BTC CAPITAL MANAGEMENT, INC.

HTTP://WWW.BTCCAPITALMGMT.COM DES MOINES, IA Investment Advisor How do I update this listing?

BTC Capital Management is based out of Des Moines. BTC Capital Management is a large advisory firm with 68 clients and discretionary assets under management (AUM) of $2,591,954,675 (Form ADV from 2018-10-01). Their last reported 13F filing for Q1 2019 included $626,662,000 in managed 13F securities and a top 10 holdings concentration of 27.42%. BTC Capital Management's largest holding is Vanguard Total Bond Market Indx Fund ETF with shares held of 415,988. BTC Capital Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 20 13F filings

Subscription Required

Equal-WT
WhaleScore

?

62

S&P 500
WhaleScore

?

Subscription Required

Manager Weighted
WhaleScore

?
Download 13F Summary to Excel Create Email Alert

03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $626.662 Million
  • Prior Market Value $558.432 Million
  • New Purchases13 stocks
  • Additional Purchases81 stocks
  • Sold out of4 stocks
  • Reduced holdings in56 stocks
  • Top 10 Holdings % 27.42 %
  • Turnover % [1]:9.34%
  • Turnover Alt % [2]: 4.69 %
  • Time Held Top20:6.35 quarters
  • Time Held Top10:3.90 quarters
  • Time Held All:11.01 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 7.12%
Performance Last 4 Quarters: 7.24%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR/A (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
BANKERS TRUST CO

View Last Form Adv Compilation Report on Record

BTC CAPITAL MANAGEMENT
453 7TH STREET
DES MOINES IA    50309-3702
Country: United States

Business Phone: 515-245-2416
Fax: 515-247-2054
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: IA
Number of employees: 17
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 0
Total Number of Clients: 68
Amount of client funds and securities by related persons: 2,464,430,000
Total Number of clients from related persons: 70
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

BTC CAPITAL MANAGEMENT, INC.

