000 Master Fund
BENEFIT STREET PARTNERS SENIOR SECURED OPPORTUNITIES FUND L.P. United States 805-5039762526 Hedge Fund 433,674,832 10,000,000
PROVIDENCE DEBT FUND III L.P. United States 805-4206151359 Hedge Fund 1,720,341,791 10,000,000
PROVIDENCE DEBT FUND III MASTER (NON-US) L.P. Cayman Islands 805-5757524508 Hedge Fund 925,854,421 10,000,000 Master Fund
HAMPSHIRE CREDIT ALPHA MASTER FUND L.P. Cayman Islands 805-6886840293 Hedge Fund 494,884,000 100,000 Master Fund
BENEFIT STREET PARTNERS SENIOR SECURED OPPORTUNITIES (U) MASTER FUND (NON-US) L.P. United States 805-9861386852 Hedge Fund 16,424,412 10,000,000 Master Fund
BENEFIT STREET PARTNERS SMA-C II L.P. United States 805-8984017027 Hedge Fund 215,678,708 200,000,000
BENEFIT STREET PARTNERS CAPITAL OPPORTUNITY FUND II L.P. United States 805-8030925289 Hedge Fund 275,869,161 150,000,000
BENEFIT STREET PARTNERS CLO XV, LTD. Cayman Islands 805-8707286325 Securitized Asset Fund 504,294,576 0
BSP CLO SMA I MASTER FUND L.P. Cayman Islands 805-5751090062 Hedge Fund 63,273,750 160,000,000 Master Fund
BENEFIT STREET PARTNERS CLO XIV, LTD. Cayman Islands 805-2431132612 Securitized Asset Fund 524,846,688 0
BENEFIT STREET PARTNERS SMA LM L.P. United States 805-9315664271 Hedge Fund 268,782,598 150,000,000
BENEFIT STREET PARTNERS SMA-K L.P. United States 805-3513295921 Hedge Fund 191,817,320 50,000,000
BENEFIT STREET PARTNERS CML SMA 1 L.L.C. United States 805-1673570186 Real Estate Fund 39,444,929 0
BENEFIT STREET PARTNERS CLO X, LTD. Cayman Islands 805-7394974323 Securitized Asset Fund 499,753,151 0
BENEFIT STREET PARTNERS RE FR K-31 L.P. United States 805-1356947697 Real Estate Fund 40,231,030 10,000,000
BENEFIT STREET PARTNERS CLO V LTD. Cayman Islands 805-4836651347 Securitized Asset Fund 2,682,078 0
BENEFIT STREET PARTNERS CLO VI, LTD. Cayman Islands 805-9254819480 Securitized Asset Fund 622,794,198 0
BENEFIT STREET PARTNERS CLO VII, LTD. Cayman Islands 805-8208052325 Securitized Asset Fund 493,276,719 0
BENEFIT STREET PARTNERS SMA-C L.P. United States 805-5940289850 Hedge Fund 270,057,939 150,000,000

BENEFIT STREET PARTNERS L.L.C.

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
GAHAN, THOMAS, JAMES CHIEF EXECUTIVE OFFICER 02/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
DEUTSCHE BANK SECURITIES INC. CHIEF EXECUTIVE OFFICER direct 2004-05-01
BDCA ADVISER, LLC SOLE MEMBER indirect 2012-07-01
BDCA ADVISER, LLC CHIEF EXECUTIVE OFFICER direct 2016-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. PRESIDENT direct 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. SOLE MEMBER indirect 2012-07-01
PROVIDENCE EQUITY PARTNERS L.L.C. NON-MANAGING MEMBER OF PROVIDENCE EQUITY PARTNERS L.L.C. direct 2008-09-01
PROVIDENCE EQUITY PARTNERS L.L.C. NON-MANAGING MEMBER direct 2008-09-01
BENEFIT STREET PARTNERS L.L.C. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2011-02-01
BENEFIT STREET PARTNERS L.L.C. CHIEF EXECUTIVE OFFICER direct 2011-02-01
BENEFIT STREET PARTNERS L.L.C. MEMBER AND PRESIDENT direct 2011-02-01
BENEFIT STREET PARTNERS L.L.C. SOLE MEMBER indirect 2012-07-01
MERGANSER CAPITAL MANAGEMENT, LLC SOLE MEMBER indirect 2012-07-01
MERGANSER CAPITAL MANAGEMENT, LLC DIRECTOR direct 2014-05-01
MANLOWE, DAVID, JOSEPH CHIEF OPERATING OFFICER, SECRETARY AND TREASURER 02/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BDCA ADVISER, LLC CHIEF OPERATING OFFICER, SECRETARY AND TREASURER direct 2016-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. CHIEF OPERATING OFFICER direct 2010-10-01
BENEFIT STREET PARTNERS L.L.C. CHIEF OPERATING OFFICER, SECRETARY AND TREASURER direct 2011-02-01
MARTOKEN, BRYAN, ROGER CHIEF FINANCIAL OFFICER 09/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BDCA ADVISER, LLC CHIEF FINANCIAL OFFICER direct 2016-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. CHIEF FINANCIAL OFFICER direct 2012-09-01
BENEFIT STREET PARTNERS L.L.C. CHIEF FINANCIAL OFFICER direct 2012-09-01
MCMILLAN, ALEXANDER, HOWE CHIEF COMPLIANCE OFFICER 09/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOEB PARTNERS CORPORATION VICE PRESIDENT, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2009-02-01
LOEB PARTNERS MANAGEMENT INC VICE PRESIDENT, SECRETARY AND CHIEF COMPLIANCE OFFICER direct 2009-02-01
LOEB ARBITRAGE MANAGEMENT LLC VICE PRESIDENT, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2009-02-01
LOEB OFFSHORE MANAGEMENT LP VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY direct 2009-02-01
LOEB OFFSHORE MANAGEMENT LP VICE PRESIDENT, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2009-02-01
CARL M. LOEB ADVISORY PARTNERS L.P. CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL AND SECRETARY direct 2009-12-01
BDCA ADVISER, LLC CHIEF COMPLIANCE OFFICER direct 2016-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. CHIEF COMPLIANCE OFFICER direct 2012-09-01
BENEFIT STREET PARTNERS L.L.C. CHIEF COMPLIANCE OFFICER direct 2012-09-01
BYRNE, RICHARD, JAN PRESIDENT 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
DEUTSCHE BANK SECURITIES INC. CHIEF EXECUTIVE OFFICER direct 2008-04-01
DEUTSCHE BANK SECURITIES INC. CHIEF EXECUTIVE OFFICER/PRESIDENT direct 2008-04-01
BDCA ADVISER, LLC PRESIDENT direct 2016-11-01
BENEFIT STREET PARTNERS L.L.C. PRESIDENT direct 2013-04-01
FRANKLIN RESOURCES, INC. SOLE MEMBER 02/01/2019 Direct 75% or more
Fund Name Position direct/indirect start date end date
FRANKLIN TEMPLETON PORTFOLIO ADVISORS, INC. STOCKHOLDER direct 1978-03-01
FRANKLIN ADVISERS, INC. SHAREHOLDER direct 1978-03-01
TEMPLETON GLOBAL ADVISORS LIMITED PARENT CORPORATION indirect 1992-10-01
FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LTD. PARENT CORPORATION indirect 1992-10-01
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC. SHAREHOLDER indirect 1992-10-01
HOLOWESKO PARTNERS LTD. PARENT indirect 1992-10-01
FRANKLIN TEMPLETON INVESTMENTS (ME) LIMITED PARENT CORPORATION OF TEMPLETON WORLDWIDE, INC. indirect 1992-10-01
TEMPLETON ASSET MANAGEMENT LTD. SHAREHOLDER indirect 1992-10-01
FRANKLIN TEMPLETON INVESTMENTS CORP. SHAREHOLDER indirect 1992-10-01
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED SHAREHOLDER indirect 1993-03-01
FRANKLIN TEMPLETON ASSET MANAGEMENT (INDIA) PRIVATE LIMITED PARENT CORPORATION OF TEMPLETON WORLDWIDE, INC. indirect 1995-10-01
FRANKLIN TEMPLETON INVESTMENTS JAPAN LTD. PARENT CORPORATION OF TWI indirect 1996-09-01
FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT CO., LTD. SHAREHOLDER indirect 1997-01-01
FRANKLIN TEMPLETON ALTERNATIVE STRATEGIES, LLC PARENT CORPORATION OF TWI: 100% indirect 1999-04-01
FRANKLIN ADVISORY SERVICES, LLC PARENT CORPORATION OF FTDI: 100% indirect 1999-04-01
FRANKLIN MUTUAL ADVISERS, LLC PARENT CORPORATION OF FTDI: 100% indirect 1999-04-01
TEMPLETON INVESTMENT COUNSEL, LLC PARENT CORPORATION OF TWI:100% indirect 2001-01-01
