BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC

HTTPS://WWW.BLUEMOUNTAINCAPITAL.COM NEW YORK, NY Investment Advisor Hedge Fund Activist Investor How do I update this listing?

Also known as:

  • BLUEMOUNTAIN CAPITAL MGT LLC

Bluemountain Capital Management is based out of New York. Bluemountain Capital Management is a large advisory firm with 52 clients and discretionary assets under management (AUM) of $30,435,822,000 (Form ADV from 2019-03-27). Their last reported 13F filing for Q1 2019 included $8,966,249,000 in managed 13F securities and a top 10 holdings concentration of 74.74%. Bluemountain Capital Management's largest holding is iShares iBoxx $ High Yield Corp Bond ETF with shares held of 3,621,300. Whalewisdom has at least 40 13F filings, 63 13D filings, 93 13G filings, and 75 Form 4 filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $8.966 Billion
  • Prior Market Value $3.528 Billion
  • New Purchases364 stocks
  • Additional Purchases286 stocks
  • Sold out of345 stocks
  • Reduced holdings in470 stocks
  • Top 10 Holdings % 74.74 %
  • Turnover % [1]:63.13%
  • Turnover Alt % [2]: 21.85 %
  • Time Held Top20:1.10 quarters
  • Time Held Top10:0.80 quarters
  • Time Held All:4.19 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: -0.81%
Performance Last 4 Quarters: -15.18%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR/A (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR/A (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR/A (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR/A (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR/A (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR/A (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC
Classified as Hedge Fund
280 PARK AVENUE, 12TH FLOOR
NEW YORK NY    10017
Country: United States