ownership team - last updated 2019-03-14
Name Title Start Date Direct/Indirect % Ownership
BTC FINANCIAL CORPORATION SHAREHOLDER 05/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
BTC CAPITAL MANAGEMENT, INC. SHAREHOLDER direct 2003-05-01
MIDAMERICA INVESTMENT ADVISORY GROUP,INC. CONTROL PERSON indirect 2003-05-01
ALBERTSON, KERMIT, JOHN SECRETARY/TREASURER 05/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTC CAPITAL MANAGEMENT, INC. SECRETARY/TREASURER direct 2003-05-01
ELTJES, SCOTT, DEAN PRESIDENT AND CEO 02/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
VMF CAPITAL LLC VP, MANAGING PARTNER direct 1999-05-01
VMF CAPITAL LLC VP, MANAGING PARTNER indirect 1999-05-01
WB CAPITAL MANAGEMENT INC. MANAGING DIRECTOR direct 2003-10-01
BTC CAPITAL MANAGEMENT, INC. PRESIDENT AND CEO direct 2009-02-01
INVESTORS MANAGEMENT GROUP LTD DIRECTOR direct 2006-01-01 2008-03-26
MIDAMERICA INVESTMENT ADVISORY GROUP,INC. PRESIDENT AND CEO direct 2009-08-01 2010-01-04
AUGUSTINE, JON, KENT CHIEF INVESTMENT OFFICER 11/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
VMF CAPITAL LLC VP, MANAGING PARTNER direct 1999-05-01
VMF CAPITAL LLC VP, MANAGING PARTNER indirect 1999-05-01
WB CAPITAL MANAGEMENT INC. MANAGING DIRECTOR direct 2003-10-01
BTC CAPITAL MANAGEMENT, INC. CHIEF INVESTMENT OFFICER direct 2009-11-01
WB CAPITAL MANAGEMENT INC. MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER direct 2003-10-01 2005-09-06
WB CAPITAL MANAGEMENT INC. CHIEF INVESTMENT OFFICER, DIRECTOR direct 2009-01-01 2009-03-24
MIDAMERICA INVESTMENT ADVISORY GROUP,INC. VICE PRESIDENT/CHIEF INVESTMENT OFFICER direct 2009-12-01 2010-01-04
BTC CAPITAL MANAGEMENT, INC. VICE PRESIDENT/CHIEF INVESTMENT OFFICER direct 2009-11-01 2015-07-02
MANDZIARA, MARK, PAUL SENIOR MANAGING DIRECTOR 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTC CAPITAL MANAGEMENT, INC. SENIOR MANAGING DIRECTOR direct 2003-07-01
BTC CAPITAL MANAGEMENT, INC. SENIOR MANAGING DIRECTOR/BOARD MEMBER direct 2003-07-01
MIDAMERICA INVESTMENT ADVISORY GROUP,INC. SENIOR MANAGING DIRECTOR/BOARD MEMBER direct 2009-12-01
LEIBOLD, CHARLES, HOWARD CHIEF COMPLIANCE OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTC CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2017-01-01
Coffin, Donald, James CHAIRMAN, DIRECTOR 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTC CAPITAL MANAGEMENT, INC. CHAIRMAN, DIRECTOR direct 2018-01-01
JOHN RUAN 1993 REVOCABLE TRUST, FORMED UNDER AGREEMENT DATED APRIL 2, 2002 BY JOHN RUAN AS SETTLOR. CURRENT TRUSTEE: JOHN RUAN CONTROL PERSON BTC FINANCIAL CORPORATION 03/01/2002 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
FIRST STATE INVESTMENTS (SINGAPORE) MANAGING MEMBER indirect 1999-04-01
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF FSIB LIMITED indirect 1999-04-01
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF FIRST STATE INVESTMENT MANAGERS (ASIA) LIMITED indirect 1999-04-01
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF COMMONWEALTH INSURANCE HOLDINGS LIMITED indirect 1999-04-01
FIRST STATE INVESTMENTS (SINGAPORE) MANAGING MEMBER direct 1999-04-01
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF FIRST STATE INVESTMENTS HOLDINGS (SINGAPORE) indirect 1999-04-01
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF COLONIAL FIRST STATE GROUP LIMITED indirect 1999-04-01
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF COLONIAL FIRST STATE GROUP LIMITED indirect 1999-04-01
FIRST STATE INVESTMENTS (SINGAPORE) MEMBER/HOLDING COMPANY OF MANAGING MEMBER direct 1999-04-01
FIRST STATE INVESTMENTS (SINGAPORE) ULTIMATE HOLDING COMPANY indirect 1999-04-01
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF COMMONWEALTH INSURANCE HOLDINGS LIMITED indirect 1999-04-01
ACKER FINLEY ASSET MANAGEMENT USA INC. SHAREHOLDER direct 1999-07-01
TRAFALGAR CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2000-01-01
JERMYN CAPITAL (SINGAPORE) PTE. LTD. SHAREHOLDER indirect 2000-02-01
K.K. JERMYN CAPITAL SHAREHOLDER indirect 2000-02-01
JERMYN CAPITAL (SINGAPORE) PTE. LTD. SHAREHOLDER indirect 2000-02-01
JERMYN CAPITAL (SINGAPORE) PTE. LTD. SHAREHOLDER indirect 2000-02-01
JERMYN CAPITAL (SINGAPORE) PTE. LTD. SHAREHOLDER indirect 2000-02-01
K.K. JERMYN CAPITAL SHAREHOLDER indirect 2000-02-01
K.K. JERMYN CAPITAL SHAREHOLDER indirect 2000-02-01
K.K. JERMYN CAPITAL SHAREHOLDER direct 2000-02-01
LAZARD PENSION MANAGEMENT INC GENERAL MEMBER indirect 2000-03-01
LAZARD DEBT RECOVERY MANAGEMENT, LLC GENERAL MEMBER indirect 2000-03-01
FIRST STATE INVESTMENTS (SINGAPORE) ULTIMATE HOLDING COMPANY indirect 2000-06-01
PANGAEA ASSET MANAGEMENT, LLC MEMBER indirect 2000-06-01
ACCESS INVESTMENT ADVISORS LLC SHAREHOLDER indirect 2000-08-01
MARTIN CURRIE GLOBAL INVESTORS LIMITED PARENT COMPANY direct 2000-08-01
KOBRICK FUNDS LLC SHAREHOLDER indirect 2000-10-01
KOBRICK FUNDS LLC SUPERVISOR indirect 2000-10-01
KOBRICK FUNDS LLC SHAREHOLDER indirect 2000-10-01
LAZARD DEBT RECOVERY MANAGEMENT OWNER indirect 2001-04-01
LADENBURG THALMANN FUND MANAGEMENT INC INDIRECT SHAREHOLDER direct 2001-05-01
YORK ASSET MANAGEMENT LIMITED OWNER indirect 2001-05-01
LADENBURG THALMANN FUND MANAGEMENT LLC SHAREHOLDER indirect 2001-05-01
YORK ASSET MANAGEMENT LIMITED OWNER direct 2001-05-01
AGF PRIVATE INVESTMENT ADVISORS INC. PARENT COMPANY direct 2001-07-01
TRAFALGAR CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2001-09-01
MFS INSTITUTIONAL ADVISORS INC. SHAREHOLDER indirect 2001-10-01
SUTRO & CO. INCORPORATED INDIRECT OWNER indirect 2001-10-01
CREDIT AGRICOLE ASSET MANAGEMENT US ADVISORY SERVICES STOCKHOLDER indirect 2001-11-01
CREDIT AGRICOLE ASSET MANAGEMENT US ADVISORY SERVICES STOCKHOLDER indirect 2001-11-01
CREDIT AGRICOLE ASSET MANAGEMENT US ADVISORY SERVICES STOCKHOLDER indirect 2001-11-01
YORK ASSET MANAGEMENT LIMITED TRUSTEE indirect 2001-12-01
BTC CAPITAL MANAGEMENT, INC. CONTROL PERSON indirect 2002-03-01
POLYGON INVESTMENTS LTD. EQUITYHOLDER direct 2002-11-01
REAL ESTATE CAPITAL PARTNERS LP OWNER indirect 2002-12-01
ALPHA INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2003-01-01
ALPHA INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2003-01-01
THUNDER BAY CAPITAL MANAGEMENT, LP NON - VOTING LIMITED PARTNER direct 2003-02-01
THUNDER BAY CAPITAL MANAGEMENT, LP TRUSTEE- AB 2003 TRUST direct 2003-02-01
TRAFALGAR CAPITAL MANAGEMENT (UK) LLP TRUSTEE indirect 2003-05-01
AEON CAPITAL MANAGEMENT, INC. SHAREHOLDER indirect 2003-07-01
BIOPHARMA CAPITAL LIMITED SHAREHOLDER direct 2003-11-01
ALPHA INVESTMENT MANAGEMENT LLC MEMBER direct 2004-01-01
REAL ESTATE CAPITAL PARTNERS LP OWNER indirect 2004-07-01
MCLEAN BUDDEN LIMITED. SHAREHOLDER indirect 2004-11-01
RYAN LABS ASSET MANAGEMENT INC. SOLE SHAREHOLDER indirect 2004-12-01
LAJU (CAYMAN) LIMITED LISTED COMPANY indirect 1969-07-01
SUN LIFE INSTITUTIONAL INVESTMENTS (U.S.) LLC SOLE SHAREHOLDER indirect 2004-12-01
MARTIN CURRIE INC PARENT COMPANY direct 1978-10-01
MARTIN CURRIE INVESTMENT MANAGEMENT LIMITED PARENT COMPANY direct 1978-10-01
CREDIT AGRICOLE ASSET MANAGEMENT US ADVISORY SERVICES STOCKHOLDER indirect 1979-06-01
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 5: SHAREHOLDER OF 4 indirect 2005-03-01
ALPHA INVESTMENT MANAGEMENT LLC SOLE SHAREHOLDER indirect 1984-05-01
TRAFALGAR CAPITAL MANAGEMENT (UK) LLP DESIGNATED MEMBER direct 2005-03-01
BLACKSQUARE CAPITAL LLP OWNER indirect 2005-06-01
LAZARD PENSION MANAGEMENT INC SHAREHOLDER indirect 1984-06-01
POLYGON CREDIT HOLDINGS LTD. EQUITYHOLDER direct 2005-07-01
LAZARD PENSION MANAGEMENT INC SHAREHOLDER indirect 1984-06-01
CYPRESS CAPITAL MANAGEMENT US LIMITED PARENT COMPANY direct 2005-11-01
LAZARD DEBT RECOVERY MANAGEMENT, LLC SHAREHOLDER indirect 1984-06-01
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 6: SHAREHOLDER OF 5 indirect 2006-01-01
LAZARD DEBT RECOVERY MANAGEMENT, LLC SHAREHOLDER indirect 1984-06-01
BARING INTERNATIONAL INVESTMENT LTD SHAREHOLDER 3: SHAREHOLDER OF SHAREHOLDER 2 indirect 2006-01-01
LAZARD PENSION MANAGEMENT INC SHAREHOLDER indirect 1984-06-01
LAZARD DEBT RECOVERY MANAGEMENT SHAREHOLDER indirect 1984-06-01
LAZARD PENSION MANAGEMENT INC SHAREHOLDER indirect 1984-06-01
FIRST STATE (HONG KONG) LLC HOLDING COMPANY OF COMMONWEALTH INSURANCE HOLDINGS LIMITED indirect 2006-04-01
BOSTON ADVISORS, LLC MEMBER direct 2006-04-01
LAZARD DEBT RECOVERY MANAGEMENT, LLC SHAREHOLDER indirect 1984-06-01
FIRST STATE (HONG KONG) LLC ULTIMATE HOLDING COMPANY indirect 2006-04-01
FIRST STATE (HONG KONG) LLC HOLDING COMPANY OF COLONIAL FIRST STATE GROUP LIMITED indirect 2006-04-01
K.J. HARRISON & PARTNERS (USA) INC. CORPORATION direct 2006-12-01
FIRST STATE (HONG KONG) LLC HOLDING COMPANY OF FIRST STATE INVESTMENTS (BERMUDA) LIMITED indirect 2007-06-01
HIGHSTREET ASSET MANAGEMENT U.S. INC. PARENT COMPANY indirect 2007-09-01
AGF INVESTMENTS AMERICA INC. / PLACEMENTS AGF AMÉRIQUE INC. SHAREHOLDER indirect 1985-06-01
CYPRESS CAPITAL MANAGEMENT US LIMITED 100% OWNER PARENT indirect 2007-10-01
CYPRESS CAPITAL MANAGEMENT US LIMITED SHAREHOLDER indirect 1985-06-01
LASAIR CAPITAL LLC CLASS B MEMBER indirect 2007-10-01
AGF PRIVATE INVESTMENT ADVISORS INC. SHAREHOLDER indirect 1985-06-01
AGF PRIVATE INVESTMENT ADVISORS INC. SHAREHOLDER indirect 2007-10-01
LASAIR CAPITAL LLC MANAGING MEMBER direct 2007-10-01
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 4: SHAREHOLDER OF 3 indirect 1986-02-01
CYPRESS CAPITAL MANAGEMENT US LIMITED SHAREHOLDER indirect 2007-10-01
AGF PRIVATE INVESTMENT ADVISORS INC. 100% OWNER PARENT indirect 2007-10-01
HIGHSTREET ASSET MANAGEMENT U.S. INC. PARENT COMPANY indirect 2007-11-01
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 1: SHAREHOLDER OF APPLICANT direct 1986-11-01
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 3: SHAREHOLDER OF 2 indirect 2008-06-01
THREADNEEDLE INTERNATIONAL LTD. STOCKHOLDER indirect 2009-01-01
HIGHSTREET U.S. ASSET MANAGEMENT INC. PARENT COMPANY direct 2009-02-01
AGF INVESTMENTS AMERICA INC. / PLACEMENTS AGF AMÉRIQUE INC. DIRECT OWNER direct 2009-06-01
DAISHIN INVESTMENT TRUST MANAGEMENT CO., LTD. SHAREHOLDER direct 1988-03-01
KESTREL PARTNERS LLP SHAREHOLDER indirect 2009-06-01
HANCOCK CAPITAL INVESTMENT MANAGEMENT LLC MEMBER indirect 2009-12-01
HAMON ASIAN ADVISORS LIMITED SHAREHOLDER indirect 1989-07-01
FINANCIALADVICE4ME, LLC MEMBER direct 2009-12-01
BMO ASSET MANAGEMENT CORP. SOLE SHAREHOLDER OF BMO FINANCIAL CORP. indirect 1989-09-01
HANWHA ASSET MANAGEMENT (USA) LTD. DIRECT OWNER indirect 2010-06-01
MONEGY, INC. SOLE SHAREHOLDER OF BMO FINANCIAL CORP. indirect 1989-09-01
INSTITUTIONAL SHAREHOLDER SERVICES INC. GENERAL PARTNER indirect 2010-08-01
CICC INVESTMENT MANAGEMENT (USA), INC. SOLE SHAREHOLDER indirect 2010-11-01
