BERNZOTT CAPITAL ADVISORS

HTTP://WWW.BCAFUNDS.COM CAMARILLO, CA Investment Advisor How do I update this listing?

Bernzott Capital Advisors is based out of Camarillo. Bernzott Capital Advisors is a large advisory firm with 360 clients and discretionary assets under management (AUM) of $793,776,000 (Form ADV from 2019-03-30). Their last reported 13F filing for Q1 2019 included $826,210,000 in managed 13F securities and a top 10 holdings concentration of 37.98%. Bernzott Capital Advisors's largest holding is Shutterstock Inc with shares held of 894,819. Bernzott Capital Advisors has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 66 13F filings, and 6 13G filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $826.21 Million
  • Prior Market Value $716.346 Million
  • New Purchases2 stocks
  • Additional Purchases24 stocks
  • Sold out of2 stocks
  • Reduced holdings in18 stocks
  • Top 10 Holdings % 37.98 %
  • Turnover % [1]:9.09%
  • Turnover Alt % [2]: 5.94 %
  • Time Held Top20:8.45 quarters
  • Time Held Top10:5.40 quarters
  • Time Held All:18.20 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 1.42%
Performance Last 4 Quarters: 2.93%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR/A (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR/A (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR/A (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

BERNZOTT CAPITAL ADVISORS
888 W. VENTURA BLVD., SUITE B
CAMARILLO CA    93010-8383
Country: United States

Business Phone: 805-389-9445
Fax: 805-389-9456
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Corporation
Organized in: CA
Number of employees: 9
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities: 218,000,000
Total Number of Clients: 360
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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BERNZOTT CAPITAL ADVISORS

ownership team - last updated 2019-03-30
Name Title Start Date Direct/Indirect % Ownership
BERNZOTT, KEVIN CHAIRMAN & FOUNDER 09/01/1997 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BERNZOTT CAPITAL ADVISORS CHAIRMAN/CEO direct 1997-09-01
BERNZOTT CAPITAL ADVISORS CEO direct 1997-09-01 2003-03-03
BERNZOTT CAPITAL ADVISORS CHAIRMAN, CEO, COMPLIANCE OFFICER direct 1997-09-01 2004-09-10
BERNZOTT CAPITAL ADVISORS CHAIRMAN, CEO, CHIEF COMPLIANCE OFFICER direct 1997-09-01 2004-10-27
BERNZOTT CAPITAL ADVISORS CHAIRMAN, CEO & COMPLIANCE OFFICER direct 1997-09-01 2005-09-21
BERNZOTT CAPITAL ADVISORS CHAIRMAN, CEO & CHIEF COMPLIANCE OFFICER direct 1997-09-01 2006-11-28
BERNZOTT CAPITAL ADVISORS OWNER/PARTICIPANT indirect 1997-09-01 2011-02-02
BERNZOTT CAPITAL ADVISORS CHAIRMAN & CEO direct 1997-09-01 2015-06-01
BERNZOTT CAPITAL ADVISORS CHAIRMAN/CEO/CCO direct 1997-09-01 2016-05-20
DERSE, THOMAS, ANTHONY PRESIDENT & CHIEF FINANCIAL OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BERNZOTT CAPITAL ADVISORS VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2004-03-01
BERNZOTT CAPITAL ADVISORS CHIEF FINANCIAL OFFICER direct 2004-03-01
BERNZOTT CAPITAL ADVISORS DIRECTOR direct 2004-03-01
BERNZOTT CAPITAL ADVISORS PRESIDENT & CHIEF FINANCIAL OFFICER direct 2016-03-01
BERNZOTT CAPITAL ADVISORS PROFIT SHARING PLAN SHAREHOLDER 05/01/2004 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BERNZOTT CAPITAL ADVISORS SHAREHOLDER direct 2004-05-01
BERNZOTT CAPITAL ADVISORS STOCKHOLDER direct 2004-05-01
WALSH, HANS, THOMAS CHIEF OPERATING OFFICER/CCO 04/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BERNZOTT CAPITAL ADVISORS DIRECTOR direct 2006-04-01
BERNZOTT CAPITAL ADVISORS VICE PRESIDENT/CHIEF OPERATING OFFICER/ACO direct 2006-04-01
BERNZOTT CAPITAL ADVISORS VICE PRESIDENT/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER direct 2006-04-01
BERNZOTT CAPITAL ADVISORS CHIEF OPERATING OFFICER/CCO direct 2006-04-01
BERNZOTT, MARILYN, STEVENS SHAREHOLDER 09/01/2005 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BERNZOTT CAPITAL ADVISORS OWNER direct 2005-09-01
BERNZOTT CAPITAL ADVISORS SHAREHOLDER direct 2005-09-01
LARSON, SCOTT, THOMAS VICE PRESIDENT & CIO 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BERNZOTT CAPITAL ADVISORS DIRECTOR direct 2007-07-01
BERNZOTT CAPITAL ADVISORS VICE PRESIDENT direct 2007-07-01
BERNZOTT CAPITAL ADVISORS VICE PRESIDENT & CIO direct 2011-10-01

