BLACKROCK ADVISORS LLC

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Blackrock Advisors is based out of Wilmington. Blackrock Advisors is a hedge fund with 230 clients and discretionary assets under management (AUM) of $1,001,720,535,116 (Form ADV from 2022-04-22). Whalewisdom has at least 48 13F filings, 20 13G filings, and 10 Form 4 filings

03/31/2022

Top Buys (13F)

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03/31/2022

Top Sells (13F)

  • Name% Change

03/31/2022

13F Holdings Summary

BLACKROCK ADVISORS LLC filed under a combined 13F through BlackRock Inc. for 03/31/2022

03/31/2022

13F Sector Allocation Over Time


Global (ex. US) Holdings

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Stale Holdings (no activity in past 21-months or sold out)

Source: Refinitiv. Stale holdings data removed after 21-months of inactivity.

View Last Form Adv Compilation Report on Record

BLACKROCK ADVISORS, LLC
55 EAST 52ND STREET
NEW YORK NY    10055
Country: United States

Business Phone: 212-810-5300
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 273
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 230
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.C (1),11.C (2),11.C (3),11.C (4),11.C (5),11.D (1),11.D (2),11.D (4),11.D (5),11.E (2)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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BLACKROCK ADVISORS, LLC

ownership team - last updated 2022-03-30
Name Title Start Date Direct/Indirect % Ownership
BLACKROCK CAPITAL HOLDINGS, INC. SOLE MEMBER 09/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK KELSO CAPITAL ADVISORS LLC SOLE SHAREHOLDER indirect 2006-09-01
SHEDLIN, GARY, STEPHEN CHIEF FINANCIAL OFFICER 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
SHEDLIN, GARY, STEPHEN DIRECTOR 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
GOLDSTEIN, ROBERT, LAWRENCE CHIEF OPERATING OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
GOLDSTEIN, ROBERT, LAWRENCE DIRECTOR 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
PARK, CHARLES, CHOON SIK CHIEF COMPLIANCE OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER direct 2006-08-01
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR direct 2006-08-01
AMERICAN CENTURY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
AMERICAN CENTURY ADVISORY SERVICES, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
WALTCHER, DANIEL, RUSSELL DIRECTOR 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FINANCIAL MANAGEMENT, INC DEPUTY GENERAL COUNSEL direct 1998-10-01
FUTUREADVISOR, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC ASSISTANT SECRETARY direct 1998-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2010-08-01
BLACKROCK CAPITAL MANAGEMENT, INC. ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR, DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2009-12-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2007-10-01
STATE STREET RESEARCH & MANAGEMENT COMPANY ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01
BLACKROCK ADVISORS, LLC ASSISTANT SECRETARY direct 1998-10-01
BLACKROCK ADVISORS, LLC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01
Meade, Christopher, Joseph GENERAL COUNSEL AND CHIEF LEGAL OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK ADVISORS, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK FINANCIAL MANAGEMENT, INC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK CAPITAL MANAGEMENT, INC. GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
KAPITO, ROBERT, STEVEN PRESIDENT 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. VICE CHAIRMAN AND DIRECTOR direct 1995-02-01
BLACKROCK FUND ADVISORS PRESIDENT direct 2009-12-01
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, LLC PRESIDENT direct 2007-09-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2007-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2007-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, INC VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
STATE STREET RESEARCH & MANAGEMENT COMPANY VICE CHAIRMAN direct 2005-01-01 2007-04-18
BLACKROCK CAPITAL MANAGEMENT, INC. VICE CHAIRMAN & DIRECTOR direct 1999-11-01 2007-04-18
BLACKROCK INTERNATIONAL, LTD. VICE CHAIRMAN & DIRECTOR direct 1998-03-01 2007-04-18
BLACKROCK FINANCIAL MANAGEMENT, INC VICE CHAIRMAN AND DIRECTOR direct 1988-04-01 2007-07-03
BLACKROCK INTERNATIONAL, LTD. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2007-10-31
BLACKROCK ADVISORS, LLC PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT direct 2007-09-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2005-02-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK ADVISORS, LLC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2011-07-15
BLACKROCK FUND ADVISORS PRESIDENT & DIRECTOR direct 2009-12-01 2015-04-10
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK ADVISORS, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1999-09-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK ADVISORS, LLC DIRECTOR direct 2007-08-01 2015-10-05
FINK, LAURENCE, DOUGLAS CHIEF EXECUTIVE OFFICER 09/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1998-02-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-09-01
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2005-01-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2003-04-01
ENSO CAPITAL MANAGEMENT LLC MEMBER direct 2002-02-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1999-11-01
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER direct 2009-12-01
BLACKROCK (JAPAN) INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1995-02-01
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1994-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-10-01
BLACKROCK ADVISORS, LLC CHAIRMAN direct 1994-09-01
BLACKROCK INTERNATIONAL, LTD. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1998-03-01 2007-10-31
UBS ENSO MANAGEMENT LLC MEMBER OF ENSO CAPITAL MANAGEMENT LLC direct 2002-02-01 2008-03-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER direct 1998-02-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1988-04-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1998-02-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1988-04-01 2010-03-31
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1994-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01 2010-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 1999-11-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2006-09-01 2010-05-19
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1994-09-01 2011-06-10
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2006-09-01 2011-07-15
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 2009-12-01 2015-04-10
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1999-11-01 2015-05-18
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 1994-09-01 2015-05-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1988-04-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FUND ADVISORS CHAIRMAN direct 2009-12-01 2015-06-23
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1994-10-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN direct 1999-11-01 2015-11-18
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 1999-11-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC. SOLE SHAREHOLDER BLACKROCK CAPITAL HOLDINGS, INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. SOLE SHAREHOLDER OF APPLICANT direct 1994-10-01
BLACKROCK FUND ADVISORS SOLE MEMBER indirect 1994-10-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2015-03-01
GALLATIN POINT CAPITAL LLC MEMBER direct 2017-02-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01 2015-02-25
BLACKROCK, INC. SOLE SHAREHOLDER BLACKROCK HOLDCO 2, INC. 09/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BARCLAYS GLOBAL FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
XULU INC SOLE SHAREHOLDER direct 2015-10-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT (SCHWEIZ) AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDER indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK HOLDCO 2, INC. SOLE SHAREHOLDER BLACKROCK FINANCIAL MANAGEMENT, INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK KELSO CAPITAL ADVISORS LLC MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE MEMBER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT INTERNATIONAL, LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT INTERNATIONAL, LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK HPB MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK KELSO CAPITAL ADVISORS LLC MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK KELSO CAPITAL ADVISORS LLC SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. MAJORITY SHAREHOLDER indirect 2006-09-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK PRIVATE EQUITY PARTNERS AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (HONG KONG) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDE indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE MEMBER OF APPLICANT direct 2017-03-01
STATE STREET RESEARCH & MANAGEMENT COMPANY SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER OF APPLICANT direct 2006-09-01
BLACKROCK ASSET MANAGEMENT UK LIMITED SOLESHARE HOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL, LTD. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2015-03-01
BLACKROCK ADVISORS, LLC MAJORITY SHARELODER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK ADVISORS, LLC MAJORITY SHARELODER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY MEMBER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY MEMBER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01