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 2: SHAREHOLDER OF 1 indirect 1991-03-01
CICC INVESTMENT MANAGEMENT (USA), INC. SHAREHOLDER indirect 2010-11-01
CICC INVESTMENT MANAGEMENT (USA), INC. SHAREHOLDER indirect 2010-11-01
HAMON ASIAN ADVISORS LIMITED SHAREHOLDER indirect 1992-03-01
CICC INVESTMENT MANAGEMENT (USA), INC. SOLE SHAREHOLDER indirect 2010-11-01
NEPHILA CAPITAL LTD. SHAREHOLDER indirect 2010-12-01
FUJI-LORD ABBETT INTERNATIONAL, LTD SHAREHOLDER direct 1992-06-01
NEPHILA ADVISORS LLC SHAREHOLDER indirect 2010-12-01
EDINBURGH FUND MANAGERS PLC SHAREHOLDER direct 1995-04-01
BARING INTERNATIONAL INVESTMENT LTD SHAREHOLDER 6: SHAREHOLDER OF SHAREHOLDER 5 indirect 2012-02-01
HAMON ASIAN ADVISORS LIMITED SHAREHOLDER direct 2012-06-01
SWISS AMERICAN ADVISORS LTD. SHAREHOLDER direct 2012-06-01
ELEVAR EQUITY MANAGEMENT LIMITED OWNER direct 2012-11-01
FORTIS ADVISORS, LLC GENERAL PARTNER indirect 2013-09-01
ARGO INFRASTRUCTURE PARTNERS LLC GENERAL PARTNER indirect 2013-12-01
HAMON ASIAN ADVISORS LIMITED SHAREHOLDER indirect 1995-12-01
F&C MANAGEMENT LIMITED INDIRECT SHAREHOLDER indirect 2014-01-01
PALADIN INVESTMENT ASSOCIATES, LLC SHAREHOLDER indirect 1995-12-01
INSTITUTIONAL SHAREHOLDER SERVICES INC. OWNER indirect 2014-04-01
ABERDEEN AMERICA INC. MINORITY SHAREHOLDER direct 1996-05-01
AQM CAPITAL LLC MEMBER direct 2014-06-01
KYOBO LIFE ASSET MANAGEMENT (AMERICA) CO., LTD. SOLE MEMBER direct 1996-07-01
RESOLVE ASSET MANAGEMENT INC. OWNER direct 2014-11-01
SEIZERT CAPITAL PARTNERS, LLC MEMBER indirect 2014-11-01
ELESSAR INVESTMENT MANAGEMENT, LLC MEMBER indirect 2014-11-01
SOLUS ALTERNATIVE ASSET MANAGEMENT LP LIMITED PARTNER direct 2015-03-01
RYAN LABS ASSET MANAGEMENT INC. SOLE SHAREHOLDER indirect 2015-04-01
CREDIT AGRICOLE ASSET MANAGEMENT US ADVISORY SERVICES STOCKHOLDER indirect 1997-05-01
PRIME ADVISORS INC SOLE SHAREHOLDER indirect 2015-07-01
CREDIT AGRICOLE ASSET MANAGEMENT US ADVISORY SERVICES STOCKHOLDER indirect 1997-05-01
UBS OCONNOR LLC HOLDING COMPANY direct 2015-08-01
UBS ASSET MANAGEMENT (AMERICAS) INC. SHAREHOLDER indirect 2015-08-01
UBS HEDGE FUND SOLUTIONS LLC HOLDING COMPANY direct 2015-08-01
MCLEAN BUDDEN LIMITED. SHAREHOLDER indirect 1997-12-01
INDOCAM INTERNATIONAL INVESTMENT SERVICES PARENT direct 1998-01-01
FFCM LLC MEMBER direct 2015-11-01
FFCM LLC MEMBER indirect 2015-11-01
ASHMORE INVESTMENT MANAGEMENT LTD PARENT COMPANY direct 1999-02-01
THREESIXTY ELEMENTS S.A. SHAREHOLDER direct 2016-02-01
ASHMORE INVESTMENT MANAGEMENT LTD ULTIMATE PARENT COMPANY indirect 1999-02-01
MAXIMAI INVESTMENT PARTNERS, LLC MANAGING MEMBER direct 2016-09-01
ASHMORE INVESTMENT ADVISORS LIMITED PARENT COMPANY direct 1999-02-01
TILLRIDGE CAPITAL PARTNERS, LLC GENERAL PARTNER indirect 2016-12-01
ASHMORE INVESTMENT ADVISORS LIMITED ULTIMATE PARENT COMPANY indirect 1999-02-01
BROOKFIELD SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER direct 2017-01-01
HANWHA ASSET MANAGEMENT (USA) LTD. DIRECT OWNER direct 2017-02-01
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF FIRST STATE INVESTMENTS SINGAPORE direct 1999-04-01
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF FIRST STATE INVESTMENTS (BERMUDA) LIMITED direct 1999-04-01
FIRST STATE (HONG KONG) LLC HOLDING COMPANY OF FIRST STATE INVESTMENT MANAGERS (ASIA) LIMITED indirect 1999-04-01
FIRST STATE (HONG KONG) LLC MANAGING MEMBER direct 1999-04-01
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF FIRST STATE INVESTMENT MANAGERS (ASIA) LIMITED indirect 1999-04-01
LAZARD PENSION MANAGEMENT INC SHAREHOLDER indirect 1984-06-01 2001-01-31
LAZARD PENSION MANAGEMENT INC SHAREHOLDER indirect 1984-06-01 2001-01-31
LAZARD ASSET MANAGEMENT CANADA INC SHAREHOLDER indirect 1984-06-01 2001-02-22
LAZARD ASSET MANAGEMENT CANADA INC SHAREHOLDER indirect 1984-06-01 2001-02-22
INDOCAM INTERNATIONAL INVESTMENT SERVICES STOCKHOLDER indirect 1979-06-01 2001-02-28
INDOCAM INTERNATIONAL INVESTMENT SERVICES STOCKHOLDER indirect 1997-05-01 2001-02-28
LADENBURG THALMANN FUND MANAGEMENT INC INDIRECT SHAREHOLDER direct 1999-12-01 2001-03-28
LADENBURG THALMANN ASSET MANAGEMENT INC INDIRECT SHAREHOLDER direct 1999-12-01 2001-03-28
LADENBURG THALMANN FUND MANAGEMENT INC INDIRECT SHAREHOLDER direct 2000-08-01 2001-03-28
CMG FIRST STATE SINGAPORE HOLDING COMPANY OF COLONIAL FIRST STATE INVESTMENTS GROUP LIMITED indirect 2000-06-01 2001-03-29
FINANCIAL PARTNERS CAPITAL MANAGEMENT INC INDIRECT SHAREHOLDER direct 1999-12-01 2001-05-11
FINANCIAL PARTNERS CAPITAL MANAGEMENT INC INDIRECT SHAREHOLDER direct 2000-08-01 2001-05-11
CLAY FINLAY INC 100% SHAREHOLDER OF CLAY FINLAY INC. direct 2001-04-01 2001-05-16
NORTHERN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT direct 2000-09-01 2001-05-17
NORTHERN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OLD MUTUAL (SOUTH AFRICA) LTD. direct 2000-09-01 2001-05-17
NORTHERN CAPITAL MANAGEMENT LLC 8.71% SHAREHOLDER OF OLD MUTUAL PLC direct 2000-09-01 2001-05-17
NORTHERN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OLD MUTUAL (NETHERLANDS) B.V. direct 2000-09-01 2001-05-17
NORTHERN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OLD MUTUAL LIFE ASSURANCE CO. (SOUTH AFRICA) LIMITED direct 2000-09-01 2001-05-17
NORTHERN CAPITAL MANAGEMENT LLC 100 SHAREHOLDER OF OM GROUP (UK) LIMITED direct 2000-09-01 2001-05-17
NORTHERN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OLD MUTUAL LIFE HOLDINGS (SOUTH AFRICA) LIMITED direct 2000-09-01 2001-05-17
RS GROWTH GROUP LLC LIMITED PARTNER indirect 1999-03-01 2001-05-22
RS VALUE GROUP LLC LIMITED PARTNER indirect 1999-02-01 2001-05-25
RS INVESTMENT MANAGEMENT LP LLC direct 1999-03-01 2001-05-25
RS INVESTMENT MANAGEMENT INC LLC direct 1999-03-01 2001-05-25
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF REGISTRANT direct 2001-04-01 2001-06-06
CDC IXIS ASSET MANAGEMENT SHAREHOLDER direct 1999-10-01 2001-06-12
CDC IXIS ASSET MANAGEMENT SHAREHOLDER direct 2000-04-01 2001-06-12
CDC IXIS ASSET MANAGEMENT SHAREHOLDER direct 1993-03-01 2001-06-12
CMG FIRST STATE SINGAPORE HOLDING COMPANY OF COLONIAL FIRST STATE INVESTMENTS GROUP LTD indirect 1999-04-01 2001-09-25
INDOCAM INTERNATIONAL INVESTMENT SERVICES STOCKHOLDER indirect 1996-07-01 2001-11-28
CREDIT AGRICOLE ASSET MANAGEMENT US ADVISORY SERVICES STOCKHOLDER indirect 1996-07-01 2001-11-28
CREDIT AGRICOLE ASSET MANAGEMENT US ADVISORY SERVICES STOCKHOLDER indirect 1997-05-01 2001-11-28
INDOCAM INTERNATIONAL INVESTMENT SERVICES STOCKHOLDER indirect 1997-05-01 2001-11-28
CMG FIRST STATE (HONG KONG) LLC HOLDING COMPANY OF CMG FIRST STATE INVESTMENTS GROUP LIMITED indirect 2000-06-01 2001-12-03
CMG FIRST STATE (HONG KONG) LLC HOLDING COMPANY OF CMG FIRST STATE INVESTMENT MANAGERS (ASIA) LIMITED indirect 1999-04-01 2001-12-03
AMERICAN SKANDIA ADVISORY SERVICES, INC. INDIRECT PARENT OF APPLICANT indirect 2000-10-01 2001-12-14
JURIKA & VOYLES LP SHAREHOLDER indirect 2000-10-01 2002-01-15
JURIKA & VOYLES LP SUPERVISOR indirect 2000-10-01 2002-01-15
JURIKA & VOYLES LP SHAREHOLDER indirect 2000-10-01 2002-01-15
LADENBURG THALMANN ASSET MANAGEMENT INC OWNS 13% OF LADENBURG THALMANN FINANACIAL SERVICES direct 1999-12-01 2002-01-28
LADENBURG THALMANN ASSET MANAGEMENT INC INDIRECT SHAREHOLDER direct 2000-08-01 2002-01-28
REICH & TANG ASSET MANAGEMENT LP SHAREHOLDER indirect 2000-10-01 2002-01-28
REICH & TANG ASSET MANAGEMENT,LLC SHAREHOLDER indirect 2000-10-01 2002-01-28
LADENBURG THALMANN ASSET MANAGEMENT INC OWNS 16.3% OF LADENBURG THALMANN FINANCIAL SERVICES direct 2001-05-01 2002-01-28
LADENBURG THALMANN ASSET MANAGEMENT INC OWNS 57.6% OF LADENBURG THALMANN FINANACIAL SERVICES direct 2001-05-01 2002-01-28
RREEF AMERICA LLC AFFILIATE indirect 1998-01-01 2002-03-27
AGF PRIVATE INVESTMENT ADVISORS INC. PARENT COMPANY direct 1971-03-01 2002-05-02
BIOPHARMA CAPITAL LIMITED SHAREHOLDER indirect 2001-04-01 2002-06-17
BIOPHARMA CAPITAL LIMITED TRUST indirect 2001-04-01 2002-06-17
PROEQUITIES INC PARENT direct 1984-08-01 2002-06-25
CMG FIRST STATE SINGAPORE HOLDING COMPANY OF CMG FIRST STATE INVESTMENT MANAGERS (ASIA) LIMITED indirect 1999-04-01 2002-09-25
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF COLONIAL FIRST STATE INVESTMENTS GROUP LTD indirect 1999-04-01 2002-09-25
TBK INVESTMENTS, INC. DIRECT SHAREHOLDER direct 2000-06-01 2003-01-13
TBK INVESTMENTS, INC. DIRECT SHAREHOLDER direct 2000-12-01 2003-01-13
AMERICAN SKANDIA ADVISORY SERVICES, INC. INDIRECT PARENT OF APPLICANT indirect 2000-10-01 2003-03-26
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER OF 6 direct 1986-02-01 2003-03-27
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER OF 7 direct 1995-03-01 2003-03-27
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER OF 8 direct 1995-07-01 2003-03-27
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 1984-06-01 2003-03-31
BIOPHARMA CAPITAL LIMITED SHAREHOLDER direct 2001-04-01 2003-05-20
HARRIS INVESTMENT MANAGEMENT INC SOLE SHAREHOLDER OF BANKMONT FINANCIAL CORP. indirect 1989-09-01 2003-07-31
ROBECO INSTITUTIONAL ASSET MANAGEMENT US INC SHAREHOLDER OF ROBECO INTERNATIONAL B.V. indirect 1997-02-01 2003-09-02
ROBECO INSTITUTIONAL ASSET MANAGEMENT US INC SHAREHOLDER OF ROBECO GROUP N.V. indirect 1997-02-01 2003-09-02
HIM MONEGY, INC. SOLE SHAREHOLDER OF BANKMONT FINANCIAL CORP. indirect 1989-09-01 2003-10-09
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 1984-06-01 2003-12-04
NEEDELMAN ASSET MANAGEMENT INC MEMBER indirect 2002-08-01 2003-12-09
CMG FIRST STATE (HONG KONG) LLC HOLDING COMPANY OF COLONIAL HOLDING COMPANY PTY LIMITED indirect 1999-04-01 2004-01-27
THUNDER BAY CAPITAL MANAGEMENT, LP NON-VOTING LIMITED PARTNER - CALEDONIAN BANK & TRUST LIMITED TRUSTEE indirect 2003-02-01 2004-03-19
FINANCIAL PARTNERS CAPITAL MANAGEMENT INC INDIRECT SHAREHOLDER direct 1995-06-01 2004-03-31
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER direct 2002-11-01 2004-08-10
CLAYMORE FUND MANAGEMENT COMPANY LLC INDIRECT SHAREHOLDER direct 2001-05-01 2004-08-11
ROBECO INSTITUTIONAL ASSET MANAGEMENT US INC SHAREHOLDER OF APPLICANT direct 1999-03-01 2004-10-12
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER OF 6 direct 2001-05-01 2004-12-13
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER OF 7 direct 2001-05-01 2004-12-13
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER OF 5 direct 1986-02-01 2004-12-13
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER OF 4 direct 1986-02-01 2004-12-13
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER OF 2 direct 1986-11-01 2004-12-13
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER direct 1986-11-01 2004-12-13
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER OF 3 direct 1986-12-01 2004-12-13
