BLACKROCK INVESTMENT MANAGEMENT, LLC

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Blackrock Investment Management is based out of Wilmington. Blackrock Investment Management is a hedge fund with 22277 clients and discretionary assets under management (AUM) of $417,857,451,388 (Form ADV from 2022-06-07). Whalewisdom has at least 50 13F filings

06/30/2022

Top Buys (13F)

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06/30/2022

Top Sells (13F)

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06/30/2022

13F Holdings Summary

BLACKROCK INVESTMENT MANAGEMENT, LLC filed under a combined 13F through BLACKROCK INC. for 06/30/2022

06/30/2022

13F Sector Allocation Over Time


Global (ex. US) Holdings

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Stale Holdings (no activity in past 21-months or sold out)

Source: Refinitiv. Stale holdings data removed after 21-months of inactivity.

View Last Form Adv Compilation Report on Record

BLACKROCK INVESTMENT MANAGEMENT, LLC
Classified as Hedge Fund
1 UNIVERSITY SQUARE DRIVE
PRINCETON NJ    08540
Country: United States

Business Phone: 609-282-2000
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 1453
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Performance-based fees
Amount of client funds and securities: 6,937,940,000
Total Number of Clients: 22277
Amount of client funds and securities by related persons: 7,779,680,000
Total Number of clients from related persons: 59
Disclosures: 11.C (2),11.C (3),11.C (4),11.C (5),11.D (1),11.D (2),11.D (4),11.D (5),11.E (2)
Data above was derived from SEC filings.

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BLACKROCK INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2022-06-07
Name Title Start Date Direct/Indirect % Ownership
TRIDENT MERGER, LLC SOLE MEMBER 09/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE MEMBER direct 2006-09-01
SHEDLIN, GARY, STEPHEN CHIEF FINANCIAL OFFICER 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
GOLDSTEIN, ROBERT, LAWRENCE CHIEF OPERATING OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
PARK, CHARLES, CHOON SIK CHIEF COMPLIANCE OFFICER 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER direct 2006-08-01
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR direct 2006-08-01
AMERICAN CENTURY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
AMERICAN CENTURY ADVISORY SERVICES, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
Meade, Christopher, Joseph GENERAL COUNSEL AND CHIEF LEGAL OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK ADVISORS, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK FINANCIAL MANAGEMENT, INC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK CAPITAL MANAGEMENT, INC. GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
KAPITO, ROBERT, STEVEN PRESIDENT 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. VICE CHAIRMAN AND DIRECTOR direct 1995-02-01
BLACKROCK FUND ADVISORS PRESIDENT direct 2009-12-01
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, LLC PRESIDENT direct 2007-09-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2007-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2007-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, INC VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
STATE STREET RESEARCH & MANAGEMENT COMPANY VICE CHAIRMAN direct 2005-01-01 2007-04-18
BLACKROCK CAPITAL MANAGEMENT, INC. VICE CHAIRMAN & DIRECTOR direct 1999-11-01 2007-04-18
BLACKROCK INTERNATIONAL, LTD. VICE CHAIRMAN & DIRECTOR direct 1998-03-01 2007-04-18
BLACKROCK FINANCIAL MANAGEMENT, INC VICE CHAIRMAN AND DIRECTOR direct 1988-04-01 2007-07-03
BLACKROCK INTERNATIONAL, LTD. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2007-10-31
BLACKROCK ADVISORS, LLC PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT direct 2007-09-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2005-02-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK ADVISORS, LLC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2011-07-15
BLACKROCK FUND ADVISORS PRESIDENT & DIRECTOR direct 2009-12-01 2015-04-10
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK ADVISORS, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1999-09-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK ADVISORS, LLC DIRECTOR direct 2007-08-01 2015-10-05
FINK, LAURENCE, DOUGLAS CHIEF EXECUTIVE OFFICER 09/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1998-02-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-09-01
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2005-01-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2003-04-01
ENSO CAPITAL MANAGEMENT LLC MEMBER direct 2002-02-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1999-11-01
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER direct 2009-12-01
BLACKROCK (JAPAN) INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1995-02-01
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1994-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-10-01
BLACKROCK ADVISORS, LLC CHAIRMAN direct 1994-09-01
BLACKROCK INTERNATIONAL, LTD. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1998-03-01 2007-10-31
UBS ENSO MANAGEMENT LLC MEMBER OF ENSO CAPITAL MANAGEMENT LLC direct 2002-02-01 2008-03-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER direct 1998-02-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1988-04-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1998-02-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1988-04-01 2010-03-31
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1994-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01 2010-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 1999-11-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2006-09-01 2010-05-19
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1994-09-01 2011-06-10
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2006-09-01 2011-07-15
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 2009-12-01 2015-04-10
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1999-11-01 2015-05-18
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 1994-09-01 2015-05-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1988-04-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FUND ADVISORS CHAIRMAN direct 2009-12-01 2015-06-23
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1994-10-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN direct 1999-11-01 2015-11-18
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 1999-11-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN direct 1994-10-01 2015-11-18
BLACKROCK, INC. SOLE SHAREHOLDER TRIDENT MERGER, LLC 09/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BARCLAYS GLOBAL FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
XULU INC SOLE SHAREHOLDER direct 2015-10-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT (SCHWEIZ) AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDER indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ARTHUR STREET PORTFOLIO IV, L.P. Cayman Islands 805-9298798697 Private Equity Fund 14,040,728 100,000
PASSAGE PORTFOLIO III, L.P. Cayman Islands 805-3448231048 Private Equity Fund 61,986,307 100,000 Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND II (CAYMAN), L.P. Cayman Islands 805-9451657566 Private Equity Fund 0 100,000 Feeder Fund
VESEY STREET FUND V-M, L.P. United States 805-6730030265 Private Equity Fund 49,990,950 100,000 Fund of Funds
ARTHUR STREET FUND IV, L.P. United States 805-6555720504 Private Equity Fund 24,962,518 100,000
BR CO-INVESTMENT ALFA I FEEDER, L.P. Cayman Islands 805-6599115937 Private Equity Fund 64,119,326 100,000 Feeder Fund
VESEY STREET FUND III, L.P. - B United States 805-7724769255 Private Equity Fund 52,411,567 100,000
ARTHUR STREET PORTFOLIO, L.P. Cayman Islands 805-7606238014 Private Equity Fund 0 100,000 Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND III, L.P. United States 805-7216767871 Private Equity Fund 438,980,884 100,000
NAVARRO 1 FUND, LLC United States 805-7732340046 Other Private Fund LONG ONLY 1,234,839,524 0
ENHANCED EUROPE SERIES OF BLACKROCK QUANTITATIVE PARTNERS, LP United States 805-1418197785 Other Private Fund FUND IN LIQUIDATION 81,434 2,500,000
ERB TACTICAL OPPORTUNITIES, L.P. United States 805-3873983117 Private Equity Fund 89,567,616 100,000
TORO ABS CDO I, LTD. Cayman Islands 805-1347070794 Securitized Asset Fund 14,292,395 250,000
BLK2018 PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-8473864083 Private Equity Fund 303,523,879 100,000 Master Fund
VESEY STREET FUND III, L.P. - C United States 805-2790936718 Private Equity Fund 12,046,516 100,000
VESEY STREET FUND (CAYMAN) V, L.P. Cayman Islands 805-3453435870 Private Equity Fund 94,769,901 100,000 Master Fund Fund of Funds
VESEY STREET FUND III, L.P. - E United States 805-7429489178 Private Equity Fund 9,428,851 100,000
PRIVATE EQUITY PARTNERS VII US, L.P. United States 805-6795278980 Private Equity Fund 75,659,605 100,000 Fund of Funds
BLK2018 PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-2425098345 Private Equity Fund 262,327,063 100,000 Feeder Fund
ARTHUR STREET PORTFOLIO II, L.P. Cayman Islands 805-4955656093 Private Equity Fund 2,403,802 100,000 Fund of Funds
VESEY STREET FUND III (ERISA), L.P. United States 805-7461417875 Private Equity Fund 19,615,795 100,000
ORANGE PEP FUND, L.P. United States 805-8412260378 Private Equity Fund 58,521,586 100,000
VESEY STREET FUND V (ERISA), L.P. United States 805-5753705910 Private Equity Fund 122,847,468 100,000 Fund of Funds
BLACKROCK ALTERNATIVE FUNDS S.C.A., SICAV-RAIF ? BLACKROCK PRIVATE EQUITY OPPORTUNITIES ELTIF Luxembourg 805-6197436763 Private Equity Fund 820,063,335 140,163
ARTHUR STREET FUND III, L.P. United States 805-4107776115 Private Equity Fund 14,192,825 100,000
R3 (C), LTD. Cayman Islands 805-3286904576 Hedge Fund 5,156,104 1,000,000 Feeder Fund
VESEY STREET FUND V, L.P. United States 805-7263306737 Private Equity Fund 146,765,351 100,000 Fund of Funds
ARTHUR STREET FUND II, L.P. United States 805-7711070228 Private Equity Fund 6,526,679 100,000
VESEY STREET FUND III, L.P. United States 805-7792376618 Private Equity Fund 21,875,450 100,000
R3 (B), L.P. United States 805-3958887739 Hedge Fund 832,272 1,000,000 Feeder Fund
BLACKROCK PRIVATE OPPORTUNITIES FUND III (DELAWARE), L.P. United States 805-4466881114 Private Equity Fund 107,006,190 100,000 Feeder Fund
VESEY STREET PORTFOLIO V, L.P. Cayman Islands 805-6906900349 Private Equity Fund 76,018,366 100,000 Feeder Fund
R3 CAPITAL PARTNERS MASTER, L.P. Cayman Islands 805-5487256595 Hedge Fund 3,219,712 500,000 Master Fund
BR CO-INVESTMENT ALFA I, L.P. Cayman Islands 805-7881010976 Private Equity Fund 115,205,148 100,000 Master Fund
FV FUND, L.P. Cayman Islands 805-3499279310 Private Equity Fund 66,024,741 100,000 Master Fund
POF III CAYMAN MASTER FUND, L.P. Cayman Islands 805-1420429229 Private Equity Fund 473,509,019 100,000 Master Fund
BLACKROCK PRIVATE OPPORTUNITIES FUND II, L.P. United States 805-8560941830 Private Equity Fund 0 100,000 Master Fund Fund of Funds
THE EQUITY-BROADWAY LEAGUE PRIVATE EQUITY FUND I, L.P. United States 805-3756092610 Private Equity Fund 109,891,354 100,000
AVIATION HOLDINGS III (EPO), LLC United States 805-3260396109 Other Private Fund AGGREGATING VEHICLE 594,538 0
VESEY STREET FUND III, L.P. - D United States 805-6510908228 Private Equity Fund 9,356,744 100,000
AK PRIVATE EQUITY CO-INVESTMENT FUND, L.P. United States 805-6676908744 Private Equity Fund 182,311,562 100,000 Fund of Funds
BLACKROCK PRIVATE EQUITY PARTNERS VI US, L.P. United States 805-2330267157 Private Equity Fund 70,299,225 100,000 Fund of Funds
VESEY STREET FUND IV, L.P. United States 805-2146296486 Private Equity Fund 17,146,194 100,000
WY INVESTMENT FEEDER, L.P. Cayman Islands 805-3555282586 Private Equity Fund 124,003,395 100,000 Feeder Fund
BR/ERB CO-INVESTMENT FUND, L.P. United States 805-9857465468 Private Equity Fund 8,978,213 100,000
WY INVESTMENT FUND, L.P. Cayman Islands 805-2737635770 Private Equity Fund 138,169,220 100,000 Master Fund
FULTON STREET FUND, LP United States 805-7701823468 Private Equity Fund 3,873,761 100,000
NJDOI OPPORTUNISTIC REAL ESTATE INVESTMENT PROGRAM, L.P. United States 805-3523580297 Private Equity Fund 5,264,146 100,000 Fund of Funds
BR CO-INVESTMENT BETA I, L.P. Cayman Islands 805-5217983352 Private Equity Fund 26,868,243 100,000 Master Fund
VESEY STREET FUND II, L.P. United States 805-4914471256 Private Equity Fund 13,983,672 100,000 Fund of Funds
VESEY STREET PORTFOLIO IV, L.P. Cayman Islands 805-1526860320 Private Equity Fund 48,783,850 100,000
NJDOI CORE PLUS REAL ESTATE INVESTMENT PROGRAM, L.P. United States 805-4624840210 Private Equity Fund 10,849,341 100,000 Fund of Funds
FV FEEDER, L.P. Cayman Islands 805-8836276672 Private Equity Fund 42,443,697 100,000 Feeder Fund
BLACKROCK SPECIAL OPPORTUNITIES FUND, L.P. United States 805-1022349769 Private Equity Fund 60,951,451 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND III (CAYMAN), L.P. Cayman Islands 805-8516714054 Private Equity Fund 370,309,729 100,000 Feeder Fund
PASSAGE PORTFOLIO II, L.P. Cayman Islands 805-5558777131 Private Equity Fund 9,086,159 100,000 Fund of Funds
AVIATION HOLDINGS III, L.P. United States 805-8348159244 Hedge Fund 329,350,130 5,000,000
ARTHUR STREET PORTFOLIO III, L.P. Cayman Islands 805-3880736788 Private Equity Fund 9,630,956 100,000 Master Fund
BR CO-INVESTMENT BETA I FEEDER, L.P. Cayman Islands 805-1975332228 Private Equity Fund 8,140,600 100,000 Feeder Fund
AVIATION HOLDINGS I, L.P. Cayman Islands 805-1052007938 Hedge Fund 166,471 0
VESEY STREET FUND IV (ERISA), L.P. United States 805-5625253907 Private Equity Fund 73,111,999 100,000
VESEY STREET PORTFOLIO III, L.P. Cayman Islands 805-8347986121 Private Equity Fund 42,687,594 100,000
MP AVIATION HOLDINGS, L.P. United States 805-8504922724 Hedge Fund 113,275,894 0
MONEY MARKET SERIES OF SL LIQUIDITY SERIES, LLC United States 805-8781969584 Liquidity Fund 3,212,885,974 100,000,000
SONJ PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3213768075 Private Equity Fund 0 100,000 Fund of Funds
VESEY STREET PORTFOLIO II, L.P. Cayman Islands 805-3474479289 Private Equity Fund 11,679,101 100,000 Fund of Funds

BLACKROCK INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2022-03-30
Name Title Start Date Direct/Indirect % Ownership
TRIDENT MERGER, LLC SOLE MEMBER 09/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE MEMBER direct 2006-09-01
SHEDLIN, GARY, STEPHEN CHIEF FINANCIAL OFFICER 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
GOLDSTEIN, ROBERT, LAWRENCE CHIEF OPERATING OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
PARK, CHARLES, CHOON SIK CHIEF COMPLIANCE OFFICER 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER direct 2006-08-01
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR direct 2006-08-01
AMERICAN CENTURY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
AMERICAN CENTURY ADVISORY SERVICES, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
Meade, Christopher, Joseph GENERAL COUNSEL AND CHIEF LEGAL OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK ADVISORS, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK FINANCIAL MANAGEMENT, INC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK CAPITAL MANAGEMENT, INC. GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
KAPITO, ROBERT, STEVEN PRESIDENT 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. VICE CHAIRMAN AND DIRECTOR direct 1995-02-01
BLACKROCK FUND ADVISORS PRESIDENT direct 2009-12-01
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, LLC PRESIDENT direct 2007-09-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2007-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2007-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, INC VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
STATE STREET RESEARCH & MANAGEMENT COMPANY VICE CHAIRMAN direct 2005-01-01 2007-04-18
BLACKROCK CAPITAL MANAGEMENT, INC. VICE CHAIRMAN & DIRECTOR direct 1999-11-01 2007-04-18
BLACKROCK INTERNATIONAL, LTD. VICE CHAIRMAN & DIRECTOR direct 1998-03-01 2007-04-18
BLACKROCK FINANCIAL MANAGEMENT, INC VICE CHAIRMAN AND DIRECTOR direct 1988-04-01 2007-07-03
BLACKROCK INTERNATIONAL, LTD. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2007-10-31
BLACKROCK ADVISORS, LLC PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT direct 2007-09-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2005-02-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK ADVISORS, LLC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2011-07-15
BLACKROCK FUND ADVISORS PRESIDENT & DIRECTOR direct 2009-12-01 2015-04-10
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK ADVISORS, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1999-09-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK ADVISORS, LLC DIRECTOR direct 2007-08-01 2015-10-05
FINK, LAURENCE, DOUGLAS CHIEF EXECUTIVE OFFICER 09/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1998-02-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-09-01
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2005-01-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2003-04-01
ENSO CAPITAL MANAGEMENT LLC MEMBER direct 2002-02-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1999-11-01
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER direct 2009-12-01
BLACKROCK (JAPAN) INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1995-02-01
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1994-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-10-01
BLACKROCK ADVISORS, LLC CHAIRMAN direct 1994-09-01
BLACKROCK INTERNATIONAL, LTD. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1998-03-01 2007-10-31
UBS ENSO MANAGEMENT LLC MEMBER OF ENSO CAPITAL MANAGEMENT LLC direct 2002-02-01 2008-03-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER direct 1998-02-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1988-04-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1998-02-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1988-04-01 2010-03-31
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1994-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01 2010-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 1999-11-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2006-09-01 2010-05-19
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1994-09-01 2011-06-10
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2006-09-01 2011-07-15
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 2009-12-01 2015-04-10
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1999-11-01 2015-05-18
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 1994-09-01 2015-05-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1988-04-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FUND ADVISORS CHAIRMAN direct 2009-12-01 2015-06-23
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1994-10-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN direct 1999-11-01 2015-11-18
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 1999-11-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN direct 1994-10-01 2015-11-18
BLACKROCK, INC. SOLE SHAREHOLDER TRIDENT MERGER, LLC 09/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BARCLAYS GLOBAL FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
XULU INC SOLE SHAREHOLDER direct 2015-10-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT (SCHWEIZ) AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDER indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BLK2018 PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-8473864083 Private Equity Fund 303,523,879 100,000 Master Fund
VESEY STREET FUND III, L.P. - C United States 805-2790936718 Private Equity Fund 12,046,516 100,000
VESEY STREET FUND (CAYMAN) V, L.P. Cayman Islands 805-3453435870 Private Equity Fund 94,769,901 100,000 Master Fund Fund of Funds
VESEY STREET FUND III, L.P. - E United States 805-7429489178 Private Equity Fund 9,428,851 100,000
PRIVATE EQUITY PARTNERS VII US, L.P. United States 805-6795278980 Private Equity Fund 75,659,605 100,000 Fund of Funds
BLACKROCK ALTERNATIVE FUNDS S.C.A., SICAV-RAIF ? BLACKROCK PRIVATE EQUITY OPPORTUNITIES ELTIF Luxembourg 805-6197436763 Private Equity Fund 820,063,335 140,163
ARTHUR STREET FUND III, L.P. United States 805-4107776115 Private Equity Fund 14,192,825 100,000
PASSAGE PORTFOLIO II, L.P. Cayman Islands 805-5558777131 Private Equity Fund 9,086,159 100,000 Fund of Funds
AVIATION HOLDINGS III, L.P. United States 805-8348159244 Hedge Fund 329,350,130 5,000,000
ARTHUR STREET PORTFOLIO III, L.P. Cayman Islands 805-3880736788 Private Equity Fund 9,630,956 100,000 Master Fund
BLACKROCK PRIVATE OPPORTUNITIES FUND III (CAYMAN), L.P. Cayman Islands 805-8516714054 Private Equity Fund 370,309,729 100,000 Feeder Fund
WY INVESTMENT FEEDER, L.P. Cayman Islands 805-3555282586 Private Equity Fund 124,003,395 100,000 Feeder Fund
BR/ERB CO-INVESTMENT FUND, L.P. United States 805-9857465468 Private Equity Fund 8,978,213 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND II (CAYMAN), L.P. Cayman Islands 805-9451657566 Private Equity Fund 0 100,000 Feeder Fund
VESEY STREET FUND V-M, L.P. United States 805-6730030265 Private Equity Fund 49,990,950 100,000 Fund of Funds
ARTHUR STREET FUND IV, L.P. United States 805-6555720504 Private Equity Fund 24,962,518 100,000
VESEY STREET PORTFOLIO II, L.P. Cayman Islands 805-3474479289 Private Equity Fund 11,679,101 100,000 Fund of Funds
ARTHUR STREET PORTFOLIO, L.P. Cayman Islands 805-7606238014 Private Equity Fund 0 100,000 Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND III, L.P. United States 805-7216767871 Private Equity Fund 438,980,884 100,000
NAVARRO 1 FUND, LLC United States 805-7732340046 Other Private Fund LONG ONLY 1,234,839,524 0
ENHANCED EUROPE SERIES OF BLACKROCK QUANTITATIVE PARTNERS, LP United States 805-1418197785 Other Private Fund FUND IN LIQUIDATION 81,434 2,500,000
ERB TACTICAL OPPORTUNITIES, L.P. United States 805-3873983117 Private Equity Fund 89,567,616 100,000
TORO ABS CDO I, LTD. Cayman Islands 805-1347070794 Securitized Asset Fund 14,292,395 250,000
WY INVESTMENT FUND, L.P. Cayman Islands 805-2737635770 Private Equity Fund 138,169,220 100,000 Master Fund
FULTON STREET FUND, LP United States 805-7701823468 Private Equity Fund 3,873,761 100,000
NJDOI OPPORTUNISTIC REAL ESTATE INVESTMENT PROGRAM, L.P. United States 805-3523580297 Private Equity Fund 5,264,146 100,000 Fund of Funds
SONJ PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3213768075 Private Equity Fund 0 100,000 Fund of Funds
ARTHUR STREET PORTFOLIO IV, L.P. Cayman Islands 805-9298798697 Private Equity Fund 14,040,728 100,000
PASSAGE PORTFOLIO III, L.P. Cayman Islands 805-3448231048 Private Equity Fund 61,986,307 100,000 Fund of Funds
MONEY MARKET SERIES OF SL LIQUIDITY SERIES, LLC United States 805-8781969584 Liquidity Fund 3,212,885,974 100,000,000
BR CO-INVESTMENT ALFA I FEEDER, L.P. Cayman Islands 805-6599115937 Private Equity Fund 64,119,326 100,000 Feeder Fund
VESEY STREET FUND III, L.P. - B United States 805-7724769255 Private Equity Fund 52,411,567 100,000
AVIATION HOLDINGS I, L.P. Cayman Islands 805-1052007938 Hedge Fund 166,471 0
VESEY STREET FUND IV (ERISA), L.P. United States 805-5625253907 Private Equity Fund 73,111,999 100,000
VESEY STREET PORTFOLIO III, L.P. Cayman Islands 805-8347986121 Private Equity Fund 42,687,594 100,000
VESEY STREET FUND IV, L.P. United States 805-2146296486 Private Equity Fund 17,146,194 100,000
BR CO-INVESTMENT BETA I FEEDER, L.P. Cayman Islands 805-1975332228 Private Equity Fund 8,140,600 100,000 Feeder Fund
MP AVIATION HOLDINGS, L.P. United States 805-8504922724 Hedge Fund 113,275,894 0
BLK2018 PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-2425098345 Private Equity Fund 262,327,063 100,000 Feeder Fund
ARTHUR STREET PORTFOLIO II, L.P. Cayman Islands 805-4955656093 Private Equity Fund 2,403,802 100,000 Fund of Funds
ORANGE PEP FUND, L.P. United States 805-8412260378 Private Equity Fund 58,521,586 100,000
VESEY STREET FUND V (ERISA), L.P. United States 805-5753705910 Private Equity Fund 122,847,468 100,000 Fund of Funds
FV FUND, L.P. Cayman Islands 805-3499279310 Private Equity Fund 66,024,741 100,000 Master Fund
VESEY STREET FUND III (ERISA), L.P. United States 805-7461417875 Private Equity Fund 19,615,795 100,000
POF III CAYMAN MASTER FUND, L.P. Cayman Islands 805-1420429229 Private Equity Fund 473,509,019 100,000 Master Fund
BLACKROCK PRIVATE OPPORTUNITIES FUND II, L.P. United States 805-8560941830 Private Equity Fund 0 100,000 Master Fund Fund of Funds
BR CO-INVESTMENT ALFA I, L.P. Cayman Islands 805-7881010976 Private Equity Fund 115,205,148 100,000 Master Fund
THE EQUITY-BROADWAY LEAGUE PRIVATE EQUITY FUND I, L.P. United States 805-3756092610 Private Equity Fund 109,891,354 100,000
AVIATION HOLDINGS III (EPO), LLC United States 805-3260396109 Other Private Fund AGGREGATING VEHICLE 594,538 0
VESEY STREET FUND III, L.P. - D United States 805-6510908228 Private Equity Fund 9,356,744 100,000
AK PRIVATE EQUITY CO-INVESTMENT FUND, L.P. United States 805-6676908744 Private Equity Fund 182,311,562 100,000 Fund of Funds
BLACKROCK PRIVATE EQUITY PARTNERS VI US, L.P. United States 805-2330267157 Private Equity Fund 70,299,225 100,000 Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND III (DELAWARE), L.P. United States 805-4466881114 Private Equity Fund 107,006,190 100,000 Feeder Fund
VESEY STREET PORTFOLIO V, L.P. Cayman Islands 805-6906900349 Private Equity Fund 76,018,366 100,000 Feeder Fund
R3 (C), LTD. Cayman Islands 805-3286904576 Hedge Fund 5,156,104 1,000,000 Feeder Fund
VESEY STREET FUND V, L.P. United States 805-7263306737 Private Equity Fund 146,765,351 100,000 Fund of Funds
ARTHUR STREET FUND II, L.P. United States 805-7711070228 Private Equity Fund 6,526,679 100,000
VESEY STREET FUND III, L.P. United States 805-7792376618 Private Equity Fund 21,875,450 100,000
R3 (B), L.P. United States 805-3958887739 Hedge Fund 832,272 1,000,000 Feeder Fund
R3 CAPITAL PARTNERS MASTER, L.P. Cayman Islands 805-5487256595 Hedge Fund 3,219,712 500,000 Master Fund
VESEY STREET FUND II, L.P. United States 805-4914471256 Private Equity Fund 13,983,672 100,000 Fund of Funds
VESEY STREET PORTFOLIO IV, L.P. Cayman Islands 805-1526860320 Private Equity Fund 48,783,850 100,000
NJDOI CORE PLUS REAL ESTATE INVESTMENT PROGRAM, L.P. United States 805-4624840210 Private Equity Fund 10,849,341 100,000 Fund of Funds
BR CO-INVESTMENT BETA I, L.P. Cayman Islands 805-5217983352 Private Equity Fund 26,868,243 100,000 Master Fund
FV FEEDER, L.P. Cayman Islands 805-8836276672 Private Equity Fund 42,443,697 100,000 Feeder Fund
BLACKROCK SPECIAL OPPORTUNITIES FUND, L.P. United States 805-1022349769 Private Equity Fund 60,951,451 100,000