BLACKROCK ADVISORS, LLC

ownership team - last updated 2021-11-05
Name Title Start Date Direct/Indirect % Ownership
BLACKROCK CAPITAL HOLDINGS, INC. SOLE MEMBER 09/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK KELSO CAPITAL ADVISORS LLC SOLE SHAREHOLDER indirect 2006-09-01
SHEDLIN, GARY, STEPHEN CHIEF FINANCIAL OFFICER 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
SHEDLIN, GARY, STEPHEN DIRECTOR 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
GOLDSTEIN, ROBERT, LAWRENCE CHIEF OPERATING OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
GOLDSTEIN, ROBERT, LAWRENCE DIRECTOR 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
PARK, CHARLES, CHOON SIK CHIEF COMPLIANCE OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER direct 2006-08-01
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR direct 2006-08-01
AMERICAN CENTURY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
AMERICAN CENTURY ADVISORY SERVICES, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
WALTCHER, DANIEL, RUSSELL DIRECTOR 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FINANCIAL MANAGEMENT, INC DEPUTY GENERAL COUNSEL direct 1998-10-01
FUTUREADVISOR, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC ASSISTANT SECRETARY direct 1998-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2010-08-01
BLACKROCK CAPITAL MANAGEMENT, INC. ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR, DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2009-12-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2007-10-01
STATE STREET RESEARCH & MANAGEMENT COMPANY ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01
BLACKROCK ADVISORS, LLC ASSISTANT SECRETARY direct 1998-10-01
BLACKROCK ADVISORS, LLC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01
Meade, Christopher, Joseph GENERAL COUNSEL AND CHIEF LEGAL OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK ADVISORS, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK FINANCIAL MANAGEMENT, INC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK CAPITAL MANAGEMENT, INC. GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
KAPITO, ROBERT, STEVEN PRESIDENT 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. VICE CHAIRMAN AND DIRECTOR direct 1995-02-01
BLACKROCK FUND ADVISORS PRESIDENT direct 2009-12-01
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, LLC PRESIDENT direct 2007-09-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2007-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2007-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, INC VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
STATE STREET RESEARCH & MANAGEMENT COMPANY VICE CHAIRMAN direct 2005-01-01 2007-04-18
BLACKROCK CAPITAL MANAGEMENT, INC. VICE CHAIRMAN & DIRECTOR direct 1999-11-01 2007-04-18
BLACKROCK INTERNATIONAL, LTD. VICE CHAIRMAN & DIRECTOR direct 1998-03-01 2007-04-18
BLACKROCK FINANCIAL MANAGEMENT, INC VICE CHAIRMAN AND DIRECTOR direct 1988-04-01 2007-07-03
BLACKROCK INTERNATIONAL, LTD. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2007-10-31
BLACKROCK ADVISORS, LLC PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT direct 2007-09-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2005-02-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK ADVISORS, LLC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2011-07-15
BLACKROCK FUND ADVISORS PRESIDENT & DIRECTOR direct 2009-12-01 2015-04-10
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK ADVISORS, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1999-09-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK ADVISORS, LLC DIRECTOR direct 2007-08-01 2015-10-05
FINK, LAURENCE, DOUGLAS CHIEF EXECUTIVE OFFICER 09/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1998-02-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-09-01
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2005-01-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2003-04-01
ENSO CAPITAL MANAGEMENT LLC MEMBER direct 2002-02-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1999-11-01
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER direct 2009-12-01
BLACKROCK (JAPAN) INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1995-02-01
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1994-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-10-01
BLACKROCK ADVISORS, LLC CHAIRMAN direct 1994-09-01
BLACKROCK INTERNATIONAL, LTD. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1998-03-01 2007-10-31
UBS ENSO MANAGEMENT LLC MEMBER OF ENSO CAPITAL MANAGEMENT LLC direct 2002-02-01 2008-03-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER direct 1998-02-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1988-04-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1998-02-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1988-04-01 2010-03-31
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1994-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01 2010-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 1999-11-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2006-09-01 2010-05-19
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1994-09-01 2011-06-10
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2006-09-01 2011-07-15
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 2009-12-01 2015-04-10
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1999-11-01 2015-05-18
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 1994-09-01 2015-05-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1988-04-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FUND ADVISORS CHAIRMAN direct 2009-12-01 2015-06-23
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1994-10-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN direct 1999-11-01 2015-11-18
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 1999-11-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC. SOLE SHAREHOLDER BLACKROCK CAPITAL HOLDINGS, INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. SOLE SHAREHOLDER OF APPLICANT direct 1994-10-01
BLACKROCK FUND ADVISORS SOLE MEMBER indirect 1994-10-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2015-03-01
GALLATIN POINT CAPITAL LLC MEMBER direct 2017-02-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01 2015-02-25
BLACKROCK, INC. SOLE SHAREHOLDER BLACKROCK HOLDCO 2, INC. 09/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BARCLAYS GLOBAL FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
XULU INC SOLE SHAREHOLDER direct 2015-10-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT (SCHWEIZ) AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDER indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK HOLDCO 2, INC. SOLE SHAREHOLDER BLACKROCK FINANCIAL MANAGEMENT, INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK KELSO CAPITAL ADVISORS LLC MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE MEMBER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT INTERNATIONAL, LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT INTERNATIONAL, LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK HPB MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK KELSO CAPITAL ADVISORS LLC MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK KELSO CAPITAL ADVISORS LLC SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. MAJORITY SHAREHOLDER indirect 2006-09-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK PRIVATE EQUITY PARTNERS AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (HONG KONG) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDE indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE MEMBER OF APPLICANT direct 2017-03-01
STATE STREET RESEARCH & MANAGEMENT COMPANY SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER OF APPLICANT direct 2006-09-01
BLACKROCK ASSET MANAGEMENT UK LIMITED SOLESHARE HOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL, LTD. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2015-03-01
BLACKROCK ADVISORS, LLC MAJORITY SHARELODER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK ADVISORS, LLC MAJORITY SHARELODER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY MEMBER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY MEMBER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01

BLACKROCK ADVISORS, LLC

ownership team - last updated 2021-08-12
Name Title Start Date Direct/Indirect % Ownership
BLACKROCK CAPITAL HOLDINGS, INC. SOLE MEMBER 09/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK KELSO CAPITAL ADVISORS LLC SOLE SHAREHOLDER indirect 2006-09-01
SHEDLIN, GARY, STEPHEN CHIEF FINANCIAL OFFICER 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
SHEDLIN, GARY, STEPHEN DIRECTOR 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
GOLDSTEIN, ROBERT, LAWRENCE CHIEF OPERATING OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
GOLDSTEIN, ROBERT, LAWRENCE DIRECTOR 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
PARK, CHARLES, CHOON SIK CHIEF COMPLIANCE OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER direct 2006-08-01
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR direct 2006-08-01
AMERICAN CENTURY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
AMERICAN CENTURY ADVISORY SERVICES, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
WALTCHER, DANIEL, RUSSELL DIRECTOR 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FINANCIAL MANAGEMENT, INC DEPUTY GENERAL COUNSEL direct 1998-10-01
FUTUREADVISOR, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC ASSISTANT SECRETARY direct 1998-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2010-08-01
BLACKROCK CAPITAL MANAGEMENT, INC. ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR, DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2009-12-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2007-10-01
STATE STREET RESEARCH & MANAGEMENT COMPANY ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01
BLACKROCK ADVISORS, LLC ASSISTANT SECRETARY direct 1998-10-01
BLACKROCK ADVISORS, LLC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01
Meade, Christopher, Joseph GENERAL COUNSEL AND CHIEF LEGAL OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK ADVISORS, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK FINANCIAL MANAGEMENT, INC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK CAPITAL MANAGEMENT, INC. GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
KAPITO, ROBERT, STEVEN PRESIDENT 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. VICE CHAIRMAN AND DIRECTOR direct 1995-02-01
BLACKROCK FUND ADVISORS PRESIDENT direct 2009-12-01
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, LLC PRESIDENT direct 2007-09-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2007-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2007-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, INC VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
STATE STREET RESEARCH & MANAGEMENT COMPANY VICE CHAIRMAN direct 2005-01-01 2007-04-18
BLACKROCK CAPITAL MANAGEMENT, INC. VICE CHAIRMAN & DIRECTOR direct 1999-11-01 2007-04-18
BLACKROCK INTERNATIONAL, LTD. VICE CHAIRMAN & DIRECTOR direct 1998-03-01 2007-04-18
BLACKROCK FINANCIAL MANAGEMENT, INC VICE CHAIRMAN AND DIRECTOR direct 1988-04-01 2007-07-03
BLACKROCK INTERNATIONAL, LTD. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2007-10-31
BLACKROCK ADVISORS, LLC PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT direct 2007-09-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2005-02-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK ADVISORS, LLC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2011-07-15
BLACKROCK FUND ADVISORS PRESIDENT & DIRECTOR direct 2009-12-01 2015-04-10
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK ADVISORS, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1999-09-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK ADVISORS, LLC DIRECTOR direct 2007-08-01 2015-10-05
FINK, LAURENCE, DOUGLAS CHIEF EXECUTIVE OFFICER 09/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1998-02-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-09-01
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2005-01-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2003-04-01
ENSO CAPITAL MANAGEMENT LLC MEMBER direct 2002-02-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1999-11-01
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER direct 2009-12-01
BLACKROCK (JAPAN) INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1995-02-01
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1994-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-10-01
BLACKROCK ADVISORS, LLC CHAIRMAN direct 1994-09-01
BLACKROCK INTERNATIONAL, LTD. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1998-03-01 2007-10-31
UBS ENSO MANAGEMENT LLC MEMBER OF ENSO CAPITAL MANAGEMENT LLC direct 2002-02-01 2008-03-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER direct 1998-02-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1988-04-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1998-02-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1988-04-01 2010-03-31
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1994-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01 2010-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 1999-11-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2006-09-01 2010-05-19
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1994-09-01 2011-06-10
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2006-09-01 2011-07-15
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 2009-12-01 2015-04-10
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1999-11-01 2015-05-18
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 1994-09-01 2015-05-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1988-04-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FUND ADVISORS CHAIRMAN direct 2009-12-01 2015-06-23
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1994-10-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN direct 1999-11-01 2015-11-18
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 1999-11-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC. SOLE SHAREHOLDER BLACKROCK CAPITAL HOLDINGS, INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. SOLE SHAREHOLDER OF APPLICANT direct 1994-10-01
BLACKROCK FUND ADVISORS SOLE MEMBER indirect 1994-10-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2015-03-01
GALLATIN POINT CAPITAL LLC MEMBER direct 2017-02-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01 2015-02-25
BLACKROCK, INC. SOLE SHAREHOLDER BLACKROCK HOLDCO 2, INC. 09/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BARCLAYS GLOBAL FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
XULU INC SOLE SHAREHOLDER direct 2015-10-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT (SCHWEIZ) AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDER indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK HOLDCO 2, INC. SOLE SHAREHOLDER BLACKROCK FINANCIAL MANAGEMENT, INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK KELSO CAPITAL ADVISORS LLC MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE MEMBER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT INTERNATIONAL, LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT INTERNATIONAL, LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK HPB MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK KELSO CAPITAL ADVISORS LLC MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK KELSO CAPITAL ADVISORS LLC SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. MAJORITY SHAREHOLDER indirect 2006-09-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK PRIVATE EQUITY PARTNERS AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (HONG KONG) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDE indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE MEMBER OF APPLICANT direct 2017-03-01
STATE STREET RESEARCH & MANAGEMENT COMPANY SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER OF APPLICANT direct 2006-09-01
BLACKROCK ASSET MANAGEMENT UK LIMITED SOLESHARE HOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL, LTD. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2015-03-01
BLACKROCK ADVISORS, LLC MAJORITY SHARELODER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK ADVISORS, LLC MAJORITY SHARELODER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY MEMBER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY MEMBER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01