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER OF 1 direct 1991-03-01 2004-12-13
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER OF 8 direct 1995-03-01 2004-12-13
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER OF 9 direct 1995-07-01 2004-12-13
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER OF 10 direct 1995-07-01 2004-12-13
TBK INVESTMENTS, INC. DIRECT SHAREHOLDER direct 2003-10-01 2005-03-02
LAZARD ASSET MANAGEMENT LLC GENERAL MEMBER indirect 2000-03-01 2005-03-29
LAZARD ASSET MANAGEMENT LLC OWNER indirect 2001-04-01 2005-03-29
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 7: SHAREHOLDER OF 6 direct 2001-05-01 2005-03-29
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 8: SHAREHOLDER OF 7 direct 2001-05-01 2005-03-29
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 1984-06-01 2005-03-29
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 1984-06-01 2005-03-29
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 1984-06-01 2005-03-29
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 6: SHAREHOLDER OF 5 direct 1986-02-01 2005-03-29
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 9: SHAREHOLDER OF 8 direct 1995-03-01 2005-03-29
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 10: SHAREHOLDER OF 9 direct 1995-07-01 2005-03-29
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 11: SHAREHOLDER OF 10 direct 1995-07-01 2005-03-29
LAZARD ASSET MANAGEMENT (CANADA)INC GENERAL MEMBER indirect 2000-03-01 2005-03-30
LAZARD ALTERNATIVES, LLC GENERAL MEMBER indirect 2000-03-01 2005-03-30
ROBECO INSTITUTIONAL ASSET MANAGEMENT US INC SHAREHOLDER OF APPLICANT direct 2003-12-01 2005-03-30
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 1984-06-01 2005-03-30
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 1984-06-01 2005-03-30
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 1984-06-01 2005-03-30
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 1984-06-01 2005-03-30
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 1984-06-01 2005-03-30
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 1984-06-01 2005-03-30
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 1984-06-01 2005-03-30
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 1984-06-01 2005-03-30
FIRST STATE (HONG KONG) LLC HOLDING COMPANY OF THE COLONIAL MUTUAL LIFE ASSURANCE SOCIETY LIMITED indirect 1999-04-01 2005-06-07
FIRST STATE INVESTMENTS (SINGAPORE) ULTIMATE HOLDING COMPANY indirect 2000-06-01 2005-10-03
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF COLONIAL FIRST STATE GROUP LIMITED indirect 2000-06-01 2005-10-03
CMG FIRST STATE SINGAPORE HOLDING COMPANY OF COLONIAL HOLDING COMPANY (NO.2) PTY LIMITED indirect 1999-04-01 2005-10-03
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF THE COLONIAL MUTUAL LIFE ASSURANCE SOCIETY LIMITED indirect 1999-04-01 2005-10-03
CMG FIRST STATE SINGAPORE HOLDING COMPANY OF COLONIAL HOLDING COMPANY PTY LIMITED indirect 1999-04-01 2005-10-03
MFS INSTITUTIONAL ADVISORS INC. SHAREHOLDER indirect 2004-11-01 2006-03-31
FIRST STATE (HONG KONG) LLC HOLDING COMPANY OF COLONIAL HOLDING COMPANY LIMITED indirect 1999-04-01 2006-04-10
FIRST STATE (HONG KONG) LLC ULTIMATE HOLDING COMPANY indirect 2000-06-01 2006-04-10
FIRST STATE (HONG KONG) LLC HOLDING COMPANY OF COLONIAL FIRST STATE GROUP LIMITED indirect 2000-06-01 2006-04-10
FIRST STATE (HONG KONG) LLC HOLDING COMPANY OF COLONIAL MUTUAL LIFE ASSURANCE SOCIETY LIMITED indirect 2005-04-01 2006-04-10
FIRST STATE (HONG KONG) LLC HOLDING COMPANY OF COMMONWEALTH INSURANCE HOLDINGS LIMITED indirect 2005-04-01 2006-04-10
FIRST STATE (HONG KONG) LLC HOLDING COMPANY OF COLONIAL HOLDING COMPANY (NO.2) PTY LIMITED indirect 1999-04-01 2006-04-10
K.K. JERMYN CAPITAL SHAREHOLDER indirect 2000-02-01 2006-06-02
JERMYN CAPITAL (SINGAPORE) PTE. LTD. SHAREHOLDER indirect 2000-02-01 2006-06-07
DAISHIN INVESTMENT TRUST MANAGEMENT CO., LTD. SHAREHOLDER direct 1999-08-01 2006-06-28
STANDARD PACIFIC CAPITAL LLC MEMBER indirect 2006-01-01 2006-07-20
MASSACHUSETTS FINANCIAL SERVICES COMPANY SHAREHOLDER indirect 2004-11-01 2006-12-04
AGF PRIVATE INVESTMENT ADVISORS INC. 100% OWNER PARENT indirect 2001-07-01 2007-02-05
CYPRESS CAPITAL MANAGEMENT US LIMITED 100% OWNER PARENT indirect 2004-06-01 2007-02-09
FIRST STATE (HONG KONG) LLC MEMBER/HOLDING COMPANY OF MANAGING MEMBER direct 1999-04-01 2007-03-07
TBK INVESTMENTS, INC. DIRECT SHAREHOLDER direct 2005-02-01 2007-03-24
MARTIN CURRIE INC INDIRECT OWNER indirect 2001-12-01 2007-03-29
MFS INSTITUTIONAL ADVISORS INC. SHAREHOLDER indirect 2004-11-01 2007-03-30
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 5: SHAREHOLDER OF 4 indirect 1986-02-01 2007-08-09
FAIRFIELD GREENWICH ADVISORS LLC SHAREHOLDER indirect 2001-10-01 2008-03-26
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 6: SHAREHOLDER OF 5 direct 2005-03-01 2008-03-27
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 6: SHAREHOLDER OF 5 indirect 2005-03-01 2008-03-27
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 7: SHAREHOLDER OF 6 direct 2006-01-01 2008-03-27
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 7: SHAREHOLDER OF 6 indirect 2006-01-01 2008-03-27
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 5: SHAREHOLDER OF 4 direct 1986-02-01 2008-03-27
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 5: SHAREHOLDER OF 4 indirect 1986-02-01 2008-03-27
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 3: SHAREHOLDER OF 2 direct 1986-11-01 2008-03-27
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 3: SHAREHOLDER OF 2 indirect 1986-11-01 2008-03-27
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 4: SHAREHOLDER OF 3 indirect 1986-12-01 2008-03-27
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 4: SHAREHOLDER OF 3 direct 1986-12-01 2008-03-27
JUNO MOTHER EARTH ASSET MANAGEMENT, LLC MEMBER direct 2007-01-01 2008-04-30
BARING INTERNATIONAL INVESTMENT LTD SHAREHOLDER 3: SHAREHOLDER OF 2 direct 2006-01-01 2008-06-10
HAMON US INVESTMENT ADVISORS LTD CORPORATION direct 1989-07-01 2008-07-10
HAMON U.S. INVESTMENT ADVISORS LIMITED CORPORATION indirect 1992-03-01 2008-07-10
HAMON US INVESTMENT ADVISORS LTD CORPORATION indirect 1995-12-01 2008-07-10
AGF INVESTMENTS AMERICA INC. / PLACEMENTS AGF AMÉRIQUE INC. SHAREHOLDER indirect 2007-10-01 2009-06-09
AGF ASSET MANAGEMENT GROUP US LIMITED SHAREHOLDER direct 2007-10-01 2009-06-09
YORK ASSET MANAGEMENT INC. OWNER indirect 2001-05-01 2010-01-12
YORK ASSET MANAGEMENT INC. TRUSTEE indirect 2001-12-01 2010-01-12
YORK ASSET MANAGEMENT INC. OWNER direct 2009-12-01 2010-01-12
THREADNEEDLE INTERNATIONAL LTD. STOCKHOLDER indirect 2009-01-01 2010-03-26
THREADNEEDLE INTERNATIONAL LTD. STOCKHOLDER indirect 2009-01-01 2010-03-26
TETRAGON FINANCIAL MANAGEMENT L.P. MEMBER indirect 2005-05-01 2010-12-22
TETRAGON FINANCIAL MANAGEMENT L.P. LIMITED PARTNER direct 2005-07-01 2010-12-22
TETRAGON FINANCIAL MANAGEMENT L.P. LIMITED PARTNER indirect 2007-12-01 2010-12-22
POLYGON MANAGEMENT L.P. GENERAL PARTNER direct 2009-06-01 2010-12-22
POLYGON MANAGEMENT L.P. GENERAL PARTNER indirect 2010-06-01 2010-12-22
POLYGON MANAGEMENT L.P. LIMITED PARTNER direct 2010-06-01 2010-12-22
BARING INTERNATIONAL INVESTMENT LTD SHAREHOLDER 4: SHAREHOLDER OF SHAREHOLDER 3 indirect 2006-01-01 2011-03-31
HARRIS INVESTMENT MANAGEMENT INC SOLE SHAREHOLDER OF HARRIS FINANCIAL CORP. indirect 1989-09-01 2011-04-01
THREADNEEDLE INTERNATIONAL LTD. STOCKHOLDER indirect 2009-01-01 2011-06-30
THREADNEEDLE INTERNATIONAL LTD. STOCKHOLDER indirect 2010-10-01 2011-06-30
HARRIS INVESTMENT MANAGEMENT INC SOLE SHAREHOLDER OF HARRIS FINANCIAL CORP. indirect 1989-09-01 2011-08-05
HIM MONEGY, INC. SOLE SHAREHOLDER OF HARRIS FINANCIAL CORP. indirect 1989-09-01 2011-08-08
HAMON ASIAN ADVISORS LIMITED SHAREHOLDER direct 1989-07-01 2012-03-28
BISCAYNEAMERICAS ADVISERS L.L.C. MEMBER OF V-HENRIQUEZ HOLDINGS, LLC indirect 2005-12-01 2012-03-30
BISCAYNEAMERICAS ADVISERS L.L.C. SHAREHOLDER OF LW INVESTMENT MANAGEMENT, LTD. indirect 2007-12-01 2012-03-30
HIM MONEGY, INC. SOLE SHAREHOLDER OF HARRIS INVESTMENT MANAGEMENT, INC. indirect 1989-09-01 2012-03-30
SALLFORT ADVISORS LTD. SHAREHOLDER direct 2009-12-01 2012-04-24
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 5: SHAREHOLDER OF 4 direct 2005-03-01 2012-07-16
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 6: SHAREHOLDER OF 5 direct 2006-01-01 2012-07-16
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 4: SHAREHOLDER OF 3 direct 1986-02-01 2012-07-16
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 3: SHAREHOLDER OF 2 direct 2008-06-01 2012-07-16
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 2: SHAREHOLDER OF 1 direct 1991-03-01 2012-07-16
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF FIRST STATE INVESTMENTS HOLDINGS indirect 1999-04-01 2012-08-16
FIRST STATE INVESTMENTS (SINGAPORE) MANAGING MEMBER indirect 1999-04-01 2012-08-16
HANCOCK CAPITAL INVESTMENT MANAGEMENT LLC MEMBER indirect 2009-12-01 2012-12-13
MASSACHUSETTS FINANCIAL SERVICES COMPANY SHAREHOLDER indirect 2004-11-01 2013-01-04
MFS INSTITUTIONAL ADVISORS INC. SHAREHOLDER indirect 2004-11-01 2013-01-04
MFS INSTITUTIONAL ADVISORS INC. SHAREHOLDER indirect 1997-12-01 2013-01-04
BARING INTERNATIONAL INVESTMENT LTD SHAREHOLDER 5: SHAREHOLDER OF SHAREHOLDER 4 indirect 2012-02-01 2013-01-18
MARTIN CURRIE INC INDIRECT SHAREHOLDER indirect 2007-11-01 2014-07-30
KYOBO LIFE ASSET MANAGEMENT (AMERICA) CO., LTD. DIRECT OWNER direct 1996-07-01 2015-01-12
CABEZON INVESTMENT GROUP, LLC OWNER indirect 2001-08-01 2015-03-31
CABEZON INVESTMENT GROUP, LLC OWNER indirect 2003-03-01 2015-03-31
GUGGENHEIM PARTNERS LATIN AMERICA, INC. MEMBER indirect 2012-10-01 2015-03-31
UBS AGRIVEST LLC SHAREHOLDER indirect 2015-08-01 2015-09-01
UBS REALTY INVESTORS LLC SHAREHOLDER indirect 2015-08-01 2015-09-01
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF FIRST STATE INVESTMENTS (BERMUDA) LIMITED indirect 1999-04-01 2015-09-29
RESOLVE ASSET MANAGEMENT INC. OWNER direct 2015-02-01 2015-12-11
THREESIXTY ELEMENTS S.A. OWNER direct 2015-07-01 2016-01-12
HERITAGE INSTITUTIONAL SERVICES, LLC OWNER indirect 2010-12-01 2016-04-19
MASSACHUSETTS FINANCIAL SERVICES COMPANY SHAREHOLDER indirect 2005-01-01 2016-06-15
BARING INTERNATIONAL INVESTMENT LTD SHAREHOLDER 5: SHAREHOLDER OF SHAREHOLDER 4 indirect 2012-02-01 2016-07-25
MFS INSTITUTIONAL ADVISORS INC. SHAREHOLDER indirect 2005-01-01 2016-10-14
SUN CAPITAL ADVISERS LLC SOLE SHAREHOLDER indirect 2004-12-01 2016-12-21
DEVERE USA INC. SHAREHOLDER indirect 2012-02-01 2017-04-26
DEVERE USA INC. SHAREHOLDER indirect 2012-02-01 2017-05-31

