BRAVER WEALTH MANAGEMENT, LLC

HTTP://WWW.BRAVERWEALTH.COM NEEDHAM, MA Investment Advisor How do I update this listing?

Braver Wealth Management is based out of Needham. Braver Wealth Management is a large advisory firm with discretionary assets under management (AUM) of $777,665,927 (Form ADV from 2015-10-01). Whalewisdom has at least 18 13F filings

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BRAVER WEALTH MANAGEMENT, LLC
117 KENDRICK STREET SUITE 800
NEEDHAM MA    02494
Country: United States

Business Phone: 617-969-0223
Fax: 617-969-0224
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Multi-state advisor
Form of Organization: Limited Liability Company
Organized in: MA
Number of employees: 21
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,MODEL PROVIDER FEES
Amount of client funds and securities: 16,000,000
Total Number of Clients: 0
Amount of client funds and securities by related persons: 16,000,000
Total Number of clients from related persons: 13
Disclosures:
Data above was derived from SEC filings.

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BRAVER WEALTH MANAGEMENT, LLC

ownership team - last updated 2016-10-03
Name Title Start Date Direct/Indirect % Ownership
PELLECCHIA, DENNIS, STEPHEN CO-MANAGING MEMBER AND TREASURER 04/01/2008 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BRAVER WEALTH MANAGEMENT, LLC CO-MANAGING MEMBER AND TREASURER direct 2008-04-01
TANDEM FINANCIAL SERVICES, INC. DIRECTOR & TREASURER direct 2002-02-01 2008-03-05
BRAVER WEALTH MANAGEMENT, LLC TREASURER AND MANAGER direct 2008-04-01 2013-09-09
LUDWIG, JUDITH, DIANE CO-MANAGING MEMBER AND VICE PRESIDENT 04/01/2008 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BRAVER WEALTH MANAGEMENT, LLC CO-MANAGING MEMBER AND VICE PRESIDENT direct 2008-04-01
TANDEM FINANCIAL SERVICES, INC. TREASURER direct 1988-01-01 2001-01-22
TANDEM FINANCIAL SERVICES, INC. VICE PRESIDENT direct 2002-02-01 2008-03-05
BRAVER WEALTH MANAGEMENT, INC. VICE PRESIDENT AND MANAGER direct 2008-04-01 2013-09-09
LUDWIG, JOSEPH, BENSON CO-MANAGING MEMBER 05/01/2008 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BRAVER WEALTH MANAGEMENT, LLC CO-MANAGING MEMBER direct 2008-05-01
BRAVER WEALTH MANAGEMENT, INC. DIRECTOR direct 1988-01-01 2007-03-19
TANDEM FINANCIAL SERVICES, INC. PRESIDENT direct 1988-01-01 2008-03-05
BRAVER WEALTH MANAGEMENT, INC. PRESIDENT AND MANAGER direct 2008-04-01 2008-05-16
BRAVER WEALTH MANGEMENT, LLC MANAGER AND MANAGING DIRECTOR direct 2008-05-01 2013-09-09
BRAVER WEALTH MANAGEMENT, LLC CO-MANAGING MEMBER AND MANAGING DIRECTOR direct 2008-05-01 2015-08-20
PHILBIN, JAMES, MICHAEL CO-MANAGING MEMBER AND EXECUTIVE VICE PRESIDENT 04/01/2008 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BRAVER WEALTH MANAGEMENT, LLC CO-MANAGING MEMBER AND EXECUTIVE VICE PRESIDENT direct 2008-04-01
TANDEM FINANCIAL SERVICES, INC. EXECUTIVE VICE PRESIDENT direct 2002-02-01 2005-03-21
TANDEM FINANCIAL SERVICES, INC. CHIEF COMPLIANCE OFFICER AND EVP direct 2004-10-01 2008-03-05
BRAVER WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER AND MANAGER direct 2008-04-01 2011-06-14
BRAVER WEALTH MANAGEMENT, LLC EXECUTIVE VICE PRESIDENT AND MANAGER direct 2008-04-01 2013-09-09
RILEY, PATRICK, BERNARD CO-MANAGING MEMBER 04/01/2008 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BRAVER WEALTH MANAGEMENT, LLC CO-MANAGING MEMBER direct 2008-04-01
TANDEM FINANCIAL SERVICES, INC. DIRECTOR direct 2002-02-01 2008-03-05
BRAVER WEALTH MANAGEMENT, LLC MANAGER direct 2008-04-01 2013-09-09
GRIESINGER, ANDREW, PETER CHIEF QUANTITATIVE OFFICER 01/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
TANDEM FINANCIAL SERVICES, INC. CHIEF INVESTMENT OFFICER direct 2006-01-01
BRAVER WEALTH MANAGEMENT, LLC CHIEF QUANTITATIVE OFFICER direct 2006-01-01
BRAVER WEALTH MANAGEMENT, INC. MEMBER 04/01/2008 Direct 75% or more
Fund Name Position direct/indirect start date end date
BRAVER WEALTH MANAGEMENT, INC. MEMBER direct 2008-04-01
D'AMICO, DAVID, JOSEPH CO-MANAGING MEMBER PRESIDENT AND CHIEF MARKET STRATEGIST 04/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRAVER WEALTH MANAGEMENT, LLC CO-MANAGING MEMBER PRESIDENT AND CHIEF MARKET STRATEGIST direct 2008-04-01
BINGHAM LEGG ADVISERS LLC DIRECTOR - PORTFOLIO MANAGEMENT direct 2000-09-01 2001-03-29
BRAVER WEALTH MANAGEMENT, LLC PRESIDENT direct 2008-04-01 2011-06-14
BRAVER WEALTH MANAGEMENT, LLC PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2008-04-01 2013-09-09
BRAVER WEALTH MANAGEMENT, LLC CO-MANAGING MEMBER PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2008-04-01 2014-04-18
STEVENS, CHRISTOPHER, MARK DIRECTOR 03/01/2006 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BRAVER WEALTH MANAGEMENT, LLC DIRECTOR direct 2006-03-01
TANDEM FINANCIAL SERVICES, INC. DIRECTOR direct 2002-02-01 2008-03-05
LIGHTMAN, RUSSELL, HARRY DIRECTOR 03/01/2006 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BRAVER WEALTH MANAGEMENT, LLC DIRECTOR direct 2006-03-01
TANDEM FINANCIAL SERVICES, INC. DIRECTOR & CLERK direct 2002-02-01 2008-03-05
BERENSON, JOEL, HAROLD DIRECTOR 03/01/2006 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BRAVER WEALTH MANAGEMENT, LLC DIRECTOR direct 2006-03-01
TANDEM FINANCIAL SERVICES, INC. DIRECTOR direct 2002-02-01 2008-03-05
DURKIN, BRIAN, JOSEPH CHIEF COMPLIANCE OFFICER 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRAVER WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-03-01
LAKE STREET ADVISORS GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2017-09-01
TANDEM FINANCIAL SERVICES, INC. OWNER BRAVER WEALTH MANAGEMENT, INC. 02/01/2002 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BRAVER WEALTH MANAGEMENT, LLC OWNER indirect 2002-02-01
TANDEM FINANCIAL SERVICES, INC. OWNER direct 2002-02-01 2008-03-05

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