BLACKROCK INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2021-11-05
Name Title Start Date Direct/Indirect % Ownership
TRIDENT MERGER, LLC SOLE MEMBER 09/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE MEMBER direct 2006-09-01
SHEDLIN, GARY, STEPHEN CHIEF FINANCIAL OFFICER 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
GOLDSTEIN, ROBERT, LAWRENCE CHIEF OPERATING OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
PARK, CHARLES, CHOON SIK CHIEF COMPLIANCE OFFICER 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER direct 2006-08-01
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR direct 2006-08-01
AMERICAN CENTURY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
AMERICAN CENTURY ADVISORY SERVICES, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
Meade, Christopher, Joseph GENERAL COUNSEL AND CHIEF LEGAL OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK ADVISORS, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK FINANCIAL MANAGEMENT, INC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK CAPITAL MANAGEMENT, INC. GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
KAPITO, ROBERT, STEVEN PRESIDENT 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. VICE CHAIRMAN AND DIRECTOR direct 1995-02-01
BLACKROCK FUND ADVISORS PRESIDENT direct 2009-12-01
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, LLC PRESIDENT direct 2007-09-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2007-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2007-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, INC VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
STATE STREET RESEARCH & MANAGEMENT COMPANY VICE CHAIRMAN direct 2005-01-01 2007-04-18
BLACKROCK CAPITAL MANAGEMENT, INC. VICE CHAIRMAN & DIRECTOR direct 1999-11-01 2007-04-18
BLACKROCK INTERNATIONAL, LTD. VICE CHAIRMAN & DIRECTOR direct 1998-03-01 2007-04-18
BLACKROCK FINANCIAL MANAGEMENT, INC VICE CHAIRMAN AND DIRECTOR direct 1988-04-01 2007-07-03
BLACKROCK INTERNATIONAL, LTD. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2007-10-31
BLACKROCK ADVISORS, LLC PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT direct 2007-09-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2005-02-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK ADVISORS, LLC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2011-07-15
BLACKROCK FUND ADVISORS PRESIDENT & DIRECTOR direct 2009-12-01 2015-04-10
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK ADVISORS, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1999-09-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK ADVISORS, LLC DIRECTOR direct 2007-08-01 2015-10-05
FINK, LAURENCE, DOUGLAS CHIEF EXECUTIVE OFFICER 09/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1998-02-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-09-01
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2005-01-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2003-04-01
ENSO CAPITAL MANAGEMENT LLC MEMBER direct 2002-02-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1999-11-01
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER direct 2009-12-01
BLACKROCK (JAPAN) INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1995-02-01
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1994-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-10-01
BLACKROCK ADVISORS, LLC CHAIRMAN direct 1994-09-01
BLACKROCK INTERNATIONAL, LTD. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1998-03-01 2007-10-31
UBS ENSO MANAGEMENT LLC MEMBER OF ENSO CAPITAL MANAGEMENT LLC direct 2002-02-01 2008-03-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER direct 1998-02-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1988-04-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1998-02-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1988-04-01 2010-03-31
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1994-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01 2010-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 1999-11-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2006-09-01 2010-05-19
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1994-09-01 2011-06-10
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2006-09-01 2011-07-15
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 2009-12-01 2015-04-10
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1999-11-01 2015-05-18
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 1994-09-01 2015-05-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1988-04-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FUND ADVISORS CHAIRMAN direct 2009-12-01 2015-06-23
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1994-10-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN direct 1999-11-01 2015-11-18
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 1999-11-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN direct 1994-10-01 2015-11-18
BLACKROCK, INC. SOLE SHAREHOLDER TRIDENT MERGER, LLC 09/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BARCLAYS GLOBAL FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
XULU INC SOLE SHAREHOLDER direct 2015-10-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT (SCHWEIZ) AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDER indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
VESEY STREET FUND (CAYMAN) V, L.P. Cayman Islands 805-3453435870 Private Equity Fund 89,758,477 100,000 Master Fund Fund of Funds
VESEY STREET FUND III, L.P. - E United States 805-7429489178 Private Equity Fund 10,337,771 100,000
PRIVATE EQUITY PARTNERS VII US, L.P. United States 805-6795278980 Private Equity Fund 59,349,800 100,000 Fund of Funds
BLACKROCK ALTERNATIVE FUNDS S.C.A., SICAV-RAIF ? BLACKROCK PRIVATE EQUITY OPPORTUNITIES ELTIF Luxembourg 805-6197436763 Private Equity Fund 229,863,581 140,163
ARTHUR STREET FUND III, L.P. United States 805-4107776115 Private Equity Fund 16,036,803 100,000
VESEY STREET FUND III, L.P. - C United States 805-2790936718 Private Equity Fund 13,500,720 100,000
VESEY STREET FUND III, L.P. - B United States 805-7724769255 Private Equity Fund 60,004,000 100,000
PASSAGE PORTFOLIO II, L.P. Cayman Islands 805-5558777131 Private Equity Fund 9,555,437 100,000 Fund of Funds
AVIATION HOLDINGS III, L.P. United States 805-8348159244 Hedge Fund 398,327,848 5,000,000
ARTHUR STREET PORTFOLIO III, L.P. Cayman Islands 805-3880736788 Private Equity Fund 10,947,006 100,000 Master Fund
VESEY STREET FUND V-M, L.P. United States 805-6730030265 Private Equity Fund 47,073,949 100,000 Fund of Funds
ARTHUR STREET FUND IV, L.P. United States 805-6555720504 Private Equity Fund 40,320,354 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND III, L.P. United States 805-7216767871 Private Equity Fund 360,517,298 100,000
NAVARRO 1 FUND, LLC United States 805-7732340046 Other Private Fund LONG ONLY 1,271,585,086 0
ENHANCED EUROPE SERIES OF BLACKROCK QUANTITATIVE PARTNERS, LP United States 805-1418197785 Other Private Fund FUND IN LIQUIDATION 91,620 2,500,000
ERB TACTICAL OPPORTUNITIES, L.P. United States 805-3873983117 Private Equity Fund 137,394,903 100,000
TORO ABS CDO I, LTD. Cayman Islands 805-1347070794 Securitized Asset Fund 20,041,742 250,000
WY INVESTMENT FUND, L.P. Cayman Islands 805-2737635770 Private Equity Fund 118,356,793 100,000 Master Fund
FULTON STREET FUND, LP United States 805-7701823468 Private Equity Fund 4,061,828 100,000
NJDOI OPPORTUNISTIC REAL ESTATE INVESTMENT PROGRAM, L.P. United States 805-3523580297 Private Equity Fund 5,672,916 100,000 Fund of Funds
SONJ PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3213768075 Private Equity Fund 3,773,602 100,000 Fund of Funds
ARTHUR STREET PORTFOLIO IV, L.P. Cayman Islands 805-9298798697 Private Equity Fund 20,922,380 100,000
PASSAGE PORTFOLIO III, L.P. Cayman Islands 805-3448231048 Private Equity Fund 64,137,387 100,000 Fund of Funds
MONEY MARKET SERIES OF SL LIQUIDITY SERIES, LLC United States 805-8781969584 Liquidity Fund 2,837,563,896 100,000,000
BR CO-INVESTMENT ALFA I FEEDER, L.P. Cayman Islands 805-6599115937 Private Equity Fund 55,632,903 100,000 Feeder Fund
AVIATION HOLDINGS I, L.P. Cayman Islands 805-1052007938 Hedge Fund 488,610 0
VESEY STREET FUND IV (ERISA), L.P. United States 805-5625253907 Private Equity Fund 113,823,581 100,000
VESEY STREET PORTFOLIO III, L.P. Cayman Islands 805-8347986121 Private Equity Fund 46,958,037 100,000
VESEY STREET PORTFOLIO II, L.P. Cayman Islands 805-3474479289 Private Equity Fund 12,787,916 100,000 Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND III (CAYMAN), L.P. Cayman Islands 805-8516714054 Private Equity Fund 318,926,768 100,000 Feeder Fund
BR/ERB CO-INVESTMENT FUND, L.P. United States 805-9857465468 Private Equity Fund 20,561,945 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND II (CAYMAN), L.P. Cayman Islands 805-9451657566 Private Equity Fund 1,068,115 100,000 Feeder Fund
WY INVESTMENT FEEDER, L.P. Cayman Islands 805-3555282586 Private Equity Fund 96,113,617 100,000 Feeder Fund
BLK2018 PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-8473864083 Private Equity Fund 388,304,994 100,000 Master Fund
ORANGE PEP FUND, L.P. United States 805-8412260378 Private Equity Fund 41,083,667 100,000
VESEY STREET FUND V (ERISA), L.P. United States 805-5753705910 Private Equity Fund 109,958,369 100,000 Fund of Funds
FV FUND, L.P. Cayman Islands 805-3499279310 Private Equity Fund 102,604,247 100,000 Master Fund
VESEY STREET FUND III (ERISA), L.P. United States 805-7461417875 Private Equity Fund 21,217,521 100,000
POF III CAYMAN MASTER FUND, L.P. Cayman Islands 805-1420429229 Private Equity Fund 394,440,104 100,000 Master Fund
BR CO-INVESTMENT ALFA I, L.P. Cayman Islands 805-7881010976 Private Equity Fund 108,459,964 100,000 Master Fund
THE EQUITY-BROADWAY LEAGUE PRIVATE EQUITY FUND I, L.P. United States 805-3756092610 Private Equity Fund 104,064,396 100,000
AVIATION HOLDINGS III (EPO), LLC United States 805-3260396109 Other Private Fund AGGREGATING VEHICLE 0 0
VESEY STREET FUND III, L.P. - D United States 805-6510908228 Private Equity Fund 10,260,722 100,000
AK PRIVATE EQUITY CO-INVESTMENT FUND, L.P. United States 805-6676908744 Private Equity Fund 146,874,419 100,000 Fund of Funds
BLACKROCK PRIVATE EQUITY PARTNERS VI US, L.P. United States 805-2330267157 Private Equity Fund 58,254,060 100,000 Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND III (DELAWARE), L.P. United States 805-4466881114 Private Equity Fund 92,447,752 100,000 Feeder Fund
VESEY STREET PORTFOLIO V, L.P. Cayman Islands 805-6906900349 Private Equity Fund 67,427,745 100,000 Feeder Fund
R3 (C), LTD. Cayman Islands 805-3286904576 Hedge Fund 64,217,668 1,000,000 Feeder Fund
BLACKROCK PRIVATE OPPORTUNITIES FUND II, L.P. United States 805-8560941830 Private Equity Fund 31,020,925 100,000 Master Fund Fund of Funds
VESEY STREET FUND V, L.P. United States 805-7263306737 Private Equity Fund 134,976,788 100,000 Fund of Funds
ARTHUR STREET FUND II, L.P. United States 805-7711070228 Private Equity Fund 7,083,710 100,000
VESEY STREET FUND III, L.P. United States 805-7792376618 Private Equity Fund 24,171,305 100,000
R3 (B), L.P. United States 805-3958887739 Hedge Fund 3,620,821 1,000,000 Feeder Fund
R3 CAPITAL PARTNERS MASTER, L.P. Cayman Islands 805-5487256595 Hedge Fund 73,258,436 500,000 Master Fund
VESEY STREET FUND II, L.P. United States 805-4914471256 Private Equity Fund 14,759,381 100,000 Fund of Funds
VESEY STREET PORTFOLIO IV, L.P. Cayman Islands 805-1526860320 Private Equity Fund 71,837,076 100,000
NJDOI CORE PLUS REAL ESTATE INVESTMENT PROGRAM, L.P. United States 805-4624840210 Private Equity Fund 19,991,494 100,000 Fund of Funds
BR CO-INVESTMENT BETA I, L.P. Cayman Islands 805-5217983352 Private Equity Fund 26,089,386 100,000 Master Fund
FV FEEDER, L.P. Cayman Islands 805-8836276672 Private Equity Fund 94,443,183 100,000 Feeder Fund
BLACKROCK SPECIAL OPPORTUNITIES FUND, L.P. United States 805-1022349769 Private Equity Fund 56,311,033 100,000
ARTHUR STREET PORTFOLIO, L.P. Cayman Islands 805-7606238014 Private Equity Fund 0 100,000 Fund of Funds
VESEY STREET FUND IV, L.P. United States 805-2146296486 Private Equity Fund 26,600,854 100,000
BR CO-INVESTMENT BETA I FEEDER, L.P. Cayman Islands 805-1975332228 Private Equity Fund 6,990,695 100,000 Feeder Fund
MP AVIATION HOLDINGS, L.P. United States 805-8504922724 Hedge Fund 110,776,562 0
BLK2018 PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-2425098345 Private Equity Fund 351,918,745 100,000 Feeder Fund
ARTHUR STREET PORTFOLIO II, L.P. Cayman Islands 805-4955656093 Private Equity Fund 2,788,828 100,000 Fund of Funds

BLACKROCK INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2021-08-12
Name Title Start Date Direct/Indirect % Ownership
TRIDENT MERGER, LLC SOLE MEMBER 09/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE MEMBER direct 2006-09-01
SHEDLIN, GARY, STEPHEN CHIEF FINANCIAL OFFICER 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
GOLDSTEIN, ROBERT, LAWRENCE CHIEF OPERATING OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
PARK, CHARLES, CHOON SIK CHIEF COMPLIANCE OFFICER 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER direct 2006-08-01
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR direct 2006-08-01
AMERICAN CENTURY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
AMERICAN CENTURY ADVISORY SERVICES, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
Meade, Christopher, Joseph GENERAL COUNSEL AND CHIEF LEGAL OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK ADVISORS, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK FINANCIAL MANAGEMENT, INC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK CAPITAL MANAGEMENT, INC. GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
KAPITO, ROBERT, STEVEN PRESIDENT 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. VICE CHAIRMAN AND DIRECTOR direct 1995-02-01
BLACKROCK FUND ADVISORS PRESIDENT direct 2009-12-01
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, LLC PRESIDENT direct 2007-09-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2007-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2007-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, INC VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
STATE STREET RESEARCH & MANAGEMENT COMPANY VICE CHAIRMAN direct 2005-01-01 2007-04-18
BLACKROCK CAPITAL MANAGEMENT, INC. VICE CHAIRMAN & DIRECTOR direct 1999-11-01 2007-04-18
BLACKROCK INTERNATIONAL, LTD. VICE CHAIRMAN & DIRECTOR direct 1998-03-01 2007-04-18
BLACKROCK FINANCIAL MANAGEMENT, INC VICE CHAIRMAN AND DIRECTOR direct 1988-04-01 2007-07-03
BLACKROCK INTERNATIONAL, LTD. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2007-10-31
BLACKROCK ADVISORS, LLC PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT direct 2007-09-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2005-02-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK ADVISORS, LLC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2011-07-15
BLACKROCK FUND ADVISORS PRESIDENT & DIRECTOR direct 2009-12-01 2015-04-10
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK ADVISORS, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1999-09-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK ADVISORS, LLC DIRECTOR direct 2007-08-01 2015-10-05
FINK, LAURENCE, DOUGLAS CHIEF EXECUTIVE OFFICER 09/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1998-02-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-09-01
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2005-01-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2003-04-01
ENSO CAPITAL MANAGEMENT LLC MEMBER direct 2002-02-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1999-11-01
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER direct 2009-12-01
BLACKROCK (JAPAN) INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1995-02-01
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1994-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-10-01
BLACKROCK ADVISORS, LLC CHAIRMAN direct 1994-09-01
BLACKROCK INTERNATIONAL, LTD. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1998-03-01 2007-10-31
UBS ENSO MANAGEMENT LLC MEMBER OF ENSO CAPITAL MANAGEMENT LLC direct 2002-02-01 2008-03-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER direct 1998-02-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1988-04-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1998-02-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1988-04-01 2010-03-31
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1994-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01 2010-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 1999-11-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2006-09-01 2010-05-19
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1994-09-01 2011-06-10
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2006-09-01 2011-07-15
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 2009-12-01 2015-04-10
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1999-11-01 2015-05-18
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 1994-09-01 2015-05-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1988-04-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FUND ADVISORS CHAIRMAN direct 2009-12-01 2015-06-23
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1994-10-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN direct 1999-11-01 2015-11-18
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 1999-11-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN direct 1994-10-01 2015-11-18
BLACKROCK, INC. SOLE SHAREHOLDER TRIDENT MERGER, LLC 09/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BARCLAYS GLOBAL FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
XULU INC SOLE SHAREHOLDER direct 2015-10-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT (SCHWEIZ) AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDER indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
VESEY STREET FUND (CAYMAN) V, L.P. Cayman Islands 805-3453435870 Private Equity Fund 89,758,477 100,000 Master Fund Fund of Funds
VESEY STREET FUND III, L.P. - E United States 805-7429489178 Private Equity Fund 10,337,771 100,000
PRIVATE EQUITY PARTNERS VII US, L.P. United States 805-6795278980 Private Equity Fund 59,349,800 100,000 Fund of Funds
BLACKROCK ALTERNATIVE FUNDS S.C.A., SICAV-RAIF ? BLACKROCK PRIVATE EQUITY OPPORTUNITIES ELTIF Luxembourg 805-6197436763 Private Equity Fund 229,863,581 140,163
ARTHUR STREET FUND III, L.P. United States 805-4107776115 Private Equity Fund 16,036,803 100,000
VESEY STREET FUND III, L.P. - B United States 805-7724769255 Private Equity Fund 60,004,000 100,000
PASSAGE PORTFOLIO II, L.P. Cayman Islands 805-5558777131 Private Equity Fund 9,555,437 100,000 Fund of Funds
AVIATION HOLDINGS III, L.P. United States 805-8348159244 Hedge Fund 398,327,848 5,000,000
VESEY STREET FUND V-M, L.P. United States 805-6730030265 Private Equity Fund 47,073,949 100,000 Fund of Funds
ARTHUR STREET FUND IV, L.P. United States 805-6555720504 Private Equity Fund 40,320,354 100,000
VESEY STREET FUND III, L.P. - C United States 805-2790936718 Private Equity Fund 13,500,720 100,000
ARTHUR STREET PORTFOLIO III, L.P. Cayman Islands 805-3880736788 Private Equity Fund 10,947,006 100,000 Master Fund
BLACKROCK PRIVATE OPPORTUNITIES FUND III, L.P. United States 805-7216767871 Private Equity Fund 360,517,298 100,000
NAVARRO 1 FUND, LLC United States 805-7732340046 Other Private Fund LONG ONLY 1,271,585,086 0
ENHANCED EUROPE SERIES OF BLACKROCK QUANTITATIVE PARTNERS, LP United States 805-1418197785 Other Private Fund FUND IN LIQUIDATION 91,620 2,500,000
ERB TACTICAL OPPORTUNITIES, L.P. United States 805-3873983117 Private Equity Fund 137,394,903 100,000
TORO ABS CDO I, LTD. Cayman Islands 805-1347070794 Securitized Asset Fund 20,041,742 250,000
R3 (B), L.P. United States 805-3958887739 Hedge Fund 3,620,821 1,000,000 Feeder Fund
R3 CAPITAL PARTNERS MASTER, L.P. Cayman Islands 805-5487256595 Hedge Fund 73,258,436 500,000 Master Fund
VESEY STREET FUND II, L.P. United States 805-4914471256 Private Equity Fund 14,759,381 100,000 Fund of Funds
VESEY STREET FUND III, L.P. United States 805-7792376618 Private Equity Fund 24,171,305 100,000
VESEY STREET PORTFOLIO IV, L.P. Cayman Islands 805-1526860320 Private Equity Fund 71,837,076 100,000
NJDOI CORE PLUS REAL ESTATE INVESTMENT PROGRAM, L.P. United States 805-4624840210 Private Equity Fund 19,991,494 100,000 Fund of Funds
BR CO-INVESTMENT BETA I, L.P. Cayman Islands 805-5217983352 Private Equity Fund 26,089,386 100,000 Master Fund
FV FEEDER, L.P. Cayman Islands 805-8836276672 Private Equity Fund 94,443,183 100,000 Feeder Fund
BLACKROCK SPECIAL OPPORTUNITIES FUND, L.P. United States 805-1022349769 Private Equity Fund 56,311,033 100,000
ARTHUR STREET PORTFOLIO, L.P. Cayman Islands 805-7606238014 Private Equity Fund 0 100,000 Fund of Funds
VESEY STREET FUND IV, L.P. United States 805-2146296486 Private Equity Fund 26,600,854 100,000
BR CO-INVESTMENT BETA I FEEDER, L.P. Cayman Islands 805-1975332228 Private Equity Fund 6,990,695 100,000 Feeder Fund
FULTON STREET FUND, LP United States 805-7701823468 Private Equity Fund 4,061,828 100,000
BLK2018 PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-8473864083 Private Equity Fund 388,304,994 100,000 Master Fund
NJDOI OPPORTUNISTIC REAL ESTATE INVESTMENT PROGRAM, L.P. United States 805-3523580297 Private Equity Fund 5,672,916 100,000 Fund of Funds
SONJ PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3213768075 Private Equity Fund 3,773,602 100,000 Fund of Funds
WY INVESTMENT FUND, L.P. Cayman Islands 805-2737635770 Private Equity Fund 118,356,793 100,000 Master Fund
ARTHUR STREET PORTFOLIO IV, L.P. Cayman Islands 805-9298798697 Private Equity Fund 20,922,380 100,000
PASSAGE PORTFOLIO III, L.P. Cayman Islands 805-3448231048 Private Equity Fund 64,137,387 100,000 Fund of Funds
MONEY MARKET SERIES OF SL LIQUIDITY SERIES, LLC United States 805-8781969584 Liquidity Fund 2,837,563,896 100,000,000
BR CO-INVESTMENT ALFA I FEEDER, L.P. Cayman Islands 805-6599115937 Private Equity Fund 55,632,903 100,000 Feeder Fund
AVIATION HOLDINGS I, L.P. Cayman Islands 805-1052007938 Hedge Fund 488,610 0
VESEY STREET FUND IV (ERISA), L.P. United States 805-5625253907 Private Equity Fund 113,823,581 100,000
VESEY STREET PORTFOLIO III, L.P. Cayman Islands 805-8347986121 Private Equity Fund 46,958,037 100,000
VESEY STREET PORTFOLIO II, L.P. Cayman Islands 805-3474479289 Private Equity Fund 12,787,916 100,000 Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND III (CAYMAN), L.P. Cayman Islands 805-8516714054 Private Equity Fund 318,926,768 100,000 Feeder Fund
BR/ERB CO-INVESTMENT FUND, L.P. United States 805-9857465468 Private Equity Fund 20,561,945 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND II (CAYMAN), L.P. Cayman Islands 805-9451657566 Private Equity Fund 1,068,115 100,000 Feeder Fund
WY INVESTMENT FEEDER, L.P. Cayman Islands 805-3555282586 Private Equity Fund 96,113,617 100,000 Feeder Fund
VESEY STREET FUND V (ERISA), L.P. United States 805-5753705910 Private Equity Fund 109,958,369 100,000 Fund of Funds
FV FUND, L.P. Cayman Islands 805-3499279310 Private Equity Fund 102,604,247 100,000 Master Fund
VESEY STREET FUND III (ERISA), L.P. United States 805-7461417875 Private Equity Fund 21,217,521 100,000
ORANGE PEP FUND, L.P. United States 805-8412260378 Private Equity Fund 41,083,667 100,000
POF III CAYMAN MASTER FUND, L.P. Cayman Islands 805-1420429229 Private Equity Fund 394,440,104 100,000 Master Fund
BR CO-INVESTMENT ALFA I, L.P. Cayman Islands 805-7881010976 Private Equity Fund 108,459,964 100,000 Master Fund
THE EQUITY-BROADWAY LEAGUE PRIVATE EQUITY FUND I, L.P. United States 805-3756092610 Private Equity Fund 104,064,396 100,000
AVIATION HOLDINGS III (EPO), LLC United States 805-3260396109 Other Private Fund AGGREGATING VEHICLE 0 0
VESEY STREET FUND III, L.P. - D United States 805-6510908228 Private Equity Fund 10,260,722 100,000
AK PRIVATE EQUITY CO-INVESTMENT FUND, L.P. United States 805-6676908744 Private Equity Fund 146,874,419 100,000 Fund of Funds
BLACKROCK PRIVATE EQUITY PARTNERS VI US, L.P. United States 805-2330267157 Private Equity Fund 58,254,060 100,000 Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND III (DELAWARE), L.P. United States 805-4466881114 Private Equity Fund 92,447,752 100,000 Feeder Fund
VESEY STREET PORTFOLIO V, L.P. Cayman Islands 805-6906900349 Private Equity Fund 67,427,745 100,000 Feeder Fund
R3 (C), LTD. Cayman Islands 805-3286904576 Hedge Fund 64,217,668 1,000,000 Feeder Fund
BLACKROCK PRIVATE OPPORTUNITIES FUND II, L.P. United States 805-8560941830 Private Equity Fund 31,020,925 100,000 Master Fund Fund of Funds
VESEY STREET FUND V, L.P. United States 805-7263306737 Private Equity Fund 134,976,788 100,000 Fund of Funds
ARTHUR STREET FUND II, L.P. United States 805-7711070228 Private Equity Fund 7,083,710 100,000
BLK2018 PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-2425098345 Private Equity Fund 351,918,745 100,000 Feeder Fund
ARTHUR STREET PORTFOLIO II, L.P. Cayman Islands 805-4955656093 Private Equity Fund 2,788,828 100,000 Fund of Funds
MP AVIATION HOLDINGS, L.P. United States 805-8504922724 Hedge Fund 110,776,562 0