BTC CAPITAL MANAGEMENT, INC.

ownership team - last updated 2017-12-21
Name Title Start Date Direct/Indirect % Ownership
BTC FINANCIAL CORPORATION SHAREHOLDER 05/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
BTC CAPITAL MANAGEMENT, INC. SHAREHOLDER direct 2003-05-01
MIDAMERICA INVESTMENT ADVISORY GROUP,INC. CONTROL PERSON indirect 2003-05-01
ALBERTSON, KERMIT, JOHN SECRETARY/TREASURER 05/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTC CAPITAL MANAGEMENT, INC. SECRETARY/TREASURER direct 2003-05-01
ELTJES, SCOTT, DEAN PRESIDENT AND CEO 02/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
VMF CAPITAL LLC VP, MANAGING PARTNER direct 1999-05-01
VMF CAPITAL LLC VP, MANAGING PARTNER indirect 1999-05-01
WB CAPITAL MANAGEMENT INC. MANAGING DIRECTOR direct 2003-10-01
BTC CAPITAL MANAGEMENT, INC. PRESIDENT AND CEO direct 2009-02-01
INVESTORS MANAGEMENT GROUP LTD DIRECTOR direct 2006-01-01 2008-03-26
MIDAMERICA INVESTMENT ADVISORY GROUP,INC. PRESIDENT AND CEO direct 2009-08-01 2010-01-04
RADIA, SUKU, NMN CHAIRMAN, DIRECTOR 04/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTC CAPITAL MANAGEMENT, INC. CHAIRMAN, DIRECTOR direct 2009-04-01
MIDAMERICA INVESTMENT ADVISORY GROUP,INC. CHAIRMAN direct 2009-08-01
AUGUSTINE, JON, KENT CHIEF INVESTMENT OFFICER 11/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
VMF CAPITAL LLC VP, MANAGING PARTNER direct 1999-05-01
VMF CAPITAL LLC VP, MANAGING PARTNER indirect 1999-05-01
WB CAPITAL MANAGEMENT INC. MANAGING DIRECTOR direct 2003-10-01
BTC CAPITAL MANAGEMENT, INC. CHIEF INVESTMENT OFFICER direct 2009-11-01
WB CAPITAL MANAGEMENT INC. MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER direct 2003-10-01 2005-09-06
WB CAPITAL MANAGEMENT INC. CHIEF INVESTMENT OFFICER, DIRECTOR direct 2009-01-01 2009-03-24
MIDAMERICA INVESTMENT ADVISORY GROUP,INC. VICE PRESIDENT/CHIEF INVESTMENT OFFICER direct 2009-12-01 2010-01-04
BTC CAPITAL MANAGEMENT, INC. VICE PRESIDENT/CHIEF INVESTMENT OFFICER direct 2009-11-01 2015-07-02
MANDZIARA, MARK, PAUL SENIOR MANAGING DIRECTOR 07/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTC CAPITAL MANAGEMENT, INC. SENIOR MANAGING DIRECTOR direct 2003-07-01
BTC CAPITAL MANAGEMENT, INC. SENIOR MANAGING DIRECTOR/BOARD MEMBER direct 2003-07-01
MIDAMERICA INVESTMENT ADVISORY GROUP,INC. SENIOR MANAGING DIRECTOR/BOARD MEMBER direct 2009-12-01
LEIBOLD, CHARLES, HOWARD CHIEF COMPLIANCE OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTC CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2017-01-01
JOHN RUAN 1993 REVOCABLE TRUST, FORMED UNDER AGREEMENT DATED APRIL 2, 2002 BY JOHN RUAN AS SETTLOR. CURRENT TRUSTEE: JOHN RUAN CONTROL PERSON BTC FINANCIAL CORPORATION 03/01/2002 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
FIRST STATE INVESTMENTS (SINGAPORE) MANAGING MEMBER indirect 1999-04-01
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF FSIB LIMITED indirect 1999-04-01
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF FIRST STATE INVESTMENT MANAGERS (ASIA) LIMITED indirect 1999-04-01
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF COMMONWEALTH INSURANCE HOLDINGS LIMITED indirect 1999-04-01
FIRST STATE INVESTMENTS (SINGAPORE) MANAGING MEMBER direct 1999-04-01
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF FIRST STATE INVESTMENTS HOLDINGS (SINGAPORE) indirect 1999-04-01
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF COLONIAL FIRST STATE GROUP LIMITED indirect 1999-04-01
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF COLONIAL FIRST STATE GROUP LIMITED indirect 1999-04-01
FIRST STATE INVESTMENTS (SINGAPORE) MEMBER/HOLDING COMPANY OF MANAGING MEMBER direct 1999-04-01
FIRST STATE INVESTMENTS (SINGAPORE) ULTIMATE HOLDING COMPANY indirect 1999-04-01
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF COMMONWEALTH INSURANCE HOLDINGS LIMITED indirect 1999-04-01
ACKER FINLEY ASSET MANAGEMENT USA INC. SHAREHOLDER direct 1999-07-01
TRAFALGAR CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2000-01-01
JERMYN CAPITAL (SINGAPORE) PTE. LTD. SHAREHOLDER indirect 2000-02-01
K.K. JERMYN CAPITAL SHAREHOLDER indirect 2000-02-01
JERMYN CAPITAL (SINGAPORE) PTE. LTD. SHAREHOLDER indirect 2000-02-01
JERMYN CAPITAL (SINGAPORE) PTE. LTD. SHAREHOLDER indirect 2000-02-01
JERMYN CAPITAL (SINGAPORE) PTE. LTD. SHAREHOLDER indirect 2000-02-01
K.K. JERMYN CAPITAL SHAREHOLDER indirect 2000-02-01
K.K. JERMYN CAPITAL SHAREHOLDER indirect 2000-02-01
K.K. JERMYN CAPITAL SHAREHOLDER direct 2000-02-01
LAZARD PENSION MANAGEMENT INC GENERAL MEMBER indirect 2000-03-01
LAZARD DEBT RECOVERY MANAGEMENT, LLC GENERAL MEMBER indirect 2000-03-01
FIRST STATE INVESTMENTS (SINGAPORE) ULTIMATE HOLDING COMPANY indirect 2000-06-01
PANGAEA ASSET MANAGEMENT, LLC MEMBER indirect 2000-06-01
ACCESS INVESTMENT ADVISORS LLC SHAREHOLDER indirect 2000-08-01
MARTIN CURRIE GLOBAL INVESTORS LIMITED PARENT COMPANY direct 2000-08-01
KOBRICK FUNDS LLC SHAREHOLDER indirect 2000-10-01
KOBRICK FUNDS LLC SUPERVISOR indirect 2000-10-01
KOBRICK FUNDS LLC SHAREHOLDER indirect 2000-10-01
LAZARD DEBT RECOVERY MANAGEMENT OWNER indirect 2001-04-01
LADENBURG THALMANN FUND MANAGEMENT INC INDIRECT SHAREHOLDER direct 2001-05-01
YORK ASSET MANAGEMENT LIMITED OWNER indirect 2001-05-01
LADENBURG THALMANN FUND MANAGEMENT LLC SHAREHOLDER indirect 2001-05-01
YORK ASSET MANAGEMENT LIMITED OWNER direct 2001-05-01
AGF PRIVATE INVESTMENT ADVISORS INC. PARENT COMPANY direct 2001-07-01
TRAFALGAR CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2001-09-01
MFS INSTITUTIONAL ADVISORS INC. SHAREHOLDER indirect 2001-10-01
SUTRO & CO. INCORPORATED INDIRECT OWNER indirect 2001-10-01
CREDIT AGRICOLE ASSET MANAGEMENT US ADVISORY SERVICES STOCKHOLDER indirect 2001-11-01
CREDIT AGRICOLE ASSET MANAGEMENT US ADVISORY SERVICES STOCKHOLDER indirect 2001-11-01
CREDIT AGRICOLE ASSET MANAGEMENT US ADVISORY SERVICES STOCKHOLDER indirect 2001-11-01
YORK ASSET MANAGEMENT LIMITED TRUSTEE indirect 2001-12-01
BTC CAPITAL MANAGEMENT, INC. CONTROL PERSON indirect 2002-03-01
POLYGON INVESTMENTS LTD. EQUITYHOLDER direct 2002-11-01
REAL ESTATE CAPITAL PARTNERS LP OWNER indirect 2002-12-01
ALPHA INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2003-01-01
ALPHA INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2003-01-01
THUNDER BAY CAPITAL MANAGEMENT, LP NON - VOTING LIMITED PARTNER direct 2003-02-01
THUNDER BAY CAPITAL MANAGEMENT, LP TRUSTEE- AB 2003 TRUST direct 2003-02-01
TRAFALGAR CAPITAL MANAGEMENT (UK) LLP TRUSTEE indirect 2003-05-01
AEON CAPITAL MANAGEMENT, INC. SHAREHOLDER indirect 2003-07-01
BIOPHARMA CAPITAL LIMITED SHAREHOLDER direct 2003-11-01
ALPHA INVESTMENT MANAGEMENT LLC MEMBER direct 2004-01-01
REAL ESTATE CAPITAL PARTNERS LP OWNER indirect 2004-07-01
MCLEAN BUDDEN LIMITED. SHAREHOLDER indirect 2004-11-01
RYAN LABS ASSET MANAGEMENT INC. SOLE SHAREHOLDER indirect 2004-12-01
LAJU (CAYMAN) LIMITED LISTED COMPANY indirect 1969-07-01
SUN LIFE INSTITUTIONAL INVESTMENTS (U.S.) LLC SOLE SHAREHOLDER indirect 2004-12-01
MARTIN CURRIE INC PARENT COMPANY direct 1978-10-01
MARTIN CURRIE INVESTMENT MANAGEMENT LIMITED PARENT COMPANY direct 1978-10-01
CREDIT AGRICOLE ASSET MANAGEMENT US ADVISORY SERVICES STOCKHOLDER indirect 1979-06-01
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 5: SHAREHOLDER OF 4 indirect 2005-03-01
ALPHA INVESTMENT MANAGEMENT LLC SOLE SHAREHOLDER indirect 1984-05-01
TRAFALGAR CAPITAL MANAGEMENT (UK) LLP DESIGNATED MEMBER direct 2005-03-01
BLACKSQUARE CAPITAL LLP OWNER indirect 2005-06-01
LAZARD PENSION MANAGEMENT INC SHAREHOLDER indirect 1984-06-01
POLYGON CREDIT HOLDINGS LTD. EQUITYHOLDER direct 2005-07-01
LAZARD PENSION MANAGEMENT INC SHAREHOLDER indirect 1984-06-01
CYPRESS CAPITAL MANAGEMENT US LIMITED PARENT COMPANY direct 2005-11-01
LAZARD DEBT RECOVERY MANAGEMENT, LLC SHAREHOLDER indirect 1984-06-01
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 6: SHAREHOLDER OF 5 indirect 2006-01-01
LAZARD DEBT RECOVERY MANAGEMENT, LLC SHAREHOLDER indirect 1984-06-01
BARING INTERNATIONAL INVESTMENT LTD SHAREHOLDER 3: SHAREHOLDER OF SHAREHOLDER 2 indirect 2006-01-01