FIDUCIARY TRUST INTERNATIONAL LTD SHAREHOLDER indirect 2001-04-01
FIDUCIARY INVESTMENT MGMT INTL INC SHAREHOLDER indirect 2001-04-01
FIDUCIARY INTERNATIONAL INC SHAREHOLDER indirect 2001-04-01
FRANKLIN TEMPLETON INVESTIMENTOS (BRASIL) LTDA. PARENT CORPORATION OF TWI indirect 2001-07-01
FT ALPHAPARITY, LLC MEMBER indirect 2001-10-01
DARBY OVERSEAS PARTNERS, LP SHAREHOLDER indirect 2003-07-01
FRANKLIN INVESTMENT ADVISORY SERVICES, INC. PARENT CORPORATION OF FTDI indirect 2004-09-01
K2/D&S MANAGEMENT CO., L.L.C. PARENT ORGANIZATION: 100% indirect 2012-10-01
K2 ADVISORS, L.L.C. PARENT ORGANIZATION: 100% indirect 2012-10-01
FRANKLIN TEMPLETON INSTITUTIONAL, LLC MEMBER direct 2012-10-01
FRANKLIN ADVISERS, INC. STOCKHOLDER direct 1978-03-01 2000-11-11
TEMPLETON ASSET MANAGEMENT LTD. PARENT CORPORATION OF TWI:100% indirect 1999-04-01 2001-08-17
FRANKLIN INVESTMENT ADVISORY SERVICES, INC. PARENT CORPORATION direct 1996-05-01 2004-06-25
FRANKLIN MANAGEMENT, INC. STOCKHOLDER direct 1992-10-01 2004-12-17
FRANKLIN TEMPLETON ASSET STRATEGIES, LLC PARENT CORPORATION OF TWI: 100% indirect 2003-05-01 2004-12-18
FRANKLIN TEMPLETON ASSET MANAGEMENT (INDIA) PRIVATE LIMITED PARENT CORPORATION OF TWI - 100% indirect 1995-10-01 2008-09-25
FRANKLIN TEMPLETON ASSET MANAGEMENT (INDIA) PRIVATE LIMITED PARENT CORPORATION OF TWI indirect 1995-10-01 2011-12-23
FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT CO., LTD. PARENT CORPORATION OF TWI indirect 1997-01-01 2012-06-28
FTI INSTITUTIONAL, LLC PARENT CORPORATION OF FTDI: 100% indirect 2001-10-01 2012-06-29
PELAGOS CAPITAL MANAGEMENT, LLC PARENT CORPORATION OF FTDI: 100% indirect 2001-10-01 2013-03-22
FRANKLIN ADVISORY SERVICES, LLC PARENT CORPORATION OF FTDI: 100% indirect 1999-04-01 2015-03-17
FRANKLIN MUTUAL ADVISERS, LLC PARENT CORPORATION OF FTDI: 100% indirect 1999-04-01 2015-04-08
FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT CO., LTD. PARENT CORPORATION OF TWI indirect 1997-01-01 2015-04-09
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED PARENT CORPORATION OF TWI: 100% indirect 1993-03-01 2015-04-23
FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT CO., LTD. PARENT CORPORATION OF TWW indirect 1997-01-01 2016-06-22
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED PARENT CORPORATION OF TWW: 100% indirect 1993-03-01 2016-12-23
FRANKLIN TEMPLETON INSTITUTIONAL, LLC PARENT CORPORATION OF REGISTRANT: 100% direct 2012-10-01 2016-12-23
FRANKLIN TEMPLETON INVESTMENTS CORP. PARENT CORPORATION OF TWI: 100% indirect 1992-10-01 2017-03-02
FRANKLIN ADVISERS, INC. PARENT CORPORATION OF REGISTRANT: 100% direct 1978-03-01 2017-03-09
PELAGOS CAPITAL MANAGEMENT, LLC PARENT CORPORATION OF FTILLC: 100% indirect 2001-10-01 2017-03-28
TEMPLETON ASSET MANAGEMENT LTD. PARENT CORPORATION OF TWI:100% indirect 1992-10-01 2017-04-21

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BENEFIT STREET PARTNERS CLO XVI, LTD. Cayman Islands 805-6337358100 Securitized Asset Fund 647,478,478 0
BSP SPECIAL SITUATIONS MASTER A L.P. United States 805-7174117207 Hedge Fund 770,053,000 5,000,000 Master Fund
BENEFIT STREET PARTNERS CLO I, LTD. Cayman Islands 805-1191641343 Securitized Asset Fund 1,715,091 250,000
BENEFIT STREET PARTNERS CAPITAL OPPORTUNITY FUND L.P. United States 805-7488077315 Hedge Fund 323,493,754 150,000,000
BENEFIT STREET PARTNERS CLO V-B, LTD. Cayman Islands 805-4189744560 Securitized Asset Fund 489,675,999 0
BENEFIT STREET PARTNERS CLO III LTD. Cayman Islands 805-2315445492 Securitized Asset Fund 489,398,651 0
BENEFIT STREET PARTNERS CLO XI, LTD. Cayman Islands 805-2047095655 Securitized Asset Fund 598,216,962 0
BENEFIT STREET PARTNERS SMA-T L.P. United States 805-6851683315 Hedge Fund 756,238,795 450,000,000
BENEFIT STREET CREDIT ALPHA MASTER FUND LTD. Cayman Islands 805-6929660185 Hedge Fund 2,772,760,000 1,000,000 Master Fund
BENEFIT STREET PARTNERS CLO IV LTD. Cayman Islands 805-1427853839 Securitized Asset Fund 491,341,799 0
BENEFIT STREET PARTNERS SENIOR SECURED OPPORTUNITIES MASTER FUND (NON-US) L.P. Cayman Islands 805-5540535185 Hedge Fund 500,895,986 10,000,000 Master Fund
BENEFIT STREET PARTNERS CLO IX, LTD. Cayman Islands 805-6446314559 Securitized Asset Fund 395,619,891 0
BENEFIT STREET PARTNERS DEBT FUND IV L.P. United States 805-7375386999 Hedge Fund 1,646,835,197 10,000,000
BENEFIT STREET PARTNERS CLO VIII, LTD. Cayman Islands 805-1221236804 Securitized Asset Fund 556,287,812 0
BENEFIT STREET PARTNERS CLO II, LTD. Cayman Islands 805-4794841337 Securitized Asset Fund 486,825,085 0
BENEFIT STREET PARTNERS DEBT FUND IV MASTER (NON-US) L.P. Cayman Islands 805-7980804156 Hedge Fund 1,616,558,695 10,000,000 Master Fund
BENEFIT STREET PARTNERS CLO XII, LTD. Cayman Islands 805-6319019966 Securitized Asset Fund 695,882,278 0
LANDMARK WALL SMA L.P. United States 805-6263899208 Hedge Fund 549,443,000 1,000,000 Master Fund
BSP SPECIAL SITUATIONS MASTER B L.P. United States 805-7431752233 Hedge Fund 23,675,000 5,000,000 Master Fund
BENEFIT STREET PARTNERS SENIOR SECURED OPPORTUNITIES FUND L.P. United States 805-5039762526 Hedge Fund 433,674,832 10,000,000
PROVIDENCE DEBT FUND III L.P. United States 805-4206151359 Hedge Fund 1,720,341,791 10,000,000
PROVIDENCE DEBT FUND III MASTER (NON-US) L.P. Cayman Islands 805-5757524508 Hedge Fund 925,854,421 10,000,000 Master Fund
HAMPSHIRE CREDIT ALPHA MASTER FUND L.P. Cayman Islands 805-6886840293 Hedge Fund 494,884,000 100,000 Master Fund
BENEFIT STREET PARTNERS SENIOR SECURED OPPORTUNITIES (U) MASTER FUND (NON-US) L.P. United States 805-9861386852 Hedge Fund 16,424,412 10,000,000 Master Fund
BENEFIT STREET PARTNERS CAPITAL OPPORTUNITY FUND II L.P. United States 805-8030925289 Hedge Fund 275,869,161 150,000,000
BENEFIT STREET PARTNERS CLO XV, LTD. Cayman Islands 805-8707286325 Securitized Asset Fund 504,294,576 0
BSP CLO SMA I MASTER FUND L.P. Cayman Islands 805-5751090062 Hedge Fund 63,273,750 160,000,000 Master Fund
BENEFIT STREET PARTNERS SMA-C II L.P. United States 805-8984017027 Hedge Fund 215,678,708 200,000,000
BENEFIT STREET PARTNERS CLO XIV, LTD. Cayman Islands 805-2431132612 Securitized Asset Fund 524,846,688 0
BENEFIT STREET PARTNERS SMA LM L.P. United States 805-9315664271 Hedge Fund 268,782,598 150,000,000
BENEFIT STREET PARTNERS SMA-K L.P. United States 805-3513295921 Hedge Fund 191,817,320 50,000,000
BENEFIT STREET PARTNERS CML SMA 1 L.L.C. United States 805-1673570186 Real Estate Fund 39,444,929 0
BENEFIT STREET PARTNERS CLO X, LTD. Cayman Islands 805-7394974323 Securitized Asset Fund 499,753,151 0
BENEFIT STREET PARTNERS RE FR K-31 L.P. United States 805-1356947697 Real Estate Fund 40,231,030 10,000,000
BENEFIT STREET PARTNERS CLO V LTD. Cayman Islands 805-4836651347 Securitized Asset Fund 2,682,078 0
