BRAGG FINANCIAL ADVISORS, INC

HTTPS://WWW.BRAGGFINANCIAL.COM CHARLOTTE, NC Investment Advisor How do I update this listing?

Bragg Financial Advisors is based out of Charlotte. Bragg Financial Advisors is a large advisory firm with 1239 clients and discretionary assets under management (AUM) of $1,404,685,852 (Form ADV from 2019-05-15). Their last reported 13F filing for Q3 2019 included $822,516,000 in managed 13F securities and a top 10 holdings concentration of 16.87%. Bragg Financial Advisors's largest holding is Microsoft Corp. with shares held of 149,074. Bragg Financial Advisors has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 59 13F filings

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67

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $822.516 Million
  • Prior Market Value $811.371 Million
  • New Purchases7 stocks
  • Additional Purchases119 stocks
  • Sold out of10 stocks
  • Reduced holdings in104 stocks
  • Top 10 Holdings % 16.87 %
  • Turnover % [1]:6.39%
  • Turnover Alt % [2]: 3.02 %
  • Time Held Top20:13.65 quarters
  • Time Held Top10:8.90 quarters
  • Time Held All:28.90 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 5.42%
Performance Last 4 Quarters: 11.09%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

BRAGG FINANCIAL ADVISORS INC
1031 SOUTH CALDWELL ST SUITE 200
CHARLOTTE NC    28203
Country: United States

Business Phone: 704-377-0261
Fax: 704-334-9754
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Corporation
Organized in: NC
Number of employees: 21
Other Business Activities: registered representative of a broker-dealer,insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,Commissions
Amount of client funds and securities: 0
Total Number of Clients: 1239
Amount of client funds and securities by related persons: 0
Total Number of clients from related persons: 0
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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BRAGG FINANCIAL ADVISORS INC

ownership team - last updated 2019-05-15
Name Title Start Date Direct/Indirect % Ownership
SCRUGGS, KATHARINE, TERRY SHAREHOLDER 01/01/1996 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BRAGG FINANCIAL ADVISORS INC SHAREHOLDER direct 1996-01-01
BRAGG, JOHN, FRANK SECRETARY 08/01/1992 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BRAGG FINANCIAL ADVISORS INC SECRETARY direct 1992-08-01
BRAGG, BENTON, SELLERS PRESIDENT, CEO 08/01/1998 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BRAGG FINANCIAL ADVISORS INC PRESIDENT, CEO direct 1998-08-01
BRAGG, PHILLIPS, MCLEOD VICE PRESIDENT 05/01/1996 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BRAGG FINANCIAL ADVISORS INC VICE PRESIDENT direct 1996-05-01
SCRUGGS, STEVEN, HARRISON CHIEF OPERATIONS OFFICER 01/01/2019 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BRAGG FINANCIAL ADVISORS INC CHIEF COMPLIANCE OFFICER direct 2002-01-01
BRAGG FINANCIAL ADVISORS INC CHIEF OPERATION OFFICER direct 2002-01-01 2005-02-25
CANNON, DAWN, MARIE CHIEF COMPLIANCE OFFICER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRAGG FINANCIAL ADVISORS INC CHIEF COMPLIANCE OFFICER direct 2019-01-01

BRAGG FINANCIAL ADVISORS INC

ownership team - last updated 2019-02-07
Name Title Start Date Direct/Indirect % Ownership
BRAGG, JOHN, FRANK SECRETARY 08/01/1992 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BRAGG FINANCIAL ADVISORS INC SECRETARY direct 1992-08-01
BRAGG, BENTON, SELLERS PRESIDENT, CEO 08/01/1998 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BRAGG FINANCIAL ADVISORS INC PRESIDENT, CEO direct 1998-08-01
SCRUGGS, KATHARINE, TERRY SHAREHOLDER 01/01/1996 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BRAGG FINANCIAL ADVISORS INC SHAREHOLDER direct 1996-01-01
BRAGG, PHILLIPS, MCLEOD VICE PRESIDENT 05/01/1996 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BRAGG FINANCIAL ADVISORS INC VICE PRESIDENT direct 1996-05-01
SCRUGGS, STEVEN, HARRISON CHIEF OPERATIONS OFFICER 01/01/2019 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BRAGG FINANCIAL ADVISORS INC CHIEF COMPLIANCE OFFICER direct 2002-01-01
BRAGG FINANCIAL ADVISORS INC CHIEF OPERATION OFFICER direct 2002-01-01 2005-02-25
CANNON, DAWN, MARIE CHIEF COMPLIANCE OFFICER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRAGG FINANCIAL ADVISORS INC CHIEF COMPLIANCE OFFICER direct 2019-01-01

BRAGG FINANCIAL ADVISORS INC

ownership team - last updated 2017-03-30
Name Title Start Date Direct/Indirect % Ownership
BRAGG, JOHN, FRANK SECRETARY 08/01/1992 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BRAGG FINANCIAL ADVISORS INC SECRETARY direct 1992-08-01
BRAGG, BENTON, SELLERS PRESIDENT, CEO 08/01/1998 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BRAGG FINANCIAL ADVISORS INC PRESIDENT, CEO direct 1998-08-01
SCRUGGS, KATHARINE, TERRY SHAREHOLDER 01/01/1996 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BRAGG FINANCIAL ADVISORS INC SHAREHOLDER direct 1996-01-01
BRAGG, PHILLIPS, MCLEOD VICE PRESIDENT 05/01/1996 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BRAGG FINANCIAL ADVISORS INC VICE PRESIDENT direct 1996-05-01
SCRUGGS, STEVEN, HARRISON CHIEF COMPLIANCE OFFICER 01/01/2002 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BRAGG FINANCIAL ADVISORS INC CHIEF COMPLIANCE OFFICER direct 2002-01-01
BRAGG FINANCIAL ADVISORS INC CHIEF OPERATION OFFICER direct 2002-01-01 2005-02-25

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