BLACKROCK INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2021-05-07
Name Title Start Date Direct/Indirect % Ownership
TRIDENT MERGER, LLC SOLE MEMBER 09/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE MEMBER direct 2006-09-01
SHEDLIN, GARY, STEPHEN CHIEF FINANCIAL OFFICER 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
GOLDSTEIN, ROBERT, LAWRENCE CHIEF OPERATING OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
PARK, CHARLES, CHOON SIK CHIEF COMPLIANCE OFFICER 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER direct 2006-08-01
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR direct 2006-08-01
AMERICAN CENTURY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
AMERICAN CENTURY ADVISORY SERVICES, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
Meade, Christopher, Joseph GENERAL COUNSEL AND CHIEF LEGAL OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK ADVISORS, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK FINANCIAL MANAGEMENT, INC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK CAPITAL MANAGEMENT, INC. GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
KAPITO, ROBERT, STEVEN PRESIDENT 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. VICE CHAIRMAN AND DIRECTOR direct 1995-02-01
BLACKROCK FUND ADVISORS PRESIDENT direct 2009-12-01
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, LLC PRESIDENT direct 2007-09-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2007-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2007-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, INC VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
STATE STREET RESEARCH & MANAGEMENT COMPANY VICE CHAIRMAN direct 2005-01-01 2007-04-18
BLACKROCK CAPITAL MANAGEMENT, INC. VICE CHAIRMAN & DIRECTOR direct 1999-11-01 2007-04-18
BLACKROCK INTERNATIONAL, LTD. VICE CHAIRMAN & DIRECTOR direct 1998-03-01 2007-04-18
BLACKROCK FINANCIAL MANAGEMENT, INC VICE CHAIRMAN AND DIRECTOR direct 1988-04-01 2007-07-03
BLACKROCK INTERNATIONAL, LTD. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2007-10-31
BLACKROCK ADVISORS, LLC PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT direct 2007-09-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2005-02-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK ADVISORS, LLC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2011-07-15
BLACKROCK FUND ADVISORS PRESIDENT & DIRECTOR direct 2009-12-01 2015-04-10
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK ADVISORS, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1999-09-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK ADVISORS, LLC DIRECTOR direct 2007-08-01 2015-10-05
FINK, LAURENCE, DOUGLAS CHIEF EXECUTIVE OFFICER 09/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1998-02-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-09-01
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2005-01-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2003-04-01
ENSO CAPITAL MANAGEMENT LLC MEMBER direct 2002-02-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1999-11-01
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER direct 2009-12-01
BLACKROCK (JAPAN) INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1995-02-01
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1994-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-10-01
BLACKROCK ADVISORS, LLC CHAIRMAN direct 1994-09-01
BLACKROCK INTERNATIONAL, LTD. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1998-03-01 2007-10-31
UBS ENSO MANAGEMENT LLC MEMBER OF ENSO CAPITAL MANAGEMENT LLC direct 2002-02-01 2008-03-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER direct 1998-02-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1988-04-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1998-02-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1988-04-01 2010-03-31
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1994-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01 2010-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 1999-11-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2006-09-01 2010-05-19
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1994-09-01 2011-06-10
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2006-09-01 2011-07-15
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 2009-12-01 2015-04-10
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1999-11-01 2015-05-18
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 1994-09-01 2015-05-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1988-04-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FUND ADVISORS CHAIRMAN direct 2009-12-01 2015-06-23
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1994-10-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN direct 1999-11-01 2015-11-18
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 1999-11-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN direct 1994-10-01 2015-11-18
BLACKROCK, INC. SOLE SHAREHOLDER TRIDENT MERGER, LLC 09/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BARCLAYS GLOBAL FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
XULU INC SOLE SHAREHOLDER direct 2015-10-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT (SCHWEIZ) AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDER indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PASSAGE PORTFOLIO III, L.P. Cayman Islands 805-3448231048 Private Equity Fund 64,137,387 100,000 Fund of Funds
VESEY STREET FUND IV (ERISA), L.P. United States 805-5625253907 Private Equity Fund 113,823,581 100,000
MONEY MARKET SERIES OF SL LIQUIDITY SERIES, LLC United States 805-8781969584 Liquidity Fund 2,837,563,896 100,000,000
BR CO-INVESTMENT ALFA I FEEDER, L.P. Cayman Islands 805-6599115937 Private Equity Fund 55,632,903 100,000 Feeder Fund
VESEY STREET FUND III, L.P. - D United States 805-6510908228 Private Equity Fund 10,260,722 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND III (CAYMAN), L.P. Cayman Islands 805-8516714054 Private Equity Fund 318,926,768 100,000 Feeder Fund
NJDOI CORE PLUS REAL ESTATE INVESTMENT PROGRAM, L.P. United States 805-4624840210 Private Equity Fund 19,991,494 100,000 Fund of Funds
FV FEEDER, L.P. Cayman Islands 805-8836276672 Private Equity Fund 94,443,183 100,000 Feeder Fund
VESEY STREET FUND III, L.P. - C United States 805-2790936718 Private Equity Fund 13,500,720 100,000
ORANGE PEP FUND, L.P. United States 805-8412260378 Private Equity Fund 41,083,667 100,000
BLACKROCK ALTERNATIVE FUNDS S.C.A., SICAV-RAIF ? BLACKROCK PRIVATE EQUITY OPPORTUNITIES ELTIF Luxembourg 805-6197436763 Private Equity Fund 229,863,581 140,163
ARTHUR STREET FUND III, L.P. United States 805-4107776115 Private Equity Fund 16,036,803 100,000
VESEY STREET FUND III, L.P. - B United States 805-7724769255 Private Equity Fund 60,004,000 100,000
PASSAGE PORTFOLIO II, L.P. Cayman Islands 805-5558777131 Private Equity Fund 9,555,437 100,000 Fund of Funds
AVIATION HOLDINGS III, L.P. United States 805-8348159244 Hedge Fund 398,327,848 5,000,000
VESEY STREET FUND V-M, L.P. United States 805-6730030265 Private Equity Fund 47,073,949 100,000 Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND II, L.P. United States 805-8560941830 Private Equity Fund 31,020,925 100,000 Master Fund Fund of Funds
BLK2018 PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-2425098345 Private Equity Fund 351,918,745 100,000 Feeder Fund
VESEY STREET PORTFOLIO III, L.P. Cayman Islands 805-8347986121 Private Equity Fund 46,958,037 100,000
BR/ERB CO-INVESTMENT FUND, L.P. United States 805-9857465468 Private Equity Fund 20,561,945 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND II (CAYMAN), L.P. Cayman Islands 805-9451657566 Private Equity Fund 1,068,115 100,000 Feeder Fund
WY INVESTMENT FEEDER, L.P. Cayman Islands 805-3555282586 Private Equity Fund 96,113,617 100,000 Feeder Fund
BLACKROCK PRIVATE OPPORTUNITIES FUND III, L.P. United States 805-7216767871 Private Equity Fund 360,517,298 100,000
NAVARRO 1 FUND, LLC United States 805-7732340046 Other Private Fund LONG ONLY 1,271,585,086 0
ENHANCED EUROPE SERIES OF BLACKROCK QUANTITATIVE PARTNERS, LP United States 805-1418197785 Other Private Fund FUND IN LIQUIDATION 91,620 2,500,000
ERB TACTICAL OPPORTUNITIES, L.P. United States 805-3873983117 Private Equity Fund 137,394,903 100,000
TORO ABS CDO I, LTD. Cayman Islands 805-1347070794 Securitized Asset Fund 20,041,742 250,000
R3 (B), L.P. United States 805-3958887739 Hedge Fund 3,620,821 1,000,000 Feeder Fund
R3 CAPITAL PARTNERS MASTER, L.P. Cayman Islands 805-5487256595 Hedge Fund 73,258,436 500,000 Master Fund
VESEY STREET FUND II, L.P. United States 805-4914471256 Private Equity Fund 14,759,381 100,000 Fund of Funds
VESEY STREET FUND III, L.P. United States 805-7792376618 Private Equity Fund 24,171,305 100,000
VESEY STREET PORTFOLIO IV, L.P. Cayman Islands 805-1526860320 Private Equity Fund 71,837,076 100,000
VESEY STREET FUND (CAYMAN) V, L.P. Cayman Islands 805-3453435870 Private Equity Fund 89,758,477 100,000 Master Fund Fund of Funds
VESEY STREET FUND III, L.P. - E United States 805-7429489178 Private Equity Fund 10,337,771 100,000
AVIATION HOLDINGS I, L.P. Cayman Islands 805-1052007938 Hedge Fund 488,610 0
VESEY STREET FUND V, L.P. United States 805-7263306737 Private Equity Fund 134,976,788 100,000 Fund of Funds
ARTHUR STREET PORTFOLIO II, L.P. Cayman Islands 805-4955656093 Private Equity Fund 2,788,828 100,000 Fund of Funds
MP AVIATION HOLDINGS, L.P. United States 805-8504922724 Hedge Fund 110,776,562 0
VESEY STREET PORTFOLIO II, L.P. Cayman Islands 805-3474479289 Private Equity Fund 12,787,916 100,000 Fund of Funds
ARTHUR STREET FUND II, L.P. United States 805-7711070228 Private Equity Fund 7,083,710 100,000
THE EQUITY-BROADWAY LEAGUE PRIVATE EQUITY FUND I, L.P. United States 805-3756092610 Private Equity Fund 104,064,396 100,000
AVIATION HOLDINGS III (EPO), LLC United States 805-3260396109 Other Private Fund AGGREGATING VEHICLE 0 0
AK PRIVATE EQUITY CO-INVESTMENT FUND, L.P. United States 805-6676908744 Private Equity Fund 146,874,419 100,000 Fund of Funds
BLACKROCK PRIVATE EQUITY PARTNERS VI US, L.P. United States 805-2330267157 Private Equity Fund 58,254,060 100,000 Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND III (DELAWARE), L.P. United States 805-4466881114 Private Equity Fund 92,447,752 100,000 Feeder Fund
VESEY STREET PORTFOLIO V, L.P. Cayman Islands 805-6906900349 Private Equity Fund 67,427,745 100,000 Feeder Fund
R3 (C), LTD. Cayman Islands 805-3286904576 Hedge Fund 64,217,668 1,000,000 Feeder Fund
ARTHUR STREET FUND IV, L.P. United States 805-6555720504 Private Equity Fund 40,320,354 100,000
ARTHUR STREET PORTFOLIO III, L.P. Cayman Islands 805-3880736788 Private Equity Fund 10,947,006 100,000 Master Fund
VESEY STREET FUND V (ERISA), L.P. United States 805-5753705910 Private Equity Fund 109,958,369 100,000 Fund of Funds
FV FUND, L.P. Cayman Islands 805-3499279310 Private Equity Fund 102,604,247 100,000 Master Fund
VESEY STREET FUND III (ERISA), L.P. United States 805-7461417875 Private Equity Fund 21,217,521 100,000
POF III CAYMAN MASTER FUND, L.P. Cayman Islands 805-1420429229 Private Equity Fund 394,440,104 100,000 Master Fund
BR CO-INVESTMENT ALFA I, L.P. Cayman Islands 805-7881010976 Private Equity Fund 108,459,964 100,000 Master Fund
PRIVATE EQUITY PARTNERS VII US, L.P. United States 805-6795278980 Private Equity Fund 59,349,800 100,000 Fund of Funds
BLACKROCK SPECIAL OPPORTUNITIES FUND, L.P. United States 805-1022349769 Private Equity Fund 56,311,033 100,000
ARTHUR STREET PORTFOLIO, L.P. Cayman Islands 805-7606238014 Private Equity Fund 0 100,000 Fund of Funds
VESEY STREET FUND IV, L.P. United States 805-2146296486 Private Equity Fund 26,600,854 100,000
BR CO-INVESTMENT BETA I FEEDER, L.P. Cayman Islands 805-1975332228 Private Equity Fund 6,990,695 100,000 Feeder Fund
FULTON STREET FUND, LP United States 805-7701823468 Private Equity Fund 4,061,828 100,000
BLK2018 PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-8473864083 Private Equity Fund 388,304,994 100,000 Master Fund
NJDOI OPPORTUNISTIC REAL ESTATE INVESTMENT PROGRAM, L.P. United States 805-3523580297 Private Equity Fund 5,672,916 100,000 Fund of Funds
SONJ PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3213768075 Private Equity Fund 3,773,602 100,000 Fund of Funds
BR CO-INVESTMENT BETA I, L.P. Cayman Islands 805-5217983352 Private Equity Fund 26,089,386 100,000 Master Fund
WY INVESTMENT FUND, L.P. Cayman Islands 805-2737635770 Private Equity Fund 118,356,793 100,000 Master Fund
ARTHUR STREET PORTFOLIO IV, L.P. Cayman Islands 805-9298798697 Private Equity Fund 20,922,380 100,000

BLACKROCK INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2021-03-25
Name Title Start Date Direct/Indirect % Ownership
TRIDENT MERGER, LLC SOLE MEMBER 09/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE MEMBER direct 2006-09-01
SHEDLIN, GARY, STEPHEN CHIEF FINANCIAL OFFICER 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
GOLDSTEIN, ROBERT, LAWRENCE CHIEF OPERATING OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
PARK, CHARLES, CHOON SIK CHIEF COMPLIANCE OFFICER 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER direct 2006-08-01
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR direct 2006-08-01
AMERICAN CENTURY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
AMERICAN CENTURY ADVISORY SERVICES, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
Meade, Christopher, Joseph GENERAL COUNSEL AND CHIEF LEGAL OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK ADVISORS, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK FINANCIAL MANAGEMENT, INC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK CAPITAL MANAGEMENT, INC. GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
KAPITO, ROBERT, STEVEN PRESIDENT 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. VICE CHAIRMAN AND DIRECTOR direct 1995-02-01
BLACKROCK FUND ADVISORS PRESIDENT direct 2009-12-01
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, LLC PRESIDENT direct 2007-09-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2007-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2007-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, INC VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
STATE STREET RESEARCH & MANAGEMENT COMPANY VICE CHAIRMAN direct 2005-01-01 2007-04-18
BLACKROCK CAPITAL MANAGEMENT, INC. VICE CHAIRMAN & DIRECTOR direct 1999-11-01 2007-04-18
BLACKROCK INTERNATIONAL, LTD. VICE CHAIRMAN & DIRECTOR direct 1998-03-01 2007-04-18
BLACKROCK FINANCIAL MANAGEMENT, INC VICE CHAIRMAN AND DIRECTOR direct 1988-04-01 2007-07-03
BLACKROCK INTERNATIONAL, LTD. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2007-10-31
BLACKROCK ADVISORS, LLC PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT direct 2007-09-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2005-02-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK ADVISORS, LLC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2011-07-15
BLACKROCK FUND ADVISORS PRESIDENT & DIRECTOR direct 2009-12-01 2015-04-10
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK ADVISORS, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1999-09-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK ADVISORS, LLC DIRECTOR direct 2007-08-01 2015-10-05
FINK, LAURENCE, DOUGLAS CHIEF EXECUTIVE OFFICER 09/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1998-02-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-09-01
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2005-01-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2003-04-01
ENSO CAPITAL MANAGEMENT LLC MEMBER direct 2002-02-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1999-11-01
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER direct 2009-12-01
BLACKROCK (JAPAN) INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1995-02-01
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1994-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-10-01
BLACKROCK ADVISORS, LLC CHAIRMAN direct 1994-09-01
BLACKROCK INTERNATIONAL, LTD. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1998-03-01 2007-10-31
UBS ENSO MANAGEMENT LLC MEMBER OF ENSO CAPITAL MANAGEMENT LLC direct 2002-02-01 2008-03-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER direct 1998-02-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1988-04-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1998-02-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1988-04-01 2010-03-31
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1994-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01 2010-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 1999-11-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2006-09-01 2010-05-19
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1994-09-01 2011-06-10
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2006-09-01 2011-07-15
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 2009-12-01 2015-04-10
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1999-11-01 2015-05-18
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 1994-09-01 2015-05-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1988-04-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FUND ADVISORS CHAIRMAN direct 2009-12-01 2015-06-23
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1994-10-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN direct 1999-11-01 2015-11-18
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 1999-11-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN direct 1994-10-01 2015-11-18
BLACKROCK, INC. SOLE SHAREHOLDER TRIDENT MERGER, LLC 09/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BARCLAYS GLOBAL FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
XULU INC SOLE SHAREHOLDER direct 2015-10-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT (SCHWEIZ) AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDER indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
NAVARRO 1 FUND, LLC United States 805-7732340046 Other Private Fund LONG ONLY 1,271,585,086 0
FV FUND, L.P. Cayman Islands 805-3499279310 Private Equity Fund 102,604,247 100,000 Master Fund
VESEY STREET FUND III (ERISA), L.P. United States 805-7461417875 Private Equity Fund 21,217,521 100,000
POF III CAYMAN MASTER FUND, L.P. Cayman Islands 805-1420429229 Private Equity Fund 394,440,104 100,000 Master Fund
BR CO-INVESTMENT ALFA I, L.P. Cayman Islands 805-7881010976 Private Equity Fund 108,459,964 100,000 Master Fund
BLACKROCK ALTERNATIVE FUNDS S.C.A., SICAV-RAIF ? BLACKROCK PRIVATE EQUITY OPPORTUNITIES ELTIF Luxembourg 805-6197436763 Private Equity Fund 229,863,581 140,163
ARTHUR STREET PORTFOLIO III, L.P. Cayman Islands 805-3880736788 Private Equity Fund 10,947,006 100,000 Master Fund
WY INVESTMENT FEEDER, L.P. Cayman Islands 805-3555282586 Private Equity Fund 96,113,617 100,000 Feeder Fund
VESEY STREET FUND V (ERISA), L.P. United States 805-5753705910 Private Equity Fund 109,958,369 100,000 Fund of Funds
VESEY STREET PORTFOLIO V, L.P. Cayman Islands 805-6906900349 Private Equity Fund 67,427,745 100,000 Feeder Fund
R3 (C), LTD. Cayman Islands 805-3286904576 Hedge Fund 64,217,668 1,000,000 Feeder Fund
ARTHUR STREET FUND IV, L.P. United States 805-6555720504 Private Equity Fund 40,320,354 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND II (CAYMAN), L.P. Cayman Islands 805-9451657566 Private Equity Fund 1,068,115 100,000 Feeder Fund
AVIATION HOLDINGS III, L.P. United States 805-8348159244 Hedge Fund 398,327,848 5,000,000
VESEY STREET FUND V-M, L.P. United States 805-6730030265 Private Equity Fund 47,073,949 100,000 Fund of Funds
BLK2018 PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-2425098345 Private Equity Fund 351,918,745 100,000 Feeder Fund
VESEY STREET PORTFOLIO III, L.P. Cayman Islands 805-8347986121 Private Equity Fund 46,958,037 100,000
BR/ERB CO-INVESTMENT FUND, L.P. United States 805-9857465468 Private Equity Fund 20,561,945 100,000
ARTHUR STREET FUND III, L.P. United States 805-4107776115 Private Equity Fund 16,036,803 100,000
VESEY STREET FUND III, L.P. - B United States 805-7724769255 Private Equity Fund 60,004,000 100,000
ORANGE PEP FUND, L.P. United States 805-8412260378 Private Equity Fund 41,083,667 100,000
PASSAGE PORTFOLIO II, L.P. Cayman Islands 805-5558777131 Private Equity Fund 9,555,437 100,000 Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND II, L.P. United States 805-8560941830 Private Equity Fund 31,020,925 100,000 Master Fund Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND III (CAYMAN), L.P. Cayman Islands 805-8516714054 Private Equity Fund 318,926,768 100,000 Feeder Fund
NJDOI CORE PLUS REAL ESTATE INVESTMENT PROGRAM, L.P. United States 805-4624840210 Private Equity Fund 19,991,494 100,000 Fund of Funds
FV FEEDER, L.P. Cayman Islands 805-8836276672 Private Equity Fund 94,443,183 100,000 Feeder Fund
VESEY STREET FUND III, L.P. - D United States 805-6510908228 Private Equity Fund 10,260,722 100,000
VESEY STREET FUND III, L.P. - C United States 805-2790936718 Private Equity Fund 13,500,720 100,000
VESEY STREET FUND IV, L.P. United States 805-2146296486 Private Equity Fund 26,600,854 100,000
FULTON STREET FUND, LP United States 805-7701823468 Private Equity Fund 4,061,828 100,000
BLACKROCK SPECIAL OPPORTUNITIES FUND, L.P. United States 805-1022349769 Private Equity Fund 56,311,033 100,000
ARTHUR STREET PORTFOLIO, L.P. Cayman Islands 805-7606238014 Private Equity Fund 0 100,000 Fund of Funds
BR CO-INVESTMENT BETA I FEEDER, L.P. Cayman Islands 805-1975332228 Private Equity Fund 6,990,695 100,000 Feeder Fund
NJDOI OPPORTUNISTIC REAL ESTATE INVESTMENT PROGRAM, L.P. United States 805-3523580297 Private Equity Fund 5,672,916 100,000 Fund of Funds
PRIVATE EQUITY PARTNERS VII US, L.P. United States 805-6795278980 Private Equity Fund 59,349,800 100,000 Fund of Funds
SONJ PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3213768075 Private Equity Fund 3,773,602 100,000 Fund of Funds
BR CO-INVESTMENT BETA I, L.P. Cayman Islands 805-5217983352 Private Equity Fund 26,089,386 100,000 Master Fund
WY INVESTMENT FUND, L.P. Cayman Islands 805-2737635770 Private Equity Fund 118,356,793 100,000 Master Fund
ARTHUR STREET PORTFOLIO IV, L.P. Cayman Islands 805-9298798697 Private Equity Fund 20,922,380 100,000
PASSAGE PORTFOLIO III, L.P. Cayman Islands 805-3448231048 Private Equity Fund 64,137,387 100,000 Fund of Funds
VESEY STREET FUND IV (ERISA), L.P. United States 805-5625253907 Private Equity Fund 113,823,581 100,000
MONEY MARKET SERIES OF SL LIQUIDITY SERIES, LLC United States 805-8781969584 Liquidity Fund 2,837,563,896 100,000,000
BLACKROCK PRIVATE OPPORTUNITIES FUND III, L.P. United States 805-7216767871 Private Equity Fund 360,517,298 100,000
BR CO-INVESTMENT ALFA I FEEDER, L.P. Cayman Islands 805-6599115937 Private Equity Fund 55,632,903 100,000 Feeder Fund
BLK2018 PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-8473864083 Private Equity Fund 388,304,994 100,000 Master Fund
VESEY STREET FUND III, L.P. United States 805-7792376618 Private Equity Fund 24,171,305 100,000
VESEY STREET FUND (CAYMAN) V, L.P. Cayman Islands 805-3453435870 Private Equity Fund 89,758,477 100,000 Master Fund Fund of Funds
VESEY STREET FUND III, L.P. - E United States 805-7429489178 Private Equity Fund 10,337,771 100,000
ERB TACTICAL OPPORTUNITIES, L.P. United States 805-3873983117 Private Equity Fund 137,394,903 100,000
TORO ABS CDO I, LTD. Cayman Islands 805-1347070794 Securitized Asset Fund 20,041,742 250,000
R3 (B), L.P. United States 805-3958887739 Hedge Fund 3,620,821 1,000,000 Feeder Fund
VESEY STREET FUND II, L.P. United States 805-4914471256 Private Equity Fund 14,759,381 100,000 Fund of Funds
VESEY STREET PORTFOLIO IV, L.P. Cayman Islands 805-1526860320 Private Equity Fund 71,837,076 100,000
AVIATION HOLDINGS I, L.P. Cayman Islands 805-1052007938 Hedge Fund 488,610 0
ENHANCED EUROPE SERIES OF BLACKROCK QUANTITATIVE PARTNERS, LP United States 805-1418197785 Other Private Fund FUND IN LIQUIDATION 91,620 2,500,000
R3 CAPITAL PARTNERS MASTER, L.P. Cayman Islands 805-5487256595 Hedge Fund 73,258,436 500,000 Master Fund
VESEY STREET FUND V, L.P. United States 805-7263306737 Private Equity Fund 134,976,788 100,000 Fund of Funds
ARTHUR STREET PORTFOLIO II, L.P. Cayman Islands 805-4955656093 Private Equity Fund 2,788,828 100,000 Fund of Funds
MP AVIATION HOLDINGS, L.P. United States 805-8504922724 Hedge Fund 110,776,562 0
VESEY STREET PORTFOLIO II, L.P. Cayman Islands 805-3474479289 Private Equity Fund 12,787,916 100,000 Fund of Funds
ARTHUR STREET FUND II, L.P. United States 805-7711070228 Private Equity Fund 7,083,710 100,000
THE EQUITY-BROADWAY LEAGUE PRIVATE EQUITY FUND I, L.P. United States 805-3756092610 Private Equity Fund 104,064,396 100,000
AVIATION HOLDINGS III (EPO), LLC United States 805-3260396109 Other Private Fund AGGREGATING VEHICLE 0 0
AK PRIVATE EQUITY CO-INVESTMENT FUND, L.P. United States 805-6676908744 Private Equity Fund 146,874,419 100,000 Fund of Funds
BLACKROCK PRIVATE EQUITY PARTNERS VI US, L.P. United States 805-2330267157 Private Equity Fund 58,254,060 100,000 Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND III (DELAWARE), L.P. United States 805-4466881114 Private Equity Fund 92,447,752 100,000 Feeder Fund