BENEFIT STREET PARTNERS CLO VI, LTD. Cayman Islands 805-9254819480 Securitized Asset Fund 622,794,198 0
BENEFIT STREET PARTNERS CLO VII, LTD. Cayman Islands 805-8208052325 Securitized Asset Fund 493,276,719 0
BENEFIT STREET PARTNERS SMA-C L.P. United States 805-5940289850 Hedge Fund 270,057,939 150,000,000

BENEFIT STREET PARTNERS L.L.C.

ownership team - last updated 2018-11-27
Name Title Start Date Direct/Indirect % Ownership
GAHAN, THOMAS, JAMES CHIEF EXECUTIVE OFFICER 02/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
DEUTSCHE BANK SECURITIES INC. CHIEF EXECUTIVE OFFICER direct 2004-05-01
BDCA ADVISER, LLC SOLE MEMBER indirect 2012-07-01
BDCA ADVISER, LLC CHIEF EXECUTIVE OFFICER direct 2016-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. PRESIDENT direct 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. SOLE MEMBER indirect 2012-07-01
PROVIDENCE EQUITY PARTNERS L.L.C. NON-MANAGING MEMBER OF PROVIDENCE EQUITY PARTNERS L.L.C. direct 2008-09-01
PROVIDENCE EQUITY PARTNERS L.L.C. NON-MANAGING MEMBER direct 2008-09-01
BENEFIT STREET PARTNERS L.L.C. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2011-02-01
BENEFIT STREET PARTNERS L.L.C. CHIEF EXECUTIVE OFFICER direct 2011-02-01
BENEFIT STREET PARTNERS L.L.C. MEMBER AND PRESIDENT direct 2011-02-01
BENEFIT STREET PARTNERS L.L.C. SOLE MEMBER indirect 2012-07-01
MERGANSER CAPITAL MANAGEMENT, LLC SOLE MEMBER indirect 2012-07-01
MERGANSER CAPITAL MANAGEMENT, LLC DIRECTOR direct 2014-05-01
MANLOWE, DAVID, JOSEPH CHIEF OPERATING OFFICER, SECRETARY AND TREASURER 02/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BDCA ADVISER, LLC CHIEF OPERATING OFFICER, SECRETARY AND TREASURER direct 2016-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. CHIEF OPERATING OFFICER direct 2010-10-01
BENEFIT STREET PARTNERS L.L.C. CHIEF OPERATING OFFICER, SECRETARY AND TREASURER direct 2011-02-01
BSP HOLDCO, LLC MANAGING MEMBER 07/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BDCA ADVISER, LLC MANAGING MEMBER indirect 2012-07-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. NON-MANAGING MEMBER direct 2012-07-01
BENEFIT STREET PARTNERS L.L.C. MANAGING MEMBER direct 2012-07-01
MERGANSER CAPITAL MANAGEMENT, LLC MEMBER indirect 2014-07-01
MARTOKEN, BRYAN, ROGER CHIEF FINANCIAL OFFICER 09/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BDCA ADVISER, LLC CHIEF FINANCIAL OFFICER direct 2016-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. CHIEF FINANCIAL OFFICER direct 2012-09-01
BENEFIT STREET PARTNERS L.L.C. CHIEF FINANCIAL OFFICER direct 2012-09-01
MCMILLAN, ALEXANDER, HOWE CHIEF COMPLIANCE OFFICER 09/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOEB PARTNERS CORPORATION VICE PRESIDENT, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2009-02-01
LOEB PARTNERS MANAGEMENT INC VICE PRESIDENT, SECRETARY AND CHIEF COMPLIANCE OFFICER direct 2009-02-01
LOEB ARBITRAGE MANAGEMENT LLC VICE PRESIDENT, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2009-02-01
LOEB OFFSHORE MANAGEMENT LP VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY direct 2009-02-01
LOEB OFFSHORE MANAGEMENT LP VICE PRESIDENT, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2009-02-01
CARL M. LOEB ADVISORY PARTNERS L.P. CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL AND SECRETARY direct 2009-12-01
BDCA ADVISER, LLC CHIEF COMPLIANCE OFFICER direct 2016-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. CHIEF COMPLIANCE OFFICER direct 2012-09-01
BENEFIT STREET PARTNERS L.L.C. CHIEF COMPLIANCE OFFICER direct 2012-09-01
BYRNE, RICHARD, JAN PRESIDENT 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
DEUTSCHE BANK SECURITIES INC. CHIEF EXECUTIVE OFFICER direct 2008-04-01
DEUTSCHE BANK SECURITIES INC. CHIEF EXECUTIVE OFFICER/PRESIDENT direct 2008-04-01
BDCA ADVISER, LLC PRESIDENT direct 2016-11-01
BENEFIT STREET PARTNERS L.L.C. PRESIDENT direct 2013-04-01
BENEFIT STREET PARTNERS HOLDINGS, LLC NON-MANAGING MEMBER 10/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
BENEFIT STREET PARTNERS L.L.C. MANAGING MEMBER indirect 2017-08-01
BENEFIT STREET PARTNERS L.L.C. NON-MANAGING MEMBER direct 2018-10-01
BDCA ADVISER, LLC NON-MANAGING MEMBER indirect 2018-10-01
GAHAN, THOMAS, JAMES SOLE MEMBER BSP HOLDCO, LLC 07/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
DEUTSCHE BANK SECURITIES INC. CHIEF EXECUTIVE OFFICER direct 2004-05-01
BDCA ADVISER, LLC SOLE MEMBER indirect 2012-07-01
BDCA ADVISER, LLC CHIEF EXECUTIVE OFFICER direct 2016-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. PRESIDENT direct 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. SOLE MEMBER indirect 2012-07-01
PROVIDENCE EQUITY PARTNERS L.L.C. NON-MANAGING MEMBER OF PROVIDENCE EQUITY PARTNERS L.L.C. direct 2008-09-01
PROVIDENCE EQUITY PARTNERS L.L.C. NON-MANAGING MEMBER direct 2008-09-01
BENEFIT STREET PARTNERS L.L.C. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2011-02-01
BENEFIT STREET PARTNERS L.L.C. CHIEF EXECUTIVE OFFICER direct 2011-02-01
BENEFIT STREET PARTNERS L.L.C. MEMBER AND PRESIDENT direct 2011-02-01
BENEFIT STREET PARTNERS L.L.C. SOLE MEMBER indirect 2012-07-01
MERGANSER CAPITAL MANAGEMENT, LLC SOLE MEMBER indirect 2012-07-01
MERGANSER CAPITAL MANAGEMENT, LLC DIRECTOR direct 2014-05-01
NELSON, JONATHAN, MILTON MEMBER, PRESIDENT AND SENIOR MANAGING DIRECTOR PROVIDENCE EQUITY L.L.C. 04/01/2003 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NEWPORT GLOBAL ADVISORS L.P. DIRECTOR direct 2005-09-01
NEWPORT GLOBAL ADVISORS L.P. SHAREHOLDER indirect 2005-12-01
NEWPORT GLOBAL ADVISORS L.P. SHAREHOLDER indirect 2006-09-01
BDCA ADVISER, LLC MEMBER, PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
BDCA ADVISER, LLC MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER, PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. NON-MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER direct 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 1995-12-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 1998-10-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER, PRESIDENT AND SENIOR MANAGING DIRECTOR OF PROVIDENCE EQUITY L.L.C. direct 2003-04-01
PROVIDENCE EQUITY PARTNERS L.L.C. PRESIDENT AND SENIOR MANAGING DIRECTOR OF PROVIDENCE EQUITY L.L.C. direct 2003-04-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 2004-09-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. PRESIDENT AND CHIEF EXECUTIVE OFFICER OF PROVIDENCE EQUITY PARTNERS L.L.C. direct 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER, PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
BENEFIT STREET PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER direct 2011-02-01
MERGANSER CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2006-11-01
CREAMER, GLENN, MICHAEL MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR PROVIDENCE EQUITY L.L.C. 04/01/2003 Indirect Other
