BULLDOG INVESTORS, LLP

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Bulldog Investors, LLP is based out of Saddle Brook. Bulldog Investors, LLP is a hedge fund with 470 clients and discretionary assets under management (AUM) of $454,181,904 (Form ADV from 2022-03-17). Their last reported 13F filing for Q1 2022 included $389,405,000 in managed 13F securities and a top 10 holdings concentration of 20.79%. Bulldog Investors, LLP's largest holding is General American Investors Co., Inc. with shares held of 327,866. Bulldog Investors, LLP has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 69 13F filings, 337 13D filings, 76 13G filings, and 14 Form 4 filings

03/31/2022

13F Activity

  • Market Value $389.405 Million
  • Prior Market Value $374.325 Million
  • New Purchases120 stocks
  • Additional Purchases39 stocks
  • Sold out of75 stocks
  • Reduced holdings in139 stocks
  • Top 10 Holdings % 20.79 %
  • Turnover % [1]:58.56%
  • Turnover Alt % [2]: 28.32 %
  • Time Held Top20:4.35 quarters
  • Time Held Top10:4.50 quarters
  • Time Held All:2.68 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2022

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2022-05-16

Performance for Q1 2022: -5.48%
Performance Last 4 Quarters: -1.22%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

Global (ex. US) Holdings

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Source: Refinitiv

View Last Form Adv Compilation Report on Record

BULLDOG INVESTORS, LLP
Classified as Hedge Fund
250 PEHLE AVE., SUITE 708
SADDLE BROOK NJ    07663
Country: United States

Business Phone: 201-556-0092
Fax: 201-556-0097
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Partnership
Organized in: DE
Number of employees: 6
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 470
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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BULLDOG INVESTORS, LLP

ownership team - last updated 2022-03-17
Name Title Start Date Direct/Indirect % Ownership
DAKOS, ANDREW, (NMN) PARTNER 08/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER AND CHIEF COMPLIANCE OFFICER direct 2009-08-01
BULLDOG INVESTORS, LLC MEMBER direct 2009-08-01
GOLDSTEIN, PHILLIP, FRANKLIN PARTNER 08/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER direct 2009-08-01
DARLING, STEPHANIE, LYNNE CHIEF COMPLIANCE OFFICER 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2012-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CALAPASAS WEST PARTNERS LP United States 805-3061641117 Hedge Fund 839,811 250,000
FULL VALUE SPECIAL SITUATIONS FUND, LP United States 805-9461102860 Hedge Fund 487,513 250,000
FULL VALUE PARTNERS L.P. United States 805-7955995595 Hedge Fund 2,161,798 250,000
MCM OPPORTUNITY PARTNERS L.P. United States 805-7793390881 Hedge Fund 334,359 125,000
OPPORTUNITY PARTNERS, LP United States 805-7360814092 Hedge Fund 3,176,527 250,000
NAME WITHHELD United States 805-7060182532 Hedge Fund 1,546,232 100,000

BULLDOG INVESTORS, LLP

ownership team - last updated 2021-04-16
Name Title Start Date Direct/Indirect % Ownership
DAKOS, ANDREW, (NMN) PARTNER 08/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER AND CHIEF COMPLIANCE OFFICER direct 2009-08-01
BULLDOG INVESTORS, LLC MEMBER direct 2009-08-01
GOLDSTEIN, PHILLIP, FRANKLIN PARTNER 08/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER direct 2009-08-01
DARLING, STEPHANIE, LYNNE CHIEF COMPLIANCE OFFICER 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2012-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CALAPASAS WEST PARTNERS LP United States 805-3061641117 Hedge Fund 950,124 250,000
FULL VALUE SPECIAL SITUATIONS FUND, LP United States 805-9461102860 Hedge Fund 44,897 250,000
FULL VALUE PARTNERS L.P. United States 805-7955995595 Hedge Fund 2,391,075 250,000
MCM OPPORTUNITY PARTNERS L.P. United States 805-7793390881 Hedge Fund 379,916 125,000
OPPORTUNITY PARTNERS, LP United States 805-7360814092 Hedge Fund 3,422,640 250,000
NAME WITHHELD United States 805-7060182532 Hedge Fund 1,705,351 100,000

BULLDOG INVESTORS, LLP

ownership team - last updated 2021-03-30
Name Title Start Date Direct/Indirect % Ownership
DAKOS, ANDREW, (NMN) PARTNER 08/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER AND CHIEF COMPLIANCE OFFICER direct 2009-08-01
BULLDOG INVESTORS, LLC MEMBER direct 2009-08-01
GOLDSTEIN, PHILLIP, FRANKLIN PARTNER 08/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER direct 2009-08-01
DARLING, STEPHANIE, LYNNE CHIEF COMPLIANCE OFFICER 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2012-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CALAPASAS WEST PARTNERS LP United States 805-3061641117 Hedge Fund 950,124 250,000
FULL VALUE SPECIAL SITUATIONS FUND, LP United States 805-9461102860 Hedge Fund 44,897 250,000
FULL VALUE PARTNERS L.P. United States 805-7955995595 Hedge Fund 2,391,075 250,000
MCM OPPORTUNITY PARTNERS L.P. United States 805-7793390881 Hedge Fund 379,916 125,000
OPPORTUNITY PARTNERS, LP United States 805-7360814092 Hedge Fund 3,422,640 250,000
NAME WITHHELD United States 805-7060182532 Hedge Fund 1,705,351 100,000