BLACKROCK INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2020-12-18
Name Title Start Date Direct/Indirect % Ownership
TRIDENT MERGER, LLC SOLE MEMBER 09/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE MEMBER direct 2006-09-01
SHEDLIN, GARY, STEPHEN CHIEF FINANCIAL OFFICER 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
GOLDSTEIN, ROBERT, LAWRENCE CHIEF OPERATING OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
PARK, CHARLES, CHOON SIK CHIEF COMPLIANCE OFFICER 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER direct 2006-08-01
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR direct 2006-08-01
AMERICAN CENTURY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
AMERICAN CENTURY ADVISORY SERVICES, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
Meade, Christopher, Joseph GENERAL COUNSEL AND CHIEF LEGAL OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK ADVISORS, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK FINANCIAL MANAGEMENT, INC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK CAPITAL MANAGEMENT, INC. GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
KAPITO, ROBERT, STEVEN PRESIDENT 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. VICE CHAIRMAN AND DIRECTOR direct 1995-02-01
BLACKROCK FUND ADVISORS PRESIDENT direct 2009-12-01
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, LLC PRESIDENT direct 2007-09-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2007-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2007-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, INC VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
STATE STREET RESEARCH & MANAGEMENT COMPANY VICE CHAIRMAN direct 2005-01-01 2007-04-18
BLACKROCK CAPITAL MANAGEMENT, INC. VICE CHAIRMAN & DIRECTOR direct 1999-11-01 2007-04-18
BLACKROCK INTERNATIONAL, LTD. VICE CHAIRMAN & DIRECTOR direct 1998-03-01 2007-04-18
BLACKROCK FINANCIAL MANAGEMENT, INC VICE CHAIRMAN AND DIRECTOR direct 1988-04-01 2007-07-03
BLACKROCK INTERNATIONAL, LTD. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2007-10-31
BLACKROCK ADVISORS, LLC PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT direct 2007-09-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2005-02-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK ADVISORS, LLC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2011-07-15
BLACKROCK FUND ADVISORS PRESIDENT & DIRECTOR direct 2009-12-01 2015-04-10
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK ADVISORS, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1999-09-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK ADVISORS, LLC DIRECTOR direct 2007-08-01 2015-10-05
FINK, LAURENCE, DOUGLAS CHIEF EXECUTIVE OFFICER 09/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1998-02-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-09-01
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2005-01-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2003-04-01
ENSO CAPITAL MANAGEMENT LLC MEMBER direct 2002-02-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1999-11-01
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER direct 2009-12-01
BLACKROCK (JAPAN) INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1995-02-01
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1994-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-10-01
BLACKROCK ADVISORS, LLC CHAIRMAN direct 1994-09-01
BLACKROCK INTERNATIONAL, LTD. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1998-03-01 2007-10-31
UBS ENSO MANAGEMENT LLC MEMBER OF ENSO CAPITAL MANAGEMENT LLC direct 2002-02-01 2008-03-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER direct 1998-02-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1988-04-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1998-02-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1988-04-01 2010-03-31
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1994-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01 2010-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 1999-11-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2006-09-01 2010-05-19
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1994-09-01 2011-06-10
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2006-09-01 2011-07-15
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 2009-12-01 2015-04-10
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1999-11-01 2015-05-18
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 1994-09-01 2015-05-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1988-04-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FUND ADVISORS CHAIRMAN direct 2009-12-01 2015-06-23
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1994-10-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN direct 1999-11-01 2015-11-18
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 1999-11-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN direct 1994-10-01 2015-11-18
BLACKROCK, INC. SOLE SHAREHOLDER TRIDENT MERGER, LLC 09/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BARCLAYS GLOBAL FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
XULU INC SOLE SHAREHOLDER direct 2015-10-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT (SCHWEIZ) AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDER indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
COIN PRIVATE OPPORTUNITIES, L.P. United States 805-2605993007 Private Equity Fund 90,642,480 100,000 Fund of Funds
ORANGE PEP FUND, L.P. United States 805-8412260378 Private Equity Fund 60,864,044 100,000
PASSAGE PORTFOLIO II, L.P. Cayman Islands 805-5558777131 Private Equity Fund 10,275,202 100,000 Fund of Funds
BR CO-INVESTMENT BETA I FEEDER, L.P. Cayman Islands 805-1975332228 Private Equity Fund 10,368,881 100,000 Feeder Fund
BLACKROCK PRIVATE OPPORTUNITIES FUND IV, L.P. United States 805-5795099689 Private Equity Fund 214,176,772 100,000
HIGH ROCK FEEDER, L.P. Cayman Islands 805-1457663350 Private Equity Fund 193,692,381 100,000 Feeder Fund Fund of Funds
BLACKROCK ALTERNATIVE FUNDS S.C.A., SICAV-RAIF - BLACKROCK PRIVATE EQUITY OPPORTUNITIES ELTIF Luxembourg 805-6197436763 Private Equity Fund 0 140,163
ARTHUR STREET PORTFOLIO III, L.P. Cayman Islands 805-3880736788 Private Equity Fund 14,054,681 100,000 Master Fund
WY INVESTMENT FEEDER, L.P. Cayman Islands 805-3555282586 Private Equity Fund 120,814,671 100,000 Feeder Fund
VESEY STREET FUND V (ERISA), L.P. United States 805-5753705910 Private Equity Fund 117,145,549 100,000
VESEY STREET PORTFOLIO V, L.P. Cayman Islands 805-6906900349 Private Equity Fund 92,230,550 100,000 Feeder Fund
VESEY STREET PORTFOLIO, L.P. Cayman Islands 805-6296501687 Private Equity Fund 15,720,775 100,000 Fund of Funds
BLACKROCK 2019 EVERGREEN PRIVATE OPPORTUNITIES MASTER SCSP Luxembourg 805-1321492970 Private Equity Fund 282,810,000 100,000 Master Fund Fund of Funds
BLACKROCK MD PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-3954237098 Private Equity Fund 80,599,371 100,000 Feeder Fund Fund of Funds
PASSAGE PRIVATE OPPORTUNITIES FUND, L.P. United States 805-7222911028 Private Equity Fund 1,123,238 100,000 Fund of Funds
TAX MANAGED OPPORTUNITY FUND LLC United States 805-6401054468 Hedge Fund 54,020,219 200,000 Master Fund
MONEY MARKET SERIES OF SL LIQUIDITY SERIES, LLC United States 805-8781969584 Liquidity Fund 2,177,833,948 100,000,000
HIGH CEDAR FEEDER, L.P. Cayman Islands 805-7137256294 Private Equity Fund 11,641,591 100,000 Feeder Fund Fund of Funds
AVIATION HOLDINGS III, L.P. United States 805-8348159244 Hedge Fund 385,152,975 5,000,000
LINCOLN PENSION PRIVATE EQUITY BR, L.P. United States 805-8162739437 Private Equity Fund 101,369,436 100,000
FM GLOBAL INVESTMENT PARTNERS, L.P. United States 805-5222414697 Private Equity Fund 304,578,522 100,000 Fund of Funds
VESEY STREET FUND V-M, L.P. United States 805-6730030265 Private Equity Fund 54,387,705 100,000
HIGH ROCK MASTER, L.P. Cayman Islands 805-5918888888 Private Equity Fund 399,114,451 100,000 Master Fund Fund of Funds
BLK2018 PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-2425098345 Private Equity Fund 246,455,998 100,000 Feeder Fund
BR/ERB CO-INVESTMENT FUND, L.P. United States 805-9857465468 Private Equity Fund 28,789,226 100,000
VESEY STREET FUND, L.P. United States 805-4308101968 Private Equity Fund 11,383,574 100,000 Master Fund Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND IV FEEDER SCSP Luxembourg 805-2684776147 Private Equity Fund 9,753,396 100,000 Feeder Fund
BLACKROCK SPECIAL OPPORTUNITIES FUND, L.P. United States 805-1022349769 Private Equity Fund 181,601,559 100,000
VESEY STREET PORTFOLIO II, L.P. Cayman Islands 805-3474479289 Private Equity Fund 12,951,802 100,000
ARTHUR STREET FUND II, L.P. United States 805-7711070228 Private Equity Fund 7,530,656 100,000
THE EQUITY-BROADWAY LEAGUE PRIVATE EQUITY FUND I, L.P. United States 805-3756092610 Private Equity Fund 117,320,518 100,000
MONTCLAIR CAPITAL FUND, LLC United States 805-3575323114 Hedge Fund 43,871,191 1,000,000 Feeder Fund
R3 (B), L.P. United States 805-3958887739 Hedge Fund 3,620,820 1,000,000 Feeder Fund
VESEY STREET FUND II, L.P. United States 805-4914471256 Private Equity Fund 16,096,395 100,000
TORO ABS CDO I, LTD. Cayman Islands 805-1347070794 Securitized Asset Fund 29,178,901 250,000
PRIVATE EQUITY PARTNERS VII (DELAWARE), L.P. United States 805-8809596651 Private Equity Fund 45,585,326 100,000 Feeder Fund Fund of Funds
R3 CAPITAL PARTNERS MASTER, L.P. Cayman Islands 805-5487256595 Hedge Fund 72,886,196 500,000 Master Fund
BR/ERB CO-INVESTMENT FUND II, L.P. United States 805-2197898339 Private Equity Fund 240,176,695 100,000
VESEY STREET FUND V, L.P. United States 805-7263306737 Private Equity Fund 148,738,970 100,000
TOPANGA PRIVATE OPPORTUNITIES, L.P. United States 805-8827303356 Private Equity Fund 1,086,251,004 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND IV MASTER SCSP Luxembourg 805-7523501872 Private Equity Fund 80,212,629 100,000 Master Fund
ARTHUR STREET PORTFOLIO II, L.P. Cayman Islands 805-4955656093 Private Equity Fund 2,986,537 100,000
MP AVIATION HOLDINGS, L.P. United States 805-8504922724 Hedge Fund 142,237,573 0
VESEY STREET PORTFOLIO III, L.P. Cayman Islands 805-8347986121 Private Equity Fund 56,559,105 100,000
RED RIVER DIRECT INVESTMENT FUND III, L.P. United States 805-7672654184 Private Equity Fund 875,238,929 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND II, L.P. United States 805-8560941830 Private Equity Fund 40,329,577 100,000 Master Fund Fund of Funds
AK PRIVATE EQUITY CO-INVESTMENT FUND, L.P. United States 805-6676908744 Private Equity Fund 142,184,053 100,000 Fund of Funds
OV PRIVATE OPPORTUNITIES, L.P. United States 805-5864332426 Private Equity Fund 336,267,838 100,000
BLACKROCK PRIVATE EQUITY PARTNERS VI US, L.P. United States 805-2330267157 Private Equity Fund 53,420,306 100,000 Fund of Funds
BLK2018 CORE PRIVATE EQUITY FEEDER FUND, L.P. Cayman Islands 805-6826285957 Private Equity Fund 207,044,021 100,000 Feeder Fund
BLACKROCK MD PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-2964923421 Private Equity Fund 104,071,356 100,000 Master Fund Fund of Funds
TSCL PRIVATE MARKETS FUND, L.P. Cayman Islands 805-8344676807 Private Equity Fund 101,609,229 100,000 Master Fund Fund of Funds
BLACKROCK GSA PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-9955195037 Private Equity Fund 112,583,892 100,000 Master Fund
VESEY STREET FUND (CAYMAN) V, L.P. Cayman Islands 805-3453435870 Private Equity Fund 96,037,243 100,000
VESEY STREET FUND III, L.P. - E United States 805-7429489178 Private Equity Fund 12,680,064 100,000
ERB TACTICAL OPPORTUNITIES, L.P. United States 805-3873983117 Private Equity Fund 135,194,651 100,000
MONTVALE CAPITAL FUND, LLC United States 805-5736064800 Hedge Fund 9,983,664 200,000 Feeder Fund
TANGO CAPITAL OPPORTUNITIES FUND, L.P. United States 805-9028602797 Private Equity Fund 184,699,286 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND III (CAYMAN), L.P. Cayman Islands 805-8516714054 Private Equity Fund 321,093,729 100,000 Feeder Fund
NJDOI CORE PLUS REAL ESTATE INVESTMENT PROGRAM, L.P. United States 805-4624840210 Private Equity Fund 20,291,952 100,000 Fund of Funds
VESEY STREET FUND III, L.P. - D United States 805-6510908228 Private Equity Fund 12,587,196 100,000
AVIATION HOLDINGS II SECURITIES, L.P. Cayman Islands 805-8139990988 Hedge Fund 0 1,000,000
SULLIVAN WAY PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3216893033 Private Equity Fund 152,484,609 100,000 Fund of Funds
R3 (C), LTD. Cayman Islands 805-3286904576 Hedge Fund 64,217,667 1,000,000 Feeder Fund
BLACKROCK ASF PRIVATE OPPORTUNITIES FUND, L.P. United States 805-4387960770 Private Equity Fund 505,149,746 100,000
BLACKROCK HEARTLAND PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3609361188 Private Equity Fund 101,988,836 100,000
VESEY STREET FUND III, L.P. - C United States 805-2790936718 Private Equity Fund 16,288,220 100,000
VESEY STREET FUND IV, L.P. United States 805-2146296486 Private Equity Fund 40,967,565 100,000
FV FEEDER, L.P. Cayman Islands 805-8836276672 Private Equity Fund 62,632,540 100,000 Feeder Fund
FULTON STREET FUND, LP United States 805-7701823468 Private Equity Fund 5,205,092 100,000
NHRS PRIVATE OPPORTUNITIES FUND, L.P. United States 805-2566552185 Private Equity Fund 359,844,523 100,000
HIGH ROCK DIRECT FUND, L.P. United States 805-2513452995 Private Equity Fund 58,790,435 100,000
NAVARRO 1 FUND, LLC United States 805-7732340046 Other Private Fund LONG ONLY 1,018,836,290 0
FV FUND, L.P. Cayman Islands 805-3499279310 Private Equity Fund 63,021,869 100,000 Master Fund
VESEY STREET FUND III (ERISA), L.P. United States 805-7461417875 Private Equity Fund 25,596,431 100,000
POF III CAYMAN MASTER FUND, L.P. Cayman Islands 805-1420429229 Private Equity Fund 400,161,790 100,000 Master Fund
RED RIVER DIRECT INVESTMENT FUND II, L.P. United States 805-9096286705 Private Equity Fund 349,692,976 100,000
BR CO-INVESTMENT ALFA I, L.P. Cayman Islands 805-7881010976 Private Equity Fund 137,912,990 100,000 Master Fund
HIGH STREET FUND, L.P. United States 805-3461770905 Private Equity Fund 177,360,734 100,000 Master Fund Fund of Funds
VFL CO INVEST PARTNERS, L.P. United States 805-4832259021 Private Equity Fund 400,119,576 100,000
ARTHUR STREET FUND IV, L.P. United States 805-6555720504 Private Equity Fund 61,910,048 100,000
NDSIB PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3264346102 Private Equity Fund 254,723,653 100,000
1885 PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3076444152 Private Equity Fund 104,344,562 100,000 Fund of Funds
ENHANCED EUROPE SERIES OF BLACKROCK QUANTITATIVE PARTNERS, LP United States 805-1418197785 Other Private Fund FUND IN LIQUIDATION 252,237 2,500,000
BR CO-INVESTMENT BETA I, L.P. Cayman Islands 805-5217983352 Private Equity Fund 30,141,964 100,000 Master Fund
VESEY STREET PORTFOLIO IV, L.P. Cayman Islands 805-1526860320 Private Equity Fund 103,757,964 100,000
WY INVESTMENT FUND, L.P. Cayman Islands 805-2737635770 Private Equity Fund 128,298,996 100,000 Master Fund
ARTHUR STREET PORTFOLIO IV, L.P. Cayman Islands 805-9298798697 Private Equity Fund 30,521,172 100,000
TSCL PRIVATE MARKETS FEEDER FUND, L.P Cayman Islands 805-6481176398 Private Equity Fund 13,275,577 100,000 Feeder Fund Fund of Funds
PASSAGE PORTFOLIO, L.P. Cayman Islands 805-9446365010 Private Equity Fund 9,483,126 100,000 Fund of Funds
PASSAGE PORTFOLIO III, L.P. Cayman Islands 805-3448231048 Private Equity Fund 76,687,157 100,000 Fund of Funds
BR CO-INVESTMENT ALFA I FEEDER, L.P. Cayman Islands 805-6599115937 Private Equity Fund 82,235,694 100,000 Feeder Fund
HIGH CEDAR MASTER, L.P. Cayman Islands 805-1888964808 Private Equity Fund 262,678,030 100,000 Master Fund Fund of Funds
BLK2018 PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-8473864083 Private Equity Fund 281,481,057 100,000 Master Fund
VESEY STREET FUND III, L.P. United States 805-7792376618 Private Equity Fund 29,603,168 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND, L.P. United States 805-8661001744 Private Equity Fund 2,055,697 100,000
HEATHROW FOREST OPPORTUNITIES FUND, L.P. United States 805-2409113505 Private Equity Fund 184,784,773 100,000
BLK2019 PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-2144124579 Private Equity Fund 128,310,000 100,000 Master Fund
ARTHUR STREET FUND, L.P. United States 805-3147386176 Private Equity Fund 1,627,806 100,000 Fund of Funds
BLACKROCK 2019 EVERGREEN PRIVATE OPPORTUNITIES FEEDER SCSP Luxembourg 805-4960017495 Private Equity Fund 279,891,209 100,000 Feeder Fund
BLACKROCK PRIVATE EQUITY SELECT FUND II, L.P. United States 805-2697003472 Private Equity Fund 0 100,000 Fund of Funds
BLACKROCK MSV PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3417667190 Private Equity Fund 167,762,335 100,000
BLK2019 PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-2901488394 Private Equity Fund 128,310,000 100,000 Feeder Fund
BLACKROCK MCKINNEY OPPORTUNITIES FUND, L.P. Cayman Islands 805-1355786973 Private Equity Fund 201,000,000 100,000 Fund of Funds
MUTUAL OF OMAHA OPPORTUNITIES FUND, L.P. United States 805-3395829781 Private Equity Fund 373,293,245 100,000
NJDOI OPPORTUNISTIC REAL ESTATE INVESTMENT PROGRAM, L.P. United States 805-3523580297 Private Equity Fund 8,207,433 100,000 Fund of Funds
PRIVATE EQUITY PARTNERS VII US, L.P. United States 805-6795278980 Private Equity Fund 57,141,648 100,000 Fund of Funds
SONJ PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3213768075 Private Equity Fund 4,632,694 100,000 Fund of Funds
VESEY STREET FUND IV (ERISA), L.P. United States 805-5625253907 Private Equity Fund 159,832,997 100,000
BLK2018 CORE PRIVATE EQUITY FUND, L.P. Cayman Islands 805-6416412940 Private Equity Fund 278,830,528 100,000 Master Fund
SONJ PRIVATE OPPORTUNITIES FUND II, L.P. United States 805-7965662454 Private Equity Fund 1,586,120,200 100,000
BLACKROCK GSA PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-8674901502 Private Equity Fund 111,128,303 100,000 Feeder Fund
BLACKROCK PRIVATE OPPORTUNITIES FUND III, L.P. United States 805-7216767871 Private Equity Fund 381,569,359 100,000
HIGH CEDAR DIRECT FUND, L.P. United States 805-6707411591 Private Equity Fund 89,443,125 100,000
AVIATION HOLDINGS I, L.P. Cayman Islands 805-1052007938 Hedge Fund 1,283,170 0
BLACKROCK PRIVATE OPPORTUNITIES FUND III (DELAWARE), L.P. United States 805-4466881114 Private Equity Fund 93,776,222 100,000 Feeder Fund
BLACKROCK PRIVATE OPPORTUNITIES FUND II (CAYMAN), L.P. Cayman Islands 805-9451657566 Private Equity Fund 3,607,164 100,000 Feeder Fund
TFO ASIA PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-7093511199 Private Equity Fund 108,287,643 100,000
RED RIVER DIRECT INVESTMENT FUND, L.P. United States 805-7570820507 Private Equity Fund 69,594,104 100,000
HIGH STREET FEEDER, L.P. Cayman Islands 805-3342788281 Private Equity Fund 1,556,038 100,000 Feeder Fund
ARTHUR STREET PORTFOLIO, L.P. Cayman Islands 805-7606238014 Private Equity Fund 1,271,428 100,000 Fund of Funds
BLACKROCK INVERWOOD PRIVATE OPPORTUNITIES FUND, L.P. United States 805-5864511041 Private Equity Fund 102,528,964 100,000
BR POF IV CAYMAN MASTER FUND, L.P. Cayman Islands 805-3026209042 Private Equity Fund 344,725,886 100,000 Master Fund
ARTHUR STREET FUND III, L.P. United States 805-4107776115 Private Equity Fund 20,437,762 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND IV (CAYMAN), L.P. Cayman Islands 805-9079854336 Private Equity Fund 169,673,001 100,000 Feeder Fund
VESEY STREET FUND III, L.P. - B United States 805-7724769255 Private Equity Fund 69,856,572 100,000

BLACKROCK INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2020-08-20
Name Title Start Date Direct/Indirect % Ownership
TRIDENT MERGER, LLC SOLE MEMBER 09/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE MEMBER direct 2006-09-01
SHEDLIN, GARY, STEPHEN CHIEF FINANCIAL OFFICER 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
GOLDSTEIN, ROBERT, LAWRENCE CHIEF OPERATING OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
PARK, CHARLES, CHOON SIK CHIEF COMPLIANCE OFFICER 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER direct 2006-08-01
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR direct 2006-08-01
AMERICAN CENTURY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
AMERICAN CENTURY ADVISORY SERVICES, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
Meade, Christopher, Joseph GENERAL COUNSEL AND CHIEF LEGAL OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK ADVISORS, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK FINANCIAL MANAGEMENT, INC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK CAPITAL MANAGEMENT, INC. GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
KAPITO, ROBERT, STEVEN PRESIDENT 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. VICE CHAIRMAN AND DIRECTOR direct 1995-02-01
BLACKROCK FUND ADVISORS PRESIDENT direct 2009-12-01
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, LLC PRESIDENT direct 2007-09-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2007-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2007-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, INC VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
STATE STREET RESEARCH & MANAGEMENT COMPANY VICE CHAIRMAN direct 2005-01-01 2007-04-18
BLACKROCK CAPITAL MANAGEMENT, INC. VICE CHAIRMAN & DIRECTOR direct 1999-11-01 2007-04-18
BLACKROCK INTERNATIONAL, LTD. VICE CHAIRMAN & DIRECTOR direct 1998-03-01 2007-04-18
BLACKROCK FINANCIAL MANAGEMENT, INC VICE CHAIRMAN AND DIRECTOR direct 1988-04-01 2007-07-03
BLACKROCK INTERNATIONAL, LTD. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2007-10-31
BLACKROCK ADVISORS, LLC PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT direct 2007-09-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2005-02-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK ADVISORS, LLC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2011-07-15
BLACKROCK FUND ADVISORS PRESIDENT & DIRECTOR direct 2009-12-01 2015-04-10
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK ADVISORS, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1999-09-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK ADVISORS, LLC DIRECTOR direct 2007-08-01 2015-10-05
FINK, LAURENCE, DOUGLAS CHIEF EXECUTIVE OFFICER 09/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1998-02-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-09-01
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2005-01-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2003-04-01
ENSO CAPITAL MANAGEMENT LLC MEMBER direct 2002-02-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1999-11-01
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER direct 2009-12-01
BLACKROCK (JAPAN) INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1995-02-01
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1994-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-10-01
BLACKROCK ADVISORS, LLC CHAIRMAN direct 1994-09-01
BLACKROCK INTERNATIONAL, LTD. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1998-03-01 2007-10-31
UBS ENSO MANAGEMENT LLC MEMBER OF ENSO CAPITAL MANAGEMENT LLC direct 2002-02-01 2008-03-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER direct 1998-02-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1988-04-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1998-02-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1988-04-01 2010-03-31
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1994-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01 2010-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 1999-11-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2006-09-01 2010-05-19
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1994-09-01 2011-06-10
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2006-09-01 2011-07-15
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 2009-12-01 2015-04-10
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1999-11-01 2015-05-18
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 1994-09-01 2015-05-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1988-04-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FUND ADVISORS CHAIRMAN direct 2009-12-01 2015-06-23
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1994-10-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN direct 1999-11-01 2015-11-18
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 1999-11-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN direct 1994-10-01 2015-11-18
BLACKROCK, INC. SOLE SHAREHOLDER TRIDENT MERGER, LLC 09/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BARCLAYS GLOBAL FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
XULU INC SOLE SHAREHOLDER direct 2015-10-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT (SCHWEIZ) AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDER indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
VESEY STREET FUND III, L.P. - C United States 805-2790936718 Private Equity Fund 16,288,220 100,000
ERB TACTICAL OPPORTUNITIES, L.P. United States 805-3873983117 Private Equity Fund 135,194,651 100,000
MONTVALE CAPITAL FUND, LLC United States 805-5736064800 Hedge Fund 9,983,664 200,000 Feeder Fund
TANGO CAPITAL OPPORTUNITIES FUND, L.P. United States 805-9028602797 Private Equity Fund 184,699,286 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND III (CAYMAN), L.P. Cayman Islands 805-8516714054 Private Equity Fund 321,093,729 100,000 Feeder Fund
NJDOI CORE PLUS REAL ESTATE INVESTMENT PROGRAM, L.P. United States 805-4624840210 Private Equity Fund 20,291,952 100,000 Fund of Funds
VESEY STREET FUND III, L.P. - D United States 805-6510908228 Private Equity Fund 12,587,196 100,000
AVIATION HOLDINGS II SECURITIES, L.P. Cayman Islands 805-8139990988 Hedge Fund 0 1,000,000
SULLIVAN WAY PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3216893033 Private Equity Fund 152,484,609 100,000 Fund of Funds
BLACKROCK HEARTLAND PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3609361188 Private Equity Fund 101,988,836 100,000
BLACKROCK SPECIAL OPPORTUNITIES FUND, L.P. United States 805-1022349769 Private Equity Fund 181,601,559 100,000
VESEY STREET PORTFOLIO II, L.P. Cayman Islands 805-3474479289 Private Equity Fund 12,951,802 100,000
ARTHUR STREET FUND II, L.P. United States 805-7711070228 Private Equity Fund 7,530,656 100,000
THE EQUITY-BROADWAY LEAGUE PRIVATE EQUITY FUND I, L.P. United States 805-3756092610 Private Equity Fund 117,320,518 100,000
MONTCLAIR CAPITAL FUND, LLC United States 805-3575323114 Hedge Fund 43,871,191 1,000,000 Feeder Fund
R3 (B), L.P. United States 805-3958887739 Hedge Fund 3,620,820 1,000,000 Feeder Fund
BLACKROCK PRIVATE EQUITY PARTNERS VI US, L.P. United States 805-2330267157 Private Equity Fund 53,420,306 100,000 Fund of Funds
BLK2018 CORE PRIVATE EQUITY FEEDER FUND, L.P. Cayman Islands 805-6826285957 Private Equity Fund 207,044,021 100,000 Feeder Fund
BLACKROCK MD PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-2964923421 Private Equity Fund 104,071,356 100,000 Master Fund Fund of Funds
TSCL PRIVATE MARKETS FUND, L.P. Cayman Islands 805-8344676807 Private Equity Fund 101,609,229 100,000 Master Fund Fund of Funds
BLACKROCK GSA PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-9955195037 Private Equity Fund 112,583,892 100,000 Master Fund
VESEY STREET FUND III, L.P. - E United States 805-7429489178 Private Equity Fund 12,680,064 100,000
R3 (C), LTD. Cayman Islands 805-3286904576 Hedge Fund 64,217,667 1,000,000 Feeder Fund
BLACKROCK ASF PRIVATE OPPORTUNITIES FUND, L.P. United States 805-4387960770 Private Equity Fund 505,149,746 100,000
VESEY STREET FUND IV, L.P. United States 805-2146296486 Private Equity Fund 40,967,565 100,000
FV FEEDER, L.P. Cayman Islands 805-8836276672 Private Equity Fund 62,632,540 100,000 Feeder Fund
FULTON STREET FUND, LP United States 805-7701823468 Private Equity Fund 5,205,092 100,000
ARTHUR STREET FUND, L.P. United States 805-3147386176 Private Equity Fund 1,627,806 100,000 Fund of Funds
NHRS PRIVATE OPPORTUNITIES FUND, L.P. United States 805-2566552185 Private Equity Fund 359,844,523 100,000
BLK2018 CORE PRIVATE EQUITY FUND, L.P. Cayman Islands 805-6416412940 Private Equity Fund 278,830,528 100,000 Master Fund
SONJ PRIVATE OPPORTUNITIES FUND II, L.P. United States 805-7965662454 Private Equity Fund 1,586,120,200 100,000
BLACKROCK GSA PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-8674901502 Private Equity Fund 111,128,303 100,000 Feeder Fund
BLACKROCK PRIVATE OPPORTUNITIES FUND III, L.P. United States 805-7216767871 Private Equity Fund 381,569,359 100,000
HIGH CEDAR DIRECT FUND, L.P. United States 805-6707411591 Private Equity Fund 89,443,125 100,000
AVIATION HOLDINGS I, L.P. Cayman Islands 805-1052007938 Hedge Fund 1,283,170 0
BLACKROCK PRIVATE OPPORTUNITIES FUND III (DELAWARE), L.P. United States 805-4466881114 Private Equity Fund 93,776,222 100,000 Feeder Fund
TAX MANAGED OPPORTUNITY FUND LLC United States 805-6401054468 Hedge Fund 54,020,219 200,000 Master Fund
MONEY MARKET SERIES OF SL LIQUIDITY SERIES, LLC United States 805-8781969584 Liquidity Fund 2,177,833,948 100,000,000
BLACKROCK PRIVATE EQUITY SELECT FUND II, L.P. United States 805-2697003472 Private Equity Fund 0 100,000 Fund of Funds
VESEY STREET FUND III, L.P. - B United States 805-7724769255 Private Equity Fund 69,856,572 100,000
RED RIVER DIRECT INVESTMENT FUND, L.P. United States 805-7570820507 Private Equity Fund 69,594,104 100,000
HIGH STREET FEEDER, L.P. Cayman Islands 805-3342788281 Private Equity Fund 1,556,038 100,000 Feeder Fund
ARTHUR STREET PORTFOLIO, L.P. Cayman Islands 805-7606238014 Private Equity Fund 1,271,428 100,000 Fund of Funds
BLACKROCK INVERWOOD PRIVATE OPPORTUNITIES FUND, L.P. United States 805-5864511041 Private Equity Fund 102,528,964 100,000
BR POF IV CAYMAN MASTER FUND, L.P. Cayman Islands 805-3026209042 Private Equity Fund 344,725,886 100,000 Master Fund
ARTHUR STREET FUND III, L.P. United States 805-4107776115 Private Equity Fund 20,437,762 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND IV (CAYMAN), L.P. Cayman Islands 805-9079854336 Private Equity Fund 169,673,001 100,000 Feeder Fund
ARTHUR STREET PORTFOLIO II, L.P. Cayman Islands 805-4955656093 Private Equity Fund 2,986,537 100,000
MP AVIATION HOLDINGS, L.P. United States 805-8504922724 Hedge Fund 142,237,573 0
VESEY STREET PORTFOLIO III, L.P. Cayman Islands 805-8347986121 Private Equity Fund 56,559,105 100,000
AK PRIVATE EQUITY CO-INVESTMENT FUND, L.P. United States 805-6676908744 Private Equity Fund 142,184,053 100,000 Fund of Funds
RED RIVER DIRECT INVESTMENT FUND III, L.P. United States 805-7672654184 Private Equity Fund 875,238,929 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND II, L.P. United States 805-8560941830 Private Equity Fund 40,329,577 100,000 Master Fund Fund of Funds
COIN PRIVATE OPPORTUNITIES, L.P. United States 805-2605993007 Private Equity Fund 90,642,480 100,000 Fund of Funds
ORANGE PEP FUND, L.P. United States 805-8412260378 Private Equity Fund 60,864,044 100,000
PASSAGE PORTFOLIO II, L.P. Cayman Islands 805-5558777131 Private Equity Fund 10,275,202 100,000 Fund of Funds
BR CO-INVESTMENT BETA I FEEDER, L.P. Cayman Islands 805-1975332228 Private Equity Fund 10,368,881 100,000 Feeder Fund
BLACKROCK PRIVATE OPPORTUNITIES FUND IV, L.P. United States 805-5795099689 Private Equity Fund 214,176,772 100,000
HIGH CEDAR FEEDER, L.P. Cayman Islands 805-7137256294 Private Equity Fund 11,641,591 100,000 Feeder Fund Fund of Funds
AVIATION HOLDINGS III, L.P. United States 805-8348159244 Hedge Fund 385,152,975 5,000,000
LINCOLN PENSION PRIVATE EQUITY BR, L.P. United States 805-8162739437 Private Equity Fund 101,369,436 100,000
PRIVATE EQUITY PARTNERS VII (DELAWARE), L.P. United States 805-8809596651 Private Equity Fund 45,585,326 100,000 Feeder Fund Fund of Funds
R3 CAPITAL PARTNERS MASTER, L.P. Cayman Islands 805-5487256595 Hedge Fund 72,886,196 500,000 Master Fund
BR/ERB CO-INVESTMENT FUND II, L.P. United States 805-2197898339 Private Equity Fund 240,176,695 100,000
VESEY STREET FUND V, L.P. United States 805-7263306737 Private Equity Fund 148,738,970 100,000
TOPANGA PRIVATE OPPORTUNITIES, L.P. United States 805-8827303356 Private Equity Fund 1,086,251,004 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND IV MASTER SCSP Luxembourg 805-7523501872 Private Equity Fund 80,212,629 100,000 Master Fund
BLACKROCK PRIVATE OPPORTUNITIES FUND IV FEEDER SCSP Luxembourg 805-2684776147 Private Equity Fund 9,753,396 100,000 Feeder Fund
BLACKROCK 2019 EVERGREEN PRIVATE OPPORTUNITIES MASTER SCSP Luxembourg 805-1321492970 Private Equity Fund 282,810,000 100,000 Master Fund Fund of Funds
HIGH ROCK FEEDER, L.P. Cayman Islands 805-1457663350 Private Equity Fund 193,692,381 100,000 Feeder Fund Fund of Funds
SONJ PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3213768075 Private Equity Fund 4,632,694 100,000 Fund of Funds
VESEY STREET FUND IV (ERISA), L.P. United States 805-5625253907 Private Equity Fund 159,832,997 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND II (CAYMAN), L.P. Cayman Islands 805-9451657566 Private Equity Fund 3,607,164 100,000 Feeder Fund
BLK2019 PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-2144124579 Private Equity Fund 128,310,000 100,000 Master Fund
BLACKROCK ALTERNATIVE FUNDS S.C.A., SICAV-RAIF - BLACKROCK PRIVATE EQUITY OPPORTUNITIES ELTIF Luxembourg 805-6197436763 Private Equity Fund 0 140,163
1885 PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3076444152 Private Equity Fund 104,344,562 100,000 Fund of Funds
ENHANCED EUROPE SERIES OF BLACKROCK QUANTITATIVE PARTNERS, LP United States 805-1418197785 Other Private Fund FUND IN LIQUIDATION 252,237 2,500,000
BR CO-INVESTMENT BETA I, L.P. Cayman Islands 805-5217983352 Private Equity Fund 30,141,964 100,000 Master Fund
VESEY STREET PORTFOLIO IV, L.P. Cayman Islands 805-1526860320 Private Equity Fund 103,757,964 100,000
VESEY STREET FUND (CAYMAN) V, L.P. Cayman Islands 805-3453435870 Private Equity Fund 96,037,243 100,000
VESEY STREET FUND II, L.P. United States 805-4914471256 Private Equity Fund 16,096,395 100,000
FM GLOBAL INVESTMENT PARTNERS, L.P. United States 805-5222414697 Private Equity Fund 304,578,522 100,000 Fund of Funds
VESEY STREET FUND V-M, L.P. United States 805-6730030265 Private Equity Fund 54,387,705 100,000
HIGH ROCK MASTER, L.P. Cayman Islands 805-5918888888 Private Equity Fund 399,114,451 100,000 Master Fund Fund of Funds
BLK2018 PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-2425098345 Private Equity Fund 246,455,998 100,000 Feeder Fund
BR/ERB CO-INVESTMENT FUND, L.P. United States 805-9857465468 Private Equity Fund 28,789,226 100,000
VESEY STREET FUND, L.P. United States 805-4308101968 Private Equity Fund 11,383,574 100,000 Master Fund Fund of Funds
TFO ASIA PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-7093511199 Private Equity Fund 108,287,643 100,000
HIGH ROCK DIRECT FUND, L.P. United States 805-2513452995 Private Equity Fund 58,790,435 100,000
NAVARRO 1 FUND, LLC United States 805-7732340046 Other Private Fund LONG ONLY 1,018,836,290 0
FV FUND, L.P. Cayman Islands 805-3499279310 Private Equity Fund 63,021,869 100,000 Master Fund
VESEY STREET FUND III (ERISA), L.P. United States 805-7461417875 Private Equity Fund 25,596,431 100,000
POF III CAYMAN MASTER FUND, L.P. Cayman Islands 805-1420429229 Private Equity Fund 400,161,790 100,000 Master Fund
RED RIVER DIRECT INVESTMENT FUND II, L.P. United States 805-9096286705 Private Equity Fund 349,692,976 100,000
BLK2019 PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-2901488394 Private Equity Fund 128,310,000 100,000 Feeder Fund
BLACKROCK MCKINNEY OPPORTUNITIES FUND, L.P. Cayman Islands 805-1355786973 Private Equity Fund 201,000,000 100,000 Fund of Funds
MUTUAL OF OMAHA OPPORTUNITIES FUND, L.P. United States 805-3395829781 Private Equity Fund 373,293,245 100,000
NJDOI OPPORTUNISTIC REAL ESTATE INVESTMENT PROGRAM, L.P. United States 805-3523580297 Private Equity Fund 8,207,433 100,000 Fund of Funds
PRIVATE EQUITY PARTNERS VII US, L.P. United States 805-6795278980 Private Equity Fund 57,141,648 100,000 Fund of Funds
TORO ABS CDO I, LTD. Cayman Islands 805-1347070794 Securitized Asset Fund 29,178,901 250,000
OV PRIVATE OPPORTUNITIES, L.P. United States 805-5864332426 Private Equity Fund 336,267,838 100,000
PASSAGE PORTFOLIO, L.P. Cayman Islands 805-9446365010 Private Equity Fund 9,483,126 100,000 Fund of Funds
PASSAGE PORTFOLIO III, L.P. Cayman Islands 805-3448231048 Private Equity Fund 76,687,157 100,000 Fund of Funds
BR CO-INVESTMENT ALFA I FEEDER, L.P. Cayman Islands 805-6599115937 Private Equity Fund 82,235,694 100,000 Feeder Fund
ARTHUR STREET PORTFOLIO III, L.P. Cayman Islands 805-3880736788 Private Equity Fund 14,054,681 100,000 Master Fund
WY INVESTMENT FUND, L.P. Cayman Islands 805-2737635770 Private Equity Fund 128,298,996 100,000 Master Fund
TSCL PRIVATE MARKETS FEEDER FUND, L.P Cayman Islands 805-6481176398 Private Equity Fund 13,275,577 100,000 Feeder Fund Fund of Funds
BLACKROCK MD PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-3954237098 Private Equity Fund 80,599,371 100,000 Feeder Fund Fund of Funds
HIGH CEDAR MASTER, L.P. Cayman Islands 805-1888964808 Private Equity Fund 262,678,030 100,000 Master Fund Fund of Funds
BLK2018 PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-8473864083 Private Equity Fund 281,481,057 100,000 Master Fund
VESEY STREET FUND III, L.P. United States 805-7792376618 Private Equity Fund 29,603,168 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND, L.P. United States 805-8661001744 Private Equity Fund 2,055,697 100,000
HEATHROW FOREST OPPORTUNITIES FUND, L.P. United States 805-2409113505 Private Equity Fund 184,784,773 100,000
BR CO-INVESTMENT ALFA I, L.P. Cayman Islands 805-7881010976 Private Equity Fund 137,912,990 100,000 Master Fund
HIGH STREET FUND, L.P. United States 805-3461770905 Private Equity Fund 177,360,734 100,000 Master Fund Fund of Funds
VFL CO INVEST PARTNERS, L.P. United States 805-4832259021 Private Equity Fund 400,119,576 100,000
ARTHUR STREET FUND IV, L.P. United States 805-6555720504 Private Equity Fund 61,910,048 100,000
NDSIB PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3264346102 Private Equity Fund 254,723,653 100,000
BLACKROCK 2019 EVERGREEN PRIVATE OPPORTUNITIES FEEDER SCSP Luxembourg 805-4960017495 Private Equity Fund 279,891,209 100,000 Feeder Fund
ARTHUR STREET PORTFOLIO IV, L.P. Cayman Islands 805-9298798697 Private Equity Fund 30,521,172 100,000
BLACKROCK MSV PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3417667190 Private Equity Fund 167,762,335 100,000
WY INVESTMENT FEEDER, L.P. Cayman Islands 805-3555282586 Private Equity Fund 120,814,671 100,000 Feeder Fund
VESEY STREET FUND V (ERISA), L.P. United States 805-5753705910 Private Equity Fund 117,145,549 100,000
VESEY STREET PORTFOLIO V, L.P. Cayman Islands 805-6906900349 Private Equity Fund 92,230,550 100,000 Feeder Fund
VESEY STREET PORTFOLIO, L.P. Cayman Islands 805-6296501687 Private Equity Fund 15,720,775 100,000 Fund of Funds
PASSAGE PRIVATE OPPORTUNITIES FUND, L.P. United States 805-7222911028 Private Equity Fund 1,123,238 100,000 Fund of Funds