BLACKROCK ADVISORS, LLC

ownership team - last updated 2021-05-07
Name Title Start Date Direct/Indirect % Ownership
BLACKROCK CAPITAL HOLDINGS, INC. SOLE MEMBER 09/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK KELSO CAPITAL ADVISORS LLC SOLE SHAREHOLDER indirect 2006-09-01
SHEDLIN, GARY, STEPHEN CHIEF FINANCIAL OFFICER 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
SHEDLIN, GARY, STEPHEN DIRECTOR 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
GOLDSTEIN, ROBERT, LAWRENCE CHIEF OPERATING OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
GOLDSTEIN, ROBERT, LAWRENCE DIRECTOR 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
PARK, CHARLES, CHOON SIK CHIEF COMPLIANCE OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER direct 2006-08-01
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR direct 2006-08-01
AMERICAN CENTURY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
AMERICAN CENTURY ADVISORY SERVICES, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
WALTCHER, DANIEL, RUSSELL DIRECTOR 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FINANCIAL MANAGEMENT, INC DEPUTY GENERAL COUNSEL direct 1998-10-01
FUTUREADVISOR, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC ASSISTANT SECRETARY direct 1998-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2010-08-01
BLACKROCK CAPITAL MANAGEMENT, INC. ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR, DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2009-12-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2007-10-01
STATE STREET RESEARCH & MANAGEMENT COMPANY ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01
BLACKROCK ADVISORS, LLC ASSISTANT SECRETARY direct 1998-10-01
BLACKROCK ADVISORS, LLC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01
Meade, Christopher, Joseph GENERAL COUNSEL AND CHIEF LEGAL OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK ADVISORS, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK FINANCIAL MANAGEMENT, INC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK CAPITAL MANAGEMENT, INC. GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
KAPITO, ROBERT, STEVEN PRESIDENT 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. VICE CHAIRMAN AND DIRECTOR direct 1995-02-01
BLACKROCK FUND ADVISORS PRESIDENT direct 2009-12-01
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, LLC PRESIDENT direct 2007-09-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2007-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2007-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, INC VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
STATE STREET RESEARCH & MANAGEMENT COMPANY VICE CHAIRMAN direct 2005-01-01 2007-04-18
BLACKROCK CAPITAL MANAGEMENT, INC. VICE CHAIRMAN & DIRECTOR direct 1999-11-01 2007-04-18
BLACKROCK INTERNATIONAL, LTD. VICE CHAIRMAN & DIRECTOR direct 1998-03-01 2007-04-18
BLACKROCK FINANCIAL MANAGEMENT, INC VICE CHAIRMAN AND DIRECTOR direct 1988-04-01 2007-07-03
BLACKROCK INTERNATIONAL, LTD. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2007-10-31
BLACKROCK ADVISORS, LLC PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT direct 2007-09-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2005-02-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK ADVISORS, LLC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2011-07-15
BLACKROCK FUND ADVISORS PRESIDENT & DIRECTOR direct 2009-12-01 2015-04-10
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK ADVISORS, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1999-09-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK ADVISORS, LLC DIRECTOR direct 2007-08-01 2015-10-05
FINK, LAURENCE, DOUGLAS CHIEF EXECUTIVE OFFICER 09/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1998-02-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-09-01
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2005-01-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2003-04-01
ENSO CAPITAL MANAGEMENT LLC MEMBER direct 2002-02-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1999-11-01
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER direct 2009-12-01
BLACKROCK (JAPAN) INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1995-02-01
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1994-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-10-01
BLACKROCK ADVISORS, LLC CHAIRMAN direct 1994-09-01
BLACKROCK INTERNATIONAL, LTD. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1998-03-01 2007-10-31
UBS ENSO MANAGEMENT LLC MEMBER OF ENSO CAPITAL MANAGEMENT LLC direct 2002-02-01 2008-03-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER direct 1998-02-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1988-04-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1998-02-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1988-04-01 2010-03-31
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1994-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01 2010-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 1999-11-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2006-09-01 2010-05-19
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1994-09-01 2011-06-10
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2006-09-01 2011-07-15
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 2009-12-01 2015-04-10
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1999-11-01 2015-05-18
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 1994-09-01 2015-05-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1988-04-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FUND ADVISORS CHAIRMAN direct 2009-12-01 2015-06-23
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1994-10-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN direct 1999-11-01 2015-11-18
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 1999-11-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC. SOLE SHAREHOLDER BLACKROCK CAPITAL HOLDINGS, INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. SOLE SHAREHOLDER OF APPLICANT direct 1994-10-01
BLACKROCK FUND ADVISORS SOLE MEMBER indirect 1994-10-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2015-03-01
GALLATIN POINT CAPITAL LLC MEMBER direct 2017-02-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01 2015-02-25
BLACKROCK, INC. SOLE SHAREHOLDER BLACKROCK HOLDCO 2, INC. 09/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BARCLAYS GLOBAL FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
XULU INC SOLE SHAREHOLDER direct 2015-10-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT (SCHWEIZ) AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDER indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK HOLDCO 2, INC. SOLE SHAREHOLDER BLACKROCK FINANCIAL MANAGEMENT, INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK KELSO CAPITAL ADVISORS LLC MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE MEMBER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT INTERNATIONAL, LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT INTERNATIONAL, LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK HPB MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK KELSO CAPITAL ADVISORS LLC MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK KELSO CAPITAL ADVISORS LLC SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. MAJORITY SHAREHOLDER indirect 2006-09-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK PRIVATE EQUITY PARTNERS AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (HONG KONG) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDE indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE MEMBER OF APPLICANT direct 2017-03-01
STATE STREET RESEARCH & MANAGEMENT COMPANY SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER OF APPLICANT direct 2006-09-01
BLACKROCK ASSET MANAGEMENT UK LIMITED SOLESHARE HOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL, LTD. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2015-03-01
BLACKROCK ADVISORS, LLC MAJORITY SHARELODER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK ADVISORS, LLC MAJORITY SHARELODER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY MEMBER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY MEMBER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01

BLACKROCK ADVISORS, LLC

ownership team - last updated 2021-03-25
Name Title Start Date Direct/Indirect % Ownership
BLACKROCK CAPITAL HOLDINGS, INC. SOLE MEMBER 09/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK KELSO CAPITAL ADVISORS LLC SOLE SHAREHOLDER indirect 2006-09-01
SHEDLIN, GARY, STEPHEN CHIEF FINANCIAL OFFICER 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
SHEDLIN, GARY, STEPHEN DIRECTOR 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
GOLDSTEIN, ROBERT, LAWRENCE CHIEF OPERATING OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
GOLDSTEIN, ROBERT, LAWRENCE DIRECTOR 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
PARK, CHARLES, CHOON SIK CHIEF COMPLIANCE OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER direct 2006-08-01
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR direct 2006-08-01
AMERICAN CENTURY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
AMERICAN CENTURY ADVISORY SERVICES, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
WALTCHER, DANIEL, RUSSELL DIRECTOR 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FINANCIAL MANAGEMENT, INC DEPUTY GENERAL COUNSEL direct 1998-10-01
FUTUREADVISOR, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC ASSISTANT SECRETARY direct 1998-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2010-08-01
BLACKROCK CAPITAL MANAGEMENT, INC. ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR, DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2009-12-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2007-10-01
STATE STREET RESEARCH & MANAGEMENT COMPANY ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01
BLACKROCK ADVISORS, LLC ASSISTANT SECRETARY direct 1998-10-01
BLACKROCK ADVISORS, LLC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01
Meade, Christopher, Joseph GENERAL COUNSEL AND CHIEF LEGAL OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK ADVISORS, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK FINANCIAL MANAGEMENT, INC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK CAPITAL MANAGEMENT, INC. GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
KAPITO, ROBERT, STEVEN PRESIDENT 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. VICE CHAIRMAN AND DIRECTOR direct 1995-02-01
BLACKROCK FUND ADVISORS PRESIDENT direct 2009-12-01
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, LLC PRESIDENT direct 2007-09-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2007-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2007-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, INC VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
STATE STREET RESEARCH & MANAGEMENT COMPANY VICE CHAIRMAN direct 2005-01-01 2007-04-18
BLACKROCK CAPITAL MANAGEMENT, INC. VICE CHAIRMAN & DIRECTOR direct 1999-11-01 2007-04-18
BLACKROCK INTERNATIONAL, LTD. VICE CHAIRMAN & DIRECTOR direct 1998-03-01 2007-04-18
BLACKROCK FINANCIAL MANAGEMENT, INC VICE CHAIRMAN AND DIRECTOR direct 1988-04-01 2007-07-03
BLACKROCK INTERNATIONAL, LTD. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2007-10-31
BLACKROCK ADVISORS, LLC PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT direct 2007-09-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2005-02-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK ADVISORS, LLC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2011-07-15
BLACKROCK FUND ADVISORS PRESIDENT & DIRECTOR direct 2009-12-01 2015-04-10
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK ADVISORS, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1999-09-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK ADVISORS, LLC DIRECTOR direct 2007-08-01 2015-10-05
FINK, LAURENCE, DOUGLAS CHIEF EXECUTIVE OFFICER 09/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1998-02-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-09-01
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2005-01-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2003-04-01
ENSO CAPITAL MANAGEMENT LLC MEMBER direct 2002-02-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1999-11-01
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER direct 2009-12-01
BLACKROCK (JAPAN) INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1995-02-01
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1994-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-10-01
BLACKROCK ADVISORS, LLC CHAIRMAN direct 1994-09-01
BLACKROCK INTERNATIONAL, LTD. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1998-03-01 2007-10-31
UBS ENSO MANAGEMENT LLC MEMBER OF ENSO CAPITAL MANAGEMENT LLC direct 2002-02-01 2008-03-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER direct 1998-02-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1988-04-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1998-02-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1988-04-01 2010-03-31
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1994-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01 2010-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 1999-11-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2006-09-01 2010-05-19
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1994-09-01 2011-06-10
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2006-09-01 2011-07-15
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 2009-12-01 2015-04-10
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1999-11-01 2015-05-18
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 1994-09-01 2015-05-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1988-04-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FUND ADVISORS CHAIRMAN direct 2009-12-01 2015-06-23
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1994-10-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN direct 1999-11-01 2015-11-18
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 1999-11-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC. SOLE SHAREHOLDER BLACKROCK CAPITAL HOLDINGS, INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. SOLE SHAREHOLDER OF APPLICANT direct 1994-10-01
BLACKROCK FUND ADVISORS SOLE MEMBER indirect 1994-10-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2015-03-01
GALLATIN POINT CAPITAL LLC MEMBER direct 2017-02-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01 2015-02-25
BLACKROCK, INC. SOLE SHAREHOLDER BLACKROCK HOLDCO 2, INC. 09/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BARCLAYS GLOBAL FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
XULU INC SOLE SHAREHOLDER direct 2015-10-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT (SCHWEIZ) AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDER indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK HOLDCO 2, INC. SOLE SHAREHOLDER BLACKROCK FINANCIAL MANAGEMENT, INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK KELSO CAPITAL ADVISORS LLC MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE MEMBER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT INTERNATIONAL, LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT INTERNATIONAL, LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK HPB MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK KELSO CAPITAL ADVISORS LLC MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK KELSO CAPITAL ADVISORS LLC SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. MAJORITY SHAREHOLDER indirect 2006-09-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK PRIVATE EQUITY PARTNERS AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (HONG KONG) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDE indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE MEMBER OF APPLICANT direct 2017-03-01
STATE STREET RESEARCH & MANAGEMENT COMPANY SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER OF APPLICANT direct 2006-09-01
BLACKROCK ASSET MANAGEMENT UK LIMITED SOLESHARE HOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL, LTD. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2015-03-01
BLACKROCK ADVISORS, LLC MAJORITY SHARELODER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK ADVISORS, LLC MAJORITY SHARELODER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY MEMBER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY MEMBER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01

