BHK INVESTMENT ADVISORS, LLC

HTTP://WWW.BHKLLC.COM/ BIRMINGHAM, AL Investment Advisor How do I update this listing?

BHK Investment Advisors is based out of Birmingham. BHK Investment Advisors is a large advisory firm with 289 clients and discretionary assets under management (AUM) of $227,309,332 (Form ADV from 2018-12-01). Their last reported 13F filing for Q2 2020 included $169,295,000 in managed 13F securities and a top 10 holdings concentration of 72.88%. BHK Investment Advisors's largest holding is Vanguard Total Bond Market Indx Fund ETF with shares held of 204,601. Whalewisdom has at least 11 13F filings

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06/30/2020

13F Activity

  • Market Value $169.295 Million
  • Prior Market Value $140.495 Million
  • New Purchases10 stocks
  • Additional Purchases26 stocks
  • Sold out of3 stocks
  • Reduced holdings in18 stocks
  • Top 10 Holdings % 72.88 %
  • Turnover % [1]:22.03%
  • Turnover Alt % [2]: 6.37 %
  • Time Held Top20:8.20 quarters
  • Time Held Top10:10.00 quarters
  • Time Held All:8.10 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 19.59%
Performance Last 4 Quarters: -2.95%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

BHK INVESTMENT ADVISORS
2200 LAKESHORE DRIVE SUITE 250
BIRMINGHAM AL    35209-8803
Country: United States

Business Phone: 205-322-2025
Fax: 205-322-9025
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: AL
Number of employees: 7
Other Business Activities: registered representative of a broker-dealer,insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 16,589,700
Total Number of Clients: 289
Amount of client funds and securities by related persons: 0
Total Number of clients from related persons: 0
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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BHK INVESTMENT ADVISORS, LLC

ownership team - last updated 2020-06-23
Name Title Start Date Direct/Indirect % Ownership
HAZZARD, MEREDYTH, ROBERTS CEO/CFO 03/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
BHK SECURITIES, LLC CEO / FINOP / CFO direct 2005-03-01
BHK SECURITIES, LLC PARTNER indirect 2005-03-01
BHK SECURITIES, LLC CEO / PRESIDENT / MUNICIPAL SECURITIES PRINCIPAL direct 2005-03-01
BHK SECURITIES, LLC CEO / PRESIDENT / MUNICIPAL SECURITIES PRINCIPAL / CFO direct 2005-03-01
BHK SECURITIES, LLC CEO / PRESIDENT / CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC CEO/CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC CEO/FINOP/CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC CEO/PRESIDENT/CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC PARTNER indirect 2005-03-01
KNIGHT, JAMES, BAILEY CHIEF COMPLIANCE OFFICER 03/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAKESHORE CAPITAL, LLC OWNER direct 2007-01-01
BHK SECURITIES, LLC PARTNER indirect 2005-03-01
BHK SECURITIES, LLC CHIEF COMPLIANCE OFFICER / SROP / CROP direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC PARTNER indirect 2005-03-01
BHK HOLDINGS, LLC MANAGING MEMBER 03/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
BHK SECURITIES, LLC MANAGING MEMBER direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC GP direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC MANAGING MEMBER direct 2005-03-01
BROCK, JOHN, GURNEY PRESIDENT 10/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BHK SECURITIES, LLC PARTNER indirect 2006-10-01
BHK SECURITIES, LLC PRESIDENT direct 2006-10-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC PRESIDENT direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC PARTNER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC PRESIDENT direct 2006-10-01
HAZZARD, MEREDYTH, ROBERTS MEMBER BHK HOLDINGS 03/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BHK SECURITIES, LLC CEO / FINOP / CFO direct 2005-03-01
BHK SECURITIES, LLC PARTNER indirect 2005-03-01
BHK SECURITIES, LLC CEO / PRESIDENT / MUNICIPAL SECURITIES PRINCIPAL direct 2005-03-01
BHK SECURITIES, LLC CEO / PRESIDENT / MUNICIPAL SECURITIES PRINCIPAL / CFO direct 2005-03-01
BHK SECURITIES, LLC CEO / PRESIDENT / CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC CEO/CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC CEO/FINOP/CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC CEO/PRESIDENT/CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC PARTNER indirect 2005-03-01
KNIGHT, JAMES, BAILEY MEMBER BHK HOLDINGS 03/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LAKESHORE CAPITAL, LLC OWNER direct 2007-01-01
BHK SECURITIES, LLC PARTNER indirect 2005-03-01
BHK SECURITIES, LLC CHIEF COMPLIANCE OFFICER / SROP / CROP direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC PARTNER indirect 2005-03-01
BROCK, JOHN, GURNEY MEMBER BHK HOLDINGS, LLC 03/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BHK SECURITIES, LLC PARTNER indirect 2006-10-01
BHK SECURITIES, LLC PRESIDENT direct 2006-10-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC PRESIDENT direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC PARTNER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC PRESIDENT direct 2006-10-01