BLACKROCK INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2020-06-30
Name Title Start Date Direct/Indirect % Ownership
TRIDENT MERGER, LLC SOLE MEMBER 09/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE MEMBER direct 2006-09-01
SHEDLIN, GARY, STEPHEN CHIEF FINANCIAL OFFICER 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
GOLDSTEIN, ROBERT, LAWRENCE CHIEF OPERATING OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
PARK, CHARLES, CHOON SIK CHIEF COMPLIANCE OFFICER 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER direct 2006-08-01
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR direct 2006-08-01
AMERICAN CENTURY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
AMERICAN CENTURY ADVISORY SERVICES, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
Meade, Christopher, Joseph GENERAL COUNSEL AND CHIEF LEGAL OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK ADVISORS, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK FINANCIAL MANAGEMENT, INC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK CAPITAL MANAGEMENT, INC. GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
KAPITO, ROBERT, STEVEN PRESIDENT 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. VICE CHAIRMAN AND DIRECTOR direct 1995-02-01
BLACKROCK FUND ADVISORS PRESIDENT direct 2009-12-01
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, LLC PRESIDENT direct 2007-09-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2007-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2007-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, INC VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
STATE STREET RESEARCH & MANAGEMENT COMPANY VICE CHAIRMAN direct 2005-01-01 2007-04-18
BLACKROCK CAPITAL MANAGEMENT, INC. VICE CHAIRMAN & DIRECTOR direct 1999-11-01 2007-04-18
BLACKROCK INTERNATIONAL, LTD. VICE CHAIRMAN & DIRECTOR direct 1998-03-01 2007-04-18
BLACKROCK FINANCIAL MANAGEMENT, INC VICE CHAIRMAN AND DIRECTOR direct 1988-04-01 2007-07-03
BLACKROCK INTERNATIONAL, LTD. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2007-10-31
BLACKROCK ADVISORS, LLC PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT direct 2007-09-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2005-02-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK ADVISORS, LLC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2011-07-15
BLACKROCK FUND ADVISORS PRESIDENT & DIRECTOR direct 2009-12-01 2015-04-10
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK ADVISORS, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1999-09-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK ADVISORS, LLC DIRECTOR direct 2007-08-01 2015-10-05
FINK, LAURENCE, DOUGLAS CHIEF EXECUTIVE OFFICER 09/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1998-02-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-09-01
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2005-01-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2003-04-01
ENSO CAPITAL MANAGEMENT LLC MEMBER direct 2002-02-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1999-11-01
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER direct 2009-12-01
BLACKROCK (JAPAN) INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1995-02-01
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1994-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-10-01
BLACKROCK ADVISORS, LLC CHAIRMAN direct 1994-09-01
BLACKROCK INTERNATIONAL, LTD. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1998-03-01 2007-10-31
UBS ENSO MANAGEMENT LLC MEMBER OF ENSO CAPITAL MANAGEMENT LLC direct 2002-02-01 2008-03-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER direct 1998-02-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1988-04-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1998-02-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1988-04-01 2010-03-31
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1994-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01 2010-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 1999-11-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2006-09-01 2010-05-19
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1994-09-01 2011-06-10
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2006-09-01 2011-07-15
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 2009-12-01 2015-04-10
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1999-11-01 2015-05-18
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 1994-09-01 2015-05-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1988-04-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FUND ADVISORS CHAIRMAN direct 2009-12-01 2015-06-23
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1994-10-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN direct 1999-11-01 2015-11-18
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 1999-11-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN direct 1994-10-01 2015-11-18
BLACKROCK, INC. SOLE SHAREHOLDER TRIDENT MERGER, LLC 09/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BARCLAYS GLOBAL FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
XULU INC SOLE SHAREHOLDER direct 2015-10-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT (SCHWEIZ) AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDER indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
VESEY STREET FUND III, L.P. - C United States 805-2790936718 Private Equity Fund 16,288,220 100,000
VESEY STREET FUND III, L.P. - D United States 805-6510908228 Private Equity Fund 12,587,196 100,000
AVIATION HOLDINGS II SECURITIES, L.P. Cayman Islands 805-8139990988 Hedge Fund 0 1,000,000
SULLIVAN WAY PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3216893033 Private Equity Fund 152,484,609 100,000 Fund of Funds
BLACKROCK HEARTLAND PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3609361188 Private Equity Fund 101,988,836 100,000
BLACKROCK SPECIAL OPPORTUNITIES FUND, L.P. United States 805-1022349769 Private Equity Fund 181,601,559 100,000
VESEY STREET PORTFOLIO II, L.P. Cayman Islands 805-3474479289 Private Equity Fund 12,951,802 100,000
ARTHUR STREET FUND II, L.P. United States 805-7711070228 Private Equity Fund 7,530,656 100,000
THE EQUITY-BROADWAY LEAGUE PRIVATE EQUITY FUND I, L.P. United States 805-3756092610 Private Equity Fund 117,320,518 100,000
MONTCLAIR CAPITAL FUND, LLC United States 805-3575323114 Hedge Fund 43,871,191 1,000,000 Feeder Fund
R3 (B), L.P. United States 805-3958887739 Hedge Fund 3,620,820 1,000,000 Feeder Fund
BLACKROCK PRIVATE EQUITY PARTNERS VI US, L.P. United States 805-2330267157 Private Equity Fund 53,420,306 100,000 Fund of Funds
ERB TACTICAL OPPORTUNITIES, L.P. United States 805-3873983117 Private Equity Fund 135,194,651 100,000
MONTVALE CAPITAL FUND, LLC United States 805-5736064800 Hedge Fund 9,983,664 200,000 Feeder Fund
TANGO CAPITAL OPPORTUNITIES FUND, L.P. United States 805-9028602797 Private Equity Fund 184,699,286 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND III (CAYMAN), L.P. Cayman Islands 805-8516714054 Private Equity Fund 321,093,729 100,000 Feeder Fund
NJDOI CORE PLUS REAL ESTATE INVESTMENT PROGRAM, L.P. United States 805-4624840210 Private Equity Fund 20,291,952 100,000 Fund of Funds
BLK2018 CORE PRIVATE EQUITY FEEDER FUND, L.P. Cayman Islands 805-6826285957 Private Equity Fund 207,044,021 100,000 Feeder Fund
BLACKROCK MD PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-2964923421 Private Equity Fund 104,071,356 100,000 Master Fund Fund of Funds
TSCL PRIVATE MARKETS FUND, L.P. Cayman Islands 805-8344676807 Private Equity Fund 101,609,229 100,000 Master Fund Fund of Funds
BLACKROCK GSA PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-9955195037 Private Equity Fund 112,583,892 100,000 Master Fund
VESEY STREET FUND III, L.P. - E United States 805-7429489178 Private Equity Fund 12,680,064 100,000
R3 (C), LTD. Cayman Islands 805-3286904576 Hedge Fund 64,217,667 1,000,000 Feeder Fund
BLACKROCK ASF PRIVATE OPPORTUNITIES FUND, L.P. United States 805-4387960770 Private Equity Fund 505,149,746 100,000
VESEY STREET FUND IV, L.P. United States 805-2146296486 Private Equity Fund 40,967,565 100,000
FV FEEDER, L.P. Cayman Islands 805-8836276672 Private Equity Fund 62,632,540 100,000 Feeder Fund
FULTON STREET FUND, LP United States 805-7701823468 Private Equity Fund 5,205,092 100,000
ARTHUR STREET FUND, L.P. United States 805-3147386176 Private Equity Fund 1,627,806 100,000 Fund of Funds
NHRS PRIVATE OPPORTUNITIES FUND, L.P. United States 805-2566552185 Private Equity Fund 359,844,523 100,000
BLK2018 CORE PRIVATE EQUITY FUND, L.P. Cayman Islands 805-6416412940 Private Equity Fund 278,830,528 100,000 Master Fund
SONJ PRIVATE OPPORTUNITIES FUND II, L.P. United States 805-7965662454 Private Equity Fund 1,586,120,200 100,000
BLACKROCK GSA PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-8674901502 Private Equity Fund 111,128,303 100,000 Feeder Fund
BLACKROCK PRIVATE OPPORTUNITIES FUND III, L.P. United States 805-7216767871 Private Equity Fund 381,569,359 100,000
HIGH CEDAR DIRECT FUND, L.P. United States 805-6707411591 Private Equity Fund 89,443,125 100,000
AVIATION HOLDINGS I, L.P. Cayman Islands 805-1052007938 Hedge Fund 1,283,170 0
BLACKROCK PRIVATE OPPORTUNITIES FUND III (DELAWARE), L.P. United States 805-4466881114 Private Equity Fund 93,776,222 100,000 Feeder Fund
TAX MANAGED OPPORTUNITY FUND LLC United States 805-6401054468 Hedge Fund 54,020,219 200,000 Master Fund
MONEY MARKET SERIES OF SL LIQUIDITY SERIES, LLC United States 805-8781969584 Liquidity Fund 2,177,833,948 100,000,000
BLACKROCK PRIVATE EQUITY SELECT FUND II, L.P. United States 805-2697003472 Private Equity Fund 0 100,000 Fund of Funds
VESEY STREET FUND III, L.P. - B United States 805-7724769255 Private Equity Fund 69,856,572 100,000
HIGH STREET FEEDER, L.P. Cayman Islands 805-3342788281 Private Equity Fund 1,556,038 100,000 Feeder Fund
BLACKROCK INVERWOOD PRIVATE OPPORTUNITIES FUND, L.P. United States 805-5864511041 Private Equity Fund 102,528,964 100,000
BR POF IV CAYMAN MASTER FUND, L.P. Cayman Islands 805-3026209042 Private Equity Fund 344,725,886 100,000 Master Fund
ARTHUR STREET FUND III, L.P. United States 805-4107776115 Private Equity Fund 20,437,762 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND IV (CAYMAN), L.P. Cayman Islands 805-9079854336 Private Equity Fund 169,673,001 100,000 Feeder Fund
ARTHUR STREET PORTFOLIO II, L.P. Cayman Islands 805-4955656093 Private Equity Fund 2,986,537 100,000
MP AVIATION HOLDINGS, L.P. United States 805-8504922724 Hedge Fund 142,237,573 0
BLACKROCK MD PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-3954237098 Private Equity Fund 80,599,371 100,000 Feeder Fund Fund of Funds
HIGH CEDAR MASTER, L.P. Cayman Islands 805-1888964808 Private Equity Fund 262,678,030 100,000 Master Fund Fund of Funds
BLK2018 PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-8473864083 Private Equity Fund 281,481,057 100,000 Master Fund
TSCL PRIVATE MARKETS FEEDER FUND, L.P Cayman Islands 805-6481176398 Private Equity Fund 13,275,577 100,000 Feeder Fund Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND IV MASTER SCSP Luxembourg 805-7523501872 Private Equity Fund 80,212,629 100,000 Master Fund
BLACKROCK PRIVATE OPPORTUNITIES FUND IV FEEDER SCSP Luxembourg 805-2684776147 Private Equity Fund 9,753,396 100,000 Feeder Fund
BLACKROCK 2019 EVERGREEN PRIVATE OPPORTUNITIES MASTER SCSP Luxembourg 805-1321492970 Private Equity Fund 282,810,000 100,000 Master Fund Fund of Funds
HIGH ROCK FEEDER, L.P. Cayman Islands 805-1457663350 Private Equity Fund 193,692,381 100,000 Feeder Fund Fund of Funds
SONJ PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3213768075 Private Equity Fund 4,632,694 100,000 Fund of Funds
VESEY STREET FUND IV (ERISA), L.P. United States 805-5625253907 Private Equity Fund 159,832,997 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND II (CAYMAN), L.P. Cayman Islands 805-9451657566 Private Equity Fund 3,607,164 100,000 Feeder Fund
BLK2019 PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-2144124579 Private Equity Fund 128,310,000 100,000 Master Fund
BLACKROCK ALTERNATIVE FUNDS S.C.A., SICAV-RAIF - BLACKROCK PRIVATE EQUITY OPPORTUNITIES ELTIF Luxembourg 805-6197436763 Private Equity Fund 0 140,163
1885 PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3076444152 Private Equity Fund 104,344,562 100,000 Fund of Funds
LINCOLN PENSION PRIVATE EQUITY BR, L.P. United States 805-8162739437 Private Equity Fund 101,369,436 100,000
PRIVATE EQUITY PARTNERS VII (DELAWARE), L.P. United States 805-8809596651 Private Equity Fund 45,585,326 100,000 Feeder Fund Fund of Funds
R3 CAPITAL PARTNERS MASTER, L.P. Cayman Islands 805-5487256595 Hedge Fund 72,886,196 500,000 Master Fund
BR/ERB CO-INVESTMENT FUND II, L.P. United States 805-2197898339 Private Equity Fund 240,176,695 100,000
VESEY STREET FUND V, L.P. United States 805-7263306737 Private Equity Fund 148,738,970 100,000
TOPANGA PRIVATE OPPORTUNITIES, L.P. United States 805-8827303356 Private Equity Fund 1,086,251,004 100,000
VESEY STREET PORTFOLIO IV, L.P. Cayman Islands 805-1526860320 Private Equity Fund 103,757,964 100,000
VESEY STREET FUND (CAYMAN) V, L.P. Cayman Islands 805-3453435870 Private Equity Fund 96,037,243 100,000
ENHANCED EUROPE SERIES OF BLACKROCK QUANTITATIVE PARTNERS, LP United States 805-1418197785 Other Private Fund FUND IN LIQUIDATION 252,237 2,500,000
BR CO-INVESTMENT BETA I, L.P. Cayman Islands 805-5217983352 Private Equity Fund 30,141,964 100,000 Master Fund
VESEY STREET FUND II, L.P. United States 805-4914471256 Private Equity Fund 16,096,395 100,000
FM GLOBAL INVESTMENT PARTNERS, L.P. United States 805-5222414697 Private Equity Fund 304,578,522 100,000 Fund of Funds
VESEY STREET FUND V-M, L.P. United States 805-6730030265 Private Equity Fund 54,387,705 100,000
HIGH ROCK MASTER, L.P. Cayman Islands 805-5918888888 Private Equity Fund 399,114,451 100,000 Master Fund Fund of Funds
BLK2018 PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-2425098345 Private Equity Fund 246,455,998 100,000 Feeder Fund
RED RIVER DIRECT INVESTMENT FUND, L.P. United States 805-7570820507 Private Equity Fund 69,594,104 100,000
ARTHUR STREET PORTFOLIO, L.P. Cayman Islands 805-7606238014 Private Equity Fund 1,271,428 100,000 Fund of Funds
BR/ERB CO-INVESTMENT FUND, L.P. United States 805-9857465468 Private Equity Fund 28,789,226 100,000
VESEY STREET FUND, L.P. United States 805-4308101968 Private Equity Fund 11,383,574 100,000 Master Fund Fund of Funds
TFO ASIA PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-7093511199 Private Equity Fund 108,287,643 100,000
HIGH ROCK DIRECT FUND, L.P. United States 805-2513452995 Private Equity Fund 58,790,435 100,000
NAVARRO 1 FUND, LLC United States 805-7732340046 Other Private Fund LONG ONLY 1,018,836,290 0
FV FUND, L.P. Cayman Islands 805-3499279310 Private Equity Fund 63,021,869 100,000 Master Fund
VESEY STREET FUND III (ERISA), L.P. United States 805-7461417875 Private Equity Fund 25,596,431 100,000
POF III CAYMAN MASTER FUND, L.P. Cayman Islands 805-1420429229 Private Equity Fund 400,161,790 100,000 Master Fund
RED RIVER DIRECT INVESTMENT FUND II, L.P. United States 805-9096286705 Private Equity Fund 349,692,976 100,000
BLK2019 PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-2901488394 Private Equity Fund 128,310,000 100,000 Feeder Fund
BLACKROCK MCKINNEY OPPORTUNITIES FUND, L.P. Cayman Islands 805-1355786973 Private Equity Fund 201,000,000 100,000 Fund of Funds
MUTUAL OF OMAHA OPPORTUNITIES FUND, L.P. United States 805-3395829781 Private Equity Fund 373,293,245 100,000
NJDOI OPPORTUNISTIC REAL ESTATE INVESTMENT PROGRAM, L.P. United States 805-3523580297 Private Equity Fund 8,207,433 100,000 Fund of Funds
PRIVATE EQUITY PARTNERS VII US, L.P. United States 805-6795278980 Private Equity Fund 57,141,648 100,000 Fund of Funds
TORO ABS CDO I, LTD. Cayman Islands 805-1347070794 Securitized Asset Fund 29,178,901 250,000
OV PRIVATE OPPORTUNITIES, L.P. United States 805-5864332426 Private Equity Fund 336,267,838 100,000
PASSAGE PORTFOLIO, L.P. Cayman Islands 805-9446365010 Private Equity Fund 9,483,126 100,000 Fund of Funds
PASSAGE PORTFOLIO III, L.P. Cayman Islands 805-3448231048 Private Equity Fund 76,687,157 100,000 Fund of Funds
BR CO-INVESTMENT ALFA I FEEDER, L.P. Cayman Islands 805-6599115937 Private Equity Fund 82,235,694 100,000 Feeder Fund
ARTHUR STREET PORTFOLIO III, L.P. Cayman Islands 805-3880736788 Private Equity Fund 14,054,681 100,000 Master Fund
WY INVESTMENT FUND, L.P. Cayman Islands 805-2737635770 Private Equity Fund 128,298,996 100,000 Master Fund
VESEY STREET PORTFOLIO III, L.P. Cayman Islands 805-8347986121 Private Equity Fund 56,559,105 100,000
AK PRIVATE EQUITY CO-INVESTMENT FUND, L.P. United States 805-6676908744 Private Equity Fund 142,184,053 100,000 Fund of Funds
RED RIVER DIRECT INVESTMENT FUND III, L.P. United States 805-7672654184 Private Equity Fund 875,238,929 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND II, L.P. United States 805-8560941830 Private Equity Fund 40,329,577 100,000 Master Fund Fund of Funds
COIN PRIVATE OPPORTUNITIES, L.P. United States 805-2605993007 Private Equity Fund 90,642,480 100,000 Fund of Funds
ORANGE PEP FUND, L.P. United States 805-8412260378 Private Equity Fund 60,864,044 100,000
PASSAGE PORTFOLIO II, L.P. Cayman Islands 805-5558777131 Private Equity Fund 10,275,202 100,000 Fund of Funds
BR CO-INVESTMENT BETA I FEEDER, L.P. Cayman Islands 805-1975332228 Private Equity Fund 10,368,881 100,000 Feeder Fund
BLACKROCK PRIVATE OPPORTUNITIES FUND IV, L.P. United States 805-5795099689 Private Equity Fund 214,176,772 100,000
HIGH CEDAR FEEDER, L.P. Cayman Islands 805-7137256294 Private Equity Fund 11,641,591 100,000 Feeder Fund Fund of Funds
AVIATION HOLDINGS III, L.P. United States 805-8348159244 Hedge Fund 385,152,975 5,000,000
WY INVESTMENT FEEDER, L.P. Cayman Islands 805-3555282586 Private Equity Fund 120,814,671 100,000 Feeder Fund
VESEY STREET FUND V (ERISA), L.P. United States 805-5753705910 Private Equity Fund 117,145,549 100,000
VESEY STREET PORTFOLIO V, L.P. Cayman Islands 805-6906900349 Private Equity Fund 92,230,550 100,000 Feeder Fund
VESEY STREET PORTFOLIO, L.P. Cayman Islands 805-6296501687 Private Equity Fund 15,720,775 100,000 Fund of Funds
NDSIB PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3264346102 Private Equity Fund 254,723,653 100,000
BLACKROCK 2019 EVERGREEN PRIVATE OPPORTUNITIES FEEDER SCSP Luxembourg 805-4960017495 Private Equity Fund 279,891,209 100,000 Feeder Fund
ARTHUR STREET PORTFOLIO IV, L.P. Cayman Islands 805-9298798697 Private Equity Fund 30,521,172 100,000
BLACKROCK MSV PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3417667190 Private Equity Fund 167,762,335 100,000
PASSAGE PRIVATE OPPORTUNITIES FUND, L.P. United States 805-7222911028 Private Equity Fund 1,123,238 100,000 Fund of Funds
VESEY STREET FUND III, L.P. United States 805-7792376618 Private Equity Fund 29,603,168 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND, L.P. United States 805-8661001744 Private Equity Fund 2,055,697 100,000
HEATHROW FOREST OPPORTUNITIES FUND, L.P. United States 805-2409113505 Private Equity Fund 184,784,773 100,000
BR CO-INVESTMENT ALFA I, L.P. Cayman Islands 805-7881010976 Private Equity Fund 137,912,990 100,000 Master Fund
HIGH STREET FUND, L.P. United States 805-3461770905 Private Equity Fund 177,360,734 100,000 Master Fund Fund of Funds
VFL CO INVEST PARTNERS, L.P. United States 805-4832259021 Private Equity Fund 400,119,576 100,000
ARTHUR STREET FUND IV, L.P. United States 805-6555720504 Private Equity Fund 61,910,048 100,000