BLACKROCK ADVISORS, LLC

ownership team - last updated 2020-12-18
Name Title Start Date Direct/Indirect % Ownership
BLACKROCK CAPITAL HOLDINGS, INC. SOLE MEMBER 09/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK KELSO CAPITAL ADVISORS LLC SOLE SHAREHOLDER indirect 2006-09-01
SHEDLIN, GARY, STEPHEN CHIEF FINANCIAL OFFICER 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
SHEDLIN, GARY, STEPHEN DIRECTOR 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
GOLDSTEIN, ROBERT, LAWRENCE CHIEF OPERATING OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
GOLDSTEIN, ROBERT, LAWRENCE DIRECTOR 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
PARK, CHARLES, CHOON SIK CHIEF COMPLIANCE OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER direct 2006-08-01
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR direct 2006-08-01
AMERICAN CENTURY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
AMERICAN CENTURY ADVISORY SERVICES, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
WALTCHER, DANIEL, RUSSELL DIRECTOR 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FINANCIAL MANAGEMENT, INC DEPUTY GENERAL COUNSEL direct 1998-10-01
FUTUREADVISOR, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC ASSISTANT SECRETARY direct 1998-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2010-08-01
BLACKROCK CAPITAL MANAGEMENT, INC. ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR, DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2009-12-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2007-10-01
STATE STREET RESEARCH & MANAGEMENT COMPANY ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01
BLACKROCK ADVISORS, LLC ASSISTANT SECRETARY direct 1998-10-01
BLACKROCK ADVISORS, LLC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01
Meade, Christopher, Joseph GENERAL COUNSEL AND CHIEF LEGAL OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK ADVISORS, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK FINANCIAL MANAGEMENT, INC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK CAPITAL MANAGEMENT, INC. GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
KAPITO, ROBERT, STEVEN PRESIDENT 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. VICE CHAIRMAN AND DIRECTOR direct 1995-02-01
BLACKROCK FUND ADVISORS PRESIDENT direct 2009-12-01
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, LLC PRESIDENT direct 2007-09-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2007-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2007-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, INC VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
STATE STREET RESEARCH & MANAGEMENT COMPANY VICE CHAIRMAN direct 2005-01-01 2007-04-18
BLACKROCK CAPITAL MANAGEMENT, INC. VICE CHAIRMAN & DIRECTOR direct 1999-11-01 2007-04-18
BLACKROCK INTERNATIONAL, LTD. VICE CHAIRMAN & DIRECTOR direct 1998-03-01 2007-04-18
BLACKROCK FINANCIAL MANAGEMENT, INC VICE CHAIRMAN AND DIRECTOR direct 1988-04-01 2007-07-03
BLACKROCK INTERNATIONAL, LTD. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2007-10-31
BLACKROCK ADVISORS, LLC PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT direct 2007-09-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2005-02-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK ADVISORS, LLC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2011-07-15
BLACKROCK FUND ADVISORS PRESIDENT & DIRECTOR direct 2009-12-01 2015-04-10
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK ADVISORS, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1999-09-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK ADVISORS, LLC DIRECTOR direct 2007-08-01 2015-10-05
FINK, LAURENCE, DOUGLAS CHIEF EXECUTIVE OFFICER 09/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1998-02-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-09-01
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2005-01-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2003-04-01
ENSO CAPITAL MANAGEMENT LLC MEMBER direct 2002-02-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1999-11-01
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER direct 2009-12-01
BLACKROCK (JAPAN) INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1995-02-01
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1994-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-10-01
BLACKROCK ADVISORS, LLC CHAIRMAN direct 1994-09-01
BLACKROCK INTERNATIONAL, LTD. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1998-03-01 2007-10-31
UBS ENSO MANAGEMENT LLC MEMBER OF ENSO CAPITAL MANAGEMENT LLC direct 2002-02-01 2008-03-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER direct 1998-02-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1988-04-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1998-02-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1988-04-01 2010-03-31
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1994-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01 2010-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 1999-11-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2006-09-01 2010-05-19
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1994-09-01 2011-06-10
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2006-09-01 2011-07-15
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 2009-12-01 2015-04-10
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1999-11-01 2015-05-18
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 1994-09-01 2015-05-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1988-04-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FUND ADVISORS CHAIRMAN direct 2009-12-01 2015-06-23
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1994-10-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN direct 1999-11-01 2015-11-18
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 1999-11-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC. SOLE SHAREHOLDER BLACKROCK CAPITAL HOLDINGS, INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. SOLE SHAREHOLDER OF APPLICANT direct 1994-10-01
BLACKROCK FUND ADVISORS SOLE MEMBER indirect 1994-10-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2015-03-01
GALLATIN POINT CAPITAL LLC MEMBER direct 2017-02-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01 2015-02-25
BLACKROCK, INC. SOLE SHAREHOLDER BLACKROCK HOLDCO 2, INC. 09/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BARCLAYS GLOBAL FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
XULU INC SOLE SHAREHOLDER direct 2015-10-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT (SCHWEIZ) AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDER indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK HOLDCO 2, INC. SOLE SHAREHOLDER BLACKROCK FINANCIAL MANAGEMENT, INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK KELSO CAPITAL ADVISORS LLC MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE MEMBER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT INTERNATIONAL, LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT INTERNATIONAL, LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK HPB MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK KELSO CAPITAL ADVISORS LLC MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK KELSO CAPITAL ADVISORS LLC SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. MAJORITY SHAREHOLDER indirect 2006-09-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK PRIVATE EQUITY PARTNERS AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (HONG KONG) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDE indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE MEMBER OF APPLICANT direct 2017-03-01
STATE STREET RESEARCH & MANAGEMENT COMPANY SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER OF APPLICANT direct 2006-09-01
BLACKROCK ASSET MANAGEMENT UK LIMITED SOLESHARE HOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL, LTD. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2015-03-01
BLACKROCK ADVISORS, LLC MAJORITY SHARELODER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK ADVISORS, LLC MAJORITY SHARELODER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY MEMBER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY MEMBER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01