BULLDOG INVESTORS, LLC

ownership team - last updated 2020-09-28
Name Title Start Date Direct/Indirect % Ownership
DAKOS, ANDREW, (NMN) MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER AND CHIEF COMPLIANCE OFFICER direct 2009-08-01
BULLDOG INVESTORS, LLC MEMBER direct 2009-08-01
GOLDSTEIN, PHILLIP, FRANKLIN MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER direct 2009-08-01
DARLING, STEPHANIE, LYNNE CHIEF COMPLIANCE OFFICER 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2012-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CALAPASAS WEST PARTNERS LP United States 805-3061641117 Hedge Fund 1,216,129 250,000
FULL VALUE SPECIAL SITUATIONS FUND, LP United States 805-9461102860 Hedge Fund 487,262 250,000
FULL VALUE PARTNERS L.P. United States 805-7955995595 Hedge Fund 3,114,819 250,000
MCM OPPORTUNITY PARTNERS L.P. United States 805-7793390881 Hedge Fund 481,694 125,000
OPPORTUNITY PARTNERS, LP United States 805-7360814092 Hedge Fund 4,197,960 250,000
NAME WITHHELD United States 805-7060182532 Hedge Fund 2,115,451 100,000

BULLDOG INVESTORS, LLC

ownership team - last updated 2020-06-25
Name Title Start Date Direct/Indirect % Ownership
DAKOS, ANDREW, (NMN) MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER AND CHIEF COMPLIANCE OFFICER direct 2009-08-01
BULLDOG INVESTORS, LLC MEMBER direct 2009-08-01
GOLDSTEIN, PHILLIP, FRANKLIN MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER direct 2009-08-01
DARLING, STEPHANIE, LYNNE CHIEF COMPLIANCE OFFICER 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2012-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CALAPASAS WEST PARTNERS LP United States 805-3061641117 Hedge Fund 1,216,129 250,000
FULL VALUE SPECIAL SITUATIONS FUND, LP United States 805-9461102860 Hedge Fund 487,262 250,000
NAME WITHHELD United States 805-7060182532 Hedge Fund 2,115,451 100,000
FULL VALUE PARTNERS L.P. United States 805-7955995595 Hedge Fund 3,114,819 250,000
MCM OPPORTUNITY PARTNERS L.P. United States 805-7793390881 Hedge Fund 481,694 125,000
OPPORTUNITY PARTNERS, LP United States 805-7360814092 Hedge Fund 4,197,960 250,000

BULLDOG INVESTORS, LLC

ownership team - last updated 2020-03-25
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CALAPASAS WEST PARTNERS LP United States 805-3061641117 Hedge Fund 1,216,129 250,000
FULL VALUE SPECIAL SITUATIONS FUND, LP United States 805-9461102860 Hedge Fund 487,262 250,000
NAME WITHHELD United States 805-7060182532 Hedge Fund 2,115,451 100,000
FULL VALUE PARTNERS L.P. United States 805-7955995595 Hedge Fund 3,114,819 250,000
MCM OPPORTUNITY PARTNERS L.P. United States 805-7793390881 Hedge Fund 481,694 125,000
OPPORTUNITY PARTNERS, LP United States 805-7360814092 Hedge Fund 4,197,960 250,000

BULLDOG INVESTORS, LLC

ownership team - last updated 2019-05-02
Name Title Start Date Direct/Indirect % Ownership
SAMUELS, STEVEN, JAY MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER direct 2009-08-01
DAKOS, ANDREW, (NMN) MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER AND CHIEF COMPLIANCE OFFICER direct 2009-08-01
BULLDOG INVESTORS, LLC MEMBER direct 2009-08-01
GOLDSTEIN, PHILLIP, FRANKLIN MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER direct 2009-08-01
DARLING, STEPHANIE, LYNNE CHIEF COMPLIANCE OFFICER 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2012-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
NAME WITHHELD United States 805-7060182532 Hedge Fund 46,803,527 100,000 Fund of Funds
FULL VALUE PARTNERS L.P. United States 805-7955995595 Hedge Fund 39,965,050 250,000 Fund of Funds
MCM OPPORTUNITY PARTNERS L.P. United States 805-7793390881 Hedge Fund 10,300,061 125,000 Fund of Funds
OPPORTUNITY PARTNERS, LP United States 805-7360814092 Hedge Fund 47,818,524 250,000 Fund of Funds
CALAPASAS WEST PARTNERS LP United States 805-3061641117 Hedge Fund 15,592,098 250,000 Fund of Funds
FULL VALUE SPECIAL SITUATIONS FUND, LP United States 805-9461102860 Hedge Fund 5,796,587 250,000 Fund of Funds