Fund Name Position direct/indirect start date end date
NEWPORT GLOBAL ADVISORS L.P. DIRECTOR direct 2005-09-01
NEWPORT GLOBAL ADVISORS L.P. SHAREHOLDER indirect 2005-12-01
NEWPORT GLOBAL ADVISORS L.P. SHAREHOLDER indirect 2006-09-01
BDCA ADVISER, LLC MEMBER, VICE PRESIDENT AND SENIOR MANAGING MEMBER indirect 2003-04-01
BDCA ADVISER, LLC MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. NON-MANAGING MEMBER AND SENIOR MANAGING DIRECTOR direct 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 1995-12-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 1998-10-01
PROVIDENCE EQUITY PARTNERS L.L.C. VICE PRESIDENT AND SENIOR MANAGING DIRECTOR OF PROVIDENCE EQUITY L.L.C. direct 2003-04-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR OF PROVIDENCE EQUITY L.L.C. direct 2003-04-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 2004-09-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SENIOR MANAGING DIRECTOR AND EXECUTIVE VICE PRESIDENT OF PROVIDENCE EQUITY PARTNERS L.L.C. direct 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SENIOR MANAGING DIRECTOR AND EXECUTIVE VICE PRESIDENT direct 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
BENEFIT STREET PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER indirect 2009-11-01
SALEM, PAUL, JUDE MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR PROVIDENCE EQUITY L.L.C. 04/01/2003 Indirect Other
Fund Name Position direct/indirect start date end date
NEWPORT GLOBAL ADVISORS L.P. DIRECTOR direct 2005-09-01
NEWPORT GLOBAL ADVISORS L.P. SHAREHOLDER indirect 2005-12-01
NEWPORT GLOBAL ADVISORS L.P. SHAREHOLDER indirect 2006-09-01
BDCA ADVISER, LLC MEMBER, VICE PRESIDENT AND SENIOR MANAGING MEMBER indirect 2003-04-01
BDCA ADVISER, LLC MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. NON-MANAGING MEMBER AND SENIOR MANAGING DIRECTOR direct 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 1995-12-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 1998-10-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR OF PROVIDENCE EQUITY L.L.C. direct 2003-04-01
PROVIDENCE EQUITY PARTNERS L.L.C. VICE PRESIDENT AND SENIOR MANAGING DIRECTOR OF PROVIDENCE EQUITY L.L.C. direct 2003-04-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 2004-09-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SENIOR MANAGING DIRECTOR AND EXECUTIVE VICE PRESIDENT OF PROVIDENCE EQUITY PARTNERS L.L.C. direct 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SENIOR MANAGING DIRECTOR AND EXECUTIVE VICE PRESIDENT direct 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
BENEFIT STREET PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER direct 2011-02-01
MERGANSER CAPITAL MANAGEMENT, LLC DIRECTOR direct 2013-10-01
PROVIDENCE MANAGING MEMBER L.L.C. MANAGING MEMBER PROVIDENCE EQUITY L.L.C. 07/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
BDCA ADVISER, LLC MANAGING MEMBER indirect 2009-11-01
BDCA ADVISER, LLC MANAGING MEMBER indirect 2012-07-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MANAGING MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MANAGING MEMBER indirect 2012-07-01
PROVIDENCE EQUITY PARTNERS L.L.C. MANAGING MEMBER indirect 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MANAGING MEMBER OF PROVIDENCE EQUITY L.L.C. direct 2012-07-01
PROVIDENCE EQUITY PARTNERS L.L.C. MANAGING MEMBER OF PROVIDENCE EQUITY PARTNERS L.L.C. direct 2012-07-01
BENEFIT STREET PARTNERS L.L.C. MANAGING MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MANAGING MEMBER indirect 2012-07-01
NELSON, JONATHAN, MILTON MEMBER PROVIDENCE MANAGING MEMBER L.L.C. 11/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NEWPORT GLOBAL ADVISORS L.P. DIRECTOR direct 2005-09-01
NEWPORT GLOBAL ADVISORS L.P. SHAREHOLDER indirect 2005-12-01
NEWPORT GLOBAL ADVISORS L.P. SHAREHOLDER indirect 2006-09-01
BDCA ADVISER, LLC MEMBER, PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
BDCA ADVISER, LLC MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER, PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. NON-MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER direct 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 1995-12-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 1998-10-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER, PRESIDENT AND SENIOR MANAGING DIRECTOR OF PROVIDENCE EQUITY L.L.C. direct 2003-04-01
PROVIDENCE EQUITY PARTNERS L.L.C. PRESIDENT AND SENIOR MANAGING DIRECTOR OF PROVIDENCE EQUITY L.L.C. direct 2003-04-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 2004-09-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. PRESIDENT AND CHIEF EXECUTIVE OFFICER OF PROVIDENCE EQUITY PARTNERS L.L.C. direct 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER, PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
BENEFIT STREET PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER direct 2011-02-01
MERGANSER CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2006-11-01
CREAMER, GLENN, MICHAEL MEMBER PROVIDENCE MANAGING MEMBER L.L.C. 11/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NEWPORT GLOBAL ADVISORS L.P. DIRECTOR direct 2005-09-01
NEWPORT GLOBAL ADVISORS L.P. SHAREHOLDER indirect 2005-12-01
NEWPORT GLOBAL ADVISORS L.P. SHAREHOLDER indirect 2006-09-01
BDCA ADVISER, LLC MEMBER, VICE PRESIDENT AND SENIOR MANAGING MEMBER indirect 2003-04-01
BDCA ADVISER, LLC MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. NON-MANAGING MEMBER AND SENIOR MANAGING DIRECTOR direct 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 1995-12-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 1998-10-01
PROVIDENCE EQUITY PARTNERS L.L.C. VICE PRESIDENT AND SENIOR MANAGING DIRECTOR OF PROVIDENCE EQUITY L.L.C. direct 2003-04-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR OF PROVIDENCE EQUITY L.L.C. direct 2003-04-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 2004-09-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SENIOR MANAGING DIRECTOR AND EXECUTIVE VICE PRESIDENT OF PROVIDENCE EQUITY PARTNERS L.L.C. direct 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SENIOR MANAGING DIRECTOR AND EXECUTIVE VICE PRESIDENT direct 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
BENEFIT STREET PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER indirect 2009-11-01
SALEM, PAUL, JUDE MEMBER PROVIDENCE MANAGING MEMBER L.L.C. 11/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NEWPORT GLOBAL ADVISORS L.P. DIRECTOR direct 2005-09-01
NEWPORT GLOBAL ADVISORS L.P. SHAREHOLDER indirect 2005-12-01
NEWPORT GLOBAL ADVISORS L.P. SHAREHOLDER indirect 2006-09-01
BDCA ADVISER, LLC MEMBER, VICE PRESIDENT AND SENIOR MANAGING MEMBER indirect 2003-04-01