BLACKROCK ADVISORS, LLC

ownership team - last updated 2020-08-20
Name Title Start Date Direct/Indirect % Ownership
BLACKROCK CAPITAL HOLDINGS, INC. SOLE MEMBER 09/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK KELSO CAPITAL ADVISORS LLC SOLE SHAREHOLDER indirect 2006-09-01
SHEDLIN, GARY, STEPHEN CHIEF FINANCIAL OFFICER 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
SHEDLIN, GARY, STEPHEN DIRECTOR 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
GOLDSTEIN, ROBERT, LAWRENCE CHIEF OPERATING OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
GOLDSTEIN, ROBERT, LAWRENCE DIRECTOR 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
PARK, CHARLES, CHOON SIK CHIEF COMPLIANCE OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER direct 2006-08-01
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR direct 2006-08-01
AMERICAN CENTURY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
AMERICAN CENTURY ADVISORY SERVICES, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
WALTCHER, DANIEL, RUSSELL DIRECTOR 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FINANCIAL MANAGEMENT, INC DEPUTY GENERAL COUNSEL direct 1998-10-01
FUTUREADVISOR, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC ASSISTANT SECRETARY direct 1998-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2010-08-01
BLACKROCK CAPITAL MANAGEMENT, INC. ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR, DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2009-12-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2007-10-01
STATE STREET RESEARCH & MANAGEMENT COMPANY ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01
BLACKROCK ADVISORS, LLC ASSISTANT SECRETARY direct 1998-10-01
BLACKROCK ADVISORS, LLC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01
Meade, Christopher, Joseph GENERAL COUNSEL AND CHIEF LEGAL OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK ADVISORS, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK FINANCIAL MANAGEMENT, INC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK CAPITAL MANAGEMENT, INC. GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
KAPITO, ROBERT, STEVEN PRESIDENT 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. VICE CHAIRMAN AND DIRECTOR direct 1995-02-01
BLACKROCK FUND ADVISORS PRESIDENT direct 2009-12-01
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, LLC PRESIDENT direct 2007-09-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2007-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2007-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, INC VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
STATE STREET RESEARCH & MANAGEMENT COMPANY VICE CHAIRMAN direct 2005-01-01 2007-04-18
BLACKROCK CAPITAL MANAGEMENT, INC. VICE CHAIRMAN & DIRECTOR direct 1999-11-01 2007-04-18
BLACKROCK INTERNATIONAL, LTD. VICE CHAIRMAN & DIRECTOR direct 1998-03-01 2007-04-18
BLACKROCK FINANCIAL MANAGEMENT, INC VICE CHAIRMAN AND DIRECTOR direct 1988-04-01 2007-07-03
BLACKROCK INTERNATIONAL, LTD. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2007-10-31
BLACKROCK ADVISORS, LLC PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT direct 2007-09-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2005-02-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK ADVISORS, LLC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2011-07-15
BLACKROCK FUND ADVISORS PRESIDENT & DIRECTOR direct 2009-12-01 2015-04-10
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK ADVISORS, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1999-09-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK ADVISORS, LLC DIRECTOR direct 2007-08-01 2015-10-05
FINK, LAURENCE, DOUGLAS CHIEF EXECUTIVE OFFICER 09/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1998-02-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-09-01
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2005-01-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2003-04-01
ENSO CAPITAL MANAGEMENT LLC MEMBER direct 2002-02-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1999-11-01
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER direct 2009-12-01
BLACKROCK (JAPAN) INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1995-02-01
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1994-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-10-01
BLACKROCK ADVISORS, LLC CHAIRMAN direct 1994-09-01
BLACKROCK INTERNATIONAL, LTD. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1998-03-01 2007-10-31
UBS ENSO MANAGEMENT LLC MEMBER OF ENSO CAPITAL MANAGEMENT LLC direct 2002-02-01 2008-03-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER direct 1998-02-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1988-04-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1998-02-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1988-04-01 2010-03-31
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1994-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01 2010-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 1999-11-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2006-09-01 2010-05-19
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1994-09-01 2011-06-10
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2006-09-01 2011-07-15
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 2009-12-01 2015-04-10
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1999-11-01 2015-05-18
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 1994-09-01 2015-05-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1988-04-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FUND ADVISORS CHAIRMAN direct 2009-12-01 2015-06-23
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1994-10-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN direct 1999-11-01 2015-11-18
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 1999-11-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC. SOLE SHAREHOLDER BLACKROCK CAPITAL HOLDINGS, INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. SOLE SHAREHOLDER OF APPLICANT direct 1994-10-01
BLACKROCK FUND ADVISORS SOLE MEMBER indirect 1994-10-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2015-03-01
GALLATIN POINT CAPITAL LLC MEMBER direct 2017-02-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01 2015-02-25
BLACKROCK, INC. SOLE SHAREHOLDER BLACKROCK HOLDCO 2, INC. 09/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BARCLAYS GLOBAL FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
XULU INC SOLE SHAREHOLDER direct 2015-10-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT (SCHWEIZ) AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDER indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK HOLDCO 2, INC. SOLE SHAREHOLDER BLACKROCK FINANCIAL MANAGEMENT, INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK KELSO CAPITAL ADVISORS LLC MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE MEMBER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT INTERNATIONAL, LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT INTERNATIONAL, LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK HPB MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK KELSO CAPITAL ADVISORS LLC MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK KELSO CAPITAL ADVISORS LLC SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. MAJORITY SHAREHOLDER indirect 2006-09-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK PRIVATE EQUITY PARTNERS AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (HONG KONG) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDE indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE MEMBER OF APPLICANT direct 2017-03-01
STATE STREET RESEARCH & MANAGEMENT COMPANY SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER OF APPLICANT direct 2006-09-01
BLACKROCK ASSET MANAGEMENT UK LIMITED SOLESHARE HOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL, LTD. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2015-03-01
BLACKROCK ADVISORS, LLC MAJORITY SHARELODER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK ADVISORS, LLC MAJORITY SHARELODER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY MEMBER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY MEMBER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01

BLACKROCK ADVISORS, LLC

ownership team - last updated 2020-06-30
Name Title Start Date Direct/Indirect % Ownership
BLACKROCK CAPITAL HOLDINGS, INC. SOLE MEMBER 09/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK KELSO CAPITAL ADVISORS LLC SOLE SHAREHOLDER indirect 2006-09-01
SHEDLIN, GARY, STEPHEN CHIEF FINANCIAL OFFICER 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
SHEDLIN, GARY, STEPHEN DIRECTOR 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
GOLDSTEIN, ROBERT, LAWRENCE CHIEF OPERATING OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
GOLDSTEIN, ROBERT, LAWRENCE DIRECTOR 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
PARK, CHARLES, CHOON SIK CHIEF COMPLIANCE OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER direct 2006-08-01
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR direct 2006-08-01
AMERICAN CENTURY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
AMERICAN CENTURY ADVISORY SERVICES, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
WALTCHER, DANIEL, RUSSELL DIRECTOR 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FINANCIAL MANAGEMENT, INC DEPUTY GENERAL COUNSEL direct 1998-10-01
FUTUREADVISOR, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC ASSISTANT SECRETARY direct 1998-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2010-08-01
BLACKROCK CAPITAL MANAGEMENT, INC. ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR, DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2009-12-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2007-10-01
STATE STREET RESEARCH & MANAGEMENT COMPANY ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01
BLACKROCK ADVISORS, LLC ASSISTANT SECRETARY direct 1998-10-01
BLACKROCK ADVISORS, LLC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01
Meade, Christopher, Joseph GENERAL COUNSEL AND CHIEF LEGAL OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK ADVISORS, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK FINANCIAL MANAGEMENT, INC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK CAPITAL MANAGEMENT, INC. GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
KAPITO, ROBERT, STEVEN PRESIDENT 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. VICE CHAIRMAN AND DIRECTOR direct 1995-02-01
BLACKROCK FUND ADVISORS PRESIDENT direct 2009-12-01
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, LLC PRESIDENT direct 2007-09-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2007-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2007-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, INC VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
STATE STREET RESEARCH & MANAGEMENT COMPANY VICE CHAIRMAN direct 2005-01-01 2007-04-18
BLACKROCK CAPITAL MANAGEMENT, INC. VICE CHAIRMAN & DIRECTOR direct 1999-11-01 2007-04-18
BLACKROCK INTERNATIONAL, LTD. VICE CHAIRMAN & DIRECTOR direct 1998-03-01 2007-04-18
BLACKROCK FINANCIAL MANAGEMENT, INC VICE CHAIRMAN AND DIRECTOR direct 1988-04-01 2007-07-03
BLACKROCK INTERNATIONAL, LTD. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2007-10-31
BLACKROCK ADVISORS, LLC PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT direct 2007-09-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2005-02-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK ADVISORS, LLC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2011-07-15
BLACKROCK FUND ADVISORS PRESIDENT & DIRECTOR direct 2009-12-01 2015-04-10
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK ADVISORS, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1999-09-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK ADVISORS, LLC DIRECTOR direct 2007-08-01 2015-10-05
FINK, LAURENCE, DOUGLAS CHIEF EXECUTIVE OFFICER 09/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1998-02-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-09-01
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2005-01-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2003-04-01
ENSO CAPITAL MANAGEMENT LLC MEMBER direct 2002-02-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1999-11-01
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER direct 2009-12-01
BLACKROCK (JAPAN) INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1995-02-01
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1994-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-10-01
BLACKROCK ADVISORS, LLC CHAIRMAN direct 1994-09-01
BLACKROCK INTERNATIONAL, LTD. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1998-03-01 2007-10-31
UBS ENSO MANAGEMENT LLC MEMBER OF ENSO CAPITAL MANAGEMENT LLC direct 2002-02-01 2008-03-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER direct 1998-02-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1988-04-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1998-02-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1988-04-01 2010-03-31
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1994-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01 2010-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 1999-11-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2006-09-01 2010-05-19
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1994-09-01 2011-06-10
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2006-09-01 2011-07-15
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 2009-12-01 2015-04-10
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1999-11-01 2015-05-18
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 1994-09-01 2015-05-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1988-04-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FUND ADVISORS CHAIRMAN direct 2009-12-01 2015-06-23
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1994-10-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN direct 1999-11-01 2015-11-18
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 1999-11-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC. SOLE SHAREHOLDER BLACKROCK CAPITAL HOLDINGS, INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. SOLE SHAREHOLDER OF APPLICANT direct 1994-10-01
BLACKROCK FUND ADVISORS SOLE MEMBER indirect 1994-10-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2015-03-01
GALLATIN POINT CAPITAL LLC MEMBER direct 2017-02-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01 2015-02-25
BLACKROCK, INC. SOLE SHAREHOLDER BLACKROCK HOLDCO 2, INC. 09/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BARCLAYS GLOBAL FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
XULU INC SOLE SHAREHOLDER direct 2015-10-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT (SCHWEIZ) AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDER indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK HOLDCO 2, INC. SOLE SHAREHOLDER BLACKROCK FINANCIAL MANAGEMENT, INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK KELSO CAPITAL ADVISORS LLC MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE MEMBER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT INTERNATIONAL, LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT INTERNATIONAL, LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK HPB MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK KELSO CAPITAL ADVISORS LLC MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK KELSO CAPITAL ADVISORS LLC SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. MAJORITY SHAREHOLDER indirect 2006-09-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK PRIVATE EQUITY PARTNERS AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (HONG KONG) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDE indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE MEMBER OF APPLICANT direct 2017-03-01
STATE STREET RESEARCH & MANAGEMENT COMPANY SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER OF APPLICANT direct 2006-09-01
BLACKROCK ASSET MANAGEMENT UK LIMITED SOLESHARE HOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL, LTD. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2015-03-01
BLACKROCK ADVISORS, LLC MAJORITY SHARELODER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK ADVISORS, LLC MAJORITY SHARELODER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY MEMBER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY MEMBER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01