BHK INVESTMENT ADVISORS, LLC

ownership team - last updated 2020-03-31
Name Title Start Date Direct/Indirect % Ownership

BHK INVESTMENT ADVISORS, LLC

ownership team - last updated 2019-04-18
Name Title Start Date Direct/Indirect % Ownership
HAZZARD, MEREDYTH, ROBERTS CEO/CFO 03/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
BHK SECURITIES, LLC CEO / FINOP / CFO direct 2005-03-01
BHK SECURITIES, LLC PARTNER indirect 2005-03-01
BHK SECURITIES, LLC CEO / PRESIDENT / MUNICIPAL SECURITIES PRINCIPAL direct 2005-03-01
BHK SECURITIES, LLC CEO / PRESIDENT / MUNICIPAL SECURITIES PRINCIPAL / CFO direct 2005-03-01
BHK SECURITIES, LLC CEO / PRESIDENT / CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC CEO/CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC CEO/FINOP/CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC CEO/PRESIDENT/CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC PARTNER indirect 2005-03-01
KNIGHT, JAMES, BAILEY CHIEF COMPLIANCE OFFICER 03/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAKESHORE CAPITAL, LLC OWNER direct 2007-01-01
BHK SECURITIES, LLC PARTNER indirect 2005-03-01
BHK SECURITIES, LLC CHIEF COMPLIANCE OFFICER / SROP / CROP direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC PARTNER indirect 2005-03-01
BHK HOLDINGS, LLC MANAGING MEMBER 03/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
BHK SECURITIES, LLC MANAGING MEMBER direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC GP direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC MANAGING MEMBER direct 2005-03-01
BROCK, JOHN, GURNEY PRESIDENT 10/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BHK SECURITIES, LLC PARTNER indirect 2006-10-01
BHK SECURITIES, LLC PRESIDENT direct 2006-10-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC PRESIDENT direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC PARTNER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC PRESIDENT direct 2006-10-01
HAZZARD, MEREDYTH, ROBERTS MEMBER BHK HOLDINGS 03/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BHK SECURITIES, LLC CEO / FINOP / CFO direct 2005-03-01
BHK SECURITIES, LLC PARTNER indirect 2005-03-01
BHK SECURITIES, LLC CEO / PRESIDENT / MUNICIPAL SECURITIES PRINCIPAL direct 2005-03-01
BHK SECURITIES, LLC CEO / PRESIDENT / MUNICIPAL SECURITIES PRINCIPAL / CFO direct 2005-03-01
BHK SECURITIES, LLC CEO / PRESIDENT / CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC CEO/CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC CEO/FINOP/CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC CEO/PRESIDENT/CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC PARTNER indirect 2005-03-01
KNIGHT, JAMES, BAILEY MEMBER BHK HOLDINGS 03/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LAKESHORE CAPITAL, LLC OWNER direct 2007-01-01
BHK SECURITIES, LLC PARTNER indirect 2005-03-01
BHK SECURITIES, LLC CHIEF COMPLIANCE OFFICER / SROP / CROP direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC PARTNER indirect 2005-03-01
BROCK, JOHN, GURNEY MEMBER BHK HOLDINGS, LLC 03/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BHK SECURITIES, LLC PARTNER indirect 2006-10-01
BHK SECURITIES, LLC PRESIDENT direct 2006-10-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC PRESIDENT direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC PARTNER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC PRESIDENT direct 2006-10-01

BHK INVESTMENT ADVISORS, LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
HAZZARD, MEREDYTH, ROBERTS CEO/CFO 03/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
BHK SECURITIES, LLC CEO / FINOP / CFO direct 2005-03-01
BHK SECURITIES, LLC PARTNER indirect 2005-03-01
BHK SECURITIES, LLC CEO / PRESIDENT / MUNICIPAL SECURITIES PRINCIPAL direct 2005-03-01
BHK SECURITIES, LLC CEO / PRESIDENT / MUNICIPAL SECURITIES PRINCIPAL / CFO direct 2005-03-01
BHK SECURITIES, LLC CEO / PRESIDENT / CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC CEO/CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC CEO/FINOP/CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC CEO/PRESIDENT/CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC PARTNER indirect 2005-03-01
KNIGHT, JAMES, BAILEY CHIEF COMPLIANCE OFFICER 03/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAKESHORE CAPITAL, LLC OWNER direct 2007-01-01
BHK SECURITIES, LLC PARTNER indirect 2005-03-01
BHK SECURITIES, LLC CHIEF COMPLIANCE OFFICER / SROP / CROP direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC PARTNER indirect 2005-03-01
BHK HOLDINGS, LLC MANAGING MEMBER 03/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
BHK SECURITIES, LLC MANAGING MEMBER direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC GP direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC MANAGING MEMBER direct 2005-03-01
BROCK, JOHN, GURNEY PRESIDENT 10/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BHK SECURITIES, LLC PARTNER indirect 2006-10-01
BHK SECURITIES, LLC PRESIDENT direct 2006-10-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC PRESIDENT direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC PARTNER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC PRESIDENT direct 2006-10-01
HAZZARD, MEREDYTH, ROBERTS MEMBER BHK HOLDINGS 03/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BHK SECURITIES, LLC CEO / FINOP / CFO direct 2005-03-01
BHK SECURITIES, LLC PARTNER indirect 2005-03-01
BHK SECURITIES, LLC CEO / PRESIDENT / MUNICIPAL SECURITIES PRINCIPAL direct 2005-03-01
BHK SECURITIES, LLC CEO / PRESIDENT / MUNICIPAL SECURITIES PRINCIPAL / CFO direct 2005-03-01
BHK SECURITIES, LLC CEO / PRESIDENT / CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC CEO/CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC CEO/FINOP/CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC CEO/PRESIDENT/CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC PARTNER indirect 2005-03-01
KNIGHT, JAMES, BAILEY MEMBER BHK HOLDINGS 03/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LAKESHORE CAPITAL, LLC OWNER direct 2007-01-01
BHK SECURITIES, LLC PARTNER indirect 2005-03-01
BHK SECURITIES, LLC CHIEF COMPLIANCE OFFICER / SROP / CROP direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC PARTNER indirect 2005-03-01
BROCK, JOHN, GURNEY MEMBER BHK HOLDINGS, LLC 03/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BHK SECURITIES, LLC PARTNER indirect 2006-10-01
BHK SECURITIES, LLC PRESIDENT direct 2006-10-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC PRESIDENT direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC PARTNER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC PRESIDENT direct 2006-10-01

