BROOKS, MOORE & ASSOCIATES, INC.

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Brooks, Moore & Associates is based out of Chattanooga. Brooks, Moore & Associates is a large advisory firm with 114 clients and discretionary assets under management (AUM) of $206,395,263 (Form ADV from 2018-12-12). Their last reported 13F filing for Q1 2019 included $109,596,000 in managed 13F securities and a top 10 holdings concentration of 31.12%. Brooks, Moore & Associates's largest holding is Abbott Laboratories with shares held of 63,872. Whalewisdom has at least 2 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $109.596 Million
  • Prior Market Value $99.34 Million
  • New Purchases4 stocks
  • Additional Purchases23 stocks
  • Sold out of3 stocks
  • Reduced holdings in34 stocks
  • Top 10 Holdings % 31.12 %
  • Turnover % [1]:7.78%
  • Turnover Alt % [2]: 5.65 %
  • Time Held Top20:0.90 quarters
  • Time Held Top10:0.80 quarters
  • Time Held All:0.96 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: -0.28%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

BROOKS, MOORE & ASSOCIATES, INC.
3905 SAINT ELMO AVENUE
CHATTANOOGA TN    37409-1239
Country: United States

Business Phone: 423-756-8628
Fax: 423-265-9436
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: TN
Number of employees: 6
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 114
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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BROOKS, MOORE & ASSOCIATES, INC.

ownership team - last updated 2019-03-30
Name Title Start Date Direct/Indirect % Ownership
BROOKS, JAY, WILLIAM MANAGING DIRECTOR 03/01/1986 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKS MONTAGUE & ASSOCIATES INC MANAGING DIRECTOR direct 1986-03-01
BROOKS, MOORE & ASSOCIATES, INC. MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1986-03-01 2015-06-09
MOORE, RICHARD, LOGAN MANAGING DIRECTOR 08/01/1995 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BROOKS, MOORE & ASSOCIATES, INC. MANAGING DIRECTOR direct 1995-08-01
BROOKS MONTAGUE & ASSOCIATES INC MANAGING DIRECTOR direct 1994-12-01 2004-03-24
Brooks, Jay, William CHIEF COMPLIANCE OFFICER, VP, PORTFOLIO MANAGER 11/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BROOKS, MOORE & ASSOCIATES, INC. CHIEF COMPLIANCE OFFICER, VP, PORTFOLIO MANAGER direct 2018-11-01

BROOKS, MOORE & ASSOCIATES, INC.

ownership team - last updated 2018-12-12
Name Title Start Date Direct/Indirect % Ownership
BROOKS, JAY, WILLIAM MANAGING DIRECTOR 03/01/1986 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKS MONTAGUE & ASSOCIATES INC MANAGING DIRECTOR direct 1986-03-01
BROOKS, MOORE & ASSOCIATES, INC. MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1986-03-01 2015-06-09
MOORE, RICHARD, LOGAN MANAGING DIRECTOR 08/01/1995 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BROOKS, MOORE & ASSOCIATES, INC. MANAGING DIRECTOR direct 1995-08-01
BROOKS MONTAGUE & ASSOCIATES INC MANAGING DIRECTOR direct 1994-12-01 2004-03-24
Brooks, Jay, William CHIEF COMPLIANCE OFFICER, VP, PORTFOLIO MANAGER 11/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BROOKS, MOORE & ASSOCIATES, INC. CHIEF COMPLIANCE OFFICER, VP, PORTFOLIO MANAGER direct 2018-11-01

BROOKS, MOORE & ASSOCIATES, INC.

ownership team - last updated 2017-03-28
Name Title Start Date Direct/Indirect % Ownership
BROOKS, JAY, WILLIAM MANAGING DIRECTOR 03/01/1986 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BROOKS MONTAGUE & ASSOCIATES INC MANAGING DIRECTOR direct 1986-03-01
BROOKS, MOORE & ASSOCIATES, INC. MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1986-03-01 2015-06-09
MOORE, RICHARD, LOGAN MANAGING DIRECTOR 08/01/1995 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
BROOKS, MOORE & ASSOCIATES, INC. MANAGING DIRECTOR direct 1995-08-01
BROOKS MONTAGUE & ASSOCIATES INC MANAGING DIRECTOR direct 1994-12-01 2004-03-24
CALLAHAN, DEBBIE, U CHIEF COMPLIANCE OFFICER/VP 08/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BROOKS, MOORE & ASSOCIATES, INC. CHIEF COMPLIANCE OFFICER/VP direct 2015-08-01

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