BULLDOG INVESTORS, LLC

HTTPS://WWW.LINKEDIN.COM/COMPANY/5115938 SADDLE BROOK, NJ Investment Advisor Hedge Fund Activist Investor How do I update this listing?

Bulldog Investors is based out of Saddle Brook. Bulldog Investors is a large advisory firm with 51 clients and discretionary assets under management (AUM) of $398,225,010 (Form ADV from 2019-05-02). Their last reported 13F filing for Q3 2019 included $222,805,000 in managed 13F securities and a top 10 holdings concentration of 39.74%. Bulldog Investors's largest holding is Legg Mason BW Global Income Opport Fund with shares held of 951,444. Bulldog Investors has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 59 13F filings, 310 13D filings, 71 13G filings, and 9 Form 4 filings

Subscription Required

Equal-WT
WhaleScore

?

67

S&P 500
WhaleScore

?

Subscription Required

Manager Weighted
WhaleScore

?
Download 13F Summary to Excel Create Email Alert

09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $222.805 Million
  • Prior Market Value $319.663 Million
  • New Purchases33 stocks
  • Additional Purchases34 stocks
  • Sold out of44 stocks
  • Reduced holdings in50 stocks
  • Top 10 Holdings % 39.74 %
  • Turnover % [1]:49.36%
  • Turnover Alt % [2]: 27.29 %
  • Time Held Top20:2.60 quarters
  • Time Held Top10:2.10 quarters
  • Time Held All:4.01 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 3.68%
Performance Last 4 Quarters: 0.88%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR/A (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR/A (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR/A (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR/A (Subscription required)
  • 2015-09-30 - 13F-HR/A (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR/A (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR/A (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR/A (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR/A (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR/A (Subscription required)
  • 2014-06-30 - 13F-HR/A (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR/A (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR/A (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR/A (Subscription required)
  • 2013-09-30 - 13F-HR/A (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR/A (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR/A (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR/A (Subscription required)
  • 2012-12-31 - 13F-HR/A (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

BULLDOG INVESTORS, LLC
Classified as Hedge Fund
PARK 80 WEST - PLAZA TWO 250 PEHLE AVENUE, SUITE 708
SADDLE BROOK NJ    07663
Country: United States

Business Phone: 201-556-0092
Fax: 201-556-0097
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 7
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 143,697,000
Total Number of Clients: 51
Amount of client funds and securities by related persons: 119,472,000
Total Number of clients from related persons: 5
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

BULLDOG INVESTORS, LLC

ownership team - last updated 2019-05-02
Name Title Start Date Direct/Indirect % Ownership
DAKOS, ANDREW, (NMN) MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER AND CHIEF COMPLIANCE OFFICER direct 2009-08-01
BULLDOG INVESTORS, LLC MEMBER direct 2009-08-01
GOLDSTEIN, PHILLIP, FRANKLIN MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER direct 2009-08-01
SAMUELS, STEVEN, JAY MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER direct 2009-08-01
DARLING, STEPHANIE, LYNNE CHIEF COMPLIANCE OFFICER 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2012-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
NAME WITHHELD United States 805-7060182532 Hedge Fund 46,803,527 100,000 Fund of Funds
FULL VALUE PARTNERS L.P. United States 805-7955995595 Hedge Fund 39,965,050 250,000 Fund of Funds
MCM OPPORTUNITY PARTNERS L.P. United States 805-7793390881 Hedge Fund 10,300,061 125,000 Fund of Funds
OPPORTUNITY PARTNERS, LP United States 805-7360814092 Hedge Fund 47,818,524 250,000 Fund of Funds
CALAPASAS WEST PARTNERS LP United States 805-3061641117 Hedge Fund 15,592,098 250,000 Fund of Funds
FULL VALUE SPECIAL SITUATIONS FUND, LP United States 805-9461102860 Hedge Fund 5,796,587 250,000 Fund of Funds