Business Phone: 212-905-3900
Fax: 212-905-3901
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 227
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 9,624,230,000
Total Number of Clients: 52
Amount of client funds and securities by related persons: 9,624,230,000
Total Number of clients from related persons: 40
Disclosures: 11.D (2),11.D (4)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
FELDSTEIN, ANDREW, TODD CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER 07/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER direct 2003-07-01
BLUECREST NORTH AMERICA L.P. MANAGING DIRECTOR direct 2003-07-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER; CO-CHIEF INVESTMENT OFFICER direct 2003-07-01
BLUEMOUNTAIN CAPITAL MANAGEMENT L.P. MANAGING PRINCIPAL; CHIEF EXECUTIVE OFFICER direct 2003-07-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MANAGING PRINCIPAL; CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER direct 2003-07-01
BLUEMOUNTAIN CAPITAL MANAGEMENT L.P. MANAGING MEMBER indirect 2005-01-01
BLUEMOUNTAIN CAPITAL MANAGEMENT L.P. MANAGING MEMBER indirect 2005-01-01
AP COMMERCIAL LLC ELECTED MANAGER indirect 2012-06-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC MEMBER direct 2017-03-01
SIDEROW, STEPHEN, MILES PARTNER; CO-PRESIDENT 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MANAGING PARTNER; PRESIDENT direct 2003-07-01
BLUECREST NORTH AMERICA L.P. CHIEF OPERATING OFFICER direct 2003-07-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC PRESIDENT direct 2003-07-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MANAGING PARTNER; CO-PRESIDENT direct 2003-07-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC PARTNER; PRESIDENT direct 2003-07-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MANAGING PRINCIPAL; PRESIDENT; CHIEF COMPLIANCE OFFICER direct 2003-07-01
BLUECREST NORTH AMERICA L.P. CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER direct 2003-07-01
BLUECREST NORTH AMERICA L.P. MANAGING PRINCIPAL; CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER direct 2003-07-01
BLUEMOUNTAIN CAPITAL MANAGEMENT L.P. MANAGING PRINCIPAL; PRESIDENT; CHIEF COMPLIANCE OFFICER direct 2005-05-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC MEMBER direct 2017-03-01
LIBERMAN, MICHAEL PARTNER; CHIEF OPERATING OFFICER; CO-PRESIDENT 03/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MANAGING PARTNER; CHIEF OPERATING OFFICER; CHIEF RISK OFFICER direct 2005-03-01
BLUECREST NORTH AMERICA L.P. MANAGING PRINCIPAL direct 2005-03-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC PARTNER; CHIEF OPERATING OFFICER direct 2005-03-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MANAGING PRINCIPAL; CHIEF OPERATING OFFICER; CHIEF RISK OFFICER direct 2005-03-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF TECHNOLOGY OFFICER; HEAD OF QUANTITATIVE STRATEGY direct 2005-03-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MANAGING PARTNER; CHIEF OPERATING OFFICER direct 2005-03-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF OPERATING OFFICER; HEAD OF ANALYTICS & TECHNOLOGY direct 2005-03-01
AP COMMERCIAL LLC ELECTED MANAGER indirect 2012-06-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC MEMBER direct 2017-03-01
AMG NEW YORK HOLDINGS CORPORATION MEMBER 12/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HARTWELL J M LTD PARTNERSHIP LIMITED PARTNER direct 1994-05-01
THIRD AVENUE MANAGEMENT LLC EQUITYHOLDER OF EL-TRAIN ACQUISITION LLC indirect 2002-05-01
THIRD AVENUE MANAGEMENT LLC EQUITYHOLDER AND MANAGING MEMBER OF THIRD AVENUE HOLDINGS DELAWARE LLC indirect 2002-08-01
PANTHEON VENTURES INC. SHAREHOLDER direct 2016-12-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MEMBER direct 2007-12-01
GENESIS ASSET MANAGERS, LLP MANAGING MEMBER indirect 2004-02-01
GENESIS INVESTMENT MANAGEMENT, LLP MANAGING MEMBER indirect 2004-02-01
GENESIS INVESTMENT MANAGEMENT, LLP MANAGING MEMBER indirect 2004-02-01
GENESIS ASSET MANAGERS, LLP MANAGING MEMBER indirect 2004-02-01
GENESIS ASSET MANAGERS, LLP SHAREHOLDER indirect 2013-12-01
FFT WEALTH MANAGEMENT LLC EQUITY HOLDER OF EL-TRAIN ACQUISITION LLC indirect 2002-05-01
FFT WEALTH MANAGEMENT LLC EQUITY HOLDER AND MANAGING MEMBER OF THIRD AVENUE HOLDINGS DELAWARE LLC indirect 2002-08-01
PANTHEON VENTURES (US) LP OWNER indirect 2016-12-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2013-12-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC MEMBER indirect 2007-12-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC MEMBER direct 2017-03-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2013-12-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2013-12-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2013-12-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER direct 2016-01-01
REEVES, WILLIAM, HUNTINGTON MEMBER 12/01/2007 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BLUECREST NORTH AMERICA L.P. CHIEF INVESTMENT OFFICER indirect 2000-04-01
BLUECREST NORTH AMERICA L.P. CHIEF INVESTMENT OFFICER direct 2003-07-01
BLUEMOUNTAIN CAPITAL MANAGEMENT L.P. PARTNER indirect 2005-02-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MEMBER direct 2007-12-01
BLUECREST CAPITAL MANAGEMENT LIMITED DIRECTOR, SHAREHOLDER direct 2000-04-01
BLUECREST CAPITAL LLP BOARD MEMBER, MEMBER direct 2008-12-01
BLUEMOUNTAIN FUJI MANAGEMENT, LLC MEMBER indirect 2007-12-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC MEMBER indirect 2007-12-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC MEMBER direct 2017-03-01
FRIEDMAN, PAUL, ALEXANDER PARTNER; GENERAL COUNSEL; CHIEF ADMINISTRATIVE OFFICER & SECRETARY 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER; DEPUTY GENERAL COUNSEL; VICE PRESIDENT OF BUSINESS MANAGEMENT AND STRATEGY direct 2011-01-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER; CHIEF ADMINISTRATIVE OFFICER OF REGISTRANT AND BLUE MOUNTAIN CAPITAL PARTNERS (LONDON) LLP direct 2011-01-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER; HEAD OF U.S. LEGAL; CHIEF ADMINISTRATIVE OFFICER direct 2011-01-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER; HEAD OF U.S. LEGAL direct 2011-01-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC PARTNER; GENERAL COUNSEL; CHIEF ADMINISTRATIVE OFFICER & SECRETARY OF REGISTRANT AND BLUE MOUNTAIN CAPITAL PARTNERS (LONDON) LLP direct 2011-01-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC PARTNER; CHIEF FINANCIAL OFFICER; CHIEF ADMINISTRATIVE OFFICER OF REGISTRANT AND BLUE MOUNTAIN CAPITAL PARTNERS (LONDON) LLP direct 2011-01-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER; CHIEF ADMINISTRATIVE OFFICER direct 2011-01-01
AP COMMERCIAL LLC ELECTED MANAGER indirect 2012-06-01
ALBERT, ERIC, MILO CHIEF COMPLIANCE OFFICER 08/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-08-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER OF REGISTRANT, BLUE MOUNTAIN (LONDON) AND BLUEVIRGO direct 2015-08-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER OF REGISTRANT, BLUE MOUNTAIN (LONDON), BLUEVIRGO AND BLUEMOUNTAIN FUJI direct 2015-08-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER OF REGISTRANT, BLUE MOUNTAIN CAPITAL PARTNERS (LONDON) LLP AND BLUEVIRGO CAPITAL MANAGEMENT, LLC direct 2015-08-01
BLUEMOUNTAIN FUJI MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-11-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-02-01
RITCHEA, DAVA, ELAINE PARTNER; CHIEF FINANCIAL OFFICER 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2017-02-01
VERON, JANE, ELIZABETH MEMBER 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MEMBER direct 2019-01-01
AFFILIATED MANAGERS GROUP, INC. SHAREHOLDER AMG NEW YORK HOLDINGS CORP. 12/01/2000 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HARTWELL J M LTD PARTNERSHIP SOLE MEMBER indirect 1994-05-01
FQN MANAGEMENT LLC OWNER indirect 1995-12-01
BURRIDGE GROUP LLC OWNER indirect 1996-12-01
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER indirect 1999-01-01
THE MANAGERS FUNDS LLC CORPORATE PARENT indirect 1999-04-01
MANAGERS INVESTMENT GROUP LLC SOLE SHAREHOLDER indirect 1999-04-01
ASTON ASSET MANAGEMENT, LP SOLE SHAREHOLDER indirect 1999-04-01
FRONTIER PERFORMANCE ADVISERS LP MANAGING MEMBER OF THE GENERAL PARTNER indirect 2000-01-01
GIML, LLP SHAREHOLDER indirect 2000-12-01
GENESIS FUND MANAGERS, LLP SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN CAPITAL MANAGEMENT L.P. SHAREHOLDER indirect 2000-12-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN FUJI MANAGEMENT, LLC SHAREHOLDER indirect 2000-12-01