BDCA ADVISER, LLC MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. NON-MANAGING MEMBER AND SENIOR MANAGING DIRECTOR direct 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 1995-12-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 1998-10-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR OF PROVIDENCE EQUITY L.L.C. direct 2003-04-01
PROVIDENCE EQUITY PARTNERS L.L.C. VICE PRESIDENT AND SENIOR MANAGING DIRECTOR OF PROVIDENCE EQUITY L.L.C. direct 2003-04-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 2004-09-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SENIOR MANAGING DIRECTOR AND EXECUTIVE VICE PRESIDENT OF PROVIDENCE EQUITY PARTNERS L.L.C. direct 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SENIOR MANAGING DIRECTOR AND EXECUTIVE VICE PRESIDENT direct 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
BENEFIT STREET PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER direct 2011-02-01
MERGANSER CAPITAL MANAGEMENT, LLC DIRECTOR direct 2013-10-01
BENEFIT STREET PARTNERS L.L.C. MANAGING MEMBER BENEFIT STREET PARTNERCO, LLC 08/01/2017 Indirect Other
Fund Name Position direct/indirect start date end date
BENEFIT STREET PARTNERS L.L.C. MANAGING MEMBER indirect 2017-08-01
BENEFIT STREET PARTNERS L.L.C. NON-MANAGING MEMBER direct 2018-10-01
BDCA ADVISER, LLC NON-MANAGING MEMBER indirect 2018-10-01
PAASCHE, MICHAEL, EUGENE MEMBER BENEFIT STREET PARTNERCO, LLC 10/01/2017 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BENEFIT STREET PARTNERS L.L.C. MEMBER indirect 2017-10-01
BDCA ADVISER, LLC MEMBER indirect 2017-10-01
BSP HOLDCO, LLC MANAGING MEMBER BENEFIT STREET PARTNERS HOLDINGS, LLC 10/01/2018 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BDCA ADVISER, LLC MANAGING MEMBER indirect 2012-07-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. NON-MANAGING MEMBER direct 2012-07-01
BENEFIT STREET PARTNERS L.L.C. MANAGING MEMBER direct 2012-07-01
MERGANSER CAPITAL MANAGEMENT, LLC MEMBER indirect 2014-07-01
PROVIDENCE EQUITY L.L.C. NON-MANAGING MEMBER BENEFIT STREET PARTNERS HOLDINGS, LLC 10/01/2018 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BDCA ADVISER, LLC NON MANAGING MEMBER indirect 2012-07-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MANAGING MEMBER direct 2012-07-01
BENEFIT STREET PARTNERS L.L.C. NON-MANAGING MEMBER direct 2012-07-01
BENEFIT STREET PARTNERCO, LLC NON-MANAGING MEMBER BENEFIT STREET PARTNERS HOLDINGS, LLC 10/01/2018 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BENEFIT STREET PARTNERS L.L.C. NON-MANAGING MEMBER indirect 2018-10-01
BDCA ADVISER, LLC NON-MANAGING MEMBER indirect 2018-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BSP CLO SMA I MASTER FUND L.P. Cayman Islands 805-5751090062 Hedge Fund 63,273,750 160,000,000 Master Fund
BENEFIT STREET PARTNERS SMA-C II L.P. United States 805-8984017027 Hedge Fund 0 200,000,000
BENEFIT STREET PARTNERS CLO XIV, LTD. Cayman Islands 805-2431132612 Securitized Asset Fund 567,841,372 0
BENEFIT STREET PARTNERS SMA-K L.P. United States 805-3513295921 Hedge Fund 151,500,000 50,000,000
BENEFIT STREET PARTNERS CML SMA 1 L.L.C. United States 805-1673570186 Hedge Fund 13,977,133 0
BENEFIT STREET PARTNERS CLO X, LTD. Cayman Islands 805-7394974323 Securitized Asset Fund 510,520,000 0
BENEFIT STREET PARTNERS RE FR K-31 L.P. United States 805-1356947697 Real Estate Fund 67,102,118 10,000,000
BENEFIT STREET PARTNERS CRE CONDUIT COMPANY L.P. United States 805-5856075489 Real Estate Fund 42,588,962 0
BENEFIT STREET PARTNERS CLO V LTD. Cayman Islands 805-4836651347 Securitized Asset Fund 516,000,000 0
BENEFIT STREET PARTNERS CLO VI, LTD. Cayman Islands 805-9254819480 Securitized Asset Fund 646,495,265 0
BENEFIT STREET PARTNERS CLO VII, LTD. Cayman Islands 805-8208052325 Securitized Asset Fund 512,500,000 0
BENEFIT STREET PARTNERS SMA-C L.P. United States 805-5940289850 Hedge Fund 257,017,555 150,000,000
BENEFIT STREET PARTNERS CLO III LTD. Cayman Islands 805-2315445492 Securitized Asset Fund 516,575,000 0
BENEFIT STREET PARTNERS CLO XI, LTD. Cayman Islands 805-2047095655 Securitized Asset Fund 608,100,000 0
BENEFIT STREET PARTNERS SMA-T L.P. United States 805-6851683315 Hedge Fund 500,132,607 450,000,000
BENEFIT STREET CREDIT ALPHA MASTER FUND LTD. Cayman Islands 805-6929660185 Hedge Fund 1,487,410,416 1,000,000 Master Fund
BENEFIT STREET PARTNERS CLO VIII, LTD. Cayman Islands 805-1221236804 Securitized Asset Fund 512,000,000 0
BSP SPECIAL SITUATIONS MASTER A L.P. United States 805-7174117207 Hedge Fund 776,459,363 5,000,000 Master Fund
BENEFIT STREET PARTNERS CLO I, LTD. Cayman Islands 805-1191641343 Securitized Asset Fund 5,157,376 250,000
BENEFIT STREET PARTNERS CAPITAL OPPORTUNITY FUND L.P. United States 805-7488077315 Hedge Fund 324,576,270 150,000,000
BENEFIT STREET PARTNERS CLO II, LTD. Cayman Islands 805-4794841337 Securitized Asset Fund 506,900,000 0
PROVIDENCE DEBT FUND III L.P. United States 805-4206151359 Hedge Fund 1,840,129,256 10,000,000
PROVIDENCE DEBT FUND III MASTER (NON-US) L.P. Cayman Islands 805-5757524508 Hedge Fund 981,621,636 10,000,000 Master Fund
BENEFIT STREET PARTNERS SMA LM L.P. United States 805-9315664271 Hedge Fund 206,379,894 200,000,000
BENEFIT STREET PARTNERS CLO IV LTD. Cayman Islands 805-1427853839 Securitized Asset Fund 512,270,000 0
BENEFIT STREET PARTNERS SENIOR SECURED OPPORTUNITIES MASTER FUND (NON-US) L.P. Cayman Islands 805-5540535185 Hedge Fund 524,657,166 10,000,000 Master Fund
BENEFIT STREET PARTNERS CLO IX, LTD. Cayman Islands 805-6446314559 Securitized Asset Fund 404,400,000 0
BENEFIT STREET PARTNERS DEBT FUND IV L.P. United States 805-7375386999 Hedge Fund 1,338,095,627 10,000,000
BENEFIT STREET PARTNERS DEBT FUND IV MASTER (NON-US) L.P. Cayman Islands 805-7980804156 Hedge Fund 1,321,341,176 10,000,000 Master Fund
BENEFIT STREET PARTNERS CLO XII, LTD. Cayman Islands 805-6319019966 Securitized Asset Fund 712,900,000 0
LANDMARK WALL SMA L.P. United States 805-6263899208 Hedge Fund 457,022,841 1,000,000 Master Fund
BSP SPECIAL SITUATIONS MASTER B L.P. United States 805-7431752233 Hedge Fund 8,844,301 5,000,000 Master Fund
BENEFIT STREET PARTNERS SENIOR SECURED OPPORTUNITIES FUND L.P. United States 805-5039762526 Hedge Fund 375,299,641 10,000,000
HAMPSHIRE CREDIT ALPHA MASTER FUND L.P. Cayman Islands 805-6886840293 Hedge Fund 162,389,196 100,000 Master Fund
BENEFIT STREET PARTNERS SENIOR SECURED OPPORTUNITIES (U) MASTER FUND (NON-US) L.P. United States 805-9861386852 Hedge Fund 20,917,209 10,000,000 Master Fund
BENEFIT STREET PARTNERS CAPITAL OPPORTUNITY FUND II L.P. United States 805-8030925289 Hedge Fund 217,046,491 150,000,000
BENEFIT STREET PARTNERS CLO XV, LTD. Cayman Islands 805-8707286325 Securitized Asset Fund 588,087,839 0
BENEFIT STREET PARTNERS CLO V-B, LTD. Cayman Islands 805-4189744560 Securitized Asset Fund 539,025,142 0

BENEFIT STREET PARTNERS L.L.C.

