BROADVIEW ADVISORS LLC

HTTP://WWW.BROADVIEWADVISORS.COM/ MILWAUKEE, WI Investment Advisor How do I update this listing?

Broadview Advisors is based out of Milwaukee. Broadview Advisors is a large advisory firm with 16 clients and discretionary assets under management (AUM) of $402,036,298 (Form ADV from 2019-03-20). Their last reported 13F filing for Q1 2019 included $367,318,000 in managed 13F securities and a top 10 holdings concentration of 28.03%. Broadview Advisors's largest holding is MGIC Investment Corp. (1984) with shares held of 1,355,025. Broadview Advisors has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 66 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $367.318 Million
  • Prior Market Value $347.253 Million
  • New Purchases23 stocks
  • Additional Purchases25 stocks
  • Sold out of11 stocks
  • Reduced holdings in41 stocks
  • Top 10 Holdings % 28.03 %
  • Turnover % [1]:36.17%
  • Turnover Alt % [2]: 18.77 %
  • Time Held Top20:3.90 quarters
  • Time Held Top10:2.80 quarters
  • Time Held All:7.16 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 0.97%
Performance Last 4 Quarters: -5.0%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR/A (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR/A (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

BROADVIEW ADVISORS, LLC
Classified as Hedge Fund
330 EAST KILBOURN AVENUE SUITE 1475
MILWAUKEE WI    53202
Country: United States

Business Phone: (414) 918-3900
Fax: (414) 434-3984
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: WI
Number of employees: 9
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 43,604,400
Total Number of Clients: 16
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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BROADVIEW ADVISORS, LLC

ownership team - last updated 2019-03-20
Name Title Start Date Direct/Indirect % Ownership
LANE, RICHARD, EDMOND PRESIDENT, MANAGER AND MEMBER 02/01/2001 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BROADVIEW ADVISORS, LLC PRESIDENT, MANAGER AND MEMBER direct 2001-02-01
FIDUCIARY MANAGEMENT, INC. VICE PRESIDENT direct 1994-09-01 2001-02-08
BROADVIEW ADVISORS, LLC PRESIDENT AND SOLE MEMBER direct 2001-02-01 2013-03-11
BROADVIEW ADVISORS, LLC PRESIDENT AND MEMBER direct 2001-02-01 2014-03-14
FARZAM, FARAZ PORTFOLIO MANAGER AND MEMBER 02/01/2001 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BROADVIEW ADVISORS, LLC PORTFOLIO MANAGER direct 2001-02-01
BROADVIEW ADVISORS, LLC PORTFOLIO MANAGER AND MEMBER direct 2001-02-01
GARCIA, AARON, J PORTFOLIO MANAGER AND MEMBER 11/01/2003 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BROADVIEW ADVISORS, LLC PORTFOLIO MANAGER direct 2003-11-01
BROADVIEW ADVISORS, LLC PORTFOLIO MANAGER AND MEMBER direct 2003-11-01
WHITING, RICHARD, JAMES MANAGER OF TRADING DEPARTMENT, PORTFOLIO MANAGER AND MEMBER 02/01/2001 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BROADVIEW ADVISORS, LLC MANAGER OF TRADING DEPARTMENT AND PORTFOLIO MANAGER direct 2001-02-01
BROADVIEW ADVISORS, LLC MANAGER OF TRADING DEPARTMENT, PORTFOLIO MANAGER AND MEMBER direct 2001-02-01
PINGEL, ANGELA, LYNNE GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
M&I INVESTMENT MANAGEMENT CORP. SECRETARY AND VICE PRESIDENT direct 2008-04-01
BROADVIEW ADVISORS, LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2015-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CHATAQUA PARTNERS, LLC United States 805-9886775188 Hedge Fund 43,604,374 250,000

BROADVIEW ADVISORS, LLC

ownership team - last updated 2017-03-17
Name Title Start Date Direct/Indirect % Ownership
LANE, RICHARD, EDMOND PRESIDENT, MANAGER AND MEMBER 02/01/2001 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BROADVIEW ADVISORS, LLC PRESIDENT, MANAGER AND MEMBER direct 2001-02-01
FIDUCIARY MANAGEMENT, INC. VICE PRESIDENT direct 1994-09-01 2001-02-08
BROADVIEW ADVISORS, LLC PRESIDENT AND SOLE MEMBER direct 2001-02-01 2013-03-11
BROADVIEW ADVISORS, LLC PRESIDENT AND MEMBER direct 2001-02-01 2014-03-14
FARZAM, FARAZ PORTFOLIO MANAGER AND MEMBER 02/01/2001 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BROADVIEW ADVISORS, LLC PORTFOLIO MANAGER direct 2001-02-01
BROADVIEW ADVISORS, LLC PORTFOLIO MANAGER AND MEMBER direct 2001-02-01
GARCIA, AARON, J PORTFOLIO MANAGER AND MEMBER 11/01/2003 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BROADVIEW ADVISORS, LLC PORTFOLIO MANAGER direct 2003-11-01
BROADVIEW ADVISORS, LLC PORTFOLIO MANAGER AND MEMBER direct 2003-11-01
WHITING, RICHARD, JAMES MANAGER OF TRADING DEPARTMENT, PORTFOLIO MANAGER AND MEMBER 02/01/2001 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BROADVIEW ADVISORS, LLC MANAGER OF TRADING DEPARTMENT AND PORTFOLIO MANAGER direct 2001-02-01
BROADVIEW ADVISORS, LLC MANAGER OF TRADING DEPARTMENT, PORTFOLIO MANAGER AND MEMBER direct 2001-02-01
PINGEL, ANGELA, LYNNE GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
M&I INVESTMENT MANAGEMENT CORP. SECRETARY AND VICE PRESIDENT direct 2008-04-01
BROADVIEW ADVISORS, LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2015-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CHATAQUA PARTNERS, LLC United States 805-9886775188 Hedge Fund 56,000,000 250,000

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