PANTHEON VENTURES (US) LP CORPORATE PARENT indirect 2000-12-01
PANTHEON VENTURES INC. CORPORATE PARENT indirect 2000-12-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2000-12-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2000-12-01
THIRD AVENUE MANAGEMENT LLC EQUITYHOLDER OF AMG NEW YORK HOLDINGS CORP. indirect 2002-05-01
IVORY INVESTMENT MANAGEMENT, L.P. MEMBER AND MANAGER indirect 2002-09-01
FIRST QUADRANT LP SOLE MANAGING MEMBER indirect 2002-09-01
GENESIS ASSET MANAGERS, LLP SHAREHOLDER indirect 2004-06-01
TIMESSQUARE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2004-11-01
AQR CAPITAL MANAGEMENT, LLC MEMBER indirect 2004-11-01
CNH PARTNERS, LLC MEMBER indirect 2004-11-01
BEUTEL, GOODMAN & COMPANY LTD. SHAREHOLDER indirect 2005-06-01
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER - SERIES A indirect 2005-06-01
MONTRUSCO BOLTON INVESTMENTS, INC. SHAREHOLDER indirect 2005-07-01
CHICAGO EQUITY PARTNERS LLC SHAREHOLDER indirect 2006-12-01
GW&K INVESTMENT MANAGEMENT, LLC MANAGER MEMBER direct 2008-10-01
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER indirect 2009-07-01
HARDING LOEVNER LLC OWNER indirect 2009-08-01
ASTON ASSET MANAGEMENT LLC GENERAL PARTNER direct 2010-04-01
ASTON ASSET MANAGEMENT LLC SHAREHOLDER indirect 2010-04-01
SYSTEMATIC FINANCIAL MANAGEMENT LP SOLE MEMBER indirect 2010-12-01
TRILOGY GLOBAL ADVISORS, LP MANAGING MEMBER AND SOLE SHAREHOLDER indirect 2010-12-01
THE RENAISSANCE GROUP LLC MANAGER MEMBER direct 2011-01-01
THE RENAISSANCE GROUP LLC SOLE MEMBER AND MANAGER indirect 2011-01-01
VERITABLE LP PARTNER indirect 2011-03-01
CLARFELD FINANCIAL ADVISORS INC PARTNER indirect 2011-03-01
WELCH & FORBES LLC SERIES A MEMBER AND MANAGER indirect 2011-03-01
BAKER STREET ADVISORS, LLC GENERAL PARTNER indirect 2011-03-01
MYCIO WEALTH PARTNERS, LLC GENERAL PARTNER indirect 2011-03-01
WP GROUP, LLC GENERAL PARTNER indirect 2011-03-01
YACKTMAN ASSET MANAGEMENT LP LIMITED PARTNER direct 2012-06-01
TWEEDY, BROWNE COMPANY LLC MANAGING MEMBER indirect 2012-12-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER direct 2014-03-01
RIVER ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2014-03-01
RIVER ROAD ASSET MANAGEMENT, LLC MEMBER direct 2014-06-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2014-06-01
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2014-06-01
GW&K INVESTMENT MANAGEMENT, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01
YACKTMAN ASSET MANAGEMENT LP MANAGER AND SOLE MEMBER indirect 2014-10-01
VERITAS ASSET MANAGEMENT LLP ULTIMATE PARENT COMPANY indirect 2014-10-01
IVORY INVESTMENT MANAGEMENT, L.P. PARTNER indirect 2015-10-01
CAPEVIEW CAPITAL LLP MANAGING MEMBER indirect 2016-06-01
RENAISSANCE INVESTMENT MANAGEMENT GENERAL PARTNER direct 1995-11-01 2001-04-24
HARTWELL J M LTD PARTNERSHIP SHAREHHOLDER OF GENERAL PARTNER direct 1994-05-01 2001-09-26
HARTWELL J M LTD PARTNERSHIP SHAREHHOLDER OF GENERAL PARTNER direct 1995-10-01 2002-03-25
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C MEMBER direct 1995-03-01 2002-06-10
THIRD AVENUE MANAGEMENT LLC EQUITYHOLDER OF AMG NEW YORK HOLDINGS CORP. indirect 2002-05-01 2002-08-13
GEOCAPITAL LLC SOLE STOCKHOLDER OF GCC indirect 1997-09-01 2003-05-29
RESEARCH AFFILIATES, LLC OWNER indirect 1995-12-01 2004-02-06
PW REDWOOD SEQUOIA MANAGEMENT LLC OWNER indirect 2000-01-01 2004-03-30
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF GP & AMG/TBC direct 1998-12-01 2004-03-31
GENESIS ASSET MANAGERS, LLP SHAREHOLDER indirect 2000-12-01 2004-09-03
SKYLINE ASSET MANAGEMENT, L.P. GENERAL PARTNER direct 1995-08-01 2005-03-24
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER OF GENERAL PARTNER direct 1995-10-01 2005-03-29
WELCH & FORBES LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2005-03-31
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 1999-01-01 2005-05-24
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 1999-01-01 2006-03-27
GOFEN AND GLOSSBERG, L.L.C. MANAGER MEMBER direct 1997-05-01 2006-03-29
GEOCAPITAL LLC MANAGER MEMBER direct 1997-09-01 2006-04-04
GEOCAPITAL LLC SOLE STOCKHOLDER OF AMG CAPITAL indirect 1997-09-01 2006-04-04
CHICAGO EQUITY PARTNERS LLC MEMBER direct 2006-12-01 2007-01-03
CHICAGO EQUITY PARTNERS LLC SHAREHOLDER indirect 2006-12-01 2007-03-23
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2000-01-01 2007-03-28
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF GP & AMG/TBC indirect 1998-12-01 2008-03-28
SKYLINE ASSET MANAGEMENT, L.P. SPECIAL LIMITED PARTNER direct 2005-10-01 2008-03-28
DEANS KNIGHT CAPITAL MANAGEMENT STOCKHOLDER indirect 2006-07-01 2009-02-19
GOFEN AND GLOSSBERG, L.L.C. NON-MANAGER MEMBER indirect 1997-05-01 2009-03-23
GANNETT WELSH & KOTLER, LLC DIRECT OWNER direct 2008-09-01 2009-03-31
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER indirect 1994-05-01 2010-03-24
FIRST QUADRANT LP OWNER indirect 1995-12-01 2010-03-30
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF AMG/TBC indirect 1998-12-01 2010-03-30
FIRST QUADRANT LP OWNER indirect 2002-09-01 2010-06-02
SYSTEMATIC FINANCIAL MANAGEMENT LP GENERAL PARTNER direct 1995-05-01 2010-08-06
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2010-10-05
WELCH & FORBES LLC MEMBER direct 2001-11-01 2010-10-05
RENAISSANCE INVESTMENT MANAGEMENT LLC MEMBER direct 1995-11-01 2010-10-11
TRILOGY GLOBAL ADVISORS, LLC GENERAL PARTNER direct 2010-12-01 2010-12-22
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2011-03-31
FFT WEALTH MANAGEMENT LLC EQUITY HOLDER OF AMG NEW YORK HOLDINGS CORP indirect 2002-05-01 2011-03-31
ESSEX INVESTMENT MANAGEMENT CO LLC MANAGING MEMBER direct 1998-03-01 2011-05-03
SYSTEMATIC FINANCIAL MANAGEMENT LP SOLE MEMBER indirect 2010-12-01 2012-01-10
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 1997-10-01 2012-03-16
FORTIGENT, LLC OWNER indirect 2010-08-01 2012-03-30
FORTIGENT, LLC OWNER indirect 2010-08-01 2012-03-30
ESSEX INVESTMENT MANAGEMENT COMPANY, LLC MANAGER MEMBER indirect 2010-12-01 2012-03-30
DEANS KNIGHT CAPITAL MANAGEMENT STOCKHOLDER indirect 2006-07-01 2012-04-17
WELCH & FORBES LLC SOLE MEMBER indirect 2010-12-01 2013-03-27
FRIESS ASSOCIATES, LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 2001-10-01 2013-03-28
FRIESS ASSOCIATES OF DELAWARE,LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 2001-10-01 2013-03-28
TRILOGY GLOBAL ADVISORS, LLC MANAGER MEMBER AND SOLE SHAREHOLDER indirect 2010-12-01 2013-05-01
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 1997-10-01 2013-07-08
GANNETT WELSH & KOTLER, LLC MANAGING MEMBER direct 2008-10-01 2014-03-14
GANNETT WELSH & KOTLER, LLC SHAREHOLDER indirect 2008-10-01 2014-03-14
TWEEDY, BROWNE COMPANY LLC AUTHORIZED PERSON OF MANAGING MEMBER indirect 2012-12-01 2014-03-25
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2014-03-27
WELCH & FORBES LLC SERIES A MEMBER AND AUTHORIZED PERSON indirect 2011-03-01 2014-03-27
MANAGERS INVESTMENT GROUP LLC CORPORATE PARENT indirect 1999-04-01 2014-03-31
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2000-01-01 2014-03-31
ASTON ASSET MANAGEMENT, LP GENERAL PARTNER direct 2010-04-01 2014-03-31
ASTON ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2010-04-01 2014-03-31
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2013-12-01 2014-04-10
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER indirect 1997-10-01 2014-12-01
YACKTMAN ASSET MANAGEMENT LP MEMBER indirect 2012-06-01 2015-01-05
FIRST QUADRANT LP SOLE MEMBER AND MANAGER indirect 2002-09-01 2015-03-30
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2005-06-01 2015-03-30
GANNETT WELSH & KOTLER, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01 2015-03-30
BAKER STREET ADVISORS, LLC PARTNER indirect 2011-03-01 2015-04-07
LATTICE STRATEGIES LLC SOLE MEMBER indirect 2011-12-01 2015-05-05
LATTICE STRATEGIES LLC MEMBER direct 2012-02-01 2015-05-05
GANNETT WELSH & KOTLER, LLC MANAGER direct 2008-10-01 2016-03-21
GW&K INVESTMENT MANAGEMENT, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01 2016-03-21
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2005-06-01 2016-03-29
PANTHEON VENTURES (US) LLP CORPORATE PARENT indirect 2010-02-01 2016-06-13
PANTHEON VENTURES INC. CORPORATE PARENT indirect 2010-06-01 2016-06-13
THE RENAISSANCE GROUP LLC SOLE MEMBER AND MANAGER indirect 2011-01-01 2016-07-11
FFT WEALTH MANAGEMENT LLC GENERAL PARTNER indirect 2011-03-01 2017-04-19