ownership team - last updated 2017-08-22
Name Title Start Date Direct/Indirect % Ownership
BYRNE, RICHARD, JAN PRESIDENT 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
DEUTSCHE BANK SECURITIES INC. CHIEF EXECUTIVE OFFICER direct 2008-04-01
DEUTSCHE BANK SECURITIES INC. CHIEF EXECUTIVE OFFICER/PRESIDENT direct 2008-04-01
BDCA ADVISER, LLC PRESIDENT direct 2016-11-01
BENEFIT STREET PARTNERS L.L.C. PRESIDENT direct 2013-04-01
MCMILLAN, ALEXANDER, HOWE CHIEF COMPLIANCE OFFICER 09/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOEB PARTNERS CORPORATION VICE PRESIDENT, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2009-02-01
LOEB PARTNERS MANAGEMENT INC VICE PRESIDENT, SECRETARY AND CHIEF COMPLIANCE OFFICER direct 2009-02-01
LOEB ARBITRAGE MANAGEMENT LLC VICE PRESIDENT, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2009-02-01
LOEB OFFSHORE MANAGEMENT LP VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY direct 2009-02-01
LOEB OFFSHORE MANAGEMENT LP VICE PRESIDENT, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2009-02-01
CARL M. LOEB ADVISORY PARTNERS L.P. CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL AND SECRETARY direct 2009-12-01
BDCA ADVISER, LLC CHIEF COMPLIANCE OFFICER direct 2016-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. CHIEF COMPLIANCE OFFICER direct 2012-09-01
BENEFIT STREET PARTNERS L.L.C. CHIEF COMPLIANCE OFFICER direct 2012-09-01
MARTOKEN, BRYAN, ROGER CHIEF FINANCIAL OFFICER 09/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BDCA ADVISER, LLC CHIEF FINANCIAL OFFICER direct 2016-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. CHIEF FINANCIAL OFFICER direct 2012-09-01
BENEFIT STREET PARTNERS L.L.C. CHIEF FINANCIAL OFFICER direct 2012-09-01
PROVIDENCE EQUITY L.L.C. NON-MANAGING MEMBER 07/01/2012 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BDCA ADVISER, LLC NON MANAGING MEMBER indirect 2012-07-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MANAGING MEMBER direct 2012-07-01
BENEFIT STREET PARTNERS L.L.C. NON-MANAGING MEMBER direct 2012-07-01
BSP HOLDCO, LLC MANAGING MEMBER 07/01/2012 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BDCA ADVISER, LLC MANAGING MEMBER indirect 2012-07-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. NON-MANAGING MEMBER direct 2012-07-01
BENEFIT STREET PARTNERS L.L.C. MANAGING MEMBER direct 2012-07-01
MERGANSER CAPITAL MANAGEMENT, LLC MEMBER indirect 2014-07-01
MANLOWE, DAVID, JOSEPH CHIEF OPERATING OFFICER, SECRETARY AND TREASURER 02/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BDCA ADVISER, LLC CHIEF OPERATING OFFICER, SECRETARY AND TREASURER direct 2016-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. CHIEF OPERATING OFFICER direct 2010-10-01
BENEFIT STREET PARTNERS L.L.C. CHIEF OPERATING OFFICER, SECRETARY AND TREASURER direct 2011-02-01
GAHAN, THOMAS, JAMES CHIEF EXECUTIVE OFFICER 02/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
DEUTSCHE BANK SECURITIES INC. CHIEF EXECUTIVE OFFICER direct 2004-05-01
BDCA ADVISER, LLC SOLE MEMBER indirect 2012-07-01
BDCA ADVISER, LLC CHIEF EXECUTIVE OFFICER direct 2016-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. PRESIDENT direct 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. SOLE MEMBER indirect 2012-07-01
PROVIDENCE EQUITY PARTNERS L.L.C. NON-MANAGING MEMBER OF PROVIDENCE EQUITY PARTNERS L.L.C. direct 2008-09-01
PROVIDENCE EQUITY PARTNERS L.L.C. NON-MANAGING MEMBER direct 2008-09-01
BENEFIT STREET PARTNERS L.L.C. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2011-02-01
BENEFIT STREET PARTNERS L.L.C. CHIEF EXECUTIVE OFFICER direct 2011-02-01
BENEFIT STREET PARTNERS L.L.C. MEMBER AND PRESIDENT direct 2011-02-01
BENEFIT STREET PARTNERS L.L.C. SOLE MEMBER indirect 2012-07-01
MERGANSER CAPITAL MANAGEMENT, LLC SOLE MEMBER indirect 2012-07-01
MERGANSER CAPITAL MANAGEMENT, LLC DIRECTOR direct 2014-05-01
PROVIDENCE MANAGING MEMBER L.L.C. MANAGING MEMBER PROVIDENCE EQUITY GLOBAL GROUP L.L.C. 11/01/2009 Indirect Other
Fund Name Position direct/indirect start date end date
BDCA ADVISER, LLC MANAGING MEMBER indirect 2009-11-01
BDCA ADVISER, LLC MANAGING MEMBER indirect 2012-07-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MANAGING MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MANAGING MEMBER indirect 2012-07-01
PROVIDENCE EQUITY PARTNERS L.L.C. MANAGING MEMBER indirect 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MANAGING MEMBER OF PROVIDENCE EQUITY L.L.C. direct 2012-07-01
PROVIDENCE EQUITY PARTNERS L.L.C. MANAGING MEMBER OF PROVIDENCE EQUITY PARTNERS L.L.C. direct 2012-07-01
BENEFIT STREET PARTNERS L.L.C. MANAGING MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MANAGING MEMBER indirect 2012-07-01
PROVIDENCE EQUITY GLOBAL GROUP L.L.C. MEMBER PROVIDENCE EQUITY L.L.C. 07/01/2012 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BDCA ADVISER, LLC MEMBER OF PROVIDENCE EQUITY L.L.C. indirect 2012-07-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. SOLE MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER indirect 2012-07-01
PROVIDENCE EQUITY PARTNERS L.L.C. SOLE MEMBER indirect 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER OF PROVIDENCE EQUITY L.L.C. direct 2012-07-01
PROVIDENCE EQUITY PARTNERS L.L.C. NON-MANAGING MEMBER OF PROVIDENCE EQUITY PARTNERS L.L.C. direct 2012-07-01
PROVIDENCE EQUITY PARTNERS L.L.C. NON-MANAGING MEMBER indirect 2012-07-01
BENEFIT STREET PARTNERS L.L.C. SOLE MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER indirect 2012-07-01
MERGANSER CAPITAL MANAGEMENT, LLC NON-MANAGING MEMBER indirect 2012-07-01
SALEM, PAUL, JUDE MEMBER PROVIDENCE MANAGING MEMBER L.L.C. 11/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NEWPORT GLOBAL ADVISORS L.P. DIRECTOR direct 2005-09-01
NEWPORT GLOBAL ADVISORS L.P. SHAREHOLDER indirect 2005-12-01
NEWPORT GLOBAL ADVISORS L.P. SHAREHOLDER indirect 2006-09-01
BDCA ADVISER, LLC MEMBER, VICE PRESIDENT AND SENIOR MANAGING MEMBER indirect 2003-04-01
BDCA ADVISER, LLC MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. NON-MANAGING MEMBER AND SENIOR MANAGING DIRECTOR direct 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 1995-12-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 1998-10-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR OF PROVIDENCE EQUITY L.L.C. direct 2003-04-01