BLACKROCK INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2020-03-26
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BLACKROCK PRIVATE OPPORTUNITIES FUND IV FEEDER SCSP Luxembourg 805-2684776147 Private Equity Fund 9,753,396 100,000 Feeder Fund
BLACKROCK 2019 EVERGREEN PRIVATE OPPORTUNITIES MASTER SCSP Luxembourg 805-1321492970 Private Equity Fund 282,810,000 100,000 Master Fund Fund of Funds
SONJ PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3213768075 Private Equity Fund 4,632,694 100,000 Fund of Funds
VESEY STREET FUND IV (ERISA), L.P. United States 805-5625253907 Private Equity Fund 159,832,997 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND II (CAYMAN), L.P. Cayman Islands 805-9451657566 Private Equity Fund 3,607,164 100,000 Feeder Fund
ARTHUR STREET FUND III, L.P. United States 805-4107776115 Private Equity Fund 20,437,762 100,000
VESEY STREET FUND III, L.P. - B United States 805-7724769255 Private Equity Fund 69,856,572 100,000
AVIATION HOLDINGS II, L.P. United States 805-4783775869 Hedge Fund 933,313 1,000,000
VESEY STREET FUND V (ERISA), L.P. United States 805-5753705910 Private Equity Fund 117,145,549 100,000
VESEY STREET PORTFOLIO V, L.P. Cayman Islands 805-6906900349 Private Equity Fund 92,230,550 100,000 Feeder Fund
VESEY STREET PORTFOLIO, L.P. Cayman Islands 805-6296501687 Private Equity Fund 15,720,775 100,000 Fund of Funds
AVIATION HOLDINGS III, L.P. United States 805-8348159244 Hedge Fund 385,152,975 5,000,000
NDSIB PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3264346102 Private Equity Fund 254,723,653 100,000
NJDOI OPPORTUNISTIC REAL ESTATE INVESTMENT PROGRAM, L.P. United States 805-3523580297 Private Equity Fund 8,207,433 100,000 Fund of Funds
R3 (C), LTD. Cayman Islands 805-3286904576 Hedge Fund 64,217,667 1,000,000 Feeder Fund
COIN PRIVATE OPPORTUNITIES, L.P. United States 805-2605993007 Private Equity Fund 90,642,480 100,000 Fund of Funds
NJDOI CORE PLUS REAL ESTATE INVESTMENT PROGRAM, L.P. United States 805-4624840210 Private Equity Fund 20,291,952 100,000 Fund of Funds
PRIVATE EQUITY PARTNERS VII US, L.P. United States 805-6795278980 Private Equity Fund 57,141,648 100,000 Fund of Funds
VFL CO INVEST PARTNERS, L.P. United States 805-4832259021 Private Equity Fund 400,119,576 100,000
BLK2018 CORE PRIVATE EQUITY FEEDER FUND, L.P. Cayman Islands 805-6826285957 Private Equity Fund 207,044,021 100,000 Feeder Fund
BLACKROCK MD PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-2964923421 Private Equity Fund 104,071,356 100,000 Master Fund Fund of Funds
TSCL PRIVATE MARKETS FUND, L.P. Cayman Islands 805-8344676807 Private Equity Fund 101,609,229 100,000 Master Fund Fund of Funds
BLACKROCK GSA PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-9955195037 Private Equity Fund 112,583,892 100,000 Master Fund
BLACKROCK PRIVATE OPPORTUNITIES FUND III (DELAWARE), L.P. United States 805-4466881114 Private Equity Fund 93,776,222 100,000 Feeder Fund
BR POF IV CAYMAN MASTER FUND, L.P. Cayman Islands 805-3026209042 Private Equity Fund 344,725,886 100,000 Master Fund
BLACKROCK ASF PRIVATE OPPORTUNITIES FUND, L.P. United States 805-4387960770 Private Equity Fund 505,149,746 100,000
BLACKROCK INVERWOOD PRIVATE OPPORTUNITIES FUND, L.P. United States 805-5864511041 Private Equity Fund 102,528,964 100,000
BLACKROCK GSA PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-8674901502 Private Equity Fund 111,128,303 100,000 Feeder Fund
RED RIVER DIRECT INVESTMENT FUND, L.P. United States 805-7570820507 Private Equity Fund 69,594,104 100,000
ARTHUR STREET PORTFOLIO, L.P. Cayman Islands 805-7606238014 Private Equity Fund 1,271,428 100,000 Fund of Funds
ARTHUR STREET PORTFOLIO IV, L.P. Cayman Islands 805-9298798697 Private Equity Fund 30,521,172 100,000
BR/ERB CO-INVESTMENT FUND, L.P. United States 805-9857465468 Private Equity Fund 28,789,226 100,000
TFO ASIA PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-7093511199 Private Equity Fund 108,287,643 100,000
PRIVATE EQUITY PARTNERS VII (DELAWARE), L.P. United States 805-8809596651 Private Equity Fund 45,585,326 100,000 Feeder Fund Fund of Funds
TOPANGA PRIVATE OPPORTUNITIES, L.P. United States 805-8827303356 Private Equity Fund 1,086,251,004 100,000
VESEY STREET PORTFOLIO IV, L.P. Cayman Islands 805-1526860320 Private Equity Fund 103,757,964 100,000
VESEY STREET FUND V, L.P. United States 805-7263306737 Private Equity Fund 148,738,970 100,000
VESEY STREET FUND (CAYMAN) V, L.P. Cayman Islands 805-3453435870 Private Equity Fund 96,037,243 100,000
ENHANCED EUROPE SERIES OF BLACKROCK QUANTITATIVE PARTNERS, LP United States 805-1418197785 Other Private Fund FUND IN LIQUIDATION 252,237 2,500,000
BR CO-INVESTMENT BETA I, L.P. Cayman Islands 805-5217983352 Private Equity Fund 30,141,964 100,000 Master Fund
VESEY STREET FUND II, L.P. United States 805-4914471256 Private Equity Fund 16,096,395 100,000
FM GLOBAL INVESTMENT PARTNERS, L.P. United States 805-5222414697 Private Equity Fund 304,578,522 100,000 Fund of Funds
AVIATION HOLDINGS II INVESTMENTS, L.P. United States 805-7658528647 Hedge Fund 847,617 1,000,000
VESEY STREET FUND V-M, L.P. United States 805-6730030265 Private Equity Fund 54,387,705 100,000
AVIATION HOLDINGS II OFFSHORE (MASTER), L.P. Cayman Islands 805-5612860208 Hedge Fund 1,573,768 1,000,000 Master Fund
AVIATION HOLDINGS II OFFSHORE (FEEDER), L.P. Cayman Islands 805-2626698707 Hedge Fund 0 1,000,000 Feeder Fund
PASSAGE PRIVATE OPPORTUNITIES FUND, L.P. United States 805-7222911028 Private Equity Fund 1,123,238 100,000 Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND, L.P. United States 805-8661001744 Private Equity Fund 2,055,697 100,000
BLACKROCK MSV PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3417667190 Private Equity Fund 167,762,335 100,000
ARTHUR STREET PORTFOLIO II, L.P. Cayman Islands 805-4955656093 Private Equity Fund 2,986,537 100,000
1885 PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3076444152 Private Equity Fund 104,344,562 100,000 Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND II, L.P. United States 805-8560941830 Private Equity Fund 40,329,577 100,000 Master Fund Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND IV (CAYMAN), L.P. Cayman Islands 805-9079854336 Private Equity Fund 169,673,001 100,000 Feeder Fund
BR CO-INVESTMENT BETA I FEEDER, L.P. Cayman Islands 805-1975332228 Private Equity Fund 10,368,881 100,000 Feeder Fund
VESEY STREET FUND IV, L.P. United States 805-2146296486 Private Equity Fund 40,967,565 100,000
ARTHUR STREET FUND, L.P. United States 805-3147386176 Private Equity Fund 1,627,806 100,000 Fund of Funds
VESEY STREET FUND III, L.P. - E United States 805-7429489178 Private Equity Fund 12,680,064 100,000
VESEY STREET FUND, L.P. United States 805-4308101968 Private Equity Fund 11,383,574 100,000 Master Fund Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND III, L.P. United States 805-7216767871 Private Equity Fund 381,569,359 100,000
FV FEEDER, L.P. Cayman Islands 805-8836276672 Private Equity Fund 62,632,540 100,000 Feeder Fund
FULTON STREET FUND, LP United States 805-7701823468 Private Equity Fund 5,205,092 100,000
NHRS PRIVATE OPPORTUNITIES FUND, L.P. United States 805-2566552185 Private Equity Fund 359,844,523 100,000
BLK2018 CORE PRIVATE EQUITY FUND, L.P. Cayman Islands 805-6416412940 Private Equity Fund 278,830,528 100,000 Master Fund
HIGH ROCK DIRECT FUND, L.P. United States 805-2513452995 Private Equity Fund 58,790,435 100,000
NAVARRO 1 FUND, LLC United States 805-7732340046 Other Private Fund LONG ONLY 1,018,836,290 0
R3 CAPITAL PARTNERS MASTER, L.P. Cayman Islands 805-5487256595 Hedge Fund 72,886,196 500,000 Master Fund
BR/ERB CO-INVESTMENT FUND II, L.P. United States 805-2197898339 Private Equity Fund 240,176,695 100,000
HIGH ROCK FEEDER, L.P. Cayman Islands 805-1457663350 Private Equity Fund 193,692,381 100,000 Feeder Fund Fund of Funds
BLACKROCK MD PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-3954237098 Private Equity Fund 80,599,371 100,000 Feeder Fund Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND IV, L.P. United States 805-5795099689 Private Equity Fund 214,176,772 100,000
HIGH CEDAR MASTER, L.P. Cayman Islands 805-1888964808 Private Equity Fund 262,678,030 100,000 Master Fund Fund of Funds
BLK2018 PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-8473864083 Private Equity Fund 281,481,057 100,000 Master Fund
MP AVIATION HOLDINGS, L.P. United States 805-8504922724 Hedge Fund 142,237,573 0
TSCL PRIVATE MARKETS FEEDER FUND, L.P Cayman Islands 805-6481176398 Private Equity Fund 13,275,577 100,000 Feeder Fund Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND IV MASTER SCSP Luxembourg 805-7523501872 Private Equity Fund 80,212,629 100,000 Master Fund
BLK2018 PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-2425098345 Private Equity Fund 246,455,998 100,000 Feeder Fund
HIGH CEDAR FEEDER, L.P. Cayman Islands 805-7137256294 Private Equity Fund 11,641,591 100,000 Feeder Fund Fund of Funds
LINCOLN PENSION PRIVATE EQUITY BR, L.P. United States 805-8162739437 Private Equity Fund 101,369,436 100,000
ARTHUR STREET PORTFOLIO III, L.P. Cayman Islands 805-3880736788 Private Equity Fund 14,054,681 100,000 Master Fund
WY INVESTMENT FUND, L.P. Cayman Islands 805-2737635770 Private Equity Fund 128,298,996 100,000 Master Fund
PASSAGE PORTFOLIO II, L.P. Cayman Islands 805-5558777131 Private Equity Fund 10,275,202 100,000 Fund of Funds
HIGH ROCK MASTER, L.P. Cayman Islands 805-5918888888 Private Equity Fund 399,114,451 100,000 Master Fund Fund of Funds
AK PRIVATE EQUITY CO-INVESTMENT FUND, L.P. United States 805-6676908744 Private Equity Fund 142,184,053 100,000 Fund of Funds
HIGH CEDAR DIRECT FUND, L.P. United States 805-6707411591 Private Equity Fund 89,443,125 100,000
BR CO-INVESTMENT ALFA I FEEDER, L.P. Cayman Islands 805-6599115937 Private Equity Fund 82,235,694 100,000 Feeder Fund
AVIATION HOLDINGS I, L.P. Cayman Islands 805-1052007938 Hedge Fund 1,283,170 0
VESEY STREET PORTFOLIO III, L.P. Cayman Islands 805-8347986121 Private Equity Fund 56,559,105 100,000
MONTCLAIR CAPITAL FUND, LLC United States 805-3575323114 Hedge Fund 43,871,191 1,000,000 Feeder Fund
BR CO-INVESTMENT ALFA I, L.P. Cayman Islands 805-7881010976 Private Equity Fund 137,912,990 100,000 Master Fund
HIGH STREET FUND, L.P. United States 805-3461770905 Private Equity Fund 177,360,734 100,000 Master Fund Fund of Funds
SONJ PRIVATE OPPORTUNITIES FUND II, L.P. United States 805-7965662454 Private Equity Fund 1,586,120,200 100,000
R3 (B), L.P. United States 805-3958887739 Hedge Fund 3,620,820 1,000,000 Feeder Fund
BLACKROCK PRIVATE EQUITY PARTNERS VI US, L.P. United States 805-2330267157 Private Equity Fund 53,420,306 100,000 Fund of Funds
ERB TACTICAL OPPORTUNITIES, L.P. United States 805-3873983117 Private Equity Fund 135,194,651 100,000
ORANGE PEP FUND, L.P. United States 805-8412260378 Private Equity Fund 60,864,044 100,000
ARTHUR STREET FUND IV, L.P. United States 805-6555720504 Private Equity Fund 61,910,048 100,000
THE EQUITY-BROADWAY LEAGUE PRIVATE EQUITY FUND I, L.P. United States 805-3756092610 Private Equity Fund 117,320,518 100,000
TANGO CAPITAL OPPORTUNITIES FUND, L.P. United States 805-9028602797 Private Equity Fund 184,699,286 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND III (CAYMAN), L.P. Cayman Islands 805-8516714054 Private Equity Fund 321,093,729 100,000 Feeder Fund
TAX MANAGED OPPORTUNITY FUND LLC United States 805-6401054468 Hedge Fund 54,020,219 200,000 Master Fund
MONTVALE CAPITAL FUND, LLC United States 805-5736064800 Hedge Fund 9,983,664 200,000 Feeder Fund
MONEY MARKET SERIES OF SL LIQUIDITY SERIES, LLC United States 805-8781969584 Liquidity Fund 2,177,833,948 100,000,000
BLACKROCK PRIVATE EQUITY SELECT FUND II, L.P. United States 805-2697003472 Private Equity Fund 0 100,000 Fund of Funds
HIGH STREET FEEDER, L.P. Cayman Islands 805-3342788281 Private Equity Fund 1,556,038 100,000 Feeder Fund
WY INVESTMENT FEEDER, L.P. Cayman Islands 805-3555282586 Private Equity Fund 120,814,671 100,000 Feeder Fund
BLACKROCK SPECIAL OPPORTUNITIES FUND, L.P. United States 805-1022349769 Private Equity Fund 181,601,559 100,000
VESEY STREET PORTFOLIO II, L.P. Cayman Islands 805-3474479289 Private Equity Fund 12,951,802 100,000
ARTHUR STREET FUND II, L.P. United States 805-7711070228 Private Equity Fund 7,530,656 100,000
AVIATION HOLDINGS II SECURITIES, L.P. Cayman Islands 805-8139990988 Hedge Fund 0 1,000,000
VESEY STREET FUND III, L.P. United States 805-7792376618 Private Equity Fund 29,603,168 100,000
VESEY STREET FUND III, L.P. - C United States 805-2790936718 Private Equity Fund 16,288,220 100,000
VESEY STREET FUND III, L.P. - D United States 805-6510908228 Private Equity Fund 12,587,196 100,000
OV PRIVATE OPPORTUNITIES, L.P. United States 805-5864332426 Private Equity Fund 336,267,838 100,000
PASSAGE PORTFOLIO, L.P. Cayman Islands 805-9446365010 Private Equity Fund 9,483,126 100,000 Fund of Funds
PASSAGE PORTFOLIO III, L.P. Cayman Islands 805-3448231048 Private Equity Fund 76,687,157 100,000 Fund of Funds
TORO ABS CDO I, LTD. Cayman Islands 805-1347070794 Securitized Asset Fund 29,178,901 250,000
RED RIVER DIRECT INVESTMENT FUND III, L.P. United States 805-7672654184 Private Equity Fund 875,238,929 100,000
FV FUND, L.P. Cayman Islands 805-3499279310 Private Equity Fund 63,021,869 100,000 Master Fund
VESEY STREET FUND III (ERISA), L.P. United States 805-7461417875 Private Equity Fund 25,596,431 100,000
POF III CAYMAN MASTER FUND, L.P. Cayman Islands 805-1420429229 Private Equity Fund 400,161,790 100,000 Master Fund
RED RIVER DIRECT INVESTMENT FUND II, L.P. United States 805-9096286705 Private Equity Fund 349,692,976 100,000
BLACKROCK MCKINNEY OPPORTUNITIES FUND, L.P. Cayman Islands 805-1355786973 Private Equity Fund 201,000,000 100,000 Fund of Funds
HEATHROW FOREST OPPORTUNITIES FUND, L.P. United States 805-2409113505 Private Equity Fund 184,784,773 100,000
BLACKROCK HEARTLAND PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3609361188 Private Equity Fund 101,988,836 100,000
BLACKROCK ALTERNATIVE FUNDS S.C.A., SICAV-RAIF - BLACKROCK PRIVATE EQUITY OPPORTUNITIES ELTIF Luxembourg 805-6197436763 Private Equity Fund 0 140,163
BLK2019 PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-2901488394 Private Equity Fund 128,310,000 100,000 Feeder Fund
BLK2019 PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-2144124579 Private Equity Fund 128,310,000 100,000 Master Fund
MUTUAL OF OMAHA OPPORTUNITIES FUND, L.P. United States 805-3395829781 Private Equity Fund 373,293,245 100,000
BLACKROCK 2019 EVERGREEN PRIVATE OPPORTUNITIES FEEDER SCSP Luxembourg 805-4960017495 Private Equity Fund 279,891,209 100,000 Feeder Fund
SULLIVAN WAY PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3216893033 Private Equity Fund 152,484,609 100,000 Fund of Funds