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BLUEMOUNTAIN CLO 2018-2 LTD. Cayman Islands 805-1805618187 Securitized Asset Fund 472,015,000 250,000
BLUEMOUNTAIN CLO 2016-3 LTD. Cayman Islands 805-2657482410 Securitized Asset Fund 445,588,000 250,000
BLUEMOUNTAIN CLO XXII LTD. Cayman Islands 805-3760393764 Securitized Asset Fund 366,653,000 250,000
BLUEMOUNTAIN CLO 2016-1 LTD. Cayman Islands 805-4340684339 Securitized Asset Fund 397,529,000 250,000
BLUEMOUNTAIN CLO 2014-2 LTD. Cayman Islands 805-9801448120 Securitized Asset Fund 512,338,000 250,000
BLUEMOUNTAIN CLO 2018-1 LTD. Cayman Islands 805-6527645631 Securitized Asset Fund 439,674,000 250,000
BLUEMOUNTAIN CLO 2018-3 LTD. Cayman Islands 805-3739848549 Securitized Asset Fund 566,775,000 250,000
BLUEMOUNTAIN CLO XXIII LTD. Cayman Islands 805-3621282893 Securitized Asset Fund 455,984,000 250,000
BLUEMOUNTAIN FOINAVEN MASTER FUND L.P. Cayman Islands 805-9064572276 Hedge Fund 1,578,032,000 100,000 Master Fund
BLUEMOUNTAIN DISTRESSED MASTER FUND L.P. Cayman Islands 805-5114516107 Hedge Fund 6,715,000 1,000,000 Master Fund
BLUEMOUNTAIN LOGAN OPPORTUNITIES MASTER FUND L.P. Cayman Islands 805-8018631352 Hedge Fund 4,022,076,000 500,000,000 Master Fund Fund of Funds
BLUEMOUNTAIN SUMMIT OPPORTUNITIES FUND II (CAYMAN) L.P. Cayman Islands 805-6698660569 Hedge Fund 807,806,000 5,000,000 Fund of Funds
BLUEMOUNTAIN KICKING HORSE FUND L.P. Cayman Islands 805-6274846946 Hedge Fund 2,489,791,000 300,000,000 Fund of Funds
BLUE MOUNTAIN CREDIT ALTERNATIVES MASTER FUND L.P. Cayman Islands 805-6592597884 Hedge Fund 11,472,888,000 5,000,000 Master Fund Fund of Funds
BLUEMOUNTAIN TIMBERLINE LTD. Cayman Islands 805-5065860048 Hedge Fund 159,877,000 1,000,000 Master Fund
BLUEMOUNTAIN GLOBAL VOLATILITY MASTER FUND L.P. Cayman Islands 805-5259240782 Hedge Fund 1,060,544,000 1,000,000 Master Fund
BLUEMOUNTAIN STRATEGIC CREDIT MASTER FUND L.P. Cayman Islands 805-9929730503 Hedge Fund 31,725,000 1,000,000 Master Fund Fund of Funds
BLUEMOUNTAIN GUADALUPE PEAK FUND L.P. United States 805-4827344998 Hedge Fund 514,829,000 300,000,000
BLUEMOUNTAIN SUMMIT OPPORTUNITIES FUND II (US) L.P. United States 805-2193772113 Hedge Fund 91,358,000 5,000,000
BLUEMOUNTAIN SYSTEMATIC MASTER FUND L.P. Cayman Islands 805-4870541953 Hedge Fund 40,716,000 1,000,000 Master Fund
BLUEMOUNTAIN MONTENVERS MASTER FUND SCA SICAV-SIF Luxembourg 805-3852438245 Hedge Fund 932,817,000 50,000,000 Master Fund
BLUEMOUNTAIN FURSAN FUND L.P. Cayman Islands 805-7463294381 Hedge Fund 1,489,253,000 500,000,000
BLUEMOUNTAIN CREDIT OPPORTUNITIES MASTER FUND I L.P. Cayman Islands 805-5816464651 Hedge Fund 128,063,000 5,000,000 Master Fund
BLUEMOUNTAIN CLO 2015-4 LTD. Cayman Islands 805-2396869614 Securitized Asset Fund 474,822,000 250,000
BLUEMOUNTAIN CLO 2015-2 LTD. Cayman Islands 805-1571857300 Securitized Asset Fund 473,238,000 250,000
BLUEMOUNTAIN CLO 2012-2 LTD. Cayman Islands 805-4962794742 Securitized Asset Fund 579,329,000 250,000
BLUEMOUNTAIN CLO 2015-3 LTD. Cayman Islands 805-4123391442 Securitized Asset Fund 425,387,000 250,000
BLUEMOUNTAIN LONG/SHORT CREDIT MASTER FUND L.P. Cayman Islands 805-6889598083 Hedge Fund 0 5,000,000 Master Fund
BLUEMOUNTAIN LONG/SHORT EQUITY MASTER FUND L.P. Cayman Islands 805-5073254859 Hedge Fund 0 1,000,000 Master Fund

BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC

ownership team - last updated 2017-09-22
Name Title Start Date Direct/Indirect % Ownership
CHURCH, LOUISA, ANN CHIEF EXECUTIVE OFFICER OF BLUE MOUNTAIN CAPITAL PARTNERS (LONDON) LLP 12/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CO-CHIEF EXECUTIVE OFFICER OF BLUE MOUNTAIN CAPITAL PARTNERS (LONDON) LLP direct 2016-12-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER OF BLUE MOUNTAIN CAPITAL PARTNERS (LONDON) LLP direct 2016-12-01
RITCHEA, DAVA, ELAINE CHIEF FINANCIAL OFFICER 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2017-02-01
ALPERT, JOANNA, SUN CO-CHIEF EXECUTIVE OFFICER OF BLUEVIRGO CAPITAL MANAGEMENT, LLC 01/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MEMBER indirect 2013-01-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CO-CHIEF EXECUTIVE OFFICER OF BLUEVIRGO CAPITAL MANAGEMENT, LLC direct 2013-01-01
ANDERSON, NICOLE, MARIE CO-CHIEF EXECUTIVE OFFICER OF BLUEVIRGO CAPITAL MANAGEMENT, LLC 01/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MEMBER indirect 2013-01-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CO-CHIEF EXECUTIVE OFFICER OF BLUEVIRGO CAPITAL MANAGEMENT, LLC direct 2013-01-01
VIRGO MANAGEMENT LLC MEMBER OF BLUEVIRGO CAPITAL MANAGEMENT, LLC 01/01/2013 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MEMBER OF BLUEVIRGO CAPITAL MANAGEMENT, LLC direct 2013-01-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MANAGING MEMBER OF BLUEVIRGO CAPITAL MANAGEMENT, LLC 01/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MANAGER OF BLUE MOUNTAIN CAPITAL PARTNERS (LONDON) LLP direct 2007-12-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MANAGING MEMBER OF BLUEVIRGO CAPITAL MANAGEMENT, LLC direct 2013-01-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC VOTING SHAREHOLDER indirect 2015-11-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC VOTING SHAREHOLDER indirect 2015-11-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC VOTING SHAREHOLDER indirect 2015-11-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC VOTING SHAREHOLDER indirect 2015-11-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC MEMBER direct 2017-02-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MANAGER OF BLUE MOUNTAIN CAPITAL PARTNERS (LONDON) LLP 12/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MANAGER OF BLUE MOUNTAIN CAPITAL PARTNERS (LONDON) LLP direct 2007-12-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MANAGING MEMBER OF BLUEVIRGO CAPITAL MANAGEMENT, LLC direct 2013-01-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC VOTING SHAREHOLDER indirect 2015-11-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC VOTING SHAREHOLDER indirect 2015-11-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC VOTING SHAREHOLDER indirect 2015-11-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC VOTING SHAREHOLDER indirect 2015-11-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC MEMBER direct 2017-02-01
ALBERT, ERIC, MILO CHIEF COMPLIANCE OFFICER OF REGISTRANT, BLUE MOUNTAIN (LONDON) AND BLUEVIRGO 08/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-08-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER OF REGISTRANT, BLUE MOUNTAIN (LONDON) AND BLUEVIRGO direct 2015-08-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER OF REGISTRANT, BLUE MOUNTAIN (LONDON), BLUEVIRGO AND BLUEMOUNTAIN FUJI direct 2015-08-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER OF REGISTRANT, BLUE MOUNTAIN CAPITAL PARTNERS (LONDON) LLP AND BLUEVIRGO CAPITAL MANAGEMENT, LLC direct 2015-08-01
BLUEMOUNTAIN FUJI MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-11-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-02-01
FRIEDMAN, PAUL, ALEXANDER PARTNER; GENERAL COUNSEL; CHIEF ADMINISTRATIVE OFFICER & SECRETARY OF REGISTRANT AND BLUE MOUNTAIN CAPITAL PARTNERS (LONDON) LLP 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER; DEPUTY GENERAL COUNSEL; VICE PRESIDENT OF BUSINESS MANAGEMENT AND STRATEGY direct 2011-01-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER; CHIEF ADMINISTRATIVE OFFICER OF REGISTRANT AND BLUE MOUNTAIN CAPITAL PARTNERS (LONDON) LLP direct 2011-01-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER; HEAD OF U.S. LEGAL; CHIEF ADMINISTRATIVE OFFICER direct 2011-01-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER; HEAD OF U.S. LEGAL direct 2011-01-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC PARTNER; GENERAL COUNSEL; CHIEF ADMINISTRATIVE OFFICER & SECRETARY OF REGISTRANT AND BLUE MOUNTAIN CAPITAL PARTNERS (LONDON) LLP direct 2011-01-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC PARTNER; CHIEF FINANCIAL OFFICER; CHIEF ADMINISTRATIVE OFFICER OF REGISTRANT AND BLUE MOUNTAIN CAPITAL PARTNERS (LONDON) LLP direct 2011-01-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER; CHIEF ADMINISTRATIVE OFFICER direct 2011-01-01
AP COMMERCIAL LLC ELECTED MANAGER indirect 2012-06-01
SMITH, DEREK, STEPHEN PARTNER; CO-CHIEF INVESTMENT OFFICER 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC SENIOR PORTFOLIO MANAGER direct 2009-01-01
AP COMMERCIAL LLC ELECTED MANAGER indirect 2012-06-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC MEMBER direct 2017-03-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MANAGING PRINCIPAL direct 2009-01-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MANAGING PARTNER; CO-CHIEF INVESTMENT OFFICER direct 2009-01-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC PARTNER; CO-CHIEF INVESTMENT OFFICER direct 2009-01-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MANAGING PARTNER direct 2009-01-01
REEVES, WILLIAM, HUNTINGTON MEMBER 12/01/2007 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BLUECREST NORTH AMERICA L.P. CHIEF INVESTMENT OFFICER indirect 2000-04-01
BLUECREST NORTH AMERICA L.P. CHIEF INVESTMENT OFFICER direct 2003-07-01
BLUEMOUNTAIN CAPITAL MANAGEMENT L.P. PARTNER indirect 2005-02-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MEMBER direct 2007-12-01
BLUECREST CAPITAL MANAGEMENT LIMITED DIRECTOR, SHAREHOLDER direct 2000-04-01
BLUECREST CAPITAL LLP BOARD MEMBER, MEMBER direct 2008-12-01
BLUEMOUNTAIN FUJI MANAGEMENT, LLC MEMBER indirect 2007-12-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC MEMBER indirect 2007-12-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC MEMBER direct 2017-03-01
AMG NEW YORK HOLDINGS CORPORATION MEMBER 12/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HARTWELL J M LTD PARTNERSHIP LIMITED PARTNER direct 1994-05-01
THIRD AVENUE MANAGEMENT LLC EQUITYHOLDER OF EL-TRAIN ACQUISITION LLC indirect 2002-05-01
THIRD AVENUE MANAGEMENT LLC EQUITYHOLDER AND MANAGING MEMBER OF THIRD AVENUE HOLDINGS DELAWARE LLC indirect 2002-08-01
PANTHEON VENTURES INC. SHAREHOLDER direct 2016-12-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MEMBER direct 2007-12-01
GENESIS ASSET MANAGERS, LLP MANAGING MEMBER indirect 2004-02-01
GENESIS INVESTMENT MANAGEMENT, LLP MANAGING MEMBER indirect 2004-02-01
GENESIS INVESTMENT MANAGEMENT, LLP MANAGING MEMBER indirect 2004-02-01
GENESIS ASSET MANAGERS, LLP MANAGING MEMBER indirect 2004-02-01
GENESIS ASSET MANAGERS, LLP SHAREHOLDER indirect 2013-12-01
FFT WEALTH MANAGEMENT LLC EQUITY HOLDER OF EL-TRAIN ACQUISITION LLC indirect 2002-05-01
FFT WEALTH MANAGEMENT LLC EQUITY HOLDER AND MANAGING MEMBER OF THIRD AVENUE HOLDINGS DELAWARE LLC indirect 2002-08-01
PANTHEON VENTURES (US) LP OWNER indirect 2016-12-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2013-12-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC MEMBER indirect 2007-12-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC MEMBER direct 2017-03-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2013-12-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2013-12-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2013-12-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER direct 2016-01-01
LIBERMAN, MICHAEL PARTNER; CHIEF OPERATING OFFICER 03/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MANAGING PARTNER; CHIEF OPERATING OFFICER; CHIEF RISK OFFICER direct 2005-03-01
BLUECREST NORTH AMERICA L.P. MANAGING PRINCIPAL direct 2005-03-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC PARTNER; CHIEF OPERATING OFFICER direct 2005-03-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MANAGING PRINCIPAL; CHIEF OPERATING OFFICER; CHIEF RISK OFFICER direct 2005-03-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF TECHNOLOGY OFFICER; HEAD OF QUANTITATIVE STRATEGY direct 2005-03-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MANAGING PARTNER; CHIEF OPERATING OFFICER direct 2005-03-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF OPERATING OFFICER; HEAD OF ANALYTICS & TECHNOLOGY direct 2005-03-01
AP COMMERCIAL LLC ELECTED MANAGER indirect 2012-06-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC MEMBER direct 2017-03-01
SIDEROW, STEPHEN, MILES PARTNER; PRESIDENT 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MANAGING PARTNER; PRESIDENT direct 2003-07-01
BLUECREST NORTH AMERICA L.P. CHIEF OPERATING OFFICER direct 2003-07-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC PRESIDENT direct 2003-07-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MANAGING PARTNER; CO-PRESIDENT direct 2003-07-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC PARTNER; PRESIDENT direct 2003-07-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MANAGING PRINCIPAL; PRESIDENT; CHIEF COMPLIANCE OFFICER direct 2003-07-01
BLUECREST NORTH AMERICA L.P. CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER direct 2003-07-01
BLUECREST NORTH AMERICA L.P. MANAGING PRINCIPAL; CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER direct 2003-07-01
BLUEMOUNTAIN CAPITAL MANAGEMENT L.P. MANAGING PRINCIPAL; PRESIDENT; CHIEF COMPLIANCE OFFICER direct 2005-05-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC MEMBER direct 2017-03-01
FELDSTEIN, ANDREW, TODD CHIEF EXECUTIVE OFFICER; CO-CHIEF INVESTMENT OFFICER 07/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER direct 2003-07-01
BLUECREST NORTH AMERICA L.P. MANAGING DIRECTOR direct 2003-07-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER; CO-CHIEF INVESTMENT OFFICER direct 2003-07-01
BLUEMOUNTAIN CAPITAL MANAGEMENT L.P. MANAGING PRINCIPAL; CHIEF EXECUTIVE OFFICER direct 2003-07-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MANAGING PRINCIPAL; CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER direct 2003-07-01
BLUEMOUNTAIN CAPITAL MANAGEMENT L.P. MANAGING MEMBER indirect 2005-01-01