PROVIDENCE EQUITY PARTNERS L.L.C. VICE PRESIDENT AND SENIOR MANAGING DIRECTOR OF PROVIDENCE EQUITY L.L.C. direct 2003-04-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 2004-09-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SENIOR MANAGING DIRECTOR AND EXECUTIVE VICE PRESIDENT OF PROVIDENCE EQUITY PARTNERS L.L.C. direct 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SENIOR MANAGING DIRECTOR AND EXECUTIVE VICE PRESIDENT direct 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
BENEFIT STREET PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER direct 2011-02-01
MERGANSER CAPITAL MANAGEMENT, LLC DIRECTOR direct 2013-10-01
CREAMER, GLENN, MICHAEL MEMBER PROVIDENCE MANAGING MEMBER L.L.C. 11/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NEWPORT GLOBAL ADVISORS L.P. DIRECTOR direct 2005-09-01
NEWPORT GLOBAL ADVISORS L.P. SHAREHOLDER indirect 2005-12-01
NEWPORT GLOBAL ADVISORS L.P. SHAREHOLDER indirect 2006-09-01
BDCA ADVISER, LLC MEMBER, VICE PRESIDENT AND SENIOR MANAGING MEMBER indirect 2003-04-01
BDCA ADVISER, LLC MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. NON-MANAGING MEMBER AND SENIOR MANAGING DIRECTOR direct 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 1995-12-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 1998-10-01
PROVIDENCE EQUITY PARTNERS L.L.C. VICE PRESIDENT AND SENIOR MANAGING DIRECTOR OF PROVIDENCE EQUITY L.L.C. direct 2003-04-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR OF PROVIDENCE EQUITY L.L.C. direct 2003-04-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 2004-09-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SENIOR MANAGING DIRECTOR AND EXECUTIVE VICE PRESIDENT OF PROVIDENCE EQUITY PARTNERS L.L.C. direct 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SENIOR MANAGING DIRECTOR AND EXECUTIVE VICE PRESIDENT direct 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
BENEFIT STREET PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER indirect 2009-11-01
NELSON, JONATHAN, MILTON MEMBER PROVIDENCE MANAGING MEMBER L.L.C. 11/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NEWPORT GLOBAL ADVISORS L.P. DIRECTOR direct 2005-09-01
NEWPORT GLOBAL ADVISORS L.P. SHAREHOLDER indirect 2005-12-01
NEWPORT GLOBAL ADVISORS L.P. SHAREHOLDER indirect 2006-09-01
BDCA ADVISER, LLC MEMBER, PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
BDCA ADVISER, LLC MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER, PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. NON-MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER direct 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 1995-12-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 1998-10-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER, PRESIDENT AND SENIOR MANAGING DIRECTOR OF PROVIDENCE EQUITY L.L.C. direct 2003-04-01
PROVIDENCE EQUITY PARTNERS L.L.C. PRESIDENT AND SENIOR MANAGING DIRECTOR OF PROVIDENCE EQUITY L.L.C. direct 2003-04-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 2004-09-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. PRESIDENT AND CHIEF EXECUTIVE OFFICER OF PROVIDENCE EQUITY PARTNERS L.L.C. direct 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER, PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
BENEFIT STREET PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER direct 2011-02-01
MERGANSER CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2006-11-01
PROVIDENCE MANAGING MEMBER L.L.C. MANAGING MEMBER PROVIDENCE EQUITY L.L.C. 07/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
BDCA ADVISER, LLC MANAGING MEMBER indirect 2009-11-01
BDCA ADVISER, LLC MANAGING MEMBER indirect 2012-07-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MANAGING MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MANAGING MEMBER indirect 2012-07-01
PROVIDENCE EQUITY PARTNERS L.L.C. MANAGING MEMBER indirect 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MANAGING MEMBER OF PROVIDENCE EQUITY L.L.C. direct 2012-07-01
PROVIDENCE EQUITY PARTNERS L.L.C. MANAGING MEMBER OF PROVIDENCE EQUITY PARTNERS L.L.C. direct 2012-07-01
BENEFIT STREET PARTNERS L.L.C. MANAGING MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MANAGING MEMBER indirect 2012-07-01
SALEM, PAUL, JUDE MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR PROVIDENCE EQUITY L.L.C. 04/01/2003 Indirect Other
Fund Name Position direct/indirect start date end date
NEWPORT GLOBAL ADVISORS L.P. DIRECTOR direct 2005-09-01
NEWPORT GLOBAL ADVISORS L.P. SHAREHOLDER indirect 2005-12-01
NEWPORT GLOBAL ADVISORS L.P. SHAREHOLDER indirect 2006-09-01
BDCA ADVISER, LLC MEMBER, VICE PRESIDENT AND SENIOR MANAGING MEMBER indirect 2003-04-01
BDCA ADVISER, LLC MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. NON-MANAGING MEMBER AND SENIOR MANAGING DIRECTOR direct 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 1995-12-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 1998-10-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR OF PROVIDENCE EQUITY L.L.C. direct 2003-04-01
PROVIDENCE EQUITY PARTNERS L.L.C. VICE PRESIDENT AND SENIOR MANAGING DIRECTOR OF PROVIDENCE EQUITY L.L.C. direct 2003-04-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 2004-09-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SENIOR MANAGING DIRECTOR AND EXECUTIVE VICE PRESIDENT OF PROVIDENCE EQUITY PARTNERS L.L.C. direct 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SENIOR MANAGING DIRECTOR AND EXECUTIVE VICE PRESIDENT direct 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
BENEFIT STREET PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER direct 2011-02-01
MERGANSER CAPITAL MANAGEMENT, LLC DIRECTOR direct 2013-10-01
CREAMER, GLENN, MICHAEL MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR PROVIDENCE EQUITY L.L.C. 04/01/2003 Indirect Other
Fund Name Position direct/indirect start date end date
NEWPORT GLOBAL ADVISORS L.P. DIRECTOR direct 2005-09-01
NEWPORT GLOBAL ADVISORS L.P. SHAREHOLDER indirect 2005-12-01
NEWPORT GLOBAL ADVISORS L.P. SHAREHOLDER indirect 2006-09-01
BDCA ADVISER, LLC MEMBER, VICE PRESIDENT AND SENIOR MANAGING MEMBER indirect 2003-04-01
BDCA ADVISER, LLC MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. NON-MANAGING MEMBER AND SENIOR MANAGING DIRECTOR direct 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 1995-12-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 1998-10-01