LAZARD PENSION MANAGEMENT INC SHAREHOLDER indirect 1984-06-01
LAZARD DEBT RECOVERY MANAGEMENT SHAREHOLDER indirect 1984-06-01
LAZARD PENSION MANAGEMENT INC SHAREHOLDER indirect 1984-06-01
FIRST STATE (HONG KONG) LLC HOLDING COMPANY OF COMMONWEALTH INSURANCE HOLDINGS LIMITED indirect 2006-04-01
BOSTON ADVISORS, LLC MEMBER direct 2006-04-01
LAZARD DEBT RECOVERY MANAGEMENT, LLC SHAREHOLDER indirect 1984-06-01
FIRST STATE (HONG KONG) LLC ULTIMATE HOLDING COMPANY indirect 2006-04-01
FIRST STATE (HONG KONG) LLC HOLDING COMPANY OF COLONIAL FIRST STATE GROUP LIMITED indirect 2006-04-01
K.J. HARRISON & PARTNERS (USA) INC. CORPORATION direct 2006-12-01
FIRST STATE (HONG KONG) LLC HOLDING COMPANY OF FIRST STATE INVESTMENTS (BERMUDA) LIMITED indirect 2007-06-01
HIGHSTREET ASSET MANAGEMENT U.S. INC. PARENT COMPANY indirect 2007-09-01
AGF INVESTMENTS AMERICA INC. / PLACEMENTS AGF AMÉRIQUE INC. SHAREHOLDER indirect 1985-06-01
CYPRESS CAPITAL MANAGEMENT US LIMITED 100% OWNER PARENT indirect 2007-10-01
CYPRESS CAPITAL MANAGEMENT US LIMITED SHAREHOLDER indirect 1985-06-01
LASAIR CAPITAL LLC CLASS B MEMBER indirect 2007-10-01
AGF PRIVATE INVESTMENT ADVISORS INC. SHAREHOLDER indirect 1985-06-01
AGF PRIVATE INVESTMENT ADVISORS INC. SHAREHOLDER indirect 2007-10-01
LASAIR CAPITAL LLC MANAGING MEMBER direct 2007-10-01
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 4: SHAREHOLDER OF 3 indirect 1986-02-01
CYPRESS CAPITAL MANAGEMENT US LIMITED SHAREHOLDER indirect 2007-10-01
AGF PRIVATE INVESTMENT ADVISORS INC. 100% OWNER PARENT indirect 2007-10-01
HIGHSTREET ASSET MANAGEMENT U.S. INC. PARENT COMPANY indirect 2007-11-01
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 1: SHAREHOLDER OF APPLICANT direct 1986-11-01
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 3: SHAREHOLDER OF 2 indirect 2008-06-01
THREADNEEDLE INTERNATIONAL LTD. STOCKHOLDER indirect 2009-01-01
HIGHSTREET U.S. ASSET MANAGEMENT INC. PARENT COMPANY direct 2009-02-01
AGF INVESTMENTS AMERICA INC. / PLACEMENTS AGF AMÉRIQUE INC. DIRECT OWNER direct 2009-06-01
DAISHIN INVESTMENT TRUST MANAGEMENT CO., LTD. SHAREHOLDER direct 1988-03-01
KESTREL PARTNERS LLP SHAREHOLDER indirect 2009-06-01
HANCOCK CAPITAL INVESTMENT MANAGEMENT LLC MEMBER indirect 2009-12-01
HAMON ASIAN ADVISORS LIMITED SHAREHOLDER indirect 1989-07-01
FINANCIALADVICE4ME, LLC MEMBER direct 2009-12-01
BMO ASSET MANAGEMENT CORP. SOLE SHAREHOLDER OF BMO FINANCIAL CORP. indirect 1989-09-01
HANWHA ASSET MANAGEMENT (USA) LTD. DIRECT OWNER indirect 2010-06-01
MONEGY, INC. SOLE SHAREHOLDER OF BMO FINANCIAL CORP. indirect 1989-09-01
INSTITUTIONAL SHAREHOLDER SERVICES INC. GENERAL PARTNER indirect 2010-08-01
CICC INVESTMENT MANAGEMENT (USA), INC. SOLE SHAREHOLDER indirect 2010-11-01
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 2: SHAREHOLDER OF 1 indirect 1991-03-01
CICC INVESTMENT MANAGEMENT (USA), INC. SHAREHOLDER indirect 2010-11-01
CICC INVESTMENT MANAGEMENT (USA), INC. SHAREHOLDER indirect 2010-11-01
HAMON ASIAN ADVISORS LIMITED SHAREHOLDER indirect 1992-03-01
CICC INVESTMENT MANAGEMENT (USA), INC. SOLE SHAREHOLDER indirect 2010-11-01
NEPHILA CAPITAL LTD. SHAREHOLDER indirect 2010-12-01
FUJI-LORD ABBETT INTERNATIONAL, LTD SHAREHOLDER direct 1992-06-01
NEPHILA ADVISORS LLC SHAREHOLDER indirect 2010-12-01
EDINBURGH FUND MANAGERS PLC SHAREHOLDER direct 1995-04-01
BARING INTERNATIONAL INVESTMENT LTD SHAREHOLDER 6: SHAREHOLDER OF SHAREHOLDER 5 indirect 2012-02-01
HAMON ASIAN ADVISORS LIMITED SHAREHOLDER direct 2012-06-01
SWISS AMERICAN ADVISORS LTD. SHAREHOLDER direct 2012-06-01
ELEVAR EQUITY MANAGEMENT LIMITED OWNER direct 2012-11-01
FORTIS ADVISORS, LLC GENERAL PARTNER indirect 2013-09-01
ARGO INFRASTRUCTURE PARTNERS LLC GENERAL PARTNER indirect 2013-12-01
HAMON ASIAN ADVISORS LIMITED SHAREHOLDER indirect 1995-12-01
F&C MANAGEMENT LIMITED INDIRECT SHAREHOLDER indirect 2014-01-01
PALADIN INVESTMENT ASSOCIATES, LLC SHAREHOLDER indirect 1995-12-01
INSTITUTIONAL SHAREHOLDER SERVICES INC. OWNER indirect 2014-04-01
ABERDEEN AMERICA INC. MINORITY SHAREHOLDER direct 1996-05-01
AQM CAPITAL LLC MEMBER direct 2014-06-01
KYOBO LIFE ASSET MANAGEMENT (AMERICA) CO., LTD. SOLE MEMBER direct 1996-07-01
RESOLVE ASSET MANAGEMENT INC. OWNER direct 2014-11-01
SEIZERT CAPITAL PARTNERS, LLC MEMBER indirect 2014-11-01
ELESSAR INVESTMENT MANAGEMENT, LLC MEMBER indirect 2014-11-01
SOLUS ALTERNATIVE ASSET MANAGEMENT LP LIMITED PARTNER direct 2015-03-01
RYAN LABS ASSET MANAGEMENT INC. SOLE SHAREHOLDER indirect 2015-04-01
CREDIT AGRICOLE ASSET MANAGEMENT US ADVISORY SERVICES STOCKHOLDER indirect 1997-05-01
PRIME ADVISORS INC SOLE SHAREHOLDER indirect 2015-07-01
CREDIT AGRICOLE ASSET MANAGEMENT US ADVISORY SERVICES STOCKHOLDER indirect 1997-05-01
UBS OCONNOR LLC HOLDING COMPANY direct 2015-08-01
UBS ASSET MANAGEMENT (AMERICAS) INC. SHAREHOLDER indirect 2015-08-01
UBS HEDGE FUND SOLUTIONS LLC HOLDING COMPANY direct 2015-08-01
MCLEAN BUDDEN LIMITED. SHAREHOLDER indirect 1997-12-01
INDOCAM INTERNATIONAL INVESTMENT SERVICES PARENT direct 1998-01-01
FFCM LLC MEMBER direct 2015-11-01
FFCM LLC MEMBER indirect 2015-11-01
ASHMORE INVESTMENT MANAGEMENT LTD PARENT COMPANY direct 1999-02-01
THREESIXTY ELEMENTS S.A. SHAREHOLDER direct 2016-02-01
ASHMORE INVESTMENT MANAGEMENT LTD ULTIMATE PARENT COMPANY indirect 1999-02-01
MAXIMAI INVESTMENT PARTNERS, LLC MANAGING MEMBER direct 2016-09-01
ASHMORE INVESTMENT ADVISORS LIMITED PARENT COMPANY direct 1999-02-01
TILLRIDGE CAPITAL PARTNERS, LLC GENERAL PARTNER indirect 2016-12-01
ASHMORE INVESTMENT ADVISORS LIMITED ULTIMATE PARENT COMPANY indirect 1999-02-01
BROOKFIELD SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER direct 2017-01-01
HANWHA ASSET MANAGEMENT (USA) LTD. DIRECT OWNER direct 2017-02-01
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF FIRST STATE INVESTMENTS SINGAPORE direct 1999-04-01
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF FIRST STATE INVESTMENTS (BERMUDA) LIMITED direct 1999-04-01
FIRST STATE (HONG KONG) LLC HOLDING COMPANY OF FIRST STATE INVESTMENT MANAGERS (ASIA) LIMITED indirect 1999-04-01
FIRST STATE (HONG KONG) LLC MANAGING MEMBER direct 1999-04-01
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF FIRST STATE INVESTMENT MANAGERS (ASIA) LIMITED indirect 1999-04-01
LAZARD PENSION MANAGEMENT INC SHAREHOLDER indirect 1984-06-01 2001-01-31
LAZARD PENSION MANAGEMENT INC SHAREHOLDER indirect 1984-06-01 2001-01-31
LAZARD ASSET MANAGEMENT CANADA INC SHAREHOLDER indirect 1984-06-01 2001-02-22
LAZARD ASSET MANAGEMENT CANADA INC SHAREHOLDER indirect 1984-06-01 2001-02-22
INDOCAM INTERNATIONAL INVESTMENT SERVICES STOCKHOLDER indirect 1979-06-01 2001-02-28
INDOCAM INTERNATIONAL INVESTMENT SERVICES STOCKHOLDER indirect 1997-05-01 2001-02-28
LADENBURG THALMANN FUND MANAGEMENT INC INDIRECT SHAREHOLDER direct 1999-12-01 2001-03-28
LADENBURG THALMANN ASSET MANAGEMENT INC INDIRECT SHAREHOLDER direct 1999-12-01 2001-03-28
LADENBURG THALMANN FUND MANAGEMENT INC INDIRECT SHAREHOLDER direct 2000-08-01 2001-03-28
CMG FIRST STATE SINGAPORE HOLDING COMPANY OF COLONIAL FIRST STATE INVESTMENTS GROUP LIMITED indirect 2000-06-01 2001-03-29
FINANCIAL PARTNERS CAPITAL MANAGEMENT INC INDIRECT SHAREHOLDER direct 1999-12-01 2001-05-11
FINANCIAL PARTNERS CAPITAL MANAGEMENT INC INDIRECT SHAREHOLDER direct 2000-08-01 2001-05-11
CLAY FINLAY INC 100% SHAREHOLDER OF CLAY FINLAY INC. direct 2001-04-01 2001-05-16
NORTHERN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT direct 2000-09-01 2001-05-17
NORTHERN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OLD MUTUAL (SOUTH AFRICA) LTD. direct 2000-09-01 2001-05-17
NORTHERN CAPITAL MANAGEMENT LLC 8.71% SHAREHOLDER OF OLD MUTUAL PLC direct 2000-09-01 2001-05-17
NORTHERN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OLD MUTUAL (NETHERLANDS) B.V. direct 2000-09-01 2001-05-17
NORTHERN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OLD MUTUAL LIFE ASSURANCE CO. (SOUTH AFRICA) LIMITED direct 2000-09-01 2001-05-17
NORTHERN CAPITAL MANAGEMENT LLC 100 SHAREHOLDER OF OM GROUP (UK) LIMITED direct 2000-09-01 2001-05-17