BLACKROCK INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2019-11-11
Name Title Start Date Direct/Indirect % Ownership
TRIDENT MERGER, LLC SOLE MEMBER 09/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE MEMBER direct 2006-09-01
SHEDLIN, GARY, STEPHEN CHIEF FINANCIAL OFFICER 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
GOLDSTEIN, ROBERT, LAWRENCE CHIEF OPERATING OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
PARK, CHARLES, CHOON SIK CHIEF COMPLIANCE OFFICER 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER direct 2006-08-01
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR direct 2006-08-01
AMERICAN CENTURY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
AMERICAN CENTURY ADVISORY SERVICES, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
Meade, Christopher, Joseph GENERAL COUNSEL AND CHIEF LEGAL OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK ADVISORS, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK FINANCIAL MANAGEMENT, INC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK CAPITAL MANAGEMENT, INC. GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
KAPITO, ROBERT, STEVEN PRESIDENT 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. VICE CHAIRMAN AND DIRECTOR direct 1995-02-01
BLACKROCK FUND ADVISORS PRESIDENT direct 2009-12-01
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, LLC PRESIDENT direct 2007-09-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2007-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2007-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, INC VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
STATE STREET RESEARCH & MANAGEMENT COMPANY VICE CHAIRMAN direct 2005-01-01 2007-04-18
BLACKROCK CAPITAL MANAGEMENT, INC. VICE CHAIRMAN & DIRECTOR direct 1999-11-01 2007-04-18
BLACKROCK INTERNATIONAL, LTD. VICE CHAIRMAN & DIRECTOR direct 1998-03-01 2007-04-18
BLACKROCK FINANCIAL MANAGEMENT, INC VICE CHAIRMAN AND DIRECTOR direct 1988-04-01 2007-07-03
BLACKROCK INTERNATIONAL, LTD. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2007-10-31
BLACKROCK ADVISORS, LLC PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT direct 2007-09-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2005-02-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK ADVISORS, LLC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2011-07-15
BLACKROCK FUND ADVISORS PRESIDENT & DIRECTOR direct 2009-12-01 2015-04-10
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK ADVISORS, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1999-09-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK ADVISORS, LLC DIRECTOR direct 2007-08-01 2015-10-05
FINK, LAURENCE, DOUGLAS CHIEF EXECUTIVE OFFICER 09/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1998-02-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-09-01
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2005-01-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2003-04-01
ENSO CAPITAL MANAGEMENT LLC MEMBER direct 2002-02-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1999-11-01
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER direct 2009-12-01
BLACKROCK (JAPAN) INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1995-02-01
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1994-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-10-01
BLACKROCK ADVISORS, LLC CHAIRMAN direct 1994-09-01
BLACKROCK INTERNATIONAL, LTD. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1998-03-01 2007-10-31
UBS ENSO MANAGEMENT LLC MEMBER OF ENSO CAPITAL MANAGEMENT LLC direct 2002-02-01 2008-03-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER direct 1998-02-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1988-04-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1998-02-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1988-04-01 2010-03-31
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1994-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01 2010-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 1999-11-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2006-09-01 2010-05-19
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1994-09-01 2011-06-10
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2006-09-01 2011-07-15
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 2009-12-01 2015-04-10
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1999-11-01 2015-05-18
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 1994-09-01 2015-05-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1988-04-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FUND ADVISORS CHAIRMAN direct 2009-12-01 2015-06-23
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1994-10-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN direct 1999-11-01 2015-11-18
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 1999-11-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN direct 1994-10-01 2015-11-18
BLACKROCK, INC. SOLE SHAREHOLDER TRIDENT MERGER, LLC 09/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BARCLAYS GLOBAL FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
XULU INC SOLE SHAREHOLDER direct 2015-10-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT (SCHWEIZ) AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDER indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BLACKROCK MSV PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3417667190 Private Equity Fund 150,000,000 100,000
1885 PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3076444152 Private Equity Fund 67,785,042 100,000 Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND IV (CAYMAN), L.P. Cayman Islands 805-9079854336 Private Equity Fund 224,289 100,000
AVIATION HOLDINGS II INVESTMENTS, L.P. United States 805-7658528647 Hedge Fund 1,521,820 1,000,000
VESEY STREET FUND V-M, L.P. United States 805-6730030265 Private Equity Fund 50,008,137 100,000
AVIATION HOLDINGS II OFFSHORE (MASTER), L.P. Cayman Islands 805-5612860208 Hedge Fund 3,244,752 1,000,000 Master Fund
AVIATION HOLDINGS II OFFSHORE (FEEDER), L.P. Cayman Islands 805-2626698707 Hedge Fund 0 1,000,000 Feeder Fund
PASSAGE PRIVATE OPPORTUNITIES FUND, L.P. United States 805-7222911028 Private Equity Fund 2,716,138 100,000 Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND, L.P. United States 805-8661001744 Private Equity Fund 5,855,955 100,000
ARTHUR STREET PORTFOLIO II, L.P. Cayman Islands 805-4955656093 Private Equity Fund 3,567,367 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND II, L.P. United States 805-8560941830 Private Equity Fund 49,981,019 100,000 Master Fund Fund of Funds
BLACKROCK PRIVATE EQUITY SELECT FUND I, LP United States 805-8180871909 Private Equity Fund 0 100,000 Fund of Funds
ARTHUR STREET PORTFOLIO, L.P. Cayman Islands 805-7606238014 Private Equity Fund 2,626,148 100,000 Fund of Funds
ARTHUR STREET PORTFOLIO IV, L.P. Cayman Islands 805-9298798697 Private Equity Fund 35,410,961 100,000
BR/ERB CO-INVESTMENT FUND, L.P. United States 805-9857465468 Private Equity Fund 41,803,679 100,000
RED RIVER DIRECT INVESTMENT FUND, L.P. United States 805-7570820507 Private Equity Fund 151,939,388 100,000
TFO ASIA PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-7093511199 Private Equity Fund 95,743,979 100,000
PRIVATE EQUITY PARTNERS VII (DELAWARE), L.P. United States 805-8809596651 Private Equity Fund 0 100,000 Feeder Fund Fund of Funds
TOPANGA PRIVATE OPPORTUNITIES, L.P. United States 805-8827303356 Private Equity Fund 1,036,965,662 100,000
VESEY STREET PORTFOLIO IV, L.P. Cayman Islands 805-1526860320 Private Equity Fund 123,576,351 100,000
VESEY STREET FUND V, L.P. United States 805-7263306737 Private Equity Fund 133,962,607 100,000
VESEY STREET FUND (CAYMAN) V, L.P. Cayman Islands 805-3453435870 Private Equity Fund 88,014,910 100,000
ENHANCED EUROPE SERIES OF BLACKROCK QUANTITATIVE PARTNERS, LP United States 805-1418197785 Other Private Fund FUND IN LIQUIDATION 217,774 2,500,000
BR CO-INVESTMENT BETA I, L.P. Cayman Islands 805-5217983352 Private Equity Fund 30,008,040 100,000 Master Fund
VESEY STREET FUND II, L.P. United States 805-4914471256 Private Equity Fund 18,711,661 100,000
FM GLOBAL INVESTMENT PARTNERS, L.P. United States 805-5222414697 Private Equity Fund 292,297,949 100,000 Fund of Funds
VESEY STREET FUND IV, L.P. United States 805-2146296486 Private Equity Fund 52,839,000 100,000
ARTHUR STREET FUND, L.P. United States 805-3147386176 Private Equity Fund 4,468,421 100,000 Fund of Funds
POF III CAYMAN MASTER FUND, L.P. Cayman Islands 805-1420429229 Private Equity Fund 359,336,953 100,000 Master Fund
RED RIVER DIRECT INVESTMENT FUND II, L.P. United States 805-9096286705 Private Equity Fund 397,542,103 100,000
SONJ PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3213768075 Private Equity Fund 6,746,413 100,000 Fund of Funds
VESEY STREET FUND III (ERISA), L.P. United States 805-7461417875 Private Equity Fund 29,422,960 100,000
VESEY STREET FUND IV (ERISA), L.P. United States 805-5625253907 Private Equity Fund 199,976,495 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND II (CAYMAN), L.P. Cayman Islands 805-9451657566 Private Equity Fund 35,923 100,000 Feeder Fund
ARTHUR STREET FUND III, L.P. United States 805-4107776115 Private Equity Fund 24,901,691 100,000
VESEY STREET FUND III, L.P. - B United States 805-7724769255 Private Equity Fund 73,196,664 100,000
AVIATION HOLDINGS II, L.P. United States 805-4783775869 Hedge Fund 2,711,500 1,000,000
VESEY STREET FUND V (ERISA), L.P. United States 805-5753705910 Private Equity Fund 107,273,647 100,000
VESEY STREET PORTFOLIO V, L.P. Cayman Islands 805-6906900349 Private Equity Fund 167,524 100,000 Feeder Fund
VESEY STREET PORTFOLIO, L.P. Cayman Islands 805-6296501687 Private Equity Fund 22,481,360 100,000 Fund of Funds
AVIATION HOLDINGS III, L.P. United States 805-8348159244 Hedge Fund 223,342,796 5,000,000
NDSIB PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3264346102 Private Equity Fund 246,219,087 100,000
MONTCLAIR CAPITAL FUND, LLC United States 805-3575323114 Hedge Fund 0 1,000,000 Feeder Fund
BR CO-INVESTMENT ALFA I, L.P. Cayman Islands 805-7881010976 Private Equity Fund 134,561,928 100,000 Master Fund
HIGH STREET FUND, L.P. United States 805-3461770905 Private Equity Fund 240,690,644 100,000 Master Fund Fund of Funds
ORANGE PEP FUND, L.P. United States 805-8412260378 Private Equity Fund 80,278,356 100,000
TAX MANAGED OPPORTUNITY FUND LLC United States 805-6401054468 Hedge Fund 49,011,438 200,000 Master Fund
MONTVALE CAPITAL FUND, LLC United States 805-5736064800 Hedge Fund 0 200,000 Feeder Fund
MONEY MARKET SERIES OF SL LIQUIDITY SERIES, LLC United States 805-8781969584 Liquidity Fund 2,175,337,898 100,000,000
BLACKROCK PRIVATE EQUITY SELECT FUND II, L.P. United States 805-2697003472 Private Equity Fund 22,003,930 100,000 Fund of Funds
R3 (B), L.P. United States 805-3958887739 Hedge Fund 3,789,342 1,000,000 Feeder Fund
BLACKROCK PRIVATE EQUITY PARTNERS VI US, L.P. United States 805-2330267157 Private Equity Fund 46,079,126 100,000 Fund of Funds
ERB TACTICAL OPPORTUNITIES, L.P. United States 805-3873983117 Private Equity Fund 135,799,214 100,000
SONJ PRIVATE OPPORTUNITIES FUND II, L.P. United States 805-7965662454 Private Equity Fund 1,701,124,132 100,000
ARTHUR STREET FUND IV, L.P. United States 805-6555720504 Private Equity Fund 80,495,333 100,000
THE EQUITY-BROADWAY LEAGUE PRIVATE EQUITY FUND I, L.P. United States 805-3756092610 Private Equity Fund 110,070,069 100,000
TANGO CAPITAL OPPORTUNITIES FUND, L.P. United States 805-9028602797 Private Equity Fund 160,061,361 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND III (CAYMAN), L.P. Cayman Islands 805-8516714054 Private Equity Fund 122,452 100,000 Feeder Fund
HIGH STREET FEEDER, L.P. Cayman Islands 805-3342788281 Private Equity Fund 0 100,000 Feeder Fund
WY INVESTMENT FEEDER, L.P. Cayman Islands 805-3555282586 Private Equity Fund 0 100,000 Feeder Fund
BLACKROCK SPECIAL OPPORTUNITIES FUND, L.P. United States 805-1022349769 Private Equity Fund 368,633,243 100,000
VESEY STREET PORTFOLIO II, L.P. Cayman Islands 805-3474479289 Private Equity Fund 17,753,771 100,000
TORO ABS CDO I, LTD. Cayman Islands 805-1347070794 Securitized Asset Fund 46,598,744 250,000
AVIATION HOLDINGS II SECURITIES, L.P. Cayman Islands 805-8139990988 Hedge Fund 0 1,000,000
VESEY STREET FUND III, L.P. United States 805-7792376618 Private Equity Fund 34,231,779 100,000
VESEY STREET FUND III, L.P. - C United States 805-2790936718 Private Equity Fund 18,888,451 100,000
ARTHUR STREET FUND II, L.P. United States 805-7711070228 Private Equity Fund 8,969,454 100,000
VESEY STREET FUND III, L.P. - D United States 805-6510908228 Private Equity Fund 14,608,915 100,000
OV PRIVATE OPPORTUNITIES, L.P. United States 805-5864332426 Private Equity Fund 193,573,777 100,000
PASSAGE PORTFOLIO, L.P. Cayman Islands 805-9446365010 Private Equity Fund 11,991,821 100,000 Fund of Funds
PASSAGE PORTFOLIO III, L.P. Cayman Islands 805-3448231048 Private Equity Fund 81,766,149 100,000 Fund of Funds
RED RIVER DIRECT INVESTMENT FUND III, L.P. United States 805-7672654184 Private Equity Fund 770,982,409 100,000
FV FUND, L.P. Cayman Islands 805-3499279310 Private Equity Fund 56,937,908 100,000 Master Fund
NJDOI OPPORTUNISTIC REAL ESTATE INVESTMENT PROGRAM, L.P. United States 805-3523580297 Private Equity Fund 8,569,595 100,000 Fund of Funds
ALPHA PLUS LIBOR SERIES OF BLACKROCK PORTABLE ALPHA INVESTMENT STRATEGIES, L.P. United States 805-9176867928 Hedge Fund 23,441 10,000,000
R3 (C), LTD. Cayman Islands 805-3286904576 Hedge Fund 65,531,194 1,000,000 Feeder Fund
COIN PRIVATE OPPORTUNITIES, L.P. United States 805-2605993007 Private Equity Fund 91,606,398 100,000 Fund of Funds
NJDOI CORE PLUS REAL ESTATE INVESTMENT PROGRAM, L.P. United States 805-4624840210 Private Equity Fund 21,811,848 100,000 Fund of Funds
PRIVATE EQUITY PARTNERS VII US, L.P. United States 805-6795278980 Private Equity Fund 53,471,426 100,000 Fund of Funds
VFL CO INVEST PARTNERS, L.P. United States 805-4832259021 Private Equity Fund 400,316,487 100,000
BLK2018 CORE PRIVATE EQUITY FEEDER FUND, L.P. Cayman Islands 805-6826285957 Private Equity Fund 0 100,000 Feeder Fund
BLACKROCK MD PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-2964923421 Private Equity Fund 101,469,924 100,000 Master Fund Fund of Funds
TSCL PRIVATE MARKETS FUND, L.P. Cayman Islands 805-8344676807 Private Equity Fund 101,000,000 100,000 Master Fund Fund of Funds
BLACKROCK GSA PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-9955195037 Private Equity Fund 106,097,957 100,000 Master Fund
BLACKROCK PRIVATE OPPORTUNITIES FUND III (DELAWARE), L.P. United States 805-4466881114 Private Equity Fund 91,453 100,000 Feeder Fund
BR POF IV CAYMAN MASTER FUND, L.P. Cayman Islands 805-3026209042 Private Equity Fund 255,583,656 100,000
BLACKROCK ASF PRIVATE OPPORTUNITIES FUND, L.P. United States 805-4387960770 Private Equity Fund 479,948,184 100,000
BLACKROCK INVERWOOD PRIVATE OPPORTUNITIES FUND, L.P. United States 805-5864511041 Private Equity Fund 200,815,362 100,000
BLACKROCK GSA PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-8674901502 Private Equity Fund 0 100,000 Feeder Fund
HIGH CEDAR DIRECT FUND, L.P. United States 805-6707411591 Private Equity Fund 20,800,000 100,000
TSCL PRIVATE MARKETS FEEDER FUND, L.P Cayman Islands 805-6481176398 Private Equity Fund 0 100,000 Feeder Fund Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND IV MASTER SCSP Luxembourg 805-7523501872 Private Equity Fund 16,876,000 100,000
BLK2018 PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-2425098345 Private Equity Fund 0 100,000 Feeder Fund
HIGH CEDAR FEEDER, L.P. Cayman Islands 805-7137256294 Private Equity Fund 0 100,000 Feeder Fund Fund of Funds
LINCOLN PENSION PRIVATE EQUITY BR, L.P. United States 805-8162739437 Private Equity Fund 99,309,055 100,000
ARTHUR STREET PORTFOLIO III, L.P. Cayman Islands 805-3880736788 Private Equity Fund 16,886,051 100,000 Master Fund
WY INVESTMENT FUND, L.P. Cayman Islands 805-2737635770 Private Equity Fund 129,950,778 100,000 Master Fund
PASSAGE PORTFOLIO II, L.P. Cayman Islands 805-5558777131 Private Equity Fund 11,251,145 100,000 Fund of Funds
HIGH ROCK MASTER, L.P. Cayman Islands 805-5918888888 Private Equity Fund 393,466,159 100,000 Master Fund Fund of Funds
AK PRIVATE EQUITY CO-INVESTMENT FUND, L.P. United States 805-6676908744 Private Equity Fund 125,081,128 100,000 Fund of Funds
BR CO-INVESTMENT ALFA I FEEDER, L.P. Cayman Islands 805-6599115937 Private Equity Fund 0 100,000 Feeder Fund
AVIATION HOLDINGS I, L.P. Cayman Islands 805-1052007938 Hedge Fund 5,999,299 0
VESEY STREET PORTFOLIO III, L.P. Cayman Islands 805-8347986121 Private Equity Fund 65,262,405 100,000
VESEY STREET FUND III, L.P. - E United States 805-7429489178 Private Equity Fund 14,710,078 100,000
VESEY STREET FUND, L.P. United States 805-4308101968 Private Equity Fund 16,507,914 100,000 Master Fund Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND III, L.P. United States 805-7216767871 Private Equity Fund 364,827,273 100,000
BR CO-INVESTMENT BETA I FEEDER, L.P. Cayman Islands 805-1975332228 Private Equity Fund 0 100,000 Feeder Fund
FV FEEDER, L.P. Cayman Islands 805-8836276672 Private Equity Fund 0 100,000 Feeder Fund
FULTON STREET FUND, LP United States 805-7701823468 Private Equity Fund 6,578,207 100,000
NHRS PRIVATE OPPORTUNITIES FUND, L.P. United States 805-2566552185 Private Equity Fund 332,048,807 100,000
HIGH ROCK DIRECT FUND, L.P. United States 805-2513452995 Private Equity Fund 45,256,234 100,000
NAVARRO 1 FUND, LLC United States 805-7732340046 Other Private Fund LONG ONLY 430,010,175 0
R3 CAPITAL PARTNERS MASTER, L.P. Cayman Islands 805-5487256595 Hedge Fund 37,487,357 500,000 Master Fund
BLK2018 CORE PRIVATE EQUITY FUND, L.P. Cayman Islands 805-6416412940 Private Equity Fund 181,009,889 100,000 Master Fund
BR/ERB CO-INVESTMENT FUND II, L.P. United States 805-2197898339 Private Equity Fund 232,276,796 100,000
HIGH ROCK FEEDER, L.P. Cayman Islands 805-1457663350 Private Equity Fund 0 100,000 Feeder Fund Fund of Funds
BLACKROCK MD PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-3954237098 Private Equity Fund 0 100,000 Feeder Fund Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND IV, L.P. United States 805-5795099689 Private Equity Fund 97,499,653 100,000
HIGH CEDAR MASTER, L.P. Cayman Islands 805-1888964808 Private Equity Fund 297,026,101 100,000 Master Fund Fund of Funds
BLK2018 PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-8473864083 Private Equity Fund 222,552,393 100,000 Master Fund
MP AVIATION HOLDINGS, L.P. United States 805-8504922724 Hedge Fund 105,474,496 0

BLACKROCK INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
TRIDENT MERGER, LLC SOLE MEMBER 09/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE MEMBER direct 2006-09-01
SHEDLIN, GARY, STEPHEN CHIEF FINANCIAL OFFICER 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
GOLDSTEIN, ROBERT, LAWRENCE CHIEF OPERATING OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
PARK, CHARLES, CHOON SIK CHIEF COMPLIANCE OFFICER 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER direct 2006-08-01
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR direct 2006-08-01
AMERICAN CENTURY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
AMERICAN CENTURY ADVISORY SERVICES, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
Meade, Christopher, Joseph GENERAL COUNSEL AND CHIEF LEGAL OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK ADVISORS, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK FINANCIAL MANAGEMENT, INC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK CAPITAL MANAGEMENT, INC. GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
KAPITO, ROBERT, STEVEN PRESIDENT 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. VICE CHAIRMAN AND DIRECTOR direct 1995-02-01
BLACKROCK FUND ADVISORS PRESIDENT direct 2009-12-01
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, LLC PRESIDENT direct 2007-09-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2007-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2007-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, INC VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
STATE STREET RESEARCH & MANAGEMENT COMPANY VICE CHAIRMAN direct 2005-01-01 2007-04-18
BLACKROCK CAPITAL MANAGEMENT, INC. VICE CHAIRMAN & DIRECTOR direct 1999-11-01 2007-04-18
BLACKROCK INTERNATIONAL, LTD. VICE CHAIRMAN & DIRECTOR direct 1998-03-01 2007-04-18
BLACKROCK FINANCIAL MANAGEMENT, INC VICE CHAIRMAN AND DIRECTOR direct 1988-04-01 2007-07-03
BLACKROCK INTERNATIONAL, LTD. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2007-10-31
BLACKROCK ADVISORS, LLC PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT direct 2007-09-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2005-02-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK ADVISORS, LLC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2011-07-15
BLACKROCK FUND ADVISORS PRESIDENT & DIRECTOR direct 2009-12-01 2015-04-10
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK ADVISORS, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1999-09-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK ADVISORS, LLC DIRECTOR direct 2007-08-01 2015-10-05
FINK, LAURENCE, DOUGLAS CHIEF EXECUTIVE OFFICER 09/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1998-02-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-09-01
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2005-01-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2003-04-01
ENSO CAPITAL MANAGEMENT LLC MEMBER direct 2002-02-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1999-11-01
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER direct 2009-12-01
BLACKROCK (JAPAN) INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1995-02-01
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1994-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-10-01
BLACKROCK ADVISORS, LLC CHAIRMAN direct 1994-09-01
BLACKROCK INTERNATIONAL, LTD. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1998-03-01 2007-10-31
UBS ENSO MANAGEMENT LLC MEMBER OF ENSO CAPITAL MANAGEMENT LLC direct 2002-02-01 2008-03-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER direct 1998-02-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1988-04-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1998-02-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1988-04-01 2010-03-31
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1994-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01 2010-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 1999-11-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2006-09-01 2010-05-19
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1994-09-01 2011-06-10
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2006-09-01 2011-07-15
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 2009-12-01 2015-04-10
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1999-11-01 2015-05-18
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 1994-09-01 2015-05-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1988-04-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FUND ADVISORS CHAIRMAN direct 2009-12-01 2015-06-23
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1994-10-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN direct 1999-11-01 2015-11-18
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 1999-11-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN direct 1994-10-01 2015-11-18
BLACKROCK, INC. SOLE SHAREHOLDER TRIDENT MERGER, LLC 09/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BARCLAYS GLOBAL FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
XULU INC SOLE SHAREHOLDER direct 2015-10-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT (SCHWEIZ) AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDER indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BLACKROCK PRIVATE OPPORTUNITIES FUND III (DELAWARE), L.P. United States 805-4466881114 Private Equity Fund 91,453 100,000 Feeder Fund
BR POF IV CAYMAN MASTER FUND, L.P. Cayman Islands 805-3026209042 Private Equity Fund 255,583,656 100,000
BLACKROCK ASF PRIVATE OPPORTUNITIES FUND, L.P. United States 805-4387960770 Private Equity Fund 479,948,184 100,000
BLACKROCK GSA PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-8674901502 Private Equity Fund 0 100,000 Feeder Fund
HIGH CEDAR FEEDER, L.P. Cayman Islands 805-7137256294 Private Equity Fund 0 100,000 Feeder Fund Fund of Funds
BLK2018 CORE PRIVATE EQUITY FEEDER FUND, L.P. Cayman Islands 805-6826285957 Private Equity Fund 0 100,000 Feeder Fund
BLACKROCK MD PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-2964923421 Private Equity Fund 101,469,924 100,000 Master Fund Fund of Funds
TSCL PRIVATE MARKETS FUND, L.P. Cayman Islands 805-8344676807 Private Equity Fund 101,000,000 100,000 Master Fund Fund of Funds
BLACKROCK GSA PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-9955195037 Private Equity Fund 106,097,957 100,000 Master Fund
BLACKROCK INVERWOOD PRIVATE OPPORTUNITIES FUND, L.P. United States 805-5864511041 Private Equity Fund 200,815,362 100,000
HIGH CEDAR DIRECT FUND, L.P. United States 805-6707411591 Private Equity Fund 20,800,000 100,000
TSCL PRIVATE MARKETS FEEDER FUND, L.P Cayman Islands 805-6481176398 Private Equity Fund 0 100,000 Feeder Fund Fund of Funds
BLACKROCK MD PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-3954237098 Private Equity Fund 0 100,000 Feeder Fund Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND IV, L.P. United States 805-5795099689 Private Equity Fund 97,499,653 100,000
HIGH CEDAR MASTER, L.P. Cayman Islands 805-1888964808 Private Equity Fund 297,026,101 100,000 Master Fund Fund of Funds
BLK2018 CORE PRIVATE EQUITY FUND, L.P. Cayman Islands 805-6416412940 Private Equity Fund 181,009,889 100,000 Master Fund
BLK2018 PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-8473864083 Private Equity Fund 222,552,393 100,000 Master Fund
1885 PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3076444152 Private Equity Fund 67,785,042 100,000 Fund of Funds
BLACKROCK MSV PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3417667190 Private Equity Fund 150,000,000 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND IV (CAYMAN), L.P. Cayman Islands 805-9079854336 Private Equity Fund 224,289 100,000
BLK2018 PRIVATE OPPORTUNITIES FEEDER FUND, L.P. Cayman Islands 805-2425098345 Private Equity Fund 0 100,000 Feeder Fund
BLACKROCK PRIVATE OPPORTUNITIES FUND IV MASTER SCSP Luxembourg 805-7523501872 Private Equity Fund 16,876,000 100,000
LINCOLN PENSION PRIVATE EQUITY BR, L.P. United States 805-8162739437 Private Equity Fund 99,309,055 100,000
ARTHUR STREET PORTFOLIO III, L.P. Cayman Islands 805-3880736788 Private Equity Fund 16,886,051 100,000 Master Fund
WY INVESTMENT FUND, L.P. Cayman Islands 805-2737635770 Private Equity Fund 129,950,778 100,000 Master Fund
PASSAGE PORTFOLIO II, L.P. Cayman Islands 805-5558777131 Private Equity Fund 11,251,145 100,000 Fund of Funds
HIGH ROCK MASTER, L.P. Cayman Islands 805-5918888888 Private Equity Fund 393,466,159 100,000 Master Fund Fund of Funds
AK PRIVATE EQUITY CO-INVESTMENT FUND, L.P. United States 805-6676908744 Private Equity Fund 125,081,128 100,000 Fund of Funds
BR/ERB CO-INVESTMENT FUND II, L.P. United States 805-2197898339 Private Equity Fund 232,276,796 100,000
HIGH ROCK FEEDER, L.P. Cayman Islands 805-1457663350 Private Equity Fund 0 100,000 Feeder Fund Fund of Funds
VESEY STREET FUND IV, L.P. United States 805-2146296486 Private Equity Fund 52,839,000 100,000
POF III CAYMAN MASTER FUND, L.P. Cayman Islands 805-1420429229 Private Equity Fund 359,336,953 100,000 Master Fund
RED RIVER DIRECT INVESTMENT FUND II, L.P. United States 805-9096286705 Private Equity Fund 397,542,103 100,000
SONJ PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3213768075 Private Equity Fund 6,746,413 100,000 Fund of Funds
ARTHUR STREET FUND, L.P. United States 805-3147386176 Private Equity Fund 4,468,421 100,000 Fund of Funds
VESEY STREET FUND III (ERISA), L.P. United States 805-7461417875 Private Equity Fund 29,422,960 100,000
VESEY STREET FUND IV (ERISA), L.P. United States 805-5625253907 Private Equity Fund 199,976,495 100,000
VESEY STREET FUND V (ERISA), L.P. United States 805-5753705910 Private Equity Fund 107,273,647 100,000
VESEY STREET PORTFOLIO V, L.P. Cayman Islands 805-6906900349 Private Equity Fund 167,524 100,000 Feeder Fund
SONJ PRIVATE OPPORTUNITIES FUND II, L.P. United States 805-7965662454 Private Equity Fund 1,701,124,132 100,000
THE EQUITY-BROADWAY LEAGUE PRIVATE EQUITY FUND I, L.P. United States 805-3756092610 Private Equity Fund 110,070,069 100,000
ERB TACTICAL OPPORTUNITIES, L.P. United States 805-3873983117 Private Equity Fund 135,799,214 100,000
TANGO CAPITAL OPPORTUNITIES FUND, L.P. United States 805-9028602797 Private Equity Fund 160,061,361 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND III (CAYMAN), L.P. Cayman Islands 805-8516714054 Private Equity Fund 122,452 100,000 Feeder Fund
HIGH STREET FEEDER, L.P. Cayman Islands 805-3342788281 Private Equity Fund 0 100,000 Feeder Fund
WY INVESTMENT FEEDER, L.P. Cayman Islands 805-3555282586 Private Equity Fund 0 100,000 Feeder Fund
BLACKROCK SPECIAL OPPORTUNITIES FUND, L.P. United States 805-1022349769 Private Equity Fund 368,633,243 100,000
VESEY STREET PORTFOLIO II, L.P. Cayman Islands 805-3474479289 Private Equity Fund 17,753,771 100,000
TORO ABS CDO I, LTD. Cayman Islands 805-1347070794 Securitized Asset Fund 46,598,744 250,000
VESEY STREET FUND III, L.P. United States 805-7792376618 Private Equity Fund 34,231,779 100,000
VESEY STREET FUND III, L.P. - C United States 805-2790936718 Private Equity Fund 18,888,451 100,000
ARTHUR STREET FUND II, L.P. United States 805-7711070228 Private Equity Fund 8,969,454 100,000
VESEY STREET FUND III, L.P. - D United States 805-6510908228 Private Equity Fund 14,608,915 100,000
OV PRIVATE OPPORTUNITIES, L.P. United States 805-5864332426 Private Equity Fund 193,573,777 100,000
PASSAGE PORTFOLIO, L.P. Cayman Islands 805-9446365010 Private Equity Fund 11,991,821 100,000 Fund of Funds
PASSAGE PORTFOLIO III, L.P. Cayman Islands 805-3448231048 Private Equity Fund 81,766,149 100,000 Fund of Funds
RED RIVER DIRECT INVESTMENT FUND III, L.P. United States 805-7672654184 Private Equity Fund 770,982,409 100,000
FV FUND, L.P. Cayman Islands 805-3499279310 Private Equity Fund 56,937,908 100,000 Master Fund
NHRS PRIVATE OPPORTUNITIES FUND, L.P. United States 805-2566552185 Private Equity Fund 332,048,807 100,000
HIGH ROCK DIRECT FUND, L.P. United States 805-2513452995 Private Equity Fund 45,256,234 100,000
NAVARRO 1 FUND, LLC United States 805-7732340046 Other Private Fund LONG ONLY 430,010,175 0
VESEY STREET FUND V-M, L.P. United States 805-6730030265 Private Equity Fund 50,008,137 100,000
AVIATION HOLDINGS II SECURITIES, L.P. Cayman Islands 805-8139990988 Hedge Fund 0 1,000,000
AVIATION HOLDINGS I, L.P. Cayman Islands 805-1052007938 Hedge Fund 5,999,299 0
VESEY STREET PORTFOLIO III, L.P. Cayman Islands 805-8347986121 Private Equity Fund 65,262,405 100,000
VESEY STREET FUND III, L.P. - E United States 805-7429489178 Private Equity Fund 14,710,078 100,000
R3 CAPITAL PARTNERS MASTER, L.P. Cayman Islands 805-5487256595 Hedge Fund 37,487,357 500,000 Master Fund
BR CO-INVESTMENT ALFA I FEEDER, L.P. Cayman Islands 805-6599115937 Private Equity Fund 0 100,000 Feeder Fund
VESEY STREET FUND, L.P. United States 805-4308101968 Private Equity Fund 16,507,914 100,000 Master Fund Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND III, L.P. United States 805-7216767871 Private Equity Fund 364,827,273 100,000
BR CO-INVESTMENT BETA I FEEDER, L.P. Cayman Islands 805-1975332228 Private Equity Fund 0 100,000 Feeder Fund
FV FEEDER, L.P. Cayman Islands 805-8836276672 Private Equity Fund 0 100,000 Feeder Fund
BLACKROCK PRIVATE OPPORTUNITIES FUND II (CAYMAN), L.P. Cayman Islands 805-9451657566 Private Equity Fund 35,923 100,000 Feeder Fund
VESEY STREET FUND III, L.P. - B United States 805-7724769255 Private Equity Fund 73,196,664 100,000
AVIATION HOLDINGS II, L.P. United States 805-4783775869 Hedge Fund 2,711,500 1,000,000
ARTHUR STREET FUND III, L.P. United States 805-4107776115 Private Equity Fund 24,901,691 100,000
ARTHUR STREET FUND IV, L.P. United States 805-6555720504 Private Equity Fund 80,495,333 100,000
FULTON STREET FUND, LP United States 805-7701823468 Private Equity Fund 6,578,207 100,000
AVIATION HOLDINGS II OFFSHORE (MASTER), L.P. Cayman Islands 805-5612860208 Hedge Fund 3,244,752 1,000,000 Master Fund
AVIATION HOLDINGS II OFFSHORE (FEEDER), L.P. Cayman Islands 805-2626698707 Hedge Fund 0 1,000,000 Feeder Fund
AVIATION HOLDINGS II INVESTMENTS, L.P. United States 805-7658528647 Hedge Fund 1,521,820 1,000,000
PASSAGE PRIVATE OPPORTUNITIES FUND, L.P. United States 805-7222911028 Private Equity Fund 2,716,138 100,000 Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND, L.P. United States 805-8661001744 Private Equity Fund 5,855,955 100,000
BLACKROCK PRIVATE OPPORTUNITIES FUND II, L.P. United States 805-8560941830 Private Equity Fund 49,981,019 100,000 Master Fund Fund of Funds
BLACKROCK PRIVATE EQUITY SELECT FUND I, LP United States 805-8180871909 Private Equity Fund 0 100,000 Fund of Funds
ARTHUR STREET PORTFOLIO, L.P. Cayman Islands 805-7606238014 Private Equity Fund 2,626,148 100,000 Fund of Funds
ARTHUR STREET PORTFOLIO II, L.P. Cayman Islands 805-4955656093 Private Equity Fund 3,567,367 100,000
ARTHUR STREET PORTFOLIO IV, L.P. Cayman Islands 805-9298798697 Private Equity Fund 35,410,961 100,000
BR/ERB CO-INVESTMENT FUND, L.P. United States 805-9857465468 Private Equity Fund 41,803,679 100,000
RED RIVER DIRECT INVESTMENT FUND, L.P. United States 805-7570820507 Private Equity Fund 151,939,388 100,000
TFO ASIA PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-7093511199 Private Equity Fund 95,743,979 100,000
PRIVATE EQUITY PARTNERS VII (DELAWARE), L.P. United States 805-8809596651 Private Equity Fund 0 100,000 Feeder Fund Fund of Funds
TOPANGA PRIVATE OPPORTUNITIES, L.P. United States 805-8827303356 Private Equity Fund 1,036,965,662 100,000
VESEY STREET PORTFOLIO IV, L.P. Cayman Islands 805-1526860320 Private Equity Fund 123,576,351 100,000
VESEY STREET FUND V, L.P. United States 805-7263306737 Private Equity Fund 133,962,607 100,000
VESEY STREET FUND (CAYMAN) V, L.P. Cayman Islands 805-3453435870 Private Equity Fund 88,014,910 100,000
ENHANCED EUROPE SERIES OF BLACKROCK QUANTITATIVE PARTNERS, LP United States 805-1418197785 Other Private Fund FUND IN LIQUIDATION 217,774 2,500,000
BR CO-INVESTMENT BETA I, L.P. Cayman Islands 805-5217983352 Private Equity Fund 30,008,040 100,000 Master Fund
VESEY STREET FUND II, L.P. United States 805-4914471256 Private Equity Fund 18,711,661 100,000
FM GLOBAL INVESTMENT PARTNERS, L.P. United States 805-5222414697 Private Equity Fund 292,297,949 100,000 Fund of Funds
VESEY STREET PORTFOLIO, L.P. Cayman Islands 805-6296501687 Private Equity Fund 22,481,360 100,000 Fund of Funds
AVIATION HOLDINGS III, L.P. United States 805-8348159244 Hedge Fund 223,342,796 5,000,000
NDSIB PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3264346102 Private Equity Fund 246,219,087 100,000
MONTCLAIR CAPITAL FUND, LLC United States 805-3575323114 Hedge Fund 0 1,000,000 Feeder Fund
BR CO-INVESTMENT ALFA I, L.P. Cayman Islands 805-7881010976 Private Equity Fund 134,561,928 100,000 Master Fund
HIGH STREET FUND, L.P. United States 805-3461770905 Private Equity Fund 240,690,644 100,000 Master Fund Fund of Funds
ORANGE PEP FUND, L.P. United States 805-8412260378 Private Equity Fund 80,278,356 100,000
MONTVALE CAPITAL FUND, LLC United States 805-5736064800 Hedge Fund 0 200,000 Feeder Fund
MONEY MARKET SERIES OF SL LIQUIDITY SERIES, LLC United States 805-8781969584 Liquidity Fund 2,175,337,898 100,000,000
BLACKROCK PRIVATE EQUITY SELECT FUND II, L.P. United States 805-2697003472 Private Equity Fund 22,003,930 100,000 Fund of Funds
R3 (B), L.P. United States 805-3958887739 Hedge Fund 3,789,342 1,000,000 Feeder Fund
BLACKROCK PRIVATE EQUITY PARTNERS VI US, L.P. United States 805-2330267157 Private Equity Fund 46,079,126 100,000 Fund of Funds
ALPHA PLUS LIBOR SERIES OF BLACKROCK PORTABLE ALPHA INVESTMENT STRATEGIES, L.P. United States 805-9176867928 Hedge Fund 23,441 10,000,000
R3 (C), LTD. Cayman Islands 805-3286904576 Hedge Fund 65,531,194 1,000,000 Feeder Fund
TAX MANAGED OPPORTUNITY FUND LLC United States 805-6401054468 Hedge Fund 49,011,438 200,000 Master Fund
COIN PRIVATE OPPORTUNITIES, L.P. United States 805-2605993007 Private Equity Fund 91,606,398 100,000 Fund of Funds
NJDOI OPPORTUNISTIC REAL ESTATE INVESTMENT PROGRAM, L.P. United States 805-3523580297 Private Equity Fund 8,569,595 100,000 Fund of Funds
NJDOI CORE PLUS REAL ESTATE INVESTMENT PROGRAM, L.P. United States 805-4624840210 Private Equity Fund 21,811,848 100,000 Fund of Funds
VFL CO INVEST PARTNERS, L.P. United States 805-4832259021 Private Equity Fund 400,316,487 100,000
PRIVATE EQUITY PARTNERS VII US, L.P. United States 805-6795278980 Private Equity Fund 53,471,426 100,000 Fund of Funds