PROVIDENCE EQUITY PARTNERS L.L.C. VICE PRESIDENT AND SENIOR MANAGING DIRECTOR OF PROVIDENCE EQUITY L.L.C. direct 2003-04-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR OF PROVIDENCE EQUITY L.L.C. direct 2003-04-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 2004-09-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SENIOR MANAGING DIRECTOR AND EXECUTIVE VICE PRESIDENT OF PROVIDENCE EQUITY PARTNERS L.L.C. direct 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SENIOR MANAGING DIRECTOR AND EXECUTIVE VICE PRESIDENT direct 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
BENEFIT STREET PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER indirect 2009-11-01
NELSON, JONATHAN, MILTON MEMBER, PRESIDENT AND SENIOR MANAGING DIRECTOR PROVIDENCE EQUITY L.L.C. 04/01/2003 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
NEWPORT GLOBAL ADVISORS L.P. DIRECTOR direct 2005-09-01
NEWPORT GLOBAL ADVISORS L.P. SHAREHOLDER indirect 2005-12-01
NEWPORT GLOBAL ADVISORS L.P. SHAREHOLDER indirect 2006-09-01
BDCA ADVISER, LLC MEMBER, PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
BDCA ADVISER, LLC MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER, PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. NON-MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER direct 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 1995-12-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 1998-10-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER, PRESIDENT AND SENIOR MANAGING DIRECTOR OF PROVIDENCE EQUITY L.L.C. direct 2003-04-01
PROVIDENCE EQUITY PARTNERS L.L.C. PRESIDENT AND SENIOR MANAGING DIRECTOR OF PROVIDENCE EQUITY L.L.C. direct 2003-04-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 2004-09-01
PROVIDENCE EQUITY PARTNERS L.L.C. SHAREHOLDER indirect 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. PRESIDENT AND CHIEF EXECUTIVE OFFICER OF PROVIDENCE EQUITY PARTNERS L.L.C. direct 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2006-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2009-11-01
PROVIDENCE EQUITY PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER, PRESIDENT AND SENIOR MANAGING DIRECTOR indirect 2003-04-01
BENEFIT STREET PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER indirect 2009-11-01
BENEFIT STREET PARTNERS L.L.C. MEMBER direct 2011-02-01
MERGANSER CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2006-11-01
GAHAN, THOMAS, JAMES SOLE MEMBER BSP HOLDCO, LLC 07/01/2012 Indirect 75% or more
Fund Name Position direct/indirect start date end date
DEUTSCHE BANK SECURITIES INC. CHIEF EXECUTIVE OFFICER direct 2004-05-01
BDCA ADVISER, LLC SOLE MEMBER indirect 2012-07-01
BDCA ADVISER, LLC CHIEF EXECUTIVE OFFICER direct 2016-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. PRESIDENT direct 2009-11-01
PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. SOLE MEMBER indirect 2012-07-01
PROVIDENCE EQUITY PARTNERS L.L.C. NON-MANAGING MEMBER OF PROVIDENCE EQUITY PARTNERS L.L.C. direct 2008-09-01
PROVIDENCE EQUITY PARTNERS L.L.C. NON-MANAGING MEMBER direct 2008-09-01
BENEFIT STREET PARTNERS L.L.C. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2011-02-01
BENEFIT STREET PARTNERS L.L.C. CHIEF EXECUTIVE OFFICER direct 2011-02-01
BENEFIT STREET PARTNERS L.L.C. MEMBER AND PRESIDENT direct 2011-02-01
BENEFIT STREET PARTNERS L.L.C. SOLE MEMBER indirect 2012-07-01
MERGANSER CAPITAL MANAGEMENT, LLC SOLE MEMBER indirect 2012-07-01
MERGANSER CAPITAL MANAGEMENT, LLC DIRECTOR direct 2014-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BENEFIT STREET PARTNERS CLO XI, LTD. Cayman Islands 805-2047095655 Securitized Asset Fund 608,100,000 0
BENEFIT STREET PARTNERS SMA-T L.P. United States 805-6851683315 Hedge Fund 454,500,000 0
BENEFIT STREET CREDIT ALPHA MASTER FUND LTD. Cayman Islands 805-6929660185 Hedge Fund 2,034,581,448 1,000,000 Master Fund
BENEFIT STREET PARTNERS CLO VIII, LTD. Cayman Islands 805-1221236804 Securitized Asset Fund 512,000,000 0
BSP SPECIAL SITUATIONS MASTER A L.P. United States 805-7174117207 Hedge Fund 186,063,410 5,000,000 Master Fund
BENEFIT STREET PARTNERS CLO I, LTD. Cayman Islands 805-1191641343 Securitized Asset Fund 411,750,000 250,000
BENEFIT STREET PARTNERS CAPITAL OPPORTUNITY FUND L.P. United States 805-7488077315 Hedge Fund 324,576,270 150,000,000
BENEFIT STREET PARTNERS CLO II, LTD. Cayman Islands 805-4794841337 Securitized Asset Fund 506,900,000 0
PROVIDENCE DEBT FUND III L.P. United States 805-4206151359 Hedge Fund 1,790,901,740 10,000,000
BENEFIT STREET PARTNERS RE FR K-31 L.P. United States 805-1356947697 Real Estate Fund 82,618,083 10,000,000
BENEFIT STREET PARTNERS CRE CONDUIT COMPANY L.P. United States 805-5856075489 Hedge Fund 413,876,442 0
BENEFIT STREET PARTNERS CLO V LTD. Cayman Islands 805-4836651347 Securitized Asset Fund 516,000,000 0
BENEFIT STREET PARTNERS CLO VI, LTD. Cayman Islands 805-9254819480 Securitized Asset Fund 611,490,000 0
BENEFIT STREET PARTNERS CLO VII, LTD. Cayman Islands 805-8208052325 Securitized Asset Fund 512,500,000 0
BENEFIT STREET PARTNERS SMA-C L.P. United States 805-5940289850 Hedge Fund 221,458,840 0
BENEFIT STREET PARTNERS CLO III LTD. Cayman Islands 805-2315445492 Securitized Asset Fund 516,575,000 0
PROVIDENCE DEBT FUND III MASTER (NON-US) L.P. Cayman Islands 805-5757524508 Hedge Fund 886,979,089 10,000,000 Master Fund
BENEFIT STREET PARTNERS SMA LM L.P. United States 805-9315664271 Hedge Fund 207,210,398 200,000,000
BENEFIT STREET PARTNERS CLO IV LTD. Cayman Islands 805-1427853839 Securitized Asset Fund 512,270,000 0
BENEFIT STREET PARTNERS SENIOR SECURED OPPORTUNITIES MASTER FUND (NON-US) L.P. Cayman Islands 805-5540535185 Hedge Fund 259,006,028 10,000,000 Master Fund
BENEFIT STREET PARTNERS CLO IX, LTD. Cayman Islands 805-6446314559 Securitized Asset Fund 404,400,000 0
BENEFIT STREET PARTNERS DEBT FUND IV L.P. United States 805-7375386999 Hedge Fund 257,098,032 10,000,000
BENEFIT STREET PARTNERS DEBT FUND IV MASTER (NON-US) L.P. Cayman Islands 805-7980804156 Hedge Fund 0 10,000,000 Master Fund
BENEFIT STREET PARTNERS CML SMA 1 L.L.C. United States 805-1673570186 Hedge Fund 11,992,998 0
BENEFIT STREET PARTNERS CLO X, LTD. Cayman Islands 805-7394974323 Securitized Asset Fund 510,520,000 0
BENEFIT STREET PARTNERS CAPITAL OPPORTUNITY FUND II L.P. United States 805-8030925289 Hedge Fund 150,045,285 150,000,000

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