ASSURED INVESTMENT MANAGEMENT LLC
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NEW YORK NY
Investment Advisor
Hedge Fund
Activist Investor
Assured Investment Management is based out of New York. Assured Investment Management is a hedge fund with 34 clients and discretionary assets under management (AUM) of $11,397,614,620 (Form ADV from 2025-03-31). Whalewisdom has at least 46 13F filings, 73 13D filings, 95 13G filings, and 84 Form 4 filings
Business Description
SPL is an SEC-registered investment adviser required to comply with federal and state securities laws, including regulatory filings related to Client Accounts and activities under the Advisers Act. SPL provides advisory services tailored to the investment objectives, strategy, and restrictions outlined in the governing documents of each Client Account or the investment management agreement. SPL typically does not tailor its advisory services to the individual needs of investors in the Client Accounts and generally does not accept material investment restrictions imposed by such investors.
SPL also engages Sound Point to provide back- and middle-office services, administrative support, infrastructure, and investment professionals to assist in portfolio selection and asset management for SPL’s Client Accounts and Fuji CLOs. As an investment adviser, SPL has a fiduciary obligation to seek "best execution" for client transactions, considering factors like total cost, commission rates, research value, negotiation ability, volume discounts, operational efficiency, reliability, and access to markets. SPL addresses potential conflicts of interest through its broker selection review process, which requires key SPL individuals to evaluate a broker-dealer’s performance in a wide variety of categories.
Investment Strategy
SPL's portfolio managers oversee a team organized by sub-strategy. They analyze trade ideas, monitor the portfolio, perform risk and scenario analyses, and seek investment opportunities within their strategy. The portfolio management team decides which investment ideas to implement based on current portfolio exposures, the market environment, the attractiveness, risk profile, and liquidity of new positions, and the judgment of its members.
SPL's investment strategies and themes are broadly grouped into SPL CLOs. This includes positions across the capital structure of collateralized loan obligations advised by SPL and BlueMountain Fuji, as well as managing the underlying assets held by SPL CLOs, including leveraged loans and high yield bonds.
Owners
- KETCHUM, STEPHEN, JEROME - CHIEF EXECUTIVE OFFICER
- GERLITZ, KEVIN, PETER - CHIEF FINANCIAL OFFICER
- SOUND POINT CAPITAL MANAGEMENT, LP - MEMBER
- RUBERTI, WENDY, LYNNE - GENERAL COUNSEL
- SAYAGO, ANDREA, J.S. - CHIEF COMPLIANCE OFFICER
- SEELAUS, SARAH, ZELLER - CHIEF OPERATING OFFICER Click on the Ownership/Private Fund Data tab for more details.
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2025-03-31
Top Buys (13F)
| Name | % Change |
|---|
2025-03-31
Top Sells (13F)
| Name | % Change |
|---|
2025-03-31
13F Holdings Summary
2025-03-31
13F Activity
| Market Value | $0, Prior: $79.5m |
| New Purchases | 0 stocks |
| Added To | 0 stocks |
| Sold out of | 0 stocks |
| Reduced holdings in | 0 stocks |
| Top 10 Holdings % | % |
| Turnover %[1] | % |
| Turnover Alt %[2] | % |
| Time Held Top 20 | quarters |
| Time Held Top 10 | quarters |
| Time Held All | quarters |
[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.
[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.
2025-03-31
13F Sector Allocation Over Time
limited to past 4 quarters. Subscribe to see all available data
2025-03-31
Analysis
Top 20 equal-weighted holdings. Performance numbers calculated through 2025-03-31