BULLDOG INVESTORS, LLC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
DAKOS, ANDREW, (NMN) MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER AND CHIEF COMPLIANCE OFFICER direct 2009-08-01
BULLDOG INVESTORS, LLC MEMBER direct 2009-08-01
GOLDSTEIN, PHILLIP, FRANKLIN MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER direct 2009-08-01
SAMUELS, STEVEN, JAY MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER direct 2009-08-01
DARLING, STEPHANIE, LYNNE CHIEF COMPLIANCE OFFICER 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2012-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
OPPORTUNITY PARTNERS, LP United States 805-7360814092 Hedge Fund 47,818,524 250,000 Fund of Funds
CALAPASAS WEST PARTNERS LP United States 805-3061641117 Hedge Fund 15,592,098 250,000 Fund of Funds
FULL VALUE SPECIAL SITUATIONS FUND, LP United States 805-9461102860 Hedge Fund 5,796,587 250,000 Fund of Funds
NAME WITHHELD United States 805-3902437240 Hedge Fund 29,307,388 100,000 Fund of Funds
NAME WITHHELD United States 805-7060182532 Hedge Fund 46,803,527 100,000 Fund of Funds
FULL VALUE PARTNERS L.P. United States 805-7955995595 Hedge Fund 39,965,050 250,000 Fund of Funds
MCM OPPORTUNITY PARTNERS L.P. United States 805-7793390881 Hedge Fund 10,300,061 125,000 Fund of Funds

BULLDOG INVESTORS, LLC

ownership team - last updated 2018-11-29
Name Title Start Date Direct/Indirect % Ownership
DAKOS, ANDREW, (NMN) MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER AND CHIEF COMPLIANCE OFFICER direct 2009-08-01
BULLDOG INVESTORS, LLC MEMBER direct 2009-08-01
GOLDSTEIN, PHILLIP, FRANKLIN MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER direct 2009-08-01
SAMUELS, STEVEN, JAY MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER direct 2009-08-01
DARLING, STEPHANIE, LYNNE CHIEF COMPLIANCE OFFICER 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2012-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CALAPASAS WEST PARTNERS LP United States 805-3061641117 Hedge Fund 27,429,214 250,000 Fund of Funds
OPPORTUNITY PARTNERS, LP United States 805-7360814092 Hedge Fund 74,232,156 250,000 Fund of Funds
FULL VALUE SPECIAL SITUATIONS FUND, LP United States 805-9461102860 Hedge Fund 13,727,188 250,000 Fund of Funds
NAME WITHHELD United States 805-3902437240 Hedge Fund 37,401,332 100,000 Fund of Funds
NAME WITHHELD United States 805-7060182532 Hedge Fund 55,313,267 100,000 Fund of Funds
FULL VALUE PARTNERS L.P. United States 805-7955995595 Hedge Fund 67,931,245 250,000 Fund of Funds
MCM OPPORTUNITY PARTNERS L.P. United States 805-7793390881 Hedge Fund 12,420,620 125,000 Fund of Funds

BULLDOG INVESTORS, LLC

ownership team - last updated 2018-06-06
Name Title Start Date Direct/Indirect % Ownership
DAKOS, ANDREW, (NMN) MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER AND CHIEF COMPLIANCE OFFICER direct 2009-08-01
BULLDOG INVESTORS, LLC MEMBER direct 2009-08-01
GOLDSTEIN, PHILLIP, FRANKLIN MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER direct 2009-08-01
SAMUELS, STEVEN, JAY MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC MEMBER direct 2009-08-01
DARLING, STEPHANIE, LYNNE CHIEF COMPLIANCE OFFICER 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BROOKLYN CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2012-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
OPPORTUNITY PARTNERS, LP United States 805-7360814092 Hedge Fund 74,232,156 250,000 Fund of Funds
FULL VALUE SPECIAL SITUATIONS FUND, LP United States 805-9461102860 Hedge Fund 13,727,188 250,000 Fund of Funds
NAME WITHHELD United States 805-3902437240 Hedge Fund 37,401,332 100,000 Fund of Funds
NAME WITHHELD United States 805-7060182532 Hedge Fund 55,313,267 100,000 Fund of Funds
FULL VALUE PARTNERS L.P. United States 805-7955995595 Hedge Fund 67,931,245 250,000 Fund of Funds
OPPORTUNITY INCOME PLUS L.P. United States 805-1415666012 Hedge Fund 16,621,678 250,000 Fund of Funds
MCM OPPORTUNITY PARTNERS L.P. United States 805-7793390881 Hedge Fund 12,420,620 125,000 Fund of Funds
CALAPASAS WEST PARTNERS LP United States 805-3061641117 Hedge Fund 27,429,214 250,000 Fund of Funds

WhaleScore history for BULLDOG INVESTORS, LLC

You must have a subscription to view WhaleScore histories

Elevate your investments