BLUEMOUNTAIN CAPITAL MANAGEMENT L.P. MANAGING MEMBER indirect 2005-01-01
AP COMMERCIAL LLC ELECTED MANAGER indirect 2012-06-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC MEMBER direct 2017-03-01
ANDERSON, NICOLE, MARIE MEMBER GAPSTOW HOLDINGS LLC 01/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MEMBER indirect 2013-01-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CO-CHIEF EXECUTIVE OFFICER OF BLUEVIRGO CAPITAL MANAGEMENT, LLC direct 2013-01-01
ALPERT, DAVID, MITCHELL MEMBER BLACKSTAR HOLDINGS, LLC 01/01/2013 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MEMBER indirect 2013-01-01
ALPERT, JOANNA, SUN MEMBER BLACKSTAR HOLDINGS, LLC 01/01/2013 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MEMBER indirect 2013-01-01
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC CO-CHIEF EXECUTIVE OFFICER OF BLUEVIRGO CAPITAL MANAGEMENT, LLC direct 2013-01-01
GAPSTOW HOLDINGS LLC MEMBER VIRGO MANAGEMENT LLC 01/01/2013 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MEMBER indirect 2013-01-01
BLACKSTAR HOLDINGS, LLC MEMBER VIRGO MANAGEMENT LLC 01/01/2013 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC MEMBER indirect 2013-01-01
AFFILIATED MANAGERS GROUP, INC. SHAREHOLDER AMG NEW YORK HOLDINGS CORP. 12/01/2000 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HARTWELL J M LTD PARTNERSHIP SOLE MEMBER indirect 1994-05-01
FQN MANAGEMENT LLC OWNER indirect 1995-12-01
BURRIDGE GROUP LLC OWNER indirect 1996-12-01
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER indirect 1999-01-01
THE MANAGERS FUNDS LLC CORPORATE PARENT indirect 1999-04-01
MANAGERS INVESTMENT GROUP LLC SOLE SHAREHOLDER indirect 1999-04-01
ASTON ASSET MANAGEMENT, LP SOLE SHAREHOLDER indirect 1999-04-01
FRONTIER PERFORMANCE ADVISERS LP MANAGING MEMBER OF THE GENERAL PARTNER indirect 2000-01-01
GIML, LLP SHAREHOLDER indirect 2000-12-01
GENESIS FUND MANAGERS, LLP SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN CAPITAL MANAGEMENT L.P. SHAREHOLDER indirect 2000-12-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN FUJI MANAGEMENT, LLC SHAREHOLDER indirect 2000-12-01
PANTHEON VENTURES (US) LP CORPORATE PARENT indirect 2000-12-01
PANTHEON VENTURES INC. CORPORATE PARENT indirect 2000-12-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2000-12-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2000-12-01
THIRD AVENUE MANAGEMENT LLC EQUITYHOLDER OF AMG NEW YORK HOLDINGS CORP. indirect 2002-05-01
IVORY INVESTMENT MANAGEMENT, L.P. MEMBER AND MANAGER indirect 2002-09-01
FIRST QUADRANT LP SOLE MANAGING MEMBER indirect 2002-09-01
GENESIS ASSET MANAGERS, LLP SHAREHOLDER indirect 2004-06-01
TIMESSQUARE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2004-11-01
AQR CAPITAL MANAGEMENT, LLC MEMBER indirect 2004-11-01
CNH PARTNERS, LLC MEMBER indirect 2004-11-01
BEUTEL, GOODMAN & COMPANY LTD. SHAREHOLDER indirect 2005-06-01
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER - SERIES A indirect 2005-06-01
MONTRUSCO BOLTON INVESTMENTS, INC. SHAREHOLDER indirect 2005-07-01
CHICAGO EQUITY PARTNERS LLC SHAREHOLDER indirect 2006-12-01
GW&K INVESTMENT MANAGEMENT, LLC MANAGER MEMBER direct 2008-10-01
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER indirect 2009-07-01
HARDING LOEVNER LLC OWNER indirect 2009-08-01
ASTON ASSET MANAGEMENT LLC GENERAL PARTNER direct 2010-04-01
ASTON ASSET MANAGEMENT LLC SHAREHOLDER indirect 2010-04-01
SYSTEMATIC FINANCIAL MANAGEMENT LP SOLE MEMBER indirect 2010-12-01
TRILOGY GLOBAL ADVISORS, LP MANAGING MEMBER AND SOLE SHAREHOLDER indirect 2010-12-01
THE RENAISSANCE GROUP LLC MANAGER MEMBER direct 2011-01-01
THE RENAISSANCE GROUP LLC SOLE MEMBER AND MANAGER indirect 2011-01-01
VERITABLE LP PARTNER indirect 2011-03-01
CLARFELD FINANCIAL ADVISORS INC PARTNER indirect 2011-03-01
WELCH & FORBES LLC SERIES A MEMBER AND MANAGER indirect 2011-03-01
BAKER STREET ADVISORS, LLC GENERAL PARTNER indirect 2011-03-01
MYCIO WEALTH PARTNERS, LLC GENERAL PARTNER indirect 2011-03-01
WP GROUP, LLC GENERAL PARTNER indirect 2011-03-01
YACKTMAN ASSET MANAGEMENT LP LIMITED PARTNER direct 2012-06-01
TWEEDY, BROWNE COMPANY LLC MANAGING MEMBER indirect 2012-12-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER direct 2014-03-01
RIVER ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2014-03-01
RIVER ROAD ASSET MANAGEMENT, LLC MEMBER direct 2014-06-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2014-06-01
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2014-06-01
GW&K INVESTMENT MANAGEMENT, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01
YACKTMAN ASSET MANAGEMENT LP MANAGER AND SOLE MEMBER indirect 2014-10-01
VERITAS ASSET MANAGEMENT LLP ULTIMATE PARENT COMPANY indirect 2014-10-01
IVORY INVESTMENT MANAGEMENT, L.P. PARTNER indirect 2015-10-01
CAPEVIEW CAPITAL LLP MANAGING MEMBER indirect 2016-06-01
RENAISSANCE INVESTMENT MANAGEMENT GENERAL PARTNER direct 1995-11-01 2001-04-24
HARTWELL J M LTD PARTNERSHIP SHAREHHOLDER OF GENERAL PARTNER direct 1994-05-01 2001-09-26
HARTWELL J M LTD PARTNERSHIP SHAREHHOLDER OF GENERAL PARTNER direct 1995-10-01 2002-03-25
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C MEMBER direct 1995-03-01 2002-06-10
THIRD AVENUE MANAGEMENT LLC EQUITYHOLDER OF AMG NEW YORK HOLDINGS CORP. indirect 2002-05-01 2002-08-13
GEOCAPITAL LLC SOLE STOCKHOLDER OF GCC indirect 1997-09-01 2003-05-29
RESEARCH AFFILIATES, LLC OWNER indirect 1995-12-01 2004-02-06
PW REDWOOD SEQUOIA MANAGEMENT LLC OWNER indirect 2000-01-01 2004-03-30
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF GP & AMG/TBC direct 1998-12-01 2004-03-31
GENESIS ASSET MANAGERS, LLP SHAREHOLDER indirect 2000-12-01 2004-09-03
SKYLINE ASSET MANAGEMENT, L.P. GENERAL PARTNER direct 1995-08-01 2005-03-24
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER OF GENERAL PARTNER direct 1995-10-01 2005-03-29
WELCH & FORBES LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2005-03-31
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 1999-01-01 2005-05-24
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 1999-01-01 2006-03-27
GOFEN AND GLOSSBERG, L.L.C. MANAGER MEMBER direct 1997-05-01 2006-03-29
GEOCAPITAL LLC MANAGER MEMBER direct 1997-09-01 2006-04-04
GEOCAPITAL LLC SOLE STOCKHOLDER OF AMG CAPITAL indirect 1997-09-01 2006-04-04
CHICAGO EQUITY PARTNERS LLC MEMBER direct 2006-12-01 2007-01-03
CHICAGO EQUITY PARTNERS LLC SHAREHOLDER indirect 2006-12-01 2007-03-23
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2000-01-01 2007-03-28
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF GP & AMG/TBC indirect 1998-12-01 2008-03-28
SKYLINE ASSET MANAGEMENT, L.P. SPECIAL LIMITED PARTNER direct 2005-10-01 2008-03-28
DEANS KNIGHT CAPITAL MANAGEMENT STOCKHOLDER indirect 2006-07-01 2009-02-19
GOFEN AND GLOSSBERG, L.L.C. NON-MANAGER MEMBER indirect 1997-05-01 2009-03-23
GANNETT WELSH & KOTLER, LLC DIRECT OWNER direct 2008-09-01 2009-03-31
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER indirect 1994-05-01 2010-03-24
FIRST QUADRANT LP OWNER indirect 1995-12-01 2010-03-30
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF AMG/TBC indirect 1998-12-01 2010-03-30
FIRST QUADRANT LP OWNER indirect 2002-09-01 2010-06-02
SYSTEMATIC FINANCIAL MANAGEMENT LP GENERAL PARTNER direct 1995-05-01 2010-08-06
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2010-10-05
WELCH & FORBES LLC MEMBER direct 2001-11-01 2010-10-05
RENAISSANCE INVESTMENT MANAGEMENT LLC MEMBER direct 1995-11-01 2010-10-11
TRILOGY GLOBAL ADVISORS, LLC GENERAL PARTNER direct 2010-12-01 2010-12-22
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2011-03-31
FFT WEALTH MANAGEMENT LLC EQUITY HOLDER OF AMG NEW YORK HOLDINGS CORP indirect 2002-05-01 2011-03-31
ESSEX INVESTMENT MANAGEMENT CO LLC MANAGING MEMBER direct 1998-03-01 2011-05-03
SYSTEMATIC FINANCIAL MANAGEMENT LP SOLE MEMBER indirect 2010-12-01 2012-01-10
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 1997-10-01 2012-03-16
FORTIGENT, LLC OWNER indirect 2010-08-01 2012-03-30
FORTIGENT, LLC OWNER indirect 2010-08-01 2012-03-30
ESSEX INVESTMENT MANAGEMENT COMPANY, LLC MANAGER MEMBER indirect 2010-12-01 2012-03-30
DEANS KNIGHT CAPITAL MANAGEMENT STOCKHOLDER indirect 2006-07-01 2012-04-17
WELCH & FORBES LLC SOLE MEMBER indirect 2010-12-01 2013-03-27
FRIESS ASSOCIATES, LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 2001-10-01 2013-03-28
FRIESS ASSOCIATES OF DELAWARE,LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 2001-10-01 2013-03-28
TRILOGY GLOBAL ADVISORS, LLC MANAGER MEMBER AND SOLE SHAREHOLDER indirect 2010-12-01 2013-05-01
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 1997-10-01 2013-07-08
GANNETT WELSH & KOTLER, LLC MANAGING MEMBER direct 2008-10-01 2014-03-14
GANNETT WELSH & KOTLER, LLC SHAREHOLDER indirect 2008-10-01 2014-03-14
TWEEDY, BROWNE COMPANY LLC AUTHORIZED PERSON OF MANAGING MEMBER indirect 2012-12-01 2014-03-25
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2014-03-27
WELCH & FORBES LLC SERIES A MEMBER AND AUTHORIZED PERSON indirect 2011-03-01 2014-03-27
MANAGERS INVESTMENT GROUP LLC CORPORATE PARENT indirect 1999-04-01 2014-03-31
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2000-01-01 2014-03-31
ASTON ASSET MANAGEMENT, LP GENERAL PARTNER direct 2010-04-01 2014-03-31
ASTON ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2010-04-01 2014-03-31
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2013-12-01 2014-04-10
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER indirect 1997-10-01 2014-12-01
YACKTMAN ASSET MANAGEMENT LP MEMBER indirect 2012-06-01 2015-01-05
FIRST QUADRANT LP SOLE MEMBER AND MANAGER indirect 2002-09-01 2015-03-30
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2005-06-01 2015-03-30
GANNETT WELSH & KOTLER, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01 2015-03-30
BAKER STREET ADVISORS, LLC PARTNER indirect 2011-03-01 2015-04-07
LATTICE STRATEGIES LLC SOLE MEMBER indirect 2011-12-01 2015-05-05
LATTICE STRATEGIES LLC MEMBER direct 2012-02-01 2015-05-05
GANNETT WELSH & KOTLER, LLC MANAGER direct 2008-10-01 2016-03-21
GW&K INVESTMENT MANAGEMENT, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01 2016-03-21
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2005-06-01 2016-03-29
PANTHEON VENTURES (US) LLP CORPORATE PARENT indirect 2010-02-01 2016-06-13
PANTHEON VENTURES INC. CORPORATE PARENT indirect 2010-06-01 2016-06-13
THE RENAISSANCE GROUP LLC SOLE MEMBER AND MANAGER indirect 2011-01-01 2016-07-11
FFT WEALTH MANAGEMENT LLC GENERAL PARTNER indirect 2011-03-01 2017-04-19