BLACKROCK ADVISORS, LLC

ownership team - last updated 2020-03-26
Name Title Start Date Direct/Indirect % Ownership

BLACKROCK ADVISORS, LLC

ownership team - last updated 2019-10-04
Name Title Start Date Direct/Indirect % Ownership
BLACKROCK CAPITAL HOLDINGS, INC. SOLE MEMBER 09/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK KELSO CAPITAL ADVISORS LLC SOLE SHAREHOLDER indirect 2006-09-01
SHEDLIN, GARY, STEPHEN CHIEF FINANCIAL OFFICER 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
SHEDLIN, GARY, STEPHEN DIRECTOR 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
GOLDSTEIN, ROBERT, LAWRENCE CHIEF OPERATING OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
GOLDSTEIN, ROBERT, LAWRENCE DIRECTOR 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
PARK, CHARLES, CHOON SIK CHIEF COMPLIANCE OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER direct 2006-08-01
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR direct 2006-08-01
AMERICAN CENTURY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
AMERICAN CENTURY ADVISORY SERVICES, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
WALTCHER, DANIEL, RUSSELL DIRECTOR 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FINANCIAL MANAGEMENT, INC DEPUTY GENERAL COUNSEL direct 1998-10-01
FUTUREADVISOR, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC ASSISTANT SECRETARY direct 1998-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2010-08-01
BLACKROCK CAPITAL MANAGEMENT, INC. ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR, DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2009-12-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2007-10-01
STATE STREET RESEARCH & MANAGEMENT COMPANY ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01
BLACKROCK ADVISORS, LLC ASSISTANT SECRETARY direct 1998-10-01
BLACKROCK ADVISORS, LLC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01
Meade, Christopher, Joseph GENERAL COUNSEL AND CHIEF LEGAL OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK ADVISORS, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK FINANCIAL MANAGEMENT, INC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK CAPITAL MANAGEMENT, INC. GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
KAPITO, ROBERT, STEVEN PRESIDENT 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. VICE CHAIRMAN AND DIRECTOR direct 1995-02-01
BLACKROCK FUND ADVISORS PRESIDENT direct 2009-12-01
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, LLC PRESIDENT direct 2007-09-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2007-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2007-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, INC VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
STATE STREET RESEARCH & MANAGEMENT COMPANY VICE CHAIRMAN direct 2005-01-01 2007-04-18
BLACKROCK CAPITAL MANAGEMENT, INC. VICE CHAIRMAN & DIRECTOR direct 1999-11-01 2007-04-18
BLACKROCK INTERNATIONAL, LTD. VICE CHAIRMAN & DIRECTOR direct 1998-03-01 2007-04-18
BLACKROCK FINANCIAL MANAGEMENT, INC VICE CHAIRMAN AND DIRECTOR direct 1988-04-01 2007-07-03
BLACKROCK INTERNATIONAL, LTD. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2007-10-31
BLACKROCK ADVISORS, LLC PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT direct 2007-09-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2005-02-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK ADVISORS, LLC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2011-07-15
BLACKROCK FUND ADVISORS PRESIDENT & DIRECTOR direct 2009-12-01 2015-04-10
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK ADVISORS, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1999-09-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK ADVISORS, LLC DIRECTOR direct 2007-08-01 2015-10-05
FINK, LAURENCE, DOUGLAS CHAIRMAN 09/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1998-02-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-09-01
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2005-01-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2003-04-01
ENSO CAPITAL MANAGEMENT LLC MEMBER direct 2002-02-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1999-11-01
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER direct 2009-12-01
BLACKROCK (JAPAN) INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1995-02-01
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1994-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-10-01
BLACKROCK ADVISORS, LLC CHAIRMAN direct 1994-09-01
BLACKROCK INTERNATIONAL, LTD. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1998-03-01 2007-10-31
UBS ENSO MANAGEMENT LLC MEMBER OF ENSO CAPITAL MANAGEMENT LLC direct 2002-02-01 2008-03-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER direct 1998-02-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1988-04-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1998-02-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1988-04-01 2010-03-31
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1994-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01 2010-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 1999-11-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2006-09-01 2010-05-19
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1994-09-01 2011-06-10
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2006-09-01 2011-07-15
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 2009-12-01 2015-04-10
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1999-11-01 2015-05-18
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 1994-09-01 2015-05-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1988-04-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FUND ADVISORS CHAIRMAN direct 2009-12-01 2015-06-23
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1994-10-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN direct 1999-11-01 2015-11-18
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 1999-11-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN direct 1994-10-01 2015-11-18
FINK, LAURENCE, DOUGLAS CHIEF EXECUTIVE OFFICER 09/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1998-02-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-09-01
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2005-01-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2003-04-01
ENSO CAPITAL MANAGEMENT LLC MEMBER direct 2002-02-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1999-11-01
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER direct 2009-12-01
BLACKROCK (JAPAN) INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1995-02-01
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1994-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-10-01
BLACKROCK ADVISORS, LLC CHAIRMAN direct 1994-09-01
BLACKROCK INTERNATIONAL, LTD. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1998-03-01 2007-10-31
UBS ENSO MANAGEMENT LLC MEMBER OF ENSO CAPITAL MANAGEMENT LLC direct 2002-02-01 2008-03-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER direct 1998-02-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1988-04-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1998-02-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1988-04-01 2010-03-31
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1994-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01 2010-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 1999-11-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2006-09-01 2010-05-19
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1994-09-01 2011-06-10
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2006-09-01 2011-07-15
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 2009-12-01 2015-04-10
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1999-11-01 2015-05-18
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 1994-09-01 2015-05-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1988-04-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FUND ADVISORS CHAIRMAN direct 2009-12-01 2015-06-23
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1994-10-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN direct 1999-11-01 2015-11-18
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 1999-11-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC. SOLE SHAREHOLDER BLACKROCK CAPITAL HOLDINGS, INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. SOLE SHAREHOLDER OF APPLICANT direct 1994-10-01
BLACKROCK FUND ADVISORS SOLE MEMBER indirect 1994-10-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2015-03-01
GALLATIN POINT CAPITAL LLC MEMBER direct 2017-02-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01 2015-02-25
BLACKROCK, INC. SOLE SHAREHOLDER BLACKROCK HOLDCO 2, INC. 09/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BARCLAYS GLOBAL FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
XULU INC SOLE SHAREHOLDER direct 2015-10-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT (SCHWEIZ) AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDER indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK HOLDCO 2, INC. SOLE SHAREHOLDER BLACKROCK FINANCIAL MANAGEMENT, INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK KELSO CAPITAL ADVISORS LLC MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE MEMBER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT INTERNATIONAL, LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT INTERNATIONAL, LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK HPB MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK KELSO CAPITAL ADVISORS LLC MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK KELSO CAPITAL ADVISORS LLC SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. MAJORITY SHAREHOLDER indirect 2006-09-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK PRIVATE EQUITY PARTNERS AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (HONG KONG) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDE indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE MEMBER OF APPLICANT direct 2017-03-01
STATE STREET RESEARCH & MANAGEMENT COMPANY SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER OF APPLICANT direct 2006-09-01
BLACKROCK ASSET MANAGEMENT UK LIMITED SOLESHARE HOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL, LTD. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2015-03-01
BLACKROCK ADVISORS, LLC MAJORITY SHARELODER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK ADVISORS, LLC MAJORITY SHARELODER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY MEMBER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY MEMBER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01