BERNZOTT CAPITAL ADVISORS

ownership team - last updated 2017-05-17
Name Title Start Date Direct/Indirect % Ownership
BERNZOTT, KEVIN CHAIRMAN/CEO 09/01/1997 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BERNZOTT CAPITAL ADVISORS CHAIRMAN/CEO direct 1997-09-01
BERNZOTT CAPITAL ADVISORS CEO direct 1997-09-01 2003-03-03
BERNZOTT CAPITAL ADVISORS CHAIRMAN, CEO, COMPLIANCE OFFICER direct 1997-09-01 2004-09-10
BERNZOTT CAPITAL ADVISORS CHAIRMAN, CEO, CHIEF COMPLIANCE OFFICER direct 1997-09-01 2004-10-27
BERNZOTT CAPITAL ADVISORS CHAIRMAN, CEO & COMPLIANCE OFFICER direct 1997-09-01 2005-09-21
BERNZOTT CAPITAL ADVISORS CHAIRMAN, CEO & CHIEF COMPLIANCE OFFICER direct 1997-09-01 2006-11-28
BERNZOTT CAPITAL ADVISORS OWNER/PARTICIPANT indirect 1997-09-01 2011-02-02
BERNZOTT CAPITAL ADVISORS CHAIRMAN & CEO direct 1997-09-01 2015-06-01
BERNZOTT CAPITAL ADVISORS CHAIRMAN/CEO/CCO direct 1997-09-01 2016-05-20
DERSE, THOMAS, ANTHONY PRESIDENT & CHIEF FINANCIAL OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BERNZOTT CAPITAL ADVISORS VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2004-03-01
BERNZOTT CAPITAL ADVISORS CHIEF FINANCIAL OFFICER direct 2004-03-01
BERNZOTT CAPITAL ADVISORS DIRECTOR direct 2004-03-01
BERNZOTT CAPITAL ADVISORS PRESIDENT & CHIEF FINANCIAL OFFICER direct 2016-03-01
BERNZOTT CAPITAL ADVISORS PROFIT SHARING PLAN SHAREHOLDER 05/01/2004 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BERNZOTT CAPITAL ADVISORS SHAREHOLDER direct 2004-05-01
BERNZOTT CAPITAL ADVISORS STOCKHOLDER direct 2004-05-01
WALSH, HANS, THOMAS CHIEF OPERATING OFFICER/CCO 04/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BERNZOTT CAPITAL ADVISORS DIRECTOR direct 2006-04-01
BERNZOTT CAPITAL ADVISORS VICE PRESIDENT/CHIEF OPERATING OFFICER/ACO direct 2006-04-01
BERNZOTT CAPITAL ADVISORS VICE PRESIDENT/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER direct 2006-04-01
BERNZOTT CAPITAL ADVISORS CHIEF OPERATING OFFICER/CCO direct 2006-04-01
BERNZOTT, MARILYN, STEVENS SHAREHOLDER 09/01/2005 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BERNZOTT CAPITAL ADVISORS OWNER direct 2005-09-01
BERNZOTT CAPITAL ADVISORS SHAREHOLDER direct 2005-09-01
LARSON, SCOTT, THOMAS VICE PRESIDENT & CIO 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BERNZOTT CAPITAL ADVISORS DIRECTOR direct 2007-07-01
BERNZOTT CAPITAL ADVISORS VICE PRESIDENT direct 2007-07-01
BERNZOTT CAPITAL ADVISORS VICE PRESIDENT & CIO direct 2011-10-01

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