BULLDOG INVESTORS, LLC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
SAMUELS, STEVEN, JAY MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER direct 2009-08-01
DAKOS, ANDREW, (NMN) MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER AND CHIEF COMPLIANCE OFFICER direct 2009-08-01
BULLDOG INVESTORS, LLC MEMBER direct 2009-08-01
GOLDSTEIN, PHILLIP, FRANKLIN MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER direct 2009-08-01
DARLING, STEPHANIE, LYNNE CHIEF COMPLIANCE OFFICER 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2012-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
OPPORTUNITY PARTNERS, LP United States 805-7360814092 Hedge Fund 47,818,524 250,000 Fund of Funds
CALAPASAS WEST PARTNERS LP United States 805-3061641117 Hedge Fund 15,592,098 250,000 Fund of Funds
FULL VALUE SPECIAL SITUATIONS FUND, LP United States 805-9461102860 Hedge Fund 5,796,587 250,000 Fund of Funds
NAME WITHHELD United States 805-3902437240 Hedge Fund 29,307,388 100,000 Fund of Funds
NAME WITHHELD United States 805-7060182532 Hedge Fund 46,803,527 100,000 Fund of Funds
FULL VALUE PARTNERS L.P. United States 805-7955995595 Hedge Fund 39,965,050 250,000 Fund of Funds
MCM OPPORTUNITY PARTNERS L.P. United States 805-7793390881 Hedge Fund 10,300,061 125,000 Fund of Funds

BULLDOG INVESTORS, LLC

ownership team - last updated 2018-11-29
Name Title Start Date Direct/Indirect % Ownership
SAMUELS, STEVEN, JAY MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER direct 2009-08-01
DAKOS, ANDREW, (NMN) MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER AND CHIEF COMPLIANCE OFFICER direct 2009-08-01
BULLDOG INVESTORS, LLC MEMBER direct 2009-08-01
GOLDSTEIN, PHILLIP, FRANKLIN MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER direct 2009-08-01
DARLING, STEPHANIE, LYNNE CHIEF COMPLIANCE OFFICER 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2012-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CALAPASAS WEST PARTNERS LP United States 805-3061641117 Hedge Fund 27,429,214 250,000 Fund of Funds
OPPORTUNITY PARTNERS, LP United States 805-7360814092 Hedge Fund 74,232,156 250,000 Fund of Funds
FULL VALUE SPECIAL SITUATIONS FUND, LP United States 805-9461102860 Hedge Fund 13,727,188 250,000 Fund of Funds
NAME WITHHELD United States 805-3902437240 Hedge Fund 37,401,332 100,000 Fund of Funds
NAME WITHHELD United States 805-7060182532 Hedge Fund 55,313,267 100,000 Fund of Funds
FULL VALUE PARTNERS L.P. United States 805-7955995595 Hedge Fund 67,931,245 250,000 Fund of Funds
MCM OPPORTUNITY PARTNERS L.P. United States 805-7793390881 Hedge Fund 12,420,620 125,000 Fund of Funds

BULLDOG INVESTORS, LLC

ownership team - last updated 2018-06-06
Name Title Start Date Direct/Indirect % Ownership
SAMUELS, STEVEN, JAY MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER direct 2009-08-01
DAKOS, ANDREW, (NMN) MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER AND CHIEF COMPLIANCE OFFICER direct 2009-08-01
BULLDOG INVESTORS, LLC MEMBER direct 2009-08-01
GOLDSTEIN, PHILLIP, FRANKLIN MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER direct 2009-08-01
DARLING, STEPHANIE, LYNNE CHIEF COMPLIANCE OFFICER 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2012-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
OPPORTUNITY PARTNERS, LP United States 805-7360814092 Hedge Fund 74,232,156 250,000 Fund of Funds
FULL VALUE SPECIAL SITUATIONS FUND, LP United States 805-9461102860 Hedge Fund 13,727,188 250,000 Fund of Funds
NAME WITHHELD United States 805-3902437240 Hedge Fund 37,401,332 100,000 Fund of Funds
NAME WITHHELD United States 805-7060182532 Hedge Fund 55,313,267 100,000 Fund of Funds
FULL VALUE PARTNERS L.P. United States 805-7955995595 Hedge Fund 67,931,245 250,000 Fund of Funds
OPPORTUNITY INCOME PLUS L.P. United States 805-1415666012 Hedge Fund 16,621,678 250,000 Fund of Funds
MCM OPPORTUNITY PARTNERS L.P. United States 805-7793390881 Hedge Fund 12,420,620 125,000 Fund of Funds
CALAPASAS WEST PARTNERS LP United States 805-3061641117 Hedge Fund 27,429,214 250,000 Fund of Funds

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