BLACKROCK ADVISORS, LLC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
BLACKROCK CAPITAL HOLDINGS, INC. SOLE MEMBER 09/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK KELSO CAPITAL ADVISORS LLC SOLE SHAREHOLDER indirect 2006-09-01
SHEDLIN, GARY, STEPHEN CHIEF FINANCIAL OFFICER 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
SHEDLIN, GARY, STEPHEN DIRECTOR 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
GOLDSTEIN, ROBERT, LAWRENCE CHIEF OPERATING OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
GOLDSTEIN, ROBERT, LAWRENCE DIRECTOR 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
PARK, CHARLES, CHOON SIK CHIEF COMPLIANCE OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER direct 2006-08-01
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR direct 2006-08-01
AMERICAN CENTURY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
AMERICAN CENTURY ADVISORY SERVICES, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
WALTCHER, DANIEL, RUSSELL DIRECTOR 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FINANCIAL MANAGEMENT, INC DEPUTY GENERAL COUNSEL direct 1998-10-01
FUTUREADVISOR, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC ASSISTANT SECRETARY direct 1998-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2010-08-01
BLACKROCK CAPITAL MANAGEMENT, INC. ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR, DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2009-12-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2007-10-01
STATE STREET RESEARCH & MANAGEMENT COMPANY ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01
BLACKROCK ADVISORS, LLC ASSISTANT SECRETARY direct 1998-10-01
BLACKROCK ADVISORS, LLC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01
Meade, Christopher, Joseph GENERAL COUNSEL AND CHIEF LEGAL OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK ADVISORS, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK FINANCIAL MANAGEMENT, INC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK CAPITAL MANAGEMENT, INC. GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
KAPITO, ROBERT, STEVEN PRESIDENT 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. VICE CHAIRMAN AND DIRECTOR direct 1995-02-01
BLACKROCK FUND ADVISORS PRESIDENT direct 2009-12-01
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, LLC PRESIDENT direct 2007-09-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2007-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2007-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, INC VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
STATE STREET RESEARCH & MANAGEMENT COMPANY VICE CHAIRMAN direct 2005-01-01 2007-04-18
BLACKROCK CAPITAL MANAGEMENT, INC. VICE CHAIRMAN & DIRECTOR direct 1999-11-01 2007-04-18
BLACKROCK INTERNATIONAL, LTD. VICE CHAIRMAN & DIRECTOR direct 1998-03-01 2007-04-18
BLACKROCK FINANCIAL MANAGEMENT, INC VICE CHAIRMAN AND DIRECTOR direct 1988-04-01 2007-07-03
BLACKROCK INTERNATIONAL, LTD. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2007-10-31
BLACKROCK ADVISORS, LLC PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT direct 2007-09-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2005-02-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK ADVISORS, LLC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2011-07-15
BLACKROCK FUND ADVISORS PRESIDENT & DIRECTOR direct 2009-12-01 2015-04-10
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK ADVISORS, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1999-09-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK ADVISORS, LLC DIRECTOR direct 2007-08-01 2015-10-05
FINK, LAURENCE, DOUGLAS CHAIRMAN 09/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1998-02-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-09-01
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2005-01-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2003-04-01
ENSO CAPITAL MANAGEMENT LLC MEMBER direct 2002-02-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1999-11-01
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER direct 2009-12-01
BLACKROCK (JAPAN) INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1995-02-01
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1994-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-10-01
BLACKROCK ADVISORS, LLC CHAIRMAN direct 1994-09-01
BLACKROCK INTERNATIONAL, LTD. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1998-03-01 2007-10-31
UBS ENSO MANAGEMENT LLC MEMBER OF ENSO CAPITAL MANAGEMENT LLC direct 2002-02-01 2008-03-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER direct 1998-02-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1988-04-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1998-02-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1988-04-01 2010-03-31
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1994-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01 2010-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 1999-11-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2006-09-01 2010-05-19
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1994-09-01 2011-06-10
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2006-09-01 2011-07-15
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 2009-12-01 2015-04-10
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1999-11-01 2015-05-18
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 1994-09-01 2015-05-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1988-04-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FUND ADVISORS CHAIRMAN direct 2009-12-01 2015-06-23
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1994-10-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN direct 1999-11-01 2015-11-18
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 1999-11-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN direct 1994-10-01 2015-11-18
FINK, LAURENCE, DOUGLAS CHIEF EXECUTIVE OFFICER 09/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1998-02-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-09-01
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2005-01-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2003-04-01
ENSO CAPITAL MANAGEMENT LLC MEMBER direct 2002-02-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1999-11-01
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER direct 2009-12-01
BLACKROCK (JAPAN) INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1995-02-01
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1994-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-10-01
BLACKROCK ADVISORS, LLC CHAIRMAN direct 1994-09-01
BLACKROCK INTERNATIONAL, LTD. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1998-03-01 2007-10-31
UBS ENSO MANAGEMENT LLC MEMBER OF ENSO CAPITAL MANAGEMENT LLC direct 2002-02-01 2008-03-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER direct 1998-02-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1988-04-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1998-02-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1988-04-01 2010-03-31
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1994-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01 2010-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 1999-11-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2006-09-01 2010-05-19
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1994-09-01 2011-06-10
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2006-09-01 2011-07-15
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 2009-12-01 2015-04-10
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1999-11-01 2015-05-18
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 1994-09-01 2015-05-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1988-04-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FUND ADVISORS CHAIRMAN direct 2009-12-01 2015-06-23
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1994-10-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN direct 1999-11-01 2015-11-18
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 1999-11-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC. SOLE SHAREHOLDER BLACKROCK CAPITAL HOLDINGS, INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. SOLE SHAREHOLDER OF APPLICANT direct 1994-10-01
BLACKROCK FUND ADVISORS SOLE MEMBER indirect 1994-10-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2015-03-01
GALLATIN POINT CAPITAL LLC MEMBER direct 2017-02-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01 2015-02-25
BLACKROCK, INC. SOLE SHAREHOLDER BLACKROCK HOLDCO 2, INC. 09/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BARCLAYS GLOBAL FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
XULU INC SOLE SHAREHOLDER direct 2015-10-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT (SCHWEIZ) AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDER indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK HOLDCO 2, INC. SOLE SHAREHOLDER BLACKROCK FINANCIAL MANAGEMENT, INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK KELSO CAPITAL ADVISORS LLC MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE MEMBER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT INTERNATIONAL, LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT INTERNATIONAL, LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK HPB MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK KELSO CAPITAL ADVISORS LLC MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK KELSO CAPITAL ADVISORS LLC SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. MAJORITY SHAREHOLDER indirect 2006-09-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK PRIVATE EQUITY PARTNERS AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (HONG KONG) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDE indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE MEMBER OF APPLICANT direct 2017-03-01
STATE STREET RESEARCH & MANAGEMENT COMPANY SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER OF APPLICANT direct 2006-09-01
BLACKROCK ASSET MANAGEMENT UK LIMITED SOLESHARE HOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL, LTD. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2015-03-01
BLACKROCK ADVISORS, LLC MAJORITY SHARELODER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK ADVISORS, LLC MAJORITY SHARELODER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY MEMBER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY MEMBER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01