BHK INVESTMENT ADVISORS, LLC

ownership team - last updated 2017-03-30
Name Title Start Date Direct/Indirect % Ownership
HAZZARD, MEREDYTH, ROBERTS CEO/CFO 03/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
BHK SECURITIES, LLC CEO / FINOP / CFO direct 2005-03-01
BHK SECURITIES, LLC PARTNER indirect 2005-03-01
BHK SECURITIES, LLC CEO / PRESIDENT / MUNICIPAL SECURITIES PRINCIPAL direct 2005-03-01
BHK SECURITIES, LLC CEO / PRESIDENT / MUNICIPAL SECURITIES PRINCIPAL / CFO direct 2005-03-01
BHK SECURITIES, LLC CEO / PRESIDENT / CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC CEO/CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC CEO/FINOP/CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC CEO/PRESIDENT/CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC PARTNER indirect 2005-03-01
KNIGHT, JAMES, BAILEY CHIEF COMPLIANCE OFFICER 03/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAKESHORE CAPITAL, LLC OWNER direct 2007-01-01
BHK SECURITIES, LLC PARTNER indirect 2005-03-01
BHK SECURITIES, LLC CHIEF COMPLIANCE OFFICER / SROP / CROP direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC PARTNER indirect 2005-03-01
BHK HOLDINGS, LLC MANAGING MEMBER 03/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
BHK SECURITIES, LLC MANAGING MEMBER direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC GP direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC MANAGING MEMBER direct 2005-03-01
BROCK, JOHN, GURNEY PRESIDENT 10/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BHK SECURITIES, LLC PARTNER indirect 2006-10-01
BHK SECURITIES, LLC PRESIDENT direct 2006-10-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC PRESIDENT direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC PARTNER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC PRESIDENT direct 2006-10-01
HAZZARD, MEREDYTH, ROBERTS MEMBER BHK HOLDINGS 03/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BHK SECURITIES, LLC CEO / FINOP / CFO direct 2005-03-01
BHK SECURITIES, LLC PARTNER indirect 2005-03-01
BHK SECURITIES, LLC CEO / PRESIDENT / MUNICIPAL SECURITIES PRINCIPAL direct 2005-03-01
BHK SECURITIES, LLC CEO / PRESIDENT / MUNICIPAL SECURITIES PRINCIPAL / CFO direct 2005-03-01
BHK SECURITIES, LLC CEO / PRESIDENT / CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC CEO/CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC CEO/FINOP/CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC CEO/PRESIDENT/CFO direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC PARTNER indirect 2005-03-01
KNIGHT, JAMES, BAILEY MEMBER BHK HOLDINGS 03/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
LAKESHORE CAPITAL, LLC OWNER direct 2007-01-01
BHK SECURITIES, LLC PARTNER indirect 2005-03-01
BHK SECURITIES, LLC CHIEF COMPLIANCE OFFICER / SROP / CROP direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC PARTNER indirect 2005-03-01
BROCK, JOHN, GURNEY MEMBER BHK HOLDINGS, LLC 03/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BHK SECURITIES, LLC PARTNER indirect 2006-10-01
BHK SECURITIES, LLC PRESIDENT direct 2006-10-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC PRESIDENT direct 2005-03-01
BHK INVESTMENT ADVISORS, LLC PARTNER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC MEMBER indirect 2005-03-01
BHK INVESTMENT ADVISORS, LLC PRESIDENT direct 2006-10-01

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