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BLUE MOUNTAIN CREDIT ALTERNATIVES MASTER FUND L.P. Cayman Islands 805-6592597884 Hedge Fund 12,664,307,000 5,000,000 Master Fund
BLUEMOUNTAIN GLOBAL VOLATILITY MASTER FUND L.P. Cayman Islands 805-5259240782 Hedge Fund 773,004,000 1,000,000 Master Fund
BLUEMOUNTAIN STRATEGIC CREDIT MASTER FUND L.P. Cayman Islands 805-9929730503 Hedge Fund 100,925,000 1,000,000 Master Fund Fund of Funds
BLUEMOUNTAIN LONG/SHORT CREDIT MASTER FUND L.P. Cayman Islands 805-6889598083 Hedge Fund 0 5,000,000 Master Fund
BLUEMOUNTAIN DISTRESSED MASTER FUND L.P. Cayman Islands 805-5114516107 Hedge Fund 23,856,000 1,000,000 Master Fund
BLUEMOUNTAIN LONG/SHORT EQUITY MASTER FUND L.P. Cayman Islands 805-5073254859 Hedge Fund 1,191,475,000 1,000,000 Master Fund
BLUEMOUNTAIN TIMBERLINE LTD. Cayman Islands 805-5065860048 Hedge Fund 562,770,000 1,000,000 Master Fund
BLUEMOUNTAIN KICKING HORSE FUND L.P. Cayman Islands 805-6274846946 Hedge Fund 1,326,040,000 300,000,000 Fund of Funds
BLUEMOUNTAIN CREDIT OPPORTUNITIES MASTER FUND I L.P. Cayman Islands 805-5816464651 Hedge Fund 487,357,000 5,000,000 Master Fund Fund of Funds
BLUEMOUNTAIN MONTENVERS MASTER FUND SCA SICAV-SIF Luxembourg 805-3852438245 Hedge Fund 2,079,024,000 50,000,000 Master Fund
BLUEMOUNTAIN GUADALUPE PEAK FUND L.P. United States 805-4827344998 Hedge Fund 427,803,000 300,000,000
BLUEMOUNTAIN LOGAN OPPORTUNITIES MASTER FUND L.P. Cayman Islands 805-8018631352 Hedge Fund 894,586,000 500,000,000 Master Fund
BLUEMOUNTAIN SUMMIT OPPORTUNITIES FUND II (CAYMAN) L.P. Cayman Islands 805-6698660569 Hedge Fund 810,467,000 5,000,000 Fund of Funds
BLUEMOUNTAIN SUMMIT OPPORTUNITIES FUND II (US) L.P. United States 805-2193772113 Hedge Fund 90,760,000 5,000,000 Fund of Funds
BLUEMOUNTAIN FOINAVEN MASTER FUND L.P. Cayman Islands 805-9064572276 Hedge Fund 962,505,000 100,000 Master Fund
BLUEMOUNTAIN SYSTEMATIC MASTER FUND L.P. Cayman Islands 805-4870541953 Hedge Fund 0 1,000,000 Master Fund
BLUEMOUNTAIN FURSAN FUND L.P. Cayman Islands 805-7463294381 Hedge Fund 581,501,000 500,000,000