BLACKROCK ADVISORS, LLC

ownership team - last updated 2018-05-18
Name Title Start Date Direct/Indirect % Ownership
BLACKROCK CAPITAL HOLDINGS, INC. SOLE MEMBER 09/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK KELSO CAPITAL ADVISORS LLC SOLE SHAREHOLDER indirect 2006-09-01
SHEDLIN, GARY, STEPHEN CHIEF FINANCIAL OFFICER 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
SHEDLIN, GARY, STEPHEN DIRECTOR 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
GOLDSTEIN, ROBERT, LAWRENCE CHIEF OPERATING OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
GOLDSTEIN, ROBERT, LAWRENCE DIRECTOR 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
PARK, CHARLES, CHOON SIK CHIEF COMPLIANCE OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER direct 2006-08-01
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR direct 2006-08-01
AMERICAN CENTURY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
AMERICAN CENTURY ADVISORY SERVICES, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
WALTCHER, DANIEL, RUSSELL DIRECTOR 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FINANCIAL MANAGEMENT, INC DEPUTY GENERAL COUNSEL direct 1998-10-01
FUTUREADVISOR, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC ASSISTANT SECRETARY direct 1998-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2010-08-01
BLACKROCK CAPITAL MANAGEMENT, INC. ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR, DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2009-12-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2007-10-01
STATE STREET RESEARCH & MANAGEMENT COMPANY ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01
BLACKROCK ADVISORS, LLC ASSISTANT SECRETARY direct 1998-10-01
BLACKROCK ADVISORS, LLC ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 1998-10-01
BLACKROCK ADVISORS, LLC DEPUTY GENERAL COUNSEL direct 1998-10-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION ASSISTANT SECRETARY, DIRECTOR direct 1998-10-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01
Meade, Christopher, Joseph GENERAL COUNSEL AND CHIEF LEGAL OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK ADVISORS, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK FINANCIAL MANAGEMENT, INC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK CAPITAL MANAGEMENT, INC. GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
KAPITO, ROBERT, STEVEN PRESIDENT 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. VICE CHAIRMAN AND DIRECTOR direct 1995-02-01
BLACKROCK FUND ADVISORS PRESIDENT direct 2009-12-01
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, LLC PRESIDENT direct 2007-09-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2007-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2007-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, INC VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
STATE STREET RESEARCH & MANAGEMENT COMPANY VICE CHAIRMAN direct 2005-01-01 2007-04-18
BLACKROCK CAPITAL MANAGEMENT, INC. VICE CHAIRMAN & DIRECTOR direct 1999-11-01 2007-04-18
BLACKROCK INTERNATIONAL, LTD. VICE CHAIRMAN & DIRECTOR direct 1998-03-01 2007-04-18
BLACKROCK FINANCIAL MANAGEMENT, INC VICE CHAIRMAN AND DIRECTOR direct 1988-04-01 2007-07-03
BLACKROCK INTERNATIONAL, LTD. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2007-10-31
BLACKROCK ADVISORS, LLC PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT direct 2007-09-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2005-02-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK ADVISORS, LLC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2011-07-15
BLACKROCK FUND ADVISORS PRESIDENT & DIRECTOR direct 2009-12-01 2015-04-10
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK ADVISORS, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1999-09-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK ADVISORS, LLC DIRECTOR direct 2007-08-01 2015-10-05
FINK, LAURENCE, DOUGLAS CHAIRMAN 09/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1998-02-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-09-01
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2005-01-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2003-04-01
ENSO CAPITAL MANAGEMENT LLC MEMBER direct 2002-02-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1999-11-01
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER direct 2009-12-01
BLACKROCK (JAPAN) INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1995-02-01
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1994-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-10-01
BLACKROCK ADVISORS, LLC CHAIRMAN direct 1994-09-01
BLACKROCK INTERNATIONAL, LTD. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1998-03-01 2007-10-31
UBS ENSO MANAGEMENT LLC MEMBER OF ENSO CAPITAL MANAGEMENT LLC direct 2002-02-01 2008-03-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER direct 1998-02-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1988-04-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1998-02-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1988-04-01 2010-03-31
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1994-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01 2010-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 1999-11-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2006-09-01 2010-05-19
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1994-09-01 2011-06-10
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2006-09-01 2011-07-15
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 2009-12-01 2015-04-10
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1999-11-01 2015-05-18
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 1994-09-01 2015-05-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1988-04-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FUND ADVISORS CHAIRMAN direct 2009-12-01 2015-06-23
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1994-10-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN direct 1999-11-01 2015-11-18
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 1999-11-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN direct 1994-10-01 2015-11-18
FINK, LAURENCE, DOUGLAS CHIEF EXECUTIVE OFFICER 09/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1998-02-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-09-01
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2005-01-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2003-04-01
ENSO CAPITAL MANAGEMENT LLC MEMBER direct 2002-02-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1999-11-01
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER direct 2009-12-01
BLACKROCK (JAPAN) INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1995-02-01
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1994-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-10-01
BLACKROCK ADVISORS, LLC CHAIRMAN direct 1994-09-01
BLACKROCK INTERNATIONAL, LTD. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1998-03-01 2007-10-31
UBS ENSO MANAGEMENT LLC MEMBER OF ENSO CAPITAL MANAGEMENT LLC direct 2002-02-01 2008-03-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER direct 1998-02-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1988-04-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1998-02-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1988-04-01 2010-03-31
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1994-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01 2010-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 1999-11-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2006-09-01 2010-05-19
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1994-09-01 2011-06-10
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2006-09-01 2011-07-15
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 2009-12-01 2015-04-10
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1999-11-01 2015-05-18
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 1994-09-01 2015-05-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1988-04-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FUND ADVISORS CHAIRMAN direct 2009-12-01 2015-06-23
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1994-10-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN direct 1999-11-01 2015-11-18
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 1999-11-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC. SOLE SHAREHOLDER BLACKROCK CAPITAL HOLDINGS, INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. SOLE SHAREHOLDER OF APPLICANT direct 1994-10-01
BLACKROCK FUND ADVISORS SOLE MEMBER indirect 1994-10-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2015-03-01
GALLATIN POINT CAPITAL LLC MEMBER direct 2017-02-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01 2015-02-25
BLACKROCK, INC. SOLE SHAREHOLDER BLACKROCK HOLDCO 2, INC. 09/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BARCLAYS GLOBAL FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
XULU INC SOLE SHAREHOLDER direct 2015-10-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT (SCHWEIZ) AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDER indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK HOLDCO 2, INC. SOLE SHAREHOLDER BLACKROCK FINANCIAL MANAGEMENT, INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK KELSO CAPITAL ADVISORS LLC MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK REALTY ADVISORS INC SOLE MEMBER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT INTERNATIONAL, LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT INTERNATIONAL, LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK HPB MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK KELSO CAPITAL ADVISORS LLC MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK KELSO CAPITAL ADVISORS LLC SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. MAJORITY SHAREHOLDER indirect 2006-09-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK PRIVATE EQUITY PARTNERS AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (HONG KONG) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDE indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE MEMBER OF APPLICANT direct 2017-03-01
STATE STREET RESEARCH & MANAGEMENT COMPANY SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER OF APPLICANT direct 2006-09-01
BLACKROCK ASSET MANAGEMENT UK LIMITED SOLESHARE HOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL, LTD. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2015-03-01
BLACKROCK ADVISORS, LLC MAJORITY SHARELODER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER (PREFERRED) indirect 2006-09-01
BLACKROCK ADVISORS, LLC MAJORITY SHARELODER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY MEMBER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY MEMBER indirect 2006-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION MAJORITY SHAREHOLDER indirect 2006-09-01
BLACKROCK FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01

**EXPERIMENTAL** Current International Short Positions

Only includes UK, France, Germany, Japan, and HKEX are presently being processed.

Holder Issuer Net Short Position Position Date Origin

Short Position History (last 100)

Holder Net Short Position Position Date Origin
BLACKROCK ADVISORS LLC CASINO GUICHARD-PERRACHON 0.49% 2019-05-24 FRANCE
BLACKROCK ADVISORS LLC CASINO GUICHARD-PERRACHON 0.55% 2019-05-22 FRANCE
BlackRock Advisors, LLC Flutter Entertainment plc 0.0% 2020-05-06 UK
BlackRock Advisors, LLC Flutter Entertainment plc 0.71% 2020-05-05 UK
BlackRock Advisors, LLC Flutter Entertainment plc 1.25% 2020-03-31 UK
BlackRock Advisors, LLC Flutter Entertainment plc 1.16% 2020-02-25 UK
BlackRock Advisors, LLC Flutter Entertainment plc 1.05% 2020-02-21 UK
BlackRock Advisors, LLC Flutter Entertainment plc 0.92% 2020-01-17 UK
BlackRock Advisors, LLC Flutter Entertainment plc 0.8% 2019-12-10 UK
BlackRock Advisors, LLC Flutter Entertainment plc 0.72% 2019-10-14 UK
BlackRock Advisors, LLC Flutter Entertainment plc 0.6% 2019-10-11 UK
BlackRock Advisors, LLC Just Eat Takeaway.com N.V. 0.84% 2021-06-15 NETHERLANDS
BlackRock Advisors, LLC Just Eat Takeaway.com N.V. 1.25% 2021-03-31 NETHERLANDS
BlackRock Advisors, LLC Just Eat Takeaway.com N.V. 1.3% 2021-02-09 NETHERLANDS
BlackRock Advisors, LLC Just Eat Takeaway.com N.V. 1.29% 2021-02-04 NETHERLANDS
BlackRock Advisors, LLC Just Eat Takeaway.com N.V. 1.36% 2021-02-02 NETHERLANDS
BlackRock Advisors, LLC Just Eat Takeaway.com N.V. 1.43% 2021-01-28 NETHERLANDS
BlackRock Advisors, LLC Just Eat Takeaway.com N.V. 1.6% 2020-11-05 NETHERLANDS
BlackRock Advisors, LLC Just Eat Takeaway.com N.V. 1.41% 2020-11-03 NETHERLANDS
BlackRock Advisors, LLC Just Eat Takeaway.com N.V. 1.21% 2020-11-02 NETHERLANDS
BlackRock Advisors, LLC Just Eat Takeaway.com N.V. 1.1% 2020-10-02 NETHERLANDS
BlackRock Advisors, LLC Just Eat Takeaway.com N.V. 0.95% 2020-10-01 NETHERLANDS
BlackRock Advisors, LLC Just Eat Takeaway.com N.V. 0.86% 2020-09-29 NETHERLANDS
BlackRock Advisors, LLC Just Eat Takeaway.com N.V. 0.71% 2020-09-22 NETHERLANDS
BlackRock Advisors, LLC Just Eat Takeaway.com N.V. 0.64% 2020-09-10 NETHERLANDS
BlackRock Advisors, LLC Just Eat Takeaway.com N.V. 0.55% 2020-09-08 NETHERLANDS
BlackRock Advisors, LLC LADBROKES CORAL GROUP PLC 0.49% 2015-07-10 UK
BlackRock Advisors, LLC LADBROKES CORAL GROUP PLC 0.5% 2015-07-09 UK
BlackRock Advisors, LLC LADBROKES PLC 0.5% 2015-07-09 UK
BLACKROCK ADVISORS LLC PEUGEOT S.A. 0.0% 2021-01-18 FRANCE
BLACKROCK ADVISORS LLC PEUGEOT S.A. 1.0% 2020-05-28 FRANCE
BLACKROCK ADVISORS LLC PEUGEOT S.A. 0.95% 2020-02-25 FRANCE
BLACKROCK ADVISORS LLC PEUGEOT S.A. 0.82% 2020-02-21 FRANCE
BLACKROCK ADVISORS LLC PEUGEOT S.A. 0.73% 2020-02-11 FRANCE
BLACKROCK ADVISORS LLC PEUGEOT S.A. 0.63% 2020-02-07 FRANCE
BLACKROCK ADVISORS LLC PEUGEOT S.A. 0.51% 2020-01-27 FRANCE
BLACKROCK ADVISORS LLC SMCP 0.48% 2020-07-15 FRANCE
BLACKROCK ADVISORS LLC SMCP 0.5% 2020-07-01 FRANCE
BlackRock Advisors, LLC SUMCO CORPORATION 0.5599999999999999% 2018-10-11 Japan
BLACKROCK ADVISORS LLC WORLDLINE 0.0% 2020-10-22 FRANCE
BLACKROCK ADVISORS LLC WORLDLINE 0.62% 2020-07-21 FRANCE
BLACKROCK ADVISORS LLC WORLDLINE 0.5% 2020-06-10 FRANCE

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