NORTHERN CAPITAL MANAGEMENT LLC 100% SHAREHOLDER OF OLD MUTUAL LIFE HOLDINGS (SOUTH AFRICA) LIMITED direct 2000-09-01 2001-05-17
RS GROWTH GROUP LLC LIMITED PARTNER indirect 1999-03-01 2001-05-22
RS VALUE GROUP LLC LIMITED PARTNER indirect 1999-02-01 2001-05-25
RS INVESTMENT MANAGEMENT LP LLC direct 1999-03-01 2001-05-25
RS INVESTMENT MANAGEMENT INC LLC direct 1999-03-01 2001-05-25
ACADIAN ASSET MANAGEMENT INC 100% SHAREHOLDER OF REGISTRANT direct 2001-04-01 2001-06-06
CDC IXIS ASSET MANAGEMENT SHAREHOLDER direct 1999-10-01 2001-06-12
CDC IXIS ASSET MANAGEMENT SHAREHOLDER direct 2000-04-01 2001-06-12
CDC IXIS ASSET MANAGEMENT SHAREHOLDER direct 1993-03-01 2001-06-12
CMG FIRST STATE SINGAPORE HOLDING COMPANY OF COLONIAL FIRST STATE INVESTMENTS GROUP LTD indirect 1999-04-01 2001-09-25
INDOCAM INTERNATIONAL INVESTMENT SERVICES STOCKHOLDER indirect 1996-07-01 2001-11-28
CREDIT AGRICOLE ASSET MANAGEMENT US ADVISORY SERVICES STOCKHOLDER indirect 1996-07-01 2001-11-28
CREDIT AGRICOLE ASSET MANAGEMENT US ADVISORY SERVICES STOCKHOLDER indirect 1997-05-01 2001-11-28
INDOCAM INTERNATIONAL INVESTMENT SERVICES STOCKHOLDER indirect 1997-05-01 2001-11-28
CMG FIRST STATE (HONG KONG) LLC HOLDING COMPANY OF CMG FIRST STATE INVESTMENTS GROUP LIMITED indirect 2000-06-01 2001-12-03
CMG FIRST STATE (HONG KONG) LLC HOLDING COMPANY OF CMG FIRST STATE INVESTMENT MANAGERS (ASIA) LIMITED indirect 1999-04-01 2001-12-03
AMERICAN SKANDIA ADVISORY SERVICES, INC. INDIRECT PARENT OF APPLICANT indirect 2000-10-01 2001-12-14
JURIKA & VOYLES LP SHAREHOLDER indirect 2000-10-01 2002-01-15
JURIKA & VOYLES LP SUPERVISOR indirect 2000-10-01 2002-01-15
JURIKA & VOYLES LP SHAREHOLDER indirect 2000-10-01 2002-01-15
LADENBURG THALMANN ASSET MANAGEMENT INC OWNS 13% OF LADENBURG THALMANN FINANACIAL SERVICES direct 1999-12-01 2002-01-28
LADENBURG THALMANN ASSET MANAGEMENT INC INDIRECT SHAREHOLDER direct 2000-08-01 2002-01-28
REICH & TANG ASSET MANAGEMENT LP SHAREHOLDER indirect 2000-10-01 2002-01-28
REICH & TANG ASSET MANAGEMENT,LLC SHAREHOLDER indirect 2000-10-01 2002-01-28
LADENBURG THALMANN ASSET MANAGEMENT INC OWNS 16.3% OF LADENBURG THALMANN FINANCIAL SERVICES direct 2001-05-01 2002-01-28
LADENBURG THALMANN ASSET MANAGEMENT INC OWNS 57.6% OF LADENBURG THALMANN FINANACIAL SERVICES direct 2001-05-01 2002-01-28
RREEF AMERICA LLC AFFILIATE indirect 1998-01-01 2002-03-27
AGF PRIVATE INVESTMENT ADVISORS INC. PARENT COMPANY direct 1971-03-01 2002-05-02
BIOPHARMA CAPITAL LIMITED SHAREHOLDER indirect 2001-04-01 2002-06-17
BIOPHARMA CAPITAL LIMITED TRUST indirect 2001-04-01 2002-06-17
PROEQUITIES INC PARENT direct 1984-08-01 2002-06-25
CMG FIRST STATE SINGAPORE HOLDING COMPANY OF CMG FIRST STATE INVESTMENT MANAGERS (ASIA) LIMITED indirect 1999-04-01 2002-09-25
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF COLONIAL FIRST STATE INVESTMENTS GROUP LTD indirect 1999-04-01 2002-09-25
TBK INVESTMENTS, INC. DIRECT SHAREHOLDER direct 2000-06-01 2003-01-13
TBK INVESTMENTS, INC. DIRECT SHAREHOLDER direct 2000-12-01 2003-01-13
AMERICAN SKANDIA ADVISORY SERVICES, INC. INDIRECT PARENT OF APPLICANT indirect 2000-10-01 2003-03-26
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER OF 6 direct 1986-02-01 2003-03-27
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER OF 7 direct 1995-03-01 2003-03-27
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER OF 8 direct 1995-07-01 2003-03-27
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 1984-06-01 2003-03-31
BIOPHARMA CAPITAL LIMITED SHAREHOLDER direct 2001-04-01 2003-05-20
HARRIS INVESTMENT MANAGEMENT INC SOLE SHAREHOLDER OF BANKMONT FINANCIAL CORP. indirect 1989-09-01 2003-07-31
ROBECO INSTITUTIONAL ASSET MANAGEMENT US INC SHAREHOLDER OF ROBECO INTERNATIONAL B.V. indirect 1997-02-01 2003-09-02
ROBECO INSTITUTIONAL ASSET MANAGEMENT US INC SHAREHOLDER OF ROBECO GROUP N.V. indirect 1997-02-01 2003-09-02
HIM MONEGY, INC. SOLE SHAREHOLDER OF BANKMONT FINANCIAL CORP. indirect 1989-09-01 2003-10-09
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 1984-06-01 2003-12-04
NEEDELMAN ASSET MANAGEMENT INC MEMBER indirect 2002-08-01 2003-12-09
CMG FIRST STATE (HONG KONG) LLC HOLDING COMPANY OF COLONIAL HOLDING COMPANY PTY LIMITED indirect 1999-04-01 2004-01-27
THUNDER BAY CAPITAL MANAGEMENT, LP NON-VOTING LIMITED PARTNER - CALEDONIAN BANK & TRUST LIMITED TRUSTEE indirect 2003-02-01 2004-03-19
FINANCIAL PARTNERS CAPITAL MANAGEMENT INC INDIRECT SHAREHOLDER direct 1995-06-01 2004-03-31
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER direct 2002-11-01 2004-08-10
CLAYMORE FUND MANAGEMENT COMPANY LLC INDIRECT SHAREHOLDER direct 2001-05-01 2004-08-11
ROBECO INSTITUTIONAL ASSET MANAGEMENT US INC SHAREHOLDER OF APPLICANT direct 1999-03-01 2004-10-12
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER OF 6 direct 2001-05-01 2004-12-13
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER OF 7 direct 2001-05-01 2004-12-13
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER OF 5 direct 1986-02-01 2004-12-13
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER OF 4 direct 1986-02-01 2004-12-13
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER OF 2 direct 1986-11-01 2004-12-13
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER direct 1986-11-01 2004-12-13
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER OF 3 direct 1986-12-01 2004-12-13
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER OF 1 direct 1991-03-01 2004-12-13
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER OF 8 direct 1995-03-01 2004-12-13
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER OF 9 direct 1995-07-01 2004-12-13
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER OF 10 direct 1995-07-01 2004-12-13
TBK INVESTMENTS, INC. DIRECT SHAREHOLDER direct 2003-10-01 2005-03-02
LAZARD ASSET MANAGEMENT LLC GENERAL MEMBER indirect 2000-03-01 2005-03-29
LAZARD ASSET MANAGEMENT LLC OWNER indirect 2001-04-01 2005-03-29
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 7: SHAREHOLDER OF 6 direct 2001-05-01 2005-03-29
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 8: SHAREHOLDER OF 7 direct 2001-05-01 2005-03-29
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 1984-06-01 2005-03-29
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 1984-06-01 2005-03-29
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 1984-06-01 2005-03-29
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 6: SHAREHOLDER OF 5 direct 1986-02-01 2005-03-29
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 9: SHAREHOLDER OF 8 direct 1995-03-01 2005-03-29
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 10: SHAREHOLDER OF 9 direct 1995-07-01 2005-03-29
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 11: SHAREHOLDER OF 10 direct 1995-07-01 2005-03-29
LAZARD ASSET MANAGEMENT (CANADA)INC GENERAL MEMBER indirect 2000-03-01 2005-03-30
LAZARD ALTERNATIVES, LLC GENERAL MEMBER indirect 2000-03-01 2005-03-30
ROBECO INSTITUTIONAL ASSET MANAGEMENT US INC SHAREHOLDER OF APPLICANT direct 2003-12-01 2005-03-30
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 1984-06-01 2005-03-30
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 1984-06-01 2005-03-30
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 1984-06-01 2005-03-30
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 1984-06-01 2005-03-30
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 1984-06-01 2005-03-30
LAZARD ASSET MANAGEMENT (CANADA)INC SHAREHOLDER indirect 1984-06-01 2005-03-30
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 1984-06-01 2005-03-30
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 1984-06-01 2005-03-30
FIRST STATE (HONG KONG) LLC HOLDING COMPANY OF THE COLONIAL MUTUAL LIFE ASSURANCE SOCIETY LIMITED indirect 1999-04-01 2005-06-07
FIRST STATE INVESTMENTS (SINGAPORE) ULTIMATE HOLDING COMPANY indirect 2000-06-01 2005-10-03
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF COLONIAL FIRST STATE GROUP LIMITED indirect 2000-06-01 2005-10-03
CMG FIRST STATE SINGAPORE HOLDING COMPANY OF COLONIAL HOLDING COMPANY (NO.2) PTY LIMITED indirect 1999-04-01 2005-10-03