BLACKROCK INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2018-05-18
Name Title Start Date Direct/Indirect % Ownership
TRIDENT MERGER, LLC SOLE MEMBER 09/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE MEMBER direct 2006-09-01
SHEDLIN, GARY, STEPHEN CHIEF FINANCIAL OFFICER 05/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
LAZARD FRERES & CO. LLC MEMBER OF MANAGEMENT COMMITTEE direct 2002-01-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF FINANCIAL OFFICER direct 2013-05-01
BLACKROCK FUND ADVISORS CHIEF FINANCIAL OFFICER direct 2015-04-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
GOLDSTEIN, ROBERT, LAWRENCE CHIEF OPERATING OFFICER 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHEIF OPERATING OFFICER direct 2014-06-01
BLACKROCK FUND ADVISORS CHIEF OPERATING OFFICER direct 2014-07-01
BLACKROCK FUND ADVISORS DIRECTOR direct 2015-06-01
BLACKROCK ADVISORS, LLC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK ADVISORS, LLC DIRECTOR direct 2015-10-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 2015-10-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2014-06-01
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 2015-10-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2014-06-01
PARK, CHARLES, CHOON SIK CHIEF COMPLIANCE OFFICER 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER direct 2006-08-01
BLACKROCK FUND ADVISORS CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR direct 2006-08-01
AMERICAN CENTURY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-09-01
AMERICAN CENTURY ADVISORY SERVICES, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2005-03-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
Meade, Christopher, Joseph GENERAL COUNSEL AND CHIEF LEGAL OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK FUND ADVISORS GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK ADVISORS, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK FINANCIAL MANAGEMENT, INC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK CAPITAL MANAGEMENT, INC. GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
BLACKROCK INVESTMENT MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF LEGAL OFFICER direct 2016-11-01
KAPITO, ROBERT, STEVEN PRESIDENT 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK (JAPAN) INC. VICE CHAIRMAN AND DIRECTOR direct 1995-02-01
BLACKROCK FUND ADVISORS PRESIDENT direct 2009-12-01
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, LLC PRESIDENT direct 2007-09-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2007-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2007-09-01
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT, DIRECTOR direct 2007-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT direct 2007-09-01
BLACKROCK ADVISORS, INC VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION VICE CHAIRMAN AND DIRECTOR direct 1998-02-01 2007-04-18
STATE STREET RESEARCH & MANAGEMENT COMPANY VICE CHAIRMAN direct 2005-01-01 2007-04-18
BLACKROCK CAPITAL MANAGEMENT, INC. VICE CHAIRMAN & DIRECTOR direct 1999-11-01 2007-04-18
BLACKROCK INTERNATIONAL, LTD. VICE CHAIRMAN & DIRECTOR direct 1998-03-01 2007-04-18
BLACKROCK FINANCIAL MANAGEMENT, INC VICE CHAIRMAN AND DIRECTOR direct 1988-04-01 2007-07-03
BLACKROCK INTERNATIONAL, LTD. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2007-10-31
BLACKROCK ADVISORS, LLC PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT direct 2007-09-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT AND MANAGING DIRECTOR direct 2007-09-01 2008-10-03
BLACKROCK REALTY ADVISORS INC DIRECTOR direct 2005-02-01 2008-10-03
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK ADVISORS, LLC PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION PRESIDENT & DIRECTOR direct 2007-09-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2011-07-15
BLACKROCK FUND ADVISORS PRESIDENT & DIRECTOR direct 2009-12-01 2015-04-10
BLACKROCK FINANCIAL MANAGEMENT, INC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK ADVISORS, LLC PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK CAPITAL MANAGEMENT, INC. PRESIDENT, DIRECTOR direct 2007-09-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1999-09-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK ADVISORS, LLC DIRECTOR direct 2007-08-01 2015-10-05
FINK, LAURENCE, DOUGLAS CHIEF EXECUTIVE OFFICER 09/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1998-02-01
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2006-09-01
STATE STREET RESEARCH & MANAGEMENT COMPANY CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2005-01-01
BLACKROCK HPB MANAGEMENT, LLC DIRECTOR direct 2003-04-01
ENSO CAPITAL MANAGEMENT LLC MEMBER direct 2002-02-01
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1999-11-01
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER direct 2009-12-01
BLACKROCK (JAPAN) INC. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1995-02-01
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1994-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 1994-10-01
BLACKROCK ADVISORS, LLC CHAIRMAN direct 1994-09-01
BLACKROCK INTERNATIONAL, LTD. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1998-03-01 2007-10-31
UBS ENSO MANAGEMENT LLC MEMBER OF ENSO CAPITAL MANAGEMENT LLC direct 2002-02-01 2008-03-18
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER direct 1998-02-01 2008-10-03
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 1988-04-01 2008-10-03
BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1998-02-01 2010-03-31
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1988-04-01 2010-03-31
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 1994-09-01 2010-03-31
STATE STREET RESEARCH & MANAGEMENT COMPANY CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-01-01 2010-03-31
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 1999-11-01 2010-03-31
BLACKROCK INVESTMENT MANAGEMENT, LLC CHAIRMAN & CHIEF EXECUTIVE OFFICER direct 2006-09-01 2010-05-19
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1994-09-01 2011-06-10
BLACKROCK INVESTMENT MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 2006-09-01 2011-07-15
BLACKROCK FUND ADVISORS CHIEF EXECUTIVE OFFICER & CHAIRMAN direct 2009-12-01 2015-04-10
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1999-11-01 2015-05-18
BLACKROCK ADVISORS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 1994-09-01 2015-05-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR direct 1988-04-01 2015-05-18
BLACKROCK FUND ADVISORS DIRECTOR direct 2009-12-01 2015-06-23
BLACKROCK FUND ADVISORS CHAIRMAN direct 2009-12-01 2015-06-23
BLACKROCK ADVISORS, LLC DIRECTOR direct 2010-01-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. DIRECTOR direct 1999-11-01 2015-10-05
BLACKROCK FINANCIAL MANAGEMENT, INC DIRECTOR direct 1994-10-01 2015-10-05
BLACKROCK CAPITAL MANAGEMENT, INC. CHAIRMAN direct 1999-11-01 2015-11-18
BLACKROCK CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 1999-11-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER direct 1994-10-01 2015-11-18
BLACKROCK FINANCIAL MANAGEMENT, INC CHAIRMAN direct 1994-10-01 2015-11-18
BLACKROCK, INC. SOLE SHAREHOLDER TRIDENT MERGER, LLC 09/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BARCLAYS GLOBAL FUND ADVISORS SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INTERNATIONAL LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK FINANCIAL MANAGEMENT, INC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK CAPITAL MANAGEMENT, INC. SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK INVESTMENT MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01
XULU INC SOLE SHAREHOLDER direct 2015-10-01
JMML MEZZANINE ADVISORS, LLC SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT (SCHWEIZ) AG SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK (SINGAPORE) LIMITED SOLE SHAREHOLDER indirect 2006-09-01
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED SOLE SHAREHOLDER indirect 2006-09-01
GALLATIN POINT CAPITAL LLC SHAREHOLDER indirect 2017-01-01
BLACKROCK ALTERNATIVES MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ARTHUR STREET PORTFOLIO III, L.P. Cayman Islands 805-3880736788 Private Equity Fund 24,503,922 250,000 Fund of Funds
WY INVESTMENT FUND, L.P. Cayman Islands 805-2737635770 Private Equity Fund 112,016,972 100,000 Master Fund
PASSAGE PORTFOLIO II, L.P. Cayman Islands 805-5558777131 Private Equity Fund 12,631,774 5,000,000 Fund of Funds
HIGH ROCK MASTER, L.P. Cayman Islands 805-5918888888 Private Equity Fund 423,851,127 100,000 Master Fund Fund of Funds
AK PRIVATE EQUITY CO-INVESTMENT FUND, L.P. United States 805-6676908744 Private Equity Fund 110,464,185 0
BR/ERB CO-INVESTMENT FUND II, L.P. United States 805-2197898339 Private Equity Fund 211,972,890 0 Fund of Funds
HIGH ROCK FEEDER, L.P. Cayman Islands 805-1457663350 Private Equity Fund 0 100,000 Feeder Fund
VESEY STREET FUND IV, L.P. United States 805-2146296486 Private Equity Fund 59,282,339 5,000,000 Fund of Funds
POF III CAYMAN MASTER FUND, L.P. Cayman Islands 805-1420429229 Private Equity Fund 321,920,670 100,000 Master Fund
RED RIVER DIRECT INVESTMENT FUND II, L.P. United States 805-9096286705 Private Equity Fund 436,104,713 0 Fund of Funds
SONJ PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3213768075 Private Equity Fund 17,305,287 0 Fund of Funds
ARTHUR STREET FUND, L.P. United States 805-3147386176 Private Equity Fund 4,671,588 1,000,000 Fund of Funds
VESEY STREET FUND III (ERISA), L.P. United States 805-7461417875 Private Equity Fund 40,491,944 5,000,000 Fund of Funds
VESEY STREET FUND IV (ERISA), L.P. United States 805-5625253907 Private Equity Fund 228,092,663 5,000,000 Fund of Funds
VESEY STREET FUND V (ERISA), L.P. United States 805-5753705910 Private Equity Fund 95,676,636 5,000,000 Fund of Funds
VESEY STREET PORTFOLIO V, L.P. Cayman Islands 805-6906900349 Private Equity Fund 0 5,000,000 Feeder Fund Fund of Funds
SONJ PRIVATE OPPORTUNITIES FUND II, L.P. United States 805-7965662454 Private Equity Fund 0 0 Fund of Funds
THE EQUITY-BROADWAY LEAGUE PRIVATE EQUITY FUND I, L.P. United States 805-3756092610 Private Equity Fund 92,771,895 0 Fund of Funds
ERB TACTICAL OPPORTUNITIES, L.P. United States 805-3873983117 Private Equity Fund 108,722,292 0 Fund of Funds
TANGO CAPITAL OPPORTUNITIES FUND, L.P. United States 805-9028602797 Private Equity Fund 160,291,405 5,000,000
BLACKROCK PRIVATE OPPORTUNITIES FUND III (CAYMAN), L.P. Cayman Islands 805-8516714054 Private Equity Fund 0 100,000 Feeder Fund
BLACKROCK SBC FUND INVESTMENTS, LLC United States 805-2404793481 Private Equity Fund 0 0
HIGH STREET FEEDER, L.P. Cayman Islands 805-3342788281 Private Equity Fund 0 5,000,000 Feeder Fund
WY INVESTMENT FEEDER, L.P. Cayman Islands 805-3555282586 Private Equity Fund 0 100,000 Feeder Fund
BLACKROCK SPECIAL OPPORTUNITIES FUND, L.P. United States 805-1022349769 Private Equity Fund 365,994,078 0
VESEY STREET PORTFOLIO II, L.P. Cayman Islands 805-3474479289 Private Equity Fund 23,682,927 5,000,000 Fund of Funds
TORO ABS CDO I, LTD. Cayman Islands 805-1347070794 Securitized Asset Fund 66,944,614 200,000
VESEY STREET FUND III, L.P. (ONSHORE) United States 805-7792376618 Private Equity Fund 47,523,207 5,000,000 Fund of Funds
VESEY STREET FUND III, L.P. - C United States 805-2790936718 Private Equity Fund 26,170,675 5,000,000 Fund of Funds
ARTHUR STREET FUND II, L.P. United States 805-7711070228 Private Equity Fund 12,302,504 250,000 Fund of Funds
VESEY STREET FUND III, L.P. - D United States 805-6510908228 Private Equity Fund 20,376,748 5,000,000 Fund of Funds
OV PRIVATE OPPORTUNITIES, L.P. United States 805-5864332426 Private Equity Fund 71,145,198 10,000
AVIATION HOLDINGS II SECURITIES, L.P. Cayman Islands 805-8139990988 Hedge Fund 73,819 1,000,000
AVIATION HOLDINGS I, L.P. Cayman Islands 805-1052007938 Hedge Fund 6,953,631 0
VESEY STREET PORTFOLIO III, L.P. (OFFSHORE) Cayman Islands 805-8347986121 Private Equity Fund 89,378,027 5,000,000 Fund of Funds
R3 CAPITAL PARTNERS (C) (MASTER), L.P. Cayman Islands 805-3486408152 Hedge Fund 0 1,000,000 Master Fund Feeder Fund
VESEY STREET FUND III, L.P. - E United States 805-7429489178 Private Equity Fund 20,513,013 5,000,000 Fund of Funds
LONGHORN CDO (CAYMAN) LTD. Cayman Islands 805-9212775085 Securitized Asset Fund 0 250,000
R3 CAPITAL PARTNERS MASTER, L.P. Cayman Islands 805-5487256595 Hedge Fund 510,224,047 500,000 Master Fund
BR CO-INVESTMENT ALFA I FEEDER, L.P. Cayman Islands 805-6599115937 Private Equity Fund 0 100,000 Feeder Fund Fund of Funds
VESEY STREET FUND, L.P. United States 805-4308101968 Private Equity Fund 17,508,003 5,000,000 Master Fund Fund of Funds
PASSAGE PORTFOLIO, L.P. Cayman Islands 805-9446365010 Private Equity Fund 12,057,059 5,000,000 Fund of Funds
PASSAGE PORTFOLIO III, L.P. Cayman Islands 805-3448231048 Private Equity Fund 89,491,998 5,000,000 Fund of Funds
RED RIVER DIRECT INVESTMENT FUND III, L.P. United States 805-7672654184 Private Equity Fund 589,149,174 100,000
FV FUND, L.P. Cayman Islands 805-3499279310 Private Equity Fund 59,703,208 0 Master Fund Fund of Funds
NHRS PRIVATE OPPORTUNITIES, L.P. United States 805-2566552185 Private Equity Fund 157,578,253 0 Fund of Funds
HIGH ROCK DIRECT FUND, L.P. Cayman Islands 805-2513452995 Private Equity Fund 8,823,987 100,000
NAVARRO 1 FUND, LLC United States 805-7732340046 Other Private Fund LONG ONLY 564,686,067 0
VESEY STREET FUND V-M, L.P. United States 805-6730030265 Private Equity Fund 44,396,378 0 Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND III, L.P. United States 805-7216767871 Private Equity Fund 297,355,202 0
BR CO-INVESTMENT BETA I FEEDER, L.P. Cayman Islands 805-1975332228 Private Equity Fund 0 100,000 Feeder Fund Fund of Funds
FV FEEDER, L.P. Cayman Islands 805-8836276672 Private Equity Fund 0 100,000 Feeder Fund Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND II (CAYMAN), L.P. Cayman Islands 805-9451657566 Private Equity Fund 0 100,000 Feeder Fund Fund of Funds
VESEY STREET FUND III, L.P. - B United States 805-7724769255 Private Equity Fund 82,147,943 5,000,000 Fund of Funds
AVIATION HOLDINGS II, L.P. United States 805-4783775869 Hedge Fund 29,663,184 1,000,000
ARTHUR STREET FUND III, L.P. United States 805-4107776115 Private Equity Fund 35,741,835 250,000 Fund of Funds
ARTHUR STREET FUND IV, L.P. United States 805-6555720504 Private Equity Fund 89,685,130 250,000 Fund of Funds
FULTON STREET FUND, LP United States 805-7701823468 Private Equity Fund 9,317,898 250,000 Fund of Funds
AVIATION HOLDINGS II OFFSHORE (MASTER), L.P. Cayman Islands 805-5612860208 Hedge Fund 17,762,944 1,000,000 Master Fund
AVIATION HOLDINGS II OFFSHORE (FEEDER), L.P. Cayman Islands 805-2626698707 Hedge Fund 0 1,000,000 Feeder Fund
AVIATION HOLDINGS II INVESTMENTS, L.P. United States 805-7658528647 Hedge Fund 47,715,244 1,000,000
PASSAGE PRIVATE OPPORTUNITIES FUND, L.P. United States 805-7222911028 Private Equity Fund 8,134,531 1,000,000 Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND, L.P. United States 805-8661001744 Private Equity Fund 25,256,786 1,000,000 Fund of Funds
BLACKROCK PRIVATE OPPORTUNITIES FUND II, L.P. United States 805-8560941830 Private Equity Fund 72,764,245 1,000,000 Master Fund Fund of Funds
BLACKROCK PRIVATE EQUITY SELECT FUND I, L.P. United States 805-8180871909 Private Equity Fund 15,048,366 250,000 Fund of Funds
ARTHUR STREET PORTFOLIO, L.P. Cayman Islands 805-7606238014 Private Equity Fund 2,905,539 500,000 Fund of Funds
ARTHUR STREET PORTFOLIO II, L.P. Cayman Islands 805-4955656093 Private Equity Fund 4,891,335 250,000 Fund of Funds
ARTHUR STREET PORTFOLIO IV, L.P. Cayman Islands 805-9298798697 Private Equity Fund 41,889,674 250,000 Fund of Funds
BR/ERB CO-INVESTMENT FUND, L.P. United States 805-9857465468 Private Equity Fund 56,841,634 0 Fund of Funds
RED RIVER DIRECT INVESTMENT FUND, L.P., 2009 SERIES United States 805-7570820507 Private Equity Fund 153,748,283 0 Fund of Funds
NDSIB PRIVATE OPPORTUNITIES FUND, L.P. United States 805-3264346102 Private Equity Fund 195,539,811 5,000,000 Fund of Funds
MONTCLAIR CAPITAL FUND, LLC United States 805-3575323114 Hedge Fund 0 1,000,000 Feeder Fund Fund of Funds
BR CO-INVESTMENT ALFA I, L.P. Cayman Islands 805-7881010976 Private Equity Fund 143,173,802 100,000 Master Fund Fund of Funds
HIGH STREET FUND, L.P. United States 805-3461770905 Private Equity Fund 74,304,183 5,000,000 Master Fund Fund of Funds
ORANGE PEP FUND, L.P. United States 805-8412260378 Private Equity Fund 62,774,698 5,000,000
MONTVALE CAPITAL FUND, LLC United States 805-5736064800 Hedge Fund 0 200,000 Feeder Fund Fund of Funds
MONEY MARKET SERIES, A SERIES OF SL LIQUIDITY SERIES, LLC United States 805-8781969584 Liquidity Fund 1,720,497,455 100,000,000
BLACKROCK PRIVATE EQUITY SELECT FUND II, L.P. United States 805-2697003472 Private Equity Fund 21,522,041 250,000 Fund of Funds
R3 (B), L.P. United States 805-3958887739 Hedge Fund 0 1,000,000 Feeder Fund
BLACKROCK PRIVATE EQUITY PARTNERS VI US, L.P. United States 805-2330267157 Private Equity Fund 46,947,139 1,000,000 Fund of Funds
ALPHA PLUS LIBOR SERIES OF BLACKROCK PORTABLE ALPHA INVESTMENT STRATEGIES, L.P. United States 805-9176867928 Hedge Fund 61,998 10,000,000
R3 (C), LTD. Cayman Islands 805-3286904576 Hedge Fund 0 1,000,000 Feeder Fund
TAX MANAGED OPPORTUNITY FUND LLC United States 805-6401054468 Hedge Fund 79,014,559 200,000 Master Fund
COIN PRIVATE OPPORTUNITIES, L.P. United States 805-2605993007 Private Equity Fund 88,107,183 1,000,000
NJDOI OPPORTUNISTIC REAL ESTATE INVESTMENT PROGRAM, L.P. United States 805-3523580297 Private Equity Fund 13,354,376 1,000,000 Fund of Funds
NJDOI CORE PLUS REAL ESTATE INVESTMENT PROGRAM, L.P. United States 805-4624840210 Private Equity Fund 28,585,566 1,000,000 Fund of Funds
VFL CO INVEST PARTNERS, L.P. United States 805-4832259021 Private Equity Fund 399,762,449 1,000,000
PRIVATE EQUITY PARTNERS VII US, L.P. United States 805-6795278980 Private Equity Fund 51,788,500 1,000,000 Fund of Funds
TFO ASIA PRIVATE OPPORTUNITIES FUND, L.P. Cayman Islands 805-7093511199 Private Equity Fund 92,903,178 1,000,000
PRIVATE EQUITY PARTNERS VII (DELAWARE), L.P. United States 805-8809596651 Private Equity Fund 0 1,000,000 Fund of Funds
TOPANGA PRIVATE OPPORTUNITIES, L.P. United States 805-8827303356 Private Equity Fund 948,540,000 1,000,000
VESEY STREET PORTFOLIO IV, L.P. Cayman Islands 805-1526860320 Private Equity Fund 141,999,493 5,000,000 Fund of Funds
VESEY STREET FUND V, L.P. United States 805-7263306737 Private Equity Fund 118,025,065 5,000,000 Fund of Funds
VESEY STREET FUND (CAYMAN) V, L.P. Cayman Islands 805-3453435870 Private Equity Fund 79,519,813 100,000 Master Fund Fund of Funds
ENHANCED EUROPE SERIES OF BLACKROCK QUANTITATIVE PARTNERS, LP United States 805-1418197785 Other Private Fund FUND IN LIQUIDATION 0 2,500,000
BR CO-INVESTMENT BETA I, L.P. Cayman Islands 805-5217983352 Private Equity Fund 15,515,855 100,000 Master Fund Fund of Funds
VESEY STREET FUND II, L.P. United States 805-4914471256 Private Equity Fund 26,561,644 5,000,000 Fund of Funds
FM GLOBAL INVESTMENT PARTNERS, L.P. United States 805-5222414697 Private Equity Fund 299,883,321 1,000,000 Fund of Funds
VESEY STREET PORTFOLIO, L.P. Cayman Islands 805-6296501687 Private Equity Fund 22,605,623 5,000,000 Fund of Funds
AVIATION HOLDINGS III LP United States 805-8348159244 Hedge Fund 101,414,000 5,000,000

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