WhaleScore history for BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC

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**EXPERIMENTAL** Current International Short Positions

Get more info on our International short position coverage here

Holder Issuer Net Short Position Position Date Origin
BlueMountain Capital Management, LLC Heidelberger Druckmaschinen Aktiengesellschaft 0.59% 2018-10-19 GERMANY

Short Position History (last 100)

Holder Net Short Position Position Date Origin
BlueMountain Capital Management, LLC AGGREKO PLC 0.47% 2015-02-18 UK
BlueMountain Capital Management, LLC AGGREKO PLC 0.51% 2015-01-05 UK
BlueMountain Capital Management, LLC BABCOCK INTL GROUP PLC 0.51% 2018-07-30 UK
BlueMountain Capital Management, LLC BABCOCK INTL GROUP PLC 0.59% 2018-02-23 UK
BlueMountain Capital Management, LLC BABCOCK INTL GROUP PLC 0.6% 2018-02-22 UK
BlueMountain Capital Management, LLC BABCOCK INTL GROUP PLC 0.51% 2018-02-01 UK
BlueMountain Capital Management, LLC BABCOCK INTL GROUP PLC 0.5% 2017-12-21 UK
BlueMountain Capital Management, LLC BERKELEY GROUP HOLDINGS 0.57% 2017-03-31 UK
BlueMountain Capital Management, LLC BERKELEY GROUP HOLDINGS 0.69% 2017-03-02 UK
BlueMountain Capital Management, LLC BERKELEY GROUP HOLDINGS 0.7% 2017-01-05 UK
BlueMountain Capital Management, LLC BERKELEY GROUP HOLDINGS 0.65% 2016-11-14 UK
BlueMountain Capital Management, LLC BERKELEY GROUP HOLDINGS 0.5% 2016-10-10 UK
BlueMountain Capital Management, LLC BERKELEY GROUP HOLDINGS 0.66% 2016-09-02 UK
BlueMountain Capital Management, LLC BERKELEY GROUP HOLDINGS 0.53% 2016-08-19 UK
BlueMountain Capital Management, LLC BERKELEY GROUP HOLDINGS 0.48% 2016-08-09 UK
BlueMountain Capital Management, LLC BERKELEY GROUP HOLDINGS 0.56% 2016-08-05 UK
BlueMountain Capital Management, LLC BERKELEY GROUP HOLDINGS 0.49% 2016-07-26 UK
BlueMountain Capital Management, LLC BERKELEY GROUP HOLDINGS 0.53% 2016-06-29 UK
BlueMountain Capital Management, LLC BERKELEY GROUP HOLDINGS 0.48% 2016-06-24 UK
BlueMountain Capital Management, LLC BERKELEY GROUP HOLDINGS 0.64% 2016-02-03 UK
BlueMountain Capital Management, LLC BERKELEY GROUP HOLDINGS 0.58% 2016-01-25 UK
BlueMountain Capital Management, LLC BERKELEY GROUP HOLDINGS 0.63% 2015-11-30 UK
BlueMountain Capital Management, LLC BERKELEY GROUP HOLDINGS 0.56% 2015-11-27 UK
BLUEMOUNTAIN CAPITAL MGT LLC CASINO GUICHARD-PERRACHON 0.46% 2019-03-21 FRANCE
BLUEMOUNTAIN CAPITAL MGT LLC CASINO GUICHARD-PERRACHON 0.53% 2019-03-20 FRANCE
BLUEMOUNTAIN CAPITAL MGT LLC CASINO GUICHARD-PERRACHON 0.6% 2019-03-04 FRANCE
BLUEMOUNTAIN CAPITAL MGT LLC CASINO GUICHARD-PERRACHON 0.5% 2019-02-20 FRANCE
BLUEMOUNTAIN CAPITAL MGT LLC CASINO GUICHARD-PERRACHON 0.49% 2019-02-19 FRANCE
BLUEMOUNTAIN CAPITAL MGT LLC CASINO GUICHARD-PERRACHON 0.5% 2019-02-18 FRANCE
BlueMountain Capital Management, LLC DERWENT LONDON PLC 0.0% 2015-01-20 UK
BlueMountain Capital Management, LLC DERWENT LONDON PLC 1.58% 2014-12-18 UK
BlueMountain Capital Management, LLC DERWENT LONDON PLC 0.65% 2014-12-03 UK
BlueMountain Capital Management, LLC Dürr Aktiengesellschaft 0.51% 2018-09-04 GERMANY
BlueMountain Capital Management, LLC Dürr Aktiengesellschaft 0.66% 2018-09-03 GERMANY
BlueMountain Capital Management, LLC Dürr Aktiengesellschaft 0.79% 2018-08-29 GERMANY
BlueMountain Capital Management, LLC Dürr Aktiengesellschaft 0.82% 2018-08-02 GERMANY
BlueMountain Capital Management, LLC Dürr Aktiengesellschaft 0.7% 2018-07-23 GERMANY
BlueMountain Capital Management, LLC Dürr Aktiengesellschaft 0.69% 2018-07-20 GERMANY
BlueMountain Capital Management, LLC Dürr Aktiengesellschaft 0.7% 2018-07-19 GERMANY
BlueMountain Capital Management, LLC Dürr Aktiengesellschaft 0.61% 2018-06-29 GERMANY
BlueMountain Capital Management, LLC Dürr Aktiengesellschaft 0.52% 2018-06-01 GERMANY
BlueMountain Capital Management, LLC Evotec AG 0.58% 2018-08-15 GERMANY
BlueMountain Capital Management, LLC Evotec AG 0.69% 2018-08-02 GERMANY
BlueMountain Capital Management, LLC Evotec AG 0.7% 2018-07-24 GERMANY
BlueMountain Capital Management, LLC Evotec AG 0.69% 2018-07-23 GERMANY
BlueMountain Capital Management, LLC Evotec AG 0.7% 2018-07-16 GERMANY
BlueMountain Capital Management, LLC Evotec AG 0.69% 2018-07-06 GERMANY
BlueMountain Capital Management, LLC Evotec AG 0.78% 2018-06-29 GERMANY
BlueMountain Capital Management, LLC Evotec AG 0.8% 2018-06-21 GERMANY
BlueMountain Capital Management, LLC Evotec AG 0.7% 2018-06-08 GERMANY
BlueMountain Capital Management, LLC Evotec AG 0.63% 2018-05-14 GERMANY
BlueMountain Capital Management, LLC Evotec AG 0.52% 2018-05-09 GERMANY
BlueMountain Capital Management, LLC Evotec AG 0.59% 2018-04-23 GERMANY
BlueMountain Capital Management, LLC Evotec AG 0.67% 2018-03-23 GERMANY
BlueMountain Capital Management, LLC Evotec AG 0.7% 2018-03-14 GERMANY
BlueMountain Capital Management, LLC Evotec AG 0.67% 2018-03-08 GERMANY
BlueMountain Capital Management, LLC Evotec AG 0.78% 2018-03-01 GERMANY
BlueMountain Capital Management, LLC Evotec AG 0.81% 2018-02-14 GERMANY
BlueMountain Capital Management, LLC Evotec AG 0.78% 2018-02-06 GERMANY
BlueMountain Capital Management, LLC Evotec AG 0.86% 2018-01-29 GERMANY
BlueMountain Capital Management, LLC Evotec AG 0.98% 2017-12-14 GERMANY
BlueMountain Capital Management, LLC Evotec AG 1.09% 2017-12-11 GERMANY
BlueMountain Capital Management, LLC Evotec AG 1.1% 2017-12-08 GERMANY
BlueMountain Capital Management, LLC Evotec AG 1.01% 2017-12-01 GERMANY
BlueMountain Capital Management, LLC Evotec AG 0.9% 2017-11-27 GERMANY
BlueMountain Capital Management, LLC Evotec AG 0.8% 2017-11-24 GERMANY
BlueMountain Capital Management, LLC Evotec AG 0.79% 2017-11-23 GERMANY
BlueMountain Capital Management, LLC Evotec AG 0.8% 2017-11-20 GERMANY
BlueMountain Capital Management, LLC Evotec AG 0.71% 2017-11-17 GERMANY
BlueMountain Capital Management, LLC Heidelberger Druckmaschinen Aktiengesellschaft 0.69% 2018-09-27 GERMANY
BlueMountain Capital Management, LLC Heidelberger Druckmaschinen Aktiengesellschaft 0.78% 2018-07-02 GERMANY
BlueMountain Capital Management, LLC Heidelberger Druckmaschinen Aktiengesellschaft 0.84% 2018-06-28 GERMANY
BlueMountain Capital Management, LLC Heidelberger Druckmaschinen Aktiengesellschaft 0.98% 2018-06-26 GERMANY
BlueMountain Capital Management, LLC Heidelberger Druckmaschinen Aktiengesellschaft 1.08% 2018-06-25 GERMANY
BlueMountain Capital Management, LLC Heidelberger Druckmaschinen Aktiengesellschaft 1.11% 2018-05-14 GERMANY
BlueMountain Capital Management, LLC Heidelberger Druckmaschinen Aktiengesellschaft 1.03% 2018-05-10 GERMANY
BlueMountain Capital Management, LLC Heidelberger Druckmaschinen Aktiengesellschaft 0.9% 2018-05-07 GERMANY
BlueMountain Capital Management, LLC Heidelberger Druckmaschinen Aktiengesellschaft 0.81% 2018-05-02 GERMANY
BlueMountain Capital Management, LLC Heidelberger Druckmaschinen Aktiengesellschaft 0.72% 2018-04-27 GERMANY
BlueMountain Capital Management, LLC Heidelberger Druckmaschinen Aktiengesellschaft 0.61% 2018-04-23 GERMANY
BlueMountain Capital Management, LLC Heidelberger Druckmaschinen Aktiengesellschaft 0.51% 2018-04-16 GERMANY
BLUEMOUNTAIN CAPITAL MGT LLC INGENICO GROUP 0.49% 2018-09-07 FRANCE
BLUEMOUNTAIN CAPITAL MGT LLC INGENICO GROUP 0.5% 2018-08-31 FRANCE
BLUEMOUNTAIN CAPITAL MGT LLC INGENICO GROUP 0.49% 2018-08-30 FRANCE
BLUEMOUNTAIN CAPITAL MGT LLC INGENICO GROUP 0.5% 2018-08-07 FRANCE
BlueMountain Capital Management, LLC INMARSAT PLC 0.52% 2018-04-09 UK
BlueMountain Capital Management, LLC INMARSAT PLC 0.5% 2018-02-05 UK
BlueMountain Capital Management, LLC INMARSAT PLC 0.53% 2018-01-03 UK
BlueMountain Capital Management, LLC INMARSAT PLC 0.5% 2017-12-06 UK
BlueMountain Capital Management, LLC K+S Aktiengesellschaft 0.57% 2017-11-09 GERMANY
BlueMountain Capital Management, LLC K+S Aktiengesellschaft 0.69% 2017-11-03 GERMANY
BlueMountain Capital Management, LLC K+S Aktiengesellschaft 0.79% 2017-10-30 GERMANY
BlueMountain Capital Management, LLC K+S Aktiengesellschaft 0.83% 2017-10-10 GERMANY
BlueMountain Capital Management, LLC K+S Aktiengesellschaft 0.92% 2017-10-09 GERMANY
BlueMountain Capital Management, LLC K+S Aktiengesellschaft 0.81% 2017-09-27 GERMANY
BlueMountain Capital Management, LLC K+S Aktiengesellschaft 0.7% 2017-09-25 GERMANY
BlueMountain Capital Management, LLC K+S Aktiengesellschaft 0.68% 2017-08-15 GERMANY
BlueMountain Capital Management, LLC K+S Aktiengesellschaft 0.79% 2017-08-11 GERMANY
BlueMountain Capital Management, LLC K+S Aktiengesellschaft 0.89% 2017-08-09 GERMANY
BlueMountain Capital Management, LLC K+S Aktiengesellschaft 0.9% 2017-06-26 GERMANY

**EXPERIMENTAL** Current UK Positions

Updated daily

Contains transactions from January 1st, 2015 on.

Holder Issuer Transaction Date Number of Voting Rights % of Voting Rights
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC Quindell PLC 2017-07-28 2,248,093 4.88%

Position History

Holder Issuer Transaction Date Number of Voting Rights % of Voting Rights
BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC Quindell PLC 2017-03-08 2,319,940 5.04%

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