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF THE COLONIAL MUTUAL LIFE ASSURANCE SOCIETY LIMITED indirect 1999-04-01 2005-10-03
CMG FIRST STATE SINGAPORE HOLDING COMPANY OF COLONIAL HOLDING COMPANY PTY LIMITED indirect 1999-04-01 2005-10-03
MFS INSTITUTIONAL ADVISORS INC. SHAREHOLDER indirect 2004-11-01 2006-03-31
FIRST STATE (HONG KONG) LLC HOLDING COMPANY OF COLONIAL HOLDING COMPANY LIMITED indirect 1999-04-01 2006-04-10
FIRST STATE (HONG KONG) LLC ULTIMATE HOLDING COMPANY indirect 2000-06-01 2006-04-10
FIRST STATE (HONG KONG) LLC HOLDING COMPANY OF COLONIAL FIRST STATE GROUP LIMITED indirect 2000-06-01 2006-04-10
FIRST STATE (HONG KONG) LLC HOLDING COMPANY OF COLONIAL MUTUAL LIFE ASSURANCE SOCIETY LIMITED indirect 2005-04-01 2006-04-10
FIRST STATE (HONG KONG) LLC HOLDING COMPANY OF COMMONWEALTH INSURANCE HOLDINGS LIMITED indirect 2005-04-01 2006-04-10
FIRST STATE (HONG KONG) LLC HOLDING COMPANY OF COLONIAL HOLDING COMPANY (NO.2) PTY LIMITED indirect 1999-04-01 2006-04-10
K.K. JERMYN CAPITAL SHAREHOLDER indirect 2000-02-01 2006-06-02
JERMYN CAPITAL (SINGAPORE) PTE. LTD. SHAREHOLDER indirect 2000-02-01 2006-06-07
DAISHIN INVESTMENT TRUST MANAGEMENT CO., LTD. SHAREHOLDER direct 1999-08-01 2006-06-28
STANDARD PACIFIC CAPITAL LLC MEMBER indirect 2006-01-01 2006-07-20
MASSACHUSETTS FINANCIAL SERVICES COMPANY SHAREHOLDER indirect 2004-11-01 2006-12-04
AGF PRIVATE INVESTMENT ADVISORS INC. 100% OWNER PARENT indirect 2001-07-01 2007-02-05
CYPRESS CAPITAL MANAGEMENT US LIMITED 100% OWNER PARENT indirect 2004-06-01 2007-02-09
FIRST STATE (HONG KONG) LLC MEMBER/HOLDING COMPANY OF MANAGING MEMBER direct 1999-04-01 2007-03-07
TBK INVESTMENTS, INC. DIRECT SHAREHOLDER direct 2005-02-01 2007-03-24
MARTIN CURRIE INC INDIRECT OWNER indirect 2001-12-01 2007-03-29
MFS INSTITUTIONAL ADVISORS INC. SHAREHOLDER indirect 2004-11-01 2007-03-30
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 5: SHAREHOLDER OF 4 indirect 1986-02-01 2007-08-09
FAIRFIELD GREENWICH ADVISORS LLC SHAREHOLDER indirect 2001-10-01 2008-03-26
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 6: SHAREHOLDER OF 5 direct 2005-03-01 2008-03-27
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 6: SHAREHOLDER OF 5 indirect 2005-03-01 2008-03-27
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 7: SHAREHOLDER OF 6 direct 2006-01-01 2008-03-27
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 7: SHAREHOLDER OF 6 indirect 2006-01-01 2008-03-27
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 5: SHAREHOLDER OF 4 direct 1986-02-01 2008-03-27
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 5: SHAREHOLDER OF 4 indirect 1986-02-01 2008-03-27
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 3: SHAREHOLDER OF 2 direct 1986-11-01 2008-03-27
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 3: SHAREHOLDER OF 2 indirect 1986-11-01 2008-03-27
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 4: SHAREHOLDER OF 3 indirect 1986-12-01 2008-03-27
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 4: SHAREHOLDER OF 3 direct 1986-12-01 2008-03-27
JUNO MOTHER EARTH ASSET MANAGEMENT, LLC MEMBER direct 2007-01-01 2008-04-30
BARING INTERNATIONAL INVESTMENT LTD SHAREHOLDER 3: SHAREHOLDER OF 2 direct 2006-01-01 2008-06-10
HAMON US INVESTMENT ADVISORS LTD CORPORATION direct 1989-07-01 2008-07-10
HAMON U.S. INVESTMENT ADVISORS LIMITED CORPORATION indirect 1992-03-01 2008-07-10
HAMON US INVESTMENT ADVISORS LTD CORPORATION indirect 1995-12-01 2008-07-10
AGF INVESTMENTS AMERICA INC. / PLACEMENTS AGF AMÉRIQUE INC. SHAREHOLDER indirect 2007-10-01 2009-06-09
AGF ASSET MANAGEMENT GROUP US LIMITED SHAREHOLDER direct 2007-10-01 2009-06-09
YORK ASSET MANAGEMENT INC. OWNER indirect 2001-05-01 2010-01-12
YORK ASSET MANAGEMENT INC. TRUSTEE indirect 2001-12-01 2010-01-12
YORK ASSET MANAGEMENT INC. OWNER direct 2009-12-01 2010-01-12
THREADNEEDLE INTERNATIONAL LTD. STOCKHOLDER indirect 2009-01-01 2010-03-26
THREADNEEDLE INTERNATIONAL LTD. STOCKHOLDER indirect 2009-01-01 2010-03-26
TETRAGON FINANCIAL MANAGEMENT L.P. MEMBER indirect 2005-05-01 2010-12-22
TETRAGON FINANCIAL MANAGEMENT L.P. LIMITED PARTNER direct 2005-07-01 2010-12-22
TETRAGON FINANCIAL MANAGEMENT L.P. LIMITED PARTNER indirect 2007-12-01 2010-12-22
POLYGON MANAGEMENT L.P. GENERAL PARTNER direct 2009-06-01 2010-12-22
POLYGON MANAGEMENT L.P. GENERAL PARTNER indirect 2010-06-01 2010-12-22
POLYGON MANAGEMENT L.P. LIMITED PARTNER direct 2010-06-01 2010-12-22
BARING INTERNATIONAL INVESTMENT LTD SHAREHOLDER 4: SHAREHOLDER OF SHAREHOLDER 3 indirect 2006-01-01 2011-03-31
HARRIS INVESTMENT MANAGEMENT INC SOLE SHAREHOLDER OF HARRIS FINANCIAL CORP. indirect 1989-09-01 2011-04-01
THREADNEEDLE INTERNATIONAL LTD. STOCKHOLDER indirect 2009-01-01 2011-06-30
THREADNEEDLE INTERNATIONAL LTD. STOCKHOLDER indirect 2010-10-01 2011-06-30
HARRIS INVESTMENT MANAGEMENT INC SOLE SHAREHOLDER OF HARRIS FINANCIAL CORP. indirect 1989-09-01 2011-08-05
HIM MONEGY, INC. SOLE SHAREHOLDER OF HARRIS FINANCIAL CORP. indirect 1989-09-01 2011-08-08
HAMON ASIAN ADVISORS LIMITED SHAREHOLDER direct 1989-07-01 2012-03-28
BISCAYNEAMERICAS ADVISERS L.L.C. MEMBER OF V-HENRIQUEZ HOLDINGS, LLC indirect 2005-12-01 2012-03-30
BISCAYNEAMERICAS ADVISERS L.L.C. SHAREHOLDER OF LW INVESTMENT MANAGEMENT, LTD. indirect 2007-12-01 2012-03-30
HIM MONEGY, INC. SOLE SHAREHOLDER OF HARRIS INVESTMENT MANAGEMENT, INC. indirect 1989-09-01 2012-03-30
SALLFORT ADVISORS LTD. SHAREHOLDER direct 2009-12-01 2012-04-24
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 5: SHAREHOLDER OF 4 direct 2005-03-01 2012-07-16
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 6: SHAREHOLDER OF 5 direct 2006-01-01 2012-07-16
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 4: SHAREHOLDER OF 3 direct 1986-02-01 2012-07-16
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 3: SHAREHOLDER OF 2 direct 2008-06-01 2012-07-16
BARING ASSET MANAGEMENT (ASIA) LIMITED SHAREHOLDER 2: SHAREHOLDER OF 1 direct 1991-03-01 2012-07-16
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF FIRST STATE INVESTMENTS HOLDINGS indirect 1999-04-01 2012-08-16
FIRST STATE INVESTMENTS (SINGAPORE) MANAGING MEMBER indirect 1999-04-01 2012-08-16
HANCOCK CAPITAL INVESTMENT MANAGEMENT LLC MEMBER indirect 2009-12-01 2012-12-13
MASSACHUSETTS FINANCIAL SERVICES COMPANY SHAREHOLDER indirect 2004-11-01 2013-01-04
MFS INSTITUTIONAL ADVISORS INC. SHAREHOLDER indirect 2004-11-01 2013-01-04
MFS INSTITUTIONAL ADVISORS INC. SHAREHOLDER indirect 1997-12-01 2013-01-04
BARING INTERNATIONAL INVESTMENT LTD SHAREHOLDER 5: SHAREHOLDER OF SHAREHOLDER 4 indirect 2012-02-01 2013-01-18
MARTIN CURRIE INC INDIRECT SHAREHOLDER indirect 2007-11-01 2014-07-30
KYOBO LIFE ASSET MANAGEMENT (AMERICA) CO., LTD. DIRECT OWNER direct 1996-07-01 2015-01-12
CABEZON INVESTMENT GROUP, LLC OWNER indirect 2001-08-01 2015-03-31
CABEZON INVESTMENT GROUP, LLC OWNER indirect 2003-03-01 2015-03-31
GUGGENHEIM PARTNERS LATIN AMERICA, INC. MEMBER indirect 2012-10-01 2015-03-31
UBS AGRIVEST LLC SHAREHOLDER indirect 2015-08-01 2015-09-01
UBS REALTY INVESTORS LLC SHAREHOLDER indirect 2015-08-01 2015-09-01
FIRST STATE INVESTMENTS (SINGAPORE) HOLDING COMPANY OF FIRST STATE INVESTMENTS (BERMUDA) LIMITED indirect 1999-04-01 2015-09-29
RESOLVE ASSET MANAGEMENT INC. OWNER direct 2015-02-01 2015-12-11
THREESIXTY ELEMENTS S.A. OWNER direct 2015-07-01 2016-01-12
HERITAGE INSTITUTIONAL SERVICES, LLC OWNER indirect 2010-12-01 2016-04-19
MASSACHUSETTS FINANCIAL SERVICES COMPANY SHAREHOLDER indirect 2005-01-01 2016-06-15
BARING INTERNATIONAL INVESTMENT LTD SHAREHOLDER 5: SHAREHOLDER OF SHAREHOLDER 4 indirect 2012-02-01 2016-07-25
MFS INSTITUTIONAL ADVISORS INC. SHAREHOLDER indirect 2005-01-01 2016-10-14
SUN CAPITAL ADVISERS LLC SOLE SHAREHOLDER indirect 2004-12-01 2016-12-21
DEVERE USA INC. SHAREHOLDER indirect 2012-02-01 2017-04-26
DEVERE USA INC. SHAREHOLDER indirect 2012-02-01 2017-05-31

WhaleScore history for BTC CAPITAL MANAGEMENT, INC.

You must have a subscription to view WhaleScore histories

Elevate your investments